The English experiment: an hour a day keeps illiteracy at bay.
McNally, Sandra
In developed countries like the United States and Britain, the
continuing challenge for educators is to sort through the choices of an
all-you-can-eat school system and teach the basic skills. Despite
so-called universal education, an alarming number of people still fail
to reach even basic levels of literacy. According to Sir Claus Moser,
chairman of the Basic Skills Agency, one in five adults in Britain is
functionally illiterate. The International Adult Literacy Survey shows
that Britain is only slightly behind the United States, where 21-24
percent of adults have the lowest level of literacy skills. The problems
in the United States and Britain are notably worse than in other
developed countries.
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How to ensure that future generations of adults do not suffer from
such problems is, of course, education's $64,000 question (though
the price tag is considerably higher these days) and there have been as
many proposals for increasing literacy as there are illiterates. Some of
the more prominent initiatives--like the Reading First component of No
Child Left Behind and the "Success for All--Reading First"
program begun at Johns Hopkins in the late 1970s--involve the
implementation of a highly structured classroom framework that spells
out what should be taught, how it should be taught, and for how long.
The "literacy hour" was introduced in a select group of
primary schools in September, 1996, as part of England's National
Literacy Project (NLP). It provides us with a unique opportunity to
study the impact of such highly structured programs on learning. Aimed
at children from 5 to 11 years of age, the literacy hour spurned the
passive (or quiet) approach to reading used in many classrooms in the
United States and Britain and brought a great deal of precision to the
task of instruction, mainly with a tightly organized and strictly
managed program.
Do such formal and structured reading programs work? Will they
improve reading abilities, and will they do so at a reasonable cost?
That is what we asked of the literacy hour. To answer the question, we
took advantage of the fact that children in 400 schools were in the
program for up to two years before it was rolled out in all of
England's primary schools, in the fall of 1998. And we were also
able to explore the program's impact on gender gaps in pupil
achievement, an important issue since in England, as in other countries,
girls have traditionally outperformed boys in literacy-related
activities.
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In fact, we found that exposure to the literacy hour significantly
improved students' reading and English achievement, with bigger
gains for boys than for girls. Moreover, the program proved to be a
highly cost-effective means of improving reading scores, especially when
compared with the common alternatives, like class size reductions and
raising teachers' salaries.
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A Change of Technique, Not Time
The National Literacy Project, of which the literacy hour was a key
component, was meant to beef up the National Curriculum, a detailed
course of studies that had been introduced in England and Wales in 1988.
The curriculum had specific benchmarks at each grade level, recommended
minimum teaching times for core subjects, and a full complement of
tests. All school-children in England aged 7, 11, and 14 (known as Key
Stages 1, 2, and 3) were tested in core subjects, including English.
There was a final examination in a range of subjects at age 16, at the
end of compulsory schooling. There are various components of the test in
English at Key Stages 1-3, including a test for reading, writing, and
spelling.
At the selected schools the literacy hour was first introduced to
staff by the headmaster and chair of governors, then at a training week
for designated key teachers and program coordinators. There was also one
in-school professional development day devoted to NLP issues.
The prospective literacy-hour teachers were given instructional
material that laid out the specifics of the program. The hour was
divided into two, 10-15 minute segments consisting of whole-class
reading or writing and whole-class world-level (phonics, spelling) and
sentence-level work; one 25-30-minute session of directed group
activity; and a whole-class summary meeting at the end (5-10 minutes)
for pupils to revisit the objectives of the lesson, reflect on what they
had learned, and consider what they needed to do next. Guidance on
content was set out in the "frame-work for teaching," given to
all literacy hour instructors.
Part of the rationale for this approach was the belief, as a
government report showed, that standards in the teaching of reading
varied hugely from school to school, with many primary teachers not
having had the opportunity to update their skills to take account of
evidence about effective methods of teaching reading and how to apply
them. Though we consider potential spillover effects on other subjects
later in this story, it is important to note that the literacy hour
represents a change in the way literacy skills are taught rather than an
increase in time devoted to the subject.
Choosing the Right Control Group
Though the selection of schools to be included in the pilot program
was fairly arbitrary, it was not random. The selected Local Education
Authorities (LEA), the rough equivalent of an American school district,
tended to have low test scores and high social disadvantage. At the end
of the selection process, some 80 percent of NLP schools were located in
LEAs in inner-city, urban areas, where the most disadvantaged and poorly
performing schools in England are concentrated. About 40 percent of
primary schools within these LEAs were involved in the NLP.
The local administrators charged with implementing the new program
were expected to provide a strong lead to all their schools. Cooperation
and the sharing of ideas between schools within LEAs was also actively
encouraged. For these reasons the schools within the LEA that were not
participating in the NLP could have been affected by the program, even
if indirectly, and are thus probably not good candidates for comparison.
To find a good comparison group, it was instead necessary to turn
to nonparticipating LEAs. Fortunately, for our purposes as evaluators,
project administrators made a concerted effort to contain the effect of
the NLP within the selected LEAs, and no information about the NLP
formally crossed LEA boundaries; schools outside the LEAs involved would
not have been able to obtain a copy of the frame-work from the national
center.
To provide as fair a test as possible, we also adopted an
additional strategy to restrict our analysis to those LEAs that were
truly comparable with the NLP participants. To use the remaining 13,600
primary schools in the country would be to implicitly compare schools in
inner-London LEAs like Hackney to schools in the Isle of Wight.
(American readers might imagine comparing schools in the Bronx with
schools in Wyoming.) Even with detailed information on the
characteristics of the schools and the students who attend them, we may
not be able to account for all the many factors that could affect
student achievement.
Thus we identified LEAs that were geographically adjacent to LEAs
involved in the NLP. Then, if there were multiple adjacent non-NLP LEAs,
we chose the one most similar in student achievement before the start of
the NLP.
In the end, we were forced to omit some LEAs, mainly in rural
counties, where we could not identify a good comparison LEA. As a
result, our study is essentially limited to inner-city LEAs, which
compose 80 percent of the NLP schools, and are precisely the schools of
interest to us, particularly in the context of the debate about poorly
performing inner-city schools in the United Kingdom.
Basic Trends in Achievement
The English performance of British primary-school students has
improved considerably since the literacy hour was introduced (see Figure
1). In 1995, the year before initial implementation, 57 percent of
children at Key Stage 2 (what would be the end of 6th grade in the
United States), achieved at least a level 4 in their overall English
assessment. (There are 6 levels altogether; 4 is considered proficient,
or grade-level appropriate.) Scores increased gradually over time and,
by 2002, the percentage achieving level 4 or above had risen to 75.
Although sizable gender gaps remain, between 1996 and 2002, boys
improved their relative position, with an increase of 20 percentage
points compared to a 14-percentage-point increase for girls.
A similar pattern is evident for reading, where we have data only
from 1997 onward. Those achieving at least level 4 increased from 67 to
80 percent between 1997 and 2002. Once again, although sizable gender
gaps are present at each point in time, over this period boys
experienced an increase of 14 percentage points compared with an
increase of 12 percentage points for girls. In the detailed analysis, we
are primarily interested in two main outcome measures: the percentage of
children reaching the expected standard for their age in English,
("level 4" which takes account of tests in reading, writing,
and spelling) and the percentile score in the reading test (as low
standards in reading were of particular concern).
A simple comparison of the scores of schools in the program and the
comparison LEAs suggests the literacy hour may have played a role in
this general improvement. In 1996, before the program was implemented in
the program schools, only 38 percent of students in NLP schools achieved
level 4 in English, compared with 50 percent of students in the
comparison LEAs. Over the following two years, the percentage of
students achieving level 4 increased by 11 percentage points in schools
already using the literacy hour, against only 8 percentage points in the
comparison schools. Average reading scores increased by 1 percentile
point in the NLP schools, while in the comparison schools it dropped by
the same amount.
While these relative gains made by schools using the literacy hour
are suggestive, it is important to consider whether they may have
reflected other differences between the two groups of schools.
The Impact of the NLP
To provide a more rigorous evaluation of the program's impact,
we compare the reading and English performance of individual students
attending NLP and comparison schools in 1997 and 1998, while taking into
account a wide variety of school characteristics that could also
influence student achievement. These characteristics include, in
addition to a variety of measures of student achievement as of 1996, the
percentages of students in the school that are eligible for free school
meals, those who are nonwhite, and those with special educational needs;
the pupil-teacher ratio and the number of students enrolled; whether the
school is all girls, all boys, a religious school, or in London; and
several measures of the qualifications of the teaching staff. After
taking into account all these characteristics, schools using the
literacy hour outperformed comparison schools by 2.4 percentile points
in reading and by 3.2 percentage points in the share of students
achieving level 4 in English at Key Stage 2.
Because we observe schools over several time periods, we can
subject the program to an even stricter test by controlling for all
characteristics of schools that remain constant over time (by
"differencing out" the effect of attending a particular school
on exam scores). This effectively eliminates not only the differences
between schools in the measurable characteristics listed above, but also
the effects of any unobserved characteristics that are stable over time.
Under this stricter test, the impact of the NLP actually increases
slightly, going to a 2.6 percentile point improvement in reading and a
3.2 higher percentage achieving level 4 or above in English (see Figure
2). This is our best estimate of the program's true impact.
The higher performance of students in schools using the literacy
hour, coupled with the fact that this difference continues to be
observed even after taking into account other differences among schools,
makes us reasonably confident that we have pinned down the effect
attributable to the policy. However, a problem could arise if
achievement had already been increasing more quickly in NLP schools than
in comparison schools even before the policy's implementation.
To rule out this possibility, we rely on school-level data on the
percentage of students achieving level 4 in Key Stage 2 English, as the
more detailed student-level test scores examined above are not available
before 1996. Still, a careful analysis of these aggregate data reveals
no difference whatsoever in the pretreatment trends between NLP and
comparison schools. This confirms that the stronger performance of NLP
schools after the literacy hour's adoption was not attributable to
preexisting differences in achievement.
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Though we have concentrated our analysis of the NLP's impact
on English performance on the percentage of students performing at grade
level at Key Stage 2, it is also important to ask whether the literacy
hour improved literacy for students performing at lower levels or,
conversely, whether attempts to improve basic literacy might have harmed
better-performing students. We therefore also analyzed the effect of the
literacy hour on the percentage of students achieving level 3 and level
5. The results confirm a strong positive impact on the share of students
reaching level 3 in English. While the program did not increase the
share of students achieving level 5, there is no evidence of a harmful
effect on high-performing students.
Gender Differences
Given the existence of sizable gaps in English achievement between
boys and girls, the impact of the program by gender is also of policy
interest. In 1996 there was a 15-percentage-point gap nationally in the
percentage of boys and girls achieving level 4 or above. Even though the
gap has partially closed, it still was 9 percentage points in 2002. So,
our analysis estimates separate NLP effects by gender.
We found that the NLP effect for boys is much larger than that for
girls. For reading, the literacy hour raised boys' mean percentile
reading scores by somewhere between 2.5 and 3.4 percentile points and
raised the percentage achieving level 4 or above in Key Stage 2 English
by between 2.7 and 4.2. These are large effects. For girls, only small
effects were observed. Thus it appears that the literacy hour was more
effective for boys and as such, reduced the gender gap at primary
school.
It is interesting to place this finding in the context of the
national trend. As mentioned, the gender gap in primary school reading
and English has been reduced in recent years. The results we report here
are consistent with the literacy hour's having played an important
role.
Measuring Costs and Benefits
Our analysis has identified a significant impact of the literacy
hour on reading and English achievement. Was it also cost-effective? To
find out, we compared the perpupil costs of the policy with the economic
benefits, as reflected in predicted labor market earnings. (Of course,
this is a narrow definition of economic benefit. A higher level of
literacy may also, for example, increase the probability of employment
and reduce the probability of criminal activity.)
The total annual cost of the literacy hour was [pounds sterling]2.5
million (about [pounds sterling]2.8 million in 2001 prices), or [pounds
sterling]25.52 per pupil in the participating schools. Most of these
expenditures went to establishing 14 local centers (each costing about
[pounds sterling]25,000 per year) and providing literacy consultants in
each participating LEA (about [pounds sterling]27,000 per year for each
consultant). Schools also received some funding for teacher training and
resources.
To estimate benefits of the policy, we converted our best estimate
of the program's impact on reading scores (2.63 percentiles) to its
equivalent in standard deviation terms, calculated as 0.09. We then use
data from the British Cohort Study, which regularly surveys all those
living in Great Britain born in the United Kingdom between April 5 and
11 in 1970, to estimate the impact of an improvement in reading scores
of this magnitude on future labor market earnings. And there we found
the difference in percentile reading scores was associated with
additional earnings at age 30 of between [pounds sterling]75.40 and
[pounds sterling]196.32 per year. The smallest estimate controls for
differences in education attainment. Because education attainment is
determined in part by one's ability to read, this estimate almost
certainly understates the true benefits associated with improved
literacy skills.
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From any perspective, the earnings effect of boosting age 10
reading scores is considerable--and the costs of the literacy hour
minimal. Even if we take the smallest impact estimate from our analysis
(a 1.72 percentile improvement in reading scores, which corresponds to a
0.06 standard deviation increase), the economic benefits measure in the
range of [pounds sterling]1,375 to [pounds sterling]3,581 over the
course of a recipient's lifetime.
These cost-benefit calculations make the literacy hour an
attractive alternative to several other popular policy proposals that
have been subjected to rigorous analysis. While reducing class sizes and
increasing teacher quality have also been estimated to increase student
achievement by roughly 0.1 standard deviation, the costs of such
programs far exceed those of the literacy hour program, which focuses
only on changing teachers' practices.
Spillover Effects
Finally, one might worry that the literacy hour takes teaching
effort and resources away from other subjects and that this indirect
cost effect (via substitution) should be taken into account in a
cost-benefit calculation. However, given the guidelines in the national
curriculum, it seems likely that literacy was being taught in some form
before the policy, for a commensurate time period. As mentioned, the
literacy hour represents a change in how reading and writing are taught,
rather than an increase in the time devoted to the subject.
One might instead suspect that the literacy hour could lead to
positive spillovers due to complementarities between pupil subject areas
and associated teacher practice. Reading and writing, after all, are
important generic skills, and an improvement in these skills might lead
to improved performance in other subjects. The literacy hour might also
have caused teachers to reevaluate their teaching methods in other
subjects and change their approach in those other subjects. This is
especially important in English primary schools because generally pupils
within a particular year group are taught every subject by the same
teacher.
To examine the possible effects of the literacy hour on
mathematics, we simply repeat our main analysis, but focus this time on
the percentile mathematics score and whether the student obtains level 4
or above in mathematics. There is evidence of a positive effect, though
it is about three-fifths that of the impact that we saw on English. Our
strictest test of the program's impact indicates that NLP schools
show higher scores of 1.5 percentile points and a 2.5 higher percentage
achieving at least level 4 in mathematics. These results suggest, if
anything, a complementary impact of the literacy hour on English and
mathematics.
Conclusions
Does a change in the content and structure of teaching affect pupil
performance? Our study of England's literacy hour suggests that it
does. Student test scores in reading, English--even math--improved
significantly in the schools that implemented this highly structured
approach to the teaching of reading. One of the more interesting
findings from our analysis of the NLP data was the effect the program
had on the so-called gender gap: boys benefited more than girls from the
literacy hour. Finally, we show that the long-term benefits of the
literacy hour exceed its costs by a large margin.
These findings are of considerable significance in the wider
education debate about what works best in schools for improving pupil
performance--especially in countries that face urgent problems in basic
literacy. They are also particularly notable since almost certainly the
same teachers were teaching literacy before and after the introduction
of the literacy hour. Indeed, the evidence we report strongly suggests
that public policy focused on the content and organization of what is
taught is a relatively desirable means of preventing illiteracy and its
associated ills.
Stephen Machin is a professor in the Department of Economics,
University College London, Director of the Centre for the Economics of
Education, and Research Director of the Centre for Economic Performance,
London School of Economics. Sandra McNally is a Research Fellow at the
Centre for the Economics of Education and Centre for Economic
Performance, London School of Economics.
An Hour Well Spent (Figure 1)
Since the National Literacy Project (NLP) was first implemented in
selected school districts, known as Local Education Authorities (LEA),
in England in September 1996, the percentage of 11-year-old girls and
boys who score at higher levels on the English exam has increased
dramatically.
SOURCE: Authors' calculations from data supplied by the Department for
Education and Skills.
Ready to Read (Figure 2)
Eleven-year-olds in schools that participated in the literacy hour
program between 1996 and 1998 were much more likely to score at or above
level 4 (on a scale from 1 to 6, where 6 is the highest and 4
proficient) on the English exam than students in nonparticipating
comparison schools.
Impact of Literacy Program on 11-Year-Olds Achieving Proficiency on the
English Exam
Percentage
All students 3.2**
Boys 4.2**
Girls 2.1*
* significant at the 0.05 level ** significant at the 0.01 level
Note: Impact after adjusting for school demographic characteristics and
the year the test was administered.
SOURCE: Authors' calculations from data supplied by the Department for
Education and Skills.
Note: Table made from bar graph.