An evaluation of the effect of correctional education programs on post-release recidivism and employment: an empirical study in Indiana.
Nally, John ; Lockwood, Susan ; Knutson, Katie 等
Introduction
Correctional education is a crucial part of the correctional system
in terms of the prison operation and the educational remedy for prisoner
reentry to the community. Since the 1980s, the prison population has
dramatically increased and prisoners are likely uneducated and
unemployed prior to admission to the prison. Consequently, in recent
years, the demand for correctional education has steadily increased but
the funding for correctional education has been systematically
decreased. In the recent recessionary period, many states have
significantly reduced education budgets and/or eliminated education
programs in order to resolve budget deficits. Even though the budget for
prison education programs is relatively small in the overall budget of
the Department of Correction, the public's sentiments and the
policy-makers' perceptions of such publicly-perceived
"free" education for prison inmates have turned intensely
negative. For example, Congress passed a 1994 amendment to exclude
prison inmates from receiving federal funding (i.e., the Pell Grant) for
post-secondary education programs at correctional facilities. Such
"tough on crime" measures do not reduce the overall prison
population but aggravate the prison overcrowding problems across the
nation.
On the other hand, researchers (Batiuk, et al., 2005; Chappell,
2004; Mercer, 2009; Owens, 2009) find that the recidivism rate among
offenders who have participated in post-secondary education programs
during incarceration is significantly lower than those offenders who
have not. In other words, offenders are likely to be employed after
release and less likely to return to the prison if they have a higher
education. Additionally, the benefits of correctional education
programs, at its core, are frequently measured by the reduction of the
recidivism rate among post-release offenders. However, previous studies
exclusively focused on the released offenders, without a comparison
group, to assess the effect of the correctional education on recidivism.
Furthermore, previous studies were largely insufficient in measuring the
correlation between correctional education and recidivism due to the
lack of post-release employment information among those released
offenders. Unlike previous studies, this study has included the
offender's employment data, if employed, to adequately evaluate the
relationship between correctional education and both post-release
employment and recidivism in the study group and the comparison group.
Correctional Education and Impacts
Correctional education has become deeply embedded in American
correctional systems due to a flux of uneducated or undereducated
inmates. It is a common phenomenon that uneducated or undereducated
inmates are likely to return to prison because they are less likely to
find a job upon release. For example, Vacca (2004) finds that a notable
number of released offenders are unemployed because they do not have
sufficient education and professional skills to meet with job demands in
a variety of industry sectors. According to U.S. Bureau of Justice
Statistics (Harlow, 2003), almost 68 percent of prison inmates have not
graduated from high school and most individuals in that group are racial
minorities. Undoubtedly, correctional education and professional
training programs at correctional facilities have become the primary
educational resources for those uneducated or undereducated inmates to
strengthen their educational competency and job skills.
Across the nation, a variety of correctional education programs
have been utilized in correctional facilities to educate incarcerated inmates. Since a disproportionate number of inmates are considered to be
functionally illiterate, a significant portion of educational resources
at the state level support those correctional education programs such as
Adult Basic Education (ABE) or General Equivalency Diploma (GED)
programs. For some, post-secondary college programs have been added to
enhance the level of education among incarcerated inmates. As the GED or
high school diploma has become insufficient to meet the demands of a
variety of fast-evolving, technology-based industry sectors,
correctional education programs have been focused on the enhancement of
employability for offenders through the development of a variety of
certificate-based, skill-oriented programs in the post-secondary
education curriculum.
For example, the Education Division of the Indiana Department of
Correction (IDOC) has collaborated with seven Indiana institutions of
Higher Education to establish up-to-date post-secondary job-oriented
certificate programs with the objective of increasing the employability
of offenders and reducing the recidivism rate. The IDOC Education
Division has carefully allocated federal and state grant funding to meet
a high demand of educational needs among Indiana inmates. The identified
need to shift the focus from "Liberal Studies" or
"General Studies" degrees resulted in more degree programs
aligned to Indiana's employment needs through 2016. In addition,
several job-oriented certificate programs, such as "Coal Miner
Training" and "Certified Bookkeeper" were established
using federal funding. This shift in job-specific certifications will be
accelerated as Indiana seeks to effectively utilize limited funding to
education its inmates.
There are numerous studies of the benefits of correctional
education programs in terms of reducing recidivism and decreasing the
cost of incarceration (Blackburn, 1981; Burke and Vivian, 2001; Cecil et
al., 2000; Fabelo, 2002; Gordon and Weldon, 2003; Hrabowski and Robbi,
2002; Matsuyama and Prell, 2010; Nuttall et al., 2003; Steurer et al,
2001; Taylor, 1992; Vacca, 2004; Ward, 2009). Researchers generally
conclude that correctional education has effectively reduced the
recidivism rate among released offenders and decreased the over-all cost
of incarceration. Specifically, the recidivism rate is significantly
decreased if offenders have attained a higher level of education during
incarceration.
Even though recidivism has been defined in a variety of measures,
the recidivism rate has been commonly used to measure the effectiveness
of correction educational programs. However, there is no universal
consensus on measuring the success of correction educational programs
while employing the recidivism rate as the post-release outcome measure
(Batiuk et al., 1997; Fabelo, 2002; Gordon and Weldon, 2003; Jancic,
1998; Nuttall et al., 2003; Stevens and Ward, 1997). The main argument
is that recidivism measurement is frequently perceived as arbitrary
(Gehring, 2000) or methodologically inadequate (Cecil et al., 2000; Hull
et al., 2000; Lewis, 2006). Nevertheless, recidivism is the
highly-accepted outcome measure due to mandates from both state and
federal funding agencies (Linton, 2007). Even though the success of
correctional education may be largely measured by the recidivism rate,
it is important to recognize that post-release employment is an
important indicator of the success of correctional education. This study
has included crucial employment-related information to evaluate the
effect of correctional education on post-release recidivism.
Methodology
Data and Data Collection
The Education Division of the Indiana Department of Correction
(IDOC), in cooperation with the IDOC Research and Planning Division, has
continuously modified and updated a dataset of released offenders in
order to assess a variety of post-release measures such as recidivism or
employment. With assistance from the IDOC Research and Planning
Division, the current dataset for assessing post-release recidivism and
employment contains several important factors such as offender
demographical characteristics (i.e., gender, race, age, and education),
legal characteristics of offenders (e.g., legal reason for return to
IDOC, or recidivism status), and employment-related characteristics of
offenders (e.g., job classification or income).
It is important to mention that the IDOC Education Division has
continuously maintained a collaborative relationship with the Indiana
Department of Workforce Development (DWD) for employment-related data or
information among released offenders. Since 2008, the IDOC Education
Division has collaborated with the Indiana Department of Workforce (DWD)
to systematically document employment-related information among a cohort of 6,561 offenders who were released from IDOC custody in 2005. Such a
collaborative effort between the IDOC Education Division and the Indiana
Department of Workforce Development (DWD) has generated crucial
information for analyzing the effect of an offender's level of
education on post-release employment. In 2011, the DWD updated the
post-release employment information for all offenders in this study to
include the period of the first quarter of 2008 through the second
quarter of 2009.
Study Group and Comparison Group
In order to effectively examine the effect of correctional
education on post-release employment and recidivism, the IDOC Education
Division has established a study group and a comparison group to
evaluate outcome measures (e.g., post-release recidivism). The study
group contains 1,077 Indiana offenders who received federal funding from
the U.S. Department of Education in the period of 2002-2009 and were
released from IDOC custody during that time period. It is important to
mention that some offenders received the federal funding to attend
correctional education programs but did not complete the program
requirements due to early release from IDOC.
On the other hand, the comparison group contains 1,078 Indiana
offenders selected from a cohort of 6,561 offenders who were released
from IDOC in 2005. (1) The criteria of the selection of the comparison
group primarily focuses on the size of sample, race of offender,
education level of offender, and whether or not the offender had
received the federal funding for his/her education at Indiana
correctional facilities. No offender in the comparison group had
received the federal funding to attend any correctional education
program during incarceration. Most importantly, offenders in the
comparison group are randomly selected once they have met with the
above-mentioned conditions.
Outcome Measures
By evaluating the outcome measures between the study group and the
comparison group, the primary focuses of this study are to examine: (1)
the effect of correctional education on offender's recidivism, (2)
the effect of correctional education on offender's employment, and
(3) the interrelationship of offender's education, employment and
recidivism. Nonetheless, the principal dependent measure in this study
is to examine the similarity or difference between the study group and
the comparison group to further examine the effect of correctional
education on post-release recidivism. This study will further examine
the post-release employment and recidivism among released offenders with
a different level of education.
Findings
Table 1 provides a detailed description of the study group and the
comparison group in terms of offender's demographics, education,
recidivism, and post-release employment status. Among offenders in the
study group (n=1,077), results of this study show that the study group
consists of 156 (14.5%) female and 921 (85.5%) male offenders; 688
(63.9%) offenders are Caucasian, 349 (32.4%) offenders are African
American, 32 (3.0%) offenders are Hispanic, 3 (0.3%) offenders are Asian
or Pacific Islanders, and 5 (0.5%) offenders whose race are unknown; 783
(72.7%) offenders are in the age range of 20-29 years old, 287 (26.6%)
offenders are in the age range of 30-39 years old, 4 (0.4%) offenders
are in the age range of 40-49 years old, and 3 (0.3%) offenders are 50
years old or older.
Table 1. Descriptive Statistics of the Study Group and the Comparison
Group
Variable Coding Study Group Comparison
(n=1077) Group
(n=1078)
Offender Female 156 / 167 / 15.5%
Gender 14.5%
Male 921 / 911 / 84.5%
85.5%
Offender Caucasian 688 / 712 / 66.0%
Race 63.9%
African American 349 / 366 / 34.0%
32.4%
Hispanic 32 / 3.0% 0 / 0.0%
Asian/Pacific 3 / 0.3% 0 / 0.0%
Islander
Unknown 5 / 0.5% 0 / 0.0%
Offender 20-29 years old 783 / 184 / 17.1%
Age 72.7%
30-39 years old 287 / 403 / 37.4%
26.6%
40-49 years old 4 / 0.4% 324 / 30.1%
50 years old or 3 / 0.3% 167 / 15.5%
above
Offender below high school 25 / 2.3% 232 / 21.5%
Education
high school or 881 / 846 / 78.5%
GED 81.8%
college education 171 / 0 / 0.0%
15.9%
Legal Reason parole violation 129 / 246 / 33.7%
for return1 40.4%
probation 98 / 30.6% 179 / 24.5%
violation
new commitment 83 / 25.9% 262 / 35.8%
CTP 10 / 3.1% 44 / 6.0%
return/violation
Recidivism non-recidivist 757 / 347 / 32.2%
Status offender 70.3%
recidivist 320 / 731 / 67.8%
offender 29.7%
Note 1: There were 320 recidivist offender in the study group
and 731 recidivist offenders in the comparison group.
In the study group, there are 881 (81.8%) offenders with a high
school diploma or GED, 171 (15.9%) offenders with a post-secondary
education, and 25 (2.3%) offenders have not completed high school or GED
prior to release from IDOC custody. The IDOC Education Division has
systematically documented offender's educational endeavors at IDOC
correctional facilities. The Education Division has found that, in the
period of 2002-2009, 870 (80.8%) offenders in the study group have
received the federal funding once, 188 (17.5%) offenders have received
the federal funding twice, 17 (1.6%) offenders have received the federal
funding three times, and 2 (0.2%) offenders have received the federal
funding four times. Meanwhile, 45 offenders who have received the
federal funding have not completed the education program at IDOC
correctional facilities due to early release.
In the study group, results of this study reveal that 320 (29.7%)
offenders are recidivist offenders and 757 (70.3%) offenders are not
recidivist offenders. The recidivism rate is 29.7 percent in the study
group. Among 320 recidivist offenders in the study group, 129 (40.4%)
offenders were returned to IDOC due to parole violation, 98 (30.6%)
offenders were returned to IDOC due to probation violation, 83 (25.9%)
offenders were returned to IDOC due to committing a new crime, and 10
(3.1%) offenders were returned to IDOC due to a violation of Community
Transition Program (CTP). A further examination of recidivist offenders
in the study group reveals that, among 320 recidivist offenders, 125
(39.1%) offenders were returned to IDOC within a year after release, 101
(31.6%) offenders were returned to IDOC within 1-2 years after release,
54 (16.9%) offenders were returned to IDOC within 2-3 years after
release, and 40 (12.5%) offenders were returned to IDOC after 3 years or
more since release.
Table 1 also illustrates offender's characteristics in the
comparison group. Results of this study reveal that the comparison group
consists of 167 (15.5%) female and 911 (84.5%) male offenders; 712
(66.0%) offenders are Caucasian and 366 (34.0%) offenders are African
American; 184 (17.1%) offenders are in the age range of 20-29 years old,
403 (37.4%) offenders are in the age range of 30-39 years old, 324
(30.1%) offenders are in the age range of 40-49 years old, and 167
(15.5%) offenders are 50 years old or older.
In regard to education in the comparison group, this study reveals
that there are 232 (21.5%) offenders with an education below high school
and 846 (78.5%) offenders with a high school diploma or GED. It is
important to note that all offenders in the comparison group in this
study have never received federal funding to attend any correctional
education program in IDOC correctional facilities.
This study also reveals that 731 (67.8%) offenders in the
comparison group are recidivist offenders and 347 (32.2%) offenders are
not recidivist offenders. The recidivism rate is 67.8 percent in the
comparison group. A further examination of 731 recidivist offenders in
the comparison group reveals that 246 (33.7%) offenders were returned to
IDOC due to parole violation, 179 (24.5%) offenders were returned to
IDOC due to probation violation, 262 (35.8%) offenders were returned to
IDOC due to committing a new crime, and 44 (6.0%) offenders were
returned to IDOC due to a violation of Community Transition Program
(CTP). Furthermore, among 731 recidivist offenders in the comparison
group, 548 (75.0%) offenders have returned to IDOC within a year after
release, 182 (24.9%) offenders have returned to IDOC within 1-2 years
after release, and 1 (0.1%) offender has returned to IDOC within 2-3
years after release. In other words, all recidivist offenders in the
comparison group returned to IDOC custody within 3 years since release
in 2005.
Table 2 illustrates the employment status among released offenders
in the study period of the first quarter of 2008 through the second
quarter of 2009 (i.e., 2008Q1-2009Q2). In regard to employment status
among released offenders, this study's results reveal that 303
(28.1%) offenders in the study group and 400 (37.1%) offenders in the
comparison group have been employed at least one quarter in the period
of 2008 Q1-2009 Q2 since release from IDOC. However, a further
examination of offender's employment sustainability indicates that
more than 60 percent of employed offenders in the comparison group, but
only about 38 percent in the study group, have been employed no more
than 2 quarters out of 6 quarters in this study period (2008Q1-2009Q2).
About 47 percent of employed offenders in the study group have been
employed at least 4 quarters (1 year) or more, but only 28 percent of
employed offenders in the comparison group have extended their
employment at least one year or more in this study period.
Table 2. Employment Status among Released Offenders, 2008Q1 through
2009Q2
Variable Coding Study Group Comparison
(n=1077) Group
(n=1078)
Employment employed 303 / 28.1% 400 /
Status1 37.1%
(2008Q1 thru unemployed 774 / 71.9% 678 /
2009Q2) 62.9%
Number of one quarter 51 / 16.8% 131 /
Quarter2 32.8%
Been Employed two quarters 64 / 21.1% 110 /
27.5%
three quarters 46 / 15.2% 47 / 11.8%
four quarters 89 / 29.4% 48 / 12.0%
five quarters 27 / 8.9% 27 / 6.8%
six quarters 26 / 8.6% 37 / 9.2%
Employment agriculture/mining/etc. 9 / 0.9% 0 / 0.0%
Sector3
(NAICS construction 120 / 12.5% 118 /
classification) 11.3%
manufacturing 206 / 21.4% 171 /
16.3%
wholesale or retail 150 / 15.6% 123 /
11.7%
temporary agencies 160 / 16.6% 232 /
22.2%
lodging or food service 228 / 23.7% 253 /
24.2%
repair & maintenance 23 / 2.4% 34 / 3.3%
other employments 67 / 6.9% 115 /
11.0%
Wage 2008Q14 under $1,000 12 / 15.4% 81 / 43.3%
between $1,000-$1,999 7 / 9.0% 33 / 17.6%
between $2,000-$2,999 17 / 21.8% 27 / 14.4%
between $3,000-$3,999 13 / 16.7% 13 / 7.0%
between $4,000-$4,999 7 / 9.0% 8 / 4.3%
between $5,000-$5,999 10 / 12.8% 7 / 3.7%
between $6,000-$6,999 3 / 3.8% 7 / 3.7%
$7,000 or above 9 / 11.5% 11 / 5.9%
Wage 2008Q2 under $1,000 9 / 10.5% 95 / 44.4%
between $1,000-$1,999 13 / 15.1% 26 / 12.1%
between $2,000-$2,999 13 / 15.1% 25 / 11.7%
between $3,000-$3,999 12 / 14.0% 14 / 6.5%
between $4,000-$4,999 11 / 12.8% 13 / 6.1%
between $5,000-$5,999 12 / 14.0% 14 / 6.5%
between $6,000-$6,999 7 / 8.1% 7 / 3.3%
$7,000 or above 9 / 10.5% 20 / 9.3%
Wage 2008Q3 under$1,000 44 / 19.8% 72 / 36.9%
between $1,000-$1,999 38 / 17.1% 40 / 20.5%
between $2,000-$2,999 36 / 16.2% 18 / 9.2%
between $3,000-$3,999 24 / 10.8% 11 / 5.6%
between $4,000-$4,999 19 / 8.6% 16 / 8.2%
between $5,000-$5,999 18 / 8.1% 14 / 7.2%
between $6,000-$6,999 14 / 6.3% 6 / 3.1%
$7,000 or above 29 / 13.1% 18 / 9.2%
Wage 2008Q4 under$1,000 48 / 23.2% 58 / 33.9%
between $1,000-$1,999 25 / 12.1% 30 / 17.5%
between $2,000-$2,999 29 / 14.0% 21 / 12.3%
between $3,000-$3,999 23 / 11.1% 19 / 11.1%
between $4,000-$4,999 22 / 10.6% 13 / 7.6%
between $5,000-$5,999 17 / 8.2% 7 / 4.1%
between $6,000-$6,999 12 / 5.8% 8 / 4.7%
$7,000 or above 31 / 15.0% 15 / 8.8%
Wage 2009Q1 under$1,000 41 / 22.4% 48 / 35.8%
between $1,000-$1,999 38 / 20.8% 24 / 17.9%
between $2,000-$2,999 19 / 10.4% 15 / 11.2%
between $3,000-$3,999 26 / 14.2% 16 / 11.9%
between $4,000-$4,999 18 / 9.9% 8 / 6.0%
between $5,000-$5,999 13 / 7.1% 9 / 6.7%
between $6,000-$6,999 9 / 4.9% 1 / 0.7%
$7,000 or above 18 / 9.9% 13 / 9.7%
Wage 2009Q2 under$1,000 36 / 19.3% 58 / 40.6%
between $1,000-$1,999 27 / 14.4% 24 / 16.8%
between $2,000-$2,999 26 / 13.9% 16 / 11.2%
between $3,000-$3,999 25 / 13.4% 10 / 7.0%
between $4,000-$4,999 21 / 11.2% 11 / 7.7%
between $5,000-$5,999 15 / 8.0% 4 / 2.8%
between $6,000-$6,999 16 / 8.6% 6 / 4.2%
$7,000 or above 21 / 11.2% 14 / 9.8%
Note 1: An employed offender is an offender employed at least one
quarter since release.
Note 2: There are 303 employed offenders in the study group and
400 employed offenders in the comparison group.
Note 3: All employments that offenders had been employed in any
given quarter in the study period of 2008Q1-2009Q2. Meanwhile,
some offenders had multiple employments in any given quarter.
Note 4: There were a different number of employed offenders in
any given quarter in both the study group and the comparison group.
This study also reveals that 303 employed offenders in the study
group and 400 employed offenders in the comparison group have been
employed in a variety of job sectors in this study period
(2008Q1-2009Q2). According to the Indiana Department of Workforce
Development (DWD), 303 offenders in the study group, who have been
employed at least one quarter in the study period (2008Q1-2009Q2), would
likely find a job in the following job sectors (in order): (1) lodging and food services (23.7%), (2) manufacturing (21.4%), (3) temporary help
services agencies (16.6%), (4) wholesale or retail (15.6%), (5)
construction (12.5%), (6) other employments (6.9%), (7) repair and
maintenance (2.4%), and (8) agriculture, mining, and so on (0.9%). On
the other hand, 400 offenders in the comparison group, who have been
employed at least one quarter in the study period (2008Q1-2009Q2), would
likely find a job in the following job sectors (in order): (1) lodging
and food services (24.2%), (2) temporary help services agencies (22.2%),
(3) manufacturing (16.3%), (4) wholesale or retail (11.7%), (5)
construction (11.3%), (6) other employments (11.0%), (7) repair and
maintenance (3.3%), and (8) agriculture, mining, and so on (0.0%).
Even though 37.1 percent (n=400) of offenders in the comparison
group but only 28.1 percent (n=303) offenders in the study group have
been employed one quarter in the study period of 2008Q1-2009Q2 since
release from IDOC custody, results of this study reveal that there are a
significantly high number of such employed offenders in the comparison
group, when contrasted with offenders in the study group, who have a
quarterly income below $1,000 dollars. For example, in the first quarter
of 2008 (see Table 2, Wage2008Q1), there are 12 (15.4%) of 78 employed
offenders in the study group with an income under $1,000; 7 (9.0%)
employed offenders with an income between $1,000 and $1,999; 17 (21.8%)
employed offenders with an income between $2,000 and $2,999; 13 (16.7%)
employed offenders with an income between $3,000 and $3,999; 7 (9.0%)
employed offenders with an income between $4,000 and $4,999; 10 (12.8%)
employed offenders with an income between $5,000 and $5,999; 3 (3.8%)
employed offenders had an income between $6,000 and $6,999; and 9
(11.5%) employed offenders had an income of $7,000 or above. On the
other hand, in 2008Q1, there are 81 (43.3%) of 187 employed offenders in
the comparison group with an income under $1,000; 33 (17.6%) employed
offenders with an income between $1,000 and $1,999; 27 (14.4%) employed
offenders with an income between $2,000 and $2,999; 13 (7.0%) employed
offenders with an income between $3,000 and $3,999; 8 (4.3%) employed
offenders with an income between $4,000 and $4,999; 7 (3.7%) employed
offenders with an income between $5,000 and $5,999; 7 (3.7%) employed
offenders with an income between $6,000 and $6,999; and 11 (5.9%)
employed offenders with an income of $7,000 or higher. In short, this
study has clearly indicated that offenders in the comparison group, who
have a lower education, if employed, are likely to be employed in a
variety of labor-intensive and minimum-wage jobs and job sustainability
may be challenging.
Table 3 illustrates bi-variate analyses of recidivism with
offender's education in both the study group and the comparison
group. The recidivism rate among all released offenders in the study
group is 29.7 percent. However, the recidivism rate among offenders who
have an education below high school is 32.0 percent, 29.7 percent among
offenders who have a high school diploma or GED, and 29.2 percent among
offenders who have a college education. On the contrary, the recidivism
rate among all released offenders in the comparison group is 67.8
percent. Furthermore, the recidivism rate is 82.3 percent among
offenders who have an education below high school but only 63.8 percent
among offenders who have a high school diploma or GED in the comparison
group. In other words, results of this study reveal that less-educated
offenders are likely to become recidivist offenders after release from
IDOC custody.
Table 3. Bi-Variate Analysis of Offender's Education with Recidivism
and Employment
Variable Study Comparison
Group Group
Below HS High Sch. College Below HS
(n=25) (n=881) (n=171) (n=232)
Recidivism
Status:
Non-Recidivist 17/68.0% 619/70.3% 121/70.8% 41/17.7%
Offender
Recidivist 8/32.0% 262/29.7% 50/29.2% 191/82.3%
Offender
Employment
Status:
Never been 17/68.0% 642/72.9% 115/67.3% 165/71.1%
employed
Employed 1 2/8.0% 39/4.4% 10/5.8% 27/11.6%
quarter
Employed 2 2/8.0% 55/6.2% 7/4.1% 17/7.3%
quarters
Employed 3 2/8.0% 32/3.6% 12/7.0% 7/3.0%
quarters
Employed 4 1/4.0% 70/7.9% 18/10.5% 6/2.6%
quarters
Employed 5 0/0.0% 23/2.6% 4/2.3% 2/0.9%
quarters
Employed 6 1/4.0% 20/2.3% 5/2.9% 8/3.4%
quarters
Variable
High Sch.
(n=846)
Recidivism
Status:
Non-Recidivist 306/36.2%
Offender
Recidivist 504/63.8%
Offender
Employment
Status:
Never been 513/60.6%
employed
Employed 1 104/12.3%
quarter
Employed 2 93/11.0%
quarters
Employed 3 40/4.7%
quarters
Employed 4 42/5.0%
quarters
Employed 5 25/3.0%
quarters
Employed 6 29/3.4%
quarters
Table 3 also provides detailed information on post-release
employment among released offenders with different level of education in
both the study group and the comparison group. Regardless of
offender's level of education, results of this study reveal that
offenders in both the study group and the comparison group have a high
unemployment rate in the study period (2008Q1-2009Q2). It is important
to mention that the recent national recession officially started in
December of 2007 and ended in December of 2008. This study has clearly
indicated that released offenders have encountered more challenges in
finding a job during the recessionary period. Consequently, the
unemployment rate among released offenders is significantly higher than
that of the general population. This study also finds those offenders
with a higher level of education are likely to be employed for a longer
period of time.
The results of logistic regression analyses, as Table 4 indicates
(see, All Offenders equation), shows the effect of correctional
education programs on post-release recidivism is statistically, but
negatively, significant, while controlling of other variables.
Specifically, offenders who have participated in the correctional
education programs during incarceration at Indiana correctional
facilities are less likely to be recidivist offenders than those
offenders who have not attended any correctional education program
during incarceration after release from IDOC custody. Meanwhile, this
study's results also show the effect of offender's education
on recidivism is statistically, but negatively, significant. In other
words, offenders who have a lower education (those offenders have not
completed high school, in particular) are likely to be recidivist
offenders after release from IDOC custody than those offenders who have
had a higher education (e.g., a college degree or high school diploma).
However, this study has found that employment bears no significant
impact on post-release recidivism in the recessionary period among those
released offenders.
Table 4. Logistic Multiple Regression on Recidivism
Variable All Study Group Comparison
(n=2155) Offenders (n=1078) Group
(n=1077)
Correctional -1.304 ** n/a n/a
Education
Programs
Offender Race .246 * .194 .238
Offender .072 -.069 .130
Gender
Offender Age . 013 .121 ** .008
Offender -.526 ** -.113 -1.038 **
Education
Employment -.161 -.801 ** .193
Status
Constant 2.173 -4.094 ** 1.813 **
Notes: "*" at <.01 and "**" at <.001. Offenders who have
attended correctional education programs are coded as "1" and
offenders who have not participated in any correctional education
program during incarceration are coded as "0." In the logistic
multiple regression analyses, only African American offenders and
Caucasian offenders are included in the present analyses. Offenders
are regarded as "employed," if they have been employed at least
one quarter in the study period (2008Q1-2009Q2).
In the study group, as Table 4 indicates (see, Study Group
equation), results of this study, while controlling of other variables,
show the effect of employment on recidivism was statistically, but
negatively, significant. In other words, this study's results
indicate that offenders are less likely to be recidivist offenders if
they have been employed after release from IDOC custody. Meanwhile,
results of this study also show an offender's age to be
statistically and significantly correlated with recidivism. This
study's results indicate that older offenders, rather than younger
offenders in the study group, are likely to be recidivist offenders. A
further examination reveals that such recidivist "older"
offenders are likely to be unemployed since release from IDOC.
Nevertheless, this study also reveals that the effect of education on
recidivism is not statistically significant, while controlling of other
factors. Regardless of an offender's level of education in the
study group, the recidivism rate is significantly lower than that in the
comparison group. Furthermore, an offender's race and gender bear
no effect on recidivism.
In the comparison group, as Table 4 indicates (see, Comparison
Group equation), results of this study, while controlling of other
variables, show recidivism is statistically, but negatively, correlated
with an offender's education. Specifically, offenders who have not
completed high school are more likely to be recidivist offenders than
those offenders who have a high school diploma or GED. This study also
reveals that there is no significant difference in terms of the
recidivism rate between employed offenders and unemployed offenders in
the comparison group. Furthermore, results of this study showed that an
offender's gender, race, and age had no significant effect on
recidivism among released offenders in the comparison group.
Discussion
The most important finding in this study demonstrates that
offenders are less likely to be recidivist offenders if they have
participated in correctional education programs in IDOC facilities
during incarceration. The recidivism rate among offenders in the
comparison group who have not participated in correctional education
programs during incarceration reached 67.8 percent in the study period
of 2008Q1-2009Q2. All else being equal, this study shows, as statistics
illustrate in All Offenders equation in Table 4, an offender who has not
attended correctional education programs during incarceration is
approximately 3.7 times more likely to become a recidivist offender
after release from IDOC custody, while compared with an offender who has
participated in correctional education programs during incarceration.
(2) In other words, this study has clearly shown that offenders who have
participated in correctional education programs during incarceration to
enhance their education and/or professional job skills are less likely
to return to IDOC custody after release. Specifically, the correctional
education programs, as this study's results indicate, become an
important contributing factor in reducing the post-release recidivism
among those released offenders in Indiana.
The effect of education has also become a significant contributing
factor to post-release recidivism among offenders who have not attended
correctional education programs prior to release from IDOC custody. All
else being equal, this study shows, as statistics illustrate in the
Comparison Group equation in Table 4, that an offender who has not
completed high school is almost 2.8 times more likely to become a
recidivist offender while compared with an offender who has a high
school diploma or GED. (3) On the other hand, the recidivism rate among
offenders who have participated in correctional education programs at
IDOC correctional facilities during incarceration is only 29.7 percent
in the same study period. This study also clearly indicates that
less-educated offenders are likely to become recidivist offenders after
release from IDOC custody.
Additionally, this study reveals that a significant number of
released offenders in both the study group and the comparison group have
had difficulties in finding a job in this study period (2008Q1 through
2009Q2) which is officially recognized as the recessionary period.
Regardless of an offender's education, the unemployment rate among
released offenders in the recessionary period is generally expected to
be higher than the general population due to a variety of contributing
factors such as the scarcity of job opportunity, criminal background,
inadequate education, or lack of basic job-related skills. Nevertheless,
this study has showed that the employment rate among released offenders
in the study group who have participated in correctional education
programs at IDOC correctional facilities, has significantly improved
from 7.2 percent in Quarter 1 of 2008 to 17.4 percent in Quarter 2 of
2009 in this study period. On the contrary, the employment rate among
offenders in the comparison group who have not participated in
correctional education programs during incarceration has declined from
17.3 percent in Quarter 1 of 2008 to 13.3 percent in Quarter 2 of 2009
in this study period. This study has revealed that offenders in both the
study group and the comparison group are likely to be employed in the
labor-intensive and low-wage job sectors such as "temporary help
services agencies" or "food services or lodging." Shapiro
(2011) finds that 60 percent of newly-created employment in 2010 were
low-wage jobs in sectors such as, "temporary help services,"
"leisure and hospitality," and "retail trade."
One striking finding in this study is that employed offenders in
the study group who have participated in correctional education programs
during incarceration are likely to have a higher quarterly income than
those employed offenders in the comparison group who have not
participated in correctional education programs at IDOC facilities prior
to release from custody. In other words, educated offenders are likely
to have earned a better wage if they are employed after release. Among
those less-educated offenders in the comparison group, in particular,
results of this study reveal that there is a significantly higher number
of "marginally-employed" offenders, who have been employed but
whose quarterly income is under $1,000 (or under $334 per month). For
example, there are 43.3 percent (n=81) of in a total of 187 offenders in
the comparison group who have been employed in the first quarter of 2008
but they have a quarterly income under $1,000. Almost 40 percent of 81
"marginally-employed" offenders have been employed by
temporary help services agencies. The recidivism rate among those
"marginally-employed" offenders is 65.4 percent. Results of
this study clearly indicate that it is extremely difficult for those
"marginally-employed" offenders to be financially independent
in order to prevent themselves from becoming involved in criminal
activity. A similar pattern has been persistent in every quarter of this
study period (2008Q1-2009Q2).
According to the Bureau of Labor Statistics (U.S. Department of
Labor, 2011 & 2010), there are 10.4 million adults in 2009 and 8.9
million adults in 2008 among the so-called "working poor."
U.S. Department of Labor (2011) defines the "working poor" as
persons who spent at least 27 weeks in the labor force (that is, working
or looking for work) but whose incomes still fell below the official
poverty level. Furthermore, minorities such as African Americans and
Hispanics are almost twice as likely as their Caucasian counterparts to
be among the working poor. The labor statistics have also revealed that
attaining a higher education will enhance the chance to obtain full-time
employment which will directly diminish the proportion of the working
poor in the labor force. The U.S. Department of Labor (2011, p. 2)
stated, "Of all the people in the labor force for 27 weeks or more
in 2009, those with less than a high school diploma had a higher
working-poor rate (20.3 percent) than did high school graduates with no
college (8.8 percent). Workers with an associate's degree and those
with a bachelor's degree or higher had the lowest working-poor
rate: 4.7 percent and 2.1 percent, respectively." The
"marginally-employed" offenders in this study exhibit similar
characteristics to those of the "working poor", having
low-wage, temporary jobs with an income below the poverty level.
Consequently, the "marginally-employed" offenders are likely
to become recidivist offenders after release due to the fact that they
lack the financial resources to sustain themselves in the community.
This study also finds that the unemployment rate among released
offenders is significantly higher than the general population.
Undoubtedly, released offenders, with criminal background, are likely to
encounter increased barriers in seeking a job during a recessionary
period. Furthermore, those offenders are likely to be released under
legally-mandated conditions of probation or parole which required them
to seek and maintain gainful employment or be enrolled in a course of
study or vocational training. According to the Bureau of Labor
Statistics (BLS), there were approximately 2.1 million "marginally
attached" workers in the first quarter of 2009 (U.S. Department of
Labor, 2009). The U.S. Department of Labor (2009) defines a
"marginally attached" worker as "someone who is currently
not in the labor force but he/she wants full-time work and has actively
looked for a job sometime in the past 12 months." A
"marginally-attached" worker is not considered to be either
employed or unemployed, so he is not included in the
"official" unemployment number that is released by the US
government every month (Kodrzycki, 2000). Such
"marginally-attached" offenders present a unique challenge to
analyze the effect of correctional education programs on post-release
employment because it is extremely difficult to obtain any crucial
information about whether or not such "marginally-attached"
released offenders are actively looking for work or remain unemployed
due to their educational deficiency. A further study on such
"marginally-attached" released offenders is needed in the near
future.
Conclusion
This study's results indicate that correctional education may
serve as an important mechanism in reducing the recidivism rate among
released offenders, which, in turn, will significantly reduce
incarceration costs that are associated with recidivist offenders.
Furthermore, this study finds that the unemployment rate among released
offenders in the recessionary period is significantly higher than the
unemployment rate among the general population. At this moment of
financial crisis in both state and federal agencies, limited resources
are available to provide educational programs to offenders in an attempt
to enhance their opportunities to find employment upon release. Even
though this study has clearly indicated that the effect of correctional
education on recidivism is significant, a longitudinal study is needed
to accurately assess the effect of correctional education on
post-release employment among released offenders.
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Footnote
(1.) In 2008 the Education Division of the Indiana Department of
Correction (IDOC) in 2008 collaborated with the IDOC Research &
Planning Division to establish a database, which has contained more than
43 percent (n=6,561) of 15,184 offenders who were released throughout
2005, to conduct a follow-up study of the cohort of 6,561 released
offenders in terms of post-release recidivism or employment.
(2.) The odds ratio is calculated by taking an antilog of the
coefficient presented in the logistic estimates, as indicated in the All
Offenders equation in Table 4. The odds ratio presents the situation in
which an offender is identical in all respects except for the value on
the variable of interest (i.e., participation in correctional education
programs). In this case, the odds ratio (3.7:1) for an offender, who has
not attended any correctional education programs during incarceration,
to be a recidivist offender after release relative to an offender, who
has participated in the correctional education programs, is taking an
antilog of [e.sup.-1.304].
(3.) The odds ratio is calculated by taking an antilog of the
coefficient presented in the logistic estimates, as indicated in the
Comparison Group equation in Table 4. The odds ratio presents the
situation in which an offender is identical in all respects except for
the value on the variable of interest (i.e., offender's education).
In this case, the odds ratio (2.8:1) for an offender, who has not
completed high school, to be a recidivist offender after release
relative to an offender, who has a high school diploma or GED, is taking
an antilog of [e.sup.-1.038].
John Nally, Ed.D.
Susan Lockwood, Ed.D.
Katie Knutson, M.P.A.
Taiping Ho, Ph.D.
Biographical sketch
JOHN NALLY is the Director of Education for the Indiana Department
of Correction. Along with being a past President of the Council of State
and Federal Directors of Correctional Education, he has served on the
Executive Board of the Correctional Education Association and was a
member of the Reentry Roundtable on Education at the John Jay College of
Criminal Justice. He has a Bachelor of Science and Master of Science
degree from Indiana State University and a doctoral degree from Oakland
City University.
SUSAN LOCKWOOD is the Director of Juvenile Education for the
Indiana Department of Correction and a College of Education Faculty
Member of the University of Phoenix, Indianapolis Campus. She is the
President of the Council of State and Federal Directors of Correctional
Education and actively involved with the Correctional Education
Association. She completed her Bachelor's and Master's degrees
at Ball State University, and her doctoral degree at Oakland City
University.
KATIE KNUTSON is the Director of Research and Evaluation at the
Indiana Department of Child Services. Prior to her current position, she
served as a Senior Research Analyst for the Indiana Department of
Correction. She received her Bachelor of Arts degree and Masters in
Public Administration from Ball State University. Her studies explore
correctional education programs and their impact on state correctional
systems.
TAIPING HO is a full professor in the Department of Criminal
Justice and Criminology at Ball State University in Muncie, Indiana. He
has published numerous research articles on a variety of topics
including police recruitment, criminal defendants with cognitive
disorders, and police use of deadly force. He is an experienced police
officer, has worked as a program specialist in correctional
institutions, and is a CASA (Court Appointed Special Advocate)
volunteer. He completed his doctoral studies at Florida State
University.