Reply to responses.
Higham, C.F.W.
The principal point of my debate paper was to stress the importance
of anchoring the chronology of the Neolithic to the Iron Age cultural
sequence in north-east Thailand by applying Bayesian analysis to large,
third-generation sets of radiocarbon determinations. Three of my
respondents agree not only with this proposition, but also with the
results of the AMS dating of bone, shell and charcoal from the five
prehistoric sites in question.
Oxenham stresses the evidence from Vietnam, of an eruption of
Neolithic settlement from about 2000 BC, and has not found the
alternative long chronology model (LCM) convincing. He draws particular
attention to the remarkable vessel 1 from burial 28 at the Vietnamese
Neolithic site of Man Bac that seems to resemble the form of a Shang
Dynasty drum. If this were indeed the case, it would lend strong support
to the short chronology model (SCM) by placing this cemetery in the
later second millennium BC. He also refers to the issue of heterarchical
or hierarchical social organisation as being a debate in itself as to
which is the more valid. In my view, one can have both: a hierarchy can
exist within a heterarchical context. Certainly, Oxenham's wish to
view such ideas with fresh eyes reflects precisely my comment that once
the chronology is in place, one can move on to more interesting issues.
Bellwood agrees that, in his words, chronology is the 'master
key', and accepts our SCM, again referencing supporting evidence
from his Vietnamese sites. He also notes that "the suggestion that
indigenous hunter-gatherers still occupied Ban Non Wat in the early
Neolithic requires more of a leap of faith, given that no cranial
analysis has been undertaken on the relevant flexed Neolithic 1
burials" (pp. 1224-25). When excavating Ban Non Wat, we encountered
12 burials in which each individual was interred in a flexed position.
The few mortuary offerings were quite distinct from the extended supine
early Neolithic burials. One plain pottery vessel was found, together
with a stone adze and shell beads unmatched elsewhere in my experience.
Given that a flexed position is characteristic of most hunter-gatherer
groups in Southeast Asia, I consider it necessary to explore the
possibility that the flexed individuals might also represent hitherto
elusive hunter-gatherers on the Khorat Plateau. To this end, we have
employed isotopes to identify possible immigrants and evaluate their
diet. The results so far indicate that some came to the site from
elsewhere, and had a diet that probably did not include rice.
Preliminary results of cranial variation analysis, however, have failed
to reveal any significant differences from the early Neolithic. The jury
is currently out on this issue, but I would emphasise that I do not
consider all flexed burials to come from indigenous hunter-gatherers.
Bellwood also explores inputs other than metallurgy to explain the
sudden dramatic rise in mortuary wealth seen at Ban Non Wat with the
initial Bronze Age. He asks (p. 1225): "Were the initial roots of
this efflorescence of apparent ranking connected with factors of land
ownership and food production, rather than being a result of
metallurgy?" This is indeed a most interesting possibility. A
millennium after the initial Bronze Age, I have cited irrigation,
ploughing and the ownership of improved land to explain a second sharp
social change towards the end of the Iron Age (Higham 2014). I have
found no evidence, however, that a similar event took place with the
initial Bronze Age and prefer at present, at least, the proposition that
the potential to gain social leverage came through the ownership not
only of copper artefacts, but also exotic stone and marine shell
ornaments, doubtless along with other items that have not survived. Rice
surpluses and animals, such as domestic cattle, might also be in
question (Higham 2011).
[FIGURE 1 OMITTED]
Pryce concludes that continued objection to the SCM by a minority
of colleagues is not realistic, but also notes that much of the new
evidence cited comes from a cluster of sites in north-east Thailand. My
research, however, is designed to cover all mainland Southeast Asia and
southern China. I have obtained determinations from key sites in Central
Thailand, and further samples are being dated from Vietnam, Myanmar and
China. The results currently available, which will be published in due
course, support the SCM.
In contrast, White questions the validity of the new radiocarbon
determinations and the Bayesian statistics that we have used to
identify, with high precision, the start and end periods of the
multiple-phase Neolithic to Iron Age sites in question (Figure 1). My
research has been designed precisely to remedy the previous problems of
imprecision. White raises a series of technical concerns underlying her
resistance to the results of multiple new, third-generation Bayesian
radiocarbon determinations.
The first of these is the assertion that the shell determinations
from Ban Non Wat were not checked for contamination. This was, however,
checked in the ORAU prior to any shell carbonates being dated, as stated
in Higham and Higham (2009), by using Feigl's solution, which tests
for the presence of secondary calcite on aragonitic carbonates. All
available information, both on the sites and their chronology, has been
published, including the source material for each date from Ban Non Wat.
Furthermore, leaving aside the shell dates, it should not be overlooked
that 25 of the 53 determinations for Ban Non Wat come from
well-contextualised charcoal samples that fit consistently within the
overall Bayesian model. If, as White suggests, the former should be
termini ante quem, the latter are presumably termini post quem. But the
results are virtually identical in almost all cases.
Other technical issues concerning the reliability of the new dates
are also refuted. The articles by Webb et al. (2007) and Busschers et
al. (2014) are concerned with the dating of Pleistocene age shells close
to the limit of the method (30 000-50 000 years ago) and beyond, from
locations in Australia and the North Sea. Neither of these cases is
relevant to Ban Non Wat, in terms of location, site geochemistry or age.
The claim that the soil chemistry of Ban Non Wat contains extremely high
magnesium levels that would affect shell preservation and cause the
precipitation of younger carbon in the shell structure is contradicted
by the data of King et al. (2011). Similarly, in the case of bone
collagen contamination, the paper of Fiedel et al. (2013) describes the
challenge experienced by four AMS laboratories in dating a highly
contaminated 11 000 BP elk bone from Germany. This specimen was found in
waterlogged and humic-rich dark sediments. The bone was almost black and
tar-like due to this burial environment and the collagen was excessively
contaminated by cross-linked humic compounds. Apart from being much
younger in age, within the first radiocarbon half-life, and with nothing
exceptional in their appearance, the collagen quality of the Ban Chiang
bones was assessed at all stages of the AMS dating as being acceptable.
Furthermore, amino acid profiles were not necessary because such
profiles uniformly show a consistent composition of amino acids until
the bone is reduced to <0.5% weight collagen, after which the
profiles sometimes show slightly lowered levels of some of the amino
acids. This is not a useful method for assessing collagen quality in
routine bone dating (see van Klinken 1999).
The AMS determinations that form the basis of the SCM are
considered to be reliable and reproducible. Science, of course, is all
about testing hypotheses and exploring alternatives and to this end I
have now obtained more than 160 determinations on bone collagen,
charcoal and shell from five Thai sites, and I continue to expand this
project to many more sites in several other Southeast Asian countries.
The results do not by any means falsify the model that I have published.
The alternative to the SCM is based upon seven dates from Ban
Chiang (selected from a total of 20 from that site), supported only by
an interpretation of the chronology for Non Nok Tha that is now
superseded by our new human collagen results. The seven Ban Chiang dates
come from an experimental attempt to date carbon in potsherds, employing
a technique now viewed as unreliable due to the unquantified amount of
old carbon in the clay and the, as yet unpublished, very high combustion
temperature involved. The remaining 13 determinations have been ignored,
as being unrealistically early or inconveniently late (Glusker &
White 1997).
There is nothing "selected, simplified, and flawed" about
168 samples covering the cultural sequences in the five sites that I
have chosen for dating, nor have I chosen them "to fit
pre-determined social and chronological models". I am not the only
person to use the Three Age system, criticised as being
'Eurocentric': all four respondents employ them either in this
debate or elsewhere (e.g. White 1982; White & Hamilton 2009: 357).
Furthermore, the bone dates for Ban Chiang and the shell dates for
Ban Non Wat agree in placing the initial Bronze and Iron Ages at each
site virtually within the same century, with identical spans. The
incised and impressed (I & I) Neolithic ceramics from the four sites
in question also fall within the same centuries. Detailed inter-site
comparisons of vessel forms and motifs await the publication of relevant
data from Ban Chiang.
I am convinced that one has to open very large areas of prehistoric
sites in north-east Thailand to come to grips with what was actually
happening in prehistory. Our excavations at Ban Non Wat lasted for two
years over seven seasons. Identifying three early phases of immensely
wealthy Bronze Age burials was a sea change in our understanding of this
period. I do not believe that I "[ignore] the evidence that metal
production in prehistoric Thailand was decentralised and community-based
with no evidence of elite control" as White alleges (p. 1232).
Looking constructively to future research, and conscious of the tiny
areas of the production sites that have been excavated, we do need to
strengthen research into the social organisation of copper extraction,
and explore whether elites also controlled mining, smelting and the
exchange of ingots.
In summary, I am much encouraged by the generally positive and
constructive comments of my fellow debaters. I conclude that these new
dating determinations constitute a welcome advance, taking us beyond the
"chronological fuzziness" (White 2008: 101) that Southeast
Asian archaeologists have hitherto been obliged to tolerate, opening up
new issues to pursue.
doi: 10.15184/aqy.2015.128
C.F.W. Higham. Department of Anthropology and Archaeology,
University of Otago, New Zealand (Email: charles.higham@ otago.ac.nz)
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