Kennewick man: coming to closure.
Meltzer, David J.
Few human remains from the distant past have achieved the public
visibility and notoriety of Kennewick Man (the Ancient One). Since his
discovery in July 1996 in the state of Washington, he has appeared on
one of America's best-known television news programmes, 60 Minutes.
He has been on the cover of Time magazine and in the pages of People,
Newsweek and The New York Times. He has been the subject of popular
press books (Downey 2000; Thomas 2000; Chatters 2001), and for many
years running there were almost annual updates on his whereabouts and
status in Science (some 30 in the decade following his discovery). That
is saying nothing of the scholarly notice and debate he has drawn (e.g.
Swedlund & Anderson 1999; Owsley & Jantz 2001; Steele &
Powell 2002; Watkins 2004; Burke et al. 2008), including a recently
issued tome marking the culmination of almost a decade of study (Owsley
& Jantz 2014a).
As for the notoriety, Kennewick Man has been a poster-child for
white supremacists. His reconstructed visage--which bears a startling,
if entirely non-coincidental, resemblance to actor Patrick Stewart (the
reconstruction was inspired by Star Trek)--appears on their websites as
testimony that Europeans made it to the New World in Pleistocene times
only to have been vanquished by later arrivals in the form of ancestral
American Indians. (You will have to find their websites on your own: I
will not give them the honour of a citation.)
Why all the attention? Embedded in Kennewick Man's pelvis was
a stone-projectile point, and, based on the appearance of his cranium
and the historic-period artefacts found nearby, the initial forensic
assessment by James Chatters was "I've got a white guy with a
stone point in him" (Egan 1996). This assessment was thrown into
question when radiocarbon analysis showed that Kennewick Man dated to
8410 [+ or -] 60 BP (Taylor et al. 1998). At a press conference to
announce these results, Chatters drew attention to Kennewick Man's
lack of resemblance to Native American appearance and pronounced him a
"Caucasoid, a centuries-old anthropological archaism that must be
handled with care (or, better, not used at all), and is meant to convey
the presence of morphological features reminiscent of European
populations. It is also a word that was all too easily misheard by
reporters as 'Caucasian'; one who had been stabbed from
behind, during the Early Holocene, in North America. And so the
controversy began.
Five Native American tribes who live in the region where Kennewick
Man was discovered claimed him as ancestral. They deemed him the Ancient
One, and requested of the US Army Corps of Engineers, in whose
jurisdiction the find was made, that he be returned for reburial under
the Native American Graves Protection and Repatriation Act (NAGPRA). The
Corps agreed and posted their federally obligated notice to that effect.
To prevent reburial from happening, eight archaeologists and physical
anthropologists filed a lawsuit in 1996 against the federal government,
arguing (among other things) that given Kennewick Man's antiquity
and morphology, he was not necessarily Native American and therefore
NAGPRA did not apply. They claimed the right under a variety of legal
theories to conduct in-depth studies of the remains, arguing he was a
"rare discovery of national and international significance that
could shed considerable light on the origins of humanity in the
Americas" (cited in Bruning 2006: 503).
In responding to the lawsuit, the US Department of the Interior (at
the Corps' request) conducted a variety of historical and
scientific studies (digitally archived at
http://www.nps.gov/archeology/kennewick/) between 1998 and 2000 that
aimed to document the remains, assess whether it was appropriate to
consider Kennewick Man 'Native American' under NAGPRA and, if
so, whether there was a 'cultural affiliation' between the
remains and one or more of the American Indian tribes that claimed such
a relationship (McManamon 2014). The Secretary of the Interior decided
in 2000 that this was indeed the case, but his determination was
rejected in US District Court.
Ultimately, the Kennewick Man case spanned eight years, cost
several million dollars, involved two significant judicial decisions and
ended with a legal ruling that hinged significantly (although not
wholly) on verb tense. NAGPRA defines human remains as Native American
if they are "of, or relating to, a tribe, people, or culture that
is indigenous to the United States [emphasis added]" (NAGPRA 1990).
The Secretary of the Interior had argued that in common parlance
"the words 'is' and 'was' are appropriately
used interchangeably when referring to tribes, peoples and cultures that
existed in the past but are being spoken of in the present" (quoted
in Bonnichsen et al. v. United States et al. 2004: 1597). The court
disagreed, determining that as "Kennewick Man's remains are so
old and the information about his era is so limited" one cannot
"conclude reasonably that Kennewick Man shares special and
significant genetic or cultural features with presently existing
indigenous tribes, people, or cultures" (Bonnichsen et al. v.
United States et al. 2004:1608). They deemed Kennewick Man's
remains "not Native American human remains within the meaning of
NAGPRA" (Bonnichsen et al. v. United States et al. 2004: 1608; see
also Bruning 2006). The plaintiffs won the right to study the remains.
(For further details of the legal case and its implications see Watkins
2004; Bruning 2006; various papers in Burke et al. 2008; McManamon 2014;
Schneider & Barran 2014; Hutterer 2015.)
Their study came to fruition in the fall of 2014 with a massive (c.
650 pages), detailed volume, Kennewick Man: the scientific investigation
of an ancient American skeleton (Owsley & Jantz 2014b), that
reported the results of what were highly productive investigations into
Kennewick Man's anatomy, life history, burial and archaeological
context. By all the evidence, his was a strenuous and, at times, hard
life: he had been shot, after all, although whether deliberately or in a
hunting accident was unclear (Cook 2014). He also had 5 or 6 broken
ribs, a small depression in his left frontal bone (possibly the result
of having been struck by a bola stone), as well as various lesions and
other minor ills. Still, he had eaten well: isotopic evidence indicated
a diet rich in salmon but also other river fish and perhaps birds
(Schwarcz et al. 2014), even though it meant spending considerable time
in cold water, which had caused an ear condition. Nonetheless, he had
healed from his major injuries and was a robust, right-handed,
strong-limbed and broad-bodied individual (but with teeth worn down from
a lifetime of overuse (Hayes 2014)), who died at around 40 years of age
(Auerbach 2014; Owsley & Jantz 2014b). He was intentionally buried,
his body placed parallel to the river, laid fully extended on his back,
with his head pointed upstream and propped up slightly higher than his
feet (Owsley et al. 2014: 324, 326, 349-50). Newly obtained radiocarbon
ages, accounting for his isotopic signature and with a marine reservoir
correction, put his death at c. 8500 years cal BP (Stafford 2014).
It was said of Kennewick Man that he was a traveller, a migrant
from the Pacific Coast, and not a resident of the region of central
Washington state where his skeleton was found (Owsley & Jantz 2014b:
624-25). That claim is primarily based on a speculative tale of who
might have made and shot the point that ended up in Kennewick Man
(Stanford 2014: 457-58), and a somewhat strained interpretation of the
isotopic evidence, notably that his diet was based on marine mammals (in
contradiction to the results presented in the isotopes chapter) (Owsley
& Jantz 2014b: 627-30). And yet marine mammals also swam up the
Columbia River to where Kennewick Man was found; he did not have to go
to the coast (or be from there) to have hunted them. Furthermore, the
traveller claim does raise the puzzling (if unanswerable) questions of
why, if he was not from around there, he was so carefully interred, and
who would have seen to his burial. Given the overall tenor of Kennewick
Man, it is hard to shake the suspicion that calling him a traveller was
done to create doubt that he was a resident of the area in which he was
found and therefore had any descendants in the region.
As to whom Kennewick Man might be related, the answer in Kennewick
Man differed by degree--but not in kind--from what had been claimed by
Chatters more than a decade before. Kennewick was no longer Caucasoid,
although one of the authors in the volume could not resist pointing to
Kennewick Man's very European jaw line (Gill 2014). Rather, various
craniometric analyses pointed to similarities to Circum-Pacific
populations, among them Polynesians, the ancient Jomon, modern Ainu and
the Moriori of the Chatham Islands, suggesting Kennewick shared ancestry
with these groups (Brace et al. 2014; Jantz & Spradley 2014; Owsley
& Jantz 2014b). Photographs of Ainu males, rather than images of
"eastern and northeastern Asian populations historically classified
as Mongoloid", were used to create Kennewick Man's new,
post-Star Trek look (Bruwelheide & Owsley 2014: 524). There seemed
no reason to use a Native American face model as Kennewick Man's
"large cranium and craniofacial morphology do not resemble
present-day American Indians in this region, or even those from several
thousand years ago" (Owsley & Jantz 2014b: 630).
What was not included in Kennewick Man was DNA analysis. Efforts to
recover his DNA had been made in the late 1990s by several laboratories
(http://www.nps.gov/ archeology/kennewick/), but, given the technology
available at the time, none of those efforts were successful. The
principal authors of Kennewick Man were nonetheless aware that efforts
at obtaining his DNA were by then underway at the laboratory of Eske
Willerslev at the GeoGenetics Centre at the Natural History Museum of
Denmark. That has since been published (Rasmussen et al. 2015; what
follows is based largely on that report, of which I was a co-author). In
what appears to be a pre-emptive shot across the bow, Owsley and Jantz
announced that "Work in progress on Kennewick man's DNA using
residual samples may be informative but are not ideal. Handling during
previous government-sponsored testing may have resulted in contamination
and, in general, thick cortical bone and teeth produce the best
results" (Owsley & Jantz 2014b: 644-45).
Just so: there are exacting protocols that must be meticulously
followed for extracting ancient DNA (aDNA) from bone--in the Kennewick
Man case, a portion of his left third metacarpal that was used in prior
attempts to recover aDNA (Rasmussen et al. 2015: supplementary
information (SI)). These protocols are in place to ensure that the
recovered DNA is endogenous and uncontaminated by modern handling.
Kennewick Man was not an ideal sample in terms of aDNA preservation
(although the skeleton itself was well preserved). Nonetheless, genetic
material was recovered and it had all the features of an ancient
endogenous sample: the average size of the DNA fragments was 53.6 base
pairs (bp), well within the customary range of an ancient specimen
(fragmentation of DNA strands over time leads to fewer long (>100bp)
fragments and many more short (<100bp) ones). The DNA damage patterns
and contamination level (2.5%) were likewise well within normal for an
ancient sample (Rasmussen et al. 2015: SI; see also Orlando et al.
2015).
The size of the sample and its preservation meant that the sequence
coverage for Kennewick Man came to c. lx. That is relatively low: it
means each genomic position relative to the reference genome was read
once on average, but because we were sampling randomly from DNA extract,
this means some positions were not covered and others were covered more
than once (for a discussion of sequence coverage and coverage depth see
Sims et al. 2014). By way of comparison, the genome of the Anzick Child,
a Clovis interment in Montana dated to 10 600 cal BP, yielded 14.4x
sequence coverage (Rasmussen et al. 2014). Yet, as Pickrell and Reich
recently observed, even levels of genome coverage on the order of 1-5%
(or 0.01-0.05 x) are "sufficient to support profound historical
inferences" (Pickrell & Reich 2014: 385). Further, as part of
the Kennewick Man DNA analysis, we also randomly subsampled the Anzick
genome down to a level of sequence coverage comparable to Kennewick:
even after doing so, Anzick's population affinities remained
essentially unchanged (Rasmussen et al. 2015: SI). The bottom line is
that there is nothing to suggest that the aDNA genome sequence that was
attained belonged to anyone but Kennewick Man, or that it would not
reliably inform on his ancestry and affiliations (see also Rasmussen et
al. 2015: SI).
Kennewick Man's mtDNA, Y chromosome and genomic DNA were
recovered, which by virtue of their distinctive inheritance pathways
inform on different aspects of his ancestry. The uniparentally inherited
mtDNA and Y chromosome DNA each independently trace back a single
ancestral line (maternal and paternal, respectively), are susceptible to
sex-biased demographic and cultural practices, and are prone to genetic
drift and hence sampling bias (Pickrell & Reich 2014). In contrast,
an individual's autosomal genome sequence contains discrete DNA
segments inherited from many thousands of ancestors (just how many
depends on the generational distance from the individual, owing to the
drumbeat of fragmentation of parental DNA by recombination, each
generation adding about 65 new fragments (D. Reich, pers. comm)). A
genome thus provides a record that is less vulnerable to lineage loss
(it does occur but not as rapidly) and also less vulnerable to sampling
bias. More importantly, the autosomal DNA of an individual yields many
effectively independent genealogies and so better represents the broader
ancestral population (Stoneking & Krause 2011; Pickrell & Reich
2014).
It is conceivable that mtDNA, Y chromosome and genomic markers
might yield different, possibly even conflicting histories for
individuals in the same group, and might even tell different stories
about the history of the same individual (this is why relying solely on
uniparental markers to draw conclusions about the demographic history of
the populations can potentially be misleading). In the case of Kennewick
Man, however, the results were consistent across the markers.
Kennewick Man's mtDNA and Y chromosome haplogroups--X2a and
Q-M3, respectively--are ones found almost exclusively among Native
Americans. Not surprisingly for an individual of his antiquity, his
mtDNA is not one of the derived (later) allelic forms of X2a (e.g. X2a1,
X2a2), but rather is closer to the root of that haplogroup. Likewise,
Kennewick Man's genome sequence is unequivocally Native American:
direct comparisons with populations around the world, including
sequences from the Ainu and Polynesians, demonstrate that Kennewick Man
is significantly closer to other Native Americans than to any other
group worldwide. Moreover, by Kennewick Man's time, Native
Americans had already diverged into separate branches, presumably within
North America, and he falls squarely on the branch whose descendants
spread into Central and South America (Rasmussen et al. 2014, 2015).
Kennewick Man was not among the very first Native Americans
archaeologically speaking (current estimates put the arrival of people
in the Americas at least c. 6000 years earlier, e.g. Dillehay et al.
2008), but he is deeply rooted in their genetic ancestry.
As to which contemporary Native American group(s) he is most
closely related, we are limited by the small number of modern Native
American genomes available for comparison (particularly among tribes of
the United States). Of the Native American groups for which genome-wide
data are available, the Colville, one of the five claimant tribes and
the one that--despite Kennewick Man's long and contentious
history--were nonetheless willing to provide DNA samples for comparison,
are among the closest of his Native American descendants. That does not
preclude the possibility that other Native American groups might one day
prove to be closer, if their sequences become available. It would not,
however, change the fact that the Colville are either direct descendants
of the population to which Kennewick belonged or one to which he was
very closely related, granting a bit of subsequent admixture (Rasmussen
et al. 2015). Importantly, even with more modern samples for comparison,
it will not change the broader (and relevant to NAGPRA) outcome:
Kennewick Man is, and for that matter always was, a Native American.
Why, then, does his craniofacial appearance suggest otherwise? The
answer comes down to sampling and representativeness. Kennewick Man is
but a single isolated individual, and here sample size matters: little
is known of the range of morphological variability within the population
to which he belonged, or how well he fitted within that range (Hutterer
2015)--was he typical or representative of that population, or a
morphological outlier? Comparing his morphological features with the
mean values across a large population that is itself varied (of, say,
Ainu or Polynesians), cannot reliably resolve whether Kennewick
Man's apparent similarities to that population are historically
meaningful or merely coincidental. In a test comparable to that
conducted on the Anzick genome sequence, physical anthropologists
Christoph Zollikofer and Marcia Ponce de Leon of our group
'subsampled' individual known Native American crania, then
compared their morphometries with various population groups (including
their own). The result: there was only a roughly one in four chance of
successfully inferring their population affiliation (Rasmussen et al.
2015: SI tab. S5). It is therefore hard to accept the claim in this
instance that "cranial morphology provides as much insight into
population structure and affinity as genetic data" (Owsley &
Jantz 2014a: 459).
As a group, early Native American crania seem to differ from those
of modern Native Americans. Yet, that is not testimony that they were
derived from a source population or migratory pulse separate from that
of modern Native Americans. Craniometric variation is not solely a
by-product of (separate) inheritance and history: mutation, isolation
and drift, development and adaptation all converge to modify cranial
form--and sometimes differentially its specific 'modules' (von
Cramon-Taubadel 2014)--over evolutionary time and space, and therefore
must be understood on a population level (Powell 2005; Roseman &
Weaver 2007; von Cramon-Taubadel 2014; Rasmussen et al. 2015). Kennewick
Man, and for that matter the population of which this individual was
once a member, can all have had a distinctive craniofacial form, yet can
all be Native American.
Genetically, Kennewick Man has been shown to be Native American,
but it remains to be seen whether he will be recognised as such under
law. Genetics falls under one of the ten types of evidence NAGPRA
accepts in the determination of cultural affiliation between past and
present and in decisions regarding repatriation (the evidence types are
geographical, kinship, biological, archaeological, anthropological,
linguistic, folkloric, oral traditional, historical, and other relevant
information or expert opinion). Importantly, NAGPRA does not require
scientific certainty to establish affiliation, but instead a
preponderance of that evidence. Kennewick Man's DNA would seem to
shift the weight of evidence towards recognition of him both as a Native
American and related, albeit at remove of 8500 years, to the Colville
tribe of the Pacific Northwest. Ultimately, however, the determination
of affiliation in this case is solely the responsibility of the Army
Corps of Engineers. Kennewick Man's future is theirs to decide.
What they will decide is yet to be seen, but from comments made by
an Army Corps spokesperson to the media after the announcement of the
DNA results, it is clear that they 'don't want to drag this
out' (Lawler 2015). They suggested a decision on the
skeleton's fate should come in months rather than years (Lawler
2015). One fact is absolutely certain, however: the five claimant tribes
will call--indeed have already called--for the return of Kennewick
Man's remains for reburial.
Kennewick Man's aDNA results were presented at a news
conference in June 2015 at the Burke Museum on the University of
Washington campus. The Ancient One himself was in the building (not on
display but in a securely protected room), as was James Chatters
(lending an awkward symmetry to the press conference in which he had
announced Kennewick Man's age and affiliation 19 years earlier). So
too were representatives of the five claimant tribes, the Colville, Nez
Perce, Umatilla, Wanapum and Yakama. Halfway into the press conference,
as our discussion of the DNA evidence wound to an end, reporters turned
to questions of what happens next, now that it was clear from the DNA
evidence that Kennewick Man is Native American. These were not questions
that were ours to answer. One of the reporters then asked if any of the
tribal representatives were willing to respond.
They were. Unplanned and unscripted, over the last half of the
press conference, representatives of each of the claimant tribes stood
to speak, deliberately and with steel in their voices. Kennewick Man,
the Ancient One, was their ancestor. Full stop. The DNA merely confirmed
what they had known all along: "We are him, he is us," as Jim
Boyd, Chairman of the Colville put it. Armand Minthorn of the Umatilla
declared "We will rebury Kennewick Man (cf.
https://www.youtube.com/watch?v=Px-UQ3X8UvU)". He and others
explained, sometimes in deeply personal terms, what his reburial would
signify to the tribes.
We presented the DNA evidence. The tribal members gave it meaning.
Acknowledgements
I would like to thank Chris Scarre for soliciting this article,
along with Kacy Hollenback, Ann Horsburgh, Donald Grayson, Stephen
Lycett, Frank McManamon, Morten Rasmussen, David Reich, Noreen von
Cramon-Taubadel, Eske Willerslev and an anonymous reviewer, all of whom
provided valuable comments and advice.
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Received: 27 July 2015; Accepted: 21 August 2015; Revised: 23
August 2015
David J. Meltzer, Department of Anthropology, Southern Methodist
University, PO Box 750336, Dallas, TX 75275, USA (Email:
dmeltzer@mail.smu.edu)
doi: 10.15184/aqy.2015.160