Economic change after the agricultural revolution in Southeast Asia?
King, Charlotte L. ; Bentley, R. Alexander ; Higham, Charles 等
[ILLUSTRATION OMITTED]
Introduction
Variations both over time and between sites in carbon, oxygen and
strontium isotope signatures from human teeth recovered from five
prehistoric settlements on the Khorat Plateau of north-eastern Thailand
have been identified (Bentley et al. 2005, 2009; Cox et al. 2011; King
et al. 2013). These sites centre around two valley systems, the Upper
Mun River Valley and the Sakon Nakhon Basin (Figure 1).
Extensive sampling from the sites of the Upper Mun River has
enabled the construction of a precise chronology for the prehistoric
occupation, derived from a Bayesian analysis of 106 radiocarbon
determinations (T. Higham 2004; Higham & Higham 2009; C. Higham
2011). This makes it possible to follow changes in the isotopic values
over time and among sites. Of the Upper Mun River Valley sites, Ban Non
Wat has the longest prehistoric sequence, as well as the largest sample
of human burials (Table 1). Ban Lum Khao has three mortuary phases that
integrate with the Ban Non Wat sequence, while Noen U-Loke presents four
phases covering the entirety of the Iron Age. By examining isotopic
patterns and differences within and among these sites, which cluster
within 10km of each other, interpretations may be made regarding
subsistence change through time and social differences among the sites.
In order to examine subsistence differences on a larger scale,
comparison is also made with the Sakon Nakhon Basin, approximately 230km
to the north-east of the Upper Mun River Valley. In this area, the sites
of Ban Chiang and Ban Na Di have previously been isotopically sampled
(Bentley et al. 2005; King 2006). It has been proposed (Bentley et al.
2007; White 2011) that the introduction of agriculture into Southeast
Asia was not the 'revolution that is suggested elsewhere, and that
instead there was a level of variation in agricultural uptake. In
comparing the sites of the Mun River Valley, both to each other and to
those of the Sakon Nakhon Basin, we aim to describe regional variation
and examine possible reasons for this.
[FIGURE 1 OMITTED]
There is some debate over the dating of sites in the Sakon Nakhon
Basin, with some researchers claiming initial occupation as
substantially before 2000 BC (White 1982, 2008; White & Hamilton
2009) and more recent analysis as the sixteenth century BC (Higham et
al. 2011).The latter harmonises precisely with the Bayesian analyses
undertaken on the Upper Mun sites, and we adopt this chronology in this
comparative analysis.
Although not universally accepted, most agree that Ban Non Wat and
Ban Chiang were initially occupied by Neolithic groups whose ultimate
ancestors expanded south from the Yangtze Valley probably from the third
millennium BC (Rispoli 2008; Zhang & Hung 2010; White 2011). By that
juncture, rice was fully domesticated and early farmers were also
familiar with domestic stock including pigs, dogs and cattle. For these
two sites, therefore, it is possible through the biological remains to
appreciate that food production, while established, by no means ruled
out hunting, gathering and fishing as significant contributors to the
diet (Kijngam 1979, 2010).
The early Neolithic middens at Ban Non Wat include fragments of
rice chaff and hundreds of freshwater fish bones, thousands of shellfish
and abundant bones of mammals (Kijngam 2010). Deer predominate, followed
by pigs and both domestic and wild cattle. The conjunction of rice and
stock with hunting, gathering and fishing continued into the Bronze and
Iron Ages, as did the incorporation of pig, chicken, cattle, water
buffalo and fish bones in human graves. It was during Iron Ages 3 and 4
that significant and probably interconnected changes took place (Higham
forthcoming).
During the Neolithic and Bronze Ages, rice was probably cultivated
in low-lying areas near settlements, reliant on rainfall. A handful of
Early Iron Age burials from Ban Non Wat contained iron hoes. During the
Late Iron Age, smiths forged heavy iron ploughshares and sickles during
a period when remote sensing has identified the presence of bounded rice
fields around contemporary Iron Age sites in north-western Cambodia
(Hawken 2011). The construction of multiple banks around the Upper Mun
River Valley settlements formed moats/reservoirs that could have
supplied irrigation water (Boyd et al. 1999), and rice was heavily
involved in mortuary rituals. These changes took place as the climate
deteriorated, with a reduction in monsoon rainfall (White et al. 2004;
Wohlfarth et al. 2012).
The two Sakon Nakhon sites confirm a region-wide conjunction of
rice farming and maintenance of domestic stock with intensive fishing,
shellfish collecting and hunting (Kijngam 1979; Higham 1984). However,
while the Upper Mun River Valley is highly strategic in terms of
exchange, and has the advantage of major salt deposits (Nitta 1991; El
Tabakh etal. 2003), the northern basin is more remote from natural trade
routes, and lacks evidence for the construction of moats and reservoirs
around Iron Age settlements.
Materials and methods
This study compares carbon isotope results from the sites of the
Upper Mun River Valley with those of the Sakon Nakhon Basin to analyse
dietary change through time and dietary differences between contemporary
settlements. Primary data come from the cemetery sample from Ban Non
Wat, and comparative isotopic results are taken from previously
published studies at Noen U-Loke (Cox et al. 2011), Ban Lum Khao
(Bentley et al. 2009) and Ban Chiang (Bentley et al. 2005). The sample
sizes from each of the sites, and their chronology, are given in Table
1. More detailed sample lists are given in Table S1 in the online
supplementary material, including references.
It is worth noting that other samples from Ban Chiang and Ban Na Di
have also been analysed isotopically by King (2006), but are not used as
comparative data here as they were measured from bone apatite, not
dental enamel. These different tissues reflect different periods of an
individual's life, with dental apatite crystallising during
childhood and bone apatite remodelling during adulthood. Previous
studies (e.g. Van der Merwe et al. 2000) have reported this resulting in
higher [delta][sup.13]C by approximately 1 [per thousand] in dental
enamel. Bone apatite is also more sensitive to diagenetic alteration,
which may cause further differences in isotopic results.
Studying diet archaeologically
Diet is commonly studied archaeologically through the proxy of
carbon and nitrogen isotopes in skeletal material. In this study only
carbon isotopes in dental enamel were analysed because collagen,
containing organic carbon and nitrogen, is not well preserved at Ban Non
Wat (King et al. 2011).
The theory behind carbon isotope analysis as a dietary proxy has
been explained in depth elsewhere (Vogel 1993; Hobbie & Werner
2000). Broadly speaking, carbon isotopes reflect the photosynthetic
pathway of plants consumed ([C.sub.3] versus [C.sub.4]). It is therefore
possible to separate individuals consuming [C.sub.4] crops, such as
maize and millet, from those subsisting on more common [C.sub.3] plants,
such as rice and wheat (e.g. Schwarcz & Schoeninger 1991;
Schoeninger & Moore 1992). Marine resources also have a
characteristic carbon isotope signature (Schoeninger & DeNiro 1984),
but their use is considered unlikely due to the inland location of the
Upper Mun River Valley. Within a predominantly [C.sub.3] diet
[delta][sup.13]C variability is small and unlikely to identify specific
diets, but does yield broad information on the food groups being
consumed by an individual.
Isotopic analysis
Material for isotopic analysis was preferentially taken from the
second molar, which gives a dietary signal from childhood--approximately
3-6 years of age (Hillson 1996). If the second molar could not be
sampled then other teeth were chosen based on the principles set out in
King et al. (2013). Analyses were conducted on a chip of dental enamel
weighing between 5 and 10mg according to established procedures (Koch et
al. 1997; King et al. 2013) at the Stable Isotope Laboratory, Department
of Earth Sciences, Durham University.
Carbon isotope ratios, measured in the carbonate portion of tooth
enamel, were normalised to international standards NBS 19 and LSVEC, and
standardised to PDB. Repeated measurements of internal standard DCS01
were used to constrain temporal drift in measurement. Powdered samples
were run in two periods of analysis, with the standard deviation of
[delta][sup.13]C measurements in DCS01 during each being 0.05 [per
thousand] and 0.04 [per thousand] (2 s.d.). The precision of
[delta][sup.13]C analysis of natural enamel was established via
replicate measurements of selected samples (B144 and B263), giving
average error of 0.18 [per thousand].
Results
Supplementary Table S1 (online) presents the full isotopic results
for samples from BNW analysed in this study. Figure 2 shows change
through time in [delta][sup.13]C ([per thousand] PDB) from the Neolithic
to the Iron Age using results from Ban Non Wat, Ban Lum Khao and Noen
U-Loke.
Figure 2 indicates a shift towards lower [delta][sup.13]C in the
Early Bronze Age, with lowest values recorded in Bronze Age 2. Fligher
[delta][sup.13]C is then recorded through the rest of the Bronze Age and
into the Early Iron Age at Ban Non Wat. Later Iron Age results from Noen
U-Loke return to lower typical [delta][sup.13]C. Lower [delta][sup.13]C
values indicate increased consumption of [C.sub.3] plants; in Southeast
Asia this is most likely to reflect increased importance of rice as a
resource.
A one-way ANOVA to test the significance of differences between
mortuary phases (p = 0.001) and direct comparison of adjoining mortuary
phases was conducted using two-tailed t-tests, the results of which are
given in Table 2.
Significant differences were recorded between the Neolithic phases,
BA1 and BA2, BA2 and BA3, and the Iron Age phases (excluding IA4).
Statistical analysis also indicates significant differences in mean
carbon isotope ratio between contemporaneous phases of the sites within
the Upper Mun River Valley (Table 3). Change in [delta][sup.13]C through
time in the Sakon Nakhon Basin is presented in Figure 3.
As with the Upper Mun River Valley, the isotopic pattern in the
Sakon Nakhon Basin superficially indicates lower [delta][sup.13]C, and
therefore more reliance on [C.sub.3] crops such as rice in the Early
Bronze Age (according to Fligham et al.'s (2011) chronology). The
difference between the Neolithic and Bronze Age values, however, is less
pronounced, and not significant (two-tailed t-test, p = 0.297).
[delta][sup.13]C values become marginally more positive through the Late
Bronze Age, though again this is non-significant (two-tailed t-test, p =
0.558). The return to lower values, and therefore more rice reliance,
seen in the Iron Age Upper Mun River Valley does not seem to occur in
the Sakon Nakhon Basin sites.
[FIGURE 2 OMITTED]
[FIGURE 3 OMITTED]
Discussion
Change in subsistence through time in the Upper Mun River Valley
The Upper Mun River Valley sequence shows an increase in rice
consumption coinciding with the second Bronze Age mortuary phase,
followed by a lessening in rice reliance through the rest of the Bronze
Age and Early Iron Age (see King et al. 2013 for an in-depth discussion
of this pattern). There is a further increase in rice reliance with the
later Iron Age at Noen U-Loke.
The lowest [delta][sup.13]C values in the Upper Mun River Valley
are recorded in Bronze Age 2, a phase which contains the richest burials
at Ban Non Wat and is interpreted by Higham and Kijngam (2012) as
involving the rise of an elite group. The control of an agricultural
surplus has long been interpreted as essential to the establishment of
an elite (e.g. Childe 1950; Harris 1959; Johnson 2000), and it should
perhaps be no surprise that we find a surfeit of rice during the period
of greatest social inequality.
The low [delta][sup.13]C values found in the later Iron Age at Noen
U-Loke also link well with archaeological evidence for an
intensification of rice agriculture during this period. The construction
of moats around sites in the Iron Age Upper Mun River Valley has been
interpreted as a water conservation measure, allowing more efficient
cultivation of rice (Boyd 2008), and evidence for Iron Age field systems
in the area has also recently been proposed (Higham forthcoming). An
increase in frequency of the rice-field-suited shellfish Pila ampullacea
in the later layers of Noen U-Loke also supports this interpretation of
rice agriculture intensification (Higham & Thosarat 2005). The
isotopic evidence for an intensification in rice agriculture links well
with the obvious increase in symbolic importance of rice at Noen U-Loke
compared to earlier sites. Here, for the first time, graves were filled
with rice (Higham & Thosarat 2005; Boyd & Chang 2010), perhaps
signifying its ritual importance in Iron Age society.
Intersite differences in the Upper Mun River Valley
Though intersite differences in the Upper Mun River Valley may be
partially due to change through time, there is also strong evidence for
significant intersite differences between contemporaneous phases (Table
3).
Differences in mean [delta][sup.13]C ([per thousand]) between sites
suggest that, overall, the people of Ban Non Wat were less reliant on
rice than their contemporaries at both Ban Lum Khao and Noen U-Loke.
This may be a function of sample size as both Ban Lum Khao and Noen
U-Loke have fewer isotopic samples than Ban Non Wat, reflecting limited
excavation areas, but it is also possible that differences reflect
culturally mediated subsistence choices.
Complete reliance on agriculture is extremely rare and the human
diet is almost always supplemented with broad-spectrum hunting or
gathering. This is particularly true in a highly productive sub-tropical
environment, where wild resources would have been plentiful (e.g. Gepts
2008). The higher [delta][sup.13]C ([per thousand]) typical of Ban Non
Wat may reflect slightly greater levels of dietary supplementation with
meat/game/fish, or indeed [C.sub.4] crops such as millet. The
possibility of millet use is still under investigation in the region,
but there is currently no evidence for [C.sub.4] crops in the Upper Mun
River Valley (Castillo 2011). Macrofossil (Weber et al. 2010) and
phytolith (Kealhofer & Piperno 1994) analyses conducted in the Khao
Wong Prachan valley about 100km to the west, however, indicate the
presence of both rice and millet during the first half of the second
millennium BC. The possibility of millet in the Upper Mun River Valley
cannot, therefore, be discounted.
It is possible that different isotope ratios simply reflect
differences in the wild resources available to each settlement due to
their locations on the floodplain. It has been ethnographically observed
in areas such as the Democratic Republic of the Congo (Turnbull 1965)
that clearance around villages for farming leads to a lack of game,
making supplementation of the diet with hunting very rare. It is
possible that the creation of field systems within the Upper Mun River
Valley cut off access to game, with only those sites closer to the edge
of the floodplain having access to forest resources.
[FIGURE 4 OMITTED]
Faunal analysis at Ban Non Wat indicates that the diet was
supplemented with wild meat from deer and wild bovids. These species,
particularly the former, prefer forest margins and clearings where there
is better grass growth (Lekagul & McNeely 1977), and while the sites
of this study are close together, they do occupy slightly different
regions of the valley, with Ban Non Wat and Noen U-Loke closer to the
edge of the floodplain, and therefore the forest edge (Figure 4).
Any discussion on differences in diet must also take into
consideration the idea that there may be a wealth/prestige component to
diet. Complete reliance on a carbohydrate staple crop has associations
with poverty. This has been noted in present-day societies (e.g. Ruel et
al. 2010), and reported in isotopic studies of archaeological
populations (e.g. Ambrose et al. 2003). Meat, conversely, is usually
highly valued in subsistence economies as it is by far the most
efficient provider of energy (Mead et al. 1986). Game, therefore, ranks
high in an optimal forager diet (Layton et al. 1991). The importance of
meat means that the consumption of higher proportions or better cuts of
meat is often the prerogative of high status individuals, and this has
been observed archaeologically in geographically and culturally
disparate groups (see van der Veen 2003 for a review). The use of meat
as a prestige food has been observed ethnographically in Southeast Asia,
particularly in the tribes of highland Myanmar and northern Thailand
(Leach 1954; Falvey 1977), and is also common worldwide (Sahlins 1963;
Arhem 1989).
In light of this, it is suggested that the significant difference
in [delta][sup.13]C ([per thousand]) between Ban Non Wat and Ban Lum
Khao may be evidence of greater access to prestige meat at Ban Non Wat.
This is supported by differences in material cultural between the two
sites evident in the second Bronze Age phase. During this period all
individuals excavated at Ban Non Wat had a far greater number of grave
offerings than the 'richest' at Ban Lum Khao, hinting that
there may have been a marked difference in access to prestige materials
and effort expended on mortuary ritual between the sites (Higham &
Kijngam 2012). This pattern could, of course, be affected by sampling
bias at Ban Lum Khao, where excavation was limited to the edge of the
site and may have only incorporated the 'poorer' section.
Comparison of the Upper Mun River Valley with the Sakon Nakhon
Basin
The general pattern of increased reliance on rice in the Early
Bronze Age, followed by less reliance through the rest of the Bronze Age
into the Early Iron Age is present in both the Upper Mun River Valley
and the Sakon Nakhon Basin. The return to heavy rice reliance in the
later Iron Age, seen in the results from Noen U-Loke, does not seem to
be present in contemporary phases of the Sakon Nakhon Basin. This
corresponds with the lack of evidence for moat construction and water
management at Ban Chiang and Ban Na Di. The differences in dietary
isotope results from the two valleys may, therefore, feed into
larger-scale hypotheses about variations in the intensification of
agriculture between regions. Just as western Thailand seems not to have
experienced bronze technology (Glover 1991), and there may have been
differential involvement in trade in southern Thailand (White &
Hamilton 2009), it appears that agricultural reliance was non-uniform
across Thailand. There is potential that the strategic position of the
Upper Mun River Valley in terms of trade routes and salt deposits meant
that developments in agricultural technology and method were more likely
to reach the area, and more effort was expended to make rice agriculture
viable despite environmental decline in the Iron Age.
This is not, of course, the only explanation of the data. It is
just as plausible that occupants of the Sakon Nakhon Basin responded to
environmental stress during the Iron Age by focusing on other resources,
rather than intensifying rice agriculture. King (2006) suggested that
the increase in [delta][sup.13]C in later levels of Ban Chiang may be
the result of greater reliance on domesticated animals as a food source,
or supplementation of the diet with [C.sub.4] crops such as millet or
Job's tears. It is also possible that greater rice reliance is
present in the Iron Age Sakon Nakhon Basin but is not seen in this set
of results. The excavations of the two sites in this region were modest
compared with Ban Non Wat, and key areas of the cemetery may not have
been excavated.
Conclusion
Though rice agriculture was introduced to Thailand by at least 1800
BC (Rispoli 2008; Zhang & Hung 2010), the isotopic results indicate
that it was not until the Early Bronze Age (c. 1000BC; Higham &
Higham 2009) that reliance on rice reached its peak. The Bronze Age peak
in rice consumption coincides, in the Upper Mun River Valley, with the
presence of elite 'super-burials', connecting the ability to
produce a rice surplus to this period of social aggrandisement. T his
peak in rice consumption is also present in the Early Bronze Age of the
Sakon Nakhon Basin, but there is no evidence for accompanying elite
emergence there. Variation in the level of social inequality and
agricultural reliance within and between different valley systems
contrasts sharply with the proposal of a complete and universal shift in
subsistence strategy which characterises the European Neolithic (e.g.
Rowley-Conwy 2011). The persistence of mixed economies beyond the
introduction of agriculture is, however, increasingly being proposed in
Thailand (White 2011). New techniques involving fine-scale carbon
isotope sampling are also revealing similar patterns in some areas in
the European Neolithic (Montgomery et al. 2013).
The Iron Age in the Upper Mun River Valley saw a further increase
in rice consumption, which links well with the growing archaeological
evidence for intensification of rice agriculture. This period is
accompanied by moat building as a measure to control water resources
(Boyd et al. 1999; Boyd & McGrath 2001), an increase in the symbolic
importance of rice (Boyd & Chang 2010) and the implementation of
plough agriculture in fixed fields (Higham forthcoming). Though many of
these developments are also seen in Iron Age Cambodia (Moore et al.
2007), they seem to be contemporaneously absent in the Sakon Nakhon
Basin. Here there is neither archaeological evidence for water control
nor the accompanying isotopic shift to lower [delta][sup.13]C values in
the Iron Age. There are many potential reasons for this regional
difference, but perhaps the most parsimonious of these is that the Sakon
Nakhon Basin sites were only distantly integrated with the burgeoning
maritime trade network, and therefore remote from the social and
technological innovations characteristic of the later Iron Age.
Supplementary material is provided online at
http://antiquity.ac.uk/projgall/king339/
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Received: 27 September 2012; Accepted: 6 December 2012; Revised: 2
April 2013
Charlotte L. King (1), R. Alexander Bentley (2), Charles Higham
(3), Nancy Tayles (4), Una Strand Vidarsdottir (1), Robert Layton (1),
Colin G. Macpherson (3) & Geoff Nowell (6)
(1) Department of Anthropology, Durham University, South Road,
Durham DH1 3LE, UK
(2) Department of Archaeology and Anthropology, University of
Bristol, 43 Woodland Road, Bristol BS8 1UU, UK
(3) Department of Anthropology and Archaeology, University of
Otago, Castle Street, Dunedin 9054, New Zealand
(4) Department of Anatomy, University of Otago, PO Box 913, Dunedin
9054, New Zealand
(5) Stable Isotope Laboratory, Department of Earth Sciences, Durham
University, Elvet Hill, Durham DH1 3 TH, UK
(6) Department of Earth Sciences, Science Labs, Durham University,
South Road, Durham DH1 3LE, UK
Table 1. The isotopic samples used in this study, ordered
by burial phase. For convenience, the mortuary phase names
used are those of the primary sample at Ban Non Wat, with
comparative sites fitted into this chronology. We use the
most recently produced dates from Higham et al.
(2011) for the Sakon Nakhon Basin (BC = Ban Chiang; EP,
MP and LP refer to Early, Middle and Late Phases).
Upper Mun River Vallley
Phase Date BNW BLK NUL
Neo 1 1650-1250 BC 8
Neo 2 1250-1050 BC 11 4
BAI 1050-1000 BC 2
BA2 1000-900 BC 14 19
BA3A 90-850 BC 13
BA3B 850-800 BC 5
BA4 800-700 BC 35
BA5 700-420 BC 6
IA1 420-100 BC 15 4
IA2 200 BC-AD 200 4 10
IA3 AD 200-400 11
IA4 AD 400-600 9
Sakon Nakhon Basin
Phase Date BC
Neo 1 1550-1250 BC (EPI)
Neo 2 1250-1050 BC (EPII) 9
BAI 1050-900 BC (EPIII) 5
BA2 900-420 BC (EPIV-V) 7
BA3A 13
BA3B
BA4
BA5
IA1 MP VI 1
IA2 MPVIII 5
IA3 LPIX
IA4 LPX 1
Table 2. Results of statistical testing for differences
in mean carbon isotope values between phases in the
Upper Mun River Valley. Figures in # are
statistically significant.
Mean [delta] p (two-tailed
[sup.13]C ([per t-test) with
Mortuary phase thousand] PDB) following phase
Neolithic 1 -11.4 0.008#
Neolithic 2 -13.1 0.230
BA1 -12.4 0.001#
BA2 -13.8 0.001#
BA3a -13.3 0.874
BA3b -13.3 0.207
BA4 -13.2 0.051
BA5 -12.9 0.719
LAI -12.7 0.039#
IA2 -13.4 0.034#
IA3 -13.8 0.448
IA4 -13.9 N/A
Table 3. Intersite comparison of mean [delta][sup.13]C (%c PDB) for
contemporaneous burials with significance tested using two-tailed
independent f-testing.
Mean [delta][sup.13]C Mean [delta][sup.13]C
([per thousand] PDB) ([per thousand] PDB)
Phase at Ban Non Wat at Ban Lum Khao
Neolithic 2 -12.8 -14.0
Bronze Age 2 -13.4 -14.1
Iron Age 1 -12.6 N/A
Mean [delta][sup.13]C
([per thousand] PDB)
Phase at Noen U-Loke Significance
Neolithic 2 N/A p = 0.001
Bronze Age 2 N/A p = 0.001
Iron Age 1 -14.0 p = 0.001