An 11 600 year-old communal structure from the Neolithic of southern Jordan.
Mithen, Steven J. ; Finlayson, Bill ; Smith, Sam 等
[ILLUSTRATION OMITTED]
Introduction
The Neolithic in south-west Asia marks the earliest transition in
the world from mobile hunting and gathering to sedentary farming
lifestyles (Mithen 2003). Once described as a 'revolution',
this is now more often characterised as a process of gradual transition
with complex inter-related changes in economy, social organisation,
ideology and technology (Barker 2006). Our understanding of this process
has been transformed by the discovery of early Neolithic sites in
southern Turkey (Gobekli Tepe, Schmidt 2006) and northern Syria (Jerf el
Ahmar, Stordeur et al. 1997), with architecture indicative of communal
activity in its construction and/or use, some of which is monumental in
scale. These sites suggest that changes in social organisation involving
an increase in communal activity had occurred before the transition to
agricultural economies. Here we describe a further large and
architecturally complex structure, also dating to the earliest phase of
the Neolithic but coming from the southern rather than the northern
Levant.
This new discovery has been made at the early Neolithic site of
WF16 (Finlayson & Mithen 2007) and is designated within the
excavation as Structure O75. It is found in association with a dense
cluster of mud-walled, semi-subterranean structures, some of which had
been used as workshops, others for storage or grinding of foods and
pigments. Structure O75 is of an unprecedented form in the Neolithic
archaeological record. While the functional role of this structure
remains unclear, it provides further evidence that changes in social
organisation--notably the appearance of communal activity, collective
labour and ideology manifest in art and architecture--preceded that of
economic change within the Neolithic transition process. Moreover,
contrary to recent proposals that the Neolithic 'originated'
in a so-called 'Golden Triangle' of Upper Mesopotamia
(Aurenche & Kozlowski 2001), this new discovery at WF16 indicates
that socially-driven Neolithisation was widespread within south-west
Asia at the very start of the Holocene.
The Pre-Pottery Neolithic A (PPNA)
The initial stages of the Neolithic transition in south-west Asia
are denoted as the PPNA cultural phase (9750-8550 BC, Kuijt &
Goring-Morris 2002), the start of which is coincident with the
environmental changes that mark the end of the Pleistocene. PPNA
settlements show significant similarities to those of the
Epipalaeolithic in terms of having sub-circular structures and no traces
of domesticated plants and animals. The PPNA is followed by the
Pre-Pottery Neolithic B (PPNB) cultural phase (8750-6300 BC) when
rectangular, two-storey buildings and domesticated sheep, goat and
cereals are gradually developed and adopted (Kuijt & Goring-Morris
2002).
Prior to the 1990s, and apart from Nahal Oren (Noy et al. 1973) and
Hatoula (Lechevallier & Ronen 1994), most of the key sites dating to
the PPNA in the southern Levant were clustered on the western side of
the Jordan Valley, notably Jericho (where the Neolithic architecture included a tower, Kenyon & Holland 1981), Netiv Hagdud (Bar-Yosef
& Gopher 1997), Gesher (Garfinkel 1989) and Gilgal (Bar-Yosef et al.
2010). This locality was assumed to be the core area for the emergence
of the Neolithic (Figure 1). That view has been challenged as sites with
spectacular and complex architecture and artworks have been discovered
in northern Syria and southern Turkey, notably at Jerf el Ahmar
(Stordeur et al. 1997), Gobekli Tepe (Schmidt 2006) and Tell 'Abr 3
(Yartah 2004).
At Gobekli Tepe, numerous large (10-30m diameter, Schmidt 2002)
structures with 'T'-shaped pillars are found, which are
generally believed to have had a ceremonial or ritual role. At Jerf el
Ahmar there are substantial structures, up to 7.5m in internal diameter
(Stordeur et al. 2000), described by Watkins (2010) as
'monumental' in scale. These have been interpreted as
multi-function communal buildings that developed into single-purpose
communal structures with a possible cultic role (Stordeur et al. 2000).
As a consequence of these discoveries, recent research has proposed that
cognitive, social and cultural factors were the drivers of the Neolithic
transition, with a focus on developments in Upper Mesopotamia (Aurenche
& Kozlowski 2001; Mithen 2003; Watkins 2010).
[FIGURE 1 OMITTED]
While Gobekli Tepe and Jerf el Ahmar were being excavated and their
implications for Neolithisation first considered, three new PPNA sites
were discovered on the eastern side of the Wadi Araba, south of the Dead
Sea: Zaharat Adh-Dhra' 2 (ZAD 2, Edwards et al. 2002), El Hemmeh
(Makarewicz et al. 2006) and WF16 (Finlayson & Mithen 2007). Renewed
excavations were also undertaken at the previously known PPNA site of
Dhra' (Finlayson et al. 2003). While each of these sites have
produced valuable new evidence about the PPNA period in semiarid
southern Jordan, the findings from WF16 are particularly striking
because they include an unprecedented type of large structure (O75) with
complex internal architecture. The function of this structure remains
unclear but its size and form implies communal activity in both its
construction and use in a similar manner to the early Neolithic sites in
the northern Levant.
Evaluation and excavation at WF16
WF16 is located on two adjacent knolls in Wadi Faynan, Jordan, at
the base of the escarpment leading to the Jordanian plateau (36R
3390442N 0739824E; 300m asl, Figure 1). It is c. 500m from the PPNB
settlement of Ghuwayr 1 (Simmons & Najjar 2000) and 2km from the
Pottery Neolithic site of Tell Wadi Feinan (Simmons & Najjar 2002;
Figure 2). Following its original discovery as a surface artefact scatter in 1996, evaluation by test-pitting, trial trenching and
geophysical survey between 1997 and 2003, demonstrated that occupation
had occurred throughout the period of the PPNA (Finlayson & Mithen
2007). The site was shown to have stratification more than 2m deep, good
preservation and a rich cultural inventory. Several sub-circular stone
and pise walled structures containing domestic debris, grinding stones
and human burials were exposed while geophysical survey indicated the
presence of structures across the entire western knoll (0.6ha),
including some of a particularly large size--approximately 15m in
diameter (Astin & Mansfield 2007). Stone and bone artefacts with
incised designs were recovered, along with anthropomorphic figurines and
a diverse range of stone and shell beads (Ceron-Carrasco 2007; Critchley
2007; Finlayson 2007; Shaffrey 2007). The animal fauna came primarily
from Capra sp., but included Bos primigenius, Gazella sp. Equus sp.,
Vulpes vulpes, Lepis capensis and Felis sp., with no signs of
domestication--although herding of wild Capra sp. remained a possibility
(Carruthers & Dennis 2007). The quantity of mortars, grinding
stones, pestles and pounders (Shaffrey 2007) indicated intensive
exploitation of wild flora which included Hordeum sponteneum, Pistacia
sp., Ficus carica and Bromus sp. (Kennedy 2007). The plant and animal
remains, along with climatic and hydrological modelling (Smith et al.
2011), indicated that when occupied the site was adjacent to a perennial
water course with ready access to juniper woodland, evergreen oak
woodland, steppe, riparian woodland and desert communities (Mithen et
al. 2007).
[FIGURE 2 OMITTED]
On the basis of the potential significance of WF16 for addressing
the origins of sedentism and farming (Mithen & Finlayson 2007a),
three seasons of excavations were undertaken (2008, 2009 and 2010) to
expose a continuous area of 40 x 15m--the largest single exposure for a
PPNA site in the southern Levant (Mithen et al. 2010). While the
post-excavation analysis of finds has commenced, the majority of this
research will be conducted once the detailed analysis of the
stratigraphy and architectural evidence has been completed in order to
provide the contextual information necessary for an integrated analysis
and interpretation of the material recovered during excavation. Here we
simply wish to report the discovery of an unprecedented type of
Neolithic structure: Structure O75.
A large structure at WF16 indicative of communal activity
The 2008-10 excavation exposed more than 30 well-preserved
semi-subterranean, pise-walled structures (Figure 3). Some of these
structures were relatively small, such as Structure O56, which measured
2.15 x 1.30m internally, while a few were substantially larger, such as
Structure O45, which measured 5.5 x 4.2m in its internal extent (Figure
3; see also Figure 10). They formed a dense cluster of conjoined structural spaces, which flanked an elliptical 22 x 19m structure
constructed of pise designated as Structure O75 (Figure 4). This large
structure consists of a mud-plaster floor with multiple surfaces
surrounded by a 0.5m high bench on at least half of its circumference,
part of which has a second tier (Figure 5). Although some parts have
been eroded, and others are concealed by a later PPNA building, there is
a general symmetry to the structure along an axis formed by a deep
trough, also lined with mud-plaster, c. 0.75m wide and 1.2m deep.
Towards the north-west end of the trough, a pit below the most recent
floor surface is lined with burnt plaster and contained fragments of
large broken stone bowls. Two cup-hole mortars, typical of the PPNA, are
set into slightly raised platforms on the floor on either side of the
trough. Three pairs of parallel 'gullies'--smooth ridges with
a central 'channel'--are moulded into the floor, running from
the edge of the benches to the central trough in a herringbone pattern.
Each gulley has a pit at its midway point from which it appears a large
post has been removed, leaving a ragged hole in the plaster (Figure 6).
Although the gullies initially appear as if they were designed to carry
liquids, they dip down in the centre of their course and the mud-plaster
is not stable when damp. Indeed, two of these features are simply smooth
ridges in the plaster floor, while the channel in a third has been
deliberately filled with plaster. Their main purpose may have been to
partition the internal area. The floor surface is marked with numerous
small stakeholes, as well as pits and hearths.
The surrounding benches are over 1m wide and effectively comprise a
double tier of platforms above the main floor. The face of the lower
bench on the southern side of the monument has been partially decorated
with a wave pattern in its mud-plaster coating (Figure 7). The pattern
is similar to that found on stone artefacts from WF 16 and elsewhere in
the PPNA (Figure 8). In some places the decoration appears to have been
deliberately concealed by later plastering events. Massive postholes are
moulded into the fabric of the pise wall that surrounds the structure.
Combined with those in the gullies, these suggest that at least part of
the structure had been covered. That would indeed have been essential
because the mud mortar would not have survived rain.
The stratigraphy of the internal features and fills indicates
multiple replastering events, episodes of repair and modification of the
structure. The walls appear to have been significantly burnt, unlike the
floor, suggesting that there was a burning event before the main
excavated floor surface was laid. The mud-plaster decoration on the
walls has been placed over the scorched surface. In the earliest phase
so far excavated, the trough, gullies and mud-plastered pit had been in
contemporary use, appearing to have been elements of a single functional
design. Part of the trough was then covered with a new mud-plaster
surface; the remainder was left exposed but filled with rubble and a
goat/ibex cranial fragment with its horn-cores attached (faunal
identifications have yet to be completed). A central hearth was then
moulded into the floor, into which a further set of goat or ibex
horn-cores was placed. After this the main floor went out of use.
Sediment accumulated within the structure to a depth of c. 0.25m, at
which point a substantial freestanding, oval pise and stone-walled
building with mud-plaster floors was constructed in the interior of the
structure towards its eastern side (Structure O100). This construction
is stratigraphically congruent with the creation of a later phase of
flooring across the interior of Structure O75. Structure O100 was
subsequently modified by the construction of an inner stone wall and new
floor layers containing massive stone cup-hole mortars (Figure 9).
Outside of its now c. 1m-thick wall, dense midden deposits accumulated
within the walls of Structure O75, containing fragmented animal bone,
PPNA stone artefacts, charcoal and plant macrofossils. Apart from two
probably Nabatean burials which truncate this midden infill, the
stratigraphic sequence within Structure O75 remains entirely contained
within the PPNA. Radiocarbon dates from deposits sealing its initial
floor fall between 9578 and 8472 cal BC (Table 1). A total of 15
radiocarbon dates have so far been acquired from the 2008-10 excavation,
the calibrated values of which all fall between 10 078 and 8220 BC,
concurring with the 27 radiocarbon dates acquired during the evaluation
(Mithen & Finlayson 2007b).
[FIGURE 3 OMITTED]
[FIGURE 4 OMITTED]
[FIGURE 5 OMITTED]
The large communal structure (O75) and oval structure (O100) with
free-standing walls and massive cup-hole mortars are associated with a
dense cluster of at least 30 semi-subterranean, pise-walled structures
(Figures 3 & 10). These are all similar in their semi-subterranean
construction but they vary considerably in size and internal design,
having different combinations of structural features and furnishings.
These include pise-moulded hearths, large and small wall niches and
shelves, cup-holed mortars, stonework-benches, internal partitioning
walls and, in at least one case, an entire sub-structure constructed
within its interior (O45, Figure 10). Some of these appear to have been
used as workshops for making stone artefacts and beads or for the
preparation and storing of food; others might have been
'dwellings'--although we are cautious about the use of this
ill-defined term. The excavation has demonstrated that several of the
structures had been rebuilt by reusing the same structural footprint,
often more than once. In certain cases several adjoining structures were
redeveloped at the same time. This resulted in a prolonged life for the
general honeycomb pattern of structures on the site, many of which are
likely to have been co-existent. Others had been part of an earlier
settlement arrangement and were either left open allowing sediment to
accumulate or were deliberately back-filled before they were dug into by
construction cuts for new structures. Numerous of them contain human
burials, the site providing the largest collection of PPNA skeletal
remains from the southern Levant.
[FIGURE 6 OMITTED]
[FIGURE 7 OMITTED]
[FIGURE 8 OMITTED]
[FIGURE 9 OMITTED]
Large-scale architecture and its function in the PPNA
Architecture indicative of communal activity and sometimes of a
monumental nature is known from the PPNA: a tower and wall were
discovered at Jericho in the 1950s (Kenyon & Holland 1981) and more
recently carved stone pillars within enclosures were found at Gobeldi
Tepe in southern Turkey dated to 9130-8650 BC (Kromer & Schmidt
1998; Schmidt 2005). Although not as dramatic as Gobekli Tepe, Structure
O75 at WF 16 provides further evidence for communal activity with regard
to both the construction and use of Neolithic architecture in the
earliest phase of the PPNA prior to the domestication of plants and
animals. The floor of the WF 16 structure covers more than six times
that of the so-called 'monumental' buildings (Watkins 2010) at
Jeff el Ahmar (Syria) dated to 9650-8610 BC (Stordeur & Abbes 2002).
These are equivalent in size to Structure O 100 and several other
buildings at WF 16. Similarities with the Jerfel Ahmar buildings are
found in the intentional deposition of animal skulls and decorated
benches, the latter having been previously cited as an uniquely Upper
Mesopotamian PPNA phenomenon (Aurenche & Kozlowski 2001). Although
the ubiquity of naturalistic animal motifs at Jerf el Ahmar and Gobekli
Tepe is not replicated at WF16, animal imagery is present, as
illustrated in Figure 11. This is rare, however, the dominant symbols
being primarily abstract and anthropomorphic in nature (Figure 8).
[FIGURE 10 OMITTED]
The function of Structure O75 at WF16 remains unclear. Whatever it
had been used for, its size and form suggests communal activity for its
construction, use and repair. The two cup-hole mortars set within the
floor suggest the collective grinding of plants or some other material;
the deposition of broken stone bowls and goat/ibex bones suggests
feasting, while its scale, decoration and tiered benches imply ritual or
at least performance activities. It is securely dated to c. 9650 BC,
with the date of a preceding phase of architecture still to be
determined. While being quite different in form to those at Jerfel
Ahmar, Gobekli Tepe and Jericho, Structure O75 and its associated
structures demonstrate that new forms of social organisation, manifest
in architecture and settlement design, occurred in a significantly wider
region than Upper Mesopotamia at the start of the transition to the
Neolithic.
[FIGURE 11 OMITTED]
Acknowledgements
We thank the Department of Antiquities of the Hashemite Kingdom of
Jordan for permission to excavate at WF16 and for assistance with the
excavation. We also thank the Arts & Humanities Research Council for
funding the 2008-10 excavation (AH/E006205/1) and the Wenner-Gren
Foundation for additional funding to help excavate Structure O75 in
2010. Special acknowledgement is due to Lisa Yeomans, Nick Pankhurst,
Samantha Hemsley and Gareth Rees (excavation supervisors) along with the
rest of our field team and the local Bedouin community of Wadi Faynan.
We are grateful to CBRL and the University of Reading for supporting our
research.
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Steven J. Mithen (1), Bill Finlayson (2), Sam Smith (3), Emma
Jenkins (4), Mohammed Najjar (5) & Darko Maricevic (1)
(1) University of Reading, Whiteknights, P.O. Box 217, Reading,
Berkshire RG66AH, UK (Email: s.j.mithen@rdg.ac.uk)
(2) Council for British Research in the Levant, 10 Carlton House
Terrace, London SW1Y5AH, UK
(3) Department of Anthropology and Geography, Oxford Brookes
University, Headington Campus, Gipsy Lane, Oxford OX3 0BP, UK
(4) School of Applied Sciences, Bournemouth University,
Christchurch House, Talbot Campus, Poole, Dorset BH12 5BB, UK
(5) The British Institute, P.O. Box 519, Jubaiha 11941, Amman,
Jordan
Received: 19 July 2010; Accepted: 3 September 2010; Revised: 24
September 2010
Table 1. Radiocarbon dates from contexts within the fill of
Structure 075.
Lab no. Context
Beta 271681 (757) Fill of basal
posthole in
Structure O75
Beta 271680 ([dagger]) (747) Fill of hearth cut
into secondary floor
surface within
Structure O75
Beta 253739 (340) Fill of hearth
within midden
accumulated in
Structure O75
Beta 253738 (340) Fill of hearth
within midden
accumulated in
Structure O75
Lab no. Specimen [sup.14]C years BP
Beta 271681 Unidentified twig 9940 [+ or -] 60
Beta 271680 ([dagger]) Twig, cf. Salicaceae 9380 [+ or -] 50
Beta 253739 Twig, tamarix 9660 [+ or -] 70
Beta 253738 Twig, tamarix 9950 [+ or -] 70
Calibrated
Lab no. years BC * [sup.13]C/[sup.13]C
Beta 271681 9739-9280 -26.9%
Beta 271680 ([dagger]) 8807-8472 -11.6%
Beta 253739 9260-8822 -25.9%
Beta 253738 9758-9277 -25.6%
* (IntCal 09, 95.4%).
([dagger]) We recognise that the low [sup.13]C/[sup.12]C ratio for
Beta 271680 suggests that this date may be unreliable.