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  • 标题:Anything but a backwater.
  • 作者:Kirch, Patrick V.
  • 期刊名称:Antiquity
  • 印刷版ISSN:0003-598X
  • 出版年度:2011
  • 期号:June
  • 语种:English
  • 出版社:Cambridge University Press
  • 摘要:The five papers in this special section of Antiquity--originally presented at a symposium honoring Bellwood's contributions to Southeast Asian prehistory--demonstrate just how far the field has moved from where it was when I sat in Solheim's seminar four decades ago. Charles Higham shows us how the landscape of domestication and the spread of early farming has proved to be far more complex than either Solheim or Gorman had imagined based on the early plant remains from Spirit Cave. While Southeast Asian hunters and gatherers were doubtless experimenting with plant domestication during the Early Holocene (the Hoabinhian as it is known in local terminology), the transition to agriculture across this vast region was caught up in several grand processes, including the drowning of the vast continental shelves of Sundaland (and the many coastal adaptations this surely entailed) and the demic expansion of rice cultivators out of the Yangtze River valley. Rather than an indigenous evolutionary transition from hunting-and-gathering to horticulture in Southeast Asia, Higham envisions an expanding 'friction zone' of complex inter-cultural exchange. But the indigenous populations of Southeast Asia did not disappear, as recent DNA analyses are making clear. Rather, in these complex and nuanced interactions in the friction zone, the remarkable ethnic and human biological diversity of Southeast Asia was forged.
  • 关键词:Anthropological research;Archaeology

Anything but a backwater.


Kirch, Patrick V.


In the spring of 1970, tired of the chilly Philadelphia winters where I was studying archaeology at the University of Pennsylvania, I arranged to spend a semester at the University of Hawai'i. There I enrolled in Professor Wilhelm G. Solheim II's course in the prehistory of Southeast Asia. Bill Solheim--a colorful character if ever there was one, with his handle-bar mustache and endless anecdotes--was just then stirring up the sleepy field of Southeast Asian archaeology and prehistory. Together with his graduate students Chet Gorman and Don Bayard, Bill was making all kinds of startling claims about the course of cultural evolution in what most scholars had taken to be a secondary backwater: evidence for strikingly early plant domestication from Spirit Cave, precocious advances in bronze metallurgy at Non Nok Tah, and similar claims. At the time, Peter Bellwood, then based at the University of Auckland, was still focused on research among the islands of eastern Polynesia. But Peter saw the exciting developments coming out of Southeast Asia and soon decamped to The Australian National University in Canberra. Out of this new base he began his long and fruitful career of fieldwork in island Southeast Asia, and as the preeminent synthesiser of the region's prehistory.

The five papers in this special section of Antiquity--originally presented at a symposium honoring Bellwood's contributions to Southeast Asian prehistory--demonstrate just how far the field has moved from where it was when I sat in Solheim's seminar four decades ago. Charles Higham shows us how the landscape of domestication and the spread of early farming has proved to be far more complex than either Solheim or Gorman had imagined based on the early plant remains from Spirit Cave. While Southeast Asian hunters and gatherers were doubtless experimenting with plant domestication during the Early Holocene (the Hoabinhian as it is known in local terminology), the transition to agriculture across this vast region was caught up in several grand processes, including the drowning of the vast continental shelves of Sundaland (and the many coastal adaptations this surely entailed) and the demic expansion of rice cultivators out of the Yangtze River valley. Rather than an indigenous evolutionary transition from hunting-and-gathering to horticulture in Southeast Asia, Higham envisions an expanding 'friction zone' of complex inter-cultural exchange. But the indigenous populations of Southeast Asia did not disappear, as recent DNA analyses are making clear. Rather, in these complex and nuanced interactions in the friction zone, the remarkable ethnic and human biological diversity of Southeast Asia was forged.

Yet if the 'Neolithisation' of Southeast Asia took place in part across a friction zone extending outwards from the Yangtze, this by no means explains the whole picture. Spriggs reminds us that there is no clear-cut boundary between Island Southeast Asia and what Pacific archaeologists have come to call Near Oceania: the large islands of New Guinea and the adjacent Bismarck Archipelago. There is little doubt that these latter were also a locus of experiments in plant domestication and other kinds of Early Holocene adaptations which no doubt leaked steadily westwards. Another kind of friction zone, or what Spriggs (following Vandkilde) calls a 'a macroregional zone of conjuncture' is only dimly beginning to emerge from the nascent archaeological record of eastern Indonesia, the Philippines, and Near Oceania. But the evidence is sufficient to challenge the formerly orthodox model of a simple expansion out of Taiwan through Island Southeast Asia to the Pacific. The implications for the prehistories of both Southeast Asia and the broader Pacific have yet to be made clear.

In this current rethinking of Southeast Asian prehistory, some classic sites are telling new tales. The Niah Caves were already famous when I took Solheim's seminar 41 years ago, but as Graeme Barker and his colleagues demonstrate, they continue to yield new insights based on re-analysis of the original excavation records combined with targeted new fieldwork. What is most striking about the picture emerging from Niah is the extent of continuity between the Early Holocene ('Mesolithic') and Late Holocene ('Neolithic') assemblages. Both had similar subsistence regimes based on extensive exploitation of plants that might be termed 'vegeculture' (although the Neolithic adds some rice to the mix), practiced similar mortuary rituals, and indeed the biological populations involved appear to have been the same. Whether these findings lend substantive support to Bill Solheim's 'Nusantao' hypothesis as is claimed I am not so convinced, but they certainly do put the notion of an abrupt Neolithic/Austronesian transformation at 4000 BP into question. As Barker and colleagues note, new scenarios and new models are certainly called for.

The last two articles in this set open our eyes in another direction--toward the west, across the Bay of Bengal and the Indian Ocean to explore the connections between Southeast Asia, India and Africa. The special link between the Austronesian societies of Southeast Asia and Madagascar, evidenced in the fact that Malagasy is an Austronesian language, has long been known. But as Cameron along with Fuller and colleagues expound, another 'macroregional zone of conjuncture' (to borrow Spriggs' term) just as extensive linked Southeast Asia to other cultures and societies to the west as it did to the Pacific. The extent of early agricultural translocations across this vast region is just beginning to become evident, not to mention later technological exchanges such as those involved with iron and cloth described by Cameron.

Sitting in Bill Solheim's seminar four decades ago, it seemed a heady time with all the new data emerging out of the Southeast Asian earth, and the provocative theories these were sparking. But the contributions to this special section make it evident that we are living in even more exciting times. Southeast Asia is anything but a backwater of archaeology and prehistory--it is where the action is.

Patrick V. Kirch, Anthropology Department, University of California, Berkeley, 232 Kroeber Hall, Berkeley, CA 94720-3710, USA (Email: kirch@berkeley.edu)
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