What happened to the human mind after the Howiesons Poort?
Lombard, Marlize ; Parsons, Isabelle
Introduction
Recently, Laurel Phillipson and Marlize Lombard published evidence
for Middle Stone Age bow and arrow technology in southern Africa
(Lombard & Phillipson 2010). Thanks to Antiquity, the paper was
widely publicised, and Prof. Chris Stringer's contribution to the
BBC press release once again highlighted one of the most pressing
questions regarding human behavioural and cognitive evolution during the
mid-late Upper Pleistocene (here used informally to demarcate the period
between roughly 80 000 and 40 000 years ago). He saw the evidence for
early bow and arrow technology as adding to the view that modern humans
in Africa began to hunt in a new way by 64 000 years ago, and that it
further extends the advanced behaviours inferred for early modern people
of the continent. According to Stringer, the long gaps in the subsequent
record of complex technologies such as the bow and arrow, however,
remain perplexing (also see Villa et al. 2010: 640). It may mean that
regular use of these weapons did not come until much later, and that the
concept of bows and arrows may have been reinvented many millennia
afterwards (Stringer pers. comm.).
Similar concerns have been raised by others, not only regarding
mechanically projected weaponry, but also about behavioural and
cognitive complexity in general. Consensus about whether cultural
modernity originated in Africa, or had its roots in multiple continents
still has to be reached (e.g. Conard 2010). Many researchers,
nonetheless, now accept that human behaviour, associated with the Still
Bay and Howiesons Poort stone tool industries between about 75 000 and
60 000 years ago in southern Africa (see Jacobs & Roberts 2008 for
discussion on dating), was essentially 'modern', or
cognitively and behaviourally complex (Lombard & Parsons 2010). We
use 'modern' with caution mostly because it reflects original
texts, and we cannot hope to translate the meaning accurately on behalf
of others within the framework of current debate (see Shea 2011). In the
context of our own discussion, we follow Hovers and Belfer-Cohen's
(2006: 296) use of the term as: "relating to, or characteristic of,
the present or the immediate past, with no a priori evolutionary
connotations. According to this definition, modern behaviour is not
necessarily unique to the present, and its presence in the past does not
distract from its modernity".
Based on stone tool technology alone, the Still Bay and Howiesons
Poort industries show remarkable sophistication, of a kind mostly
associated previously with the Upper Palaeolithic in Eurasia, or the
Later Stone Age in sub-Saharan Africa--roughly beginning between 50 000
and 40 000 years ago. Yet, stone tool assemblages immediately
post-dating the Howiesons Poort (post-Howiesons Poort), between about 58
000 and 50 000 years ago, have been described as "reverting to
type" (Deacon 1989: 560), "less sophisticated" (Jacobs
& Roberts 2009: 191), and "returning to earlier technological
strategies" (McCall 2007: 1749), reminiscent of assemblages
pre-dating 75 000 years ago. This perception is predominantly based on
early observations regarding the stone tool assemblage from a single
site, Klasies River (Singer & Wymer 1982), and the seeming lack of
unambiguous symbolic objects during the 10-20 millennia following the
Howiesons Poort (see Mitchell 2008 for discussion). Potentially
far-reaching explanations of significant episodes of simplification or
devolution (Mellars 2007: 7), technological and/or behavioural reversal
(McCall 2007: 1749), a material culture cul-de-sac (Henshilwood 2007:
130) or cultural regression (Henshilwood 2005: 455) have been proffered.
These interpretations could contribute to views that people living in
southern Africa were not behaviourally or cognitively 'fully
modern' before about 50 000 years ago (Ambrose & Lorenz 1990;
Klein 2001), or that the transition to 'modern human
technology' was marked by the change from the Middle Stone Age to
the Later Stone Age (e.g. Ambrose 1998a; also see Shea 2011: 12-13).
The notion of technological, behavioural and cognitive regression
immediately after the Howiesons Poort may, however, be wide of the mark.
We have argued elsewhere (Lombard & Parsons 2010), that previous
ideas of similarities between pre-Still Bay and post-Howiesons Poort
stone tool assemblages may have been oversimplified and overstated in
the literature. We have also suggested continuation in technological
behaviour, and levels of cognitive complexity during the post-Howiesons
Poort that was not much different from those of recent hunter-gatherers.
This argument was based on archaeological evidence of behaviours and
traditions that transcend stone tool industries such as hunting
behaviour (Lombard 2007a; Clark & Plug 2008; Lombard & Clark
2008), the manufacture of composite tool kits (Lombard 2007b, 2008a;
Wadley et al. 2009; Wadley 2010), the technical application of fire
(Brown et al. 2009; Wadley in press), the deliberate placement of
bedding and hearths (Goldberg et al. 2009), and a prolonged tradition of
engraving (Henshilwood et al. 2009; Texier et al. 2010). Here we
continue the discussion by exploring issues of reinvention and
behavioural or cognitive regression in human evolution by using the bow
and arrow as token technology. The paper does not aim to provide any
conclusive answers or explanations. Instead (encouraged by
Antiquity's editor) it is philosophically speculative and playful,
aiming to stimulate discourse.
The rugged landscape of human evolution
Across sub-Saharan Africa, and indeed the entire Old World,
mid-late Upper Pleistocene directions of technological change vary from
region to region, and even from site to site (Kuhn 2006). These
disparities in local technological change probably represent a trend
towards regional differentiation. It is likely that regional
demarcations materialised in response to specific ecological conditions,
demographic and social adjustments, raw material constraints,
technological knowledge bases, limits on energy, and time-budgeting
factors (Kuhn 2006; Shea & Sisk 2010). Transitions reflected in
stone tool assemblages during the mid-late Upper Pleistocene (e.g. from
the Middle to Later Stone Age or from the Middle to Upper Palaeolithic)
do not represent shifts from one stable condition to another. Phases are
dynamic and variable, expressed in different behaviours and on different
spatio- temporal scales (Kuhn 2006). It should therefore come as no
surprise that we see different kinds of trends over time and space,
depending on prevailing variables. To further complicate matters, Middle
Stone Age archaeological nomenclature and periodic divisions are often
arbitrary and sometimes inaccurately applied, bearing little relation to
past realities (Lombard 2008b).
The fact that not all innovative technological trends, such as the
bow and arrow, necessarily continued seamlessly from the Middle Stone
Age into the Later Stone age, may seem difficult to reconcile with
common perceptions of the long-term evolution of Stone Age cultures.
Cultural evolution is frequently understood as 'accretive and
progressive' (Kuhn 2006:117). Earlier technological systems--for
example hand-delivered weaponry such as single component or composite
spears--are often seen as incomplete or impoverished versions of later
more complex systems such as the bow and arrow. According to this view,
human cultural development occurred along a single trajectory, marked by
major innovations or advances, and measured in terms of its distance
from what is perceived to be modern human behaviour. This unilinear stance derives from early culture evolutionist discourse, and deviates
from contemporary notions of evolution as a historically contingent
process, based on random production and subsequent reduction of novelty
(Kuhn 2006: 117). It also fails to explain the archaeological record.
In order to illustrate how the use of seemingly sophisticated
technologies, such as the bow and arrow, may be developed and abandoned
by societies through time and space, we draw on the work of Steven Kuhn
(2006: 109-120). He applied Sewall Wright's (1932) concept of
rugged fitness landscapes to explain trajectories of technological
change in the Middle Palaeolithic of Italy. Kuhn's eloquent use of
landscape as analogy for understanding variation in fitness solutions
and evolutionary paths is particularly appealing. He suggests that a
rugged fitness landscape model is an effective concept to help explain
what we observe archaeologically. A fitness landscape is a theoretical
construct that reflects the influence of different factors on the
fitness of a population. Higher points in this topographic landscape
represent adaptive configurations of greater fitness than lower points.
In a simple landscape, all factors converge to create a single high
peak--a single behavioural or physical phenotype that provides a most
favourable adaptive solution to a wide range of problems. In the simple
fitness landscape scenario, selection will tend to drive populations
toward this single peak from anywhere in the landscape. On the other
hand, rugged fitness landscapes consist of many peaks of varying
heights. The valleys separating peaks represent lower fitness
adaptations (Kuhn 2006).
In a complex topographic landscape, populations will tend to climb
the peaks closest to their starting point (which may or may not be the
highest peak in the landscape). Theory dictates that once a population
has started their ascent of a particular fitness peak, it is difficult
to shift to another. Even moving to a peak that may provide greater
fitness could be challenging as shifting between peaks would first
involve a reduction in fitness--something that is rarely promoted by
evolutionary processes. According to Kuhn (2006), severe environmental
or demographic change may, however, dislodge a population from its
existing summit allowing it to access another, possibly even higher
peak. In addition to climate and demography, we suggest that such
fitness displacements may also occur as a result of dramatic shifts or
disruptions in the socio-cultural and/or ideological organisation of a
society.
Viewed within this theoretical framework, it is conceivable that
developing and using bow and arrow technology during the Howiesons Poort
could have been one of many elements within a specific evolutionary
trajectory. Any, or a combination of many, variable(s) could have forced
or encouraged a shift in behaviour and technology to a different fitness
solution. Such a shift would have required reduction in a
population's existing fitness repertoire in order to deal with
challenges and regain momentum for attaining new fitness levels. At
different points on the topography of human evolution, bow and arrow
hunting may thus have been an element that sometimes became redundant,
depending on the technological and behavioural evolutionary trajectory
of any specific society.
The fickleness of the archaeological record and human memory
Erella Hovers and Anna Belfer-Cohen (2006: 295-304) provide a
complementary explanation for the seemingly erratic occurrence of traits
frequently linked with so-called modern behaviour during the mid-late
Upper Pleistocene. We are reminded that: "archaeological finds
reflect only those elements of human knowledge that have been accepted
and incorporated into societal normative behaviours, stored and kept for
repeated use through canonisation and rituals" (Hovers &
Belfer-Cohen 2006: 295). They suggest that unstable demographic systems
interrupted the build-up of such knowledge in certain regions, leading
to repeated reinvention of technological and symbolic innovations. In
addition, it is pointed out that it has long been assumed that the
archaeological record would unmistakeably attest to the potential for
modern cognitive behaviour. This view proved to be overly simplistic. As
anthropological thought develops, archaeological theory increasingly
accepts that the material record provides only limited glimpses of past
human cognition. In addition, our datasets can accommodate multiple
valid, yet sometimes contradictory interpretations, whilst seldom
providing direct answers (e.g. Hovers & Belfer- Cohen 2006).
In order to meet these challenges, and help interpret the
archaeological record, Hovers and Belfer-Cohen (2006) suggest drawing on
biology. By using the terms 'phenotypic' (for the realisation
or actualisation of certain types of behaviour), and
'genotypic' (for the latent capacity for such behaviours) we
are able to gain some insight. As with biological phenotypes, some
behaviours will only become apparent in response to particular stimuli.
The first recognisable appearance of behaviour, consequently, does
not necessarily indicate that its cognitive potential had only just
emerged. Because stimuli are circumstance-dependent, distinct
populations with similar cognitive abilities may also exhibit different
behaviours (Hovers & Belfer-Cohen 2006). Inventions such as the bow
and arrow become fully developed innovations, integrated within an
observable behavioural repertoire, only when widely adopted. In the
process, knowledge (which encompasses past experience and the
inclination to experiment) acts as a pre-adaptive matrix within which
new ideas are tested and practiced. The adoption of inventions relate to
a range of social, technical and psychological circumstances, whilst the
spread of knowledge that support the use of such technologies depends on
social, physical and organisational infrastructure (de Beaune 2004;
Hovers & Belfer-Cohen 2006).
A new behaviour, such as the use of mechanically projected
weaponry, that is archaeologically observable, implies that complex
processes of diffusion and adoption had turned an invention into an
innovation. For such behaviour to persist, the pertinent knowledge must
be retained by passing it on from one generation to the next. As a rule,
cultural information (i.e. sets of beliefs, ideas and practices that
allow individual identification with a broader community) has to be
remembered and transmitted again and again with little or no alteration,
or else the accumulation of alteration will compromise the very
existence of the culture (Hovers & Belfer-Cohen 2006; Wurz 2008). In
this sense, tradition needs to be accepted unquestioningly and dissent
cannot be afforded. In nonliterate societies, information is retained
through oral tradition and cultural transmission. Information needed for
mediating mundane needs and frequently recurrent stress events is in
constant use, and therefore easily accessible. In contrast, however,
information for dealing with rare crises has a higher risk of being lost
(Hovers & Belfer-Cohen 2006).
Rites and rituals canonise knowledge as part of a group's
cultural heritage and identity (Hovers & Belfer-Cohen 2006). Thus
changes in ritual could be risky in terms of ecological balance and the
social unity of a group. In the absence of networks of storage and
transmission of knowledge, innovative behaviour is essential to the
group's survival. Hovers and Belfer-Cohen (2006) suggest a close
link between mundane and ritual domains and note that the social
retention of some mundane behaviour may be dependent on the existence of
ritual ideology. Thus, the intermittent occurrence of some behaviours,
such as complex technologies, may reflect cases where systems of
knowledge retention became unstable. Once again it is illustrated that
the spread and persistence of behavioural and cognitive complexity is a
function of historical contingency, rather than progressive culture
change.
Does technological simplification equal behavioural regression or
non-modernity?
We used the theoretical frameworks above as examples that can
explain the idiosyncratic mid-late Upper Pleistocene archaeological
record. Thus, we argue that it is not feasible to take for granted that
once societies adopt useful technologies, such as mechanically projected
weapon systems, they inevitably retain them until a better solution is
found. Technological innovations must not only be acquired, they also
have to be maintained across generations. Long-term maintenance, similar
to invention, depends on many unpredictable factors. Apart from the
physical environment, all societies go through social trends and changes
in ideology. Sometimes such trends cause useless objects to become
'valued' or useful things to be provisionally
'devalued'. A society that in the interim turned against
powerful technology would possibly continue to observe its use by
neighbouring societies. They would, therefore, have the opportunity to
re-acquire it by diffusion. If they fail to do so, or unless they become
geographically or socially isolated, they will most likely be absorbed
or conquered by their technologically empowered neighbours (Diamond
2005).
These theoretical frameworks help to explain technological
simplification and reinvention observed in the archaeological record
through time and space. Yet, they are not only relevant to the deep
past. Jared Diamond's (2005) synthesis shows that it is also true
for current modern societies for which he provides ample historical and
ethnographical cases in point (for theoretical and analytical research
also see Shennan 2001; Henrich 2004; Powell et al. 2009). For instance,
after AD 1600, Japan abandoned gun production for socio/ideological
reasons until it was almost void of functional firearms. Its safety in
isolation came to an end in 1853 when an American fleet, laden with
canons, visited the island and convinced Japan of its need to resume gun
manufacture. China, for a while, abandoned ocean-going ships, mechanical
clocks and water-driven spinning machines. Torres Islanders abandoned
canoes, while Gaua Islanders abandoned and then readopted them. Pottery
was abandoned throughout Polynesia. The boomerang was abandoned in the
Cape York Peninsula of north-eastern Australia. The Moriori, descendents
of Polynesian farmers, split from the Maori settlers of New Zealand to
colonise the Chatham Islands. As opposed to the Maori, Moriori political
organisation and technology became less complex, and they reverted to
being hunter-gatherers. The most extreme case of technological
simplification is probably that of the Tasmanians, who abandoned even
bone tools and fishing to become the society with the simplest
technology in the modern world (Diamond 2005; also see Henrich 2004).
If it is indeed the case that people in southern Africa used bows
and arrows by 64 000 years ago, and stopped doing so after about 59 000
years ago (the latter is not a foregone conclusion though), it is not
the first or only time this happened. Even though mechanically projected
weaponry is a crucial component of all recent human subsistence
strategies (Shea 2009), its use was by no means continuous in all
societies. Throughout human history it has been adopted, discarded and
adopted again. Relatively recent (Holocene) examples would include
Polynesians and Metanesians who abandoned the use of bows and arrows in
war, Polar and Dorset Eskimos who 'lost' the bow and arrow,
and Aboriginal Australians, who may have adopted and abandoned bows and
arrows (Diamond 2005; but see Attenbrow et al. 2009 regarding
Australia). Felix Riede (2008) presented archaeological evidence for the
demise of bow and arrow technology in a European context. According to
him, the large eruption of the Laacher See volcano at about 15 000 years
ago in present-day western Germany, had a dramatic impact on forager
demography. It triggered archaeologically visible cultural change along
the northern periphery of Late Glacial European settlement. In southern
Scandinavia, these changes took the form of technological
simplification--including the loss of bow and arrow technology.
Taking an exploratory and slightly broader view of our
ancestors' fluctuating dependence on bow and arrow technology has
wider application for how we view behavioural evolution. For example,
other recent technologies that are, in some contexts, conspicuously
missing from the archaeological and historical records, despite the easy
assumption that they were integral to the story of human development,
include the use of the wheel, metalworking, and a commitment to food
production. These practices clearly imply considerable cognitive and
behavioural sophistication, but it would be highly unusual to interpret
their absence as a decrease in, or lack of, complex behaviour and
cognition. Based on its current and recent manifestation, we argue that
technological simplification cannot be interpreted as behavioural
regression or devolution. The cognitive and behavioural complexity of
Holocene societies who chose, or were forced to adopt, simpler
technologies, for whatever reason(s), cannot be questioned. It therefore
follows that technological simplification, and the possible loss of bow
and arrow technology after about 59 000 years ago is not a convincing
indicator that people were not 'fully modern' during the
mid-late Upper Pleistocene in southern Africa or, for that matter,
elsewhere in the Old World.
Back to the post-Howiesons Poort
Thus far several hypotheses have been advanced to explain the
transition flora the Howiesons Poort to the post-Howiesons Poort. Most
prevalent is the notion of dramatic climatic changes that influenced
demographic dynamics so negatively that the archaeological signature
becomes almost invisible during the post-Howiesons Poort (e.g. Ambrose
2002; Klein et al. 2004; Klein 2009). Yet, Peter Mitchell's (2008)
discussion of southern African sites occupied during Marine Isotope
Stage 3 suggests the opposite (also see Villa et al. 2010). He
re-introduced as many sites with post-Howiesons Poort occupation across
southern Africa as those with the Howiesons Poort. Thus, based on site
representation alone, it can no longer be argued that the southern
African landscape was largely depopulated after about 60 000 years ago.
One explanation that could correlate with most of the
archaeological data and the theoretical models presented in this paper,
hinges on changes in diversification and intensification (e.g. Deacon
1989; Henshilwood & Marean 2003; Clark & Plug 2008; Lombard
2009; Shea 2009). Shea (2009) suggested that diversification and
intensification were likely to increase after about 75 000 years ago in
Africa. The accumulation of polar ice could have dried out parts of the
continent; drill cores from three lakes in East and West Africa indicate
periods of extreme aridity in tropical Africa between about 135 000 and
75 000 years ago (Scholtz et al. 2007). These conditions probably
resulted in numerous demographic 'bottlenecks', consequently
dropping the number of reproducing populations (Shea 2009), but not
necessarily the number of people. This hypothesis is furthermore
inferred from genetic variation amongst living humans supporting a
scenario in which populations were packed into African equatorial
woodland refugia (also see Ambrose 1998b), and an episode of rapid
population growth in ancestral African populations around this time
(Mellars 2006). We suggest that pockets within the southern African
region probably also served as refugia between about 75 000 and 60 000
years ago. This would explain the behavioural and technological
florescence we see represented in the archaeological record around the
coast, and at some inland sites on the subcontinent during this phase.
Concentration of Homo sapiens populations within refugia may have
provided strong incentives for increasing the effectiveness and
versatility of behaviours and technologies, including the adoption of
bow and arrow technology (e.g. Shea 2009), and the spread of inventions
from group to group. Subsequent amelioration of conditions surrounding
refugia would have opened up the landscape, providing opportunities for
innovations and populations to expand across the continent and
northwards. On the flip side, the subsequent drop in population
densities also could have caused the isolation of groups, and have led
to the loss of, or simplified technology (e.g. Henrich 2004). This
scenario would be consistent with Kuhn's rugged fitness landscape
where different societies were climbing different peaks, and where
changes in the fitness landscape can encourage or force them to shift
between fitness peaks--sometimes undergoing technological change and/or
simplification. The truth is, however, that we still know too little
about climatic change in the different ecological zones of the region,
population sizes, and gene flows or drifts, to realistically reconstruct
the dynamics of the Howiesons Poort/post-Howiesons Poort transition
(Mellars 2006; Jacobs et al. 2008). Thus, explanations for technological
change based on climate and demography remain hypothetical--for the time
being.
If we follow the suggestion that bow and arrow technology is
understood as a niche-broadening technology, rather than as just a means
for killing large game (Shea 2009), it is plausible that its
discontinuation under certain circumstances may reflect a group's
increased specialisation in hunting specific species with more
specialised weaponry such as traps, snares or spears. What is more, and
perhaps somewhat contentiously, we want to argue that it is premature to
conclude that the post-Howiesons Poort was a period of technological
simplification. For various reasons, we do not yet have a comprehensive
understanding of the lithic assemblages represented between about 60 000
and 40 000 years ago in southern Africa (e.g. Mitchell 2008; Villa et
al. 2010). When behaviours and technologies that transcend stone tool
production are considered, a different story seems to be emerging
(Lombard & Parsons 2010).
Concluding remarks
Drawing on past and current theorising, and focusing on a single
technological innovation, this paper explored alternative ways of
thinking about the human mind after the Howiesons Poort. The apparent
disappearance of the bow and arrow was used as proxy for other changes;
changes sometimes interpreted to signal the lack of 'fully
modern' human behaviour, or as behavioural and cultural regression
or devolution. It is becoming clear, however, that our ancestors did not
evolve in a unilinear fashion--that, in Kuhn's terms, their fitness
landscape was rugged rather than simple--and that the complicated
processes of maintaining innovations are ultimately, historically
contingent. If we accept this, notions of human behavioural regression
to explain change in the mid-late Upper Pleistocene archaeological
record of southern Africa risk glossing over a chapter in the human
story. This chapter may disclose that, although clearly different from
the preceding phase, human behaviour and cognition between about 60 000
and 40 000 years ago in the region was not necessarily less complex.
Acknowledgements
We thank those who inspired this paper, either by their work or
their encouragement. Opinions and mistakes remain our own.
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Marlize Lombard (1) & Isabelle Parsons (2)
(1) Department of Anthropology and Development Studies, University
of Johannesburg, P.O. Box 524, Auckland Park 2006, South Africa (Email:
mlombard@uj.ac.za)
(2) Department of Anthropology & Archaeology, University of
South Africa, P.O. Box 329, UNISA 0003, South Africa