Woodland clearance in the Mesolithic: the social aspects.
Davies, Paul ; Robb, John G. ; Ladbrook, Dave 等
Introduction--clearings and food procurement
Since the pioneering work of Smith (1970) it has been increasingly
recognised that Mesolithic populations had an impact upon their
surroundings. In the UK most of the evidence is palaeoecological, in
particular via pollen and charcoal (e.g. Simmons 1975, Simmons 1999),
snails (e.g. Preece 1980; Preece et al. 1986; Davies & Griffiths
2005) and fungal spores (Innes & Blackford 2003). Most convincing
are the fine resolution pollen analyses (FRPA) of Simmons and Innes
(1996). At the present time, the evidence is sufficient to suggest that
there were woodland clearances during the Mesolithic period, and many
authors invoke direct human causation (anthropogenic clearance) although
it is often also acknowledged that natural processes (e.g. lightning
strike, storms) are also possible causal agents (naturalistic
clearance). Brown (1997) has recently convincingly demonstrated that
such natural openings would leave an identical signal in the
palaeoecological record as humanly created gaps. It has also recently
become apparent that such clearances are not restricted to the uplands
(see Fyfe et al. 2003; Davies & Griffiths 2005, and also Preece et
al. 1986 for an Irish example). This has weakened previous arguments for
an anthropogenic cause, based upon consistent upland settings, more or
less on the tree-line where woodlands were perhaps thinner and more
easily manipulated by human populations.
Nevertheless, however clearings were created, it is also generally
accepted that they were utilised by Mesolithic populations for food
procurement. Whether there was deliberate manipulation (i.e. management)
and removal of tree cover through fire clearance, girdling or coppicing to encourage browse that in turn attracts game animals (e.g. Simmons
1975, 1999; Caseldine & Hatton 1993), or opportunistic hunting use
afforded by naturally created clearings (e.g. Brown 1997) is, therefore,
in some senses irrelevant. The implication, in both cases, is that
clearings had an economic use; they were places used for food
procurement, usually as part of an annual round (see Mellars 1976;
1978). Even where the browse-attraction model has been questioned, such
argument has focused on the benefits of clearance for encouraging plant
food resources rather than animal ones (e.g. Mason 2000). Rarely is
there mention, let alone serious and lengthy discussion, that such
clearances may have been made or used for other reasons, Evans (1999)
being a notable exception.
Just as Brown (1997) was right to question whether the emphasis
upon deliberately created clearances was right, so it is legitimate to
consider why there is so much emphasis upon a resource procurement
function for such clearances. It is widely recognised that there is only
circumstantial archaeological evidence, in that some locations where
clearances have been demonstrated in the palaeoecological record have
also yielded artefacts of a similar date. Notwithstanding the fact that
the two sets of data are never securely integrated in time, and also
often vary considerably in their spatial proximity, it is also the case
that artefactual evidence for butchery near or within such clearances is
generally lacking. Such is the paucity of data that Simmons (1999: 214)
was forced to suggest that cleared areas were 'not necessarily the
same spots used for sleeping, tool repair and food processing'.
Such activities, it is argued, would scare any game one wished to
attract anyway. Quite apart from the fact that once a major kill had
been made there would be little point in remaining 'hidden',
at least for the immediate future, this argument leaves open the
possibility that food procurement strategies within and around
clearances can be inferred whether or not there are any supporting
archaeological data. This seems far from ideal, if not tautological. We
must go back to the basis of the evidence for clearings--the
palaeoecological record- and admit that even though such clearances seem
certainly to have occurred, the record is neutral with respect to
origin, meaning or intention. No pollen, snail or fungal spore diagram
shows deliberate use of such areas for food procurement, let alone
deliberate clearance for such a purpose. Even where evidence for the
presence of large game animals can be found, for example from the
discovery of fungal spores from species that thrive around
concentrations of animal dung, this does not help much in determining
original intent for the clearing even if anthropogenic in origin (cf.
Innes & Blackford 2003). Animals will be attracted to cleared areas
whether they are subsequently hunted or not.
Most of the 'evidence' invoked in favour of the resource
procurement model for clearings comes, in fact, from ethnography, and
principally from the recognition that indigenous populations of North
America used fire to increase grazing areas. Simmons (1999), for
example, in producing his synthesis of recorded Mesolithic impacts on
the environment, relies largely on such analogous comparison (see p.
180) in arguing for his 'simple materialist approach' (p. 196)
to the relationship between Mesolithic populations and their
environment. Whether acknowledged or not, virtually all other writings
on Mesolithic impacts on the vegetation adopt the same materialist
position. The result, however, is that for the period as a whole, humans
are regarded mostly as doing nothing more than pursuing a kind of
optimal foraging strategy. In addition, the acceptance of clearings
being used for food procurement tends to be taken as acceptance that the
clearings are anthropogenic in origin (see above).
Where is the sociality?
The reliance on this materialist approach for the Mesolithic is now
increasingly at odds with the cultural richness we ascribe to both the
preceding Late Upper Palaeolithic (LUP) and succeeding Neolithic
periods. While we seem happy to describe social relationships for these
periods, for example as can be seen in discussions of LUP cave or other
art, or the complex social negotiations undertaken around Neolithic
monuments or even in natural places (Bradley 2000), it is only recently
that there has been a movement towards describing Mesolithic socialities
(e.g. Bevan & Moore 2003). Even this, though, is sometimes a
response to looking for earlier manifestations of more classically
'Neolithic' behaviour, as recently discussed by both Edmonds
(1999) and Bradley (2002). Mostly, this lack of discussion can be
ascribed to a lack of evidence. Britain does not have the Mesolithic
cemeteries of the near continent (e.g. Cauwe 2001), although the current
re-analysis of remains from Aveline's Hole, Mendip will go some way
to redress this. We really have nothing more than a few tantalising glimpses, such as the antler 'masks' from Star Cart or the
possible 'totem poles' from the Stonehenge area. In light of
this, it is perhaps to some extent understandable that for many
prehistorians the Mesolithic period is an age of 'getting by',
with most energy concentrated upon gaining enough calories to survive.
The adoption, whether conscious or not, of a mind-set which is
dominated by ideas of resource procurement and optimal foraging is
significant also in that it implies a certain relationship with nature.
In spite of the ample environmental data for the period, the continued
dominance of ascribing artefacts and sites of the period into functional
categories reduces such data to mere background-environment rather than
landscape. Although we now ascribe all sorts of deep and meaningful
interactions between humans and their surroundings for the Neolithic
(for a recent example see Cummings & Whittle 2003), it is still
unusual to do likewise for the Mesolithic (though see Warren 2003). This
paucity of discussion is all the more noticeable when it is realised
that many archaeologists argue quite happily that Mesolithic populations
did not see themselves as separate from nature. If this is so, where is
the social engagement with non-human things? The resource utilisation
model for clearances outlined above implies, whether intentionally or
not, benign, or even beneficent, surroundings are there to be
'harvested' or 'plundered'. This is almost as
idyllic as any later pastoral scene--the earth as provider above all
else. Optimal foraging does not allow us to easily think about children
playing amongst the trees, adults singing and dancing beyond the light
of the fire, the child or grandmother left dying of infection in a cave,
or the hunter being lost in the woodland and falling prey to wolves or
madness. Instead, it encourages us to think of people in the Mesolithic
as automatons, driven by evolutionary imperatives (see Ingold 1996) in
much the same manner as we ascribe to other animals today, such as for
jackrabbits (Marin et al. 2003).
Wilderness and fear
The ambivalent approach by modern writers to the environment in
pre-farming societies is demonstrated well, if not to an extreme, by one
of the foremost American authorities on landscape and wilderness, who,
when discussing pre-agricultural societies, states both that
'No-one knows for certain how long prehistoric people existed in an
Eden-like condition of hunting-gathering', and that
'The idea of being lost in the wilderness logically necessitates a
geographical referent conceptualised as home as distinct from all
other places' so that hunter gatherers 'could not become lost in
the wilderness, since it did not exist'. (Oelschaeger 1991 : 24)
While the first statement may seem a little too
'noble-savage' for some tastes, the implication of these
remarks is useful inasmuch as it reiterates the benign nature generally
ascribed to the environments occupied by hunter-gatherers. Again,
whether meant or not, our picture of the British Mesolithic, dominated
as it is by discussion of annual cycles, territories, hunting groups,
base-camps, secondary camps et cetera, leads to an assumption that all
land was accessible and utilised; nothing was strange or alien, and
wilderness as a concept--that is land outside of one's immediate
knowledge or familiarity--did not exist. But is this necessarily so?
And, just as some ethnographic data have helped shape the resource
procurement model, can we use other data to produce a different
nonmaterialist vision of why clearings, in particular, may have been
deliberately created and/or used?
The current predominant view of a benign or even beneficent
environment during the British Mesolithic can be seen as sympathetic to
the reciprocity mode of human-environment relationships (Descola 1996),
where humans and non-humans 'share' the
biosphere--acknowledging and influencing one another in a mutually
beneficial way. Thus, the hunter may ask for forgiveness in killing
game, but this is part of a cosmology in which such respectful
negotiation ensures continued supplies. In some societies this is best
illustrated by the belief that as long as negotiations are undertaken
properly, the prey actually offers itself up for slaughter (e.g. Kinsley
1995)--it is part of the normal way of things. This contrasts, however,
with another mode of human-environment relationship, termed the
predation mode, where fear is a primary motivator determining behaviour
and, whether or not humans consider themselves as separate from the rest
of nature, surroundings are more often seen as malevolent rather than
benevolent. Such malevolence, and indeed fear or tension generated by
it, can be minimised by regulation of interaction and propitiation (i.e.
ritual), but there is an underlying feeling of not being fully in
control. As Kinsley (1995: 37) describes, for the Koyukon of Alaska
'the surroundings are aware, sensate, personified. They feel. They
can be offended. And they must, at every moment, be treated with proper
respect: The anxiety of the Ixtepejano of southern Mexico is more
explicit, being described as living in a world 'saturated with
harmful, even lethal, immaterial forces' (Kearney cited in Bowie
1999: 9).
As well as being evident in the anthropological literature, this
theme has also been explored more widely by Yi Fu Tuan (1979). He argues
that right up to the modern era human populations have been driven by
anxiety and fear of their surroundings. Parts of the landscape are often
off-limits to normal activities either permanently or temporarily, for
example at night when lack of light renders the familiar unfamiliar, a
theme also explored for medieval Europe by Verdon (2002). In particular,
Yi Fu Tuan explores the widespread threat of abandonment and banishment
in strange lands or surroundings. While we might be tempted to see this
as a manifestation of our modern angst, brought about by increasing
urbanisation and separation from the natural rhythms of the land--as
articulated, for example, in a recent study of hikers' fears of
being alone in the wilderness (Coble et al. 2003), as well as being the
subject matter of many fairy tales and modern movies--it is clear that
such fears are also manifest in pre-literate and non-urban societies. If
we choose to apply this to the British Mesolithic, our view of the
purpose and/or use of woodland clearings may change.
Paths and clearings
There has been recent awareness of the importance of paths in
prehistory. Tilley (1994), Edmonds (1999) and Bell (2003) have all
discussed the possible importance of routeways in the Mesolithic period,
the first two emphasising that proposed Neolithic 'routes'
related to monuments may have had earlier precedents. The fact that
Mesolithic populations moved around the landscape is, of course, not a
new idea (see fig 3.1 in Smith (1992) for an example of proposed
regional movements). However, the fact that they may have done so in
prescribed ways is only recently coming to the fore. Here, we propose
that one of the primary motivators in establishing paths may have been a
level of fear of one's wooded surroundings--whether fear of actual
harm from wildlife or spirits, or simply getting lost in surroundings
where the horizon is seldom visible. From this position, several other
arguments may follow. The first is that paths become established and
have a measure of long-term permanence, in the same way that other
animal trails tend to do. Second, this level of permanence leads to
concentration of activity in some areas (near the paths), rather than
others (away from the paths). This will lead to apparent continuity of
use in the archaeological record for the period in some locations, for
example as proposed by Barton et al. (1995). Third, this allows us to
legitimately consider wilderness as a concept in the Mesolithic, and to
force us to consider environment as more than 'backdrop'.
Finally, it may lead us to explain some clearings as a purely social
phenomenon, since where paths meet wider clearances tend to emerge as
corners are cut or where such nodes are used as convenient markers in
the landscape for resting. (Examples from Zambia and the French Alps are
illustrated in Figures 1 and 2).
[FIGURES 1-2 OMITTED]
Some examples will help here. Whilst travelling in the Congo
O' Hanlon (1997: 145) asked one of his local guides whether
vengeful spirits could harm them at night. The response was: 'not
in camp ... That's your private domain, the familiar space you take
with you when you move to another camp, make another clearing, and the
paths--they're safe too, lines of ordinary life through the world
of the spirits'. This in spite of the fact, of course, that during
the day the forest is providential. Later (p. 184), a guide offers up
the information that' There are still paths, to this day, which
link the land' of one tribe to another. Also, significantly (p.
306), 'we burn the grass during the dry season, ... just to keep
open the paths in the forest'.
Indigenous North Americans also burned the grass to keep paths
open, as occasionally acknowledged by archaeologists or
palaeoecologists, for example, by Moore (2001 : 219)--who also mentions,
in passing, the 'use of fire to cleanse the area around
campsites'. Significant, too, is the fact that some Aboriginals in
Australia close areas of land for some time when someone closely
associated with that land dies. Before re-opening the land it is burned
(Morphy 1995). An aura of culture while travelling through the landscape
is also evident in discussion of the Nuavla tribe of Indonesia (Ellen
1996:111), where 'when humans enter the forest, they carry with
them what amounts to an aura of culture, and when ritual is conducted in
the forest, it is as if islands and culture are created to ensure its
efficaciousness'. Together with the Congo example above the
ethnoarchaeological message is clear: just because people live
predominantly in a wooded landscape it does not necessarily follow that
they see themselves as either inseparable from it or immune from its
dangers. Many further examples of 'landscape anxiety' can be
found in Yi Fu Tuan (1979), and Hirsch and O'Hanlon (1995) contains
numerous examples of non-economic interactions with landscape.
Back to Mesolithic clearances--some summary remarks
The palaeoecological record seems quite clearly to demonstrate that
there were clearances in the otherwise wooded middle to later Mesolithic
landscape of the British Isles and that often fire, whether natural or
anthropogenic in origin, seems to have been the mechanism for clearance,
as evidenced by abundant charcoal remains. That is not disputed here.
However created, they are usually seen as offering resource procurement
opportunities, particularly of game animals, though possibly of edible
plants too. Where evidence is available, most data suggest that the
clearances were relatively small in size, though may have been quite
persistent through time (see Caseldine & Hatton 1993; Simmons 1999;
Mason 2000; Davies & Griffiths 2005). Archaeological evidence for
this economic use is generally accepted, however, to be circumstantial
and/or inferred from analogy or expectation of how particular Mesolithic
implements (tranchet axes in particular) were used. The ideas have
become so accepted that the initial basis for them has been forgotten.
Not only is the palaeoecological record neutral with respect to origin,
meaning or intent (Evans 1999: 39), the anthropological and ethnographic
literature has been used very selectively, and is often actually
forgotten as being the basis of the argument entirely. The examples
given above are sufficient in showing that one may also use such
literature to suggest that clearances may have been created and/or used
for non-economic reasons, and that a primary motivation may have been to
keep paths open and to create a buffer against the woodland around rest
sites. Even if anthropogenic in origin, the reason for the use of fire,
evidenced and discussed so much in the palaeoecological record as being
indicative of woodland manipulation for economic reasons, is open to
considerable debate. Clearances may have been made for purely social
reasons.
Future directions
At this stage, we have no way of knowing how clearances were
created or used. In this paper we have argued that there may be a strong
social dimension, and have deliberately chosen to oppose the dominant
economic-functional explanations. We have found anthropological and
ethnographic evidence in support of our position, as functionalists
previously have for theirs. In doing so, however, we are not necessarily
suggesting that an either (social)/or (functional) position must be
taken at all times. We see it as quite possible that clearances made or
used for one purpose may also have been used (as well) for another. This
is important, since it is not our intention to replace one polarised
position with another. That said, it is fruitful to consider how one
might actually gain empirical evidence in support of either position. It
seems to us that the answer lies in treating clearances in the
palaeoecological record as monuments. In other words, we should approach
them not so much as ecological phenomena, but as potential cultural ones
(see The Apa Lelo camp in the Congo as drawn by Turnbull (1961: 32) as
an example). Such an approach would steer us away from the usual
'keyhole' approach of palaeoecology and encourage actual
archaeological excavations designed to investigate the entire clearance
area. Perhaps we could even use the term 'monuscape' in such
circumstances. This may be an unlikely prospect in the upland areas of
the UK, where statutory landscape protection designations usually apply,
but it is most certainly possible in practicable terms. Some of the
lowland sites mentioned above might be suitable candidates for further
enquiry of this nature. We might just be fortunate, and find there were
more to clearances than we currently imagine.
Acknowledgements
Bath Spa University College are thanked for supporting this work.
The paper has been helped by the input of two anonymous referees who are
thanked for their helpful comments.
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Paul Davies *, John G. Robb * & Dave Ladbrook *
* School of Science and the Environment, Bath Spa University
College, Newton Park, Bath BA2 9BN, UK.
Received: 26 November 2003; Accepted: 6 May 2004; Revised: 2 July
2004