Matrilocality during the prehistoric transition to agriculture in Thailand?
Bentley, R. Alexander ; Pietrusewsky, Michael ; Douglas, Michele T. 等
Introduction
During separate Holocene events in Europe, Asia and the Americas,
language, human genes and material culture seem to have spread with the
practice of agriculture (e.g. Bellwood 2001; Diamond & Bellwood
2003; Renfrew 2000). In many areas of the world, agriculture appears to
have spread through 'demic diffusion', that is, increases in
population, and densities of population, that agriculture itself made
possible (Ammerman & Cavalli-Sforza 1984), and languages and genetic
similarity could also have spread through a similar demic process
(Diamond & Bellwood 2003; Higham 1996; Renfrew 1987, 2000). But
while demic diffusion may have predominated, it is equally important to
assess the involvement, different for each place and time, of indigenous
hunter-gatherers who adopted farming through contact with colonising
farmers. For example in Neolithic Europe, indigenous adoption has been
shown to have been substantial (e.g. Gronenborn 1999; Renfrew 2000;
Price 2000; Zvelebil & Lillie 2000). The foragers and farmers may
have exchanged raw materials and foods, but also marriage partners; the
immigration of forager women into farming communities seems particularly
likely (e.g. Bentley et al. 2003b; Cronk 1989; Spielmann & Eder
1994; Zvelebil & Lillie 2000). Intermarriage between indigenous and
colonising groups, explicitly considered by Ammerman and Cavalli-Sforza
in their 'wave of advance' model (1984: 82-84) has been
subsequently somewhat under-emphasised in discussions of demic
diffusion.
Although there is a good case for demic diffusion as a mechanism by
which agriculture spread from southern China into Southeast Asia, c.
6500 BC to 1000 BC (Bellwood 2001; Higham 2002), it also appears likely
that contact with indigenous groups took place and was significant. As
Higham (2002: 110-11) points out, 'In reality, ... the situation
between 2500-1500 BC was probably much more complex than the [demic
diffusion] model might suggest at first sight. Any intrusive group
entering Southeast Asia would have encountered long-established hunters
and gatherers.' In contrast to the rapid transition from hunting
and gathering to farming in Central Europe, many communities in
prehistoric Southeast Asia appear to have had the knowledge of
cultivation for centuries without practising it intensively. In
Thailand, the transition, having begun at least by the late third
millennium BC, from hunter-gathering to small, sedentary communities
with animal husbandry and knowledge of domestic crops, did not lead to
intensive rice agriculture until much later, c. 1000 BC. During this
prolonged transition, local foraging groups may have influenced the
development of farming (Bellwood 1996).
A productive area of research into the prehistoric spread of
agriculture is human population genetics. Currently, most genetic
samples come from modern living people, so the ancestries of the
haplotypes (groups of genetic similarity) must be extrapolated backward
through probabilistic means that, although mathematically sophisticated,
are necessarily inexact. Nonetheless, a surprising amount of information
about the past is extracted from modern gene distributions. One example
is the characterisation of marital residence patterns by comparing
geographic patterns of human mitochondrial (mt) DNA, which is passed
through the female line, with those of male-transmitted Y-chromosomes
(e.g. Seielstad et al. 1998). In Thailand, the geographic distribution
of Y-chromosome haplotypes from modern populations suggests that the
earliest farmers of Thailand were migrants from China (Tajima et al.
2002), whereas evidence from human mitochondrial (mt) DNA suggests that
some Thai ethnic groups share ancient maternal ancestors (Fucharoen et
al. 2001). Although these indications may seem contradictory, a possible
explanation is that indigenous, pre-agricultural communities in Thailand
had been matrilocal, such that male migrants married into their
brides' indigenous communities.
This, however, is only one possible explanation for why a more
exogenous Y-chromosome pattern might coincide with indigenous mtDNA
patterns (cf. Currat & Excoffier 2005). Ultimately, human population
genetics provides no definite answer for how agriculture spread into
Thailand. The problem is that evidence from sources such as the genes of
modern people, archaeological sites and artefacts do not tell us
directly how prehistoric people moved. What is needed is direct evidence
from the skeletons of the people who were involved in the transition to
agriculture. Unfortunately, skeletal-biological evidence from
prehistoric Thailand is also equivocal, simultaneously showing both
similarity with modern Thais and similarity with East Asians,
particularly the Jomon people of Japan (Pietrusewsky & Douglas 2002:
254-5) and Shang Dynasty Anyang from China (Pietrusewsky 1997).
However, a more direct relationship between people and their
geographic origin is provided by the analysis of certain stable isotopes
contained in tooth enamel. In the research reported here, we used stable
isotope analysis on the skeletal material, not only to infer mobility
since childhood (e.g. Budd et al. 2004; Price et al. 2001), but to
distinguish the relative mobility of the sexes. We report our
measurements of strontium, oxygen and carbon isotopes in the tooth
enamel from skeletons of the prehistoric people at Ban Chiang (2100
BC-AD 200), in northeastern Thailand in order to compare our results
with the geographic signatures of the isotopes concerned. In this case
the geographic control was provided by analyses of animal remains. The
long-term goal is to acquire isotopic evidence from many different sites
that witnessed the transition to agriculture in Southeast Asia (e.g.
Bentley 2004), to enable us to test predictions concerning the
prevalence of demic diffusion as opposed to, say, the immigration of
forager females into farming communities.
The most compelling results from this particular study come from
comparing the numbers of non-local strontium isotope signatures among
males and females. We hypothesise from our results that a cultural
transition to matrilocality occurred at Ban Chiang. While readers are
invited to interpret the isotope data for themselves, this
interpretation is consistent with inferences from genetics and
linguistics that matrilocality has existed in Southeast Asia for
millennia (Burton et al. 1996; Oota et al. 2001). If true, the contrast
with skeletal-isotopic evidence for patrilocality in Neolithic Europe
(Bentley et al. 2002), where the transition to agriculture occurred much
more rapidly, suggests that prehistoric marital residence customs may
have significantly affected how agriculture spread on different
continents.
Ban Chiang site and skeletal sample
Ban Chiang is located in the Songkhram River watershed of the
northern Khorat Plateau of north-east Thailand. The modern village is
located on a large mound at the confluence of three streams at
approximately 170m above sea level. The first excavations beneath the
modern village were conducted in 1967 by Vidya Intakosai (You-di 1975),
and further excavations by Nikhom Suthiragsa in 1972 (Suthiragsa 1979)
yielded burials and evidence of bronze and iron metallurgy. In this
study, we have utilised skeletal material from two Thai-American
excavations, which were about 100m apart and covered about 0.16 per cent
of the eight hectares of the village mound (Charoenwongsa 1982; Gorman
1977; Pietrusewsky 1997; Pietrusewsky & Douglas 2002; White 1982,
1986). The 1974 excavation, in the yard of a modern house, is referred
to as the Ban Chiang (BC) excavation, and the 1975 excavation along a
road is the Ban Chiang Eastern Soi (BCES) excavation.
These two cemeteries contained 142 inhumation
burials--predominantly primary, supine and extended--which showed
differences in orientation between the two burial sites: the predominant
grave orientations during the early phases were along a north/south axis
at BC and a north-north-west/south-south-east axis at BCES. From EPV,
predominant grave orientations changed to a north-west/south-east axis
at BC and a north/south axis at BCES. Grave furnishings included
pottery, bone tools, clay pellets and beads, adzes, spear points,
bracelets and anklets, as well as skulls and limbs of pigs and/or cows.
The stratigraphic sequence of burials at Ban Chiang allowed us to define
ten phases of burials grouped in three periods within the date range
2100 BC-200 AD (Table 1, Pietrusewsky & Douglas 2002: 5).
It had previously been argued that the first settlement of Ban
Chiang dates back to the fourth millennium BC (White 1982, 1986), and
more recent AMS dates on rice chaff from burial pottery date the
appearance of bronze (EP II/III) between 2100 and 1500 BC (White 1997).
Radiocarbon determinations from Ban Chiang and nearby sites collectively
led Higham (2002: 93, 133-4) to propose dates of 2300-1500 BC for the
Neolithic period on the Khorat plateau. The prehistoric villagers of Ban
Chiang had knowledge of domestication from the first settlement of the
village, but they were not intensive farmers. Human skeletons
(Pietrusewsky & Douglas 2002), animal remains (Higham & Kijngam
1979) and plant remains (White 1995) from Ban Chiang suggest the early
inhabitants relied substantially on hunted game, fish and wild fruits
for centuries, with increasing reliance on domesticated chickens,
cattle, pigs and dogs through time, as well as cultivation of rice and
yams. Cord-marked ceramics are present in the earliest Ban Chiang
phases, and distinctive white-carinated ceramics appear in the Middle
Period (first millennium BC), at which time water buffalo bones and iron
implements, common accoutrements for intensified wet-rice agriculture,
also appear (Higham 2002: 187). Palaeo-environmental evidence from
during and after the middle phases of occupation at Ban Chiang is
consistent with the intensification of rice agriculture (Higham &
Kijngam 1979; Penny 1999; White et al. 2004).
The burials recovered at Ban Chiang had thus been interred over the
course of 2000 years covering the transition period from hunting and
gathering to agriculture in Southeast Asia (Pietrusewsky & Douglas
2002; White 1982). The physical anthropology of the Ban Chiang skeletons
has recently been fully documented in a monograph by Pietrusewsky and
Douglas (2002). The findings show a decrease in life expectancy over
time, suggestive of a decline in health, as well as increases over time
in dental enamel hypoplasia and adult cribra orbitalia, all of which are
consistent with expectations generated by studies of agricultural
intensification elsewhere in the world. On the other hand, there is no
evidence in the Ban Chiang skeletal series for other changes expected
with intensified agriculture; neither the expected decline in adult
stature nor the expected increases in fertility, dental caries, skeletal
infection or traumatic injury (Pietrusewsky & Douglas 2002).
Overall, these are indications of continuity in health of Ban
Chiang's prehistoric inhabitants, suggesting a continuous reliance
on a broadly based subsistence system (Pietrusewsky & Douglas 2002).
In general, the Ban Chiang cranial and dental non-metric traits
suggest temporal and spatial consistencies between the BC and BCES
locales and between the sexes, but there are some interesting
inconsistencies. For example, the majority of individuals with winging
of the central incisors are from BCES, and statistically significant sex
differences in the frequencies of some cranial traits suggest that males
may be more closely related to each other than to females (Pietrusewsky
& Douglas 2002: 42). The skeletal evidence suggests both males and
females led strenuous lives at Ban Chiang, but there is also evidence
for a sexual division of labour. Most of the activity-induced indicators
are found in males, such as osteoarthritis of the upper vertebral
column, suggesting carrying loads on the head and neck, and osseous changes to the bones of the feet suggesting strenuous use of the feet
and ankles.
Methods
In order to characterise patterns of human mobility at Ban Chiang,
we measured strontium, carbon and oxygen isotopes in the second molar (crown complete between ages 7-8 years; Hillson 1997: 123) or third
molar (crown complete between ages 12-16) from selected human skeletons.
Criteria used to select individuals from the complete Ban Chiang
skeletal and dental series include adult age, sex estimation,
preservation of more than four teeth, preserved molars, an antimere for
the selected tooth (that is, a tooth on the other side), and
preservation of some infracranial bone. These criteria were occasionally
relaxed to include noteworthy burials (e.g. interred in a flexed
position, metal artefacts, etc.). The Ban Chiang samples include both a
tooth and bone fragment from 16 males and 16 females, and a tooth from 9
males and 3 females for a total of 25 males and 19 females. Only two
tooth samples are available for the later phases at the site (MP VIII-LP
X), where a small number of well-preserved skeletons were excavated.
Sr isotopes
Unlike carbon and nitrogen, strontium isotope signatures
([sup.87]Sr/[sup.86]Sr) are conveyed, without measurably fractionating,
from eroded rocks through soils and into the food chain. The details of
how [sup.87]Sr/[sup.86]Sr serves as a geologic/geographic signature in
the mineral of mammalian tooth enamel are described elsewhere (e.g.
Ericson 1985; Price et al. 2002). Although a 'local' range for
the site can sometimes be defined as compared with the average
[sup.87]Sr/[sup.86]Sr in human bones from the site as a whole, it is
better to measure [sup.87]Sr/[sup.86]Sr and [[delta].sup.18]O in human
tooth enamel than in bone because enamel is highly resistant to
biochemical alteration (e.g. Chiaradia et al. 2003; Hillson 1997; Hoppe
et al. 2003; Horn et al. 1994; Koch et al. 1997; Price et al. 2002;
Sharp et al. 2000; Trickett et al. 2003). While 'non-local'
signatures should identify immigrants, one must be aware that isotopic
'locals' may have moved between similar geochemical provinces,
and non-locals may have been based locally but collected a diet from
beyond the local area, such as a mobile forager who was later buried in
an agricultural community (Bentley et al. 2003a).
Oxygen and carbon isotopes
Oxygen isotope compositions ([[delta].sup.18]O, relative to
standard mean ocean water [SMOW]) in the environment depend upon the
fractionation of [sup.18]O vs. [sup.16]O during evaporation,
condensation and precipitation in the hydrologic cycle, with [sup.18]O
preferentially retained in the liquid phase. Determined largely by
temperature, the mean annual [[delta].sup.18]O in precipitation depends
on latitude and altitude (Bowen & Wilkinson 2002), but also on
topographic relief, distance from large bodies of water and relative
humidity. Animals take in much of their oxygen through precipitated
water, such that geographic origins are reflected in enamel
[[delta].sup.18]O values measured in the same species from the same
regional environment to minimise [[delta].sup.18]O variation due to
physiological differences (e.g. Balasse et al. 2002; D'Angela &
Longinelli 1990; Kohn 1996).
Carbon isotopes (expressed as [[delta].sup.13]C on the PDB scale)
fractionate during primary production of organic matter, with a set
isotopic fractionation dependent upon whether a plant uses the [C.sub.3]
or [C.sub.4] photosynthetic process, such that [C.sub.3] plants have
[[delta].sup.13]C values between -23 and -34 [per thousand], whereas
[C.sub.4] plants have [[delta].sup.13]C between -9 and -17 [per
thousand] (O'Leary 1988). Although [[delta].sup.13]C in consumer
bone carbonate generally reflects that of the diet (DeNiro & Epstein
1978), fractionation of carbon isotopes is also related to
photosynthesis, metabolism and temperature (e.g. Heaton 1999; Koch et
al. 1994; van der Merwe & Medina 1991). One significant source of
variation for [[delta].sup.13]C values is the 'canopy effect'
in dense forests, whereby plants on the forest floor photosynthesize less and take up recycled C[O.sub.2], such that [[delta].sup.13]C values
in leaves and air decrease continuously from canopy top to forest floor
by several per thousand (e.g. Heaton 1999; Krigbaum 2003; van der Merwe
& Medina 1991). There can also be a slight altitude effect, as high
altitude (over 1000m) plants adapted to lower partial pressure of
C[O.sub.2], show enrichment in plant [sup.13]C by a few per mil, which
is passed to the animals feeding at high altitude (Bentley & Knipper
2005; Sparks & Ehleringer 1997).
In this study we measured [[delta].sup.18]O in the carbonate
(C[O.sub.3]) component of tooth enamel because the analysis
simultaneously recovers [[delta].sup.13]C and the procedure (Koch et al.
1997; Balasse et al. 2002) is considerably faster and easier than
measuring [[delta].sup.18]O in the phosphate (P[O.sub.4]) component (cf.
O'Neil et al. 1994; Vennemann et al. 2002). Fortunately, the
[[delta].sup.18]O values recovered from phosphate
([[delta].sup.18][O.sub.p]) and structural carbonate
([[delta].sup.18][O.sub.sc]) are offset ([[delta].sup.18][O.sub.p] -
[[delta].sup.18][O.sub.sc]) by a constant value of about 8.7 [per
thousand] (Bryant et al. 1996), meaning our measurements of the
carbonate component can be compared with other measurements of phosphate
component. For humans, [[delta].sup.13]C values in tooth enamel
carbonate reflect an average of the whole diet, offset by -9.4 [per
thousand] such that a pure [C.sub.3] vegetarian would have a
[[delta].sup.13]C value of about -13 [per thousand] in enamel, compared
with 0-1 [per thousand] for a pure [C.sub.4] diet (Ambrose & Norr
1993; Koch et al. 1994). However, carnivores, omnivores and herbivores
in a region usually have similar enamel [[delta].sup.13]C values
(Lee-Thorp et al. 1989).
Procedures
Using a developed procedure to purify Sr from about 5-20mg of
intact enamel (Bentley et al. 2003a), we analysed [sup.87]Sr/[sup.86]Sr
using a thermal ionisation mass spectrometer (TIMS) at the Southampton
Oceanography Centre (SOC). During the period of analyses, repeated
measurements of the NBS SRM-987 standard ([sup.87]Sr/[sup.86]Sr =
0.710248) yielded an average [sup.87]Sr/[sup.86]Sr value of 0.710252 [+
or -] 0.000015 (2 s.d., n = 169).
In order to measure carbon and oxygen isotopes, about 5mg of tooth
enamel was mechanically cleaned of all dentine, powdered and soaked
overnight in 5 per cent acetic acid to remove post-burial carbonate
contamination (Koch et al. 1997). After rinsing in Milli-Q [H.sub.2]O
and drying, about 2mg of powdered sample was reacted with 100 per cent
phosphoric acid at 70[degrees]C in individual vials in the Kiel III
automated cryogenic distillation system, interfaced with a
ThermoFinnigan Mat 253 gas-source mass spectrometer at the University
College London Bloomsbury Environmental Isotope Facility. Repeated
analyses of an in-house carbonate standard yielded a precision better
than 0.1 [per thousand] (1 s.d.) for [[delta].sup.18]O and 0.05 [per
thousand] for [[delta].sup.13]C, while calibration to SMOW and PDB
scales was via repeated analysis of the NBS 19 calcium carbonate standard.
Analysis and interpretation
The results of strontium, oxygen and carbon isotope analyses in
archaeological tooth enamel samples are shown in Table 2 for humans and
Table 3 for fauna. In an effort to determine the local
[sup.87]Sr/[sup.86]Sr range for Ban Chiang, we measured a small sample
of the human bones, but the narrow range of bone values (mean = 0.71343
[+ or -] 0.00017, n = 5) does not overlap with any of the tooth values,
suggesting the bones have been contaminated with groundwater strontium.
At this point, the best indication of the 'local'
[sup.87]Sr/[sup.86]Sr range should be any consistent cluster of human
enamel values through time.
Ban Chiang is situated on the Khorat Plateau in north-eastern
Thailand, which is underlain by Jurassic shallow-water sandstones and
shales and overlain by evaporated salt deposits (Workman 1977: 14-5).
Mapping isotope signatures is a long-term project involving strontium-
and oxygen-isotope analysis of hundreds of archaeological faunal samples
from the region (cf. Bentley et al. 2004). The beginnings of our
regional sampling show, for example, that archaeological dogs and deer
from Ban Na Di, just 23km south-west of Ban Chiang, have
[sup.87]Sr/[sup.86]Sr vs. [[delta].sup.18]O signatures distinct from Ban
Chiang humans, dogs and deer (Figure 1). In addition to this geographic
separation, the fauna separate by species in [[delta].sup.13]C values
(Table 3), with [[delta].sup.13]C around -2 [per thousand] for the
open-country grass-feeders Cervus porcinus (hog deer) and Cervus eldi
(brow-antlered deer) and around -12 [per thousand] to -13 [per thousand]
for Muntiacus muntjak (barking deer), which 'feed on the edges of
forest or in abandoned clearings' (Lekagul & McNeely 1977:
676).
[FIGURE 1 OMITTED]
Concerning the human tooth enamel values, three significant
patterns emerge from the isotope values: (1) There is substantial
variation in values within the sampled population; (2) there are
significant differences between females and males, including an abrupt
change in the chronological phase EP V, during and after which there is
significantly less variance in the female [sup.87]Sr/[sup.86]Sr values
than in the male [sup.87]Sr/[sup.86]Sr values; and (3) the distributions
of values from the two different Ban Chiang excavation locales differ
significantly.
Variation within the sampled population
Over all chronological phases, the mean [sup.87]Sr/[sup.86]Sr in
Ban Chiang human tooth enamel samples is 0.71173 [+ or -] 0.00061 (n =
41, excluding outlier BCES 1) among both sexes, 0.71188 [+ or -] 0.00054
(n = 16, excluding BCES 1) among females and 0.71163 [+ or -] 0.00066 (n
= 24) among males. At this early stage of mapping the regional
[sup.87]Sr/[sup.86]Sr, we note that the Ban Chiang human
[sup.87]Sr/[sup.86]Sr values are more variable than values in humans
from the coastal site of Khok Phanom Di, Thailand (0.70938 [+ or -]
0.00015, n = 68, Bentley 2004). The [sup.87]Sr/[sup.86]Sr values from
two Ban Chiang dogs (0.71219, 0.71232) were within the 1 [sigma] human
range, while the values from Ban Chiang deer were higher and more
variable (0.71434 [+ or -] 0.00110).
The average [[delta].sup.13]C value over all chronological phases
at Ban Chiang is -13.5 [per thousand] [+ or -] 0.4 among all
humans--consistent with a diet of [C.sub.3] foods--and practically the
same among females (-13.5 [per thousand] [+ or -] 0.4) and males (-13.4
[per thousand] [+ or -] 0.4). The [[delta].sup.13]C values from EP IV
(-13.2 [per thousand] [+ or -] 0.8, Figure 2a) show significantly
greater variance than from the other phases (p < 0.001, two-sample
F-test). In contrast, the [[delta].sup.13]C values from EP II (-13.6
[per thousand] [+ or -] 0.3) are slightly lower and significantly less
variable. As a reference, we can compare these ranges to those in
Neolithic human teeth from Niah Cave, Borneo, for which the mean
[[delta].sup.13]C is -13.2 [per thousand] [+ or -] 0.8 (Krigbaum 2003:
Table 5). Compared with Niah Cave, the mean [[delta].sup.13]C values at
Ban Chiang EP IV are identical, while those for EP II are slightly more
negative and significantly more variable (p < 0.003, F-test).
[FIGURE 2 OMITTED]
The mean [[delta].sup.18]O among Ban Chiang humans is 27.1 [per
thousand] [+ or -] 1.3, and as with the carbon isotopes, the
[[delta].sup.18]O values for Ban Chiang EP II (26.8 [per thousand] [+ or
-] 0.7) and EP VII (27.3 [per thousand] [+ or -] 0.5) are less variable
(Figure 2b). Since these [[delta].sup.18]O values are a only few per
thousand different than in Neolithic humans from northern Borneo
(22.5-26 [per thousand], Krigbaum 2003: Table 5), [[delta].sup.18]O may
be of limited effectiveness for geographic 'sourcing' in this
part of the world.
In sum, the isotope values among the Ban Chiang humans show high
variance over all phases, but with significantly less variation among
all three isotopes in and after MP VII. This probably reflects a broadly
based subsistence regimen at Ban Chiang, also indicated by
palaeobiological evidence (Pietrusewsky & Douglas 2002) at least
until MP VII, when the restricted isotopic variance may reflect the
intensification of agriculture. However, a restricted range of
[[delta].sup.13]C values is also observed in EP II, while greater
variation returns in EP V. This may imply some oscillation in
agricultural dependence over time, as is quite possible in this part of
the world (cf. Hoffman 1984; Griffin 1984; Headland & Reid 1989;
Oota et al. 2005).
Differences between females and males
One of the most striking results of this study is that the range of
[sup.87]Sr/[sup.86]Sr values narrows considerably among females during
and after EP V (Figure 2c), while simultaneously remaining wide among
males (Figure 2d). In EP V alone, the variance in [sup.87]Sr/[sup.86]Sr
is significantly smaller for the females than for the males (p <
0.001, two-sample F-test). Although female [[delta].sup.13]C and
[[delta].sup.18]O values do not show a constriction in variation during
EP V (Figures 2a and 2b), the mean [[delta].sup.13]C value is fairly
significantly (p < 0.12) less negative for EP V males (-13.30 [per
thousand] [+ or -] 0.46) than for EP V females (-13.70 [per thousand] [+
or -] 0.35), with the less negative values possibly deriving from open
environments without canopy effect and/or from high altitudes.
Most of the exceptional human isotope values from Ban Chiang come
from males. As shown in Figure 3, the lowest [sup.87]Sr/[sup.86]Sr
measurement of all the human tooth enamel samples is from BCES 51, a
male aged 40-45 years old, from EP IV. The second-highest value (BC 7,
[sup.87]Sr/S[sup.86]Sr = 0.71331) is also from a middle-aged male, from
EP V. Although identified by different isotopes, it is significant that
both BC 23 and BCES 76 appear to have nonlocal signatures (Figure 3),
because they are among the small group of adult burials with metal
implements (BC 23, BCES 7, BCES 24 and BCES 76). Burial BC 23 (EP V),
with exceptional values for [sup.87]Sr/[sup.86]Sr (0.71070),
[[delta].sup.18] O (25.2 [per thousand]) and [[delta].sup.13] C (-12.93
[per thousand]), is an older (45-50 years at death) male nicknamed
'Vulcan' because he was found with a cache of clay pellets, a
socketed bronze adze head and four bronze bracelets. Burial BCES 76 (EP
III), with the highest [[delta].sup.18] O value (28.5 [per thousand]),
contained the earliest identifiable bronze implement at Ban Chiang--a
bent-tip spear point.
[FIGURE 3 OMITTED]
The few exceptional values among females include Burial BCES 34 (EP
IV), with a high [sup.87]Sr/[sup.86]Sr value (0.71290) and the
least-negative [[delta].sup.13] C (-11.8) of our entire sample, which is
the only Ban Chiang female buried in a flexed body position. The less
negative [[delta].sup.13] C value for BCES 34 may reflect her having
subsisted on foods grown in more open conditions or at higher altitude.
As a group, the flexed burials show a high frequency of pathological
conditions and skeletal/dental anomalies, which may reflect their
exogamous origins (Pietrusewsky & Douglas 2002: 179). Burial BCES 1,
a young female from LP X, is an extreme outlier in both
[sup.87]Sr/[sup.86]Sr and [[delta].sup.18] O values
([sup.87]Sr/[sup.86]Sr = 0.72588, [[delta].sup.18] O = 24.71), and it is
notable that the third-highest [sup.87]Sr/[sup.86]Sr value (0.71304) we
measured is also from LP X (BCES 2, a middle-aged male).
Differences between BC and BCES
Finally, the isotope data suggest different neighbourhoods at Ban
Chiang. While the mean isotope values over all phases are not
significantly different between the BC and BCES locales, the variance in
[sup.87]Sr/[sup.86]Sr for BC (mean 0.71171 [+ or -] 0.00076, n= 16) is
significantly (p < 0.05) larger than it is for BCES
([sup.87]Sr/[sup.86]Sr= 0.71175 [+ or -] 0.00051, n= 25 excluding BCES
1), with the difference even more significant for Phase EP V alone (p
< 0.03). Furthermore, in the phases with an adequate sample of both
BC and BCES individuals (EP II/III and EP V), both the highest and
lowest [sup.87]Sr/[sup.86]Sr values overall are from BC burials (Figures
2c and 2d combined). Perhaps the wider variance in [sup.87]Sr/[sup.86]Sr
values from BC relative to BCES reflects a community of outsiders at BC,
which would be consistent with the burial orientation differences.
Interpretation
The isotope evidence offers a significant contribution to the early
history of the population in this part of Thailand, during the period of
increasing agricultural intensification in the region. Around the period
marked by phases EP IV-V at Ban Chiang, a group of men with non-local
isotope signatures are also those buried with bronze weapons. There is
also one non-local woman, the only one to be buried in a flexed
position. During and after EP V, the range of [sup.87]Sr/[sup.86]Sr
among females, as opposed to males, is considerably reduced. This might
suggest an increasing sexual division of labour, such that boys ranged
over a wide area while hunting and gathering (supported by males'
slightly less-negative [[delta].sup.13] C values in EP V), and women
remained closer to the settlement. Alternatively, these results might
reflect a cultural pattern of matrilocality, by which the man immigrates
to the woman's birthplace after marriage. In fact, the two
hypotheses are complementary, since prolonged male absence on hunting
expeditions encourages matrilocality because it leaves women to manage
the interests of their km (Trigger 1978; Harris 1980; Hage & Marck
2003). Furthermore, while over 70 per cent of the world's societies
are patrilocal, inferences from genetics and linguistics generally
indicate a long history of matrilocality in Southeast Asia (e.g. Tajima
et al. 2002; Fucharoen et al. 2001; Hage & Marck 2003; Burton et al.
1996; Oota et al. 2001).
In contrast to the evidence from Ban Chiang, strontium isotope
evidence from early Neolithic skeletons of central Europe, where the
transition to agriculture occurred much more rapidly, reveals a high
incidence of non-local females (Bentley et al. 2002). Possibly, a
prevailing cultural pattern of patrilocality led to a rapid transition
to farming in Neolithic Europe. If livestock wealth is usually
transferred paternally (Holden & Mace 2003), a patrilocal marital
residence pattern may have hastened the spread of agriculture into
regions of indigenous hunter-gatherers. This is because, in cases of
contact, exchange between farmers and foragers often eventually favours
the farmers, and as forager women then immigrate into farming
communities, by choice or through bride exchange, unmarried forager men
are pressured to farm in order to compete for a bride (e.g. Cronk 1989;
Hoffman 1984; Peterson 1978; Spielmann & Eder 1994; Zvelebil &
Lillie 2000).
Since marriages between forager women and farmer/pastoralist men
occur most often when fertility is low in the farmers' community
(Bailey 1988), it may be that those small groups of immigrant farmers
into which indigenous women married were the ones to survive in early
Neolithic Europe. This could partly explain why mtDNA (e.g. Torroni et
al. 1998; Richards et al. 2000) and Y-chromosome distributions (Semino
et al. 1996; Chikhi et al. 2002; Rosser et al. 2000) differ on the
continental scale among modern Europeans (Bentley et al. 2003b;
Seielstad et al. 1998; Wilson et al. 2001). While matrilocality
prevailed in Southeast Asia, there was less chance for females to
emigrate to farmer communities, and hunting and gathering may have
persisted with opportunities to trade with agricultural groups perhaps
as early as the mid third millennium BC (Headland & Reid 1989;
Kealhofer 2002).
In conclusion, the isotopic evidence from Ban Chiang skeletons is
consistent with a transition to matrilocality that, if true, suggests a
potential link between marital residence pattern and the prehistoric
spread of agriculture. This isotope research has only just begun,
however, and there are still many other explanations for these data
that, strictly speaking, identify a transition to local isotope
signatures among females during their pre-adolescence that does not
occur among males. The isotope data do not yet falsify, for example, a
devil's-advocate hypothesis that Ban Chiang was quite male-centred
and patrilocal, and girls were restricted to locally gathered foods
whereas boys could eat meat from distant hunts. Clearly, the way forward
is further research on how these and other people acquired their isotope
signatures; future work is aimed towards characterising the study
regions through geographically distributed samples of archaeological
fauna (cf. Bentley et al. 2004; Bentley & Knipper 2005) and sampling
at additional sites spanning the transition to intensified agriculture
(e.g. Bentley 2004). Also, the data so far provide particularly
promising hypotheses for future ancient DNA analysis of the same
skeletons, as any genetic similarities or differences identified among
isotopic locals versus non-locals could provide a breakthrough in
understanding this important demographic transition.
Acknowledgements
We thank Dr. Rex Taylor, Dr. Matthew Cooper and especially Tina
Hayes of the School of Ocean and Earth Science, Southampton Oceanography
Centre, where the TIMS analyses were performed for this study. We thank
Dr. Joyce White and two anonymous reviewers for helpful comments.
Received: 9 March 2004; Revised: 21 July 2004; Accepted: 10
November 2004
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R. Alexander Bentley (1), Michael Pietrusewsky (2), Michele T.
Douglas (3) & Tim C. Atkinson (4)
(1) Department of Anthropology, University of Durham, 43 Old Elvet,
Durham DH1 3HN, UK (Email: r.a.bentley@ durham.ac.uk)
(2) Department of Anthropology, University of Hawai'i-Manoa,
2424 Maile Way, Sounders Hall 346, Honolulu, Hawai'i 96822-2223,
USA (Email: mikep@hawaii.edu)
(3) Affiliate Graduate Faculty University of Hawai'i-Manoa,
4020 Edgehill Road, Fort Worth, TX 76116-7325, USA (Email:
toomaydoug@cs.com)
(4)Department of Earth Sciences, University College London, Gower
Street London WC1E 6BT, UK (Email: t.atkinson@ucl.ac.uk)
Table 1. Number of burials in Ban Chiang (BC) and Ban Chiang Eastern
Soi (BCES) excavations, by phase. After (Pietrusewsky and Douglas
2002: Table 1.1)
Burial phase BC burials BCES burials Period
LP X 4 6 Late Period
LP IX 0 5 300 BC-AD 200
MP VIII 1 1 Middle Period
MP VII 2 19 900 BC-300 BC
MP VI 8 2
EP V 20 12
EP IV 3 22 Early Period
EP III 0 14 2100 BC-900 BC
EP II 18 3
EP I 1 0
Total burials 57 84
Table 2. Isotope values in tooth enamel from Ban Chiang human
skeletons. Measurement errors in the last digits ([+ or -] 2 s.d)
are shown in parentheses
Burial ID Sex Phase Age at death Tooth
BC 05 Male EP V Middle aged Mand L M3
BC 07 Male EP V Middle aged Max R M3
BC 11 Female MP VII 17-23 Mand R M2
BC 12 Male EP V Middle aged Max R M3
BC 16 Female EP V 20-30 Max L Ml
BC 19 Female EP V Young adult Max L M2
BC 20 Male MP VI 35-40 Max R M2
BC 23 Male EP V 45-50 Max L M2
BC 24 Female EP II Old Max R M1
BC 25 Male EP II 12-15 Mand L M2 (?)
BC 34 Female EP II 40-45 Mand R M2
BC 35 Male EP V 40-50 Mand L M2
BC 41 Female EP II 35-40 Mand L M2
BC 43 Male EP II 35-40 Max R M2
BC 45 Female EP II 18-22 Mand L M2
BC 47 Male EP II 25-30 Max R M2
BCES 01 Female LP X 18-22 Max L M2
BCES 02 Male LP X 35-40 Mand L M2
BCES 19 Female MP VII 30-35 Mand R M2
BCES 22 Male MP VII Middle aged Mand R M3
BCES 24 Male MP VII 30-35 Max R M2
BCES 27 Female EP V 35-40 Mand R M2
BCES 28 Female EP V 35-40 Max L M2
BCES 29 Female EP V 18-20 Mand R M2
BCES 31 Male EP IV 45-50 Max L M3
BCES 33 Female EP V 25-30 Mand R M2
BCES 34 Female EP IV 25-30 Mand L M2
BCES 35 Male EP IV 45-50 Max L M3
BCES 46 Female EP IV 45-50 Mand R M3
BCES 47 Male EP III 45-50 Mand R M3
BCES 50 Male EP IV 25-30 Mand R M2
BCES 51 Male EP IV 40-45 Mand R M2
BCES 55 Male EP IV 14-16 Max L M2
BCES 56 Male EP V 45-50 Mand R M2
BCES 57 Female EP II Middle aged Mand L M2
BCES 59 Female EP V 45-50 Max L M3
BCES 65 Male EP III-IV 40-45 Mand L M2
BCES 72 Male EP II-III 35-40 Mand R M2
BCES 73 Male MP VII 35-40 Mand L M2
BCES 74 Male EP II Mid/old-aged Mand R M1
BCES 76 Male EP III 25-30 Max L M2
BCES 79 Female EP II-III Middle aged Mand L M2
[[delta [[delta
.sup.18] .sup.13] [.sup.87]Sr/
Burial ID O(SMOW) C(PDB) [.sup.86]Sr
BC 05 27.86 (10) -13.11 (15) 0.712211 (10)
BC 07 27.29 (08) -13.89 (10) 0.713311 (11)
BC 11 27.99 (09) -13.59 (10) 0.712902 (11)
BC 12 24.72 (17) -13.25 (26) 0.711889 (11)
BC 16 27.98 (11) -14.29 (06) 0.711904 (13)
BC 19 27.24 (07) -13.76 (10) 0.71167 (11)
BC 20 25.72 (11) -13.59 (07) 0.711721 (11)
BC 23 25.20 (19) -12.93 (19) 0.710696 (20)
BC 24 26.78 (12) -14.09 (12) 0.712562 (11)
BC 25 26.35 (11) -13.46 (07) 0.711251 (11)
BC 34 26.02 (08) -13.62 (13) 0.711559 (10)
BC 35 26.87 (14) -13.86 (08) 0.711042 (11)
BC 41 27.79 (07) -13.25 (09) 0.711621 (16)
BC 43 27.41 (08) -13.80 (10) 0.710593 (11)
BC 45 26.89 (11) -13.40 (08) 0.710976 (10)
BC 47 27.51 (15) -13.35 (06) 0.711514 (11)
BCES 01 24.71 (05) -13.65 (07) 0.725876 (10)
BCES 02 27.34 (16) -13.23 (09) 0.713043 (10)
BCES 19 27.61 (07) -13.35 (12) 0.711559 (13)
BCES 22 27.00 (16) -13.79 (04) 0.711402 (11)
BCES 24 27.41 (14) -13.36 (08) 0.711361 (11)
BCES 27 27.28 (09) -13.81 (10) 0.712009 (11)
BCES 28 28.17 (08) -13.81 (13) 0.711971 (16)
BCES 29 26.29 (09) -13.54 (05) 0.711770 (11)
BCES 31 27.50 (10) -12.27 (03) 0.711099 (11)
BCES 33 26.28 (08) -13.54 (08) 0.711823 (11)
BCES 34 26.68 (08) -11.80 (05) 0.712895 (10)
BCES 35 25.46 (07) -13.61 (09) 0.711720 (11)
BCES 46 26.51 (12) -13.98 (12) 0.712017 (11)
BCES 47 27.23 (13) -13.65 (09) 0.711798 (11)
BCES 50 28.17 (20) -13.74 (06) 0.711555 (13)
BCES 51 26.76 (08) -13.08 (12) 0.710553 (11)
BCES 55 28.03 (09) -13.62 (15) 0.711818 (11)
BCES 56 25.99 (19) -12.82 (11) 0.711776 (11)
BCES 57 25.91 (12) -13.65 (12) 0.711936 (11)
BCES 59 25.77 (09) -13.13 (12) 0.711463 (11)
BCES 65 28.08 (06) -13.08 (08) 0.712067 (20)
BCES 72 27.05 (09) -13.51 (12) 0.711558 (11)
BCES 73 26.60 (12) -13.42 (18) 0.711254 (11)
BCES 74 26.45 (13) -13.32 (14) 0.712008 (11)
BCES 76 28.48 (13) -13.63 (21) 0.712130 (11)
BCES 79 25.95 (10) -13.24 (07) 0.711242 (10)
Table 3. Isotope values in tooth enamel from archaeological fauna.
Measurement errors in the last digits ([+ or -] 2 s.d) are shown
in parentheses
[[delta
.sup.18]
Lab # Site Species O(SMOW)
BCF 02 Ban Chiang Canus sp (dog) 27.85 (12)
BCF 03 Ban Chiang Canus sp (dog) 28.02 (16)
BCF 06 Ban Chiang Muntiacus muntjak (deer) 24.88 (12)
BCF 01 Ban Na Di Canus sp (dog) 31.33 (09)
BCF 04 Ban Na Di Canus sp (dog) 29.95 (11)
BCF 05 Ban Na Di Cervus eldi (deer) 30.93 (13)
BCF 06 Ban Chiang Muntiacus muntjak (deer) 24.88 (11)
BCF 07 Ban Na Di Muntiacus muntjak (deer) 28.30 (04)
BCF 08 Ban Chiang Cervus porcinus (deer) 28.72 (05)
BCF 09 Ban Chiang Cervus porcinus (deer) 36.28 (04)
BCF 10 Ban Chiang Cervusporcinus (deer) 26.24 (05)
BCF 11 Ban Chiang Sus scrofa (pig) 30.10 (09)
BCF 12 Ban Chiang Bovid 26.66 (03)
[[delta [[delta
.sup.18] .sup.13] [.sup.87]Sr/
Burial ID O(SMOW) C(PDB) [.sup.86]Sr
BC 05 27.86 (10) -13.11 (15) 0.712211 (10)
BC 07 27.29 (08) -13.89 (10) 0.713311 (11)
BC 11 27.99 (09) -13.59 (10) 0.712902 (11)
BC 12 24.72 (17) -13.25 (26) 0.711889 (11)
BC 16 27.98 (11) -14.29 (06) 0.711904 (13)
BC 19 27.24 (07) -13.76 (10) 0.71167 (11)
BC 20 25.72 (11) -13.59 (07) 0.711721 (11)
BC 23 25.20 (19) -12.93 (19) 0.710696 (20)
BC 24 26.78 (12) -14.09 (12) 0.712562 (11)
BC 25 26.35 (11) -13.46 (07) 0.711251 (11)
BC 34 26.02 (08) -13.62 (13) 0.711559 (10)
BC 35 26.87 (14) -13.86 (08) 0.711042 (11)
BC 41 27.79 (07) -13.25 (09) 0.711621 (16)
BC 43 27.41 (08) -13.80 (10) 0.710593 (11)
BC 45 26.89 (11) -13.40 (08) 0.710976 (10)
BC 47 27.51 (15) -13.35 (06) 0.711514 (11)
BCES 01 24.71 (05) -13.65 (07) 0.725876 (10)
BCES 02 27.34 (16) -13.23 (09) 0.713043 (10)
BCES 19 27.61 (07) -13.35 (12) 0.711559 (13)
BCES 22 27.00 (16) -13.79 (04) 0.711402 (11)
BCES 24 27.41 (14) -13.36 (08) 0.711361 (11)
BCES 27 27.28 (09) -13.81 (10) 0.712009 (11)
BCES 28 28.17 (08) -13.81 (13) 0.711971 (16)
BCES 29 26.29 (09) -13.54 (05) 0.711770 (11)
BCES 31 27.50 (10) -12.27 (03) 0.711099 (11)
BCES 33 26.28 (08) -13.54 (08) 0.711823 (11)
BCES 34 26.68 (08) -11.80 (05) 0.712895 (10)
BCES 35 25.46 (07) -13.61 (09) 0.711720 (11)
BCES 46 26.51 (12) -13.98 (12) 0.712017 (11)
BCES 47 27.23 (13) -13.65 (09) 0.711798 (11)
BCES 50 28.17 (20) -13.74 (06) 0.711555 (13)
BCES 51 26.76 (08) -13.08 (12) 0.710553 (11)
BCES 55 28.03 (09) -13.62 (15) 0.711818 (11)
BCES 56 25.99 (19) -12.82 (11) 0.711776 (11)
BCES 57 25.91 (12) -13.65 (12) 0.711936 (11)
BCES 59 25.77 (09) -13.13 (12) 0.711463 (11)
BCES 65 28.08 (06) -13.08 (08) 0.712067 (20)
BCES 72 27.05 (09) -13.51 (12) 0.711558 (11)
BCES 73 26.60 (12) -13.42 (18) 0.711254 (11)
BCES 74 26.45 (13) -13.32 (14) 0.712008 (11)
BCES 76 28.48 (13) -13.63 (21) 0.712130 (11)
BCES 79 25.95 (10) -13.24 (07) 0.711242 (10)