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  • 标题:Landscape transformations and the archaeology of impact: social disruption and state formation in southern Africa.
  • 作者:LANE, PAUL
  • 期刊名称:Antiquity
  • 印刷版ISSN:0003-598X
  • 出版年度:2000
  • 期号:December
  • 语种:English
  • 出版社:Cambridge University Press
  • 摘要:Roughly between the 1790s and 1830s, a series of events involving widespread social and economic upheaval, a rise in warfare and militarism, and major population displacements and migration took place across much of southeastern Africa and immediately adjacent areas. Known in the Nguni languages as the Mfecane, or `crushing', and in Sotho-Tswana vernacular as `the scattering', or Difaqane, this period of history, the events that unfolded, and their probable causes and subsequent consequences have long been a feature of scholarly debate and popular discourse. Much of this has had as its central theme the rise of the Zulu state as an expansionist and despotic regional power, under the authority of powerful military leaders, most clearly epitomized by the life and times of king Shaka KaShenzangakhome. By the 1960s, a degree of consensus had been reached among historians that this episode of state formation was an entirely indigenous, African-led process, although considerable disagreement remained over the precise catalysts, of which population growth, environmental degradation and/ or long-distance trade were considered the most likely. Subsequently, this view came to be challenged by a new generation of scholars, most notably Julian Cobbing (1988), who argued that the Mfecane/ Difaqane was little more than a myth that had initially taken shape among the European settlers of the region as an alibi to obscure the instigation of commodity slavery. Cobbing's critique, in turn, has generated renewed interest among historians in the issues and enhanced critical assessment of the available sources, including those used by Cobbing himself (e.g. Eldredge 1992; Hamilton 1995). Warren Perry's book is the first attempt to identify potential archaeological indicators of these troubled times and to assess the competing explanations of the rise of the Zulu state. The book is essentially in three parts. An initial review of the historical debates and identification of the potential archaeological indicators of impact and correlates of the pre-Cobbing theories of Zulu state formation and the Mfecane/Difaqane, which Perry characterizes as the `Settler Model' (chapters 1-3); testing of the Settler Model using previous published archaeological material and the results of the author's own fieldwork in Swaziland (chapters 4-5); and a reappraisal of the historical debates and identification of issues requiring further archaeological research (chapter 6).
  • 关键词:Book reviews;Books

Landscape transformations and the archaeology of impact: social disruption and state formation in southern Africa.


LANE, PAUL


WARREN R. PERRY. Landscape transformations and the archaeology of impact: social disruption and state formation in southern Africa. xv+180 pages, 23 figures, 1 table. 1999. New York (NY): Kluwer Academic/Plenum; 0-306-45955-8 hardback $62.

Roughly between the 1790s and 1830s, a series of events involving widespread social and economic upheaval, a rise in warfare and militarism, and major population displacements and migration took place across much of southeastern Africa and immediately adjacent areas. Known in the Nguni languages as the Mfecane, or `crushing', and in Sotho-Tswana vernacular as `the scattering', or Difaqane, this period of history, the events that unfolded, and their probable causes and subsequent consequences have long been a feature of scholarly debate and popular discourse. Much of this has had as its central theme the rise of the Zulu state as an expansionist and despotic regional power, under the authority of powerful military leaders, most clearly epitomized by the life and times of king Shaka KaShenzangakhome. By the 1960s, a degree of consensus had been reached among historians that this episode of state formation was an entirely indigenous, African-led process, although considerable disagreement remained over the precise catalysts, of which population growth, environmental degradation and/ or long-distance trade were considered the most likely. Subsequently, this view came to be challenged by a new generation of scholars, most notably Julian Cobbing (1988), who argued that the Mfecane/ Difaqane was little more than a myth that had initially taken shape among the European settlers of the region as an alibi to obscure the instigation of commodity slavery. Cobbing's critique, in turn, has generated renewed interest among historians in the issues and enhanced critical assessment of the available sources, including those used by Cobbing himself (e.g. Eldredge 1992; Hamilton 1995). Warren Perry's book is the first attempt to identify potential archaeological indicators of these troubled times and to assess the competing explanations of the rise of the Zulu state. The book is essentially in three parts. An initial review of the historical debates and identification of the potential archaeological indicators of impact and correlates of the pre-Cobbing theories of Zulu state formation and the Mfecane/Difaqane, which Perry characterizes as the `Settler Model' (chapters 1-3); testing of the Settler Model using previous published archaeological material and the results of the author's own fieldwork in Swaziland (chapters 4-5); and a reappraisal of the historical debates and identification of issues requiring further archaeological research (chapter 6).

Perry's own fieldwork and the results of his surveys and test excavations are presented in some detail. Given that this material has not been published previously, the importance placed in his analysis on settlement size and layout, and more generally, the scarcity of archaeological research on the Iron Age and later periods in Swaziland, it is regrettable that no site plans, trench plots or section drawings have been reproduced. Nor are any of the recovered finds illustrated. Perry, nevertheless, derives from this and his review of related studies a detailed settlement typology and hierarchy so ,as to provide a series of archaeological correlates for different elements of the Settler Model. He tests each of these correlates against his data at both a regional scale and the various regional subdivisions for both the pre- and post-Mfecane/Difaqane phases. In all cases, the archaeological data diverge from the pattern predicted by the Settler Model. Moreover, assessment at the regional level tends to obscure the widely different trends evinced at the sub-regional (Zululand, Swaziland etc.) level. Interestingly, the best fit is Zululand where three out of the five tests conform to the patterns predicted by the model. In all oF the other sub-regions, the observed changes in population size, degree of social hierarchy, number of cattle enclosures, evidence for trade in European goods and the rank-size relationships between settlements in the majority of cases differ from the predicted trends. Accordingly, Perry concludes that the archaeological data do not support the premises of the Settler Model, and argues instead, with Cobbing, that the primary causes of the Mfecane/Difaqane and its consequences were the impact of colonialism and especially the rise of racial commodity slavery. Perry concludes by pointing to the neglect of archaeological investigation of this issue in southern Africa, as well as the lack of physical evidence concerning settlement distributions etc. during this period in the critical areas around Delagoa Bay.

Perry's conclusions are sufficiently provocative to stimulate further research. However, omissions and commissions throughout the text suggest a lack of familiarity with the regional archaeology. Various different issues are often confused or conflated. Perhaps the most glaring example comes on p. 22, where he cites an outdated secondary historical source (albeit concerned with the Mfecane/Difaqane) in support of the suggestion that scholars still conventionally assume that large areas of Southern Africa were unoccupied until the 18th century. This is manifestly untrue, and archaeologists and historians working in the region have been some of the leading critics of this myth (which was a central element of apartheid ideology) since at least the 1970s. By the same token, when outlining the parameters of what he terms the Settler Model Perry chooses to ignore the concern of the earlier generation of historians to attribute the rise of the Zulu, Swazi and Sotho states and the various Tswana kingdoms to indigenous forces and innovation, while at the same time he overlooks the varied criticisms of Cobbing's use of historical sources (e.g. Eldredge 1992; Hamilton 1995). In short, I would argue that Perry's Settler Model is a parody of current, and even earlier, interpretations of the events surrounding the Mfecane/ Difaqane and, as such, his subsequent tests of this model are flawed. Even if one accepts the Settler Model, one can take issue with some of the tests, such as those concerning stock enclosure sizes. It is highly questionable that the very small (c. 1-2 sq. m) `enclosures' were used for cattle, as Perry seems to believe, and it is more likely that these stone features represent the remains of grain bins. Unfortunately, it is impossible to check this against the original site reports since no list of all the sites included in these analyses is provided. By the same token, one can question Perry's reliance solely on published sources for compiling his database. Many more sites associated with this period are known (and are recorded in the local Sites & Monuments registers) than have been published, and inclusion of these data may well have produced markedly different results. In summary then, an imperfect assessment, but one can concur with Perry's general conclusion that this is a topic highly deserving of more targeted research.

References

COBBING, J. 1988. The Mfecane as alibi: thoughts on Dithakong and Mbolompo, Journal of African History 29: 487-519.

ELDREDGE, E.A. 1992. Sources of conflict in Southern Africa, c. 1800-30: the `Mfecane' reconsidered. Journal of African History 33: 1-35.

HAMILTON, C. (ed.). 1995. The Mfecane aftermath. Johannesburg: Witwatersrand University Press/Durban: Natal University Press.
PAUL LANE
British Institute in Eastern Africa, Nairobi
pjlane@insightkenya.com
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