Initial Upper Palaeolithic in south-central Turkey and its regional context: a preliminary report.
Kuhn, Steven L. ; Stiner, Mary C. ; Gulec, Erksin 等
Introduction
The earliest Upper Palaeolithic industries of southwest Asia have
been documented in a relatively small number of localities widely
scattered throughout the eastern Mediterranean. These assemblages share
a number of features, including a distinctive approach to blade
manufacture that combines elements normally considered typical of both
Middle and Upper Palaeolithic technologies. Two sites located in the
Hatay region of south-central Turkey, Ucagizli cave and Kanal, contain
substantial early Upper Palaeolithic deposits. Technologically, the
materials from these two sites resemble the 'initial' Upper
Palaeolithic of the Levantine area as well as the Bohunician of central
Europe. Ucagizli cave has also provided two AMS radiocarbon dates,
adding to the very small number of absolute dates available for
comparable assemblages in the region.
The initial Upper Palaeolithic in the Near East
The early Upper Palaeolithic in the Near East has long attracted
the interest of palaeoanthropologists and Palaeolithic archaeologists.
Because it is the principal land route between Africa and Eurasia, the
Near East plays a key role in many scenarios for the origins and spread
of both modern humans and the suite of behavioural characteristics which
constitute the Upper Palaeolithic. The few radiometric dates currently
available further suggest that some of the oldest typologically Upper
Palaeolithic industries in the world come from the Levantine area.
Moreover, some technological characteristics of the earliest Upper
Palaeolithic in the Near East are strongly reminiscent of the Levallois
method, more commonly associated with the Mousterian, thus raising the
possibility that these assemblages document an in situ evolutionary
transition from Middle to Upper Palaeolithic.
The most ancient Near Eastern Upper Palaeolithic has gone by
several different names. based on early discoveries in the Jordan valley and elsewhere, Neuville (1934) and Garrod (1951; 1957) used the terms
UP1 and Emiran (respectively) to refer to the first stage of the Upper
Palaeolithic in the Levant. The mixture of features from Middle
Palaeolithic Levallois and Upper Palaeolithic blade technologies later
led some investigators to refer to these assemblages as
'transitional' (e.g. Azoury 1986). This term has been
abandoned, largely because it presumes a phylogenetic relationship
between Mousterian and Upper Palaeolithic based on a simple combination
of technological traits. The term 'initial' Upper Palaeolithic
(IUP) seems the most neutral and appropriate.
Sites yielding initial Upper Palaeolithic assemblages occur
throughout the eastern Mediterranean. The southernmost IUP locality, and
the best documented to date, is the open-air site of Boker Tachtit in
the Negev desert. Extensive refitting of artefacts and meticulous
technological studies reveal what the excavator believes to be a smooth
transition between a laminar but essentially Middle Palaeolithic
approach to blank production (in layer 1) to a fully-developed, Upper
Palaeolithic-type system for prismatic blade manufacture (in layer 4)
(Marks 1983a; 1993; Volkman 1983). Farther north, in the area of Beirut,
Lebanon, lies the deeply stratified site of Ksar Akil, the key Upper
Palaeolithic sequence for the Levantine area. Layers 25-21 (stage 1) at
Ksar Akil (Azoury 1986; Bergman 1988; Ohnuma 1988; Ohnuma & Bergman
1990) have yielded the largest initial Upper Palaeolithic assemblages
known. Similar materials were recovered from the nearby sites of
Antelias shelter (layers V-VII) (Copeland 1970) and Abu Halka (IV, e-f)
(Azoury 1986; Copeland & Wescomb 1965). A series of open-air sites
in Lebanon have yielded assemblages, termed 'Meyroubian',
which combine Middle and Upper Palaeolithic features (Copeland &
Wescomb 1965). The stratigraphic contexts of the 'Meyroubian'
collections are ambiguous, however, and it is not clear what exactly
they represent (Copeland & Wescombe 1965; Schyle 1992). Even farther
north is Umm el Tlel (El Kowm) in Syria. Here, levels II base, IIIa and
IIIb yield assemblages termed 'Paleolithique intermediaire',
for their stratigraphic position as well as for the combination of
Mousterian and Upper Palaeolithic features. Among other things, the
'Paleolithique intermediaire' levels contain evidence of both
Levallois and prismatic blade manufacture (Boeda & Muhesen 1993).
The initial Upper Palaeolithic industries of southwest Asia share
at least one important characteristic, namely forms of blade production
technology which appear to combine elements of both Levallois and
prismatic methods. Although blade blanks predominate among retouched
tools, a great many of the blades have faceted platforms. Some
assemblages (e.g. Boker Tachtit, Umm el Tlel) contain substantial
numbers of elongated Levallois points. It should be noted that the true
extent of this apparent technological homogeneity of the IUP in the Near
East has yet to be firmly established through comparative study. Initial
Upper Palaeolithic assemblages certainly differ technologically from
both the late Mousterian which preceded them and the Upper Palaeolithic
(Ahmarian and Aurignacian) which came later. Nonetheless, future
technological studies may well reveal the presence of more than one
specific system of core reduction. For now, however, the initial Upper
Palaeolithic industries do stand together within the technological
spectrum of the late Pleistocene in the Near East.
This relative homogeneity of technological features, albeit broadly
defined, is accompanied a certain amount of typological diversity. All
IUP assemblages are dominated by Upper Palaeolithic tool forms
(endscrapers, burins, truncations), although many of these tools were
made on Levallois blanks. Middle Palaeolithic forms (sidescrapers and
denticulates) may be present in some abundance as well. However, almost
every site or group of sites seems to have its own unique artefact forms. At Boker Tachtit and other sites in the southern Levant, IUP
assemblages contain so-called Emireh points, Levallois points thinned
biderectionally at their bases. At one time the Emireh point was
considered an index fossil of the first Upper Palaeolithic industries
throughout the region (Garrod 1951). While it may still be a valid
indicator for the southern Levant (Volkman and Kaufman 1983), the Emireh
point is not especially common elsewhere. A few Emireh points have been
found at sites in the Beirut area (Copeland 1986: 6-7), but here the
main fossile directeur of the IUP is the chanfrein, or chamfered piece.
Chanfreins were produced by a kind of fiat, lateral burin blow struck on
a retouched margin, a technique which may have been employed to
resharpen endscrapers. In contrast to Emireh points, which are not
normally very abundant, chamfered pieces are found in large numbers in
the lower part (stage 1) at Ksar Akil and in layers V-VII at Antelias
shelter. The type fossil of the 'Paleolithique intermediaire'
at El Kowm is the 'Umm el Tlel' point, an elongated pointed
blade thinned dorsally at the base by a series of small, laminar
removals detached before the piece was struck from the core (Boeda &
Muhesen 1993: 56). Although they seem at first description to resemble
Emireh points, Umm el Tlel points are technologically and
morphologically quite distinct.
While it bears little similarity to the earliest Upper Palaeolithic
of western Europe (Aurignacian and Castelperronian), the IUP of the Near
East is not globally unique. Technologically, the resemblance to the
Bohunician of central Europe is striking. The Bohunician is a
blade-based industry which exhibits an essentially Upper Palaeolithic
retouched tool inventory while retaining Middle Palaeolithic elements,
especially aspects of Levallois method, in the technology of blank
production (Svoboda & Skrdla 1995; Svoboda et al. 1996: 107). In
Moravia, Bohunician assemblages are dominated by endscrapers, with
smaller numbers of burins, leaf-points and retouched points. Middle
Palaeolithic tool forms such as sidescrapers, denticulates and even
Levallois points are also found in some abundance (Svoboda &
Svobodova 1995; Svoboda et al. 1996). Similar industries have also been
found in the eastern Carpathians. As with the Bohunician, blades and
pointed flakes are often detached from bidirectional cores (Demidenko
& Usik 1993). Much farther afield, the industry of layers 5 and 6 of
Kara Bom cave in the Altai Mountains of Siberia also appears to be
structured along similar lines, with tool blanks made by a mixture of
Levallois and prismatic blade core technology (Derev'anko &
Markin 1998).
Most authors agree that the initial Upper Palaeolithic of the Near
East evolved in situ from some type of terminal Levantine Mousterian.
According to Marks, Middle Palaeolithic assemblages rich in blades (the
so-called 'early' Levantine Mousterian) persist until
relatively late in the southern Levant, and the sequence at Boker
Tachtit documents a direct evolutionary transition from a laminar form
of late Mousterian to the earliest Upper Palaeolithic (Marks 1988; 1990;
Gilead 1991: 121). At Ksar Akil there may be a more pronounced
disjunction between Middle and Upper Palaeolithic (Marks & Volkman
1986), perhaps associated with an erosional interval (Copeland 1986: 6).
As for relations with later industries, most researchers agree that the
Ahmarian, the next Upper Palaeolithic industry to appear in the region,
evolved directly out of the IUP (e.g. Marks 1990; Garrod 1957: 442;
Gilead 1991: 122). Ahmarian and initial Upper Palaeolithic assemblages
have been found in direct stratigraphic superposition only at Ksar Akil
and possibly Antelias shelter, however, and this more recent transition
has not been investigated extensively.
Despite the fact that it encompasses much of the eastern
Mediterranean, the distribution of sites yielding initial Upper
Palaeolithic assemblages is extremely discontinuous. Stratigraphically
intact IUP assemblages have been found in only 8 sites (including those
discussed here), and most of the known sites are isolated, locally
unique occurrences. Only around Beirut is there what might be called a
'concentration' of IUP sites (Ksar Akil, Antelias shelter, Abu
Halka). Moreover, only Ksar Akil and Boker Tachtit preserve substantial
sequences of initial Upper Palaeolithic deposits. Areas generally rich
in Palaeolithic deposits (e.g. Mt Carmel in Israel) have not yielded
substantial, intact initial Upper Palaeolithic layers, highlighting the
apparent sparseness of this 'horizon' within the Near East. It
has been suggested, however, that the absence of very early Upper
Palaeolithic layers in some cave sequences may be due to an erosional
episode (Bar Yosef & Vandermeersch 1972).
Unfortunately, few absolute dates are available for the initial
Upper Palaeolithic in the eastern Mediterranean. Most investigators
assume that the earliest Upper Palaeolithic dates to sometime between
45,000 and 40,000 years ago (Bar-Yosef et al. 1996; Gilead 1991; Schyle
1992: 29-30): not coincidentally, this interval corresponds with the
conventional dates for the Middle-Upper Palaeolithic transition
throughout Eurasia. Level I at Boker Tachtit has yielded finite
radiocarbon dates extending back to 45,000 BP, putting a lower time
limit on overlying IUP layers 2-4. Layer 4, at the top of the sequence,
yielded a single date of 33,105[+ or -]4100 (Marks 1983b). A late
Mousterian layer (26) underlying the IUP at Ksar Akil provided a single
radiocarbon date of 44,000 BP, although Mellars and Tixier argue, based
on extrapolation from more recent layers, that the basal Upper
Palaeolithic at the site is actually about 50,000 years old (Mellars
& Tixier 1989: 767). By way of reference, dates from Bohunician
layers in Moravia range between 43,000 and 36,000 BP (Svoboda et al.
1996: table 5.2), while layers 5 and 6 at Kara-Bom cave have yielded
dates of 43,300 and 43,200 years BP, respectively (Derev'anko &
Markin 1998).
The early Upper Palaeolithic in Turkey: Ucagizli cave and Kanal
True Upper Palaeolithic sites are surprisingly scarce in Turkey.
Sites containing Lower Palaeolithic and Mousterian as well as
microlithic late Upper and Epipalaeolithic assemblages are numerous
(e.g. Albrecht 1988; Kokten 1960; Minzoni-Deroche 1993; Otte et al.
1995; Yalcinkaya 1981; 1986; 1995; Yalcinkaya et al. 1995), but well
documented non-microlithic Upper Palaeolithic assemblages are few and
far between. Recent surveys of published data (Schyle 1992; Harmankaya
& Tanindi 1996) identify a number of sites as containing Upper
Palaeolithic components, but many of these consist of a limited number
of surface finds, and few have been further investigated or verified
(Otte 1998; Ozdogan 1998: 30-31).
The Hatay region contains the best-documented early Upper
Palaeolithic sites within the boundaries of the nation of Turkey.
Centred on the capitol city of Antakya (ancient Antioch), the Hatay
occupies the extreme northeast corner of the Mediterranean basin [ILLUSTRATION FOR FIGURE 1 OMITTED]. The northernmost end of the Rift
Valley, through which the Orontes river (the Asi in Turkish) flows,
extends into the eastern Hatay. Like much of the northern and eastern
Mediterranean basin, the Hatay is a region of high relief, with deeply
incised river valleys and areas of low-lying coastal plain separated by
mountains up to 1800 m high. The region is also rich in karstic terrain,
with extensive exposures of Cretaceous and Eocene limestone containing
numerous caves and rockshelters.
Two sites located near the Mediterranean shore of the Hatay,
Ucagizli ('three mouths') cave and Kanal, have been shown to
contain substantial early Upper Palaeolithic layers. Ucagizli cave is
situated on the Mediterranean coast about 10 km south of the point where
the Asi (Orontes) river empties into the sea, not far north of the
Syrian border [ILLUSTRATION FOR FIGURE 1 OMITTED]. The site is perched
on a steep slope at about 18 m above current sea level. As it appears
today, Ucagizli represents the remains of a much larger collapsed cave.
Substantial in situ Palaeolithic deposits are preserved in two main
areas, within a tunnel-like chamber (Locus 1) to the southwest, and both
within and outside two smaller cavities (Loci 2 and 3) situated to the
northeast [ILLUSTRATION FOR FIGURE 2 OMITTED]. The deposits in Loci 2
and 3 extend several metres out from the cliff face at ground surface
and appear to be contiguous, but they are separated from Locus I by a
steeply-eroded talus slope. In all three loci, Upper Palaeolithic
deposits are present immediately below the surface. The absence of
significant terminal Pleistocene or Holocene deposits may indicate that
the roof of the cave collapsed sometime in the late Pleistocene,
rendering it unattractive to later peoples.
Ucagizli cave was discovered and first investigated by A.
Minzoni-Deroche (1992a; 1992b; 1993), who excavated within the fully
enclosed southern chamber (Locus 1). In 1997, the authors further tested
Locus 1 and began additional excavations in Loci 2 and 3. The sondage in
Locus 2 exposed a stratigraphic sequence approximately 1.5 m deep,
consisting of a series of terra rosa layers alternating with
lighter-coloured deposits containing ash and calcite concretions
[ILLUSTRATION FOR FIGURE 3 OMITTED]. All levels yielded artefacts and
well-preserved faunal remains attributable to the early Upper
Palaeolithic. The bottom of the sequence has not yet been reached:
excavation was halted temporarily by a heavily cemented layer which
could not be penetrated in a small trench.
Two main Upper Palaeolithic components are represented in the
sequence from Ucagizli cave. The more recent of these, which is present
in all three localities, has been described in previous publications by
Minzoni-Deroche (1992a; 1992b; 1993). In Locus 2, the corresponding
materials come from layers A-D [ILLUSTRATION FOR FIGURE 3 OMITTED].
Minzoni-Deroche classified the assemblage as 'Aurignacian' and
compared it to the industry from level IV at Antelias shelter. Although
the comparison is valid, the terminology is not. Along with many fiat
endscrapers manufactured on blades, the more recent assemblage from
Ucagizli cave (which is still under study) contains large numbers of
retouched and pointed blades (el Wad points). It most closely resembles
what are now called 'Ahmarian' industries such as those from
Antelias, Ksar Akil (stage 2 or 4) and Yabrud shelters 3 (layer 2) and 5
(layer 4) (Schyle 1992; Ziffer 1981). The earlier, initial Upper
Palaeolithic component is present in Loci 2 and 3 at Ucagizli cave but
apparently not in Locus 1, as it was not reported by Minzoni-Deroche and
does not appear to be represented in collections from the earlier
excavations. In Locus 2, the initial Upper Palaeolithic materials come
from layers G through I. The nature of the assemblage from layers E and
F is more ambiguous; the artefacts bear some resemblance to those from
both the overlying and underlying layers, but because available sample
sizes are small, it is impossible to be sure at present whether this
combination of traits reflects physical mixing or an industry that is
truly intermediate.
The site known as Kanal is one of a series of caves and
rockshelters in the soft limestone cliffs above the villages of Magracik
and Cevlik, about 15 km north of the mouth of the Asi river. This area
is the site of Seluccia, an important port city of the classical period.
Many of the natural caves have been transformed into storage and
habitation rooms or have been quarried for limestone, but a number of
them preserve intact Pleistocene sediments. M. Senyurek and E. Bostanci
conducted excavations in several of the Magracik and Cevlik caves during
the late 1950s and 1960s. Three of these, Merdivenli cave (sometimes
called 'First cave'), Tikali ('Plugged') cave and
Kanal yielded Palaeolithic materials. The Kanal site contained both
Upper and Middle Palaeolithic strata. Merdivenli and Tikali caves
yielded mainly Middle Palaeolithic - described as Levalloiso-Mousterian
- although a thin Upper Palaeolithic layer was reported at Merdivenli.
Results from Senyurek and Bostanci's excavations have been
summarized in a series of publications (Bostanci 1968; Senyurek 1959;
Senyurek & Bostanci 1958a; 1958b), but the industries have never
been described in detail.
Deposits at the site of Kanal are exposed in the vertical walls of
a deep channel excavated during classical times. The site has been
described as a cave, although if this was originally [TABULAR DATA FOR
TABLE 1 OMITTED] the case most of the roof was long ago removed by
ancient excavations. Contrary to some published descriptions (e.g.
Minzoni-Deroche 1992b; 1993), the deposits at Kanal do not appear to be
in secondary position. Despite disturbance during the classical period,
the deposits appear to have retained at least gross stratigraphic
integrity, as samples from successive levels of the 1967 excavations
reveal very little mixing of the Mousterian and Upper Palaeolithic
components.
Senyurek & Bostanci (1958a; 1958b) described the Upper
Palaeolithic of Kanal as early 'Aurignacian', but this is an
outdated terminology. Although these investigators were aware of the
so-called 'Emiran' of the Levant, their comparisons were
strictly typological in nature. They noted (correctly) the absence of
Emireh points from sites in the Magracik/Cevlik area, concluding that
this particular stage was missing from the Hatay area. However, as we
have seen from more recent research, the Emireh point is not a very
widespread horizon marker. Technologically, the materials from Kanal do
bear strong resemblance to the initial Upper Palaeolithic of areas
farther south.
Technological and typological aspects of the Ucagizli and Kanal
assemblages
The collections from Ucagizli and Kanal were obtained using rather
different recovery strategies, and the presentation of data from the two
sites reflects these asymmetrical collection biases. During the recent
excavations at Ucagizli all sediments were dry sieved through fine mesh
(c. 2 mm.). The sample from Ucagizli is thus relatively complete, but it
is also small. Senyurek and Bostanci either did not sieve sediments from
their excavations or else they discarded most of the debitage. However,
retouched tools, unmodified blades and Levallois pieces were
systematically collected. The materials from Kanal help to provide a
more complete typological picture of the initial Upper Palaeolithic in
the region.
The majority of artefacts from the coastal Palaeolithic sites in
the Hatay were manufactured from high-quality flint obtained as heavily
rolled pebbles, probably from marine beaches. based on the sizes of
artefacts, the pebbles selected appear to have averaged from 15 to 20 cm
in diameter. Because raw materials were obtained in relatively small
'packages' artefacts tend to be smaller and more
'delicate' than specimens from other eastern Mediterranean
sites of comparable age. A small proportion of artefacts from both
Ucagizli and Kanal preserve white, chalky cortex, showing that they were
obtained directly from a source of flint nodules rather than from
secondary beach deposits.
TABLE 1 summarizes some of the basic technological features of the
IUP assemblages from Ucagizli and Kanal. In terms of the retouched tool
inventory, these are clearly blade-based assemblages. Blades outnumber
flakes as blanks for tools by a ratio of about 2:1, except in the small
sample from Ucagizli layers E and F. As is often the case in the Upper
Palaeolithic, blades and blade fragments make up a significantly smaller
proportion of the debitage, especially the fraction under 25 mm in
maximum dimension. Overall, blades tend to be relatively broad and many
are wider at the base than at the distal end (e.g. [ILLUSTRATION FOR
FIGURES 4 NOS. 4, 6, 7, 16 OMITTED]). Again with the exception of
Ucagizli layers E and F, the largest plurality of blades (both retouched
and unretouched) have faceted platforms. Plain butts are the second most
common variety. Platforms are relatively broad and deep and bulbs of
percussion are well-defined as a rule, indicative of the use of a hard
hammer.
Cores are quite scarce in the Ucagizli sample. Consistent with the
morphology of the blade blanks, however, both of the specimens from the
lower layers (G-I) are single platform blade cores with comparatively
fiat faces of detachment, converging flake scars and faceted striking
platforms ([ILLUSTRATION FOR FIGURE 4 NOS. 5, 9 OMITTED]. A larger
sample of cores is available for the Kanal site. The morphologies of the
Kanal specimens are quite variable, but all are blade/bladelet cores.
Several of the cores from Kanal are flat, like the two specimens from
Ucagizli, but pyramidal, cylindrical and even burin-like specimens are
also present. Roughly 40% of the Kanal cores preserve faceted striking
surfaces. All cores from both sites are relatively small and appear to
have been extensively exploited prior to being abandoned.
The assemblages from both Kanal and Ucagizli are typologically
Upper Palaeolithic (TABLE 2). The most abundant retouched tools are
endscrapers [ILLUSTRATION FOR FIGURE 4, NOS. 1, 8, 10, 13 OMITTED], most
of which are manufactured on relatively fiat blades or flakes. At Kanal,
short, semi-circular endscrapers made on flakes or blade segments
([ILLUSTRATION FOR FIGURE 4 NO. 10 OMITTED] are also common. Carinated and nosed scrapers - markers of the classic Aurignacian - are present at
both sites but are not at all numerous. In the sample from Ucagizli
cave, burins are the second most common artefact class, while at Kanal,
retouched and retouched pointed blades (el Wad points) are second in
abundance to endscrapers. El Wad points are also quite common in the
more recent Upper Palaeolithic assemblages at Ucagizli cave, and their
presence in the Kanal assemblage could indicate physical mixing of more
than one type of Upper Palaeolithic industry. Alternatively, the Kanal
assemblage might indeed be typologically and chronologically
intermediate between the two components at Ucagizli. Relatively rare
artefact forms of special interest in the Kanal assemblages include
three pointed blades with curved backs, reminiscent of Chattelperron
points (e.g. [ILLUSTRATION FOR FIGURE 4 NO. 12 OMITTED]), and one
possible chanfrein ([ILLUSTRATION FOR FIGURE 4 NO. 14 OMITTED]). Typical
Middle Palaeolithic artefact classes, including Levallois points,
sidescrapers, retouched points, notches and denticulates make up a small
proportion of the assemblages from both sites. It is worth noting that
the Levallois points from Kanal are not like the broad, thin points from
the Mousterian deposits in the area, but instead are narrow and
relatively thick (e.g. [ILLUSTRATION FOR FIGURE 4 NO. 15 OMITTED]): they
probably represent unsuccessful attempts to strike blades from cores
such as those illustrated in FIGURE 4.
For a variety of reasons related to both conditions of preservation
and excavation techniques, almost nothing in known about the
archaeofaunas associated with IUP industries in the eastern
Mediterranean. Only a small sample of faunal remains was retained from
the early excavations at Kanal, but a modest sample is available from
the recent excavations at Ucagizli cave, where organic preservation is
extremely good. The large mammal component of the fauna from layers E-I
is dominated by Capra aegagrus(?), Dama sp. and Capreolus capreolus, in
descending order of abundance. This mix of terrestrial species suggests
broken forest conditions and exposed rocky slopes. Analyses of
microfaunal remains will provide a better picture of ecological
conditions. There seems to have been little or no use of marine shell
for food in the earlier, IUP component at Ucagizli, a sharp contrast
with the more recent Upper Palaeolithic layers in which mollusc remains
are abundant. The scarcity of shellfish debris may indicate that the
lower layers formed at a time when global climates were much colder and
drier and the sea coast more distant than at present. While mollusc
species used for food are absent, a few perforated shell beads
(Nassarius gibbosula and Columbella rustica) were recovered from initial
Upper Palaeolithic layers G-I.
Radiometric dates
Two AMS radiocarbon determinations were obtained from layer H of
the test trench in Locus 2 of Ucagizli cave (FIGURE 3, the second layer
from the bottom). The two uncalibrated determinations, 39,400[+ or
-]1200 BP (AA-27994) and 38,900[+ or -]1100 BP (AA-27995), are in close
agreement. No widely accepted calibration of the radiocarbon chronology
exists for the age range in question. However, recent attempts at
calibration-based variations in the strength of the earth's
magnetic field (van Andel 1998) and carbon dating of plant materials
from varved lake sediments (Kitagawa & van der Plicht 1998) suggest
that radiocarbon determinations in the range of the two samples from
Ucagizli underestimate the true ages by approximately 2000 years. Thus,
the actual age of layer H is more likely to be somewhere around 41,000
years.
Discussion
The assemblages from layers G-I at Ucagizli cave and from Kanal fit
well within the general scope of the initial Upper Palaeolithic in the
eastern Mediterranean. The technology of blank production, which
involved the manufacture of blades by hard hammer percussion from cores
with faceted striking platforms, seems to be an especially good
indicator of this phase. Typologically, the assemblages from the two
sites are clearly Upper Palaeolithic. By and large, the distinctive
'index fossils' of other initial UP or
'transitional' assemblages - chanfreins, Emireh and Umm et
Tlel points - are missing from Ucagizli cave and Kanal. There are
several possible explanations for this fact. At Ksar Akil, the
assemblage from layer 21, at the top of Stage 1, is much poorer in
chanfreins than the underlying levels. Thus, the two Hatay sites could
contain relatively recent versions of initial UP industries, an
explanation which is certainly consistent with the AMS dates from layer
H at Ucagizli. Another possibility is simply that no single index fossil
serves to identify this phase or period for the entire eastern
Mediterranean. As discussed above, none of the 'typical' IUP
artefact forms is found in abundance at all sites: instead, each type
seems to be confined to a relatively small region. Perhaps this is
another illustration of the increasing 'regionalization' of
material culture which appears to have begun in the late Mousterian
(Kozlowski 1992; Mellars 1996: 406) and which continued throughout the
Upper Palaeolithic.
The radiometric dates for layer H are within expected range of
dates for the initial Upper Palaeolithic of the Near East, albeit at the
younger end of that range. On the other hand, dates for most other
initial UP sites are less than secure. Age estimates for Stage 1 at Ksar
Akil (layers 25 through 21) were obtained by extrapolation from dated
layers both above and below. Level 1 at Boker Tachtit, dated to 45,000
BP or older, is considered terminal Middle Palaeolithic by the excavator
(Marks 1988:114), so we know only that the overlying Upper Palaeolithic
material is more recent. The sole determination from level 4 at Boker
Tachtit may actually suggest a significantly more recent age than layer
H at Ucagizli cave, but the large standard deviation renders it somewhat
ambiguous.
More problematic is the chronological overlap with dates for the
Ahmarian, which succeeded the initial Upper Palaeolithic in the Near
East. The early Ahmarian of units 3 and 4 at Kebara cave (Bar Yosef et
al. 1996: 303) has provided a number of finite AMS radiocarbon dates in
excess of 42,000 BP. Open-air Ahmarian sites in the Sinai (Abu Noshra
II, Phillips 1994: 173) and in the Negev (Boker A, Marks 1983b: 37) have
yielded dates of c. 38-39,000 BP. There are several possible
explanations for this apparent overlap. It could simply be a matter of
contamination. Due to the acute effects which even a tiny amount of
modern contaminant can have on a sample of 'dead' carbon, some
researchers consider all radiocarbon ages close to or greater than
40,000 years to be minimum estimates. The absence of a widely-accepted
calibration for radiocarbon dates greater than 22,000 years could also
be a contributing factor. At least one recent attempt to calibrate the
radiocarbon curve back to the limits of the technique suggests that,
while all determinations of between 30,000 and 50,000 BP underestimate
true ages, the size of the discrepancy declines sharply for
determinations of greater than 39,000 (van Andel 1998). If this
hypothesis holds up to further scrutiny, then it may simply be the case
that that 14C ages in the range of 39,000 to 45,000 are highly
compressed in terms of actual years. Finally, one cannot rule out the
possibility of a brief period of coexistence between the initial UP and
the early Ahmarian. Although the latter may well have replaced the
former, it is unlikely to have done so simultaneously throughout the
Near East. When applied to the transition from Lower to Middle
Palaeolithic or from Middle to Upper Palaeolithic, improved dating
techniques have shown repeatedly that 'ancestral' forms of
technology persisted in some regions long after the industries which
were to eventually replace them first appeared.
Ucagisli cave and Kanal help to fill in the discontinuous map of
the earliest Upper Palaeolithic cultures in the eastern Mediterranean.
These two sites represent the northernmost occurrence of the Near
Eastern form of IUP industry. As such, they carry us one step closer to
closing the gap in archaeological knowledge about the areas between the
Levant, eastern Europe and north-central Asia, where similar assemblages
have been described. Perhaps the most difficult lacuna to fill will be
Anatolia proper, where non-microlithic Upper Palaeolithic assemblages
are remarkably few (Hours et al. 1973; Otte 1998; Ozdogan 1998). The
importance of an accurate assessment of the chronology and geographic
spread of the first Upper Palaeolithic cultures cannot be
underestimated. Such data are crucial to understanding whether
distinctive
initial Upper Palaeolithic industries are essentially local
developments, or whether they represent evolutionary processes occurring
more-or-less synchronously at a much larger geographic scale.
Acknowledgements. We must express our gratitude to the director and
staff of the Antakya Museum, our partners in the exploratory excavations
at Ucagizli cave. Ayla Sevim, Cesur Pehleven, Ismail Ozer and Mehmet
Sagir were instrumental in successful completion of the fieldwork.
Artefact illustrations in FIGURE 4 are the work of Kristopher Kerry. The
office of the Vice President for Research at the University of Arizona provided funding for the fieldwork.
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