Agency, art and altered consciousness: a motif in French (Quercy) Upper Paleolithic parietal art.
Lewis-Williams, J.D.
Is the meaning of prehistoric art beyond recovery - especially the
meaning of early art in deep caves, a remote and strange location which
itself suggests some out-of-the-ordinary purpose? David Lewis-Williams has been extending his explorations of meaning in later southern African
rock-art to the famous enigma of the European Palaeolithic, here in the
particulars of a single distinctive motif.
Eight years ago Johnson (1989: 190) made a sobering point: 'The
individual has been triumphantly reinstated at the centre of the stage
in theory, but quietly relegated to the wings, or written out of the
script altogether, in practice.' Since then, the situation has not
changed radically, at least in the publication of persuasive case
studies (but see, for example, De Marrais et al. 1996; Joyce &
Winter 1996; Mithen 1996).
In response to the lacuna that Johnson identifies, I lead my argument
to a rock-art(1) motif that is known in Upper Palaeolithic art research
as 'the wounded man' or 'the vanquished man'. After
briefly situating the present study in the development of rock-art
research, I explore the notion of agency in five cumulative sections.
First, I discuss, in a preliminary way, the role that altered states of
consciousness can play in the construction of selfhood. Secondly, I
describe some clinically and ethnographically reported somatic hallucinations. I then draw on these reports in a specific case-study,
the San. I show that certain somatic hallucinations were construed and
manipulated in different ways by shamanic San rock painters. Next,
drawing on principles and material adumbrated in my first, second and
third sections I examine formal aspects of the 'wounded man'
figures. Finally, I essay an explanation of these Upper Palaeolithic
images that takes cognizance of human agency and the construction of
selfhood.
The role of agency in rock-art research
The study of Franco-Cantabrian Upper Palaeolithic art has, at
different times, placed markedly different emphases on the role of human
individuality. Soon after the high antiquity of the art was established,
the images were seen as the artistic products of artists: art pour
l'art, as an explanation for the making of images, emphasized the
activities and volitions of talented Upper Palaeolithic individuals who
responded to innate compulsions to express themselves. This first phase
of explanation did not last. Before long ethnographic analogies led to
the proposal of hunting and reproductive magic as a more plausible
explanation. In this understanding of the art, influentially advocated
by the Abbe Henri Breuil, individuals were believed to have made the
images in order to sustain the material basis of life.
Individualism was eclipsed with the advent of Annette
Laming-Emperaire's (1962) and Andre Leroi-Gourhan's (1968)
structuralism. These writers postulated a 'mythogram', or
conceptual template, that persisted throughout the Upper Palaeolithic
and that informed the subject matter and the placing of images within
the caves. This mythogram derived from the supposed universal binary pattern of human thinking proposed by Claude Levi-Strauss. Levi-Strauss
(e.g. 1963) argued that myths think themselves through the minds of
people; for Laming-Emperaire and Leroi-Gourhan, it was the (comparably
binary) mythogram that thought itself through the minds of people into
the art. Although the association has not, to my knowledge, been
explored, Laming-Emperaire's and Leroi-Gourhan's structuralism
marched well, at least in one respect, with the adaptationist and
processual archaeological approaches of the time. On the one hand, human
volition and art were seen to be the products of a supra-human
mythogram; on the other, human life was similarly reduced to the product
of inexorable economic and ecological laws. In both cases, human agency
was thought to be of little consequence.
At the beginning of the 1980s, a growing interest in what became
known as cognitive archaeology (Renfrew 1982) proved congenial to
renewed archaeological concern with agency (e.g. Hodder 1982; Shanks
& Tilley 1987). In the new interpretations of the past,
adaptationist and 'vulgar Marxist' theories began to give way
- at least for some writers - to Pierre Bordieu's theory of
practice and Anthony Giddens's related structuration theory
(Bordieu 1977; Giddens 1984). Central to the work of both Giddens and
Bordieu is the resolution of the dichotomy between the individual and
'society'. Bordieu and Giddens argue that individuals are not
pawns moved across an ecological chequerboard by transcendent forces.
Rather, at least some individuals know a great deal about the workings
of society and are able to manipulate the rules and resources of
society; but at the same time individuals are not completely free agents
capable of doing exactly as they desire. Their actions are both enabled
and constrained by the rules and resources that they manipulate. Despite
these theoretical innovations in archaeology, the role of agency and the
complex interplay between constraint and enablement in the making and
purpose of Upper Palaeolithic art has not been much explored (but see
Bender 1989; Hayden 1990; Lewis-Williams & Dowson 1993).
The trajectory of research on southern African San rock-art has in
some ways paralleled that of West European Upper Palaeolithic research,
but in other ways it has diverged markedly. During the first six decades
of the 20th century various forms of art-for-art's sake and
sympathetic magic were imported from western Europe, partly as a result
of Breuil's visits to southern Africa. Although there was a
tentative attempt in the early 1970s, the heady days of structuralism,
to challenge the art pour l'art explanation by the detection of
binary oppositions in San rock-art (Lewis-Williams 1972: 634),
Laming-Emperaire's and Leroi-Gourhan's mythographic
interpretation did not take hold in southern Africa.
The major divergence from the course of west European research,
however, came in the late 1960s and early 1970s when workers began to
heed 19th- and 20th-century San ethnography. The multiple and
empirically verifiable fit between this ethnography and specific
features of San rock-art opened up hitherto unrecognized avenues of
interpretation that, because of an absence of ethnography directly and
historically relevant to Upper Palaeolithic art, were not possible in
western Europe. Soon a new explanation began to gain ground in southern
Africa: it was argued that San rock-art was, in large measure though not
exclusively, associated with shamanic rituals, symbols, notions of
supernatural power and spiritual experiences (e.g. Lewis-Williams 1980;
1981; 1990a; Lewis-Williams & Dowson 1989; on the use of
'shaman' in the southern African context see Lewis-Williams
1992). Following up this interpretation, Dowson (1994) has explored the
role of agency in the production of specific classes of shamanic images.
Drawing on historical and ethnographic reports, as well as on the images
themselves, he argues that the comparatively egalitarian status of San
shamans was challenged by 'shamanic consortia', small groups
of shamans who banded together to extend their influence, and also by
'pre-eminent shamans' who exploited their religious functions
in order to acquire political power.
Recently, a broadly conceived shamanic explanation has been argued
for West European parietal art on the basis of principles developed
during the course of the southern African work: on both continents, so
the argument runs, the making of rock-art was largely, but not
exclusively, associated with institutionalized, ritualized altered
states of consciousness, a central feature of shamanism.(2)
It is not my purpose here to rehearse the arguments in favour of this
explanation or to explicate the principles on which those arguments are
based; they have been set forth elsewhere.(3) Suffice it to say that,
although this particular methodological thrust was initially developed
in southern Africa, the argument does not consist in a simple analogy
between the San and the people of the West European Upper Palaeolithic.
Rather, the argument points to the similar (but not identical) ways in
which human neurological universals of altered states of consciousness
are manifested in different historical circumstances. Drawing on these
universals, the shamanic interpretation provides a parsimonious explanation for a constellation of puzzling features of Upper
Palaeolithic parietal art; these include: therianthropic figures (a
common component of hallucinations); the placing of many images deep
underground (sensory deprivation induces altered states); the varied and
intimate relationships between images and subterranean surfaces
(surfaces were a permeable 'membrane' between those who
ventured into the caves and spirit animals in a subterranean realm); the
various ways in which the walls of subterranean chambers and passages
were touched and otherwise treated (in the establishment of diverse
interactions with the spirit world); the ways in which parts of caves
were differentially exploited (in the course of various shamanic
rituals); and the co-occurrence of representational images and geometric
'signs' (two kinds of hallucination).
Altered states of consciousness and the construction of selfhood
Altered states of consciousness can, of course, be understood only in
relation to some sort of 'normal' consciousness. It is this
dynamic and complex relationship that opens up discussion of agency in
the Upper Palaeolithic. 'Consciousness' is a notoriously
difficult concept to define (Edelman 1994: 111ff); everyone thinks that
they know what the word means - until they try to articulate its
meaning. Michel Foucault (1965) recognized the social nature of
definition when he argued that the 'normal' self, the
'normal' consciousness, is constituted by the various ways in
which communities define and treat altered consciousness and madness. If
there is at least one assumption about the Upper Palaeolithic that we
can make confidently, it is that 'altered' consciousness and
'madness' were defined and accommodated differently from the
ways in which they are defined and accommodated in late 20th-century
Western society. The construction of Upper Palaeolithic
'selves', and hence the foundation of human agency,
consequently proceeded along routes that were peculiar to that time and
that no doubt changed during the course of the 20,000-year period.
All communities are obliged to formulate definitions of
consciousness, various kinds of altered consciousness and madness,
whether explicitly or implicitly, for these mental conditions are
inescapably part of being human. At the same time, those definitions are
always a site of contestation. The resources on which Upper Palaeolithic
individuals drew in the construction and transformation of acceptable
and powerful social identities therefore doubtless included definitions
of various kinds of consciousness. As in many societies and subcultures
today, altered, or ecstatic, states of consciousness were a
manipulatable resource. Indeed, any account of the past that omits
consideration of altered states of consciousness is likely to be
incomplete (cf. Sherratt 1991: 52). The hostility of some researchers to
discussion of altered states is obscurantist.
The construction of Upper Palaeolithic 'selves' and
associated human agency can be examined within the framework of
shamanism and the various ways in which altered states of consciousness
can be defined because the human nervous system and some of its
experiential products are common to all people: all human beings have
the potential to experience similarly structured visual, somatic, aural,
olfactory and gustatory hallucinations. The neuronal structure of the
brain informs
1 the progression of mental imagery from 'light' to
'deep' altered states (though progression through each and
every stage is not ineluctable);
2 the forms of pulsating, iridescent geometric imagery (known as
phosphenes, form constants or entoptic phenomena) experienced
principally in the first stage of altered consciousness and that persist
into subsequent stages;
3 entry into a vortex, or tunnel; and
4 the nature of 'deep' state experiences, such as the
blending of forms (e.g. human and animal), synaesthesia (confusion of
the senses), a sense of dissociation from one's body, and, above
all, the sense of being in another realm that has its own rules of order
and causality and that is therefore very different from the material
world (for a summary see Lewis-Williams & Dowson 1988).
These neurologically generated commonalities account, in large
measure, for the striking and often surprising similarities of shamanism
worldwide. Further shamanic commonalities are generated by the setting
of shamanism in foraging societies that depend on the hunting of
animals, the avoidance of dangerous predators, appropriate weather
conditions for hunting and the growth of plants (in some regions other
factors, such as seasonal salmon runs, may be included here), and
various forms of social cooperation and social networks.
By contrast, much of the content of shamanic beliefs, visions and
experiences is culture-specific and therefore varies from society to
society. Dealing with universals and specifics, Well (1986: 29; see also
Siegel 1985: 248) emphasizes the importance of 'set'
(individual expectations and personality) and 'setting' (the
physical and social environment) in determining how an altered state of
consciousness is experienced. Shamanic experience is generated by an
interplay between neurological universals and cultural and personal
realisations of those givens.
Shamanism is a complex, not monolithic, category. Within any given
instance of shamanism, shamans experience different kinds of
hallucinations, perform various 'supernatural' tasks,
participate in a range of rituals and engage in diverse power struggles.
From this uncontroversial proposition there flows an important yet
largely overlooked observation. For the human agent, both the universal
and the cultural components of altered states of consciousness have the
potential to become, in Giddens' terms, a resource capable of
manipulation for personal and group ends. In some shamanic societies the
making of art that is associated with and that in some ways defines
altered states is one of the most important resources available to human
agents (Lewis-Williams & Dowson 1989; Dowson 1989; Dowson 1994;
Solomon 1994). As is now widely accepted, material culture, taken to
include art, does not merely reflect culture and society; in the hands
of human agents, it also constitutes culture and society (e.g. Miller
1987; Shanks & Tilley 1987:122-34; 1992; Conkey 1991). Individual
image-makers - including rock-artists - actually did things and achieved
ends with material culture.
Somatic hallucinations
Up to the present, the neuropsychological contribution to research on
West European Upper Palaeolithic parietal art has concerned only visual
hallucinations and their possible depiction in the art. By contrast,
southern African research has also attended to somatic hallucinations (I
take 'somatic' to include haptic, or tactile, and cenesthetic
hallucinations), such as the sensations of attenuation and polymelia
(having extra limbs or digits) (e.g. Lewis-Williams & Dowson 1989).
Somatic hallucinations may occur in varying ways and to varying degrees,
whether the subjects' altered state is induced by ingestion of
psychotropic substances, sensory deprivation or other extraneous
factors, or by pathological conditions such as temporal lobe epilepsy and schizophrenia (Siegel 1977; Brindley 1973: 593).
Somatic hallucinations occur in various parts of the body. For
instance, schizophrenic patients report alarming stretching of the
scalp; sometimes parts of the scalp seem to be pulled as much as 12
inches beyond the head (Pfeifer 1970: 57). Less dramatic somatic
hallucinations are more common and occur in variously induced altered
states of consciousness. They include tingling, prickling and burning
sensations. Although such sensations may be experienced in various parts
of the body, they seem to be concentrated over the scalp, neck,
shoulders, sternum, the outsides of the arms, hands and feet, stomach
and the front of the upper legs. But there is a problem in determining
these locations because, in general, the sensations are ambiguously
experienced, and subjects sometimes find it difficult to report exactly
where they are located. A schizophrenic invoked this difficulty to
explain differences between her reports and the reports of other
patients (Pfeifer 1970: 58). This potential variety facilitates
individual manipulation and the personalization of experiences.
Subjects, both Western and non-Western, seem to refer to somatic
hallucinations less frequently than to visual hallucinations. In their
very nature, visual hallucinations are more striking than hallucinations
that are experienced in the other senses and that, in any event, often
seem to be subsumed under and informed by visual hallucinations, as the
examples I give below show. Consequently, neuropsychological research
seems to have concentrated on the forms and progression of visual
hallucinations at the expense of other kinds.
The ratio between visual hallucinations and hallucinations in other
sensory modalities may, in some instances, be affected by the cause of
the altered state of consciousness in which they occur. Lysergic acid
diethylamide (LSD), for example, is said to induce predominantly visual
hallucinations, whereas the pathological condition schizophrenia usually
elicits a greater degree of auditory and somatic hallucinations (Winters
1975: 54). In schizophrenia, tactile hallucinations are rarely reported
independently of auditory or visual hallucinations (Asaad 1980). Like
LSD, psilocybin and peyote induce visual hallucinations minutes after
ingestion, but auditory hallucinations are frequently experienced some
two hours later; other kinds of hallucinations occur only sporadically
(La Barre 1975: 12-13). The issue is further complicated by the
observation that hallucinations experienced in one sensory modality can,
by the process known as synaesthesia, be perceived in terms of another:
for instance, a sensation felt on the skin (somatic) may be perceived as
'blue' (visual) (Kluver 1942: 199; Fischer 1975: 222; La Barre
1975: 10; Emboden 1979: 44; Cytowic 1994).
Attempting to clarify the relationship between visual hallucinations
and somatic hallucinations, Siegel (1978: 313) argues that there is
'an orderly progression of hallucinations from simple snow lights
through geometric forms to tactile sensations'. Some subjects,
however, speak of tactile, or somatic, experiences in earlier stages
than those that Siegel specifies. To clarify this apparent
contradiction, it is useful to distinguish between somatic sensations
and somatic hallucinations. In an early stage of altered consciousness,
subjects may experience sensations of itching and tingling in various
parts of the body. Because subjects do not 'illusion' these
sensations they are known as pseudo-hallucinations. With
pseudo-hallucinations, subjects know that the similes they employ to
describe their sensations are no more than similes. In a deeper state of
altered consciousness subjects lose the ability to discriminate between
veridical and hallucinatory impressions. At this point, they no longer
compare their physical sensations to something else; the sensations are
what the hallucination dictates. Similes become realities.
This progression can be detected in reports by Western subjects.
Harner, for instance, gives a detached, somewhat clinical account of a
physical sensation that he experienced after one cup of the South
American hallucinogen ayahuasca: 'A hyper-excitation is felt in the
body, which produces a pleasant agitation in the epiderm' (Harner
1973b: 156). Siegel, who ingested peyote while on a visit to the Central
American Huichol, gives a more dramatic, but still
'objective', account, even if he does employ a metaphor:
'Another "Ping!" My skin prickled with electricity'
(Siegel 1992: 29). For Westerners, electricity seems to be a ready
metaphor; elsewhere, Siegel (1978: 313) records a subject as saying that
the sensations were like 'electricity running through the
skin'. These subjects are perfectly aware that they are using
similes to describe their sensations. In deeper altered states, such as
chronic cocaine addiction, subjects are less able to distinguish between
reality and somatic hallucinations. One patient tore off his skin and,
looking in the bottom of the wound, believed he was pulling out microbes
with his fingernails and with the point of a pin (Magnon & Saury,
quoted by Siegel 1978: 309-10). The modern Western setting that includes
fear of contracting disease as a result of infection by invisible germs
here led to the patient's attribution of his sharp sensations to
the presence of microbes. In this case, the 'pleasant
agitation' that Harner describes became a terrifying hallucination.
Other subjects report 'the hallucination of small animals moving in
the skin' (Freud, quoted by Siegel 1978: 309). At the same time as
these subjects hallucinate the tingling sensation as small animals or
insects on or under the skin, a condition known as formication (Asaad
1980), they experience zoopsia (visual hallucinations of animals), thus
combining two sensory modalities.
By contrast, in highly charged religious contexts Western subjects
sometimes seem to be ambivalent about whether they are speaking in
similes or not. Their statements are nevertheless clearly informed by
their setting, that is, their supportive emotional circumstances and the
sort of imagery in use in those circumstances. Goodman (1972: 58)
reports that charismatic Christians, delighting in the ecstasy of
heightened religious experience, tell of a 'gentle rain coming down
on neck and shoulders and penetrating the chest'; the sensation
extends down into the legs and the middle of the back. This sort of
language reflects the notion of 'showers of blessing', the
outpourings of divine grace for which they yearn. Although Goodman does
not mention the point, references to divine blessing in the form of rain
are common in the Bible, written as it was in an arid and semi-arid
environment. For instance, Ezekiel (34: 26), with characteristic
eloquence, represents the Lord as saying, 'And I will make them and
the places round about my hill a blessing; and I will cause the shower
to come down in his season; there shall be showers of blessing.'
Clearly, this sort of imagery informs the somatic sensations triggered
by charismatic Christians' altered states of consciousness. But
whether they believe that the 'rain' is real or metaphorical
is not entirely clear; a lack of language sophistication can lead to the
suppression of 'as if' in descriptions of hallucinations
(Sarbin 1967:371). Either way, these somatic experiences are a resource
which individuals manipulate to achieve religious and social prominence.
The Western experiences that I have so far described range from
variously successful attempts to observe one's own reactions
objectively to the overwhelming experiences of pathological conditions.
Non-Western shamans who experience the same universally neurologically
structured somatic hallucinations do not attempt to assess their
experiences objectively. Instead, they construe them in culturally
contingent ways that are often different from Western reports of
'microbes', 'electricity' or 'divine
rain'. For instance, in the 1920s Marius Barbeau recorded the
experience of Isaac Tens, a Gitksan Native American shaman. Tens spoke
of frequently falling spontaneously into a trance and of how, after he
had undergone training, powerful chants forced themselves out of him,
the phenomenon known as glossolalia. Speaking of one of these
experiences, he said, 'The bee-hive's spirit stings my body
... In my vision, I went round in a strange land which cannot be
described. There I saw huge bee-hives, out of which the bees darted and
stung me all over my body' (Barbeau, in Halifax 1980: 189). The
hallucination that developed out of Isaac Tens' somatic sensations
in trance was thus similar to the hallucinations of Westerners who speak
of insects crawling over them. The sharpness of Tens's sensations,
however, together with his zoopsia produced a complex multi-sensory
hallucination of bees stinging him. Tens was able to use this
hallucination to entrench his shamanic status.
For the Jivaro of the Amazon Basin, sharp, pricking sensations lead
to a different hallucination. Jivaro shamans believe that they can keep
magical darts in their stomachs indefinitely and regurgitate them at
will. These darts bear a supernatural potency that can also take the
form of spirit helpers, or tsentsaks, that enable shamans to perform
their tasks (Harner 1973a: 17). The Jivaro notion of mystical darts is
developed in beliefs about pasuks, another kind of spirit helpers who
aid malevolent bewitching-shamans by shooting their own objects into
victims (Harner 1973a: 21-2). While in an altered state of
consciousness, curing-shamans can shoot a tsentsak into an eye of a
threatening pasuk, the eyes being the pasuks' only vulnerable area.
Apart from tsentsaks, there are other supernatural darts that can kill
or injure people; they are called anamuk. They are invisible to people
who are not under the influence of the hallucinogen natema. In complex
hallucinations, a shaman's darts sometimes take the form of animals
that protrude from his skin. The darts also cover a trancing
shaman's body as a protective shield (Harner 1973a: 24). The Miwok
of the Central Sierra Nevada, California, held very similar beliefs.
'Poison doctors', tu yu ku, rubbed various kinds of poison on
a pin-like stick or porcupine quill and then, by magical means, shot or
threw the poisoned dart at a person who may have been as far as 50 miles
away (Bates 1992: 101-2). Amongst the Jivaro and the Miwok, then, the
sharpness of the prickling experienced universally during altered states
of consciousness contributes to beliefs about and hallucinations of
pointed missiles and, recalling the Western subjects' reports,
creatures under and coming out of the skin (formication). Jivaro and
Miwok shamans weave these experiences into accounts of their prowess
and, like Isaac Tens, thus enhance their social positions.
As numerous writers have pointed out, the attainment of extra-human
shamanic power and concomitant social status is frequently situated in
the midst of an ordeal and an encounter with death. Often, it seems, the
more horrific and painful the ordeal, the greater the prestige and power
that accrue to the initiate. Death, suffering, excarnation,
dismemberment, transformation and rebirth are indeed common elements of
shamanic initiation (Eliade 1972). Piercing is frequently a part of that
experiential sequence. A Siberian Tungus shaman, for instance, told how
his shaman ancestors initiated him: 'They pierced him with arrows
until he lost consciousness and fell to the ground; they cut off his
flesh, tore out his bones and counted them; if one had been missing, he
could not have become a shaman' (Eliade 1972: 43). In a comparable
account, Eliade (1972: 43) notes that the souls of a Siberian Buryat
initiate's ancestors 'surround him, torture him, strike him,
cut his body with knives, and so on'. During this initiatory torture, the neophyte 'remains for seven days and nights as if
dead' (Eliade 1972: 44). A Kazak Kirgiz initiate of southern
Siberia spoke of five spirits in heaven who cut him with 40 knives and
pricked him with 40 nails (Eliade 1972: 44).
Halifax (1982) sums up the suffering of the shaman in the title of
her book, Shaman: the wounded healer. For the frontispiece she chose a
photograph of an Inuit greystone, ivory and bone carving of a shaman
harpooning not a seal but himself: he holds a harpoon that goes right
through his body [ILLUSTRATION FOR FIGURE 1 OMITTED]. According to Halifax (1982: 5), this carving of a pierced figure 'captures the
essence of the shaman's submission to a higher order of
knowing'. The carving, I argue, is also an expression of the widely
reported hallucination of piercing and so a visible, tangible guarantee
of the 'higher order of knowing' that sets the shaman apart
from others.
Somatic hallucinations and San rock-art
I now show that the somatic hallucinations that I have described
constitute a resource that San shamans manipulated, and still
manipulate, in a number of ways. I argue that certain San rock paintings
represent some of those manipulations and point to a possible
explanation for the West European 'wounded man' figures.
Today San shamans do not resort to hallucinogens (but see Schultes
1976; Dobkin de Rios 1986); they achieve an altered state of
consciousness through intense rhythmic dancing, audiodriving,
concentration and hyperventilation. They speak in a variety of ways
about the kinds of somatic sensations and hallucinations that are
thereby induced. For instance, Old K"au, a !Kung shaman (n/um
k"a u, owner of supernatural potency), spoke of flies clustering
all over his sides when he was in god's presence. There were, he
said, also mumbas, pythons, bees and locusts: 'When you go there,
they bite you. Yes, they bite you (gestures to his legs) ... Yes, they
bite your legs and bite your body' (Biesele 1980: 57). I argue that
Old K"au was construing his tingling, prickling somatic sensations
and his visual hallucinations of extracorporeal travel and animals and
insects. Only the greatest !Kung shamans actually reach god's
house, and Old K"au was manipulating and developing his
hallucinatory experiences to achieve that status.
Bees, one of the creatures that Old K"au mentioned, are closely
associated with god. Both the 20th-century !Kung and the
19th-century/Xam are recorded as saying that god's wife is
'the mother of the bees' (Marshall 1962: 226, 245; Bleek 1923:
47). God himself likes bees and, if people burn bees when they are
trying to smoke them out of a hive, he will send sickness to them;
Marshall (1962: 245) heard of two men who were said to have died because
they burned bees. God, moreover, can change himself into honey and place
himself in a tree like a honeycomb. If he wants to kill someone, he
attracts that person to the honey; if the person eats the honey, he or
she dies (Marshall 1962: 245). Not surprisingly, 'Honey' is
the name of a medicine, or trance dance, song (Marshall 1962: 249). Such
songs are believed to be imbued with the supernatural potency that
shamans are said to 'own' and that they activate in order to
enter trance. The !Kung of the northern Kalahari like to dance when the
bees are swarming, though not, of course, actually in a swarm (Wilmsen
pers. comm.); they believe that bees are vehicles for potency (Katz
1982: 94).
An association between bees and trance dancing is evident in an
Eastern Cape Province rock painting, part of which is shown in FIGURE 2.
Here bees are depicted by means of small white crosses; in other
paintings they are depicted with red bodies and tiny white wings
[ILLUSTRATION FOR FIGURE 2 OMITTED]. Some of the bees in FIGURE 2 seem
to be issuing from a roughly quadrilateral form that may represent a
hive, or, if !Kung beliefs are taken into account, perhaps god himself.
In addition, a swarm is depicted over the heads of the dancing figures
to the right. Some of these dancers have red lines on their faces that
probably represent the flow of nasal blood that San shamans sometimes
experience in trance (Lewis-Williams 1981: 95-7, 98-9); at the far
right, blood falls from a figure that bends forward and wears the eared
cap that/Xam San informants associated with shamans who were believed to
have the ability to control the movements of game (Bleek 1935: 46; 1936:
144). This dancer reaches out to what is probably a hallucinatory
creature that holds dancing-sticks, bleeds from the nose, has red lines
on its face, erect hair on its back and two trailing
'streamers' (for explanations of these features see
Lewis-Williams 1981; Lewis-Williams & Dowson 1989). None of the bees
is depicted actually on any of the human figures.
By contrast, the complex somatic and visual experience of which Old
K"au spoke - bees stinging (biting) him - is, I argue, depicted in
a small number of rock paintings. One such painting is in the
KwaZulu-Natal Drakensberg. The large panel comprises many depictions,
among which are two swarms of bees that, like those in FIGURE 2, are
represented by small crosses, though in this case the crosses are
painted in red. One of the swarms is associated with dancing figures and
a hallucinatory 'elephant' with toes, a bifurcating trunk and
possibly human hind legs (Lewis-Williams 1983: figure 74). 160
centimetres to the right there are seven elaborately painted human
figures with white crosses on their red legs [ILLUSTRATION FOR FIGURE 3
OMITTED]; they seem to be running in the direction of the swarms. The
crosses on these figures, like those of similar size that are painted in
swarms, probably represent bees, but here the bees are crawling on and
possibly stinging a number of shamans.
In the Eastern Cape Province, a painting shows a similar association
of bees with the human body, but it places this association in a highly
unusual congeries of motifs. At the left there is a standing figure with
18 red crosses painted on its legs; there is also one cross on its body
[ILLUSTRATION FOR FIGURE 4 OMITTED]. the San ethnography and painted
examples that I have cited, these crosses almost certainly again
represent bees crawling on and possibly stinging a shaman's body.
Nearby is a markedly attenuated figure that, in a typical trance dancing
posture, bends forward and holds a stick. Attenuation is a somatic
hallucination that is frequently depicted in San rock-art
(Lewis-Williams & Dewson 1989: 76-7). This figure and the figure
with the crosses are associated with other images that include five
highly unusual depictions of human heads. Four of these heads have white
faces with red lines at the nose; the lines on the head farthest to the
right are the most numerous and most clearly suggest the nasal
haemorrhage of San trance experience. The trance dance itself is
explicitly suggested by the four white figures at the extreme right, one
of which holds two dancing sticks and bends forward in the frequently
painted and ethnographically reported dancing posture. Two antelope are
also depicted. The recumbent one is probably a rhebuck; the standing or
walking one is an eland, the creature most closely associated with
supernatural potency (Lewis-Williams 1981). There is a great deal more
of interest in this remarkable panel. Here I note only the numerous
indicators of San shamanism and hence altered states of consciousness.
The somatic component of those states is represented by the attenuated
figure and by the crosses on the large standing figure.
These paintings of human figures with crosses on their legs and
bodies strongly suggest that a culturally situated understanding of
universally, neurologically structured somatic and visual hallucinations
was expressed in San rock-art. But the differences between these
paintings and between both of them and the dance shown in FIGURE 2 are
highly significant for an understanding of the ways in which somatic
hallucinations can become a resource which shamans can manipulate. In
FIGURE 2, the bees are associated with a large number of dancing
figures, not with an individual or small group of individuals. Moreover,
no one figure stands out in any striking way. The power of the bees
seems to be open to all the dancers. This group is probably what Dowson
(1994) calls a 'communal group'. By contrast, the running
figures in FIGURE 3 suggest that a small group of shamans chose to
identify itself with a particular kind of shamanic hallucination. I know
of no similar paintings in this area, and the unusualness of this kind
of painting suggests that some shamans sought a novel group identity.
Dowson (1994) calls such cooperative groups 'shamanic
consortia'. In yet greater contrast, the panel shown in FIGURE 4
carries the notion of individuality further, first by the depiction of
individual heads and, secondly, by the placement of bees on the legs and
body of a single, large figure. The singularity and prominence of this
figure suggest that an individual shaman appropriated one component of
somatic experience in order to establish his special status (cf. Dowson
1988; 1994).
I now turn to another way in which San shamans understood sharp,
pricking somatic sensations of altered states and in which San artists
exploited those understandings. A !Kung shaman, a man, said (Katz 1982:
46):
In !kia, around your neck and your belly you feel tiny needles and
thorns which prick you. Then your front spine and your back spine are
prickled by these thorns.
!Kung women who enter trance describe a similar experience: they say
that their 'middle feels as if it is full of thorns' (Katz
1982: 165). The pricking of needles and thorns are, I argue, two San
construals of the somatic sensation experienced universally in certain
altered states of consciousness.
As the Jivaro beliefs about supernatural darts show, a hallucination
cognate with pricking thorns readily suggests itself in the setting of
hunting and gathering societies that hunt with bows and arrows, darts
and spears. San shamans describe the shooting of what they call
arrows-of-potency that are small and invisible to ordinary people. Some
of these mystical arrows-of-potency are sent by god or the spirits of
the dead; they cause sickness and death (Bleek 1935: 5, 7). If people
allow the central fire at a trance dance to die down, they say,
'God's arrows will strike us and make our skin painful'
(Katz 1982: 120). It is the shamans' task to remove these arrows
during a medicine dance and to hurl them back at the spirits and
nameless malevolent shamans who lurk beyond the fire light.
Other, benign, arrows-of-potency are shot by an experienced shaman
into a novice's//gebesi ('stomach'; Katz 1982: 168). A
!Kung shaman said, 'You fire them in and fire them in until these
arrows of n/um, which are a lot like long thorns, are sticking out of
your //gebesi.' The informant went on to give a vivid and highly
significant description of how this appears: 'Your abdomen is like
a pin cushion, with arrows sticking out in all directions' (Katz
1982: 214). Even if the peculiarly Western pincushion metaphor was
contributed by Katz, the statement gives a vivid impression of a St
Sebastian-like figure and recalls the other ethnographic reports that I
have cited.
This visual construal of a physical sensation is probably represented
in some San rock paintings. One such painting [ILLUSTRATION FOR FIGURE 5
OMITTED] shows an isolated recumbent person wearing the sort of eared
cap that was associated with shamans who were said to have power over
game (cf. FIGURE 2; Bleek 1935: 45; 1936: 144). The figure is impaled
and surrounded by many short lines that are clearly not
'realistic'. The painting certainly recalls the remark about
feeling like a pincushion. The short lines may represent
arrows-of-sickness or, perhaps, mystical 'thorns', but,
because the figure lacks a painted context, it is difficult to say
whether the 'arrows', if so they be, are carrying sickness or
beneficial potency. (For further examples of 'impaled' figures
in southern African rock-art see Garlake 1987a: figure 67; 1987b; figure
6; 1995; figure 185; Bond 1948.)
Although it is tempting to interpret such paintings as historical
narrative (perhaps a murder), the large number of arrows piercing the
figure, the eared cap, and the nature of southern African rock-art in
general suggest they have to do with spiritual experiences. I argue that
those experiences were associated with the tingling and pricking
sensations that were experienced in certain altered states of
consciousness and that the San themselves describe.
In sum, I argue that San paintings of figures with bees on their
bodies and those apparently pierced by arrows negotiated desired status
by, first, their novelty and, secondly, their factuality. Their novelty
was a challenge to the ordinary run of images; although they drew on
widespread San beliefs about bees, arrows and supernatural potency, they
constituted a contestation of the San iconographic canon. At the same
time, the factuality of the images (Lewis-Williams & Dowson 1990;
Lewis-Williams 1995) consisted in a reification, not just a
'picture' or 'representation', of an unusual
ineffable experience, cultivated, very probably, for social and
political ends. As powerful things-in-themselves (Lewis-Williams 1990a),
these and many other southern African rock-art images were more than
mere statements about personal experiences. As palpable reifications of
those experiences they aspired to incontrovertibility. One cannot argue
with such a reified spiritual experience without challenging the whole
belief and ritual system and thereby undermining one's own status.
We can therefore speak of the experiences of altered states of
consciousness and certain items of material culture - here rockart
images - as a resource. The images had the potential to be instruments
of human agency, not merely reflecting beliefs and society in a vague
and general way but being used by individuals and interest groups to act
upon social and political structures. Ethnographic and historical
studies have shown that shamans do indeed play an active role in social
and political change (e.g. Guenter 1975; Hitchcock 1982; Aldenderfer
1993; Thomas & Humphreys 1996). Here I have identified one of the
ways in which they can achieve their ends.
The 'wounded men' of Upper Palaeolithic art
The empirical neuropsychological, ethnographic and painted evidence
that I have so far adduced lays a firm foundation for a consideration of
the Upper Palaeolithic 'wounded man' figures [ILLUSTRATION FOR
FIGURE 6 OMITTED].
Anthropomorphic images are far less numerous in West European Upper
Palaeolithic parietal art than they are in San art. Leroi-Gourhan (1982:
50) estimated that there are about only 75 anthropomorphic figures in
all Upper Palaeolithic parietal art, a number that would constitute a
very small percentage indeed of the (unknown) total number of images.
Recent discoveries have not materially affected that percentage. By
contrast, quantitative surveys of rock paintings in defined geographical
areas in southern Africa suggest that human figures constitute 50% to 75
% of all representational images in those areas (Maggs 1967; Vinnicombe
1976; Pager 1971; Lewis-Williams 1972; 1974). This striking difference
may seem to count against any argument based on the universality of the
human nervous system; I therefore point out that the apparent
contradition derives from a misleading generalization.
Whilst it is true that there are many depictions of human beings in
southern African rock painting sites (located largely, but not
exclusively, in the more mountainous regions of the subcontinent), most
rock engraving sites (located on the plains of the interior plateau)
have hardly any. In one section of the Vaal and Gariep River basins Fock
& Fock (1989: 143) found that only 5% of the representational
engraved images were anthropomorphic. Yet it has been persuasively
argued that both the engravings and the paintings were associated with
shamanic practices (Deacon 1988; Dowson 1992; Lewis-Williams 1988;
Lewis-Williams & Dowson 1989). A stipulated proportion of human to
animal depictions is not, in fact, a crucial component of the hypothesis
that an art is largely associated with ritualized altered states of
consciousness. The proportion is historically contingent: for whatever
reasons, some communities seem to be principally interested in the
geometric mental imagery of the early stages of altered states of
consciousness, while other groups are more concerned with the iconic
imagery of deep trance - the animals, monsters and spirits of the
'other world'. Then again, some societies focus on animals as
sources of power or as 'helpers', while others emphasize
anthropomorphic depictions of people or spirits.
The Upper Palaeolithic human figures known as 'wounded men'
occur at Cougnac and Pech Merle, two sites in the Quercy district of
France. The images are of human figures with three or more lines
radiating from their bodies (FIGURE 6). Leroi-Gourhan (1982: 54, chart
xxviii) places these 'wounded' figures in a larger category
that he calls 'vanquished man' and in which he includes
depictions of men who appear to have been knocked down by a bear or
bison. Clottes & Courtin (1996: 155-61) call the category
'L'Homme Tue', 'the killed man'. They too
extend the category beyond the Quercy figures and include the recently
discovered figure in Le Grotte Cosquer on the Mediterranean coast (1996:
figure 158), a figure in Sous-Grand-Lac (1996: figure 166; Bahn &
Vertut 1988: 152), and three figures in Le Grotte de Gabillou (1996:
figures 167, 168). All these figures are certainly associated with
lines, one in the case of the supine Cosquer figure, more in the other
depictions, but the lines do not seem to emanate from the bodies of the
figures as clearly as they do in the Quercy examples; nor are the lines
in most cases as numerous. I therefore concentrate on the Quercy
figures; they constitute a clear, unambiguous group.
The sex of the Quercy figures is difficult to establish
unequivocally: with the possible exception of the image shown in FIGURE
6c, which may have a penis, primary sexual characteristics are not
depicted. Yet, if these images are compared with those Upper
Palaeolithic parietal images that are clearly female, such as the
figures on the ceiling at Pech Merle, the 'reclining women' at
La Magdeleine (Leroi-Gourhan 1968: figures 501, 502) or the profile
figure at Les Combarelles (Leroi-Gourhan 1968: figure 514), their
general form seems to be male rather than female. I therefore retain the
current phrase 'wounded man' but add that the sex of the
figures is, in any event, not crucial to my argument.
Meroc & Mazet (1977: 35-7, 70) describe the three examples at
Cougnac. The first, painted in black, is part of a large painted panel.
It appears to be running towards the right and has three lines emerging
from its lower back and buttocks [TABULAR DATA FOR FIGURE 6a OMITTED].
The torso of the figure appears to lean forward slightly, and this
posture gives, at any rate to modern viewers, a sense of movement,
perhaps of fleeing. The head and upper parts of the body are not
depicted. It is placed near to depictions of large-horned deer
(megaceri) and ibexes (Leroi-Gourhan 1968: figure 383). It is, in fact,
placed on the lower chest of a megaceros, the throat and chest-line of
which follows a natural contour of the rock face. The second
'wounded man' figure is part of another panel. It has seven or
eight lines emerging from various parts of its body and has short arms
without hands; no feet are depicted [TABULAR DATA FOR FIGURE 6b
OMITTED]. It bends towards the left and its head seems to be fitted into
the head of a mammoth that, like the magaceros, is partially defined by
the natural contours of the rock. The figure is surrounded by double
applications of paint perhaps made with two fingers (Leroi-Gourhan 1968:
figure 384). Below it, there is another but smaller mammoth that is
partly superimposed on the larger one; to the right is an ibex. The
group of images is painted near the entrance to a low side chamber that
contains painted dots. A third figure, described by Meroc & Mazet
(1977) as the oldest and as being painted in a dark redish colour, is
said to have three lines, two in the breast and one in the back. This
figure is, however, very difficult to make out; certainly, I cannot
decipher it.
A further example is at Pech Merle, some 30 km away [ILLUSTRATION FOR
FIGURE 6c OMITTED]. Painted on a sloping ceiling, it is more erect than
the others, and, like one of the Cougnac figures, it has vestigial arms.
It has nine lines protruding from it, but one of these may represent a
penis. A significant feature of this figure is that one of the so-called
brace signs is painted just above it so that the right-hand
'arm' of the brace touches the back of its head. Given the
ample space available, a connection between the figure and the sign
seems to be intended. At Cougnac there is a panel of such signs. There
may be eight or more of them, but some are now very fragmentary
(Lorblanchet 1984: [ILLUSTRATION FOR FIGURE 8 OMITTED]). This Cougnac
panel is some 35 m from the 'wounded men'. Nevertheless, the
brace signs, like the 'wounded men', clearly suggest some sort
of link between the two sites, and the way that the sign at Pech Merle
touches the back of the 'wounded man's' head in turn
suggests a link between these human figures and brace signs.
The bending-forward posture of one of the Cougnac figures and the
slightly less bent position of another require comment. Leroi-Gourhan
(1982: 53) notes that 'an important number' of all human
figures have the body bent forward 'to around 30-45[degrees]'.
This sort of posture may be occasioned by one of the physiological
effects of some altered states of consciousness. When a San informant
was describing the pricking of 'needles and thorns', he went
on to say, 'Your //gebesi tightens into a balled fist' (Katz
1982: 46). This painful experience causes San trance dancers to bend
forward until their bodies are almost at right angles to their legs
(Marshall 1969: 363-4). Southern African rock paintings often depict
trancers in this position (e.g. Lewis-Williams 1981: figures 19, 20, 23,
28, 32; Lewis-Williams & Dowson 1989: figures 15, 16c, 17, 20, 28,
32a). Similarly, in the 'wounded man' figures, as well as in
other Upper Palaeolithic human figures (e.g. the female figures from
Lalinde (Marshack 1972: figures 181, 182) and the Les Trois Freres
'sorcerer' (Leroi-Gourhan 1968: figure 57)), this posture may
represent a physical response to the prickings and contractions induced
by some altered states of consciousness. This interpretation does not,
of course, derive from a simple ethnographic parallel with the San
(Lewis-Williams 1991a). Rather, it is based on what is a common
physiological response that is governed, at least in part, by the human
nervous system.
Indeed, as is often remarked, there is no directly relevant
ethnography to guide the interpretation of Upper Palaeolithic art, as
there is for San rock-art. Writing of all four examples, Meroc &
Mazet (1977: 36) categorize the depictions with paintings of
'wounded animals' and argue for 'la magie de la
destruction'. One context for this kind of magic and image may,
they go on to argue, have been conflict over territory, the images
having been made and ritually 'pierced' prior to a real fight
between competing communities. Meroc & Mazet, however, doubt this
explanation, arguing that, if it were correct, the makers of the images
would have depicted the heads of the figures as faithfully as possible.
Pointing to the non-human or animal-like faces of three of the figures
and the absence of the fourth's head, they suggest that the
putative magic was more probably related to the exorcism of malicious
demons rather than to the defeat of adversaries. Similarly, Clottes
& Courtin (1996: 160-61) argue that the imprecision and incomplete
nature of the figures was deliberate and may have constituted a
safeguard of some sort. In a comparable explanation, Graziosi (1960:
182) argues for 'magic death practices'. Meroc & Mazet,
Graziosi and, to a lesser extent, Clottes & Courtin, thus argue that
the images were made by individuals to secure economic or personal
survival.
On the other hand, Breuil (1979: 272), in a literal
'reading', suggested that FIGURE 6c depicts a masked man
pierced by 'many arrows, unless he is carrying them'.
Similarly, Leroi-Gourhan (1982: 54) sees the Quercy figures, together
with the other images in his 'vanquished man' group, as the
most 'pictographic' (narrative) in Upper Palaeolithic art, but
he allows that the different aggression themes supposedly expressed by
the images in this category - killed by animals or by human-made
artefacts - could have had different 'mythographic' (symbolic)
messages. He cites Laming-Emperaire's observation that male human
beings most often occur in what appear to be scenes of a tragic
character (Leroi-Gourhan 1968: 130). This is, of course, a Western
'reading' of the images. In his descriptions of all the
'impaled' figures in his 'vanquished man' category,
Leroi-Gourhan takes as unproblematic the interpretation that they are,
literally, pierced by spears. Clottes & Courtin (1996: 160-61), too,
argue that the most plausible explanation is that the lines represent
spears of some sort. They conclude that the supine figure in La Grotte
Cosquer that is traversed by a single horizontal line indisputably
depicts a slain man (1996: figure 158). For Clottes & Courtin, this
conclusion lends support to the view that the Quercy figures also
represent people struck by projectiles of some sort.
Smith (1992) has formulated an alternative explanation. He argues
that the multiple lines represent 'life forces' that link
shamans to animals. 'Life forces', a generalization that Smith
draws from his survey of shamanism worldwide, is an explanation that has
some merit, but, by itself, it seems too vague a concept to provide a
firm basis for an explanation of the 'wounded man' figures.
The empirically established experiences generated by the human nervous
system in altered states that I have described hold out the hope of more
precision and may provide, though in a different way, support for
Smith's suggestion that the lines do not represent spears.
An ethnographic example illustrates this point. When San trancers
experience a tingling sensation in the top of the head, they ascribe it
to the soul, or spirit, leaving on extracorporeal travel (they explain
trance by spirit loss, not by spirit possession). Some San
shaman-artists depicted this experience by drawing long lines emanating
from the heads of trancing figures (Vinnicombe 1976: figures 109, 152,
247; Lewis-Williams 1981: figures 31, 38; Lewis-Williams & Dowson
1989: figures 22, 32a, 32b, 33b, 65b). Similarly, Upper Palaeolithic
shamans may have construed the pricking sensations felt in various parts
of the body not as being caused by sharp lances but by some sort of
potency or spirit entering or leaving the body; they may then have
depicted such a concept by the lines emanating from the Cougnac and Pech
Merle figures. But, as Clottes & Courtin (1996: 160) point out in
their argument against Smith's explanation, the 'wounded
man' figures irresistibly call to (our Western) mind a person
struck by projectiles, especially in the case of the apparently fleeing
figure in Cougnac [ILLUSTRATION FOR FIGURE 6 OMITTED].
There is at any rate one point on which writers agree: the
'wounded man' figures are not easily interpreted. Clottes
& Courtin (1996: 161) believe that, without some extraordinary
discovery, it will be impossible to achieve certainty, and Leroi-Gourhan
(1982: 54) concludes that the figures pose 'serious problems that
we are not yet capable of resolving except through hypotheses which have
little foundation.' I leave aside inappropriate notions of proof or
certainty; as with most archaeological explanations we shall have to
relinquish a desire for absolute proof (whatever that may consist in)
and content ourselves with degrees of confidence as constituted by
evidence, logic, internal consistency, analogies with strong relations
of relevance, and so forth. I argue that a hypothesis derived from the
ideas and data that I have developed in previous sections of this paper
moves from a well-attested foundation towards a persuasive resolution of
at least some of the problems posed by the 'wounded man'
figures.
First, the 'pictographic', or 'realistic', nature
of the images must be questioned. The partial representation of the
human body in all the examples, the possibly zoomorphic aspect of the
heads of two of the examples and, especially, the large number of
'lances' in the figures are features that suggest that the
Quercy paintings are not literal depictions of real, violent events. At
the same time, it should be noted that concepts of 'realism'
and 'non-realism' are culturally situated and not universal.
They may be handy labels if loosely applied, but they probably obscure
other and more complex notions of what may constitute
'reality'. A rigid distinction along the lines of Western
concepts of what is real and what is not seems unlikely to have obtained
in the Upper Palaeolithic.
Secondly, as the clinical and ethnographic examples that I have given
show, Upper Palaeolithic people's understanding of somatic
sensations and hallucinations would have been as much controlled by
their set and setting as are Westerners' or the San's. Yet,
the fact that Upper Palaeolithic people were hunter-gatherers suggests
that there may have been similarities between the ways in which shamans
of that time and San, Gitksan, Jivaro and Miwok shamans interpret their
somatic sensations and hallucinations.
Indeed, the two informing factors that I have emphasized - the
universality of the human nervous system and the shamanic
hunter-gatherer setting - suggest that the artists who painted the
Cougnac and Pech Merle figures may have experienced the pricking
sensations of trance and have hallucinated them as multiple stabbings
with sharp pointed lances. So whilst the radiating lines may represent
spears, they are not 'literal' spears, and the images do not
depict violent incidents. Rather, they represent spiritual experiences.
The possible ritual setting of those experiences is the next question to
be addressed.
As I have shown, beliefs in missiles of some sort that carry potency
and pierce a shaman are a widespread concomitant of one of the physical
experiences of some trance states. Moreover, a context in which piercing
is commonly reported is shamanic initiation. Shamans must suffer before
they can heal, die before they can bring life to their people. The
ethnographic examples of initiatory piercing that I cited and indeed the
title of Halifax's survey of shamanism worldwide, Shamanism: the
wounded healer (1982), inevitably recall the Upper Palneolithic images
of what seem to be people pierced by spears. The 'wounded man'
figures may, I argue, represent a form of shamanic suffering and
initiation that was closely associated with somatic hallucinations.
This interpretation can be extended by a consideration of the
locations sometimes chosen for shamanic initiations. In central
Australia, an aspirant Aranda 'medicine man' goes to the mouth
of a cave where he 'fails asleep'; spirits then throw
invisible lances at him, piercing his neck and cutting off his head
(Eliade 1972: 46). Similarly, a Smith Sound Inuit initiate must go to a
cliff containing caves: 'If he is predestined to become a shaman,
he will enter a cave ... As soon as he has entered the cave, it closes
behind him and does not open again until some time later' (Eliade
1972: 51). A particularly vivid North American account of subterranean
shamanic initiation combines visual and auditory hallucinations. A
50-year-old Paviotso man wishing to become a shaman entered a cave and
prayed. He tried to sleep but was prevented by strange noises - the
grunts and howls of bears, mountain lions and deer. When he finally did
fall asleep, he saw a healing ceremony. Then the rock split open and a
'man appeared in the crack. He was tall and thin. He had the tail
feather of an eagle in his hand.' He taught the initiate how to
cure (Eliade 1972: 101). The wall of the cave was but a thin membrane
between the initiate and the spirits, both animal and human, of the
underworld (cf. Lewis-Williams 1995; Clottes & Lewis-Williams 1996).
In citing these and numerous other ethnographic instances of shamanic
initiation, Eliade (1972: 50-53) emphasizes the importance of caves and
the fact that the 'death' of an initiate often involves a
descent to the lowest realm of the shamanic cosmos.
These and other instances of piercing and entry into caves add a
further dimension to the explanation that I propose: the 'wounded
men' of Upper Palneolithic Quercy art may, together with other
images, have been associated with chthonic shamanic initiation (cf.
Pfeiffer 1982; Hayden 1990). The neuropsychological and ethnographic
evidence that I have adduced strongly suggests that, in these
subterranean images, we have an ancient and unusually explicit
expression of a complex shamanic experience that is informed by altered
states of consciousness: that experience comprised isolation and sensory
deprivation by entrance into an underground realm, 'death' by
a painful ordeal of hallucinatory multiple piercing, and emergence from
those dark regions of an inspired, re-born shaman. Ritualized altered
states of consciousness and these images were thus intimately associated
with the construction of social personoe. We are now in a position to
consider the role of human agency in the making of the 'wounded
man' Upper Palneolithic images.
Art and agency
First, we must note that the group of figures that I have defined was
made in a restricted geographical area and, probably, within a
comparatively restricted period (Clottes & Courtin 1996: 159). Their
existence therefore points to a historically situated event or complex
of events.
Something of the nature of those events is suggested by the placing
of the novel 'wounded man' images in the
'traditional' shamanic Upper Palneolithic contexts of
subterranean chambers and painted panels comprising depictions of
animals and 'signs'. These two contexts, topographic and
iconographic, suggest that the 'wounded man' images were
associated with a social and cognitive movement situated within and
accepting (at least in part) of existing cosmology. As I have argued,
all novelty is a form of contestation. But, like the making of the
southern African paintings that I described, the making of the
'wounded man' figures was probably not, despite their
originality, an attempt to challenge the entire cosmology. Rather, it
was probably an attempt to manipulate the resources of existing
cosmological, social, religious and iconographic frameworks so that the
novel images and what they represented would be acceptable to at least
some people. Cosmological, social, religious and iconographic frameworks
are not immutable givens. They are reproduced through complex processes
and forms of representations and are therefore always open to
negotiation.
It is not clear if the contestation implied by the 'wounded
man' figures came from emergent individuals or from interest groups
in some ways similar to Dowson's (1994) 'shamanic
consortia'. The notion of an individual is complex and always
historically and culturally situated (for a range of ideas on this point
see Carrithers et al. 1985). Without exploring the philosophical
implications of the notion of personhood, we can draw a distinction
between large, complex paintings that must have been communally produced
(such as the well-known ones in the Rotunda and elsewhere in Lascaux)
and those simpler images that were probably made by individuals (such as
the images in the Cabinet de Felines, Lascaux: Leroi-Gourhan &
Allain 1979: figures 314-50). Communally produced art in large chambers
was probably associated with group rituals, while smaller and more
remote images may have been made by individual initiates or vision
questers (cf. Bender 1989; Hayden 1987; Lewis-Williams & Dowson
1993). The making of personal images was probably associated with
rituals that were different from those that attended the making of
communal images (Lewis-Williams 1994; 1995). Although all Upper
Palaeolithic individuals probably had to have some following in order to
get to the point of making images in the subterranean chambers, it seems
likely that self-differentiating individuals played a key role in the
making of the novel 'wounded man' images. Indeed, entry into
the caves, as well as the preparation of paint and the making of images,
was probably part of a series of interrelated, socially differentiating
ritualized contexts (Lewis-Williams 1995).
Individuality that was opposed to a dominant social and religious
order is suggested by the fact that the images are not of
'otherness' - animals, animals as sources of power, visionary
animal-helpers and so forth. On the contrary, I argue that the
'wounded man' images are probably highly manipulated
representations of the subjects themselves. In these self-images, the
subject is foregrounded. The distinctive 'wounded man' images
were therefore probably an answer or challenge to the general paucity of
human figures in Upper Palaeolithic parietal art. What that paucity
meant is a difficult question. The hegemony of animals in the
(representational) symbolling systems of the time may have tended to
place the source of supernatural and, in all probability, political
power outside of the human sphere. In these depictions of (albeit
transformed) human beings, we may have evidence for a particular,
historically situated challenge to the locus and control of supernatural
and political power: some people were wishing to become a visible part
of the interrelated symbolling and power systems but in a new way, and
this desire meant that new representations had to be fashioned out of
the existing and potentially divisive religious experiences.
Conclusion
In mounting challenges to the status quo individuals adopt roles that
are different from their familial and economic roles. In seeking
initiation as a shaman, an initiate hopes to don a new persona that has
specific social advantages. Drawing on the dramaturgical origins of
'persona', Hollis (1985: 222) discusses the difficulty of
separating out the 'fusion of man and mask': self and role
become intertwined. I argue that this fusion is particularly closely
achieved when the act of adopting a new persona involves altered states
of consciousness, because those states are situated within an individual
and inevitably transform an individual's conception of him- or
herself: role becomes reality in the same way that simile can become
metaphor, and metaphor can become 'reality'.
Fusion and transformation are unusually clear in the 'wounded
man' figures. In one powerful image they represent person and role,
a new kind of shamanic role made possible by a conscious, deliberate
decision to highlight a distinctive and, at that time, unrepresented component of altered states - piercing somatic hallucinations. The
individuals who made the images were, I argue, manipulating a resource
(altered states of consciousness) to advance their own religious, social
and political positions. They were presenting their religious
experiences as related to, yet different from, the experiences of
others; probably, they were emphasizing their personal suffering as a
superior road to advancement. The contestation of the Upper Palaeolithic
iconographic canon that the images constituted is therefore an example
of how material culture can, in the hands of human agents, play an
active, formative role.
Acknowledgements. I am especially grateful to numerous people who
made it possible for me to visit Upper Palaeolithic caves in France in
1972, 1989, 1990 and 1995 and with whom I had useful discussions: they
include Norbert Aujoulat, Paul Bahn, Robert and Eric Begouen, Brigette
Delluc, Jean Gaussen, Yanik Le Guillou, Andre LeroiGourhan, Michel
Lorblanchet, Jaques Omnes, Aleth Plenier, Jean-Philippe Rigaud, Yoan
Runeau, Dominique Sacchi, Georges Simonnet, Denis Vialou, Luc Wahl and,
especially, Jean Clottes. Parts of this paper were presented at a
seminar in the McDonald Institute, University of Cambridge, in April
1996. The illustrations were prepared by Anne Holliday [ILLUSTRATION FOR
FIGURES 3 & 5 OMITTED] and Rory McLean; FIGURES 2, 3 & 5 are
based on Thomas Dawson's and Paul den Hoed's fieldwork. I am
grateful to colleagues who commented on drafts: Geoff Blundell, Anne
Holliday, Ben Smith and Rory McLean. The Rock Art Centre is funded by
the Centre for Science Development (Human Sciences Research Council) and
the University of the Witwatersrand. Neither institution is responsible
for the views herein expressed.
1 Some writers (e.g. Conkey 1991) try to avoid the word
'art'; with good reason, they prefer phrases such as
'image-making'. I retain the handy monosyllable
'art', but I do not imply that Upper Palaeolithic image-making
resembled 20th-century Western art in its functions and social roles.
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