Environment and Ethnicity in the Middle East.
Wilkinson, T.J.
This ambitious book draws on a wide range of archaeological,
geographical and linguistic data to trace cultures and language groups
back to the Palaeolithic, a task that would daunt most scholars. Before
tackling the text, however, it is necessary to give some details on its
background. Pavel Dolukhanov was based for many years in the Institute
of Archaeology, Leningrad/St Petersburg, where, according to his candid
introduction, his manuscripts were frequently ignored or passed over for
publication. However, contacts with certain western scholars led to a
number of publications on the archaeology or environment of Europe and
Central Asia. These include significant contributions on, for example,
the ecological prerequisites for early farming in central Asia
(Dolukhanov 1981), as well as a study (Dolukhanov 1986) that anticipated
some aspects of Indo-European linguistics outlined in Renfrew's
Archaeology and language (1987). Originally a geomorphologist and
quaternary geologist, Dolukhanov has considerable archaeological field
experience, first in European Russia, and later in the Caucasus and
central Asia. That he has no first-hand experience or knowledge of the
Middle East clearly shows, however, from this volume.
The geographical range of this book encompasses the eastern
Mediterranean, Arabia, Mesopotamia, the Caucasus and Iran as well as
southern ex-Soviet central Asia. Intellectually, Dolukhanov attempts to
integrate a wide range of archaeological, environmental and linguistic
data to trace cultures to inferred linguistic predecessors as far back
as the late Palaeolithic. Following a first chapter devoted to matters
of cultural theory, linguistics and archaeological theory, chapter 2
summarizes the ecological and ethnic setting. Although based on a number
of standard references, this chapter provides some misleading
stereotypes of the Middle East. For example, the statement that
'The Arabian peninsula is almost devoid of trees' (p. 47),
although true of large parts of the area today, is not true of, for
example, parts of Yemen, Oman and the 'Asir region of Saudi Arabia.
In many places these are well vegetated today, and were almost certainly
more wooded in the past. More misleading is the statement that the
annual average rainfall of Iran never exceeds 100 mm, except for the
southern Caspian plain which receives 'about 200 mm'. In fact,
significant areas of the Iranian plateau receive more than 200 mm of
rainfall, and mean annual rainfall at Rasht (listed in one of his cited
references) is 1355 mm per year, For a book that claims to be treating
'environment and ethnicity' these errors are serious because
both the rainfall and the vegetation must have been significant factors
influencing the development of settlement. Even more relevant,
vegetation changes through time are vital to a correct reading of
linguist proto-lexica, which form a key part of his approach to tracing
linguistic histories.
There then follow four chapters examining the development of material
culture, environment and linguistics chronologically from 'Initial
settlement' (chapter 3), through 'The Neolithic
revolution' (chapter 4), 'Prehistoric farmers and their
neighbours' (Chapter 5) to the 'Dawn of civilization'
(chapter 6). These chapters provide a wide range of basic data, but are
weakened by numerous errors. These include two mislabelled figures (6.4
and 6.5, both taken from Charles Redman's Rise of civilization
(1978)). The first implies that the illustrated figurines are Libaid
(they are both Ubaid and Uruk), and the second asserts that the page of
pottery is entirely Libaid (they are in fact Ubaid, Uruk and Jemdet Nasr
in date). Such mistakes are supplemented by a quite remarkable array of
typographical errors which should, at least, have been picked up by the
editors. The fact that they were not indicates serious problems in the
editorial process in this 'Worldwide Archaeology Series'. Page
154 should perhaps even find its way into the Guinness Book of
Typographical Errors, for not only are there three spellings of one site
- aceramic Neolithic Maghzaliyah (namely Magzaliya, Marzaliya and
Mazgaliya) - but Nemrik inexplicably is referred to as Kikruk. On the
same page, amongst other errors, Asia Minor becomes Minor Asian and more
appealing, Bouqras appears as the quasi-erotic Bourqasm, In chapter 5,
among many other slips, the first appearance of 'Halafan'
should be Hassuna. In chapter 6, devoted to the Dawn of Civilization,
the author inserts an extended treatment of the Palaeolithic and
Mesolithic of the Pontic lowlands (pp. 338-9), a topic more appropriate
to an earlier chapter. On p. 364, the assertion that Washukkanni the
Mitannian capital, has actually been excavated to yield over 5000 texts,
rather than simply being known from cuneiform texts, is at best
misleading. Elsewhere the text is marred by occasional scruffy figures
or maps, such as the over-reduced figure 5.26, which originally appeared
at a readable scale in Kohl 1984 (map 9). Although supplied with
numerous bibliographic citations, many of the more stimulating or
controversial ideas seems to rest upon unsupported statements such as:
early human populations had a 'system of communication which
included a limited number of mutually comprehensive [sic; should read
comprehensible?] signals [which] was largely the same throughout the
early human world' (p. 386).
In the conclusion, two Upper Palaeolithic provinces are proposed: a
'periglacial zone' within central and eastern Europe south of
the PleistOcene ice sheets, which are identified with the
'pre-Uralic' (i.e. pre-Finno-Ugaric) languages, and second, a
Mediterranean zone extending through to the Caucasus, which contain
populations originally using Basque/Caucasian languages (p. 389). On p.
390 he then adds that in the Upper Palaeolithic, long-distance contacts
spanning the entire Mediterranean province were carried out within the
large linguistic area, all the inhabitants of which spoke mutually
comprehensible dialects. Accepting Renfrew's model that the spread
of the farming economy was associated with the spread of the
Indo-European language, he then goes further by suggesting that this
language or dialects acted as a common language for inter-group
communications in the newly-evolved world of early agriculturalists. The
themes discussed in this book parallel those in Renfrew's
Archaeology and language, or of variant models (e.g. Zvelebil &
Zvelebil 1988 and Sherratt & Sherratt 1988). Unfortunately, because
this book is less well argued, has numerous factual errors, and also
tackles an even more remote past than Renfrew's work, it is not
nearly as convincing.
From its appearance, this book must have been rushed through to press
without due attention being paid to normal editing procedure or to such
matters as the re-drafting of figures. While reading the extended
treatment of cultural sequences from the Palaeolithic to the early 2nd
millennium BC, it becomes apparent that both writer and editor lack
familiarity with the region or materials being discussed. Dolukhanov
might have learned from Renfrew, who, in Archaeology and language,
summarized basic archaeological data into one concise 21-page chapter.
Curiously, for a book that claims to be treating the Middle East, little
attention has been paid to the origins of those communities or languages
of the Middle East for which we do have a vast range of archaeological
and epigraphic evidence. It seems that Mediterranean Europe, the Pontic
region and the Caucasus remain his prime area of interest. Therefore,
although potentially provocative and controversial, this book does not
do justice to its title, and Dolukhanov (and the reading public) would
have been better served by a more limited but less flawed book.
T.J. WILKINSON The Oriental Institute, Chicago (IL)
References
DOLUKHANOV, P.M. 1981. Ecological prerequisites for early farming. in
P.L. Kohl (ed.), The Bronze Age civilizations of central Asia. New York (NY): M.E. Sharpe.
1986. Natural environment and the Holocene settlement pattern in the
northwestern part of the USSR, Fennoscandia Archaeologica 111: 3-16.
KOHL, P.H. 1984. Central Asia: from the Palaeolithic beginnings to
the Iron Age, Edition Recherche sur los Civilisations. Paris. Synthese
no. 14.
REDMAN, C.L. 1978. The rise of civilizations from early farmers to
urban society in the ancient Near East. San Francisco (CA): W.H.
Freeman.
RENFREW, C. 1987. Archaeology and language: the puzzle of
Indo-European origins. London: Cape.
SHERRATT, A. & S. 1988. The archaeology of Indo-European: an
alternative view, Antiquity 62: 584-95.
ZVELEBIL, M. & K.V. 1988. Agricultural transitions and
Indo-European dispersals, Antiquity 62: 574-83.