Palaeoenvironmental evidence for human colonization of remote Oceanic islands.
Kirch, Patrick V. ; Ellison, Joanna
Not every first footstep on a virgin shore leaves enduring trace, nor
every first human settlement an enduring deposit that chances to
survive, and then chances to be observed archaeologically. Good
environmental evidence from Mangaia Island, central East Polynesia,
gives -- it is contended -- a fairer picture of the human invasion of
remote Oceania than the short and sceptical chronology recently
published in ANTIQUITY.
Since Willard Libby provided the first Polynesian radiocarbon date to
Kenneth Emory in 1951, yielding an 'absolute' estimate of the
age of initial habitation at Kuli'ou'ou rockshelter
(O'ahu, Hawaiian Islands), archaeologists have continued to debate
the chronology of human expansion into the islands of Remote Oceania.(1)
From a wide range of archaeological, historical-linguistic and
human-biological evidence, virtually all prehistorians agree that East
Polynesia (including Hawai'i, New Zealand, Easter Island, the
Societies, Marquesas, Tuamotus, Australs, Gambier and Cook archipelagos)
was the last region within Remote Oceania to receive human settlers.
However, just when this final expansion took place continues to be a
matter of debate (e.g. Sinoto 1970: Irwin 1981; 1992; Kirch 1986; Sutton
1987; Hunt & Holsen 1991; Anderson 1991). This issue is not trivial,
because whether the time depths of the prehistoric sequences of
particular East Polynesian islands were relatively 'long' or
'short' has major implications for the processes of
evolutionary divergence and social transformation (see Kirch & Green
1987).
In a recent ANTIQUITY, Spriggs & Anderson (1993) continued this
debate, arguing that there has been a systematic bias towards early
radiocarbon dates, and proposing to 'rein in the speculation'
(1993: 201). Their argument extends a methodology of 'chronometric
hygiene', previously applied by Spriggs (1989; 1990) to radiocarbon
dates from island southeast Asia and Melanesia. Anderson (1991) has also
used this methodology to argue for a short chronology for the human
occupation of New Zealand. In brief, their method consists of setting
out a 'protocol of acceptability' for 14C ages, whereby dates
are accepted or rejected according to sample material, pretreatment conditions, stratigraphic context, cultural associations, and other
criteria (see Spriggs & Anderson 1993: 207-8; Anderson 1991:782-3
for details). Applying chronometric hygiene to a suite of 147 dates from
East Polynesian sites, Spriggs & Anderson conclude there is
'nothing to demonstrate settlement in East Polynesia earlier than
AD 300-600', and then only in the Marquesas Islands (1993: 211).
Spriggs & Anderson recognize that evidence for human colonization
of islands may derive not only from habitation sites, but from evidence
for 'anthropogenic environmental changes, particularly forest
disturbance' (1993: 210). Convinced by their hygienic cleansing of
the radiocarbon corpus for habitation sites that East Polynesia was
settled late, however, they dispute recent palaeoenvironmental evidence
for considerably earlier human disturbance in the Hawaiian, New Zealand,
and Mangaia ecosystems (1993: 210-11). In particular, they question
recent reports by Kirch et al. (1991; see also Kirch et el. 1992) that
pollen records derived from stratigraphic cores on Mangaia Island in the
southern Cook group provide evidence for Polynesian activity by at least
1600 BP, if not earlier. Although they do not adduce evidence to support
their position, they invoke 'enrichment of sampled sediments by
ancient coralline carbon' and imply that 'the radiocarbon
determinations from the [Mangaia] pollen core do not record accurately
the period of colonization' (1993: 211).
Our aim in this paper is not to debate the methodology of
'chronometric hygiene' as applied to radiocarbon dates from
habitation sites, even though we believe that some of the rejection
criteria used by Spriggs & Anderson (1993) may be over-zealously
applied. Rather, we address the paleoenvironmental evidence for human
colonization in remote Pacific islands. We are of the opinion, evidently
shared by Hunt & Holsen (1991: 158), that carefully designed
paleoenvironmental research (including not only palynology, but
geomorphic evidence for rates of erosion and deposition,
palaeo-botanical evidence for introduced floral elements, faunal
extinction sequences, etc.) may offer the best approach to determining
the approximate timing of initial human colonization in Remote Oceania.
To this end, we present extensive new data from Mangaia which
strengthens the interpretation of human presence on the island well
before any known archaeological indications (e.g., habitation sites,
dated artefact-bearing contexts). We demonstrate that the radiocarbon
chronology for this sequence of vegetation and geomorphic change is
entirely consistent with stratigraphy, and that there is no evidence for
contamination by carbonates or other sources. In contrast with
Spriggs' & Anderson's claims, the Mangaian data strongly
support a model of early and continuous colonization of East Polynesia,
a model extensively developed by Irwin (1992). We preface our
presentation of the Mangaia case with some general points concerning
human impacts on the island ecosystems of remote Oceania.
Anthropogenic impacts on Remote Oceanic ecosystems: theoretical
considerations
Certain conditions make the islands of the central and eastern
Pacific (Green's (1991) 'Remote Oceania') particularly
suitable locations in which to apply a paleoenvironmental approach to
human colonization chronologies. These aspects of island ecosystems may
be unfamiliar to readers of ANTIQUITY who work in continental
situations. Island biogeographers and ecologists have long recognized
that the isolated island ecosystems of the Pacific are marked by such
characteristics as limitation in biotic diversity (especially at family
levels and higher), reduced inter-species competition (in part due to
the absence of large vertebrate predators), protection from outside
competition, and the 'preservation of archaic, bizarre, or possibly
ill-adapted forms' (Fosberg 1963a: 5). As a consequence, 'the
thing that most distinguishes islands, at least oceanic islands ... is
their extreme vulnerability to disturbance' (Fosberg 1963b: 559;
see also Carlquist 1974; Culliney 1988; Williamson 1981: 50). Fosberg
elaborates (1963a: 5) on the stability of island ecosystems prior to the
arrival of humans:
It is likely that, before the advent of man, many or most of the
older island ecosystems had reached such relative stability that changes
were mostly very slow. In most respects organisms present had evolved
into an effective equilibrium with their environments. Closed biotic
communities had developed that made difficult the unaided invasion of
new organisms.... It is clear enough that the arrival of man has
invariably increased, to some extent, the degree of instability in these
systems.
Indeed, humans were the first large terrestrial vertebrates -- other
than birds and fruit bats -- to invade Remote Oceania. Moreover, the
human populations that expanded beyond the Melanesian archipelagos of
the Bismarcks and Solomons beginning about 3500 BP were
horticulturalists who carried with them an entire 'portmanteau
biota' (the term comes from Crosby (1986)) including an extensive
root-tuber-tree crop complex, domestic animals (pigs, dogs, fowl), and a
range of commensal or synanthropic species (e.g. the Pacific rat (Rattus
exulans), various terrestrial gastropods and insects). With a
horticulturally-based economy -- in which shifting cultivation involving
the use of fire for forest clearance was a major component -- these
colonizing groups precipitated unprecedented rates of ecological change
and disturbance in the isolated and vulnerable island ecosystems they
invaded. To be sure, such habitat modifications may have been spatially
restricted to the catchments surrounding initial settlement localities,
given relatively small founding human populations. However, the majority
of inner Pacific Islands are also small in scale, so that even human
populations on the order of 50-500 persons could have created
significant disturbance within a century or two of first colonization.
The role of fire is especially relevant to determining the timing of
initial colonization based on paleoenvironmental evidence for ecological
disturbance. Spriggs & Anderson (1993: 200-201) rightly point out
that in the Hawaiian Islands, volcanism must be taken into account as a
probable ignition source for fires (the same is true for parts of New
Zealand). But in the Hawaiian Islands, only Hawai'i and Maui have
been volcanically active within the Holocene. The vast majority of
remote Oceanic islands have had no volcanic activity within the
Holocene. Moreover, most are situated within the humid tropics, with
climax rainforest vegetation. Fire was simply not a common occurrence in
these humid forests until the advent of humans, as is increasingly
evident from determination of microscopic charcoal particles in sediment
cores taken from Pacific Island sites (see the Mangaia case, below).
Thus, in most Pacific Islands when volcanism can be ruled out as an
ignition source, the appearance of substantial and sustained quantities
of charcoal particles in alluvial and colluvial sediments, and of
microscopic carbon particles in pollen slides, can reasonably be taken
as a proxy measure of human-induced disturbance within the immediate
catchment area.(2) Naturally, such evidence is greatly strengthened when
matched by independent measures of vegetation change, increased rate of
erosion, faunal extinctions, and so forth.
There is substantial evidence, both linguistic (French-Wright 1983)
and archaeological, that early Austronesian-speaking peoples who
migrated eastwards from Melanesia into Polynesia practised shifting
cultivation, or 'slash-and-burn' horticulture, as a major
component of their subsistence strategies. The ethno-botanist Barrau
opined, the 'original agricultural systems, at least on the high
islands, were either shifting agriculture or agriculture with
bush-fallowing rotation. Burning was used for clearing space for
gardens' (1961: 18). Several decades of archaeological research on
prehistoric Polynesian agriculture have generally substantiated
Barrau's hypothesis (see Kirch 1991 for a summary). Such
agricultural activity should predictably generate several kinds of
environmental signals. First, shifting cultivation with burning will
generate substantial quantities of charcoal, ranging from larger chunks
of burned wood which become incorporated into colluvial sediments, to
fine air- and water-borne particles that are deposited in alluvial and
lacustrine sediments. Second, because new gardens are cleared from
forest each year, the area covered is extensive and the disturbance to
natural vegetation associations can be substantial; such changes are
predictably indicated in changing pollen spectra. Such increases in
charcoal influx to sediments will also be sustained. Third, on old,
stable high island ecosystems, removal of the climax rainforest
vegetation and exposure of the thin, organic soil cover may result in
substantially increased rates of erosion, readily measurable where
sedimentary sequences are preserved in depositional basins.
Several decades of inter-disciplinary collaboration between Oceanic
archaeologists and natural scientists have convincingly demonstrated
that prehistoric humans wrought major ecological changes and disruptions
to the fragile island ecosystems of the inner Pacific (e.g. Kirch 1982:
Olsen & James 1984; Spriggs 1986; Flenley et al. 1991; Steadman
1989; Bayliss-Smith et al. 1988). In this context, a research strategy
focused on palaeoenvironmental indicators of human-induced disturbance
is a reasonable approach to assessing the chronology for colonization of
islands. Indeed, and here we must concur with Hunt & Holsen (1991:
158), such a paleoenvironmental approach strikes us as generally more
efficient than attempting to locate archaeologically the first
habitation sites on an island (especially an island of any size). Not
only were initial settlement sites limited in number and extent, they
are the most likely (by virtue of their age) to have been destroyed,
eroded, or buried through later alluviation or natural shoreline
progradation (see Kirch (1986) for further discussion of these issues
with regard to East Polynesia). On the other hand, paleoenvironmental
indicators such as charcoal and pollen can be expected to be widely
distributed throughout an island environment, a continually-generated
background signal of human activity. The 'chronometric
hygiene' of Spriggs & Anderson relies primarily on dates from
habitation sites, and distinctly downplays what they refer to as
'the currently popular tactic of searching for signs of earlier
human habitation in pollen cores' (1993: 211). As we hope to
demonstrate through the Mangaia case, we believe they are misguided in
this viewpoint.
The Mangaia case-study
Mangaia Island, most southerly of the Cook Islands in central East
Polynesia, was selected by Kirch and D.W. Steadman in 1989 as the locus
for an inter-disciplinary study of human-induced changes to a remote
island ecosystem. Two seasons of intensive fieldwork, involving
geomorphological, palynological, palaeontological, zooarchaeological and
palaeoethno;botanical approaches have been completed (preliminary
results in Dawson 1990; Ellison 1994; Hather & Kirch 1991; Kirch et
al. 1991; Kirch et al. 1992; Lamont 1990; Steadman & Kirch 1990).
The reader is referred to these and forthcoming papers for full details
of our Mangaia Project. Of specific relevance to the theme of this paper
-- and to the debate on East Polynesian chronology -- is the
stratigraphic and palynological evidence for human disturbance in the
Mangaian ecosystem. (We stress that our evidence is not confined to the
pollen record, but also includes comparative swamp stratigraphy, and
geochemical analysis of the cores.) It is therefore the
pollen-stratigraphic record that we summarize below, noting that full
details of this work are published elsewhere (Lamont 1990; Kirch et al.
1992; Ellison 1994), and will not be repeated here.
Steadman and Kirch specifically chose Mangaia because the
island's geology and geomorphology offered especially promising
conditions for recovering a finely detailed environmental record for the
Holocene. Geologically, Mangaia consists of a highly weathered central
volcanic cone (c. 17-20 million years age as determined by K/Ar dating),
with a radial drainage pattern, completely encircled by a ring of
elevated limestone of reef origin (Marshall 1927; Stoddart et al. 1985).
The volcanic interior is heavily degraded, covered in a terminal,
pyrophytic vegetation dominated by the fern Dicranopteris linearis, by
scrub Pandanus tectorius and by ironwood Casuarina equisitifolia (Merlin
1991). The limestone rim, called makatea by the Polynesians, has been
weathered through solution to an escarpment along much of its interior
margin. The makatea effectively blocks the radial stream drainage
pattern at the lower ends of the valleys (although there is some
drainage through subterranean caverns), producing a series of
more-or-less closed depositional basins. In historic times, these
depositional basins have been filled with swampy terrain that was
intensively utilized by the Mangaians for irrigated cultivation of taro (Colocasia esculenta). These swampy depositional basins, Kirch &
Steadman reasoned, would provide excellent field sites for stratigraphic
coring, including pollen analysis. To this end, we invited the
collaboration of J. Flenley during the 1989 field season. Assisted by F.
Lamont and S. Dawson (who completed the analysis of the TIR-1 core),
Flenley obtained three deep cores from the lower portions of the
Veitatei Valley depositional basin. Radiocarbon dates from these cores,
and a summary of the pollen analytical results from core TIR-1, were
presented by Kirch et al. (1991; see also Kirch et al. 1992), who argued
that dramatic vegetation changes occurring after c. 1600 BP could only
have been associated with human activities.
Although the pollen analysis by Lamont (1990) and geochemical
analysis by Dawson (1990) of the TIR-1 core provided compelling evidence
for human presence on Mangaia by c. 1600 BP, Kirch and Steadman were
concerned that evidence from a single core might be questioned by those
inclined to a 'late chronology' for East Polynesian
prehistory. We therefore invited J. Ellison to join our 1991 field team,
to extend and amplify the stratigraphic and palynological sequence for
the island. Among our 1991 aims were:
1 to extend the coring operations beyond Veitatei Valley to encompass
every major drainage basin on the island;
2 to perform pollen analyses on two additional cores, as a check on
the sequence outlined by Lamont (1990); and
3 to count microscopic charcoal particles in the pollen samples, a
procedure not performed for the TIR-1 core.
During the 1991 season, Ellison recovered 21 cores from eight
drainage basins in all parts of the island, using Livingstone and Hiller
corers. Cores ranged in depth from 4.5 to 12 m, but most were in the
range from 8 to 12 m, providing finely detailed stratigraphic sequences.
Cores were X-rayed to check for possible disturbance (none was
indicated), and 18 peat samples from 7 cores were submitted for 14C age
determination. Along with the 8 samples from 1989 cores (Kirch et al.
1991), this makes a total of 26 radiocarbon dates for the Mangaia
stratigraphic record.(3) Following a detailed study of core
stratigraphy, two cores (TM7 from Tamarua Valley, and VT6 from Veitatei
Valley, see FIGURE 1) were selected for pollen analysis. The pollen
analytical work followed standard methods (Faegri & Iverson 1975),
but included two important improvements over the 1990 analysis of core
TIR-1: the determination of absolute microfossil concentrations (rather
than simply relative abundances); and the counting of carbonized
particles. Because the 1991 study is described fully by Ellison (1994),
we confine ourselves to the key results relevant to the chronology of
human occupation and impact on the environment of Mangaia. In
particular, we address the claims of Spriggs & Anderson (1991: 211)
that the Mangaian pollen record does not document early Polynesian
colonization.
Stratigraphy and dating of cores
Independent of the pollen record, the Mangaian stratigraphic core
sequences reveal significant, island-wide changes in the depositional
regimes of the valley bottoms. Deep cores from Veitatei, Tamarua,
Ivirua, and Karanga valleys all indicate a period of peat deposition
associated with higher lake levels, beginning c. 7000 BP (reflecting the
rapid increase in post-Pleistocene sea levels, to a central Pacific high
stand of +1-1.5 m (e.g. Pirazzoli & Montaggioni 1988)). After about
4000 BP a shift occurs from lake peat to reed peat, indicating a
lowering of lake levels, again probably correlated to sea-level
fluctuations. However, the most radical change in depositional regime
occurs in the upper portions of the cores, where the peats are rapidly
replaced with massive alluvial clays, reflecting significantly
heightened rates of erosion of the interior volcanic cone and in-filling
of the depositional basins. This abrupt transition from peat to clay has
been dated to 2980[+ or -]80 BP (Beta-47723) in core KA4, to 1930[+ or
-]60 BP (Beta-52829) in core IV1, to 1830[+ or -]80 BP (Beta-47734) in
core VT5, and to 1640[+ or -]80 BP in core TM7 (Beta-47727). Although
some thin clay lensing occurs at earlier time periods (most probably
representing El Nino-Southern Oscillation (ENSO) events), as in the TM7
core, the major peat-clay transition is dramatic and sustained. It
cannot be explained by any conceivable natural phenomenon alone, such as
an ENSO event or cyclonic disturbance. Thus, the stratigraphic sequences
revealed by the Mangaia cores are in themselves highly suggestive of human-induced changes to the island's erosional/depositional cycle
by at least 2000 BP, independent of pollen results.
The TIR-1 core, situated in the lowest portion of the Veitatei
drainage where Lake Tiriara has not yet been in-filled with alluvium,
was geochemically analysed by Dawson (1990; see summary in Kirch et al.
1992: figure 9). Several major and sustained geochemical changes are
evidenced beginning somewhat before 1640[+ or -]50 BP (Beta-38314): an
appreciable decline in organic content of the sediment; a rise in the
quantity of free iron; and significant increases in the oxides
Si[O.sub.2] and [Al.sub.2][O.sub.3]. These are strong proxy indications
that the island's central volcanic cone, consisting of deeply
weathered laterites, had been exposed to major and continuing erosion.
The sustained nature of these changes strongly argues that they were not
induced by short-term natural phenomena, such as ENSO events or
cyclones. Thus, again independent of pollen data, the geochemical
analysis of the TIR-1 core supports the interpretation that human
effects on the island's environment were occurring by at least 1600
BP (Dawson 1990).
At this point it is relevant to comment on the radiocarbon corpus for
the Mangaian stratigraphic cores. We have 14C-dated 26 peat samples from
these cores, not a trivial number. All the determinations are in correct
stratigraphic order; this corresponds with the X-ray analysis of cores
indicating a lack of disturbance, and in one case very fine varve-like
layering. Moreover, as we had previously demonstrated for the TIR-1
core, a regular age-depth progression is evident (Kirch et al. 1991:
figure 4), as it is in the well-dated TM7 core from the west Tamarua
Valley. Such extremely regular and consistent age-depth progressions
provide prima facie evidence that the radio-carbon dates on Mangaia
cores are not -- as feared by Spriggs & Anderson (1993: 211) --
contaminated or enriched. Indeed, there is no good geological or
hydrological reason to suspect carbonate enrichment, because the
Mangaian streams flow over weathered basaltic terrain, and do not come
into contact with the carbonate makatea until after they have passed
through the depositional basins which were the focus of our cores.
Indeed, Stoddart et al. (1985: 128, table 2, figure 7) report that the
Mangaian streams are 'considerably undersaturated with respect to
calcium carbonate'. Further, all of the core dates are on peat
samples which were thoroughly dispersed in hot acid to remove carbonates
before dating; the dates are on organic vegetative matter alone.
In sum, the stratigraphic and geochemical sequences from the Mangaian
cores offer strong indications of dramatic changes in the island's
environment as early as 2000 BP, changes that cannot be plausibly
accounted for on the basis of natural phenomena. With this background,
we now turn to the palynological evidence.
Vegetation history
We will not burden the reader with extensive details of the three
cores analysed for pollen content, as these and the full diagrams are
available elsewhere (for core TIR-1 see Lamont 1990; Kirch et al. 1991;
and Kirch et al. 1992; for cores VT6 and TM7 see Ellison 1994). It is
sufficient to present here a summary version of core TM7 from Tamarua
Valley, and to discuss its correlation with cores TIR-1 and VT6.
Core TM7, with a depth of 8.6 m, has a basal age of 7240[+ or -]100
BP (Beta-47730), making it the oldest dated core from the island,
slightly older than TIR-1.(4) Six 14C age determinations, all in
consistent age-depth progression, provide excellent chronological
control. One peat sample (Beta-55630, 2480[+ or -]60 BP) was submitted
after the completion of pollen analysis to date the onset of the major
anthropogenic effects detected through pollen analysis, and described
below.
The summary pollen diagram shows a dramatic change in core TM7 at
about 2.4 m depth. Below this depth there is a total absence of charcoal
particles, and the pollen spectra are dominated by forest taxa including
Palmae, Malvaceae, Guettarda speciosa, Weinmannia samoensis, Sophora
sp., Erythrina sp. and Hernandia sp. Spores of forest ferns such as
Asplenium nidus and Cyathea sp. are also highly represented. Above 2.4 m
depth (at which a distinct clay band occurs), charcoal first occurs in
the core, initially at a concentration of 10,000 grains/[cm.sup.3],
rising to a maximum of 300,000 grains/[cm.sup.3] at 2.0 m depth. Between
1.9 and 1.3 m depth charcoal particles range between 25,000 and 60,000
grains/[cm.sup.3], and at 1.1 m (the base of the overlying clay
alluvium), the concentration is 113,000 grains/[cm.sup.3]. Correlating
with this sudden and massive appearance of charcoal in the sediments are
marked changes in the pollen spectra. Three key taxa, present only in
limited concentrations below 2.4 m depth, display dramatic increases:
the fern Dicranopteris linearis, which dominates the degraded volcanic
interior today; Pandanus tectorius, also a dominant of the interior
ridges, and the fern Cyclosorus interruptus. At the same time, the
various forest taxa which dominated the sediments below 2.4 m depth
undergo dramatic reductions in concentration; some disappear completely.
We stress that these changes in pollen spectra represent real changes in
vegetation composition, because they are based on absolute pollen
concentrations, and not on relative changes in frequency.
We maintain that the dramatic and sustained disruptions and
transformation of vegetation evidenced by core TM7 can only be explained
as a result of human actions, specifically forest clearance aided by
fire. That naturally ignited fires were not common in the Mangaian
environment prior to the arrival of humans is indicated by the absence
of charcoal particles below 2.4 m. When evidence for fire in the form of
microscopic charcoal first appears, the dramatic reduction in forest
tollen and attendant expansion of pyrophytic ferns and Pandanus
commences.
Core VT6 (see Ellison 1994) reveals a nearly identical vegetation
history. In this case, the transition occurs at 8.5 m depth, with a
corresponding 14C age of 2570[+ or -]90 BP (Beta-52830). Again, charcoal
particles are absent in the lower sediments, and the same changes in
forest taxa and pyrophytic species occur. This replication of results
from two cores in different drainage basins indicates that the changes
recorded are correct, reproducible, and of island-wide scale.
Core TIR-1 (Lamont 1990) also displays essentially the same record of
vegetation change, although in this case charcoal particles were not
determined. It is important, however, to modify earlier statements that
the onset of major vegetation changes interpreted as of anthropogenic
origin occurred at c. 1600 BP, as stated in Kirch et al. (1991), and
thence quoted by Spriggs & Anderson (1993). After completing her
preliminary pollen analysis of the TIR-1 core, Lament divided the
sequence into zones with a break at 3.5 m (upper heavy line in Kirch et
al. 1992: figure 9). This break was dated at 1640[+ or -]50 BP
(Beta-38314). However, an examination of the pollen diagram reveals that
Lamont was conservative in her delineation of the transition from a
forest zone to the anthropogenically disturbed zone; the decline in tree
taxa, increases in ferns, and corresponding changes in core geochemistry
actually commence slightly deeper, at about 4.0-4.2 m. A peat sample
from just below this, at 4.6 m, was dated to 2450[+ or -]80 BP
(Beta-33063). Thus, the onset of anthropogenic changes as reflected in
the TIR-1 core can be bracketed to a period between 2450[+ or -]80 BP
and 1640[+ or -]50 BP.
In sum, three stratigraphic cores from two separate drainage basins
have been analysed by three palynologists (Flenley, Lamont, Ellison)
working independently. All three cores have revealed essentially
identical sequences of vegetation change, with a dramatic and sustained
transformation commencing at points calibrated by radiocarbon ages of
2450[+ or -]80, 2480[+ or -]60 and 2570[+ or -]80 BP. These ages all
overlap at a single standard deviation, and can be pooled for a mean
calibrated age of 2495[+ or -]41 BP. In the opinions of the
palynologists, the vegetation changes which commenced at this time, and
which in the case of cores TM7 and VT6 correspond with the first
appearance of charcoal particles in the stratigraphic record, can only
be explained as the result of human activities. If this extensive,
carefully-documented evidence does not provide a 'smoking gun'
for Polynesian presence in the southern Cook Islands by c. 2500 BP, it
at least shifts the burden of proof to Spriggs & Anderson to justify
their claim of no evidence for human colonization in the region prior to
AD 300-600.
This palaeoenvironmental evidence poses a challenge to archaeology,
given that no habitation sites have yet been discovered on Mangaia
dating to earlier than c. 1000 BP (Kirch et al. 1992). This absence of
evident early sites should not surprise us, however, given the
stratigraphic evidence for massive alluvial in-filling of the Mangaian
valleys. Our cores revealed between 1 and 6 m of clays covering the old
land surface (palaeosol) upon which the initial Polynesian colonizers
would likely have established their habitations, adjacent to the
formerly more extensive freshwater lakes. Thus, locating early
archaeological sites on Mangaia will require innovative methods of
sub-surface prospecting and remote sensing, a daunting task.
We also must respond to Spriggs & Anderson's comments on the
Mangaian pollen record in relation to faunal evidence for avian
extinctions (1993:211), the latter derived from excavations in the
Tangatatau rockshelter (MAN-44) and other sites dating after c. 1000 BP.
They believe it 'implausible' that a suite of bird species
would have survived on the island for some centuries after human
colonization. Steadman & Kirch (1990: 9607-8) specifically address
this issue, noting that Mangaia differs from most other Pacific islands
with known avifaunal extinction records in the presence of the extensive
karst makatea (some 56% of the island's land surface). In many
areas, the makatea is extremely difficult to penetrate, and would have
provided a likely refuge area for many bird species. Moreover, Spriggs
& Anderson's contention that in other archipelagos
'wholesale extinctions occurred more rapidly' (1993: 211)
simply does not concur with recent palaeontological evidence, such as
that determined by Helen James (1991) for Hawai'i, where
extinctions continued to occur over the entire time-span of Polynesian
occupation, and on into the post-European contact era. Thus, the Mangaia
case is not substantially out-of-line with evidence from elsewhere in
Polynesia.
Discussion
The Mangaian case is significant both in its demonstration of the
importance of palaeoenvironmental data for assessing the chronology of
human colonization of islands, and in certain specific issues of
Polynesian culture history. We will discuss these in turn.
We maintain that the Mangaian case challenges Spriggs &
Anderson's claim that 'the currently popular tactic of
searching for signs of earlier human habitation in pollen cores is
fraught with various technical and interpretational problems'
(1993: 211). To be sure, palynological data must be interpreted
carefully, and in consort with stratigraphic and geochemical analyses,
and sequences must be backed up by extensive suites of radiocarbon
dates. But there is nothing inherently suspicious in this research
'tactic.' To the contrary, and for the good theoretical
reasons outlined earlier, carefully designed palaeoenvironmental
research may be a more productive approach to dating the colonization of
remote Pacific Islands than an elusive search for the 'first
colonization site,' which becomes something of a Holy Grail.
The Mangaia palaeoenvironmental results also suggest that it may be
premature to dismiss, as do Spriggs & Anderson (1993: 210), some
recent palaeoenvironmental evidence from other East Polynesian
archipelagos. While we are the first to ask for continued and indeed
more intensive pollen analysis from Hawai'i, such indications as
the seed cases of candlenut (Aleurites moluccana), a probable Polynesian
floral introduction, in early deposits in Kahana Valley, O'ahu
(Beggerly 1990), might suggest that more work in that locality is
warranted. We would even be so bold as to suggest, following Sutton
(1987), that archaeologists and palynologists not completely close their
minds to the possibilities of pre-AD 1000 anthropogenic disturbances to
the New Zealand vegetation, particularly in North Island. Recent and
continuing work by Elliot, Flenley & Sutton (in press; see also
Elliot et al. 1993) in the Northland region has yielded evidence for
anthropogenic forest disturbance radiocarbon dated to c. 1400 BP. In the
Society Islands, Lepofsky's (1994a; 1994b) geomorphological and
palaeobotanical studies of the Opunohu Valley on Mo'orea indicate
anthropogenic impacts on the valley's vegetation and erosion rates
as early as c. 1300 BP -- some centuries older than the earliest dated
habitation sites in the Society Islands.
It is surprising that Spriggs & Anderson (1993) take a negative
position with regard to palynological evidence for initial human
colonization of islands, given that Spriggs relied on precisely these
kinds of data in his earlier study of Aneityum Island in Melanesia (Hope
& Spriggs 1982; Spriggs 1986). Although Spriggs' archaeological
survey had failed to reveal direct evidence for human presence on
Aneityum during the period of Lapita expansion in Melanesia, Hope &
Spriggs wisely concluded that pollen evidence for vegetation clearance
could 'provide independent evidence which can provide a check on
archaeological sequences' (1982: 88). A pollen sequence from Anawau
Swamp -- remarkably similar to that from Mangaia in terms of the
evidence for forest decline, increases in ferns and grass, and sudden
appearance of abundant charcoal particles -- was interpreted as offering
'unequivocal' evidence for human presence. This was an
important pioneering study in the use of palaeoenvironmental signals to
date the timing of human colonization, and we believe that the
methodology is as applicable in East Polynesia as in Vanuatu.
Our second major point concerns the anthropological implications of
respective 'early' and 'late' chronologies for East
Polynesian colonization. Spriggs & Anderson note that their proposed
late chronology 'compels the retention of an apparent 1300-1600
year standstill in Pacific colonization' (1993: 211). This, in
turn, necessitates a model of virtually explosive population growth and
voyaging expansion within a very short time-span (c. AD 600-1000) once
the 'standstill' ended and people again moved eastwards. But
as Irwin (1992) and others (e.g. Kirch 1986; Terrell 1986) have pointed
out, there are many compelling reasons to doubt that a pause or
'standstill' of such long duration actually occurred. Spriggs
& Anderson's disingenuous suggestion that 'colonists
presumably outran the push of population growth in older settled areas
of West Polynesia' (1993: 211-14) does not square with what can be
inferred regarding population growth rates during the immediately
preceding Lapita phase.
A more carefully reasoned model for East Polynesian settlement is
that proposed by Irwin (1992: 88-9, figure 30). In Irwin's
construction, there was no 'systematic delay' in West
Polynesia, although some time was required for continued population
growth. Many voyaging attempts were needed 'before both nearer and
farther central East Polynesia' were settled, and learning was
involved as 'exploration adds geographical knowledge to
navigational knowledge' (1992: 88). Thus, Irwin's model
predicts a steady and continuing colonization process into East
Polynesia, requiring as much as a millennium to complete from
'nearer East Polynesia' (e.g. the southern Cooks) to
'marginal East Polynesia' (e.g. New Zealand). In our view,
this is a far more logical model than the sort of 1600-year
'standstill' followed by explosive population expansion put
forward by Spriggs & Anderson.
Irwin has hypothesized dates for this continuous settlement model,
suggesting that 'the first part of central East Polynesia was
discovered and possibly settled by 500 BC, and probably before, and the
Marquesas, which are the least accessible part of it, by around AD
0' (1992: 89). FIGURE 4 presents a modification of Irwin's
log/log transformation map of the central-eastern Pacific, with time
lines for human settlement based on an 'early' interpretation
of available radiocarbon dates. As can be seen, Irwin's projection
for colonization of the southern Cook Islands, c. 2500 BP or slightly
earlier, is now remarkably well attested by the Mangaian
palaeoenvironmental evidence reviewed above.
Conclusion
We suggest that the important issue of establishing the chronology of
human colonization and occupation of Remote Oceania will not be resolved
solely by applying 'chronometric hygiene' to the available
suite of radiocarbon dates from known habitation sites. Indeed, there
are good reasons to believe that for many East Polynesian islands and
archipelagos no sites dating to the initial colonization phases have yet
been discovered (Kirch 1986). We maintain that the issue of
'long' versus 'short' chronologies in East
Polynesian still requires intensive field and laboratory investigations.
Fieldwork involving inter-disciplinary collaboration that focuses on a
range of palaeoenvironmental indicators, backed up by extensive suites
of radiocarbon dates, needs to be carried out in other key island groups
in East Polynesia. For example, carefully selected field sites in the
Austral and Society Islands could provide a critical test of
Irwin's model of continuous settlement, as discussed above.
Likewise, extensive laboratory dating programmes (using new and improved
technology such as AMS dating and bone pre-treatment protocols) should
be initiated for key sites which have already been excavated, and for
which there are archived collections of faunal and floral materials.
Only after much more work of this kind has been undertaken will
Polynesian archaeologists be able to speak with confidence about the
timing of human arrival in the vast eastern Pacific.
Acknowledgements. The Mangaia Project was supported by grants from
the National Geographic Society (Grant 4001-89) and by the US National
Science Foundation (BNS-9020750). We thank Kent Lightfoot, Marshall
Weisler, Atholl Anderson. David Steadman and an anonymous reviewer for
their comments on an earlier draft of this paper.
1 By the term 'Remote Oceania' we refer to the vast central
and eastern Pacific region beyond the Bismarcks and Solomons which,
unlike the latter archipelagos, was not settled by humans until the mid
to late Holocene (Green 1991).
2 We stress the importance of sustained presence of charcoal, because
while rare natural firings may have occurred, these will normally
produce only short-term peaks in the charcoal record.
3 All BP dates cited in this paper were calibrated using the CALIB
program (Rev. 2.0) of Stuiver & Reimer (1986).
4 The IV1 core, of comparable age with a basal date of 7260[+ or -]80
BP (Beta-47721), has not been analysed for pollen content.
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