A social prehistory of European languages.
Robb, John
Consistent to most views of Indo-European in later European
prehistory is a genetic focus. The blanket of related languages across
Europe marks an equal human spread -- whether of steppe warriors, Beaker
burialists or slashing-and-burning farmers. What if the languages are
reconstructed using other premisses than this 'genealogical'
view?
Introduction
All language prehistories are hypothetical models largely constructed
from their premisses. In this paper I will present a prehistory of the
European languages based on rather different premisses from those
usually used, with the goal of exploring some unexamined linkages
between prehistoric society and language. The present moment is
especially propitious for such an effort. Within the last decade,
several relatively sophisticated models of Indo-European languages have
been proposed, relating them to social phenomena such as trade and elite
dominance and to the ecological and demographic consequences of the
spread of agriculture (Renfrew 1987; Ehret 1988; Sherratt & Sherratt
1988; Zvelebil & Zvelebil 1988). In a similar vein, I will outline a
hypothetical prehistory of European languages, as their evolution may
have been shaped by successive waves of social change. While the results
are both speculative and over-generalized, they may serve to stimulate
our archaeological imagination by viewing old questions from new angles.
Language history involves studying two complementary aspects of
language, genetic origins and sociolinguistic processes. In effect, the
former traces the raw material presented to each generation of speakers
in terms of its historical derivation, while the latter studies the
processes of selection and modification which reshape and transmit this
material to the next generation. In historical linguistics, the only
work to consider Indo-European languages other than genetically seems to
be that of Trubetzkoy (1939). In archaeology, students of Indo-European
have focused almost exclusively on attempting to trace the historical
continuity of Indo-European as a particular group of language lineages;
this includes traditional archaeologists as well as bioanthropological
work (Cavalli-Sforza et al. 1993) and recent archaeological work
(Renfrew 1987; 1992) applying processual social models to genetic
linguistic questions. In this paper I will follow an opposite approach,
and ignore the question of where modern European languages came from in
favour of the question of what happened to them en route. At the present
moment, this approach affords two advantages. Much important linguistic
change happens through ways other than the simple lineal transmission of
a group's language to its offspring groups. Broadening the topic
thus may make linguistic models more accurate and more relevant to
processual social models. Secondly, the genetic model also carries
certain theoretical and methodological baggage. For instance, it is
difficult to use it prehistorically without also arguing that language,
ethnic group and material culture coincide reliably enough for the
latter to serve as an archaeological key to the former over long spans
of time; this argument tends to commit the prehistorian to excluding
social processes in which these phenomena follow different paths (a fact
largely responsible for the conspicuous absence of language and
ethnicity in New Archaeological treatments of European prehistory). It
is liberating to consider language prehistory without the burden of
tracing a specific lineage, simply as the prehistory of European
languages. Reconceptualizing the 'Indo-European problem'
How can language patterns such as the Indo-European expansion be
conceptualized in social terms? The pervasive influence of the genetic
method of comparative linguistics must be recognized immediately. The
genetic method compares languages to determine their structural
similarities, which it attributes to a documented or hypothetical common
ancestor. It can thus only produce scenarios of original unity followed
by subsequent divergence (cf. Renfrew 1987; Thomason & Kaufman 1984;
Terrell 1988). Moreover, since we know progressively less about earlier
linguistic landscapes, it is not surprising that we imagine modern
languages branching from isolated, single ancestors. These facts,
combined with archaeological assumptions about the unity of material
culture, linguistic community and ethnic identity, are largely
responsible for the traditional narrative of large-scale folk migrations
outward from an Indo-European 'homeland'.
While it is true that all languages and cultures have historical
antecedents, sociolinguistic processes can affect the relations between
the two in many ways. Linguistic variability gives speakers resources
for expressing solidarity and distinction along many dimensions.
Speakers continually choose among alternative forms of speech, on scales
from the inflection of a vowel to the adoption of a primary linguistic
identity, and linguistic change results from the shifting balance of
these choices. Language as strategic choice thus responds not only to
ethnicity but to political, economic and cultural factors as well.
Vectors of language replacement, for instance, can include mass
migration, migration of limited groups (as in elite dominance models),
migration of individuals not organized into groups (as through
intermarriage) and shifting language choices among multilingual
individuals for a number of reasons (cf. Ehret 1988). Languages in
contact also influence each other through the formation of pidgins and
creoles, the spread of trade or gender-specific languages, and borrowing
and convergence among genetically distinct tongues. As Thomason &
Kaufman (1988) point out, the effects of language contact can be
dramatic. Over historical periods of time, these forces can result in
language replacement with or without migrations, in the formation of new
languages of uncertain ancestry and in the formation of regionally
convergent linguistic systems, Sprachbund (Hoch 1991: 494).
On the micro-scale of tracing individual language histories, these
factors complicate the task considerably. Without large-scale political
organization, causal factors underlying sociolinguistic choices in one
region may not be important elsewhere. Moreover, speech communities,
self-identified ethnic groups, political units and material culture
assemblages may not coincide, even when ethnic identity, language and
material style all serve as boundary markers. As Hill (1978) points out,
the 'dialect-tribe' model is far from universal; perhaps the
limiting case of divergence between co-residence and language
affiliation was Bara society in the Upper Orinoco basin, where exogamous clans traditionally spoke different languages, resulting normally in
marriages between native speakers of different languages (Jackson 1983).
However, the same factors open up the possibility of analysis on the
macro-scale. By treating the linguistic map as an array of individual
cases which respond to economic, social and political circumstances, we
may be able to formulate hypotheses about how general characteristics of
the map might change in response to these circumstances even when
individual cases are indeterminate. For this reason, at the present
state of knowledge, it is probably more useful to formulate the problem
as the prehistory of European languages rather than as the
'Indo-European problem'.
Social trends affect the linguistic map ultimately through language
extinctions and production, and I suggest that the balance between the
two can provide a good general gauge of their effects. Normal social
processes result in both language extinction and creation, creating
language 'turnover' over time. One effect of this is that, at
any point, the linguistic landscape will be populated with a few
relatively large language families, created through social processes
which are undirected on the macro-scale (Robb 1991). A second
implication is that the rate of language turnover due to social
processes will change according to the nature of the social processes
behind it. When social processes remain relatively constant, individual
language families may rise and fall stochastically, but the overall form
of the linguistic map is likely to stay the same. Social evolution on
the continental scale, in contrast, is likely to change both the fates
of individual families and basic features of the map itself -- its
patchiness, grain and time-depth. Over the course of social evolution,
then, changes in language ecology -- the fit between language and its
social environment -- may be observable through trends in language
demography. Historical parameters for a hypothetical prehistory of
European languages
Both the spatial and temporal constraints of European language
prehistory are vague. Spatially, in spite of a century of research, the
regions where Indo-European languages were spoken 5000 years ago are
still mostly a matter of conjecture. Chronological aspects are uncertain
for several reasons. The time-depth of reconstructed proto-ancestors
depends, somewhat artificially, upon how much we know about them, and
historic accounts of Indo-European expansions often do not specify the
kind of language spoken indigenously. For instance, it was assumed that
Greek entered Greece early in the 1st millennium until the decipherment
of Linear B demonstrated that a Greek language was spoken there earlier.
Moreover, the best-known case, Indo-European, is atypical; probably the
great majority of European language lineages experienced quite different
historical trends ending in extinction or survival of only a few
languages. What historical evidence exists, however, gives an idea of
the general form of European language prehistory. The Indo-European (IE)
languages were dispersed widely before the 2nd millennium, as IE
languages are historically known in the early and mid 2nd millennium in
the Aegean, southwest Asia and south Asia. On the other hand, their
penetration is unlikely to have been very thorough before this date, as
non-IE languages are known from much later dates in Italy, Spain, the
Baltic and Russian frontier of Indo-European, the Caucasus and Anatolia.
(Documented non-IE languages include Etruscan, Basque, Iberian,
Tartessian, Estonian, Finnish, Urartian, Sumerian, Hurrian, Hattic and
Mitannian. Languages which may also have been non-IE include Pictish,
Lepontic and Ligurian.) The location of non-IE languages around the
fringes of Europe may reflect the contours of an expansion (Mallory
1989). However, these areas also either have some early historic
information available (i.e. the southern and eastern fringes) or may
have been relatively unaffected by historical linguistic imperialism and
hence have preserved linguistic isolates to a later date (i.e. the
northeastern fringe). We really do not know to what extent Europe north
of the Alps harboured non-IE islands similar to Basque or Etruscan in
late prehistory. The general historic trend suggested by the IE
languages is of a widespread but patchy early distribution, followed by
subsequent stages of both 'filling in' and expansion at the
periphery. More typical lineages would have followed the converse
pattern. At several millennia before the historic record begins,
therefore, the map may have included a patchy mixture of languages; the
intervening millennia would have seen the rise and consolidation of one
group of languages and the decline of others.
The Palaeolithic/Mesolithic
Palaeolithic and Mesolithic hunter-gatherers lived at population
densities much lower than later groups, and networks of nomadic groups
occupied large territories; for instance, Bogucki (1988: 43) postulates
only 14 Mesolithic 'social territories' in Europe north of the
Alps. Moreover, contact with other groups would have been vital for
information on resources (Gamble 1982; Whallon 1989) and as a source of
mates (Wobst 1974), and hunter-gatherers living at low densities
typically maintain fluid relations with neighbouring populations as
ecological insurance against local shortfalls. These considerations
suggest that languages and language families would have been spoken over
relatively wide, flexibly bounded territories. For example, while
horticulturists in temperate Native North American spoke dozens of
languages, Inuit populations from Greenland to Siberia spoke 5-10
dialects of only two language families, Eskimo and Aleut (Woodbury
1984). Similarly, all Australian languages south of the northern coast
belong to one language family. A second characteristic of populations
living at low population densities is that they often do not conform to the model of one tribe-one dialect (Hill 1978). Instead, a variety of
linguistic features allow linkages among groups. Languages may be
differentiated through easily-learned lexical items while sharing a
common phonological system, multilingualism is widespread, and
linguistic exogamy is also known. Hunter-gatherer languages sometimes
also form dialect continuums, instead of sharply delimited linguistic
zones, as in the North American Boreal Forest and Arctic (Rhodes &
Todd 1981; Woodbury 1984). Krauss & Golla (1981: 68-9) note:
Attempts to classify the Athapaskan languages into historically
meaningful subgroups have not met with success . . . the principal
difficulty arises from the fact that Athapaskan linguistic
relationships, especially in the Subarctic area, cannot be adequately
described in terms of discrete family tree branches. This is because
intergroup communication has ordinarily been constant, as no Northern
Athapaskan language or dialect was ever completely isolated from the
others for long . . .
Whatever the language boundaries, the network of communication in the
Northern Athapaskan dialect complex is open-ended. It is probably worth
noting that, even in 1980, perhaps most Northern Athapaskans live with
only other Athapaskan speakers as neighbors and rarely hear a language
that is not Athapaskan. People from adjacent communities usually expect
to be able to understand one another's speech, if not immediately
then surely after some practice. Local dialects and languages are
important as symbols of social identity; but the native expectation
these differences, even across relatively vast differences, will not be
barriers to communication gives the Northern Athapaskan speaker a
distinctively open and flexible perception of his social world. As this
suggests, the Palaeolithic language map would probably have featured few
language families, each spoken over a wide region. Pleistocene
populations may also have suffered periodic 'bottlenecks' due
to glaciations or other climatic changes which would further reduce
cultural and linguistic diversity. Over the 25,000-30,000 years of the
Upper Palaeolithic, the linguistic scene is likely to have undergone
cyclical change; individual languages and language families would have
expanded and contracted while the overall distribution remained more or
less constant. Through the accumulation of lineage extinctions involved
in such linguistic turnover, one or another language spoken in the Early
Upper Palaeolithic would eventually become the ancestor of all modern
European languages, fissioning to found a growing language family (Robb
1991). The total number of languages spoken at any given point, however,
would probably fluctuate around an average tied primarily to population
density in that particular millennium. In the Mesolithic, with incipient
sedentism and intensive exploitation of more localized resources in some
areas, this scenario would begin to evolve towards the broad changes
described below. Earlier Neolithic: sedentism, population growth and
ethnogenesis
Broad homogeneous horizons of Early Neolithic material culture
(Impressed Ware/LBK) represent the widespread, rapid diffusion of a
Neolithic way of life, if not actual migrations. Renfrew (1987) has
argued that this wave of diffusion carried with it not only a new
subsistence economy but the Indo-European languages as well. While
specific aspects of this position have been criticized (Zvelebil &
Zvelebil 1988; Mallory 1989), Renfrew's use of Ammerman &
Cavalli-Sforza's (1984) 'wave of advance' model
accurately ties language change to the demographic effects of
neolithization. Whether expanding Neolithic populations carried their
languages into new territories or acculturating Mesolithic populations
retained theirs, sedentism and population growth would have affected
language distributions in complex ways.
Agriculture allows a greatly increased population density at the cost
of reduced mobility. Four direct effects would have been critical for
language. For the first time, local groups would have been
demographically self-sufficient. Subsistence farming communities could
also have satisfied most or all of their material needs within a few
dozen kilometres' range of home. While long-distance trade is
always evident archaeologically to some degree, inter-group
communication would have dropped and become narrower in scope, and
long-distance trade may have been mediated through a long series of
immediate neighbours. Simultaneously, group solidarity would have become
focused sharply within groups with a stable, concretely bounded
membership and a specific territorial base. These conditions -- the
formation of small, self-sufficient territorial groups in a landscape of
rising population density -- would have favoured a wave of ethnogenesis
and probably of language formation as well. This is suggested both by
communicative considerations and by North American linguistic geography.
As a communicative signal, the choice of a primary language identity,
like cranial deformation, is relatively inflexible, apparent in
virtually all contexts of social life and difficult for adult outsiders
to acquire or feign. These 'design features' lend it well to
the purpose of symbolizing identities which are general to many
contexts, life-long and exclusive to individuals sharing a common
territory and history; identities tied to specific situations, contexts
or within-group distinctions might be symbolized by more flexible
material media or smaller-scale linguistic choices. In the context of
neolithization, language may have been 'activated' as a
stylistic marker, resulting in differentiation among small tribal groups
distinguishing and identifying themselves by their local dialects (as
Laycock (1982) argues, the dynamics of language change are different in
languages with few speakers than in widely spoken language, and the
primary motivation underlying Malanesia's famous linguistic
diverity is to use language as a badge of social identity -- even to the
point that 'the maximum number of persons in Papua New Guinea speaking exactly the same language is about 500' (1982: 34).). On
the macro-scale, the relation between sedentism, population density and
linguistic diversity is well illustrated by the distribution of native
North American languages (Voegelin & Voegelin 1966), in which the
size of language family territories varies inversely with latitude from
Arctic and Boreal forest hunter-gatherers to temperate and sub-tropical
horticulturists; in place of the broad zones of mutual intelligibility characterizing northern mobile populations, European explorers often
reported that woodland horticultural groups spoke a different language
every 50 km (Crawford 1975a; 1978). The Northwest Coast and coastal
California may represent an extreme situation of high local population
densities and linguistic fragmentation, with, in the Northwest Coast,
some linguistic features associated with economic intensification and
trade (shared linguistic features among genetically distinct languages,
development of a trade jargon) (Thompson & Kinkade 1991; Hill 1978).
Over several millennia of Neolithic life, a given Mesolithic language
may have had numerous offspring, and the resulting landscape might look
like those of New Guinea or the Amazon basin, with patchworks of
languages of different families spoken by a few thousand persons each.
The result would be a dramatic increase in the number of languages
spoken compared to the Palaeolithic and Mesolithic. The proliferation of
new languages probably kept language family extinctions to a minimum,
except for those actually supplanted by languages associated with an
intrusive Neolithic, and many currently recognizable language families
may have been 'founded' by ramification from Mesolithic
ancestors in this period. The Later Neolithic-Bronze Age:
intensification, prestige economies and language consolidation
The Late Neolithic, Copper and Bronze Ages have provided the second
and traditionally more popular candidate for Indo-European migrations.
Common archaeological features include wide stylistic horizons, economic
intensification, the rise of prestige systems in political life and of
an associated iconography of weaponry, and possible changes in kinship.
These appear to have taken place within relatively acephalous societies.
Interpretation of these changes as evidence of expanding patriarchal
Indo-European hordes (Gimbutas 1973; 1980) is far unanimous. Other
archaeologists have ascribed them to the rise of stratified societies
(Gilman 1981; 1991), the rise of a prestige-oriented society (Shennan
1982), economic intensification (Sherratt 1981) and the consequences of
a male-oriented gender ideology (Robb 1992).
Feil (1987) discusses the effects of economic intensification of
language groups in Highland Papua New Guinea. Traditional groups in the
Eastern Highlands lived in small, isolated communities practising mixed
subsistence agriculture; languages among them were typically spoken by a
few thousand individuals. In contrast, in the Western Highlands and
particularly around Mount Hagen, culturally similar groups cultivated
sweet potatoes intensively in order to feed pigs for elaborate exchange
networks. Communities as a whole were larger (although this larger group
size would have been difficult to discern archaeologically, as the
relief from endemic warfare in the exchange-oriented Western Highlands
allowed populations to live in small dispersed settlements, more
convenient for pig-raising, instead of in the nucleated, often fortified villages typical of the Eastern Highlands) (Feil 1987). Dialects,
languages and language families were significantly larger, and some
dialects were spoken by up to almost 70,000 people. The reason for this
greater size was clear. It was politically advantageous to incorporate
more producers and exchange partners into a larger system, and the
resulting success in ceremonial exchange reinforced the ideological ties
binding groups together. The increased number of speakers of Western
Highlands languages reflects both larger overall group size and more
extensive within-group ties based upon production and exchange. As this
suggests, as regional exchange systems supported by secondary products
developed, fewer languages would have been spoken in the same population
or territory. One consequence of the secondary products revolution
(Sherratt 1981) would thus be the gradual consolidation of fewer, larger
language groups. Two collateral TABULAR DATA OMITTED effects would tend
to magnify this difference over time. As Thorpe & Richards (1984)
point out, societies with prestige-oriented economies tend to be more
aggressively expansive than those regulated by pervasive ritual
authority. Secondly, once differentials in intensification and
population density existed, larger language groups would be
stochastically less likely to become extinct than smaller,
less-intensified groups, and would be likely to exert political and
economic forces over them and to assimilate their speakers if they
became defunct.
Beside the general effects of intensification and prestige economies,
several special types of linguistic interaction are relevant to this
period.
Regional exchange languages
Both increased long-distance trade and colonization of interstitial
areas such as highlands would result in more contact across linguistic
frontiers. Multi-lingualism is common in such situations, and where a
number of groups habitually interact, one language may be recognized as
a trade language. In the southeastern United States (Crawford 1975a;
1978), for example, French and English observers were often impressed by
the bewildering variety of tribal languages they found there. Groups
communicated through bilingual individuals scattered among villages. In
several regions, however, single languages such as Creek exerted a
centripetal attraction; typically such a language belonged to a group
which was centrally located and powerful, had important trade
connections or led a regional confederation. In these cases, the
language took on added political functions and became a common means of
communication among speakers of different languages. As a further
development, in one case, such a central language spawned a pidgin.
Mobilian trade jargon probably originated before European contact as a
Chickasaw-based pidgin used in coastal and riverine trade on the Gulf
Coast (Crawford 1975a; 1978; Haas 1975; Dreschel 1977; 1981). Trade
languages were common throughout North America, including a Virginia
Algonquian language used by the Powhatan confederacy, a pidginized form
of Delaware, Occaneeche, Peoria, Ojibway, Cree, Dakota, Comanche,
Navaho, Hupa, and a pidginized version of Chinook (Goddard 1971;
Dreschel 1981; Taylor 1981; Rhodes 1982; Thomason 1983). Some of these
may represent post-contact developments for trade with Europeans;
Delaware pidgin was developed among a Delaware-led confederation trading
with the Dutch and Swedes (Goddard 1971; Dreschel 1981), while the use
of Ojibway and Cree as lingua francas was sponsored by the French and
English fur trades respectively (Rhodes 1982). Others, such as the trade
jargon used by the Chinook to communicate with trade partners up and
down the coast and with captives incorporated as slaves, probably
developed indigenously (Thomason 1983; cf. Dutton 1978; 1983 for
indigenously developed New Guinea trade pidgins associated with
particular trade networks).
For European prehistory, regional exchange languages may have had
several significant effects. When a regional language is present,
languages are often status-ranked, with bilingualism becoming one-way
(e.g. native speakers of low-status languages learn regional high-status
languages but native speakers of the high-status language do not learn
other languages) (Rhodes 1982). In times of demographic or political
change, a language used for regional communication would thus stand a
good chance of supplanting other languages during group fission or
fusion, spreading it through the conversion and incorporation of
speakers (Rhodes 1982: 2, 8):
Most of the speakers of Ottawa that I have been working with are
descendants not of Ottawa but of Potawatomis and Chippewa, i.e. American
Ojibwas. . . . we have no guarantees that any of the people we work with
in the 20th century are speaking the same language as their ancestors,
because a language shift can come about, not through a relatively
visible mass assimilation like the Mancouten (Goddard 1978: 670), but,
as in the case of the Chippewa and Potawatomi speakers of Ottawa in
Michigan and Ontario, by silently slipping into the trade language.
Specific trade networks would provide vectors for expansion, as Sherratt
& Sherratt (1988) have suggested for Indo-European. Finally, in such
situations, linguistic accommodation in syntactic and phonological features among a region's languages may lead to the formation of a
Sprachbund in which common morphological and phonological features
spread among genetically distinct, converging languages. In grammatical
simplification during contact, features held in common are likely to be
retained preferentially, and the resulting convergence may muddle
genetic reconstructions of language relatedness (Thomason & Kaufman
1988).
Prestige languages
As Helms (1983) argues, one of the bases of elite power is exotic
knowledge, and this may include knowledge of exotic languages,
particularly as these would be associated with the ability to trade, to
conduct politics and to form external contracts. An elite language may
be introduced by invasion or intermarriage of a small group at the
pinnacle of society, as in the 'elite dominance' model
(Renfrew 1987; 1992). It may also be created or acquired by a native
group, whether definitively dominant or not, as a restricted marker of
their status and special abilities. Prestige languages may also be used
for ritual speech within a regional belief system, and in many cases,
prestige languages are the internal face of external trade languages.
Archaeologically, prestige languages may have been associated with
the visible rise of regional horizons of prestige goods during the Later
Neolithic, Bronze and Copper Ages. As Shennan (1986) notes, such changes
may have spread among neighbouring polities by chain reaction.
Linguistically, inter-group prestige chaining may have resulted in rapid
spreads of languages, prestigious linguistic features or of the
vocabulary of status (such as the IE cognate for 'king' (Latin
rex, Celtic rix, Vedic rg), sometimes cited as evidence of archaic
Indo-European social structure, cf. Sherratt & Sherratt 1988: note
12; and Benveniste 1974).
Gender-associated languages
Males and females in most societies speak in different ways about
different things, and variation seems to derive from the cultural
connotations of gender. In the most extreme case of gendered languages
recorded, that of the Island Caribs shortly after European contact,
males used a recognized, distinct sub-language among themselves which
women were forbidden to use when speaking among themselves (Taylor &
Hoff 1980; Davis & Goodwin 1990). Similar gender-associated
languages are known in other groups such as the Yanomama (Hill 1978),
the Chukchi and even within Sumerian society (Diakonoff 1976).
Sociolinguistic studies of English (Trudgill 1972) have associated
levelled gender distinctions in society with reduced speech differences,
and gender divergence would presumably also be reflected linguistically.
This is probably in fact the case with Island Carib; the men's
language probably originated as an Arawak-based trade pidgin with heavy
influence from mainland Carib languages before being adopted as a gender
marker (Farr 1993).
Archaeologically, the 3rd and 2nd millennia see the rise of weapon
symbolism, of hunting art and ploughing symbolism which may be linked to
a heightened male gender ideology (Robb 1992). Such an ideology may well
have been expressed in speech in phonological and paralinguistic differences, if not through more extensive linguistic features.
Moreover, given that men may have established their claim to prestige
and power through warfare, exchange and inter-group politics, these
three situations would almost certainly overlap. Knowledge of an
inter-group exchange language, for instance, may have both established
one as elite within the group and allowed gender-specific distinctions
(for example Salisbury 1962).
In 3rd- and 2nd-millennium Europe, intensification and prestige
systems are well-documented, and trade, prestige and gender-associated
languages are likely to have occurred in some areas. As Sherratt &
Sherratt (1988) suggest, these developments probably helped spread the
Indo-European languages. Bronze Age sociolinguistic developments would
have intensified in the later Bronze and Iron Age, as their social
causes -- economic intensification, increasing polity size, developing
gender and social stratification -- accelerated throughout Europe.
Increasingly active and mercantile trade along coasts and rivers would
encourage the formation of trade languages, and control of exotic or
esoteric languages may have formed a necessary part of an
aristocrat's claim to social position in stratified societies such
as those modelled by Frankenstein & Rowlands (1972). Among these
varied, localized trends, several continent-wide trends would have been
established. First, the size of speaking units would have generally
increased, resulting in fewer overall language communities and in
relatively greater linguistic stability for economically intensified
groups than for unintensified ones. Secondly, increased communication
among groups, combined with increased differentiation within them, would
have begun to cut across linguistic isolation, establishing regional
groups united by the use of common exchange networks, prestige symbols,
gender ideologies, and possibly trade languages or high-status
languages. In the long run, such bridging would have encouraged
linguistic homogeneity within a region, both by favouring partial or
complete language replacement and by motivating lexical and grammatical
borrowing among languages. The overall effect on language distributions
would have been to reduce diversity via extinctions, and to consolidate
and expand the survivors. This would have taken place across the
linguistic map; the Indo-European languages would have been only one
among a number of families developed and spread by these processes.
The 1st millennium: historical processes
Language extinction is an epidemic effect of state organization and
civilization (Robins & Uhlenbeck 1991), and this has probably been
so from the start. European societies on the expanding margins of
civilizations were affected in many ways (Rowlands et al. 1987). By the
3rd millennium Mesopotamian civilizations had established trading
outposts in the Levant, by the mid 2nd millennium Levantine and
Mycenaean traders ventured throughout the eastern and central
Mediterranean, and by the end of the 1st millennium the entire
Mediterranean and most of Europe north of the Alps had either been
incorporated within the expanding civilized core or been deeply affected
by interactions around its periphery.
Among their direct effects, empires forcibly incorporated other
societies and moved individuals and populations long distances, often
mixing speakers in situations such as slavery in which the imperial
language or another lingua franca such as Aramaic (Paper 1982) was the
only common tongue. Empires spread religious systems, literacy and
associated prestige languages over vast areas. Civilizations exported
manufactured goods and exotic luxuries, and archaeological horizons such
as the Italian orientalizing period testify to the striking effects
produced in societies marked by internal prestige competition. In
cultural terms, empires often simplify the language map by promoting a
single native language for trade or conversion, as an adjunct to a
homogenized category of 'native'. Quechua, for instance, was
spread by Spanish missionaries to Andean populations who never adopted
it from its original speakers, the Incas (Heath & Laprade 1982). In
political terms, the development of centralized multi-ethnic polities
with developed bureaucracies would have been a key threshold for
linguistic extinctions. In the Roman Empire, for instance, with the
exception of Britain (in which romanization was confined to an urban
elite), Latin replaced native languages in regions in which Romans
created large-scale administrative and industrial structures (Italy,
Gaul, Spain, Dacia); it failed to take hold where such structures
already existed and the linguistic changes they generated had already
occurred (Greece, Asia Minor, Palestine, Egypt, North Africa). As
ethnohistoric examples demonstrate, the indirect effects of contact with
civilization may precede and carry far beyond actual zones of
colonization (Wolf 1982; Gailey & Patterson 1988). For instance,
native groups trading with the core, such as Celtic aristocrats in
France (Crumley 1974; Nash 1987; Haselgrove 1987) would also have
experienced further the effects of economic intensification and
political stratification, as well as transmitting them to their own
hinterlands via long-range trade to procure slaves, metals and other
commodities. Roman intervention also both allowed pro-Roman groups such
as the Aedui to dominate their neighbours, resulting in the formation of
fewer but more powerful native groups on the periphery (Haselgrove 1987:
112), and provoked the formation of anti-Roman alliances of
unprecedented size. The formation of large tribal confederacies such as
the Samnites and expansionism such as the protohistoric movement of
Britons into Britain may reflect such turmoil around the periphery of
the civilized world.
As the history of almost every European country demonstrates, these
effects combined to reduce linguistic diversity dramatically. In Italy,
where the ethnolinguistic record is more complete than in most of
Europe, inscriptional evidence of the 6th-5th centuries BC attests to
the presence of about 12-15 languages belonging to 5-10 branches of at
least four major language families (Celtic, Italic, Greek and Etruscan)
(de Voto 1978; Pulgram 1958; 1978). By the end of the first century BC
only two languages are attested, Latin and Greek, though others may have
continued to be spoken for some time. Linguistic change may have taken
place in two distinct phases, though evidence is especially scanty for
earlier periods. From early in the 1st millennium, Italian societies
formed a periphery influenced by trade with Greek and Near Eastern
civilizations. The only directly documentable linguistic effect of this
is the spread of writing systems and Greek loan words into Etruscan,
Latin and Italic dialects (de Voto 1978: 57). However, it is likely that
the advent of expansionist and mercantile class-stratified urban
societies bore linguistic consequences such as the elimination of
smaller groups via their assimilation into larger ones. The second phase
corresponds to the political and military incorporation of various
Italian societies within the civilized core. As Rome came to dominate
Italy, it did not follow a policy of forcible linguistic assimilation,
and native tongues such as Oscan and Umbrian are attested by
inscriptions dating to several centuries after Roman annexation.
However, as the official language of a centralized empire, Latin was the
key to administrative power, to trade and to cultural prestige. It would
also have replaced local languages for everyday use in Rome's
Italian colonies, in multi-ethnic cities and large farms increasingly
run by slave labour, in military service and in the political life of
increasingly enfranchised subject populations. While other native
Italian tongues were treated with indifference by the Romans, they
became increasingly consigned to the role of basilect in a diglossic
situation and eventually died out, leaving at most some regional imprint
on later Italian dialects.
Thus historical processes would have both spread languages from the
core outward and caused a wave of language extinctions within and around
the margins of civilization. Languages and language families would have
been directly eradicated by political or cultural take-overs as well as
wiped out in the faster and larger-scale social flux around the
periphery. They would have vanished as their speakers were absorbed into
more resilient native groups, or would have been replaced by state
languages and state-sponsored native languages. Ironically, the
linguistic distribution reported by Classical observers may have evolved
only shortly before they arrived, and partly as a result of the same
processes which brought them there.
Conclusions: implications for Indo-European studies
There are really two distinct trends in European language prehistory.
In the first, genetic trend most known European languages can be related
historically within a common language family, Indo-European. In the
second trend hypothesized here and deriving from sociolinguistic models,
after a post-Palaeolithic wave of language formation, from the Later
Neolithic through the present there has probably been an accelerating
reduction in linguistic diversity throughout Eurasia. On the
macro-scale, this reflects two key factors, population density and
subsistence, and political organizations of increasing scale. In this
reconstruction of Eurasian language prehistory, relatively few language
groups occupied large, loosely bounded territories during the
Palaeolithic and Mesolithic. Neolithic sedentism and population growth
brought a wave of ethnogenesis in a social context within which language
would have been a prominent identity marker for new, well-bounded groups
tied to small territories. From the Later Neolithic onwards, language
extinctions outstripped replacement; this was linked to the rise of
economic intensification, gender and rank stratification and
inextricable regional economic and political relationships. Historical
processes emanating from the first civilizations accelerated this wave
of language extinctions greatly. This long-term trend is the primary
reason why only a few language families are spread over vast distances
in Eurasia. That one should be Indo-European rather than another family
seems mostly due to historical accident. An argument could perhaps be
made that Indo-European's location in Old World political
geography, along the northern periphery of expanding civilizations and
later partially within this core, was the critical factor. Indo-European
thus followed an expansive trajectory similar to the Semitic languages,
in contrast to more marginal groups such as Finno-Ugric.
While this reconstruction is speculative, it suggests several points
for further consideration.
Beginning from the premiss that language, social process and material
culture interact dynamically has both theoretical costs and benefits.
Taking this premiss seriously may undermine our ability to pursue
specific genetic questions beyond relatively recent prehistory; it may
be simply indeterminable whether a given IE lineage pre-dates the
2nd-3rd millennium in a given area, where the IE homeland was, and so
on. In return, considering prehistoric languages as formed by
sociolinguistic processes may allow us to explain language distributions
using other models as well as mass migration and based upon general
characteristics of the archaeological record rather than strict
ceramic-ethnic correlations. It also allows us to form interesting
hypotheses about language--society interactions in prehistory. For
instance, broad archaeological horizons at the beginning and the end of
the Neolithic probably both represent periods of linguistic change, but
of very different kinds. Two further points concern archaeological and
historical sources of evidence on ancient languages. If the
reconstruction here is correct, the ethnolinguistic record known from
Classical observers and generally late inscriptional evidence should be
treated with all the caution due to any ethnohistory. For instance, it
seems unlikely that only one language, Gaulish, would have been spoken
in a territory the size of France peopled by small decentralized
societies. The ethnolinguistic record probably reflects both the lack of
linguistic interest of Classical observers and historical processes
affecting linguistic patterns and coinciding with their arrival. The
late prehistoric record, if we could observe it, would probably show
much greater diversity within groups like Celtic, and possibly many more
islands of non-IE languages. Finally, language has always been read into
the archaeological record through proxy concepts such as ethnicity.
Somewhat counter-intuitively, using social processes as a linking
concept may allow more articulation between linguistic process and
archaeological evidence rather than less. Substantial work has been done
on material culture as communicative media, and language may be
integrated in these models. For instance, it may be possible to verify
trends such as ethnogenesis or prestige-related intensification or to
understand when communities will draw linguistic boundaries tightly or
relax them, as well as to predict concurrent or divergent social trends
in other, archaeologically visible media such as ceramics. Hypotheses
about linguistic behaviour and social processes, even if not entirely
verifiable, can thus contribute towards a complete model of prehistoric
societies.
Acknowledgements. I am grateful to Starr Farr and Alex Barker for
discussion of the Island Carib and Mobilian linguistic situations, to
E.W. Robb for general discussion of linguistic matters, and to Geoff
Emberling, Lynn Fisher and C. Loring Brace for critical discussion of
the manuscript. All sins of omission and commission remain my own work.
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