The common factors model: implications for transtheoretical clinical social work practice.
Cameron, Mark ; Keenan, Elizabeth King
The contemporary direct practice social worker, working in a time
of both theoretical and institutional flux, faces great challenges in
integrating a growing and more complex practice knowledge base in his or
her work. Social workers in clinical or direct service practice
roles--96 percent of licensed social workers spend time in direct
service work (NASW, Center for Workforce Studies, 2006)--are currently
presented with multiple and potentially perplexing directives regarding
best practices, including calls for evidence-based interventions (for
example, see Reid & Colvin, 2005); a newer, related trend toward the
use of practice guidelines (see Rosen & Proctor, 2003);
ever-emerging practice models and perspectives; the dictates of managed
care and increasing pressures for brief interventions; and both
industry-wide and unique organizational mandates and constraints.
Although each of these multiple directives might be used by social
workers to support their practice, they do not constitute, in aggregate
or in effect, a coherent model from which practitioners may
conceptualize and enact their work. Although there is little research
exploring the impact of these kinds of conflicting intellectual,
economic, and political forces on practitioners, conscientious social
workers may be challenged by these multiple and potentially conflicting
directives and may also be unclear about how they might synthetically,
coherently, and productively integrate them into their work.
Paradoxically, in the context of so much direction, "What is good
practice?" may be a particularly difficult question to answer these
days.
Historically, social work has developed practice models that
incorporated current knowledge and enabled practitioners to enact this
knowledge with clarity and confidence. Social workers in the early 20th
century embraced casework methods informed by psychodynamic theory,
enriched and empowered by new understanding of the nature of the
unconscious and other aspects of our inner psychological world. The
functionalist model, developed in the 1940s, greatly helped social
workers to understand the ways in which agency-based practice was shaped
by its organizational context and to use this understanding in their
work. The task-centered model (Reid & Shyne, 1969) helped workers to
focus on practical and efficient forms of assistance for clients who
were understood as needing relatively swift and action-oriented services
that responded to their life conditions and their psychological
realities. General systems theory (Hearn, 1969), and ecological models
such as the life model (Germain & Gitterman, 1996), introduced to
social work in the 1960s and 1970s, helped to incorporate in a powerful
way the cardinal professional tenet of understanding the individual as
transacting with and as a product of multiple, interacting personal and
environmental forces. Shulman (2006) and others complemented this
ecological focus with models featuring a micro-skill focus approach
applicable to practice with individuals, families, groups,
organizations, and communities. Other more recent practice models focus
on specific social, cultural, or political aspects of human functioning,
such as empowerment (Miley, O'Melia, & DuBois, 2007), client
strengths (Saleebey, 2006), multiculturalism (Lum, 2007), and social
justice (Finn & Jacobson, 2003). Concepts from these essential
social work approaches continue to shape the practice of contemporary
social workers.
Today, as social workers find themselves in the second century of
professional development, there is an ever-expanding array of foundation
practice methods that are learned and used by social workers in all
areas of practice. We believe, however, that the current practice
climate complicates and confuses the ways in which social workers are to
integrate the various knowledge areas available to them in uniquely
challenging ways, perhaps more so than at any other time in our history.
Direct practice social workers must find a way to practice that
satisfies the requirements of the complex array of epistemological,
professional, organizational, institutional, and regulatory demands
placed on them, and in the broader socioeconomic context of fewer
resources and diminished public support for social welfare services in
the United States (Kilty & Meenaghan, 1995; Tsang & Yan, 2001).
In today's professional climate, social workers need adequately
coherent and accessible conceptual models with which they can plan,
conduct, and evaluate their practice; that build on and honor social
work's practice traditions, wisdom, values, and ethics; and are
experienced by the practitioner as true to their own personal and
professional styles. They need a basic structure for practice that helps
them to know if they are "on the right path" and what they
might do about it if they are not, without having to undertake what
might be impractical tasks of researching, learning, and enacting
heretofore unfamiliar practice scripts or techniques.
Toward this end, we present the common factors model of practice,
which has been developed from research on factors of effective direct
service practice (see Table 1). Common factors are those conditions and
processes drawn from a range of practice approaches that have been
associated with positive client outcomes (Lambert & Ogles, 2004),
primarily from studies of psychotherapy effectiveness (Grencavage &
Norcross, 1990). Operationalized as a practice model, this approach
offers social workers a relatively simple, coherent, and accessible way
to conceptualize their practice and assess the appropriateness and
effectiveness of their work. We believe that it is also consistent with
social work values, ethics, and practice wisdom from social work's
traditions (that is, start where the client is, respect for the dignity
of each person, the importance of relationships, and so forth). We also
believe that the model is consistent with the contemporary
epistemologies of social work practice (including constructivism,
critical theory, and postmodernism) regarding the social construction of
social work practice--that is, the uniqueness of each practice
relationship; the mutual construction of meaning; and the influence of
social, political, and economic power relations (Williams, 2006).The
model is inherently responsive to the particular constellation of
characteristics of all individuals involved in each practice situation.
We hope and believe that the common factors model can help social
workers to resolve some of the challenges of the current practice scene
while also reclaiming many traditional, time-honored practices.
THE COMMON FACTORS MODEL
The concept of common factors emerged from psychotherapy research,
which found (with a few notable exceptions) that psychotherapy is more
effective than placebo or no therapy at all, and that clients make
changes with a wide range of practice models and theoretical approaches
(Lambert & Ogles, 2004; Wampold, 2001).As researchers sought to
understand these findings, they noticed that some factors appeared in
many of these practice models. Some researchers hypothesized that
"active ingredients" of effective helping were present no
matter what practice model was used (Luborsky, Singer, & Luborsky,
1975; Rosenzweig, 2002). They systematically identified these common
factors from psychotherapy research studies (Grencavage & Norcross,
1990; Lambert & Ogles, 2004) and began conducting meta-analyses on
each factor, which demonstrated support for the positive influence of
these factors on therapy outcomes (Castonguay & Beutler, 2006;
Norcross, 2001; Wampold, 2001). Practice scholars have also been
interested in common factors, particularly those who have been
conceptualizing models of eclectic or integrated psychotherapy,
beginning in the 1980s and 1990s (Norcross, 2005). Drisko (2004)
introduced common factors in the social work literature, suggesting that
attention be paid to policy, agency, and client contextual factors that
affect a client's ability to access and participate in social work
services, thus fleshing out the more abstract "extratherapeutic
factors" category in psychotherapy research (Lambert, 1992). These
converging areas of scholarship identified six categories of common
factors: client factors, practitioner factors, relationship factors,
practice factors, change factors, and Drisko's contribution of
social network factors.
Building on this work, we have created a practice model that is
adapted from the structures offered by Grencavage and Norcross (1990)
and Drisko (2004). We also offer three new and potentially useful
conceptualizations: (1) Change-supporting conditions and
processes--First, we have developed a conceptualization on the basis of
the ways the factors function in practice as conditions and processes
that are activated and facilitated by strategies and skills for change.
Conditions for change are essential qualities or attributes necessary
for change work to succeed. Processes are inter- and intrapersonal activities carried out by one or more people involved in the work.
Strategies are heuristics that guide practice activities. Skills are the
discrete actions used to enact strategies. We believe that this
conceptualization appropriately broadens our understanding of the
differential roles and contributions of various aspects of the practice
encounter. (2) System of action--We suggest that these conditions and
processes interact as a "system of action" (Parsons &
Shils, 1954) in which these factors reciprocally influence each other,
synergistically producing change. For example, although client positive
expectation regarding change (a condition of the client), client and
social worker collaboration (a relationship process enacted by both
client and social worker), and development of a rationale for change (a
practice strategy process) are common factors that are individually
associated with positive client outcomes, the interaction of these
factors constitutes the dynamic of change work. (3) Locus of practice
competencies--Finally, common factors are conceived as pertaining not
only to the social worker and the client, but also to all those involved
in the change work, including family members, informal social supports,
and helpers in social services, education, healthcare organizations, and
the judicial system. In essence, the common factors model broadens the
conceptualization of practice beyond technique and the conceptualization
of "practitioner" beyond the professional. We say more about
these conceptualizations later.
Social Network Factors
Social network factors include the dynamic, synergistic environmental contexts within which effective social work takes place.
These include supportive values, knowledge, funding, policies,
procedures, and practice guidelines shaping social workers'
understandings and actions and also clients' social support and the
perception of those in clients' support networks that social work
services are credible. The values and knowledge of practitioners
profoundly shape their work, and these are shaped not just by
professional education, but through their unique life experiences.
However, these are not always explicitly known, nor is their
determinative impact always understood. Social workers must bring to
their work supporting personal and professional values as well as
relevant knowledge about people, their problems, effective practice, and
change to be successful. Funding for services is often attached to
governmental policies that flow through state and federal agencies or is
attached to other organizations that have their own policies,
procedures, and practice guidelines (health insurance companies or
grantors) that may specify the parameters of what types of service can
be provided, in what time frame, and with what evaluation and reporting
requirements (Drisko, 2004). Social workers who are employed in host
settings can also have additional policies, procedures, and guidelines
for practice that may or may not support effective, client-centered
social work (see, for example, Hasenfeld & Weaver, 1996).
Services must be accessible, user-friendly, and comfortable to
clients. Clients' experiences as they request and obtain services
affect their ability to engage in the work once it is set up.
Clients' social networks play an important role in their help
seeking and engagement in their change work. For example, when a child
has a behavior problem, the child and the family might meet with a
social worker at an outpatient clinic, but the school social worker,
teachers, and pediatrician might also be involved. Support networks
provide not only social and emotional connections, but also material
resources. Social supports are a key component of resilience (Glicken,
2006) and have been found to have a positive effect for clients with
significant functional impairment (Beutler, Harwood, Alimohamed, &
Malik, 2002).Access issues have a negative effect on use of services for
some people who are members of targeted groups in North America (Zane,
Hall, Sue, Young, & Nunez, 2004), whereas services designed to
minimize access issues have shown success (see Zayas, 2003).
Social Worker/Helper Factors
Social worker/helper factors include well-being, acceptance,
genuineness, and empathy. Although social workers are professional
helpers, several personal attributes are necessary for social workers to
form and effectively use working relationships with clients and all
involved in change work. Genuineness, acceptance, and empathy were
originally identified by Rogers (1957) in his person-centered theory.
Research has consistently shown the importance of these positive
attributes of the person of the practitioner both to the formation of a
working relationship and to positive outcomes (Bohart, Elliott,
Greenberg, & Watson, 2002; Farber & Lane, 2002; Norcross, 2001).
In addition, research supports the correlation between the emotional
well-being of the social worker and positive outcomes (Beutler et al.,
2004).When all those involved with the client in personal and
professional helping roles share these qualities, the prognosis for
successful work is greatly enhanced.
Client Factors
Four client factors common across theories are positively
associated with client outcomes: distress, hope or expectation of
change, active help seeking, and client viewing the social worker as
credible. Each of these factors suggests that positive outcomes are
associated with the motivation of clients and their positive sense of
the possibilities for change in the work. The validity of these factors
is supported by research as well as social work practice wisdom. Clarkin
and Levy (2004) reported modest support for the motivational aspect of
subjective distress. Hubble, Duncan, and Miller (1999) found support for
the role of expectation both within and outside of psychotherapy.
Studies in social work (see Goldstein, 1990), and in psychology (see
Wampold, 2001), have shown the importance of hope and belief in the
helping process. More specifically, client perception of social
worker's credibility to help was associated with positive outcomes
(Orlinsky, Ronnestad, & Willutzki, 2004). In addition, client
willingness and ability to be actively involved (Clarkin & Levy,
2004) and to be open (Orlinsky et al., 2004) have consistently predicted
outcomes of clinical work.
Relationship Factors
Relationship factors include engagement in relationship; engagement
in change work; productive direct and indirect communication between all
involved in the work, mutual agreement on problems, roles, tasks, and
goals; and collaboration. It is not surprising that the relationship, or
working alliance, between client and social worker is the common factor
that has received the greatest amount of attention in both psychotherapy
research and practice literature. Research supports the significance of
the relationship, consistently showing a correlation between the
alliance and outcome (Horvath & Bedi, 2002; Orlinsky et al., 2004).
It is clients' perceptions of the relationship early in the work
that have been found to be the best predictor of improvement, but over
time, both worker and client ratings correlate with outcomes (Horvath
& Bedi, 2002). In addition to the working alliance, the importance
of engagement, or mutual commitment to and cohesion in the relationship,
has empirical support; clients who view themselves and their social
workers as positively engaged are likely to achieve positive outcomes
(Orlinsky et al., 2004).
At the most basic level, clients need to be actively involved in
the work with social workers, and clients and workers need to be able to
communicate with one another in ways that produce adequate
understandings of what is happening and that move the work forward. With
many clients, this means that the social worker must have facility in
working with clients who express themselves obliquely and indirectly.
Clients benefit by learning about how the social worker views the client
and worker roles and what kinds of tasks the work entails. Social work
researchers have long identified the importance of clear communication
and understanding between social workers and clients in the development
of engagement and the prevention of premature termination (Maluccio,
1979; Mayer & Timms, 1970). Research consistently finds a
correlation between goal consensus and mutual collaboration and positive
client outcomes (Tryon & Winograd, 2002).There is also empirical
support for the importance of role preparation (Orlinsky et al., 2004).
When many people are involved, it is important for everyone to work
collaboratively, whether in meetings, by phone, or through other forms
of communication. Collaboration and participation of adults (for
example, from the child's family, community, school, and so forth)
moderate outcomes in social work practice with children (Kazdin, 2004).
Practice Strategies
Practice strategies include rationale for change, modeling,
feedback, ventilation, exploration, awareness and insight, emotional
learning, interpersonal learning, knowledge, information, client
ventilation, development and practice of new behaviors, success and
mastery reinforcement, desensitization, suggestion, and advocacy. Each
of these factors is likely to be familiar to social workers as they are
all featured in social work and other clinical practice models. We view
these practice strategies as both processes that occur between social
worker, client, and others involved in the work and change principles
suggesting helpful actions that may also be used by any of the
participants in the work. Social workers select the practice strategies
that are compatible with a specific client, problems and goals, and
practice context.
This list of practice strategies is similar to the 10 change
processes identified and empirically researched by DiClemente and
Prochaska (1982), who performed a comparative analysis of 24 therapy
models to identify processes used for change across models. They then
studied how people use these processes (both in psychotherapy and
outside of it) to make changes in their lives. They found that although
people may use a wide range of techniques to achieve change, these
efforts can be grouped into a limited number of change processes. Most
important, they also found that change processes predict outcomes
(Prochaska, DiClemente, & Norcross, 1992). What makes this
significant is that change processes are what clients are doing;
outcomes, therefore, "are much more a function of what clients do
than what therapists do" (Prochaska & DiClemente, 2005, p.
163).We elaborate on this point in the next section.
DISCUSSION AND IMPLICATIONS FOR SOCIAL WORK PRACTICE
In many fundamental ways, the common factors model and each of its
component factors cohere with essential social work methods, practice
wisdom, and values. For example, understanding clients' attitudes
toward help seeking has long been a part of social work's
professional dialogue (see, for example, Compton, Galaway, &
Cournoyer, 2005). Social work's principle of "start where the
client is" reminds us to listen for the balance of hope, distress,
and motivation for change of clients. Likewise, practitioner qualities,
including all of those featured in the common factors model, have been
identified by many practice scholars over the past century (for example,
Goldstein, 1990; Perlman, 1957). Change processes identified here all
embody the kinds of change work social workers have done and described
in the professional literature (for example, Germain & Gitterman,
1996; Hepworth, Rooney, Rooney, Strom-Gottfried, & Larsen, 2006;
Sheafor & Horejsi, 2006; Woods & Hollis, 2000). This model of
practice is consistent with all social work approaches; this is also
true for the working relationship, which social workers have long viewed
as a primary vehicle for client change efforts (see Bogo, 2006; Compton
et al., 2005; Hollis, 1964; Perlman, 1957; Shulman, 2006). The inclusion
of social network factors focuses on the important work that social
workers do with groups, organizations, communities, and policies. We
believe that this formulation of common factors represents prototypical
social work practices long identified in social work research and
theoretical writing and embodied in our prominent social work practice
models, as well as newer concepts in practice.
Although the common factors model builds on this consonance with
social work practice conventions and methods, we also believe that the
model adds, in some key ways, to what has come before. The model can
serve as a foundation to help social workers organize and respond to the
multiple directives and pressures of contemporary social work practice.
Specifically, this involves a more explicit and enhanced consideration
of the nature of change in social work practice, a more synthetic and
practical treatment of theory vis-a-vis practice, evidentiary bases that
in an alternative way provide practitioners with an empirical grounding
to their practice, assessment and intervention planning that emphasize
the identification of factors required for effective change work, a
redefinition of what practice involves and the locus of practice
competencies, a foundation on which additional methods from other
practice models can be added, an inherent responsivity to sociocultural
variations, and a broadened, process-oriented approach to practice
evaluation.
Change in Social Work Practice
Although the ecological and systems perspectives have helped social
workers to orient themselves to environmental factors influencing
clients' lives, the abstract nature of these perspectives may fail
to promote practitioners' understanding of the precise activities
and experiences required for change to occur in practice. Especially in
micro practice models, change processes are depicted primarily as
clients' reactions to and use of the technical offerings of the
social worker. Also, although all social work practice models contain
theories of change, they do not generally explicitly describe a theory
of how change is produced. Furthermore, the methods for change featured
in typical models are necessarily limited by each model's
underlying theories and their concomitant structural parameters. We
think that social workers can most effectively facilitate change when
they have a clear understanding of its nature and can use a number of
methods for its achievement.
The common factors model presents social workers with a definition
of change that advances our understanding in a few ways. First, the
model offers a more explicit identification of a constellation of
factors associated with positive client change. Second, the model moves
beyond the technical activities of the practitioner and the relationship
of practitioner and client. The concept of system of action presents a
model of change that focuses on the ways in which change is achieved
through the change work of clients in the context of the presence and
interactions of change-supporting factors. This helps social workers to
understand their activities with and on behalf of clients to be part of
a larger system in action, rather than as its central or only essential
feature. In this sense, change is viewed as being activated and
facilitated through the development and interactions of the factors of
the system, including aspects of the client, the social worker, their
relationship, what happens between them, and the social networks
encompassing their work. In keeping with research that suggests that the
multiple aspects of clients and their lives assert a profound impact on
the outcomes of clinical practice (Hubble et al., 1999), the common
factors model directs the social worker toward a more studied
appreciation of these "extratherapeutic" factors and suggests
that social workers might most effectively conceptualize their role as a
contributing part of a helping system. Finally, the model is drawn from
several empirically supported practice approaches and, so, is less
limited than nontranstheoretical models in its capacity to offer a
broader array of change-producing strategies for work.
Theory and Practice
The common factors model is constituted by shared factors across
practice models, but it does not include their theoretical underpinnings
or their particular techniques and so exists as a model situated
"somewhere between theory and technique" (Norcross, 2005).
Following from this, the common factors model is less abstract than
typical practice models. In addition, it suggests key strategies
essential for all types of practice. These strategies may be implemented
through the use of any direct service social work skills that are
functionally consistent with the model's structure and change
principles. We believe that this offers social workers two advantages
over other models: (1) a more practical and simplified model that does
not require theoretical or cognitive elaboration and (2) the freedom to
use a range of discrete skills that have already been learned and
mastered and are effective. Furthermore, practice decision making is
simplified as social workers need only focus on the change strategies
that they are attempting to enact, rather than having to consider more
abstract, complex, and numerous theoretical principles and then
translate those into practice activity. We think that this middle level
of abstraction of the model, or its nearness to practice, would be a
better fit for social workers who may be understandably focused on using
familiar, comfortable, and effective practice skills.
Alternative Evidentiary Bases
Though not formulated in a way that meets the requirements of some
proponents of evidence-based practice (Gambrill, 2003), the common
factors model provides evidentiary bases for social work direct practice
intervention. As just stated, it is directly built from factors of
practice approaches shown to be associated with positive client outcomes
and, therefore, represents established effective practices. Research
interest in common factors has grown in recent years, adding to the
empirical support for its practice utility and effectiveness (Castonguay
& Beutler, 2006; Lambert & Ogles, 2004; Wampold, 2001) (see the
section Limitations of the Model). In addition, as we described earlier,
many of the conditions and processes for change have been supported by
studies in social work, psychology, and other areas outside of common
factors research.
Assessment and Planning
The common factors model draws the practitioner's attention to
specific factors and relationships associated with effective change work
among all individuals and systems involved in change efforts, including
a consideration of the capacities of clients and others involved in the
work to engage in productive change processes. In addition, it includes
an explicit examination of the worker's capacities and readiness
for effective work. Planning would include these considerations as
central, not peripheral, to chances for success. The practitioner is
directed toward explicit planning for the establishment or enhancement
of the change-supporting conditions and processes of the client, worker,
and relevant others and the relationships among everyone involved in the
work. In this model, prognosis becomes an important element in social
work assessment and intervention planning, a process that has not been
discussed in much depth in social work assessment literature.
Redefining Practice
The common factors model is founded on ideas about practice that
shift and expand definitions of what practice involves and the locus of
practice competencies. Moving from a predominant emphasis on technique,
practice is viewed as more broadly constituted of the essential
ingredients needed for change--conditions and processes--that are
activated and facilitated by skills intended to enact strategies for
change derived from the model's change principles. The particular
techniques or skills used to enact change strategies are not any more
essential to the work than are change-producing conditions and
processes. Skill selection should be based not only on the problems and
goals of the work, but also on the communications received by the social
worker in moments of practice and on the social worker's style and
preferences in regard to the characteristics of his or her unique
approach to helping. Practice, then, in this perspective, has less to do
with the narrowly defined technical activities on the part of the social
worker and the client's response. Rather, practice primarily
involves the activation and facilitation of conditions and processes
through change strategies and logical use of skills given the
personality and helping style of the worker. It is the presence and
interaction of these factors (in the system of action) that produces
change.
In this approach, then, skills used to enact change strategies
should be used to facilitate the conditions and processes necessary to
help clients achieve change, including factors pertaining to the client,
the worker, the nature of the relationships among all those involved in
the work, and characteristics of relevant social networks. The social
worker using a common factors approach would select and use skills
consciously and differentially to engender client change activity and to
facilitate conditions and processes for change as needed.
The common factors model also broadens the conceptualization of the
locus of practice competencies. Clients and others involved in the work,
not just social workers, need to possess and use certain capacities,
resources, and skills to best achieve their goals. In a sense, clients
and all those involved in change efforts must be adequately skilled
"practitioners." Not only are there skills of helping, but
also, we argue, just as important, there are skills of using help. In
this view, change in the client is a multidetermined product of a
constellation of factors and forces, including not only social worker
interventions, but also factors of the client, the social worker, and
other individuals and systems in the client's life and the
relationships among all these individuals and systems. Change is less a
product of the specific, technical activities of the worker and more the
result of coordinated efforts to facilitate factors and relationships
among all involved in the work. Furthermore, interventions on the part
of the worker must be coordinated with the establishment or enhancement
of the conditions and processes of change, and as the work proceeds, the
worker reflects on strategies, skills, conditions, and processes as
coordinated and interacting forces working for change. The practice
action called for in any particular moment would be directed by the
state of the client's progress and his or her temporal realities
and by the extent to which the constellation of factors promoting change
are in place, available, and being used on behalf of change efforts.
A Platform for Use with Additional Methods
The common factors model forms a foundation that social workers can
use in all of their work. In a sense, it suggests a set of basic
strategies and abilities for the practitioner. However, the particular
demands of working with families and groups in micro practice, the
challenges of macro practice, and the requirements of clients with
specific disorders all require additional practice methods not included
in the common factors model (see the section Limitations of the
Model).We believe that the common factors model can serve as a
foundation on which social workers can add the unique methods called for
in other modality- and problem-based approaches. In this sense, the
challenges of achieving skillful eclecticism in one's practice
approach are reduced, as practitioners only need to master those methods
not suggested by the common factors model.
Individualized and Flexible Response to Sociocultural Variations
The model is inherently responsive to the particular constellation
of people in each practice situation. The model allows social workers to
take into account the values, meanings, and beliefs of each client when
selecting strategies and enacting skills that activate the conditions
and processes of the common factors model. The selection of strategies
and skills to activate and facilitate particular processes is based on
the consideration of which processes are most compatible and indicated
with each person one works with (Tsang & Bogo, 1997). In addition,
because the common factors model's conceptual basis rests in the
conditions and processes unique to each client's life situation,
the model naturally and automatically directs the practitioner's
attention toward variations from client to client. This flexibility also
requires social workers to be aware of the values, meanings, and beliefs
of clients and all those involved in the work as they differentially
select practice strategies and skills. For example, it has been
suggested that use of catharsis and ventilation may be more compatible
with a Euro-American ideal and may not be indicated with a client who
does not find such emotional expression compatible with how they
experience effects (Seeley, 2000).
Practice Evaluation
Finally, the common factors model suggests a modification of
traditional practice evaluation methods in two ways. First, it promotes
a process-oriented adjunct to social workers' outcomes-based
practice evaluation efforts. The set of common factors may serve as
structure to guide the assessment of the presence and quality of the
conditions, processes, and strategies required for change. In addition,
the approach also formally expands the scope of the evaluation to
include examination of the participation and contributions of all those
involved in the work, not just the social worker. This focus on the need
for practice competencies beyond the worker both reinforces the social
worker's environmental focus and offers additional options for
taking action when the work is not progressing. We believe that this
approach to practice evaluation will likely be more often utilized by
social workers and will provide them with more ongoing and useful
feedback regarding the quality of their work.
Limitations of the Model
The common factors model is in the early stages of development in
social work. This proposed model of practice will require study of its
effectiveness in use. Additionally, research on common factors continues
to evolve and focus our understanding of the strengths and limitations
of this approach. Some criticisms of common factors have been raised and
need to be considered carefully by social workers. One concern is that
the use of common factors alone may not be sufficient for all practice
situations with clients (see Reid, Kenaley, & Colvin, 2004; Stevens,
Hynan, & Allen, 2000; also see Reid & Colvin, 2005). For
example, social workers need to know best practices for work with
clients with severe impairments such as schizophrenia. Also, given its
origins in psychotherapy models, common factors as currently
conceptualized and understood may be most appropriate for work with
individuals and as a basis for work in other modalities, which requires
that practitioners additionally use knowledge of modality-oriented
practice methods. Although research has begun to identify common factors
in family and group psychotherapy (Burlingame, MacKenzie, & Strauss,
2004; Karver, Handelsman, Fields, & Bickman, 2006), further research
is needed to expand our understanding of the potential and limitations
of the common factors model for practice with larger systems. In
addition, while greater attention is being given to the cultural
perspectives embedded in research on psychotherapy and social work
practice, further work remains to be done. This includes the selection
of diverse research participants, use of culturally-responsive
instrument designs, and implementation of other methodological
modifications (Zane et at., 2004). More generally, research is needed to
evaluate how well the common factors model may function as a discrete
and effective practice model.
CONCLUSION
Social workers practicing in the contemporary professional climate
are pulled in multiple directions. Social workers, in their efforts to
practice well and in ways that adequately reflect evidence-based
techniques, practice guidelines, managed care directives, and
organizational demands, may struggle to integrate these various
directives coherently and usefully in their work. In addition, they may
feel pulled from basic and traditional social work practice methods that
they were taught and likely have continued to use as the basis for their
work. The common factors model may help practitioners address these
quandaries by providing a coherent, accessible, and professionally
consistent model. It is a transtheoretical, empirically supported
approach that focuses on discrete factors of practice that social
workers have traditionally been taught and have used successfully in
their work. Continued conceptualization and research will help to
demonstrate the usefulness of this model for social work and the ways
that it may resolve some of the conflicts presented by the range of
directives that constitute current, and perhaps future, practice
contexts.
Original manuscript received September 6, 2006
Final revision received August 16, 2007
Accepted August 22, 2007
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Mark Cameron, PhD, MSSW, is associate professor, and Elizabeth King
Keenan, PhD, MSW, is associate professor, Department of Social Work,
Southern Connecticut State University, New Haven, CT. Address
correspondence to Mark Cameron, Department of Social Work, Southern
Connecticut State University, 101 Farnham Avenue, New Haven, CT 06515;
e-mail: cameronm3@southernct.edu. The authors gratefully acknowledge the
support and feedback they have received from Alex Gitterman and Larry
Shulman on this project.
Table 1: The Common Factors
of Social Work Practice
Social network factors
Supportive values
Supportive knowledge
Supportive funding, policies, procedures, and practice
guidelines
Client social support
Client social support views social work as credible
Social worker/helper factors
Well-being
Acceptance
Genuineness
Empathy
Client factors Distress
Hope or expectation of change
Active help seeking
Views social worker as credible
Relationship factors
Engagement in relationship
Engagement in change work
Productive direct and indirect communication
Mutual agreement on problems, roles, tasks, and goals
Collaboration
Practice strategies
Rationale for change
Modeling
Feedback
Ventilation
Exploration
Awareness and insight
Emotional learning
Interpersonal learning
Knowledge
Information
Development and practice of new behaviors
Success and mastery
Reinforcement
Desensitization
Suggestion
Advocacy
Note: Adapted from Grencavage, L., M., & Norcross, J. C. (1990) and
Drisko, J. W. (2004).