Revisiting the benefits debate: does qualitative social work research produce salubrious effects?
McCoyd, Judith L.M. ; Shdaimah, Corey S.
A heated debate ensued on the pages of this journal regarding the
"fit" of qualitative research and social work practice in
response to Gilgun's (1994) famous "hand-in-glove"
analogy (Bein & Allen, 1999; Padgett, 1998a, 1999; Pieper &
Tyson, 1999). In a "reflexive spirit," Padgett (1998a) offered
a caution that social work researchers should not confuse the roles or
the goals of research with those of social work practice, even if the
processes that they use might be a good fit. However, in a desire to
avoid ethical impropriety that harms the research subject and the
research (Padgett, 1999), many have apparently taken Padgett's
cautionary words too far. Bein and Allen noted that "the
qualitative researcher enters a human relationship that can be
empowering to the interviewee" (p. 276). Refusing to acknowledge
this process does not make it go away. It merely walls off an
understanding of what may actually happen in the researcher-participant
relationship and thus precludes reflection and the possibility of
understanding the benefits and risks that may be a by-product of this
relationship, particularly for participants. Confronting this
possibility can enhance the benefits and mitigate the risks.
The NASW Code of Ethics requires all social workers to
"critically examine and keep current with emerging knowledge
relevant to social work and fully use evaluation and research evidence
in their professional practice" (NASW, 2000, 5.02 [c]). This
article contributes to the social work literature by examining whether
qualitative interviews provide research participants with any benefits
beyond the intended academic and practice use of such research. Drawing
from our research findings, we argue that qualitative interviews have
personal and political implications (both positive and negative) for
research participants. As social work professionals, we must pay
attention to these research dynamics (see NASW, 2000, 5.02 [j]) and
disseminate knowledge about them (NASW, 2000, 5.02 [p]).
LITERATURE REVIEW
Social work literature about participation in qualitative research
focuses on the difficulty of finding study participants, convincing them
to speak with researchers, and understanding how to work with
participants sensitively so as not to offend them (Fine, Weis, Weseen,
& Wong, 2000; Lofland & Lofland, 1995; Padgett, 1998b, 2004).
The primary discussion of the relationship in the literature revolves
around the assertion that qualitative research is a good fit (Gilgun,
1994) because of the clinical social work skills that social workers
bring to their research, coupled with a warning (Padgett, 1998a) not to
confuse practice with research.
Concerns about conflating therapeutic efforts and research have
long troubled both practitioners and researchers. The Belmont Report (National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research, 1978) specifies that research-related informed
consent procedures must include a statement that the activity is for
purposes of research. The identification of any incidental benefits (and
potential harms) that may accrue must be delineated with the stipulation
that the primary activity is research. With the dawning of the
practitioner-researcher movement (Bisman & Hardcastle, 1998; Bloom,
1997; Dangel, 1994; Raw, 1998; Thyer & Myers, 1998; Wakefield &
Kirk, 1996, 1997a), more therapy was conducted in a manner that was
intended to be both therapeutic and research oriented as the efficacy
and effectiveness of various treatments were explored. Wakefield and
Kirk (1997b) expressed concerns about this in connection with
single-subject design in which the issue of informed consent about the
A-B-A design may bias the outcome of the research and where conflicts
among therapeutic goals, research goals, and ethical imperatives may
occur. Padgett (1998a) explicated the differences between clinical
practice and qualitative research in terms of paradigm, goals, education
and training, relationship, and criteria for success.
A small but growing literature has begun to explore the
relationship between the researchers and study participants, with a call
for heightened reflexivity about the impact of the research on
participants (Lofland & Lofland, 1995; Newman, Willard, Sinclair,
& Kaloupek, 2001; Padgett, 1998b). That this discussion emerged from
qualitative research is not surprising. Qualitative researchers
"invite intimacy" (Birch & Miller, 2000). Furthermore,
they provide a complex and attuned (if not broadly generalizable)
understanding of the people and the phenomena they describe (Johnson
& Waterfield, 2004; Lofland & Lofland, 1995; Padgett, 1998b).
Ethical dilemmas may thus be more readily apparent in qualitative
research because of the more intimate nature of the relationship between
the researcher and the study participants. These include the effect of
the research process on the participants, the impact of the research
product on these same participants and others who are similarly
situated, and the nature of power in the relationship itself (Fine et
al., 2000). These potential dilemmas take on urgency in the qualitative
research literature across a variety of disciplines (see, for example,
Geertz, 1983; Padgett, 1998a; Punch, 1994). In disciplines that have
linked professional cachet to the pursuit of evidence-based practice
grounded largely in quantitative research, this discussion has not been
as robust (Johnson & Waterfield, 2004).
Some effects of the research process related to interviewing have
been documented in other contexts. Ortiz (1995) suggested that positive
mental health consequences occur as a result of using a Life History
Method due to beneficial effects of validation and catharsis. He
acknowledged the negative effects such as fear reactions and reliving
trauma. Others confirm these findings for other narrative methods such
as qualitative intensive interviewing. Pennebaker (2000) has found that
the process of fully revealing a story of loss, even in written form,
has positive effects on the immune system of the research participant.
Furthermore, best practices literature regarding psychological
processing after traumatic events identifies critical factors for
healthy processing (Deahl et al., 2000; Everly & Mitchell, 1999;
Parad, 1965; Sheehan, Everly, & Langlieb, 2004), which include an
opportunity to tell the whole story to another human being who listens
with unconditional positive regard--the stance ideally adopted by any
qualitative researcher.
Some effects of the research process likely flow from the social
context of the population that the researcher chooses to study. Punch
(1986) referred to the populations typically studied by ethnography and
participant observation as the "nuts and sluts," identifying
the tendency of social scientists who study the "sociology of
deviance" to focus on experiences that are outside the norm and
thus "discreditable" and potentially stigmatizing (Goffman,
1959, 1963). This tendency to study people who are disenfranchised and
stigmatized may yield different effects than the study of people who are
accustomed to having greater societal power and "voice" (Kirby
& Corzine, 1981). Even if stigmatized people do not accept the
stigma, they are usually aware that others view them in this way, which
can make open challenges to the dominant society difficult (Anspach,
1979).
Whereas much of the discussion outside of the social work context
has focused on the therapeutic potential of qualitative research (Birch
& Miller, 2000; Ortiz, 1995), this article contributes to the
cross-disciplinary conversations about qualitative research generally
and intensive interviewing specifically. The social work
person-in-environment orientation reminds social work researchers to
explore the political and social implications of social work activities,
including research. It further challenges a discourse that focuses
solely on the psychological risks and benefits to participants in
research studies to the exclusion of other effects. Becker (2005)
cautioned that focusing solely on psychological well-being (such as
coping, insight, and symptom relief) risks masking social-structural
problems as personal problems to which individuals must adjust and
serves to maintain the status quo.
BACKGROUND
This article grew from our experiences as peer debriefers for each
other's qualitative research study to enhance validity and rigor (Padgett, 1998b).We both identify with social constructionist epistemologies (Berger & Luckmann, 1966) and had research questions
that explored processes and meaning-making that were not amenable to
quantitative methods or observational modalities. We both conducted
intensive interviewing using interview guides as the primary research
method, relying on sensitizing concepts (Beeman, 1995) and conceptual
frameworks (Miles & Huberman, 1994) that provided a flexible,
narrative approach to the interviews.
METHOD
Underlying Studies
McCoyd, with a background in clinical perinatal social work,
conducted intensive interviews with 30 women who terminated desired
pregnancies because of fetal anomalies against a backdrop of ambivalent
cultural messages regarding motherhood, disability, abortion, and loss
(McCoyd, 2003a, 2007). Some interviews were conducted by e-mail (McCoyd
& Kerson, 2006) and provided the opportunity for longitudinal data
collection and extensive debriefing and member checking. McCoyd also
conducted a focus group and interviews with perinatal social workers and
physicians for triangulation. This is referred to as the "anomalies
study."
Shdaimah, with a background in law, conducted 51 intensive
interviews with 11 legal services lawyers and 30 indigent clients about
their experiences as they used the legal system in a political, social,
and economic climate perceived as indifferent to their lives and hostile
to their claims (Shdaimah, 2005). Interviews lasted approximately 1.5
hours and were conducted in participants' homes or offices.
Shdaimah debriefed participants at the end of the interviews and,
sometimes, in follow-up correspondence. This is referred to as the
"legal study."
Although the demographics of the participants in the anomalies
study and the legal study varied, both populations shared a keen
self-perception of stigma. For both studies, all interviews were
transcribed verbatim except for the e-mail interviews, which were
already in written form. All identifying information was removed from
transcripts and from the e-mail interviews; names were replaced with
pseudonyms (used here). We analyzed and coded our respective interviews
and field notes independently using open coding and then organizing the
open codes into themes.
Entering the research, we both were sensitive to the concerns about
conflating practice issues with research and were careful to explain to
participants that they were not acting in their roles as therapist or
lawyer, respectively. We were also sensitive that we were asking study
participants to speak about difficult, potentially stigmatizing topics.
Our respective interview guides, therefore, closed with a solicitation
of participants' input about their experience of the interview
process to monitor possible harmful effects. From our peer debriefing we
discovered that despite the differences in the demographics and our
research questions, we often heard similar responses to these inquiries,
best characterized by Katherine:
I guess this could be my very last e-mail to you.
I have enjoyed talking to you via the mail and
it has been therapeutic I think for me to write
my thoughts. So we have both gained something
from all my ramblings.
After our initial response of self-congratulation, we began to see
patterns suggesting that this was less about our skills as interviewers
and more about the interview process and sought a deeper and more
critical understanding of these types of unsolicited responses. This led
us to return to our data with a new research question that is the basis
for the analysis presented in this article: Are there salubrious (or
harmful) effects from participation in qualitative studies involving
intensive interviewing?
Working to debrief one another over the course of four years, we
had intimate familiarity with the data in both studies, as well as with
the decision points we each grappled with during the data analysis.
Indeed, the research question emerged from our discussions of a code of
"satisfaction" as it pertained to the research process that we
found independently and unexpectedly. For the purpose of exploring our
new research question, we returned to our respective data to explore
emergent categories of salubrious and harmful effects of research
participation, each rereading all of our interviews with an eye to
recoding with this "lens" (Sands, 2004). We shared our new
codes through written memos that included exemplars of each of these
codes. We then met to discuss these codes, to situate them in the social
context for each of our study groups, and to refine the common themes.
Once we agreed on newly refined codes and their meanings through
deliberation, we reread our respective interviews to code using our
refined themes and actively searched our data for negative cases. From
this final round of recoding, we found clusters or themes around which
to organize the codes (Miles & Huberman, 1994): salubrious effects
to the individual through storytelling; the importance of voice and
bonding to stigmatized people and groups; and research as a bridge
between people and groups who are stigmatized and mainstream society.
FINDINGS
Telling the Story: Validation, Cohesiveness, and Individual
Salubrious Effects
Participating in a research study provides a chance for critical
reflection. When asked how he found the interview, Martin, a lawyer,
replied,
Intriguing. I think it's always good to think of
the way we inter-relate with our clients, what
effect it has on them and how we can do that
job better. I think if you stop asking questions
you stop growing.
Another lawyer, unprompted, told Shdaimah, "You'd be
surprised at how much our talks have made me re-evaluate our work.
I've enjoyed our talks."
The lawyers, social workers, and physicians who participated in our
respective studies often do not have the time or reason to stop and
reflect on their busy practices, where they are typically overwhelmed
with day-to-day tasks and triage. What motivated many of them in their
career choices was an interest in working with the people they serve.
For practitioner-participants who work with stigmatized groups,
particularly those who are caring and openminded, participating in
studies can be a welcome opportunity to reconsider their often
beleaguered practices. They can consider modifications that potentially
benefit their clients. Pete, in responding to a second recruitment
notice of lawyers for the legal study, sent an e-mail to his colleagues.
His tone was tongue-in-cheek, and his contorted grammar comes from a
desire to respect confidentiality, but his message is serious:
The experience of participating in this study is
thought to be interesting and thought-provoking
for both the attorneys and clients involved. It is
thought to be a good opportunity to critically
reflect on what we imagine we are accomplishing
for and with our clients and how we
go about doing that. It is thought to be highly
recommended.
Reflection is not only valued by professionals. A legal study
client-participant chided the researcher about her informed consent
form, saying, "the 'no benefits' section is wrong and
there is always a benefit in talking and learning about oneself"
(Shdaimah field notes, interview with Lilly). We found that the
opportunity to reflect is particularly valued when intensive interviews
provide a forum in which an individual is encouraged to tell his or her
whole story without a need to censor it to fit the audience.
Although we understand the power of social desirability effects
(Loftand & Lofland, 1995), qualitative interviewing ideally solicits
the participant's perspective while eschewing judgment. Our
impressions were that participants felt relief as a result of openly
discussing stigmatizing and traumatizing events. The participants in our
studies reported many beneficial effects identified by the psychological
literature regarding full disclosure and trauma processing.
Talking about it with you has helped, although
I still have bad days, just being able to express
how I feel and not have to worry about making
someone else feel bad has helped a lot. (Erin)
I'm glad I was able to participate and that it was
a success. It was a healing process for me and
I'm glad I participated. (Jenna)
For some participants, storytelling and disclosure are part of an
ongoing struggle and talking to researchers is just one part of a larger
coping process.
The one thing that I learned is that for me to stay clean I have to
talk about what is going on with me. 'Cause if I don't--my disease
is very cunning, it'll use anything to make me use (bitter
laugh).You know? I don't know if you're familiar with addiction or
not but it'll use anything to make me use. And I just don't want to
do that no more. So I'm always talking about me. That's why I didn't
have a problem with doing this interview with you (laughs).
(LaTonya)
Full disclosure of the story to a nonjudgmental person clearly had
a powerful salubrious effect, especially for people who experience
stigma.
Stigma and Voice: Becoming Part of a Critical Mass
All of those interviewed (anomalies group, legal services clients,
and legal services lawyers) are stigmatized groups. For the anomalies
study, the stigma was attached to the termination of desired pregnancies
within the context of the U.S. abortion debate and the stigmatizing
condition of having conceived an anomalous fetus. For the legal study of
clients, the stigma was related to economic status and the need to use
legal services and, for many, the kinds of problems that led to their
legal troubles, such as charges of child abuse and neglect or
homelessness. Legal services lawyers experienced the stigma of contagion (Goffman, 1963) and of marginalization within the legal community
because of the deviant nature of their practice (Scheingold & Sarat,
2004; Shdaimah, 2006).
Furthermore, our participants felt strongly that their respective
stigmas were undeserved:
Being a drug addict even if you're clean or not ... it's almost
like you're discriminated against ... I was in a program before and
then when my son died I had like a breakdown.... It took me four
months to get back into a program. You know but I think especially
in my case where I am someone who really wants the help and who had
been clean for a couple of years, I don't think they should use
that to discriminate against you. Because it's a disease, just like
cancer. And they don't discriminate against someone who has cancer,
but yet they would against someone who is, you know, is an addict
or an alcoholic. So I don't think that's fair. (Janet, a legal
services client)
Participants reported feeling appreciative of the opportunity to
join in the research study to amplify their voices and to be part of
creating a critical mass challenging stigma and smoothing the way for
others.
Thanks again for doing this work and giving those of us who have
terminated a "voice" somewhere. I do hope genetics counselors and
perinatal social workers make some positive changes. (Joan)
It has been a good thing for me to go back and think about aspects
of our termination that I haven't thought of in a while. It's also
been rewarding to know that my responses may go to help others in
my same shoes some day. (Olina)
As the quotes indicate, participants hoped that their voices would
inform the service providers who worked with them, as well as help
others in similar situations to feel a sense of solidarity in the face
of the isolation customarily experienced by people who are
discreditable.
Participants never explicitly stated that they expected us to
disseminate the findings, but this expectation is part of the motivation
for participation in this type of research. Our participants made this
clear from their desire to prioritize confidentiality and from
discussion during the interviews in which they asked who would read the
results of the research. This points to an added advantage to research
participation; it offers an avenue for participants to contribute to
challenging stigma without bearing the risks associated with
"coming out" that are inherent in other forms of challenge
such as public speaking or direct political engagement.
After informing respondents that preliminary findings had been
presented at a professional workshop in Florida (McCoyd, 2003b),
participants replied:
Good to hear that the people in Orlando listened to what we had to
say through you. If it helps just one of them to understand a
little more what it is like for anyone in our shoes, it will make a
difference to some poor woman. (Katherine)
Thank you so much for the opportunity to express some of my
thoughts on this taboo topic. I hope that with people like you
researching and bringing this subject out in the open, women &
their partners will not feel alone when faced with this painful
decision. (Carole)
Alice, a lawyer who read an article that Shdaimah published (2006),
described her response to academics who criticize the work of legal
services lawyers without having a true understanding of their day-to-day
practices, relationships with clients, and dilemmas:
I read your draft article for Cause Lawyering and was simply blown
away by it! It ... deals so well with the issues that I feel when I
read the academic articles on "empowering clients," community
lawyering etc. It is the first piece that says what I think and try
to express--the contradictions and realities--and also expresses
the compassion and caring that are integral to the client--attorney
relationship but isn't usually discussed as part of the analysis.
Anyway, I love it and want to share it with the world.
Having one's story joined confidentially with others' and
brought into the mainstream to challenge perceptions about stigmatized
groups is another salubrious effect of social work research.
Bridging: Connecting for Action
Research can be empowering for populations who are stigmatized
because they are asked to participate as experts. Attuned research can
and should situate participants in the role of expert by the way
researchers conceptualize the research, frame the questions, and treat
study participants (Shdaimah Stahl, & Schram, 2007). This is one
strategy for mitigating harmful effects. Both study groups were
explicitly told that we hoped to learn from them to help others who are
similarly situated, and this resonated for many. Study participants were
encouraged to see themselves the way researchers see them: as advocates,
guides, and experts. This strategy combats stigma that accrues when
participants are viewed as victims or as somehow "at fault."
Some participants were eager to participate, not so much to reflect on
their own experience but to use their expertise to educate others,
particularly on topics that many people are reluctant to discuss openly
because of stigma.
I'm so glad that I can participate in this study. This topic is
somewhat "taboo" and if I can do even a small bit like this to help
with educating others, I want to. (Joan)
Participants in both studies were eager to share concrete advice,
encouragement, and support for others who might find themselves in
similar situations. Justin, a legal services client, was concerned that
we would not have sufficient time for him to provide all the information
he considered important: "I would like to explain more details
because I'm sure it would be a good point for me and you to
know." When urged to provide as much detail as he could and
reassured that if we ran into a time problem, we could continue the
interview another day, he was clearly relieved; "I do appreciate
it." Frances provided advice that she wanted to see passed on to
health care providers. When McCoyd thanked her for her completeness and
thoughtfulness, she ended with this:
On behalf of people who have faced poor prenatal diagnosis and had
to make gut-wrenching decisions about their babies' lives, I want
to thank YOU for doing this study. Through your work and others like
it, I hope we gain the recognition and support we need and deserve,
so that no other parent has to struggle alone and in silence with
the confusion, pain, and fear. (Frances)
We have come to understand this as part of a bridging function
between groups isolated by stigma, and the broader society. The
researchers elicit and then carry nuanced stories from stigmatized
groups into the "mainstream world," while simultaneously
serving to connect mainstream culture to those groups. Bridging creates
a dialogue that allows researchers access to participants'
experience, while also creating opportunities for participants to get
their perspectives into mainstream society and politics.
In his research with crack dealers, Bourgois (2003) described how
research can be used to illuminate social injustice (including stigma)
and advocate for change. In the chapter "Violating Apartheid in the
United States," he underscored the divide between people who are
isolated because of socioeconomic status and the role that he hoped his
research would play in chipping away at this divide.
When I discussed with Ray [a crack dealer who participated in
Bourgois's study] and his employees my desire to write a book of
life stories "about poverty and marginalization" that might
contribute to a more progressive understanding of inner-city
problems by mainstream society they thought I was crazy and treated
my concerns about social responsibility with suspicion. (p. 46)
Bourgois described how, as time went on and they developed
relationships, his study participants began to view him as an important
bridge to mainstream society. He wrote:
About halfway through my research, the main characters in this
book, with whom I have developed deeper relations, began following
the details of my writing habits and urging me to make speedier
progress.... For example, when I came down with a debilitating
tendonitis in my wrists and forearms ... Caesar and Primo became
genuinely worried and disappointed. I realized that our
relationships had developed an almost psychotherapeutic dimension.
Caesar: [grabbing my arms and twisting them] don't be giving up
on us, Felipe.... You're our role model here.... I ain't lettin' you
leave us until I get something in writing with our name on it, as a
lifetime reference. (p. 47)
Bourgois's (2003) bridge goes two ways. Many of the clients in
the legal study were unfamiliar with academic degrees and were eager for
the researcher to share information. Some asked what a doctorate or a
dissertation was (having read the consent form). Many in the anomalies
study asked about how the research would be reported, and even more
wanted to discuss the political implications of the research in the
context of the abortion debate and its various stakeholders.
Participants wanted to know what motivated us to study them, they wanted
to talk politics, and they wanted to ask questions. They actively used
the researcher to connect their experience to mainstream understandings
of their circumstances. Participants also wanted to learn about other
participants' experiences. Providers seemed curious about what
clients had to say and vice versa; in this way the researcher provided
another bridge between different populations.
Although participants' desire to share information was perhaps
reflective of an existing understanding of themselves as experts,
advocates, or helpers, participation in research can help to reinforce
this. This then creates a forum for fostering political consciousness
that should not be discounted, particularly among stigmatized groups
wherein understanding is tenuous and may mediate other messages such
groups receive from the broader society. Participants in both studies
were eager to change what they saw as unfair or unjust treatment of
people similarly situated and expressed the hope that the bridge we
provided and our connection to academic and professional audiences would
help provide access for their understanding to be considered.
I was wondering if when you get your paper done if you could send
me a copy of my portion or the entire piece, I would consider it an
honor, plus I would really like to see how my thoughts combined
with yours looks on paper. Maybe it will inspire me to go into the
legal field as well. I also wanted to say I hope I inspired you
with our conversation especially about [Child Protective Services]
and how their complaints need to be investigated before they open a
case and break apart more families--good loving ones. (Carolyn)
I am happy that I am given a chance to have my story heard and that
my story will help mothers who are and will be faced with the
toughest decision in their lives. (Deirdre)
This is where research that may have collateral therapeutic
benefits goes beyond the limitations of therapy. Research creates a
bridge where participants and researchers can build relationships to
connect the individual experience to a larger context. Attuned
participants and researchers can amplify or provide a stage for the
voices of individuals who may not otherwise have access to audiences
such as practitioners, policymakers, or academics who are in a position
to advocate for change. Researchers also provide a bridge among groups
separated by stigma.
DISCUSSION
We assert that a number of salubrious personal and societal results
accrue when research is done within an epistemological framework that
acknowledges the experiences of participants and situates participants
as expert knowers. We identify three salubrious effects that fall into
categories similar to Ortiz's (1995): (1) the validation of being
understood and of having one's story heard in full without
judgment; (2) the chance to have one's story joined with others in
such a way as to create a "voice" on a topic of shared
experience, and (3) the knowledge that findings will be published and
communicated to providers, policymakers, and the public. The latter
often gives stigmatized groups hope that their experience will be
brought into mainstream culture in a way that allows them to be heard,
understood, and destigmatized. Researchers must guard against a
paternalistic notion that they are "giving" voice or providing
empowerment. Ideally, researchers accurately capture, reflect, and
communicate the experiences of participants; however, they are not
giving participants something.
Members of stigmatized groups may not know how to challenge stigma
or where to direct such challenges. Researchers can help to articulate a
framework that allows participants to see their stories contextualized.
This then creates opportunities for developing a political understanding
of the place of similarly situated (and stigmatized) people in society
and moves the individual to see how what has been viewed as a personal
problem or failing is, perhaps foremost, a societal issue. This
revelation opens avenues for challenging societal injustice rather than
accepting the shame of stigma.
We have claimed that researchers and participants create a
relationship and that the power of the relationship can have significant
personal and societal implications. Any powerful relationship that may
give rise to positive effects can also produce negative effects. It is
unethical to ignore this possibility. We have documented positive
effects stemming from this relationship because this is what was
reported to us. It is possible that negative consequences went
unreported for several reasons. The first is due to social desirability
bias; participants generally want to please and are reluctant to offend
by reporting discomfort or other negative outcomes. The second is due to
selection bias; people who voluntarily participate in research studies
may represent individuals for whom such participation is more likely to
be positive than adverse and who choose to participate precisely because
they see the research and their participation in it as beneficial. Our
findings may be skewed by this aspect of qualitative interviewing
because we found that participants in the anomalies study and in the
legal study expressed gratitude for the opportunity to tell their
stories. These limitations, however, do not diminish the intensity of
our participants' reported experiences of benefits. The
overwhelmingly positive responses are not anomalous; similar findings
have been reported in other studies of reactions to research
participation (Newman et al., 2001).
These biases shed light on potential negative consequences that
stem from the research relationship. Researchers who do not acknowledge
the power of the research relationship (as distinct from the power of
the research process itself) are blind to potential consequences,
positive or negative. Thus, they will not anticipate them, and they will
not consciously explore this possibility and mitigate possible negative
consequences. Our attention to respectful relationships with our
participants and our view of them as experts may have mitigated the
potential negative effects of objectification inherent in being a
research "subject."
Perhaps more compelling is the ethical concern that the end of the
research relationship on completion of data collection will be
experienced as a loss. Researchers continue with their research project,
and then move on. Participants are left behind, uncertain of the value
of their contribution and possibly feeling dismissed or rejected. It
might take years for studies to be published or to enter into policy or
treatment arenas, and even when and if this occurs, participants are
unlikely to be aware of these developments. Researchers cannot
practically continue the relationship with all (or any) participants. To
the extent that researchers are able to provide some follow-up to
participants, our experience shows that this is appreciated. The risk of
harm from the end of the research relationship needs to be more fully
explored, and social work literature on "termination" might
provide guidance for managing the conclusion of the research
relationship.
Another implication of these findings is for practitioners who feel
that they must protect clients from researchers. For instance, lawyers
from the legal study wanted to ensure that clients would be treated
respectfully and would be compensated for their time. The anomalies
study researcher had difficulty getting past gatekeeper medical and
social work professionals expressing concerns about the privacy of their
patients. On gaining access directly to patients, she found them eager
to participate. Practitioners often cite privacy issues and concerns
about harm as reasons for hesitation about cooperating with research
efforts. Our findings should encourage practitioners not to accept or
reject research participation for clients unreflectively but to assess
the safety and possible benefits of such participation.
CONCLUSION
Although the debate in this article has been framed in the context
of qualitative research, the same questions can and should be asked
regarding any social work research that strives to be respectful,
sensitive, and concerned with social justice. In this article, we focus
on findings from qualitative studies. Nevertheless, quantitative and
mixed-method research also involve participant investment in the
research process and, often, engagement with a researcher. Consequently,
quantitative research may have many of the same effects on participants
when they are fully engaged in the research process.
We do not intend to conflate therapeutic goals with research. Yet
we found that our participants often used the language of therapy when
reflecting on their research participation. In the spirit of qualitative
research and social work, we must give their experience credence.
Exploring the basis for these responses is useful for understanding the
experience of participating in social work research. It may also provide
useful guidelines for researchers in how to share the goals of their
research more fully with participants. Researchers should not let
legitimate concerns about conflating research and intervention (for
example, Franklin, 2006, on the danger of underestimating risks) prevent
them from open and honest discussion of the collateral risks and
benefits that derive from the researcher-participant relationship and
the research process.
Our findings from the anomalies study and the legal study indicate
that participants experienced positive effects from research
participation. These effects included validation, destigmatization, a
sense of making a contribution, and enhanced political awareness. The
participants may have experienced some negative effects from
participating in the research; however, we found none, possibly because
of our attention to their expert status and conscientious debriefing
about their research experience. Researchers must consider these
possibilities to enhance the positive effects and mitigate the negative
effects. To do otherwise is unethical.
Original manuscript received June 19, 2006
Final revision received December 5, 2006
Accepted January 25, 2007
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Judith L. M. McCoyd, PhD, LCSW, QCSW, is assistant professor,
School of Social Work, Rutgers University, The State University of New
Jersey, 327 Cooper Street, Camden, NJ 08102-1519; e-mail:
jmccoyd@rci.rutgers.edu. Corey S. Shdaimah, PhD, LLM, is assistant
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