Welfare Reform and "Ineligibles": Issue of Constitutionality and Recent Court Rulings.
Kim, Rebecca Y.
In 1996 welfare legislation made lawful immigrants, with a few
exemptions, categorically ineligible for most forms of public
assistance. This legislation has led affected immigrants and their
advocacy groups to file lawsuits to challenge the constitutionality of
the Personal Responsibility and Work Opportunity Reconciliation Act.
This article reviews recent court rulings that have upheld the act and
examines court decisions in light of two constitutional principles (the
Equal Protection and Supremacy clauses), which traditionally have been
applied to the issue of aliens' eligibility for welfare benefits.
The author finds inconsistent outcomes between federal and state
legislation in the judicial review process. To resolve this
inconsistency, the author suggests several policy changes in the
distribution of welfare benefits concerning eligibility of lawful
immigrants. The implications for social work practice are discussed.
Key words: constitutional issue; eligibility; immigrants; welfare
benefits; welfare reform
In 1996, under the growing trend of fiscal conservatism, Congress
made profound changes in the U.S. welfare system by passing the Personal
Responsibility and Work Opportunity Reconciliation Act (P. L. 104-193,
hereafter referred to as the "Welfare Reform Act"). This
comprehensive legislative package was designed to revamp federally
funded welfare programs. Although many individuals, including poor
children and elderly people, have been affected, the 1996 legislation
particularly targeted lawful immigrants by making them categorically
ineligible for most forms of public assistance. In fact, it was
estimated that 40 percent of the savings in the bill (before amendments)
would be achieved by denying a wide range of benefits to lawful
immigrants (Super, Parrott, Steinmetz, & Mann, 1996). All of the
savings come from limiting benefits to legal, not illegal, immigrants,
because illegal immigrants were already ineligible for most major public
programs before this legislation went into effect. (The terms
"legal" or " lawful immigrants" and "lawful
permanent residents" are used interchangeably throughout this
article.)
Under the new welfare law, all lawful immigrants who arrived in the
United States after August 22, 1996, became ineligible for most
federally funded programs, regardless of age, disability, or minor
status. In addition to denying federal assistance to this cohort of
lawful immigrants, the legislation also authorized states to deny
Medicaid, Temporary Assistance for Needy Families, and Social Services Block Grant services to those who were residing in the United States and
receiving benefits as of August 22, 1996. The welfare legislation
tightened Supplemental Security Income (SSI) and eligibility for the
Food Stamp Program as well. Although later amendments restored SSI and
food stamp benefits to some lawful immigrants, many remain excluded
under the current law. The group ineligible for food stamps includes all
able-bodied, lawful immigrants, even if they had been residing in the
country and receiving benefits as of August 22, 1996. Immigrants exempt
from these restrictions include refugees, military person nel and
veterans along with their spouses and children, and people who have
worked in the United States for 40 quarters (that is, 10 years).
The legislation's profound impact on impoverished immigrants
has prompted unrelenting criticism and led some affected immigrants and
their advocacy groups across the country to file lawsuits challenging
the legal underpinnings of the Welfare Reform Act. The lawsuits argued
that components of the new welfare law represent an unconstitutional
violation of the right to due process and to equal protection under the
law. A basic question to be answered by the courts is whether the
welfare law unconstitutionally discriminates against a class of
people--immigrants who have not become citizens--when it denies benefits
on the basis of national origin.
This article addresses the issue of constitutionality of the
Welfare Reform Act, which excludes lawful permanent residents from
eligibility for federally funded programs. Through Lexis network
databases, I identified a number of lawsuits that challenged the
constitutionality of the act. This article reviews recent court rulings
on these cases, all of which have upheld the Welfare Reform Act, and
addresses the following questions: On what legal basis did plaintiffs
(that is, lawful immigrants) who were made ineligible for welfare
benefits contend that the Welfare Reform Act is unconstitutional? Under
what rationale did the federal government defend its discriminatory
provisions against a class of lawful immigrants? What legal standards of
judicial review did the courts apply? On what grounds have courts upheld
the Welfare Reform Act as constitutional?
Legal standards and principles always command any judicial review
process. Understanding the principles that have been applied to issues
of alien classification enable us to analyze recent court rulings on the
welfare legislation. Thus, the article also examines judicial principles
concerning alien classification. In light of these legal principles, I
discuss inconsistencies and unanswered questions in the court rulings
and recommend several policy changes for the treatment of lawful
residents in the distribution of welfare benefits. Finally, I discuss
implications for social work practice regarding the lives of affected
immigrants in the postreform era.
Equal Protection Clause, Supremacy Clause, and Levels of Judicial
Test
As a country historically defined by immigration, the United States
often has faced a variety of issues concerning not only admission of
aliens but also access to social and economic resources. Do immigrants
have the same rights to material subsistence as citizens? This question
is in some way related to a broader issue of whether poor individuals
have constitutional rights to minimum subsistence. The idea of
"welfare rights" of indigent people, stemming from the War on
Poverty, was explored through a series of lawsuits litigated during the
1960s and 1970s and reviewed by the Supreme Court led by Chief Justice
Warren. The Warren Court extended the scope of "suspect
classification" to include economic class (Griffin v. Illinois,
1956) and declared voting in a state election as a "fundamental
right" (Harper v. Virginia Board of Election Commissioners, 1966).
Spurred by these decisions, welfare rights advocates attempted to
establish constitutional protection for the needs of poor people
(Bussiere, 1997). If pov erty guarantees a suspect class eliciting the
highest standard of scrutiny, and voting is considered a fundamental
right, advocates inferred that material subsistence must be deemed
fundamental. However, the Supreme Court rejected a constitutional right
to subsistence (Dandridge v. Williams, 1970), ultimately ending the
welfare rights movement (Bussiere).
On the other hand, the federal government and individual states
historically have created alien classifications to protect the interests
of native citizens from the threat of immigrants, particularly at times
of economic downturn. The issue of equal protection in this context has
involved discrimination between two classes of needy residents--full
members of society (citizens) and those who are less-than-full members
(immigrants)--whereas the welfare rights movement aimed to balance the
rights between poor people and wealthy people. In addition, courts
typically have examined discrimination against resident aliens, when
challenged, in light of two constitutional principles--the Equal
Protection Clause and the Supremacy Clause of the Constitution--although
court litigation in the course of the welfare rights movement during the
1960s and 1970s relied heavily on the Equal Protection Clause. Thus,
issues involving alien classifications have been of a decidedly more
complex nature, primarily because courts have applied the additional
principle of the Supremacy Clause.
Equal protection rights are provided under the Fourteenth Amendment and the Fifth Amendment to the U.S. Constitution. The Fourteenth
Amendment states, "Nor shall any State deprive any person of life,
liberty, or property, without due process of law; nor deny any person
within its jurisdiction the equal protection of the laws." The
Fifth Amendment provides that "no person shall be ... deprived of
life, or property without due process of law." Although the Fifth
Amendment does not contain the exact words "equal protection,"
the concept of equal protection rights is served by the guarantee of
"due process" under the law (Hampton v. Mow Sun Wong, 1976).
The application of the Equal Protection Clause to aliens under the
Fifth and Fourteenth Amendments goes back to the late 19th century. In
Yick Wo v. Hopkins (1886), the Supreme Court declared that "all
persons within the territorial jurisdiction [of the United
States]," including aliens, were entitled to equal protection of
the laws under the Fourteenth Amendment (p. 369). This Supreme Court
decision is often cited as a cornerstone of the equal protection
approach to aliens (Rosberg, 1977) and has established a tradition that
treatment of aliens is largely indistinguishable from that afforded to
citizens (Bosniak, 1994).
However, the issue of whether aliens have equal protection in the
context of eligibility for welfare benefits had not been addressed for
many years until challenges to two state statutes were brought before
the Supreme Court in the early 1970s. Arizona and Pennsylvania state
statutes that limited general assistance benefits only to citizens and
lawful immigrants who had resided in the United States for at least 15
years were challenged in Graham v. Richardson (1971). When the Supreme
Court struck down these state statutes, it declared aliens as a
"suspect class" and "a prime example of a discreet and
insular minority" (p. 372) and expanded equal protection rights of
lawful immigrants into the area of public benefits.
The Supremacy Clause is another principle that is often applied by
courts to test alien classifications. Pursuant to Article I, Section 8
of the U.S. Constitution, Congress has been granted the power to
establish a uniform rule of naturalization. The Supreme Court has
described this power as follows: "over no conceivable subject is
the legislative power of Congress more complete than it is over the
admission of aliens" (Fiallo v. Bell, 1977, p. 790). This is called
the doctrine of federal preemption, which implies that the federal
government exclusively has plenary power over matters of immigration and
naturalization. According to Spiro (1994), this doctrine ultimately
derives from a theory of foreign affairs preemption. In other words, as
only the federal government is authorized to deal with foreign affairs,
so does it have exclusive authority over immigration and naturalization
matters.
This preemption doctrine, however, goes beyond the field of
immigration and naturalization. The Supreme Court has interpreted the
plenary power of the federal government to include the authority to
regulate not only the conditions of entry and residence of aliens but
also the conduct of aliens in the country, such as land ownership,
employment, and education (Rodriguez v. United States, 1997). The
Supreme Court also held that the federal government's plenary power
in the immigration field encompasses the power to limit an alien's
access to federal welfare benefits (Mathews v. Diaz, 1976).
The choice of equal protection or supremacy (or both) is closely
related to the determination of the level of a judicial test. In
general, there are three different levels of judicial scrutiny when a
court reviews a statute in question: strict scrutiny (highest),
heightened scrutiny (intermediate), and rational basis scrutiny
(lowest). The Equal Protection Clause restricts Congress's ability
to enact laws that discriminate against certain classes of people or
burden basic freedoms that are considered to be fundamental rights of an
individual (Rodriguez v. United States, 1997). If the law under review
discriminates against a suspect class or burdens a fundamental right,
then the court must apply the highest level of test. To survive this
level of test, the government must prove a compelling government
interest in the enactment of such law. On the other hand, the Supremacy
Clause commands a deferential judicial review. The plenary power of the
federal government, granted by the Constitution, dictates courts to
limit their judicial review of alien classification within narrow
boundaries. To withstand this most lenient test, courts require only
that the means used in the statute are rationally related to a
legitimate public purpose (Abriel, 1995).
Because Equal Protection and Supremacy Clauses direct a different
level of the judicial test, a conflict between these two constitutional
principles is inevitable, particularly when a federal statute providing
alien classification is challenged.
Review of Recent Court Rulings on Constitutional Challenges to the
Welfare Reform Act
Since the Welfare Reform Act was passed in 1996, several lawsuits
have been filed to challenge section 402 of the act, which eliminates
eligibility of lawful immigrants for welfare benefits. The following six
cases involve a constitutional challenge to the Welfare Reform Act:
Abreu v. Callahan (1997); Rodriguez v. United States (1997); Shvartsman
v. Callahan (1997); City of Chicago v. Shalala (1998); Kiev v. Glickman
(1998); and Shvartsman v. Apfel (1998).
In Abreu v. Callahan (1997) and Rodriguez v. United States (1997),
the plaintiffs were lawful immigrants who were receiving SSI and food
stamp benefits on August 22, 1996, and faced termination of these
benefits by section 402 of the Welfare Reform Act. The individual
plaintiffs in these two cases were elderly (or disabled) and extremely
poor. The plaintiffs in City of Chicago (1998) covered a broader class
of lawful immigrants--both the SSI class and the non-SSI class--who were
receiving benefits or who had pending applications as of August 22. (The
non-SSI class included those related to food stamp, Aid to Families with
Dependent Children (AFDC), Medicaid, and Social Services Block Grant
programs.) On the other hand, plaintiffs in both Shvartsman cases (1997,
1998) were more narrowly defined, including only lawful immigrants who
were recipients of SSI or food stamp benefits as of the date of
enactment of the Welfare Reform Act, and who had pending applications
for naturalization with the Immigration and Na turalization Service.
Finally, the class of plaintiffs in Kiev (1998) included lawful
permanent residents who were eligible for food stamp benefits as well as
those who were receiving food stamp benefits as of August 22, 1996.
As Congress, through the 1997 Balanced Budget Act (P. L. 105-33),
restored SSI benefits to those who were residing in the country and were
receiving benefits as of August 22, 1996, in some cases the claims for
SSI benefits became irrelevant, and thus the courts did not discuss any
claims of the plaintiffs with respect to the SSI portions of the Welfare
Reform Act. However, most cases presented an issue of constitutionality
with respect to food stamp eligibility under the Welfare Reform Act,
because food stamp benefits were restored almost a year later than SSI
benefits (to some lawful immigrants through the Farm Bill in 1998). The
issue of eligibility restrictions in other programs, such as AFDC,
Medicaid, and Social Services Block Grants, was addressed by the court
in City of Chicago (1998) because the case included the non-SSI class.
The Shvartsman cases (1997, 1998) differ from the other cases in that
Shvartsman limited the challenge only to the implementation of the
citizenship requirement in the Welfare Reform Act, rather than the
citizenship requirement itself.
The primary complaint filed by these class actions was that the
Welfare Reform Act improperly discriminates between citizens and lawful
permanent residents by denying welfare benefits and thus violates the
Due Process Clause of the Fifth Amendment. Plaintiffs in lawsuits sought
courts to declare that the act is unconstitutional and to enjoin the
government from enforcing the law.
The courts in these cases took very different approaches to the
alleged "unconstitutional discrimination" between citizens and
lawful permanent residents. First, all six courts agreed that all aliens
are not entitled to all of the advantages that citizens enjoy. Courts
reiterated the former Supreme Court's opinions in Mathews (1976):
The fact that all persons, aliens and citizens are protected by the
Due Process Clause does not lead to the further conclusion that all
aliens are entitled to enjoy all the advantages of citizenship.... [A]
legitimate distinction between citizens and aliens may justify
attributes and benefits for one class not accorded to the other....
Congress has routinely made rules that would be unacceptable if applied
to citizens. (pp. 79-80)
Second, courts interpreted the issue of alien classification of
section 402 in a very different way. The district court in Abreu (1997),
for example, characterized section 402 as classification of aliens into
two groups (that is, qualifying and disqualifying groups) rather than
discrimination between citizens and lawful immigrants. According to the
court in Abreu, section 402 provides that certain categories of lawful
aliens, including those who worked at least 10 years; veterans and
military personnel; and refugees and those seeking asylum remained
eligible for SSI and food stamps. The group disadvantaged by section 402
is lawful immigrants who lack these qualifications. Thus, the court
reasoned "the pertinent question is whether the distinction between
two groups of lawful permanent resident aliens--one eligible and one
not--is constitutional" (Abreu, p. 8). In other words, courts
interpreted the issue as whether the line drawn by Section 402 to
discriminate within the class of aliens (that is, eligible an d
ineligible immigrants) is constitutionally permissible. However, the
court in Abreu declined to answer this question. The court considered
this question as a policy choice rather than a constitutional issue by
stating that "some line is essential" (p. 25):
The positioning of the line is precisely the sort of judgement that
the Constitution commits to the political branches rather than the
judiciary. (p. 24)
When this kind of policy choice is made, we are reluctant to
question the exercise of congressional judgement. (p. 9)
Third, courts in these cases emphasized that the receipt of welfare
benefits is not a constitutional right. For example, the court in Kiev
(1998) wrote "neither citizens nor aliens possess substantive
constitutional rights to welfare benefits" (p. 10). This is the
same line of argument offered by the Supreme Court during the 1970s that
defeated the efforts of the welfare rights movement to establish that
poor people have a constitutionally guaranteed right to welfare.
As mentioned earlier, a court's selection of a judicial review
standard is critical for the final court decision. Plaintiffs contended
that a high level of scrutiny (either the highest scrutiny or
intermediate scrutiny) is appropriate because aliens are a suspect class
(based on Graham, 1971) and because the nature of the affected interest
is severe (Kiev, 1998; Rodriguez, 1997). However, all six courts
uniformly applied the lowest level of scrutiny--rational basis test--to
examine whether Section 402 is unconstitutional. The court in Rodriguez,
for example, reasoned that a rational basis test is applicable for two
reasons. First, alien classifications--created by federal, not state,
legislation--are subject to Congress' plenary power over matters of
immigration and naturalization. Second, the receipt of welfare benefits
does not constitute a fundamental right for the purpose of equal
protection law (Rodriguez). Other courts also confirmed these opinions.
To withstand a judicial test, the rational basis test requires only
a rational relationship between legislative purposes and alien
classification. The federal government in its defense stipulated the
following four purposes of section 402: (1) encouraging immigrants to be
self-sufficient or rely on support of families, sponsors, and private
organizations; (2) controlling the escalating cost of welfare programs;
(3) encouraging immigrants to become citizens; and (4) eliminating an
incentive to immigration, both legal and illegal, created by the
availability of benefits (Abreu, 1997; Kiev, 1998).
Plaintiffs attempted to demonstrate that the denial of welfare
benefits to lawful immigrants did not accomplish these purposes.
Plaintiffs argued that the Welfare Reform Act did not encourage
self-sufficiency because this particular group of plaintiffs (that is,
SSI recipients) was so impoverished, elderly, or disabled that they
could not be expected to work (Abreu, 1997, p. 27). Neither did it make
sponsors more accountable because the legal duties of sponsors had long
since passed for those who already had resided in the country (Kiev,
1998). In addition, many members of the plaintiff class were mentally
and physically unable to naturalize because of their aging and
disability conditions (Rodriguez, 1997). Plaintiffs also contended that
those already residing in the country "cannot be deterred from
coming to the United States, as they are here already" (Abreu, p.
27). Finally, plaintiffs claimed that saving costs by cutting off
benefits to lawful permanent residents is an "unfair and
illegitimate goal" bec ause they pay taxes that contribute to
financing welfare programs (Rodriguez, 1997).
However, all six courts uniformly found that stipulated purposes of
welfare legislation by the government are all legitimate in that they
represent "overriding national interests" (Kiev, 1998).
Furthermore, all courts found that alien classification in the Welfare
Reform Act is rationally related to those legislative purposes. Courts
commented that classifications need not be a "perfect method for
effectuating the legislative purposes" (Rodriguez, 1997, p. 18); it
is "enough that the government action is rationally based and free
from invidious discrimination" (Kiev, 1998, p. 11).
Inconsistency and Solutions
Equal Protection and Supremacy principles are not always
coexistent. Sometimes, a court has to weigh one principle against
another to reach a conclusion on a particular case of immigrant
treatment. A relative weight to which the court gives one principle
relative to the other determines a different level of the judicial test
to be applied to the alien classification at issue. The level of
judicial scrutiny applied by the court subsequently determines whether
the statute at issue withstands the judicial test.
All six courts in recent class actions against the Welfare Reform
Act uniformly adopted the lowest level of scrutiny, primarily because
Congress has plenary power to control matters of immigration and
naturalization. One might ask what would happen if the Welfare Reform
Act were state rather than federal legislation. Given that a state
government, unlike the federal government, lacks such plenary power,
would courts still apply the lowest level of scrutiny? Would such a
state statute withstand a judicial test?
Two former Supreme Court cases, which demonstrate a disparity
between federal and state legislation in the judicial review process,
suggest an answer to these questions. Graham v. Richardson (1971)
involved statutes in Arizona and Pennsylvania that conditioned
eligibility of general assistance benefits on citizenship and 15 years
of residency. The Supreme Court in Graham applied the highest level of
scrutiny and found that the statutes at issue were unconstitutional. On
the other hand, in Mathews v. Diaz (1976), a federal statute was
challenged that involved Medicare Part B (supplemental medical insurance
program) requiring five years' residency as well as permanent
residence status. In contrast to Graham, the Supreme Court in Mathews
applied the lowest level of test and upheld the federal statute. It is
noteworthy that the statutes in question in both Graham and Mathews had
a very similar provision that denied welfare benefits on the basis of
immigrant status, and yet the Supreme Court's decisions as well a s
its judicial approach between these two cases were fundamentally
different, primarily because one is federal legislation and the other is
not.
Commentators tend to describe this opposite outcome in the Supreme
Court decisions between Graham and Mathews as "the inevitable
result of the division of labor between the states and the federal
government" (Bosniak, 1994, p. 1105). The courts are bound to apply
the Supremacy Clause in cases of federal law and yield to the treatment
of immigrants by the federal government. States, on the other hand, lack
such constitutional power; thus, courts must apply the Equal Protection
Clause when the issue involves a state's discrimination (Bosniak,
p. 1105). As a result, the Supreme Court in earlier cases has failed to
treat similar federal and state discriminatory provisions alike,
resulting in inconsistent outcomes of the judicial test. This problem
continues in recent court decisions on constitutional challenges to the
Welfare Reform Act.
It is ironic that the federal government is free to discriminate
against lawful immigrants, whereas states are not, simply because the
federal government is empowered to do so. To resolve this dilemma, I
suggest several policy changes concerning the treatment of lawful
immigrants in the context of welfare benefits distribution.
First, the issue of alien treatment in the United States must be
separated from immigration regulation. Some scholars have argued that
there should be a distinction between "immigration policy" and
"immigrant policy" (Bosniak, 1994; Rosberg, 1977; Scaperlanda,
1996). Immigration policy traditionally concerns the admission and
expulsion of aliens; it is to control the nation's borders and
regulate its population. On the other hand, immigrant policy embraces
other matters relating to legal status; it is intended to oversee
domestic conduct of immigrants in the civil, social, economic, and
political spheres of society (Aleinikoff, Martin, & Motomura, 1995).
Given these two separate policy domains, there is little doubt that
eligibility of lawful permanent residents for welfare benefits falls in
the domain of immigrant policy.
A separation of these two policy domains--immigration policy and
immigrant policy--leads to a second point. The issue of lawful
residents' eligibility for public benefits--as immigrant
policy--must be subject to domestic constitutional law when it comes to
a judicial test. As mentioned earlier, when a federal law discriminating
against lawful aliens is challenged, courts have primarily applied the
Supremacy Clause under the assumption that the issue belongs to the
domain of immigration policy with foreign affairs implications. Not many
would agree that the Welfare Reform Act's denying welfare benefits
to lawful permanent residents who have already resided in the United
States has implications for foreign affairs and border control. In light
of this supposition, the pure Supremacy Clause approach used by courts
to test the constitutionality of the Welfare Reform Act must be
reconsidered. As Bosniak (1994) has argued, the supremacy approach
concerns only the proper source of government authority (that is, powe r
allocation between state and federal governments), but fails to question
the "legitimacy of government power in relation to the person of
the alien" (p. 189).
An alternative to the supremacy approach is equal protection. The
U.S. Supreme Court repeatedly has declared that immigrants, even illegal
aliens, are "persons within the jurisdiction," protected under
the Fourteenth Amendment (Graham, 1971; Plyler v. Doe, 1982; Yick Wo v.
Hopkins, 1886). The Equal Protection Clause acknowledges that aliens
have become part of the community and probes the government's
legislative motives behind such exclusion of lawful immigrants from
social and public benefits.
The final point of this article concerns the relationship between
welfare eligibility and national membership. The definition of
eligibility under the 1996 act is shaped largely by a traditional model
of national community. To be a member of a national community, one has
to acquire the status of citizenship. Aliens who reside in the country
generally are considered less than full members; aliens outside the
country are seen as nonmembers (Aleinikoff, 1990). From the viewpoint of
this membership model, scarce national resources such as welfare
benefits are reserved primarily for citizens and perhaps a group of
selected aliens whose affinity with the United States is shown to be
strong enough. In the 1996 welfare legislation, Congress seemed to
consider the number of years of work in the United States or
participation in the armed forces as a scale of the tie between a
resident alien and the country. If membership is to be a guiding
principle for determining eligibility for public benefits, the boundary
of mem bership of national community should be expanded to include
lawful permanent residents, a concept proposed by Aleinikoff. Aleinikoff
pointed out that the Fourteenth Amendment to the Constitution begins
with a definition of citizenship, yet subsequent clauses pointedly use
the phrase "protection to persons" (p. 21). In addition,
repeated recognition of aliens by the Supreme Court as "persons in
the jurisdiction" supports for this definition of membership.
Rights and obligations are two different sides of national life for
members in society (Aleinikoff, 1990). Permanent resident aliens are
subject to military draft and taxation. They have children and create
the future generation; children born to resident aliens, even illegal
aliens, are granted citizenship automatically. If lawfully admitted
permanent residents are expected to carry out burdens of membership and
contribute to society, then they should be considered members of
society. It seems unfair to classify them as nonmembers only when it
comes to distribution of public benefits. Inclusion of lawful permanent
residents as national members also renders more consistency with actual
immigration procedures. The U.S. immigration system has set its most
restrictive standard for selection of immigrants as the time of
admission. Once admitted for permanent residence, becoming a citizen is
a matter of time (that is, five years) as long as an immigrant is
willing to seek citizenship.
This is not to argue that there are no differences between citizens
and lawful immigrants. Citizenship remains special for certain purposes.
For example, the exercise of political rights can be considered the
central privilege of citizenship. Only citizens can exercise voting
rights; only citizens can run for the presidency of the United States
and membership in Congress. Because immigrants have no political voices,
the exclusion of lawful immigrants from social and economic spheres can
be a dangerous exercise.
Implications for Social Work Practice
As welfare reform has targeted lawful immigrants, poor immigrants
appear to be enduring severe consequences. Limited empirical evidence
indicates that welfare reform has hit the non-citizen group harder than
other groups (Fix & Passel, 1999; Zimmerman & Fix, 1998).
According to Fix and Passel, the use of public benefits among noncitizen
households fell more sharply (35 percent) between 1994 and 1997 than
that of citizen households (14 percent). Furthermore, noncitizens
accounted for a disproportionately large share of the total decline in
welfare caseloads between 1994 and 1997, whereas noncitizens represented
only 9 percent of households on welfare; 23 percent of the total decline
in the caseloads was ascribed to noncitizens.
The effect of welfare reform on immigrants appears to be the most
severe for children. Fix and Passel (1999) indicated that welfare
participation rapidly declined between 1994 and 1997, particularly among
noncitizen households with children, whereas welfare use among elderly
immigrants did not change much during that period. The chilling effect on children has also been portrayed through some anecdotal incidents
such as immigrant mothers who murdered their children out of despair
("Mother Shoots Her Triplets," 1998; Suzukamo, 1998).
Social workers should be aware that increasing numbers of
noncitizen poor immigrants, denied access to welfare programs, have a
greater need for social services provided at the community level.
Consequently, social workers in community agencies should increase their
outreach efforts toward the population of immigrants and develop a
variety of programs that can address the needs and problems with which
many immigrants struggle. One interesting finding by Fix and Passel
(1999) is that refugees experience as substantial a decline in welfare
participation as those within the larger immigrant population, despite
the fact that they remain eligible under the current welfare law. The
study attributed this effect in part to confusion among immigrants and
providers about who remains eligible and to fears that receiving welfare
could lead to deportation or other penalties. Social workers should give
their attention to new welfare rules and educate confused immigrants as
to what benefits and service options are availabl e to them.
As I discussed earlier, immigrants are not allowed to raise
political voices and participate in political decision making. Welfare
reform has limited the scope of their rights further by drawing the line
between qualified and unqualified immigrants for most forms of public
assistance. Immigrants, including long-term permanent residents, have
become one of the most disadvantaged ethnic minority group in the United
States. Social workers should recognize that policy advocates
increasingly are needed to change the course of government action on
behalf of this disadvantaged group in the postreform era. Policy
advocacy is a vital component of social work practice (Jansson, 1999).
In particular, social workers' roles as advocates become even more
important under "devolution" of welfare policy, a shift of
decision making from the federal government to states and localities.
This devolution can provide opportunities for social workers to shape
and influence many policies affecting the lives of disadvantaged
immigran ts.
Finally, the judicial system can be a powerful avenue for improving
the disadvantaged status of immigrants. Traditionally, social reformers
have challenged the action of government through the judicial system
(Mezey, 1996). Although class actions against the Welfare Reform Act
have failed to convince courts to invalidate discriminatory provisions
against lawful immigrants, social reform litigation, equipped with
convincing legal theories and reasoning, still remains an invaluable
tool. A reform strategy that introduces new federal legislation to
rectify the current welfare law must be sought also. In these
legislative and judicial strategies, social workers, as frontline
workers, can play important roles in case finding, witness testimony,
and coalition support.
Rebecca Y. Kim, PhD, is assistant professor, College of Social
Work, Ohio State University, 1947 College Road, Columbus, OH; e-mail:
kim.592@osu.edu. The author thanks Drs. Rudolph Alexander at the College
of Social Work, Ohio State University, and Martha Ozawa at the George
Warren Brown School of Social Work, Washington University, for their
comments on an earlier version of the article.
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