A new model for making aboriginal policy? Evaluating the Kelowna accord and the promise of multilevel governance in Canada.
Alcantara, Christopher ; Spicer, Zachary
An enduring theme among Canadian academics and public commentators
is that federal and provincial governments in this country have not been
able or willing to properly accommodate the demands of Indigenous
communities. As a result, Indigenous leaders have resorted to a range of
tactics to protest the lack of effective government action and public
policy for their constituents (Alcantara 2010; Wotherspoon and Hansen
2013). At the core of these conflicts is a fundamental incongruence
between Canadian and Aboriginal worldviews. On the one hand, the federal
and provincial governments view their relationship with Indigenous
communities through the lens of Canadian federalism. That is, each level
of government believes it has been assigned a particular set of
Aboriginal responsibilities and they alone have the authority to manage
those responsibilities. Sometimes those responsibilities require
intergovernmental coordination and in those instances, governments rely
on the familiar processes of intergovernmental relations (Jhappan 1995;
Smith 2004: 55, 80; Papillon 2014). Aboriginal communities in this model
are limited to acting as stakeholders rather than as equal government
partners (Abele and Prince 2003).
In contrast, many Indigenous communities, leaders, and scholars see
the Aboriginal-Crown relationship very differently. Rather than viewing
themselves as stakeholders or junior governments, they argue that
Aboriginal communities should be treated as full and equal partners in
the federation, operating on a nation-to-nation basis with the Crown.
Scholars of treaty federalism suggest that Canadian politicians and
policymakers must take into account the constitutional status of the
many treaties Indigenous governments have signed with the Crown; these
treaties guarantee that Aboriginal communities are equal, yet
independent partners in the policymaking process (Henderson 1994; RCAP
1994).
In reality, Aboriginal policy-making very much adheres to the
Canadian federalism model (Jhappan 1995). Evidence of treaty federalism
is limited and scattered. As Martin Papillon (2012) has argued, the
structures of Canadian federalism remain fundamentally unchanged despite
the emergence of new spaces for Aboriginal-Crown interaction. The
traditional federalism model remains dominant and entrenched despite
demands for more treaty federalism.
Given the lack of progress in transforming Canada into a system of
treaty federalism, some scholars have turned to the concept of
multilevel governance as a possible alternative (Ladner 2010; Rodon
2014; Wyatt and Nelson 2014). This concept first emerged in the early
1990s to describe a broad trend in Europe in which power seemed to be
moving away from a system of government hierarchy towards "a system
of continuous negotiation among nested governments at several
territorial tiers" (Marks 1993: 392). Scholars in Canada have drawn
on this literature to capture a range of developments, including
instances of Aboriginal actors challenging the hierarchical structure of
the Canadian system (Smith 2004: 80; Papillon 2012; Alcantara and Nelles
2014).
Students of Aboriginal politics have tended to favour a descriptive
approach to using multilevel governance and so few scholars have
empirically explored the potential of this concept for restructuring the
Aboriginal-Crown relationship. In this paper, we begin to address this
lacuna by providing a preliminary analysis of the promise and potential
pitfalls of multilevel governance as an alternative model to Canadian
and treaty federalism. To do so, we examine the policymaking processes
used to generate the 2005 Kelowna Accord, an agreement that promised to
spend $5.1 billion over five years on a variety of Aboriginal issues. In
many ways, the Kelowna Accord was a textbook example of multilevel
governance (see Alcantara and Nelles 2014). Unfortunately, the Accord
was never implemented; Paul Martin's Liberal Party lost the 2006
federal election and was replaced by a Conservative government that had
no interest in the Accord. (1)
Yet the Accord is still a useful case study for assessing
multilevel governance as a potentially new and transformative model of
Aboriginal policymaking in Canada. It was also hailed by a number of
commentators and leaders as a significant milestone for
Canadian-Indigenous relations (Patterson 2006; Markwick 2008: 2; Martin
2013). To support their arguments, they point to the unprecedented
infusion of money that was to be spent on Indigenous issues and the
unique processes used to negotiate the agreement as some of its most
notable features. As well, a number of side commitments still came into
effect after the demise of the Accord, such as the Aboriginal Health
Human Resources Initiative and the Aboriginal Health Transition Fund.
Our main goal in this paper is to assess the concept of multilevel
governance as a potential alternative model of Aboriginal policy-making
in Canada. Our core findings suggest that multilevel governance may have
the potential to produce highly desirable outcomes in Aboriginal policy,
all without needing to dramatically alter the institutional structures
of the country. This potential, however, is tempered by the fact that
the emergence of multilevel governance processes seems to require
significant political agency. To make these arguments, we focus on the
process that generated the 2005 Kelowna Accord and draw some lessons
from those experiences. Unfortunately, assessing the aftermath of the
Accord is beyond the scope of our paper. Instead, we hope interested
readers will read our paper alongside those that focus exclusively on
the events following the demise of the Accord (see Larocque and Noel
2015).
The organization of this paper is as follows. We begin by
describing three models of Aboriginal policymaking in Canada. Next, we
briefly describe the negotiation of the Kelowna Accord and its
aftermath. Finally, we offer some lessons regarding what multilevel
governance may offer as a new model of Aboriginal policy-making.
Throughout the paper, we rely on primary and secondary literature, but
mostly on fourteen elite interviews that we conducted in 2013 with
leaders and advisers who were involved in the Kelowna Accord. None of
the interviewees requested anonymity and so their details are recorded
in the bibliography and referenced throughout the paper using in-text
citations.
Federalism and multilevel governance
According to s. 91 (24) of the Constitution Act, 1982, jurisdiction
over "Indians, and Lands reserved for the Indians" falls
exclusively to the federal government (Smith 2004: 55). Indeed, the
original architecture of the Canadian federation left no room for
Aboriginal governments and organizations to play any meaningful role in
the creation of Aboriginal policy in Canada. It is no coincidence, then,
that Aboriginal actors were also left out of the constitutional
conferences in the mid 1860s and the constitutional rounds up until 1983
(Russell 2004). During that time period, Aboriginal actors were
generally viewed and treated as stakeholders, rather than governments
equal in status to the federal and provincial governments of Canada
(Alcantara 2013).
This conception of Aboriginal inclusion in the Canadian federation
as stakeholders is at odds with Aboriginal understandings of the
Aboriginal-Crown relationship. Many Aboriginal communities insist they
have never relinquished their right to self-government and sovereignty.
Instead, these Aboriginal rights continue to exist today and are
protected by the many treaties signed with the Crown. Contrary to the
Crown's belief that such treaties extinguished Aboriginal title,
many Indigenous communities argue the treaties established a
nation-to-nation relationship between their governments and the Crown.
The treaties codify a spiritual and legal arrangement in which the
Aboriginal and non-Aboriginal governments of Canada agree to work
together to pursue common goals while respecting the right of each
community to govern themselves as they see fit (Henderson 1994). To
achieve this relationship, scholars argue federal and provincial
governments must fundamentally restructure their institutions and ideas
to embrace an intergovernmental policy-making dynamic that is more
respectful and accommodating of Aboriginal rights, title, and interests
(RCAP 1994).
Despite repeated calls for this fundamental transformation, the
Canadian federal system remains highly resistant to major institutional
change (Papillon 2012). Although Indigenous communities have negotiated
self-government agreements and modern treaties and have achieved legal
victories and other policy changes, the fundamental logic of
federal-provincial dominance remains (Jhappan 1995; Abele and Prince
2003). As a result, Indigenous communities continue to express their
frustration over the inability of the Canadian system to accommodate
their demands for greater autonomy, influence and participation.
One potential solution to this impasse is multilevel governance. At
its core, multilevel governance (MLG) "is a process of political
decision making in which governments engage with a broad range of actors
embedded in different territorial scales to pursue collaborative
solutions to complex problems" (Alcantara and Nelles 2014:185,
emphasis added; see also Bache and Flinders 2004; Peters and Pierre
2004). Typically, Canadian scholars have used the term as a
"catch-all" label for describing a set of trends in which
Aboriginal actors create new spaces for dialogue and shared
decision-making with the Crown (Bakvis, Brown, and Baier 2009; Papillon
2012; Rodon 2014). Some scholars have expressed discomfort with this
approach, noting that such a definition does not allow for a clear
conceptual separation between multilevel governance and federalism
(Rouillard and Nadeau 2013). Indeed, Hooghe and Marks' (2001)
influential work is somewhat puzzling in that they conceive of
multilevel governance and federalism as variants of a broader category
of arrangements called multilevel governance.
In response to this frustration, Alcantara and Nelles (2014) have
tried to draw a much narrower boundary around the concept of multilevel
governance by emphasizing three crucial components. First, and most
importantly, multilevel governance involves the existence of a
negotiated order in which "decision-making is the result of
bargaining and negotiation between actors rather than top-down or
hierarchical determined relationships" (see also Piattoni 2010: 90;
Bache and Flinders 2004). Second, "at least one actor is embedded
at a different political/territorial scale from the others in the
partnership" (also Peters and Pierre 2004, emphasis added).
Finally, the process or partnership must involve "at least one
constitutionally recognized government in partnership with
nongovernmental and/or quasi-governmental actors" (Alcantara and
Nelles 2014: 186; see also Faludi 2012). Although all three components
are important, they suggest that the involvement of actors from multiple
jurisdictional scales and the existence of negotiated processes are the
crucial defining features of multilevel governance partnerships
(Alcantara and Nelles 2014).
In addition to these criteria, Alcantara and Nelles (2014; see also
Alcantara, Broschek, and Nelles 2016) conceive of multilevel governance
not as a system or regime of power allocation and decision-making akin
to federalism, but instead as an instance of decision-making that can
emerge intermittently or more regularly in a variety of different
settings and countries (for example, unitary/federal/confederal). This
conception is consistent with Papillon (2012) who argues that Indigenous
multilevel governance can emerge alongside of and parallel to existing
federal structures without transforming the institutional architecture
of a political system. In that sense, multilevel governance is dynamic
and fluid, capable of emerging suddenly and unexpectedly without having
to wait for or transform the underlying logic of federal systems.
As a potential model for restructuring the Aboriginal-Crown
relationship, multilevel governance offers an appealing vision. One the
one hand, its criteria demands a more-inclusive and less-hierarchical
approach to Aboriginal policy-making. Instead of participating as
stakeholders in the policy-making process, multilevel governance
requires that Indigenous governments and organizations participate as
co-producers of public goods (for example, policy and political
decisions, among other things) (see Bache and Flinders 2004; Piattoni
2010: 90). Multilevel governance has the additional advantage of
fluidity in that major institutional reform is unnecessary for its
emergence. Whereas treaty federalism demands a fundamental restructuring
of the Canadian state, something that the federal and provincial
governments have yet to embrace, multilevel governance conceived of as
an instance is something that these governments can embrace more readily
and use strategically without changing the foundations of the Canadian
federal system. If the goal is to create a policy-making process that
respects the underlying logic of the Canadian federation but creates
space for nation-to-nation interactions within a policy-making process,
then multilevel governance may be an ideal model for achieving these
outcomes in Canada.
Some readers may object to a number of our assumptions regarding
the nature of Canadian federalism and how multilevel governance fits
with those assumptions. Perhaps, for instance, Canadian federalism is
not as hierarchical as we suggest, especially if we consider: a) it is
our Westminster system and its tendency to concentrate power in the
hands of First Ministers that may be to blame for hierarchy rather than
Canadian federalism itself; b) that hierarchy is weakened by the fact
that Canada is supposedly a highly decentralized federation (although
see Broschek and Turgeon 2015); and c) certain trends and models
relating to Canadian federalism and social policy (see Banting 2012)
share a number of similarities with some of the assumptions underpinning
Alcantara, Broschek, and Nelles's (2016) definition of multilevel
governance. Although we agree that it is somewhat misleading to paint
all aspects of Canadian federalism as hierarchical, the literature is
very clear that when it comes to how the federal, provincial, and
territorial governments of Canada treat Indigenous governments and
communities hierarchy is the appropriate characterization (Abele and
Prince 2003; Ladner 2010; Moore, Walker and Skelton 2011; Papillon
2012). As well, we agree there is terminology within the Canadian
federalism literature (for example, shared cost and joint-decision
federalism, as well as the other terms provided by Abele and Prince
2003) that captures some of the particular dynamics of multilevel
governance that we use in this paper. The advantage of our approach,
however, is that we use a term already anchored in the Aboriginal
federalism literature yet which also has the potential to travel much
more widely within and outside of Canada. A concept like
"shared-cost" federalism, for instance, is foreign to the
Aboriginal federalism literature and does not travel well to other
federal and non-federal systems. Multilevel governance, on the other
hand, conceived of as an instance of multilevel politics (see Alcantara
and Nelles 2014; Alcantara, Broschek and Nelles 2016), does not suffer
from such restrictions. Overall, we believe that the advantages of our
approach outweigh the advantages of potential alternatives.
The Kelowna Accord
The Kelowna Accord was the result of many months of multilevel
negotiations. (2) According to one estimate (Patterson 2006), the entire
process involved over 1,000 invitees. However, most negotiations
involved smaller groups of officials from the federal, provincial and
territorial governments and the five main national Aboriginal
organizations in Canada: the Assembly of First Nations (AFN), the Inuit
Tapiriit Kanatami (ITK), the Metis National Council (MNC), the Native
Women's Associations of Canada (NWAC), and the Congress of
Aboriginal Peoples (CAP). Individual Indigenous governments were not
directly involved in the process. Instead, they worked through the
Aboriginal organizations that ostensibly represented their interests.
Given the terms of the Accord and the sheer number of communities
affected by it, there was simply no other way at the time to conduct
these negotiations. As well, Aboriginal communities chose this model and
believed it was legitimate because their negotiators were required to
continually consult and gain the consent of their constituents.
According to Paul Martin (2013) and others, the five Aboriginal
organizations regularly took breaks in the negotiations to engage with
their constituents.
The Accord process began in April 2004 with the Canada-Aboriginal
Peoples Roundtable on Strengthening the Relationship. This meeting
progressed without any set topics, agendas or timelines (Mitchell 2013).
Instead, the goal was to create an open dialogue and identify priorities
for more focused, future discussions (Copenace 2013). Aboriginal leaders
did receive specific commitments at the conclusion of the roundtable,
including further discussions on six thematic areas: health, lifelong
learning, housing, economic opportunities, negotiations, and
accountability and a future policy retreat involving Aboriginal
leadership and the Cabinet Committee on Aboriginal Affairs. (3)
The next stage involved sectoral meetings between November 2004 and
January 2005 followed by a May 2005 bilateral policy retreat. At this
meeting, Aboriginal representatives expressed their opposition to a
pan-Aboriginal approach because they believed their unique
constituencies required a unique policy response (MNC 2006; Patterson
2006: 5). An asymmetrical approach to policy-making would acknowledge
the economic, geographic, social and cultural differences inherent in
each community. This approach would also solidify the political and
institutional differences between each constituency and provide each
with a measure of independence in policy formation and funding
distribution.
The policy retreat was pivotal because it produced the federal
government's long-term commitment to continue the process of
cooperative policy development (Copenace 2013; Watson 2013). A meeting
of a Multilateral Indicators Working Group, which was composed of
provincial and federal officials along with representatives from the
AFN, ITK, MNC, CAP and NWAC, helped move the process forward. This group
was responsible for developing guiding principles and indicators for
further discussions (Patterson 2006: 7). Aside from this group, there
was also a small informal "oversight committee," which was
composed of staff from the Privy Council, the Prime Minister's
Office, several key Minister's offices and representatives from the
five major Aboriginal groups. This committee met once a month and was
designed to work through "back channels" to keep the process
moving (Copenace 2013; Martin 2013). The resulting agreement launched a
five-year, $5.1 billion effort to close the gap in the quality of life
between Aboriginal people and other Canadians. The specific initiatives
and financial commitments of the 2005 Kelowna Accord are shown in Table
1.
The 2005 Kelowna Accord was the first phase of what was conceived
to be a multi-phase effort to improve the lives of Aboriginal Canadians.
This first phase was to focus entirely on improving living standards and
reducing poverty levels, while subsequent phases would focus on land and
treaty issues. Respondents agreed the entire process was consistent with
existing treaty relationships and that this first phase was an important
expression of the federal government's responsibility to respect
the treaty process, especially in terms of improving living standards
and honouring past obligations. The second phase was meant to build upon
these beginnings by furthering the treaty relationships to a greater
degree. According to interviewees, the rationale for using this
multi-phase approach was that negotiating new self-government and other
structural-related changes and arrangements would be difficult for many
Indigenous communities because of their persistent and significant
poverty and capacity issues.
Once these issues were addressed, the parties would then be able to
negotiate a second five-year agreement to address structural reforms
(Martin 2013).
According to Martin (2013) and others, the federal
government's plan was for Indian and Northern Affairs Canada to
transfer money to the band councils and other Indigenous governments to
address their various priority areas as identified in the Accord.
Provincial and territorial governments would handle the money and
related programs and services for the constituents of the National
Women's Association of Canada, the Congress of Aboriginal Peoples
and the Metis National Council (MNC). Before the agreement could be
fully implemented, however, Martin's minority government fell in
November 2005 and subsequently lost the ensuing election to Stephen
Harper's Conservative Party. After the election, Conservative
officials claimed that the Kelowna Accord "did not exist"
because funds had not been formally budgeted for its implementation. (4)
Additionally, the Conservatives claimed that the Accord did not
represent a national consensus because Aboriginal groups from Quebec did
not take part in the negotiations, although they did attend as observers
(Martin 2013). Harper also argued that the agreement was the result of
election-driven bargaining and was unfeasible from a financial
perspective.
In the wake of the Accord's demise, several provinces took
actions that were in the general spirit of the Accord. Manitoba and
Quebec introduced documents that were similar to the goals and aims of
the Kelowna Accord (Manitoba 2013; Quebec 2006). Ontario signed several
bilateral agreements with the Metis and Treaty 3 First Nations in 2008
and 2009 (Ontario 2009), while British Columbia took the largest step by
implementing the tripartite agreement signed with the federal government
and First Nations in the province. Called the "Transformative
Change Accord," the agreement adheres to the same policy areas,
measures, targets and funding as allocated in the original Accord
(British Columbia 2005).
Multilevel governance as a new and preferred model?
The Kelowna Accord is an excellent example of multilevel governance
(MLG) and fits very nicely with Alcantara and Nelles's (2014)
criteria. In terms of the actors involved, the process included the
federal, provincial and territorial governments of Canada negotiating
with five major national Aboriginal organizations. These actors came
from a variety of territorial scales and the process itself was
relatively non-hierarchical, with a strong emphasis on negotiations, in
contrast to previous instances of Aboriginal policy-making (see Papillon
2012; also Copenace 2013; Martin 2013). Indeed, it is worth emphasizing
that the Kelowna process was unlike any other previous negotiation or
accord dealing with Indigenous issues, at least when compared against
examples similar in scale. During the intergovernmental meetings leading
up to the Constitution Act, 1982, for instance, federal and provincial
governments excluded Aboriginal participants almost completely from the
negotiation process. Subsequent rounds involved Aboriginal
representatives as stakeholders and observers in constitutional
discussions about Aboriginal rights and self-government, but none of
these negotiations involved the same number and range of participants,
issue areas and resources as were discussed during Kelowna. The Meech
Lake Accord completely ignored Aboriginal actors (Cairns 1988). In the
Charlottetown Accord negotiations, select Aboriginal leaders were
engaged on a greater level, but were overshadowed by provincial
delegations (Russell 2004).
In our view, the Kelowna process was unique in that the actors,
scales, decision-making processes, and the scope of the issues and
concerns to be addressed were unparalleled. It was also the first time
Aboriginal actors sat at the table as equal partners and had the
authority to determine the issues to be addressed. No other
Aboriginal-related accord has ever featured these characteristics. In
the next section, we provide some lessons that policymakers and scholars
might draw from the Kelowna experience.
Creating multilevel governance
One of the potential advantages of multilevel governance is that it
does not require a fundamental restructuring of the Canadian federal
architecture to be implemented. Instead, instances of multilevel
governance, which promise Indigenous groups a stronger role and voice in
the decision-making process, can emerge quite readily and suddenly
without the need for major institutional reforms (Papillon 2012). The
experience of the Kelowna Accord confirms this assumption. Although the
scope of the policy problem and the sheer number of actors involved were
quite large, the Accord came together without needing any formal
institutional or constitutional changes. As well, although the time to
complete the Accord might seem at first to be rather lengthy, it was
accomplished relatively quickly. According to Paul Martin, the average
intergovernmental agreement takes about two years to complete; the
Kelowna agreement, on the other hand, was completed in 18 months, and
involved many more actors (Martin 2013).
Of course, the completion of the Accord was facilitated by the fact
that the stakes for the provinces and territories were relatively low;
the federal government was providing all of the money to the provinces
and territories (and the Aboriginal groups), who were then responsible
for spending the money on Aboriginal education and health care, among
other things. Indeed, Martin assured the Premiers they would not be
responsible for funding any of the policy areas discussed during the
Accord negotiations (Campbell 2013), and the Premiers believed him.
Martin had slowly earned the trust of the Premiers over several First
Ministers meetings, earning a reputation as a "straight
shooter" with the group (Calvert 2013).
The lack of engagement from the provinces was an incredibly
striking feature about the Accord negotiations. Provincial governments
generally play a large role in Canadian federalism, with their actions
routinely dictating the course of intergovernmental discussions. Kelowna
was different, however. The provincial Premiers had several concerns
going into the discussions, mainly centered on jurisdictional
encroachment and long-term policy funding, but Martin worked hard to
alleviate these fears by promising that only federal funding would be
devoted to fulfilling the Accord's mandate (Calvert 2013; McGuinty
2013). While the Premiers acknowledged there were varying degrees of
enthusiasm about the Accord, they all agreed that the Accord was
addressing the most important policy areas, thus ensuring a basic
"buy-in" among the Premiers (Campbell 2013). The Premiers
largely observed the proceedings without providing much input into the
content or the negotiations, preferring instead to work through their
ministers and civil servants when necessary. One consequence of this
passivity is that it provided more space for the Aboriginal actors to
influence and shape the process, which, in turn, led to a more open and
honest dialogue with government representatives.
It should also be noted the Kelowna Accord was very much the result
of the attention given to the issues by then-Prime Minister Paul Martin.
In fact, the process that brought the Accord into existence began well
before he became Prime Minister. In 1997, while Minister of Finance,
Martin began discussions with Aboriginal leadership about creating a
"big" process to address the various problems plaguing their
communities (Fontaine 2013). Between 1997 and 2000, Martin had
conversations with Aboriginal representatives regarding education and
made it clear he wanted to create a process that would fundamentally
change the relationship between Aboriginal communities and the federal
government (Fontaine 2013; Martin 2013).
When Martin finally won the leadership of the Liberal Party and
became Prime Minister, he began an informal process of engagement with
Aboriginal leaders (Copenace 2013). Martin recounts how he simply walked
over to the AFN headquarters shortly after being sworn-in as Prime
Minister to discuss policy issues, much to the surprise of AFN staff
members who were not expecting him (Martin 2013). Martin also took the
opportunity to describe the relationship between his new government and
the leadership of the AFN as "equals," which signaled that his
government's approach to Aboriginal issues would be different than
what it had been in the past (Fontaine 2013; Martin 2013). When he
selected his first Cabinet, Martin made it clear to his Minister of
Aboriginal Affairs, Andy Mitchell, that he wanted to change the
Indigenous-Crown relationship to one that better reflected a
nation-to-nation logic (Mitchell 2013), something that is echoed today
by Prime Minister Justin Trudeau and his Liberal government.
From his discussions with First Nations leadership, Martin knew
whatever process he entered into would need to be open, collaborative
and transformative (Martin 2013). Martin believed that the historical
relationship with First Nations and the Crown was one of the primary
contributors to the awful living conditions found in many Aboriginal
communities (Martin 2013). If was going to be able to achieve real
progress, his government would need to adopt a new process.
Crucial to the success of the Kelowna Accord, therefore, was the
fact that Martin was personally invested in the process and wanted the
Accord discussions to be more open and Aboriginal-driven than what had
occurred in the past. Without his sustained interest in the process, the
Accord would have never have happened. Individual agency in the form of
Prime Ministerial interest, then, was a crucial factor for the emergence
and success of this MLG partnership. Martin combined a passion for this
policy area with a set of previously established relationships with key
Aboriginal actors, such as Phil Fontaine, Jose Kisugak and Dwight Dorey
(Martin 2013). On the basis of this evidence, it seems that while MLG
may be easier to establish (for example, because major institutional
reforms do not need to precede its emergence), it still requires a
significant amount of agency from federal and Aboriginal political
elites.
Meaningful multilevel governance
A second advantage of multilevel governance is that it supposedly
creates a decision-making process that is inclusive and empowering of
Indigenous actors to meaningfully influence the co-production of public
goods. Our analysis of the Kelowna Accord suggests there is some merit
to this assumption. At its beginning, the Kelowna process involved broad
consultation and dialogue, aimed not only at identifying policy areas of
concern for Canada's Aboriginal population, but also changing the
relationship between the Crown and its Aboriginal communities. The
initial Accord meeting, on 19 April 2004, set the tone going forward.
The meeting was open and designed to facilitate frank discussion about
the types of issues facing Aboriginal communities in Canada. Throughout
the meeting, a large focus was given to the relationship between
Aboriginal Canadians and the Crown. Consensus from Aboriginal
representatives was that the current and largely historic--relationship
between the federal government and Aboriginal Canadians had largely
hindered progress in the past (Mitchell 2004). Aboriginal leaders
contended that for this process to be demonstrably different, the
federal government had to be willing to listen to their concerns and
take them seriously (Fontaine 2013).
At most of the negotiation sessions that followed the initial April
2004 meeting, there was a great deal of consensus amongst the different
Aboriginal groups, the provinces and the federal government. Each actor
knew that the living conditions and the health and education levels of
Aboriginal Canadians were well below the national average. There was
also consensus about the solutions to these policy problems (Fontaine
2013). Division was really only found at the margins of the process,
centering mainly around accountability and the role of the private
sector. During the housing roundtable, Minister Joe Fontana pushed the
idea for greater private sector involvement in the creation of
on-reserve housing (Fontana 2013). Improved measurement techniques was
another issue addressed by the Premiers, mainly in the accountability
sessions (McGuinty 2013). The idea of an Aboriginal auditor general was
even discussed (Goodale 2013). Aboriginal representatives disagreed with
both of these latter initiatives, but greater measurement tools were
included in the final agreement. Even in these instances, however, it
was relatively easy to reach agreement (Fontaine 2013).
The process did leave some groups on the outside looking in. For
instance, CAP had deep and lingering concerns that the Accord was too
focused on programming for those living on-reserve. CAP also had
concerns about the process itself, arguing that they were not seen as an
"equal partner" (Dorey 2013). The organization believed that
they were not offered enough information throughout the negotiations and
that the other major Aboriginal organizations (for example, the AFN, ITK
and Metis Nation) were allowed to drive the process (Dorey 2013).
The National Association of Friendship Centres (NAFC) was another
group that felt ostracized. The NAFC believed they should have played a
central role in the Accord process (Hill, Lynn and MacFarlane 2007).
However, key federal bureaucrats working with the Cabinet Committee on
Aboriginal Affairs decided it would be best to work with the five
national Aboriginal organizations that have "traditionally"
been included in negotiations with the federal government, despite the
insistence from staff in the PMO that NAFC had something substantial to
offer the process (Copenace 2013). As a result, the NAFC protested the
final Accord signing, arguing that their exclusion delegitimized the
negotiations (Copenace 2013).
Finally, the Aboriginal leadership from Quebec withdrew from the
discussions. The Quebec Chiefs wanted to hold separate meetings with the
Province of Quebec and the federal government. This request was rejected
by those organizing the meetings and roundtables, which prompted the
Quebec Aboriginal leadership to remove themselves from the process
(Copenace 2013). They did, however, attend the meetings as observers
(Watson 2013).
The process was designed to have breadth. At some instances,
hundreds of participants were involved in setting the agenda for
discussion. As such, it is natural for some divisions to occur.
Nonetheless, the success that those involved with Kelowna had with
balancing the competing interests involved with the process was
remarkable. Much of this success can be attributed to the open nature of
the negotiations and its non-hierarchical nature. As such, the Kelowna
model of MLG may be normatively appealing for those interested in better
engaging Aboriginal actors in public policy design and implementation.
The challenge, however, is in designing a process that does a better job
of incorporating the various actors who were left out of the original
Kelowna Accord experience.
Despite these challenges, it is perhaps surprising that the
decision-making process produced a set of outcomes at all (Scharpf
1994), let alone one that produced a high level of agreement among the
various participants and affected parties. According to the
interviewees, when discussions began, it was not difficult to identify
the core problems that needed to be addressed nor was it difficult to
identify potential solutions. For instance, nearly everyone involved
knew that housing, health and education needed to be improved. In fact,
most of those involved knew that these three issues were intimately
connected (Fontaine 2013; Martin 2013). As Phil Fontaine (2013)
explained, Aboriginal communities could each have two new schools, but
if there were inadequate housing and unclean water, drop-out rates would
remain high. This is precisely why the vast majority of those involved
knew that Martin's holistic approach was unique and appropriate
(Chartier 2013; Fontaine 2013).
While the policy issues at hand were treated holistically, the
outcomes designed for each organization were not. One of the more
interesting components derived from the roundtables process was the
desire to avoid pan-Aboriginal initiatives. During discussions, the MNC,
AFN and ITK emphatically rejected any "pan-Aboriginal
approaches," with the MNC describing such processes as
"designed by bureaucrats and delivered by organizations that are
not accountable to Metis, Inuit and First Nation peoples" (MNC
2006). There was a recognition very early on that policy could not be
uniformly applied across the country. The differing geography and
economic conditions that certain groups found themselves in needed to be
taken into account. While this did provide some challenges, it was
addressed very early on in the negotiations, allowing further
discussions to take into account these differences.
The government designed an open process and placed relatively few
barriers upon it. Even the final cost of the Accord was not
pre-determined, meaning that there was broad flexibility built into the
process from the very beginning (Goodale 2013; Martin 2013). Those
opposed to the process, such as the Quebec representatives and CAP,
simply voiced their dissatisfaction and removed themselves from the
discussions. According to Phil Fontaine (2013), despite the opposition
of these groups, there was a lot of momentum moving through the process,
and it seemed unlikely that any one group would have been able to derail
it.
Enduring and resilient multilevel governance
In many ways, the experiences associated with the Kelowna Accord
seem to suggest that multilevel governance may be a preferable model for
producing Aboriginal policy in Canada. Instances of multilevel
governance seem to combine the inclusive and empowered nature of treaty
federalism with the desire among government actors to protect the status
quo of Canadian federalism, all the while producing more effective and
legitimate (for example, Aboriginal-supported) policy decisions. Indeed,
although Kelowna was never implemented, it did continue to have some,
albeit limited effect on Aboriginal policy (see British Columbia 2005;
Quebec 2006; Ontario 2009; Campbell 2013; Manitoba 2013). For the Metis,
the Accord was important for establishing the principle that their
organization should have the same status as the AFN and ITK (Chartier
2013; Chartrand 2013). At one point during the negotiations, the
drafters of the Accord had removed the word "Nation" from the
word "Metis" (Chartrand 2013). Prime Minister Martin
intervened on their behalf to ensure that the text read "Metis
Nation," an important and symbolic recognition of their place
within the Canadian constitutional order (Chartrand 2013). Metis
representatives believe that this change is permanent and that although
Kelowna never became a reality, it did finally legitimize them as equal,
constitutional actors.
On the other hand, the Kelowna Accord may have been a
once-in-a-lifetime instance of multilevel governance. We have yet to see
another Kelowna Accord style process emerge in Canada despite the
continued and intractable presence of political and economic poverty
among many Indigenous communities. Although a number of small-scale
instances of multilevel governance have emerged across Canada (see
Papillon 2012; Alcantara and Nelles 2014; Wilson, Alcantara, and Rodon
2015), none have approached the sheer scale and scope of the Kelowna
process. Indeed, the Kelowna Accord experience demonstrates that unless
there is strong political will and agency, especially from the Prime
Minister of Canada, large-scale instances of multilevel governance are
unlikely to emerge. In that sense, major institutional reforms to the
federal system may be necessary for the creation of enduring MLG
structures and incentives that can produce meaningful and inclusive
Aboriginal policy-making.
Conclusion
In this paper, our primary goal was to investigate the potential of
multilevel governance as a new model for Aboriginal policy-making in
Canada. The Kelowna Accord experience suggests that large-scale
instances of multilevel governance may be a double-edged sword. On the
one hand, multilevel governance has the potential to produce highly
desirable outcomes without first needing to dramatically alter the
institutional structures of a country. These advantages, however, are
also its greatest weakness; our findings suggest that the emergence of
meaningful instances of multilevel governance may also depend heavily on
political agency. Without that agency, the institutions of federalism
seem to suppress the desire among government actors to pursue
macro-level multilevel governance processes. Long-lasting and meaningful
change to Aboriginal policy-making practices, therefore, will most
likely require significant institutional adjustments to the Canadian
federal system.
The multilevel governance research agenda is still in its infancy
in Canada, and there is ample room for future research. In particular,
new research is needed to examine the full range of multilevel
governance instances in Canada, comparing variations on the three
criteria identified by Alcantara and Nelles (2014). Different
configurations of actors, scales, and decision-making processes should
produce different types of outcomes compared to what we found with the
Kelowna Accord. In particular, different power configurations among
Aboriginal and non-Aboriginal actors are likely to produce significant
variation in the types of multilevel governance instances produced
(Bakvis 2013). A second research agenda might also investigate what
kinds of factors produce different types of multilevel governance
arrangements. Multilevel governance, in our view, is a concept, and not
a theory, and so scholars should look to apply existing social science
theories to explain variation in terms of the number and types of
multilevel governance configurations in Canada (Alcantara, Broschek and
Nelles 2016).
Notes
(1) Interestingly, Prime Minister Justin Trudeau's 2016
federal budget seems to have resurrected some of the commitments
originally included in the Kelowna Accord, promising over $8 billion
dollars over five years to address a variety of Indigenous policy issues
and problems.
(2) An excellent history of the Accord negotiation process can be
found in Patterson (2006). Our goal with this paper is to analyze the
process through the lens of the MLG. As such, our discussion of the
history of the Accord is short. We urge any readers wanting a broader
history of the Accord to read Patterson (2006).
(3) A final commitment was the creation of an Inuit Secretariat
within the Department of Indian Affairs and Northern Development (ITK
2004).
(4) Paul Martin argues that Ralph Goodale had already transferred
the financial commitments into the federal budget and that the incoming
Conservative government simply scooped that money out for other
purposes.
(5) Adopted from Patterson (2006).
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Christopher Alcantara is Associate Professor, Department of
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Table 1. Targets and Financial Allocation by Policy Area (5)
Policy area 5-Year target(s) 10-Year Total financial
target(s) allocation
Education --22,000 more --High school $1,800,000,000
high school graduation
graduates rate equal to
--14,800 more other Canadians
post-secondary --Improve post-
graduates secondary
completion
rate by 50%
Housing and --Reduce the on- --Reduce on- $1,600,000,000
Infrastructure reserve housing reserve housing
shortage by 40% shortage by 80%
--Close gap in --Eliminate gap
access to off- in access to
reserve housing off-reserve
by 50% housing
--Reduce housing --Reduce
gap in North housing gap in
by 35% North by 70%
Relationships --Not specified --Not specified $170,000,000
and
Accountability
Economic --Increase --Increase $200,000,000
Opportunities employment employment
levels by 30% levels by 50%
--Narrow median --Broadband
employment access in an
income gap by additional 250
half communities
Health --Reduce infant --Reduce infant $1,315,000,000
mortality, youth mortality,
suicide and youth suicide,
childhood and child-hood
diabetes by 20% diabetes by 50%
--Double health
professionals
Total --Equal living $5,085,000,000
standard