Policy work at the sub-national level: analytical styles of Canadian and Czech directors and managers.
Nekola, Martin ; Kohoutek, Jan
Introduction
Policy practice is more than a rational and neutral activity,
focusing on analysis and research to achieve the goals of governments
(Colebatch 2005). There are three arguments to support this claim.
First, policy is a multi-faceted activity not limited to designing and
executing government intentions (Hogwood and Gunn 1984; Page 2007).
Second, the increasing complexity of agendas and the number of
government and other actors using analysis to further their interests
means that the portrayal of neutral, specialised policy work analysts is
descriptively inaccurate (Palumbo and Calista 1990; Sabatier 1999).
Third, conceptualizing policy work as only analysis does not accord with
the day-to-day experience of many policy practitioners (Colebatch 2006a;
Colebatch, Hoppe, and Noordegraaf 2010). Recent research has sought to
reduce the discrepancy between high-level theoretical descriptions of
policy analysis and research with experiential and modern accounts of
policy work (Radin 2000; Colebatch, Hoppe, and Noordegraaf 2010; Radin
2013).
Filling this gap can be done in two ways: through rich qualitative
studies of particular policy units along with accounts of historical
development (Prince and Chenier 1980; Hollander and Prince 1993; Bakvis
2000), or larger quantitative studies which canvass larger samples of
practitioners. Such investigations into policy work stand to improve the
understanding of policy work not only in jurisdictions with
well-developed policy analysis traditions such as the USA, Canada, and
Australia (Dobuzinskis, Laycock, and Howlett 2007), but also in European
countries such as the Czech Republic, which are still developing those
capacities (Vesely, Nekola, and Hejzlarova 2016). More comparisons are
thus needed at the national and sub-national levels to capture the
variation in contexts and loci of different forms of policy work (Evans
and Vesely 2014) to provide different perspectives on what is unique and
what might be taken for granted in our respective jurisdictions.
In recent years, Canadian scholars have undertaken several
systematic studies on the activities of policy workers in Canadian
government bureaucracies at the federal (Wellstead, Stedman, and
Lindquist 2009; Wellstead and Stedman 2010) or provincial and
territorial level (Howlett and Newman 2010; Howlett and Wellstead 2011).
Not only has this work developed useful survey instruments and gathered
data to permit comparison of Canadian practice within and across
national and sub-national jurisdictions, it also provides a basis for
cross-jurisdictional comparisons. While it is natural to compare
practice across similar governance systems, such as the principal
Westminster countries, it is illuminating to compare jurisdictions with
different governance traditions and trajectories. This paper presents a
comparative analysis of Czech and Canadian policy workers located
outside national government bureaucracies.
This comparison is important because governments have sought to
modernize policy capacity. But while Western democracies in general, and
Canada in particular, have dealt with concerns about declining policy
capacity (Lindquist and Desveaux 1998; Edwards 2009; Tiernan 2011)
attributed to reform movements such as New Public Management (Halligan
1995; Bakvis 2000; Painter and Pierre 2005) and extemalization (Howlett
and Migone 2013; Vesely 2013a), the situation in post-communist
countries differs significantly. After the Velvet Revolution (1989) in
the Czech Republic, which led to democratization and decentralized
sub-national governments (Bryson and Cornia 2004), the bureaucracy has
been criticized for its inefficiency, lack of strategic governance and
red tape, and overall its policy capacity is seen as far less than in
Western countries (Potucek 2007; Hejzlarova 2010). Despite their growing
importance, the capacity and role of sub-national policy units in an
increasingly decentralized Canadian federation and European
regionalization (Brusis 2005; Wellstead, Stedman, and Lindquist 2009)
had received little scholarly attention. While this gap is closing in
Canada (Howlett and Newman 2010; Howlett and Wellstead 2011; Evans and
Wellstead 2013), there is little comparative empirical research in the
Czech Republic (but see Vesely, Wellstead, and Evans 2014).
Our enquiry focuses at the sub-national level comprising thirteen
Czech regions and ten Canadian provinces plus three territories as the
two countries' basic geographic units. Despite the geographical
distance and differences in administrative structure and
responsibilities, this comparison across two countries will enrich our
empirical and theoretical understanding of regional and sub-national
policy work. Our goal is to identify and elaborate on differences and
similarities in the profiles of Czech and Canadian policy directors and
managers in sub-national public bureaucracies. We focus on these two
work positions for two reasons. First, directors and managers are
pivotal and likely have distinct roles in shaping and executing policy
work processes--for those developing capacity, getting the balance right
should be important (Kuhlmann and Bogumil 2007; Howlett 2011). Second,
contrary to the traditional politics-administration
dichotomy--perceiving executives as mere implementers with limited
influence on the policy-making process--growing evidence suggests they
have a critical role in modern decentralized, networked and
customer-oriented public administration. Quantitative research into the
role and involvement of policy workers in executive positions will shed
light on an important layer of policy work in our bureaucratic
environments (Meier 2009; Wellstead, Stedman, and Lindquist 2009;
Howlett 2011).
Leveraging Canada's large-N empirical surveys, and adding our
own data from the Czech Republic, we investigate and compare
region-based directors and managers across both countries at the
sub-national level across nine areas (that is, gender, age, educational
background including further education and previous work experience,
work tasks, work activities, sources of information and work methods).
These characteristics feed into further discussion of their relevance
for the analytical styles developed at the sub-national level by
bureaucrats in both countries. What follows begins with an exposition of
the theory-based clarification of policy work analytical styles and
administrative traditions, and implications for the hypotheses. The
methodology underlying the relevant sub-national surveys is presented,
followed by reporting on the data and findings on similarities and
differences between Czech and Canadian policy directors and managers in
regional public bureaucracies. The paper concludes with a discussion of
the analytical styles of sub-national policy bureaucrats in both
countries and implications for future research.
Background: the Czech Republic and Canada
The Czech Republic is a parliamentary democracy that arose after
the split of Czechoslovakia in 1993. The main executive body is the
Government with the Prime Minister as the head and ministers as members.
The Czech Republic is a unitary state with thirteen administrative
regions (kraje). These are public-law corporations re-established as a
regional level of self-governance in 2000. The regions are governed by a
Board of Councillors and a Regional Council (similar to a Legislative
Assembly), the latter elected in fully democratic regional elections.
Their administrative bodies, the Regional Authorities (krajske urady),
provide the sites for sub-national policy work. In terms of independent
powers, the Czech regions resemble Canadian territories more than
provinces, but with respect to competencies and responsibilities within
their jurisdictions, they show similarity both to Canadian provinces and
territories. This especially holds true for regional development, health
and social care, land use planning, transportation, tourism,
environment, agriculture, education and sport.
Since the 19th century, the Canadian government has developed into
a federal system of ten provinces with distinct jurisdictions of
governmental authority and three territories with delegated powers. The
corresponding empirical accounts of policy capacity and professional
policy work at the provincial/territorial as well as the federal
government level have grown (Howlett et al. 2014). Plentiful as these
accounts are, they rarely deal with empirical enquiries into
work-positon related differences in policy work (but see Howlett 2011;
Howlett and Walker 2012). More must be said about how Canadian policy
workers make sense of and apply their activities, techniques and
analytical capacities in relation to the distinctiveness of their work
positions. Such enquiry could also cast light on how such work-position
indicators stand in relation to categorisations of policy work in other
countries.
The Canadian-Czech comparison is warranted for three reasons.
First, it can provide new evidence on position-related execution and
styles of policy work in two comparable sub-national jurisdictions. We
are particularly interested in finding out if the reasonably high level
of Canadian federal policy analytical capacity by historical and
comparative standards (Prince 2007; Howlett 2008) is valid at the
sub-national level. Second, the comparison relies on the methodology
used for previous surveys of Canadian federal and provincial
professional policy work undertaken between 2006-2009 (Howlett et al.
2014). Third, we focus on two under-researched positions --policy
director and manager--crucial for policy work and delivery at the
sub-national level. Despite the common knowledge that policy work
differs at different levels of government not with respect to analysis
but also leadership, responsibilities, strategic planning, and
relationships with politicians or stakeholders, these differences have
not been studies quantitatively. Taking directors and managers as units
of analysis allows us to analyze position-related and cross-country
differences between these two groups, and understand the different roles
they have in policy-making in the Czech Republic and Canada.
Despite the differences in delegated power and authority, we assume
that sub-national units in both countries deal with rather similar
issues and that the policy work of regional officials is comparable
(see, for example, Vesely, Wellstead, and Evans 2014). This seems a
plausible assumption when focusing on the positions of policy director
and manager.
Making sense of policy work styles
Similar to the case of modern nation states, sub-national policy
work entails the application of knowledge essential for region-specific
administrative tasks. This knowledge can be provided by different
sources, with in-house supply (Howlett 2009b) being the most prominent.
Such policy advice is supplied by professional public servants (Halligan
1995), variously called policy analysts or policy bureaucrats. One view
holds that public policy is as an authoritative choice made by
politicians based on rational, evidence-based expert advice (Colebatch
2006b). Key activities are research and conversion of findings for
policy advising and decisions (Mayer, van Daalen, and Bots 2004).
Analysts use a "toolkit" comprising microeconomic analysis,
quantitative methods, and organizational analysis (Patton and Sawicki
1993). This view sees policy bureaucrats as rational technicians who
possess specialized knowledge for problem solving (Meltsner 1975;
Meltsner 1976).
However, increased knowledge of policy-making realities and
practice has led theorists to see policy actors as having different,
often conflicting, interests in addressing policy problems by
interactions in structured processes (Colebatch 2006b). Policy
bureaucrats identify different actors and their interests to provide
clients with strategic advice on how to most effectively achieve a goal
in given political circumstances (Mayer, van Daalen, and Bots 2004:
176). Instead of finding rational solutions to policy problems, policy
work works to secure support for certain ideas and interests (Tao 2006).
Here, policy bureaucrats act as client advisors who are more intensively
involved in client consultations, public dialogue and consensus making,
serving as process facilitators and mediators (Mayer, van Daalen, and
Bots 2004:177; Wellstead, Stedman, and Lindquist 2009: 37).
Such varied expectations put diverse demands on those engaged in
policy work, which require different activities and knowledge. Here
bureaucrats are seen as process generalists who may not have formal
education in research and/or policy analysis and address substantive
problems with conventional rational policy analysis (Meltsner 1975;
Meltsner 1976; Feldman 1989; Page and Jenkins 2005). Instead they
possess knowledge of the complex processes leading to the acceptance of
a public policy, that is, process expertise (Page 2009; Page 2010)
underlain by the application of specific skills such as negotiating,
bargaining, building support, contacts or networks (Mayer, van Daalen,
and Bots 2004).
Possession of process expertise, however, leaves room for
acknowledging ethical issues in policy work. These arise as part of the
social construction of policy problems (Colebatch 2006b) - addressing
them requires accounting for how diverse actors identify and formulate
problems, which meanings they attribute to aspects of a problem and
ultimately how they perceive the outside world. The consideration and
aggregation of values and arguments put forth by different actors
ultimately contribute to democratization of a given political regime
(Mayer, van Daalen, and Bots 2004). This conceptualization of policy
work is associated with normative issues related to internalised
aspirations and views of the desirability and utility of public
policymaking. Such issues cannot be resolved only with scientific or
technical knowledge but through one's active engagement and the
application of practical knowledge (Tenbensel 2006: 202) which enables
policy officials to address "what should be done." These
officials are termed democratic issue advocates/ activists (Mayer, van
Daalen, and Bots 2004).
These theory-based conceptualizations of policy work point to four
elementary styles:
* the rational-technical style utilizing problem solutions derived
from the rigorous application of scientific knowledge and analysis;
* the advisory-interactive style putting policy bureaucrats into
the position of consultants, advisors and mediators of client interests
vis-a-vis other stakeholders;
* the process expertise style which allows steering the policy
process towards a preferred outcome by using politically-oriented skills
(negotiations, bargaining) in problem solving; and
* issue activism and participation leaving room for active
bureaucratic involvement (advocacy) in addressing the normative aspects
of the policy problems of the day. Each style suggests that
administrative agents will work in different ways (Howlett 2002; Howlett
2003).
Aside from their utilization for making hypotheses in analyzing
survey results, these styles of policy work will help establish profiles
for Canadian and Czech regional bureaucrats.
Policy work styles: sources of variation
Policy work styles proceed within broader administrative traditions
(Howlett and Lindquist 2004). At the most basic level, these traditions
entail patterns in behaviour and practice that persist over time and
differ across systems (Peters 2003). Since the literature on policy work
styles is predominantly oriented on Western countries, the applicability
of the resulting styles to less prominent/widely known national
traditions may be challenging but empirically vital. We would expect the
mix of policy work to vary not only by the role of analysts, the kind of
organization they work in, and level of government, but also with
respect to the broader administrative traditions (Howlett and Lindquist
2004; Mayer, van Daalen, and Bots 2004).
The Czech Republic presents a case of administrative ambiguity due
to the countervailing effects of communist and post-communist
developments. During Communist Party rule (1948-1989), the demand of
government for policy analysis in Czechoslovakia was severely limited
but not absent (Potucek 2007; Novotny and Hejzlarova 2011; Novotny
2012). After the watershed year of 1989, Czech public administration was
slowly modernized, with the creation of more effective structures and
management capacities mainly due to the EU accession (Verheijen 2001).
However, after 2004 the intensity of modernisation processes subsided,
leaving the country as a "reform laggard" especially behind
the Baltic states (Meyer-Sahling 2009). Public administration in the
Czech Republic thus currently shows some signs of
"Westernisation" while keeping some communist-like traits
represented by politicization, protectionism and reliance on
personalized routines to the detriment of analytical approaches
(Meyer-Sahling 2011).
Canada is commonly seen as having an Anglo-Saxon (Westminster)
administrative tradition (Halligan 2003). The growth of the modern
Canadian state after 1945 led to administrative expansion and greater
capacity as new public policy programs were introduced (Dwivedi and
Halligan 2003) and trained experts became indispensable to governments
(Brooks 2007). During the 1960s Canadian policy analysis was
consolidated as a profession, with rational work increasingly
complemented by social-justice or client-oriented analytical approaches.
Canadian public administration has had NPM-infused reforms though with
spurious effects, "leaving only traces rather than significant
achievements" (Halligan 2003: 206). Although the Canadian public
service has acquired some new management features such as clearer and
strengthened accountability lines and more coherent staff training
programs, it "has sought to avoid the more extreme positions that
entailed less government as an end in itself; reliance on competition
and private sector models; and a heavy emphasis on individualisation,
contractualisation and performance management." (Dwivedi and
Halligan 2003:170)
The foregoing accounts of policy work profiles, analytical styles
and administrative traditions leads to several hypotheses:
* HI: We do not anticipate major differences between Canadian and
Czech directors or managers as regards their socio-demographic
characteristics (gender, age, education).
* H2: We expect position-based differences in the previous work
experience of Canadian and Czech directors and managers and assume the
four groups will show differences in their previous work engagement by
policy sector and employment position.
* H3: Work task characteristics should be similar across the four
bureaucrats' groups. On the other hand, the four groups should
differ in approaches to policy work.
* H4: Canadian directors and managers should be engaged more in
activities related to traditional (rational) policy analysis.
* H5: Canadian directors and managers should to use rational
analytical methods more than their Czech counterparts who lack formal
training in policy analysis.
* H6: Czech directors and managers should show more engagement in
ancillary policy work including mediating, consulting and networking,
while Canadian directors and managers are more likely to utilize
research evidence and evaluation results in their pursuit of an
evidence-based approach to policy work.
* H7: Canadian directors and managers are predicted to lean more
towards the rational-technical policy style while Czech directors and
managers are likely to particularly embrace the advisory-interactive
style.
These hypotheses led to a more general hypothesis (H8) that
differences between Canadian and Czech sub-national policy work are
likely to be country-based rather than position-based. In other words,
the effects of a country's administrative-analytical tradition will
tend to be more pronounced than those of a worker's official job
position.
Methodology
Our data came from two datasets. The first came from 13 separate
web-based large-N surveys conducted in Canadian sub-national
jurisdictions between 2008 and 2009 by Michael Howlett and his
colleagues. The surveys used a questionnaire designed to reflect the
argument that more sophisticated empirical assessments of policy work
require investigation of at least five elements: (1) the scale and
location of policy analysis functions; (2) the political environment
surrounding the activity; (3) the analytic methodologies used; (4) the
availability and use of information and data; and (5) the dimensions of
policy decisions. Mailing lists for surveys in ten provinces and three
territories were compiled from public sources such as online government
telephone directories, using keyword searches like "policy
analyst" in job titles or descriptions. In some cases, names were
added to lists from hard-copy sources whose completeness was checked by
provincial public service commissions (Howlett and Newman 2010). This
yielded a population of 3,856 analysts from which 1,357 responses were
received for a response rate of 35.2 percent (Howlett et al. 2014).
The Czech Republic dataset come from a 2012 survey of policy
bureaucrats in government offices in the country's 13 regions. The
data was collected with a self-administered online survey (CAWI) from a
total sample of 2,615 regional bureaucrats. The survey was comprised of
twenty-five questions seeking data on personal attributes, employment,
further education, workplace activities, interaction and analytical
methods. The Canadian questionnaire was used as a template but modified
to reflect the different context of Czech public administration in the
regions and to ensure respondents' understanding of questions
(Vesely 2013b). Sampling for the Czech case used complete lists of
workers at regional government offices retrievable from official
websites. Office staff performing only routine administration tasks (for
example, financial/economic departments, business licensing authorities)
were excluded so that the target group had at least minimal involvement
in some analytical policy work tasks. From the total number of 2,415
valid e-mail contacts fulfilling these criteria, 783 responses were
obtained, which made the overall response rate equal to 32%.
Given our focus on regional directors and managers, Canadian and
Czech policy workers in these positions were selected from the overall
respondents' population. Selection was made on the basis of
respondents' identification with the type of position and yielded a
sample of 321 directors (164 Canadians, 157 Czechs) and 359 managers
(268 Canadians, 91 Czechs).
Profile of Canadian and Czech regional directors and managers
Demographic characteristics
Our findings show a prevalence of women among Canadian directors
and managers over men employed. The Czech managerial positions are also
predominantly filled by women rather than men, but slightly more men
work at the director level (see Table 1). Not surprisingly, the majority
of policy directors in both countries tend to be older (41-60 years)
than the managerial group (mostly 31-50 years), but the difference is
greater in the Czech case with over three fourths falling into the 30-40
years age cohort. The data on respondents' educational backgrounds
show that regional directors in both countries are predominately
university graduates or have a professional designation. The same
applies to regional managers. Across both jurisdictions, the majority of
directors and managers recently participated in further education or
training though not primarily oriented on formal policy analysis
methods.
Overall, the demographic characteristics display no statistically
significant difference for Canadian and Czech directors. The reverse is
true for Canadian and Czech managers who differ significantly in their
gender and age. Czech regional bureaucracies seem to take on
predominantly young (under 30) female managers while such positions in
Canada are more evenly distributed between men and women, notably older
by comparison (in their 40s).
Policy work activities
Our survey first concentrated on previous job experience. Canadian
directors and managers show an identical pattern: about two thirds were
previously employed in other provincial or territorial departments or
agencies. About one third of Canadian policy directors previously worked
in the non-profit sector or academia, and one fourth of managerial
staff. The employment track of Czech directors and managers is more
varied: over one third of directors previously worked in another
regional authority and over one third of managers moved in from the
private sector. The second-most common prior employment for policy
directors was the for-profit sector; over one fifth had such experience.
Canadian directors and managers tend to concentrate on the same
policy tasks: giving advice (96% of directors and managers), providing
options on policy issues (95% of directors, 96% of managers) and
preparing briefing notes (93% of directors, 95% of managers) which the
majority of directors (91%) additionally use for ministerial briefing.
Czech directors are mainly preoccupied with communication with other
public bureaus (83%), making regional strategic policy documents (82%)
and producing analyses as inputs for decision-making (76%). Czech
managers are primarily concerned with communicating with other
institutions of public administration (58%) but, unlike all other
groups, they do almost no policy research or analysis and do not provide
policy advice (only 33% and 12% respectively).
As for core policy work activities, information and data collection
activities are taken up by over one third of Canadian workers on a
weekly or daily basis (Table 2). In contrast, over one third of Czech
directors and one fourth of managers collect data and information only a
few times a year. Over one third of Canadian policy workers, directors
and managers, in selected positions are more frequently (weekly or
daily) involved in identifying policy issues or policy options. In
comparison, over one third of Czech regional directors and managers do
these activities on a monthly basis. A similar finding applies to
drafting briefs and position papers: Canadian directors and managers are
more heavily involved (over one third of them weekly or monthly) than
their Czech counterparts (over one third monthly or quarterly). Canadian
policy managers deal with implementation of policy solutions on a daily
basis, whereas one third of Czech managers do so on a monthly basis. The
biggest differences come in the area of research and evaluation
activities: more than one third of Canadians show either weekly
(directors) or monthly (managers) involvement, which contrasts with
Czech respondents showing no participation in research for half of the
directors and over two thirds of managers. Similarly, Canadian directors
and managers more often take up evaluation of policy results with over
one third of them involved on a monthly basis. In comparison,
undertaking ex-post evaluations is sporadic for Czech directors: two
thirds are involved a few times a year and never for more than one third
of managers. This pattern of involvement across countries is repeated
for evaluations of policy processes (see Table 2).
Canadian and Czech policy workers are similar with respect to
briefing superiors, be they heads of regional offices (mid-level) or
cabinet ministers (high-level). For all bureaucrats surveyed, such
briefings are done regularly on a weekly or monthly basis. The only
difference is that Czech directors and managers keep more frequent
(weekly) contacts with regional office heads, while bureaucratic
communication to mid-and-high-level officials tends to be more evenly
distributed in the Canadian case. The same interaction pattern applies
to communicating policy matters to elected politicians, but the majority
of Czech managers do not engage in such contact. The limited
bureaucratic interaction further applies country-wise and position-wise
when communicating with the general public. This is done on a yearly
basis by a majority of Canadian bureaucrats as well as more than one
third of Czech directors. Here again, Czech managers stand out: almost
one half never communicate with the wider public (see Table 3).
Sources of information and analytical methods used for policy work
The data suggest that Canadian directors and managers use external
information more than Czech counterparts. This applies to information
sources coming from official governmental sources, external policy
advice (professional advice, evaluations, briefing papers), and society
at large (information from industry and NGOs). One possible explanation
is that Canadian directors and managers tend to be involved in more
complex tasks requiring evidence-based solutions and have more frequent
access to a variety of information sources and multiple stakeholder
expertise. In comparison, Czech directors and managers may engaged in
more rudimentary policy work for which internalized personal experience
is sufficient (see Table 4).
Finally, the survey sample shows a proclivity for relying on
similar work methods regardless of country. The most frequent methods as
applied by directors and managers in both countries are brainstorming,
cost-benefit analysis, and scenario-building. However, the difference
lies in use of methods by position: on average, twice as many Canadian
directors and managers than Czech ones make use of cost-benefit analysis
and scenario-building, and nearly the same ratio holds for
brainstorming.
Discussion
The foregoing helps us to profile Canadian and Czech regional
policy directors and managers. Canadian directors and managers are
mostly university-educated women over 40 years of age; they tend to
perform similar work activities and tasks. In comparison, Czech
directors and managers consist of two more distinctive groups: directors
are mostly men over 50, managers are mainly women under 30 years of age.
That both have university degrees suggests that Czech managers are
university graduates with lower practical experience. Their arrival into
managerial positions might reflect strategies to diversify and
strengthen human resource capacities to manage agendas or might be
associated with project-based funding aimed at reducing regional
disparities and provided by European Union Structural Funds (Ferry and
Mcmaster 2005; Baun and Marek 2006). Such day-to-day management of EU
projects may require formal education in management and language
proficiency that the older generations of Czech bureaucrats could not
provide.
Aside from position-related variations pertinent especially to
Czech policy bureaucrats, comparative analysis further reveals Canadian
directors and managers are far more likely to use research and
evaluation. This suggests that the two groups of Canadian regional
bureaucrats tend to perform more analytically complex tasks, supported
by Canadian directors and managers making more use of external
information sources and several work methods. In comparison, Czech
directors tend to primarily rely on their own professional experience in
carrying out the work activities that otherwise bear some similarity to
those performed by the Canadian sample. Somewhat to the contrary, young
Czech managers seem to make up a distinct group untouched by analytical
assignments but involved in communication and management tasks to put
project agendas into effect.
These profiles of the four groups of bureaucrats and their
differences lead us back to the formulated hypotheses. From the above
profiles, we see some position-related differences in age and gender (HI
confirmed for directors, HI rejected for managers) as well as in
previous work experience (H2 confirmed). The Canadian and Czech
bureaucrats further differ in work tasks (H3 rejected) as well as,
especially in the case of Czech managers, in work activities (H4
confirmed). The much higher extent of the Canadian bureaucrats'
utilisation of analytical methods, external information, research and
evaluation confirms the relevant hypotheses on the policy analysis
grounding of Canadian regional policy work (H5, H6 confirmed).
The profiles of Canadian directors and managers seem to correspond
to a combination of the rational-technical style of taking up more
complex analyses, requiring some evaluation and application of research
results, and the client-oriented advisory-interactive style of interest
mediation. On the other hand, Czech managers tend to resemble
process-generalists, having little expert knowledge in a given field but
possessing process expertise on how to handle their responsibilities.
Finally, Czech directors appear to adopt a mix of analytical rationality
with limited use of research and issue activism where they use
internalised and normative standpoints, derived from years of
experience, to address policy problems. Overall, these findings point to
a wider set of policy styles in use by Canadian and Czech regional
bureaucrats than originally predicted (H7 rejected), with the
position-distinct characteristics for some groups (especially Czech
managers) outweighed by cross-country differences (H8 confirmed).
Concluding reflections
This paper compared the policy work of professional bureaucrats in
sub-national public bureaucracies in Canada and the Czech Republic. It
identified the demographic characteristics of regional directors and
managers, their tasks and activities, and their analytical styles and
showed that directors and managers are involved in policy-making in both
countries. However, Canadian directors and managers show much more
intensive professional engagement in the application of research and
evaluation for analytical purposes than Czech counterparts, and they use
more external information. This is likely due to Canadians undertaking
of more complex tasks requiring research, evaluation and more
information from various stakeholders (industries, NGOs, consultancies)
for producing evidence-based solutions. In comparison, Czech managers
present a case of policy workers firmly engaged in project management
with other activities considered peripheral. This "managerial
seclusion," however, does not fit the profile of Czech directors as
at least some of them have to apply some analytical methods in order to
advise strategically, design policies and manage the whole policy
process. Czech regional directors thus tend to perform tasks similar in
nature to the Canadian ones but with a greater reliance on personal
experience and routine approaches.
Given the overall good performance of Czech regional governments
(Charron, Dijkstra, and Lapuente 2014), it seems that despite less
frequent policy research and analysis/evaluation activities of Czech
directors and managers, they have higher involvement in consultations
and communication; that is, securing concerted action in policy-making
and implementation. Moreover, activities requiring a higher level of
research and analytical capacities are often outsourced by regional
authorities. We can also expect a lower demand for policy analysis and
advice from sub-national governments with limited discretionary power in
unitary states compared to the broader jurisdiction of provinces and
territories in federal Canada.
The profiles of Canadian and Czech regional bureaucrats point to a
variety of policy styles, ranging from a combination of
rational-technical and advisory-interactive (Canadian directors and
managers) to process expertise (Czech managers) to a combination of
analytical rationality and issue activism (Czech directors). Evidence
about the combined policy style of Canadian directors and managers
corroborates earlier assumptions on the nature and historical
development of sub-national policy work in Canada (see also Howlett and
Lindquist 2004; Howlett 2009a). On the other hand, the Czech situation
shows more distinct position-related variations with Czech managers as a
"new breed" becoming part of the regional administrative
structures with the country's EU accession in the early 2000s. The
differences between Canadian and Czech sub-national policy work styles
may be partly ascribed to divergent administrative traditions and
trajectories: an older Canadian tradition of applying policy analysis
methods from the late 1960s "lives on" although squeezed by
cutbacks and a New Public Management emphasis and performance-driven
governments; the Czech tradition seems to be bogged down between
traditional and inward (communist-like) routinization of administrative
practice and new EU-driven managerialism. This ambiguity of the Czech
regional policy work, displaying little rigorous research and evaluation
along with an inward orientation of administrative practices, does not
warrant its attribution to the rational or post-modern styles of policy
work noted by Anglo-American authors (Lindquist 1993; Radin 2000;
Dobuzinskis, Laycock, and Howlett 2007).
Our enquiry has three implications for further research. First,
investigating policy style combinations contingent on specific
jurisdictional and work positions is worthy and might be applied to
other positions. Second, such investigations might cast light on the
connection between work profiles and the advisory-interactive style for
which we found little evidence in our sample. Finally, it would be
useful to explore how in-house policy analytical capacities of (public)
bureaucracies are compensated by external outsourcing (see also,
Lindquist and Desveaux 1998; Vesely 2012). Researching any of these
themes on an empirical basis is likely to bring fresh insights into the
complex world of policy work and policy bureaucrats.
References
Bakvis, Herman. 2000. "Rebuilding policy capacity in the era
of the fiscal dividend: A report from Canada." Governance 13 (1):
71-103.
Baun, Michael, and Dan Marek. 2006. "Regional policy and
decentralization in the Czech Republic." Regional & Federal
Studies 16 (4): 409-28.
Brooks, Stephen. 2007. "The policy analysis profession in
Canada." In Policy Analysis in Canada: The State of the Art, eds.
Laurent Dobuzinskis, David H. Laycock, and Michael Howlett. Toronto:
University of Toronto Press, pp. 28-65.
Brusis, Martin. 2005. "The instrumental use of European Union
conditionality: Regionalization in the Czech Republic and
Slovakia." East European Politics & Societies 19 (2): 291-316.
Bryson, Phillip J., and Gary C. Cornia. 2004. "Public sector
transition in post-communist economies: The struggle for fiscal
decentralisation in the Czech and Slovak Republics." Post-Communist
Economies 16 (3): 265-83.
Charron, Nicholas, Lewis Dijkstra, and Victor Lapuente. 2014.
"Regional governance matters: Quality of government within European
Union member states." Regional Studies 48 (1): 68-90.
Colebatch, Hal. 2005. "Policy analysis, policy practice and
political science." Australian Journal of Public Administration 64
(3): 14-23.
--. 2006a. The Work of Policy: An International Survey. Oxford:
Lexington Books.
--. 2006b. "What work makes policy?" Policy Sciences 39
(4): 309-21.
Colebatch, Hal, Robert Hoppe, and Mirko Noordegraaf, eds. 2010.
Working for Policy. Amsterdam: Amsterdam Univ. Press.
Dobuzinskis, Laurent, David H. Laycock, and Michael Howlett. 2007.
Policy Analysis in Canada: The State of the Art. University of Toronto
Press.
Dwivedi, Onkar, and John Halligan. 2003. "The Canadian Public
Service: Balancing Values and Management." In Civil Service Systems
in Anglo-American Countries, edited by John Halligan, 148-73.
Cheltenham: Edward Elgar.
Edwards, Lindy. 2009. "Testing the discourse of declining
policy capacity: Rail policy and the department of transport."
Australian Journal of Public Administration 68 (3): 288-302.
Evans, Bryan M., and Amost Vesely. 2014. "Contemporary policy
work in subnational governments and NGOs: Comparing evidence from
Australia, Canada and the Czech Republic." Policy and Society 33
(2): 77-87.
Evans, Bryan M., and Adam Wellstead. 2013. "Policy dialogue
and engagement between non-governmental organizations and government: A
survey of processes and instruments of Canadian policy workers."
Central European Journal of Public Policy 7 (1): 60-87.
Feldman, Martha S. 1989. Order Without Design: Information
Production and Policy Making. Stanford: Stanford University Press.
Ferry, Martin, and Irene Mcmaster. 2005. "Implementing
structural funds in Polish and Czech regions: Convergence, variation,
empowerment?" Regional & Federal Studies 15 (1): 19-39.
Halligan, John. 1995. "Policy advice and the public
sector." In Governance in a Changing Environment, edited by B. Guy
Peters and J. Donald Savoie. Montreal: McGill-Queen's University
Press, pp. 138-72.
Halligan, John. 2003. "Anglo-American civil service: An
overview." In Civil Service Systems in Anglo-American Countries,
edited by John Halligan. Cheltenham: Edward Elgar, pp. 1-9.
Hejzlarova, Eva M. 2010. "Policy analysis in the Czech
Republic: Positivist or postpositivist?" Central European Journal
of Public Policy 4 (2): 88-107.
Hogwood, Brian W., and Lewis A. Gunn. 1984. Policy Analysis for the
Real World. Oxford University Press.
Hollander, Marcus J., and Michael J. Prince. 1993. "Analytical
units in federal and provincial governments: Origins, functions and
suggestions for effectiveness." Canadian Public Administration 36
(2): 190-224.
Howlett, Michael. 2002. "Understanding national administrative
styles and their impact upon administrative reform: A neo-institutional
model and analysis." Policy and Society 21 (1): 1-24.
--. 2003. "Administrative styles and the limits of
administrative reform: A neo institutional analysis of administrative
culture." Canadian Public Administration 46 (4): 471-94.
--. 2008. "Enhanced policy analytical capacity as a
prerequisite for effective evidence based policy-making: Theory,
concepts and lessons from the Canadian case." International
Research Symposium on Public Management XII, Brisbane.
--. 2009a. "A profile of B.C. provincial policy analysts:
Trouble-shooters or planners?" Canadian Political Science Review 3
(3): 50-68.
--. 2009b. "Policy advice in multi-level governance systems:
Sub-national policy policy analysts and analysis." International
Review of Public Administration 13 (3): 1-16.
--. 2011. "Public managers as the missing variable in policy
studies: An empirical investigation using Canadian data." Review of
Policy Research 28 (3): 247-63.
Howlett, Michael, and Evert Lindquist. 2004. "Policy analysis
and governance: Analytical and policy styles in Canada." Journal of
Comparative Policy Analysis: Research and Practice 6 (3): 225-49.
Howlett, Michael, and Andrea Migone. 2013. "Policy advice
through the market: The role of external consultants in contemporary
policy advisory systems." Policy and Society 32 (3): 241-54.
Howlett, Michael, and Joshua Newman. 2010. "Policy analysis
and policy work in federal systems: Policy advice and its contribution
to evidence-based policy-making in multilevel governance systems."
Policy and Society 29 (2): 123-36.
Howlett, Michael, Seek L. Tan, Andrea Migone, Adam Wellstead, and
Bryan M. Evans. 2014. "The distribution of analytical techniques in
policy advisory systems: Policy formulation and the tools of policy
appraisal." Public Policy and Administration 29 (4): 271-291.
Howlett, Michael, and Richard M. Walker. 2012. "Public
managers in the policy process: More evidence on the missing
variable?" Policy Studies Journal 40 (2): 211-33.
Howlett, Michael, and Adam M. Wellstead. 2011. "Policy
analysts in the bureaucracy revisited: The nature of professional policy
work in contemporary government." Politics & Policy 39 (4):
613-33.
Kuhlmann, Sabine, and Jorg Bogumil. 2007. "Public service
systems at sub-national and local levels of government: A
British-German-French comparison." In The Civil Service in the 21st
Century: Comparative Perspectives, edited by Jos C. N. Raadschelders,
Theo A. J. Toonen, and Frits M. Van der Meer. New York: Palgrave
Macmillan, pp. 137-51.
Lindquist, Evert A. 1993. "Postmodern politics and policy
sciences." Optimum: The Journal of Public Sector Management 24 (1):
42-50.
Lindquist, Evert A., and James Desveaux. 1998. Recruitment and
Policy Capacity in Government. Ottawa: Public Policy Forum.
Mayer, Igor S., C. Els van Daalen, and Pieter W.G. Bots. 2004.
"Perspectives on policy analyses: A framework for understanding and
design." International Journal of Technology, Policy and Management
4 (2): 169-91.
Meier, Kenneth J. 2009. "Policy theory, policy theory
everywhere: Ravings of a deranged policy scholar." Policy Studies
Journal 37 (1): 5-11.
Meltsner, Arnold J. 1975. "Bureaucratic policy analysts."
Policy Analysis 1 (1): 115-131.
--. 1976. Policy Analysts in the Bureaucracy. Berkeley: University
of California Press.
Meyer-Sahling, Jan-Hinrik. 2009. "Sustainability of civil
service reforms in Central and Eastern Europe five years after EU
accession." SIGMA Papers 44.
--. 2011. "The durability of EU civil service policy in
Central and Eastern Europe after accession." Governance 24 (2):
231-60.
Novotny, Vilem. 2012. Vyvoj ceskeho Studia Verejnych Politik v
Evropskem Kontextu [The Development of the Czech Study of Public Policy
in the European Context], Praha: Karolinum Press.
Novotny, Vilem, and Eva M. Hejzlarova. 2011. "Lesk a Bida
ceske Analyzy Verejnych Politik: Vyvoj a Aktualni Stav Z Pohledu
Vnejsich Vlivu [Splendors and Miseries of Czech Policy Analysis: Its
State and Development in the Perspective of External Influences]."
Politologicka Revue 17 (1): 3-32.
Page, Edward C. 2007. "Middle level bureaucrats: Policy,
discretion and control." In Middle Level Bureaucrats: Policy,
Discretion and Control, edited by Jos C.N. Raadschelders, Theo A.J.
Toonen, and Frits M. Van der Meer. New York: Palgrave Macmillan, pp.
152-68.
--. 2009. "Their word is law. Parliamentary counsel and policy
making." Public Law, 671-874.
--. 2010. "Bureaucrats and expertise: Elucidating a
problematic relationship in three tableaux and six jurisdictions."
Sociologie Du Travail 52 (2): 255-73.
Page, Edward C, and Bill Jenkins. 2005. Policy Bureaucracy:
Governing with a Cast of Thousands. Oxford: Oxford University Press.
Painter, Martin, and Jon Pierre. 2005. Challenges to State Policy
Capacity: Global Trends and Comparative Perspectives. Palgrave
Macmillan.
Palumbo, Dennis James, and Donald J. Calista. 1990. Implementation
and the Policy Process: Opening Up the Black Box. Greenwood Press.
Patton, Carl V., and David S. Sawicki. 1993. Basic Methods of
Policy Analysis and Planning. Englewood Cliffs: Prentice-Hall.
Peters, Guy B. 2003. "Administrative traditions and the
Anglo-American democracies." In Civil Service Systems in
Anglo-American Countries, edited by John Halligan. Cheltenham: Edward
Elgar, pp. 10-26.
Potucek, Martin. 2007. "Czech public policy as a scientific
discipline and object of research." Central European Journal of
Public Policy 1 (1): 102-21.
Prince, Michael J. 2007. "Soft craft, hard choices, altered
context: Reflections on 25 years of policy advice in Canada." In
Policy Analysis in Canada: The State of the Art, edited by Laurent
Dobuzinskis, David H. Laycock, and Michael Howlett. Toronto: University
of Toronto Press, pp. 95-106.
Prince, Michael J., and John A. Chenier. 1980. "The rise and
fall of policy planning and research units: Organizational
perspective." Canadian Public Administration 23 (4): 519-41.
Radin, Beryl. 2000. Beyond Machiavelli: Policy Analysis Comes of
Age. Washington, DC: Georgetown University Press.
--. 2013. "Policy analysis reaches mid life." Central
European Journal of Public Policy 7 (1): 8-27.
Sabatier, Paul A. 1999. Theories of the Policy Process. Boulder:
Westview Press.
Tao, Jill. 2006. "Policy work at the local level in the United
State: Whispers of rationality." In The Work of Policy: An
International Survey, edited by Hal Colebatch. Lanham, MD: Lexington
Books, pp. 181-98.
Tenbensel, Tim. 2006. "Policy knowledge for policy work."
In The Work of Policy: An International Survey, edited by Hal Colebatch.
Oxford: Lexington Books, pp. 199-216.
Tiernan, Anne. 2011. "Advising Australian federal governments:
Assessing the evolving capacity and role of the Australian public
service." Australian Journal of Public Administration 70 (4):
335-46.
Verheijen, Tony. 2001. Politico-Administrative Relations: Who
Rules? NISPAcee.
Vesely, Arnost. 2012. "Policy advisory system in the Czech
Republic: From state monopoly to hollowing out?" In 22nd World
Congress of Political Science. Madrid.
--. 2013a. "Externalization of policy advice: Theory,
methodology and evidence." Policy and Society 32 (3): 199-209.
--. 2013b. "Conducting large-N surveys on policy work in
bureaucracies: Some Methodological Challenges and Implications from the
Czech Republic." Central European Journal of Public Policy 7 (2):
88-113.
Vesely, Arnost, Martin Nekola, and Eva M. Hejzlarova, eds. 2016.
Policy Analysis in the Czech Republic. International Library of Policy
Analysis Series. Bristol: Policy Press.
Vesely, Arnost, Adam Wellstead, and Bryan M. Evans. 2014.
"Comparing sub-national policy workers in Canada and the Czech
Republic: Who are they, what they do, and why it matters?" Policy
and Society 33 (2): 103-15.
Wellstead, Adam M., and Richard C. Stedman. 2010. "Policy
capacity and incapacity in Canada's federal government."
Public Management Review 12 (6): 893-910.
Wellstead, Adam M., Richard C. Stedman, and Evert A. Lindquist.
2009. "The nature of regional policy work in Canada's federal
public service." Canadian Political Science Review 3 (1): 1-23.
Martin Nekola is a Senior Research Fellow at the Faculty of Social
Sciences at Charles University in Prague, the Czech Republic. Jan
Kohoutek is a Research Associate at the Faculty of Social Sciences at
Charles University in Prague, the Czech Republic. The authors gratefully
acknowledge financial support from the Charles University Research
Development Schemes, Program P17--Sciences of Society, Politics, and
Media under the Challenge of the Times. The authors thank three
anonymous reviewers for useful comments, Michael Howlett for providing
the dataset on Canadian policy workers, and Evert Lindquist for
editorial advice.
Table 1. Socio-Demographic Characteristics
of Regional Directors and Managers
Directors
Position CAN CZE
Country (n = 162) (n = 157)
Gender Male 43% 52%
Female 57% 48%
Total 100% 100%
Age <30 4% 5%
31-40 20% 24%
41-50 36% 30%
51-60 33% 38%
>60 7% 3%
Total 100% 100%
Education University 96% 96%
graduate/
professional
degree
Other 4% 4%
Total 100% 100%
Managers
Position CAN CZE
Country (n = 267) (n = 91)
Gender Male 46% 32%
Female 54% 68%
Total 100% 100%
Age <30 12% 41%
31-40 27% 39%
41-50 34% 15%
51-60 23% 6%
>60 4% 0%
Total 100% 100%
Education University 93% 97%
graduate/
professional
degree
Other 7% 3%
Total 100% 100%
Note: Differences in both gender and age of managers are
statistically significant (Chi-Square, p < 0.05, p < 0.01
respectively). Other differences are not statistically
significant.
Table 2. Core Policy Work Activities
Directors
CAN CZE
Mean SD Mean SD CAN-CZE
Appraise policy 3.9 0.9 3.8 1.3 0.0
options
Collect policy-related 4.1 0.9 3.2 1.2 0.9 **
data or information
Conduct policy-related 3.8 1.1 1.6 0.8 2.1 **
research
Identify policy issues 4.2 0.8 3.7 1.3 0.4 **
Identify policy options 4.0 0.8 3.8 1.3 0.2
Implement or deliver 3.3 1.3 3.4 1.5 -0.1
policies or programs
Evaluate policy results 3.1 1.1 2.4 0.9 0.7 **
and outcomes
Evaluate policy 3.0 1.0 2.3 0.9 0.8 **
processes and
procedures
Managers
CAN CZE
Mean SD Mean SD CAN-CZE
Appraise policy 3.7 1.0 3.8 1.5 -0.1
options
Collect policy-related 4.0 1.0 3.6 1.6 0.4 **
data or information
Conduct policy-related 3.7 1.0 1.5 0.9 2.2 **
research
Identify policy issues 4.0 0.9 3.7 1.5 0.3 **
Identify policy options 3.8 0.9 3.9 1.5 -0.1
Implement or deliver 3.2 1.4 3.5 1.6 -0.3
policies or programs
Evaluate policy results 2.9 1.1 2.1 1.0 0.9 **
and outcomes
Evaluate policy 3.0 1.1 1.8 0.9 1.2 **
processes and
procedures
Note: Respondents were asked "How often are you involved in the
following types of policy-related work?" using the scale 1 = never,
2 = yearly, 3 = quarterly, 4 = monthly, 5 = weekly, 6 = daily.
Differences marked by asterisks are statistically significant
(* for p < 0.05; ** for p < 0.01).
Table 3. Other Policy Work Activities
Directors
CAN CZE
Mean SD Mean SD CAN-CZE
Negotiate with central agencies 3.0 1.1 2.5 0.8 0.6 **
on policy matters
Consult with the public on policy 2.1 0.8 2.9 1.5 -0.7 **
matters
Consult with stakeholders on 2.9 0.8 3.1 1.2 -0.2 *
policy matters
Prepare reports, briefs or 4.0 0.8 3.8 1.2 0.2
presentations for decision-
makers on policy matters
Consult with decision-makers on 3.9 0.9 3.4 1.4 0.5 **
policy matters
Brief lower or midlevel policy 3.6 1.0 4.2 1.4 -0.6 **
managers
Brief high-level decision-makers 3.5 1.0 4.0 1.2 -0.5 **
Managers
CAN CZE
Mean SD Mean SD CAN-CZE
Negotiate with central agencies 2.8 1.1 2.5 1.2 0.3 *
on policy matters
Consult with the public on policy 2.0 0.9 2.3 1.6 -0.3
matters
Consult with stakeholders on 2.9 0.9 2.8 1.4 0.1
policy matters
Prepare reports, briefs or 3.8 0.9 2.9 1.1 0.9 **
presentations for decision-
makers on policy matters
Consult with decision-makers on 3.5 1.0 2.8 1.4 0.8 **
policy matters
Brief lower or midlevel policy 3.5 1.1 4.4 1.4 -0.8 **
managers
Brief high-level decision-makers 3.1 1.0 2.8 1.4 0.3 *
Note: Respondents were asked "How often are you involved in the
following types of policy-related work?" using the scale 1 = never,
2 = yearly, 3 = quarterly, 4 = monthly, 5 = weekly, 6 = daily.
Asterisks indicate statistically significant differences.
Table 4. Different Sources of Policy-Relevant Information
Directors Managers
Area Sources of information CAN CZE CAN CZE
Science, Academic research (CAN)/ 66% 49% 79% 22%
academia Specialized domestic or
foreign literature and
scientific journals (CZE)
Government Information from other govern- 89% 73% 85% 67%
ments (CAN)/Consultations with
colleagues from other public
administration departments or
organizations (CZE)
Budget data, other financial 80% 69% 74% 53%
indicators
External Professional advice 82% 8% 82% 7%
advice
Consultants' reports (CAN)/ 84% 45% 80% 45%
Consultations with domestic
or foreign experts (CZE)
Evaluation reports, briefing 63% 59% 57% 43%
papers
Society, Information from industry/com- 75% 17% 67% 11%
stakeholders mercial sphere representatives
Information from non-profit 74% 13% 72% 17%
organizations
Personal Personal experience 78% 92% 80% 88%
Note: If the question wording differed for Canadian and Czech
sources of information, both options are stated with CAN or CZE
abbreviations respectively. The table presents the share of
"Frequently" to "Always" answers in the CAN case and "Often" and
"Very often" in the CZE case.