Identity in Mercosur: regionalism and nationalism.
Santos, Sergio Caballero
Two trends have historically competed in the Latin American region:
a strong nationalist vision that originates in the nineteenth century
with the construction of the nation-state, and the idea of a unifying
project in the face of an "external enemy." This article first
provides an overview of these two notions by addressing the performance
of the Southern Common Market in the past decade and highlighting the
emergence of Mercosur's collective identity. Then, the role of
ideas and identity is examined to analyze how it configures and
constrains the decisionmaking process and how this role conditions the
regional identity. Finally, a reflection on the collective identity as
it relates to Mercosur is offered. Keywords: regional integration,
Mercosur, collective identity, ideas.
**********
THE FORMATION OF COLLECTIVE IDENTITY MAY BE FACILITATED OR
CONSTRAINED by structures, but it is never exogenously given or
immutable. (1) From a socioconstructivist view of international
relations, the structures, comprised of both conceptual and material
elements, may be reproduced, or partially transformed, depending on the
agents and the contexts. In regional integration projects, the formation
of the collective identity among the states is primarily based on a
rising interdependence. This can take at least two forms. One is an
increase in the "dynamic density" of interactions due to, for
example, trade and capital flows. A second is the emergence of a
"common other," whether personified in an external aggressor
or a more abstract threat such as nuclear war or ecological collapse.
(2)
In the South American case, both phenomena have occurred. On the
one hand, since the Latin American independences of the nineteenth
century, the South American states were built in opposition to the
"North American Other," due to the threat of being dominated
by the US hegemon. (3) This fear motivated, in part, the fact that the
idea of unity and regional integration were understood as a defense and
protection mechanism against a threatening Other. There is no doubt that
Other rationales also play a part in the process of regional
integration, from the creation of a security community (4) to
stimulating commerce and development, among others. However, at this
point I am interested in reaffirming the importance of the vision of
unity in opposition to the concrete or diffuse threat emanating from
that Other, whoever it may be, depending on the historical context.
And on the other hand, the second element above, the growing
density of the interactions between the different South American
countries, has been palpable, especially after the rise of the Southern
Common Market (Mercosur) (5) in 1991, which generated high flows of
regional economic interdependence that were reduced only due to the
severe regional crisis that occurred between 1999 and 2002. The emphasis
on the trade agenda throughout the 1990s, influenced by the Washington
Consensus, (6) gave rise to this boom in economic interdependency.
Nevertheless, it is important to highlight that there is a greater
degree of regionalism than of regionalization in the case of Mercosur.
To differentiate the nuances between these two terms, I refer to the
distinction between regionalism understood as the political project
tending to stimulate integration, that is, based on the political will
of the parties; and the concept of regionalization, defined as the
informal process of regional interaction (economic, social, cultural,
etc.) that takes place beyond the strictly national borders. Now that
this difference has been clarified, I argue that the former is stronger
and more determining than the latter in the case of Mercosur. (7) These
conceptual clarifications are relevant in that we should know clearly
what we refer to in each case. For this reason I also want to clarify
that, when I speak of regional integration, I use a definition that is
widely accepted by scholars, and is described as
a historical process of growing levels of interaction among
political units (subnational, national, and transnational), carried
out by stakeholders that share common ideas, set objectives, and
design methods to reach them, and therefore contribute to the
construction of a region. There are three corollaries for this
definition: 1) the process can encompass a great variety of
stakeholders (public and private), a variety of levels (from below
and from above) and a variety of agendas; 2) it can come from a
deliberate strategy or emerge as an unexpected consequence of the
social interaction; and 3) it can lead to institution building. (8)
Having made these conceptual distinctions, I argue that the
political impulses toward integration, arising from presidential
speeches in regional summits (9) and reflecting a top-down model of
integration, are more potent and evident in Mercosur than the process of
a true de facto regional integration among the Mercosur societies.
Therefore, they are based on a bottom-up model, which has been quite
limited in the course of the Mercosur process. In fact, the bottom-up
dynamic (i.e., based on a demand from society to promote a regional
project) has been scarce and limited to a few social groups, among them
a large group of scholars. On the contrary, what has been characteristic
is a top-down model emanating from the elites, which is why many
presidents offer integration as a sort of political product that is
desirable for society. (10)
My objective in this article is to address the tensions between the
ideas that support regional integration in Mercosur and the nationalist
approaches and visions that emphasize the differences between South
American countries. Thus, the main question to ask ourselves is whether
we can suggest the regional project as something plausible and supported
by the construction of a collective identity or if, on the contrary, the
unit of analysis and the container of loyalties, and the goal to be, are
at the national level. In the case of the latter, the regional project
is secondary, be it as a defensive mechanism against the extraregional
Other or to expand the market and stimulate intraregional trade.
In some way what I propose is not strictly new. Some authors have
already questioned whether it is possible to "talk about a common
destiny underlying a collective identity or is Latin America [or
Mercosur] merely the sum of its various national identities and
communities." (11) What I intend to contribute in this work is a
larger theoretical framework, taking notions from constructivism, to
suggest answers that include an element as diffuse and slippery as
identity.
With that purpose, I have above clarified the terminology and
spatially defined the paradox we are dealing with. Next, I rapidly place
it within its historical context so that we can then look at the
development of Mercosur in the past decade, highlighting both the
formation of the Mercosur collective identity and the perspectives
adopted from each of the member states. Then, I examine the role of
ideas and identity to analyze how that role configures and constrains
regional identity. Finally, I present a few tentative conclusions
extracted from these reflections on the impact of collective identity on
regional integration.
Regionalism and Nationalism in Latin American History
From a historical perspective, the convergence of the two
aforementioned elements--the growing regional integration and the
existence of a common Other--allows us to talk about a defined and
particular South American collective identity, constructed with an
internal orientation to the region and in opposition to the external and
threatening Other. "Nevertheless, the ideal image of the
'Patria Grande' (the great homeland), whether Latin American,
South American, or Central American, has always had a difficult
relationship with the strong nationalism that arose during the
post-independence nation-building process and is still present in the
identity and political culture throughout the region." (12) Just as
Jose Antonio Sanahuja states, "Latin America faces a permanent
'trilemma' that entails three contradictory goals: first, the
defense of the nation-state and national sovereignty; second, its
traditional ambitions for unionism and regional integration; and third,
the search for greater autonomy at the international level." (13)
As I have outlined, all Latin American countries share a common
history of Iberian conquest, emancipations in the nineteenth century
imbued with continental and unionist ideas and rationales. Furthermore,
the majority of these countries had the misfortune of suffering military
regimes throughout extensive periods of the twentieth century and also
participated in nascent processes of recuperation and democratic
consolidation in the past three decades. Thus, despite their specific
singularities, as one would expect, they do present a shared history, a
certain common place in the world and in history, to the extent that
their societies have faced particular events and long-term processes
that share many similarities. (14)
In addition, said early-nineteenth-century independences were
decidedly supported by a strong nation-building process and by a
reverence for patriotic symbols (e.g., flag, hymns, and founding
fathers), which accentuated the differences and peculiarities of each
new state formed. Thus, national reaffirmation was promoted at the
expense of projects of unionism and reciprocal trust among neighbors.
These characteristics are particularly evident in border territories
where societies share cultural similarities and identities. However,
patriotic symbols--as a simple example, think of national soccer
teams--prove how personal loyalties are closer and more faithful to the
nation-state in question than to the border subregion where daily life
unfolds.
More recently, different models of international involvement and
national development have arisen which, in the majority of cases, were
antagonistic or in opposition to those in neighboring countries. An
example of these antagonistic national projects is the weapons race in
the Southern Cone during the late nineteenth and early twentieth
centuries that was resolved only with the ABC Plan, signed by Argentina,
Brazil, and Chile in 1915. And as an example of exclusive economic
models I could cite the protectionist policies that the Economic
Commission for Latin America and the Caribbean (ECLAC), presided by Raul
Prebisch, tried to overcome through the classic regionalism of the
1950s, based on import substitution industrialization and the expansion
of national markets to a regional one that would favor economies of
scale. Following this same regional rationale the Latin American Free
Trade Association (LAFTA) was signed in 1960 in Montevideo, but lost
impetus until it was resuscitated twenty years later in the form of the
Latin American Integration Association (LAIA). (15) Along the way
various other institutional projects can be found, elaborate but rarely
successful, such as the Andean Pact of 1969 as well as political
consultation and cooperation mechanisms such as the Rio Group, which
played a leading role in the 1980s. (16)
That said, the aim is not a comprehensive review of Latin American
regional projects throughout all history, but simply to establish the
context for integrationism, which was particularly prolific in the
second half of the twentieth century. However, in any case, and to
summarize, both ideas--nationalism and regionalism--have survived
throughout Latin American history and, in a certain way, both ideas
belong to the Latin American social imaginary. According to Charles
Taylor, by social imaginary we understand "concretely the way in
which regular people 'imagine' their social environment,
something that most times is not expressed in theoretical terms, but is
evident in images, stories, and legends." (17) That is, even if
they are not explicit, both ideas are part of the way to understand that
which is Latin American. Therefore, regardless of the tensions and
struggles between those who argue for one vision or the other, we can
say that both are part of the map of relationships and structure (18)
that constitutes Latin America and, consequently, that both influence
the formation of collective identity in the region, as I discuss below.
The Mercosur Process After 2003
After several years of a process of rapprochement and confidence
building between the democratic governments of Argentina and Brazil,
headed by Raul Alfonsin (1983-1989) and Jose Samey (1985-1990)
respectively, the Mercosur treaty was signed in Asuncion by Uruguay,
Paraguay, Argentina, and Brazil in 1991. Despite the fact that they
reached high levels of interdependence--measured in terms of growing
trade flows--and that an incipient security community was built up
throughout the 1990s, (19) the Mercosur crisis in 1999-2002 put the
entire regional integration process in jeopardy. (20) The devaluation of
the Brazilian real and the subsequent Argentine economic crisis extended
throughout all areas, including a political-institutional crisis
(several presidents in the course of a couple of weeks), a socioeconomic
crisis (disturbances, unemployment, and loss of savings), and an
identity crisis (rethinking national and regional development projects,
and questioning the international participation models). Thus, according
to sources in ECLAC, (21) during the 1990s interregional trade grew
steadily from 10 percent to 25 percent of the total trade of the member
countries. However, just from 1999 to 2003 it retreated to only a little
more than 10 percent. Intraregional trade has kept at a steady rate of
growth in the past decade, although at inferior rates than those from
the 1990s, in part because the pattern of exporting the commodities of
these countries has motivated the stimulation of extraregional trade,
diminishing interregional trade in relative terms, although it has grown
in absolute terms.
Returning to the regional crisis of the turn of the century, during
those years a few of the leading stakeholders stated their opposition to
the regional project, in an effort to reduce Mercosur to a mere
free-trade region, as had been proposed by Domingo Cavallo,
Argentina's minister of finance at the time and former chancellor.
However, and perhaps paradoxically, this regional crisis opened a window
of opportunity to intensify some aspects of regional integration that
had been secondary during the period of growing economic interdependence
in the 1990s. Thus, in the years following the crisis, presidents who
shared a particular regional vision and were supported by civil society
groups, such as scholars and epistemic communities, were elected to
power: (22) Luiz Inacio Lula da Silva (hereafter, Lula) in Brazil and
Nestor Kirchner in Argentina in January and May 2003, respectively;
Tabare Vazquez and his Frente Amplio coalition in Uruguay in 2004; and
Fernando Lugo in Paraguay in 2008. First of all, these presidents
stressed that domestic weaknesses were so strong that it was more
feasible to overcome them from the regional level. A visible example is
the Argentine government of Eduardo Duhalde (2002-2003), who had not
shown any preference for the regional project prior to his election, but
was persuaded toward a greater integration with the rest of the Mercosur
countries by the circumstances of domestic weakness and international
isolation. (23)
It is also important to add that the relative understanding that
these presidents shared regarding the regional process and the
suitability of redefining Mercosur bolstered and led to a greater
collective identity and to the idea of a common region as a first step
toward acting on the international stage. Thus, whether motivated by
political need or by a sincere reflection, the presidents of the member
states of Mercosur in these years (Nestor and Cristina Kirchner,
2003-2007 and 2007, respectively; Lula, 2003-2010; Vazquez, 2005-2010;
and Lugo, 2008-2012) adopted measures that not only did not push
regionalism into a crisis, but rather revitalized it with broader and
more ambitious agendas, introducing sociopolitical elements in addition
to the eminently economic trade ones.
The bilateral agreement between Argentina and Brazil was
exemplified in the Consensus of Buenos Aires in 2003, which sets a new
priority agenda that includes political (bringing democracy closer to
the citizens and reversing the democratic deficit of Mercosur), economic
(promotion of equitable development), and social aspects (emphasis on
education). (24) From this consensus between Nestor Kirchner and Lula
springs the idea of expanding the Mercosur agenda and configuring a true
redefinition of Mercosur. Furthermore, it is worth highlighting the
identity rationale that unites its members and makes them share values
and traditions; that is, that envisions them as belonging to a single
society of states, and allows them to see themselves as partners in a
shared future instead of as rivals or enemies.
Beyond that, the minor partners, both Uruguay and Paraguay, focused
on the regional agenda, promoting mechanisms for the reduction of
imbalances such as the Structural Convergence Fund of Mercosur (FOCEM)
and sociopolitical programs to empower citizens as an active part of
this process such as the Somos Mercosur (We Are Mercosur) program. By
virtue of FOCEM, Argentina and Brazil transferred a small sum of money
(25) to Uruguay and Paraguay, making it a type of redistributive
mechanism, in spite of the deficiencies and pockets of poverty already
present in the two major partners. (26) This fund is primarily targeted
toward the improvement of the regional infrastructure, stimulating
economic complementation programs and reducing regional asymmetries.
Therefore, even though its final impact may be limited given the small
contribution provided by the member states, the underlying rationale
behind this integration mechanism is none other than regional solidarity
based on the perception of a collective identity. Also, the Somos
Mercosur program, launched by Vazquez's Uruguayan government in
2005, aimed to give civil society a larger role in the process of
integration. This program was intended to bring the citizens and the
decisionmakers closer, and to generate a sense of ownership over a
regional project; in other words, it sought to develop a particular
Mercosur sense of identity among the citizens of the member states.
However, what probably best portrays the commitment of the process
of regional integration with the sociocultural identity is the emergence
of a Mercosur Parliament in 2005. Once the democratic deficit of the
regional project was recognized, the presidents of the then four member
states decided to create a regional parliament. Opting for direct
election of its respective delegations for this body, they hoped to
achieve a double objective: (1) to make citizens the participants of
debates in the regional realm and (2) to create a forum to deliberate on
the regional agenda and the citizens' demands. However, the initial
goals must be weighed and compared against what was actually achieved.
In this sense, even though it was an important step toward promoting a
more definite collective identity, the Mercosur Parliament still is not
comprised of representatives elected directly by the citizens, except in
the case of Paraguay's parliamentarians. What is more, this
parliament does not have any executive or decisional jurisdiction,
merely a deliberative one with the power to issue political
recommendations. (27)
Beyond the aforementioned events that are inclined toward
reinforcing a growing Mercosur identity, it is worth mentioning other
events that blocked regional advances or that eroded any hope of
self-perception as belonging to the same collective. The main obstacle
faced in recent years was the conflict between Argentina and Uruguay
over the cellulose plants installed along the Uruguay River. Between
2005 and 2010, this dispute caused strong diplomatic struggles and
heightened the tensions between nationalist interests and hypothetical
regional aspirations. After unfruitful negotiations between Presidents
Nestor Kirchner and Vasquez, the situation was successfully addressed
only during the new presidencies of Cristina Fernandez and Jose Mujica.
Even though the conflict seems to have been finally resolved, the
consequences for the regional process in terms of reciprocal distrust
and animosity are particularly strong, as is seen whenever this topic
reemerges as a dispute on both sides of the river. Another critical
element was added to the rising nationalist feelings in both countries:
the lack of Brazilian activity to resolve the dispute when there was an
expectation for Brazil to fulfill its role as regional leader and
paymaster of the regional integration process. But Brazil is not
comfortable with the idea of being presented as regional hegemon, and
rejects any responsibility or attempt to be considered a regional leader
or a paymaster. What is yet to be seen is the degree to which Brazil
will act as a regional leader in relation to projecting itself onto the
international stage, or how it will play the role of stabilizer in
intraregional conflicts through the Union of South American Nations
(Unasur). But in spite of all this, Itamaraty (28) continues to reject
any label that might smack of hegemony, subregional imperialism, or
paymaster of the costs of regional integration.
Finally, the other relevant event from recent years that is worth
mentioning--in this case, an event that has revealed the aligning of the
majority of presidents, acting as a sort of friends' club and
emphasizing the political dimension above the legal--is the suspension
of Paraguay from Mercosur and Unasur after Paraguayan president Lugo was
removed from office in June 2012. This sui generis suspension was used
at the same time to formalize the definitive accession of Venezuela to
Mercosur, which had remained blocked for years by the Senate of
Paraguay. After the elections in Paraguay in April 2013, full
reinstatement of Asuncion to Unasur materialized in August 2013 and,
following formal procedures, his return to Mercosur was certified in
December 2013. However, what is relevant in this context is how these
integration processes rely on the political will of the decisionmakers
even above institutionalism and, in this specific case, on the
perception of peers of being aligned or not (i.e., like a friends'
club with whom to share common projects).
In this section, I have tried to show elements of the Mercosur
integration process that exemplify the tensions between the two opposing
poles I have highlighted: regionalism and nationalism. Thus, among the
improvements and setbacks of this process, the ideas of common regional
projects and those of national loyalties have been in direct
competition, each one gaining in prevalence over the other according to
the circumstances and the political will of the presidents themselves.
The Collective Identity of Mercosur
Without needing to establish an exhaustive definition of what is
understood as collective regional identity, it might be useful to point
out how I approach this concept. Here, identity would not be something
established and fixed, but rather processual, which I would conceive the
projection of what we want to be as being more important than what we
already are. In fact, this volitional dimension is what shows us not
only how subjects perceive themselves, but how they want to construct
themselves. Therefore, the dimension of identity, understood as
self-perception and loyalties toward certain ideas (whether nation,
region, or any other), will not be clearly organized or stratified, as I
show below, but will be intermingled and in permanent construction and
definition as a function of the relationships between the subjects. When
applied to my particular case study, this means that the interaction
between the different regional stakeholders would model the different
identities, and that the regional political projects would be
susceptible to proposing what these societies would like to be (i.e., if
they wish to share a regional collective identity).
Now that this conceptual point has been clarified, going back in
history the emergence of a Latin American regional identity has been
determined by many different factors. (29) In this particular case, that
of Mercosur, it is worth highlighting that a shared history (Iberian
conquest, the emancipations of the nineteenth century, strong
nation-building processes, unionist projects against the hegemony of the
United States, and military regimes) with common values (democracy,
human rights, international participation with a regional voice, Western
values, and indigenous worldviews) is manifested by stakeholders and
decisionmakers throughout the region. Over the past decade or so, both
the presidents of the member states and the spokespersons of civil
society (illustrated by the social summits of Mercosur, held
periodically since 2006) and the different epistemic communities,
particularly the networks of scholars working in and on the region since
the 1980s, have directed their efforts and synergies to intensifying and
deepening regional integration.
In light of this, it is common to find citizens of the Mercosur
territory who perceive themselves both as nationals of their respective
countries and as members of a common regional project. (30) In fact, in
a sense we can understand there to be a layering of identities. This
idea of overlapping identities would be, in part, the equivalent of what
has been called "shared sovereignty" in terms of the
political-legal relationship between the national state and regionalism.
To be more precise, even if a state does not delegate its national
sovereignty to a supranational entity, that state can reach agreements
and consensus with its neighbors in certain areas, and can decide to
make joint determinations regarding certain affairs. Thus, in the same
way, citizens, without rejecting or negating their sense of belonging to
their national state, can at the same time actively incorporate the
regional project as something common and shared with the rest of the
citizens of said region.
Returning to my unifying thread of the collective identity, I find
particularly useful and compelling the concept that Thomas Risse uses
for the European case: the "marble cake." Risse affirms that
"the idea is that multiple identities are nested or embedded rather
than neatly layered." (31) Applying this concept to my
consideration of collective identity in Mercosur, I can argue that the
"marble cake" concept claims, on the one hand, that there is
much more Mercosurness embedded in national, regional, or other
collective identities than is usually assumed. On the other hand, the
meaning of Mercosur might differ profoundly in the various national,
subnational, and other contexts. (32)
Therefore, even though the degree of regional collective identity
achieved could be debated (in a continuum that would extend from an
embryonic regional collective identity to one fully consolidated), what
does seem plausible is the existence of a greater regionness (33) than
what is usually allowed. Thus, the pro-integration speeches and the
regional policies not only would be populist measures to obtain
political capital and win elections, but also would create the
conditions that would make it possible to legitimize ideas and interests
that coexist in those societies.
Nevertheless, it is true that the idea of a common region has
different meanings for each stakeholder and, in a more defined way,
depending on the stakeholder's nationality. Thus, simplifying and
adopting a broad stroke, from Brazil, for some (34) it might seem that
the region has become the springboard to obtain international
recognition as a global player. By this logic, the commitment to the
region would be purely instrumental, a means for a more important end:
international projection as a relevant stakeholder on the global stage.
Others introduce some nuances and signal Brazil's capacity during
the governments of Lula to modestly please the less favored partners,
preaching a leadership style based on consensual hegemony, although in
practice its foreign regional and global policies appear to conflict.
(35) Perhaps we can adopt an eclectic position (36) that underlines the
existence of different rationales between the diplomats of Itamaraty and
the will (and tension) of Brazil's decisionmakers to carry more
weight both in the region and on the international stage.
In the case of Paraguay, a country with no access to the ocean, the
region has become its only way to participate internationally in a
globalized world. Thus, Paraguay is "condemned" to integrate
with its neighbors, which explains its need to be admitted again into
Mercosur (obviously, observing the formalities for its full return)
after its suspension following President Lugo's removal from office
in June 2012.
As for Uruguay, the fact that it is a small country that shares a
multitude of sociocultural elements with its two big neighbors means
that the Uruguayans need to perceive themselves as being in permanent
interaction with the region, even though hypothetical economic alliances
with extraregional partners (e.g., a free-trade agreement with the
United States like the one proposed in 2006) might be advisable if only
economic trade elements were being considered. Finally, from
Argentina's viewpoint, Mercosur should be understood as a way to
insert itself internationally, which ties in with its permanent search
for autonomy in foreign affairs while at the same time the regional
project implies a future linked to the powerful and emerging Brazilian
economy. However, it also suggests the strengthening of a Buenos
Aires-Brasilia axis to act as a guarantor of regional stability.
The Role of the Stakeholders and the Capacity for Agency
In discussing the collective regional identity of Mercosur, it
seems necessary to discern how it is built, or at least identify some of
the factors that stimulate and/or constrain it. For this, I refer to the
well-known debate in international relations between agency and
structure. (37) It can be put in the following broad terms: there is no
easy and incontrovertible solution regarding the traditional struggle
between the unitary projects and the Latin American nationalisms. Both
tensions appear to be integrated in their structures and are promoted or
rejected by different agents. In the same way, even though agency and
structure are two different elements, from a constructivist perspective
both would be interrelated and reciprocally constructed, where the
dynamic and processual dimension would be fundamental for understanding
this intersubjective relationship. The stakeholders have the capacity
for agency as well as the will to introduce normative changes. However,
these are limited by the structures and the stakeholder's true
capacity to persuade the other stakeholders (e.g., the rest of society)
and influence them through ideas. Also, those ideas would be deposited
gradually, not in a linear or stratified way, on the ideational
structures that develop along a historical process of longue duree.
As an example to clarify this reflexive interconnection between
agency and structure, the case of Brazilian president Lula (2003-2011)
can be presented in a synthesized way for the purpose of observing how
the capacity for agency--in this case study, presidents who promote and
redefine the process of regional integration--is a relevant factor in
constructing a collective identity in the region. While I recognize the
methodological limitation of focusing on only one stakeholder, I believe
that this deliberate simplification can shed light on how the collective
identity of Mercosur is designed. Thus, considering the historical aims
(structure) of Brazilian diplomacy and its elites to transform Brazil
into a relevant global actor, and to play a larger role on the
international stage, (38) the personal commitment of President Lula
(agency) with the region and his regional counterparts prompted a
rapprochement with Argentina after the regional crisis of 19992002 while
also establishing Mercosur as the main priority of his foreign policy.
(39) Additionally, the sociopolitical redefinition of Mercosur and the
subsequent emergence of Unasur (40) gave a new importance to
interregional relations, which permeated the Brazilian and regional
social imaginaries. (41) Thus, Lula's capacity for agency and his
personal design of foreign policy (42) were extremely relevant for a
better understanding and alignment of the political projects for
regional integration while deepening the idea of a collective regional
identity. However, at the same time, these events would also be
constrained and limited by Brazilian aspirations that make up its own
national development structure; that is, the idea of a Brazil that
subtly exercises its regional leadership as a springboard to become a
global player. (43) Furthermore, some see Brazil's national
interest as one of the risks against the regional integration of
Mercosur. (44)
In the end, the understanding and the alignment between the
different world visions of the region's decisionmakers determine,
in a way, how the societies perceive themselves. This most certainly
conditions the way in which the collective regional identity is shaped.
And in addition to these agents who have the capacity to shape the
identities in their societies, there are also nation-building structures
that limit and hinder the possibilities for change. In other words, the
stakeholders do not act on an empty or yet-to-be-constructed reality, as
if it were a clean sheet of paper, but rather within contexts based on
preexisting (and often barely mutable) relationships. These structures,
which we conceive in terms of longue duree, change slowly. As a matter
of fact, the ideational dimension of the structures also plays an
important role in shaping the collective identity.
Conclusion
In this article, I have presented an approach to the formation of
the collective identity in the case of a process of regional integration
such as that of Mercosur from a perspective close to the constructivist
approaches of international relations. Based on the presented arguments,
I can propose some preliminary conclusions. First, the most obvious
conclusion is the confirmation of the existence of two competing
rationales that have survived in the Latin American social imaginary for
two centuries and that continue shaping the ideas of the region's
decisionmakers. In a similar way, I can also state that there is more
Mercosurness than is typically admitted. This means that, in addition to
the tensions between both narratives--the one of national projects and
the one of regional projects--there really is a collective Mercosur
identity based on certain achievements, such as the FOCEM and the
regional parliament. In spite of the frequently cited gap between
discourse and reality and also over institutional failings and deficits,
the region's sociopolitical progress and improvements have been
palpable and the emergence of a regional identity that coexists with a
national one in each of the member states has become a fait accompli.
And finally, another element we can extract from the discussion is
the complexity inherent in all of us as subjects at the time of
dissecting our different identities and loyalties. In fact, betting on
the marble cake concept is consistent with this idea, as it allows us to
explain how different--and sometimes even opposite--identities function
in an intermingled and simultaneous manner. And therefore, it allows us
to banish simplifications that arise from the clear stratification of
said identities as if the agents could decide at each moment under which
notion they would prefer to act. The agents definitely introduce ideas
in which they have been previously socialized into the social contexts
(structures) with the intention of producing change and wrap their
actions in regulations (e.g., to stimulate regional integration), but
their success will depend on the very relationships between the
different agents. Thus, this scenario leaves the playing field open for
different national and regional visions to compete among the Latin
American political projects.
Notes
Sergio Caballero Santos is researcher at Universidad Autonoma de
Madrid. He has written on international relations and regionalism.
A Spanish version of this article has been published in Foro
Internacional, the journal of the Center for International Studies at El
Colegio de Mexico, vol. 54, no. 4 (October-December 2014). It has been
translated into English by James McMillan under an agreement between
Global Governance and Foro to simultaneously publish two articles. The
editors of both journals feel that sharing our work will spark greater
collaboration between our readers.
(1.) Alexander Wendt, "Collective Identity Formation and the
International State," American Political Science Review 88, no. 2
(June 1994): 384-396.
(2.) Ibid., p. 390. This and the following translations are mine.
(3.) Andres Rivarola Puntigliano, '"Geopolitics of
Integration' and the Imagination of South America,"
Geopolitics 16, no. 4 (2011): 846-864.
(4.) In the realm of the security communities, Karl Deutsch's
vision is a compulsory reference; he states that "in the first
stages of the integrative process, frequently a psychological,
non-belligerent community arises. War between partners, in hindsight, is
considered illegitimate; serious preparations for war no longer enjoy
popular support." Karl Deutsch, Analisis de las relaciones
internacionales (Buenos Aires: Polity Press, 1974), p. 232.
(5.) A regional integration project formally launched with the
Asuncion Treaty of 1991, which originally integrated Argentina, Brazil,
Paraguay, and Uruguay. For legal-institutional information, see
www.mercosur.int.
(6.) The liberalizing postulates characteristic of 1990s
neoliberalism, marked by deregulations and privatizations, are grouped
under the Washington Consensus label. However, for more details, see
John Williamson, "What Washington Means by Policy Reform"
(Washington, DC: Peterson Institute for International Economics, 1990),
www.iie.com/publications/papers/paper.cfm?ResearchID=486.
(7.) For contrast, in the case of NAFTA-TLCAN, the political will
for integration (regionalism) has been weak while the interaction and
the informal integration across the borders (regionalization) has been
evident, including economic and migratory flows and even tourism and
drug trafficking.
(8.) Olivier Dabene, The Politics of Regional Integration in Latin
America: Theoretical and Comparative Explorations (London: Palgrave
Macmillan, 2009), p. 34.
(9.) The gap between the integrationist rhetoric of presidential
speeches and the implementation in practice of truly integrating
measures is a common critique against Latin American regionalism. See
Sergio Caballero Santos, "El proceso de integracion regional del
Mercosur: ?que papel juegan los factores ideacionales?" Editorial
Academica Espanola, April 2012. Given that there is no room here to
delve into whether said gap is as wide or not, I will accept as given
the existence of such pro-integration presidential speeches and will
reference a few below.
(10.) Regarding an interesting vision of regional integration in
terms of supply and demand, see Walter Mattli, The Logic of Regional
Integration: Europe and Beyond (New York: Cambridge University Press,
1999).
(11.) Marcelo de Almeida Medeiros and Maria Isabel Meunier Ferraz,
"The Cognitive Dimension of Regional Integration in Latin America:
What Does Neo-Bolivarianism Mean?" paper presented at the
International Political Science Association International Congress, Sao
Paulo, February 2011, p. 9.
(12.) Jose Antonio Sanahuja, "Post-liberal Regionalism in
South America: The Case of Unasur," Working Paper RSCAS 2012/05
(Florence: European University Institute, February 2012), p. 1.
(13.) Ibid.
(14.) Using long duration in the sense proposed by Fernand Braudel.
See Fernand Braudel, La historia y las ciencias sociales (Madrid:
Alianza Editorial, 1968; reprint, 1982).
(15.) The Latin American Free Trade Association was created in 1960
between eleven Latin American countries in the hope of establishing a
free-trade zone. However, the fact that it was more useful for the big
economies (Mexico, Brazil, and Argentina) partly encouraged the
emergence of the Andean Pact in 1969 in Bolivia (Bolivia, Colombia,
Ecuador, Peru, and Chile, which left in 1976 while in 1973 Venezuela
joined) and, finally, its reformulation in Montevideo in 1980 as the
Latin American Integration Association, which acts as a
legal-institutional umbrella of the set of integration agreements in the
region.
(16.) The Rio Group, founded in 1986 by the merging of the
Contadora Group (Colombia, Mexico, Panama, and Venezuela) and the Apoyo
Group (Argentina, Brasil, Peru, and Uruguay), had an important role in
ending the belligerent conflicts of the Central American subregion in
the 1980s. In a certain way, it emerged as a Latin American forum of
joint political action until 2010 when it became the embryo of the
current Community of Latin American and Caribbean States (CELAC).
(17.) Charles Taylor, Imaginarios sociales modernos (Barcelona:
Paidos, 2006), p. 37.
(18.) The agency-structure debate in international relations allows
us to dissect the different theoretical approaches and the disparities
between them. However, in this case, I did not go into detail about
these debates, but stated that I understand as structure the material
and ideational dimension in which the action occurs. Such structure is
built on the basis of the relationships among the stakeholders
themselves (in Pierre Bourdieu's terms, it acculturates and places
them in certain doxa) and represents the field in which the stakeholders
interact and whose practical actions reinforce, reject, or resignify the
material and ideational elements of said structure. In any case, I will
explain the use of the "structure" concept as it relates to
this article.
(19.) See, among others, Andrea Oelsner, "Consensus and
Governance in Mercosur: The Evolution of the South American Security
Agenda," Security Dialogue, no. 40 (2009): 191-212.
(20.) For more on the origins and development of Mercosur, see,
among others, Gian Luca Gardini, The Origins of Mercosur: Democracy and
Regionalization in South America (New York: Palgrave Macmillan, 2010);
Olivier Dabene, The Politics of Regional Integration in Latin America:
Theoretical and Comparative Explorations (London: Palgrave Macmillan,
2009).
(21.) Data CEPAL-ECLAC, Statistical Yearbook 2013,
http://interwp.cepal.org /anuario_estadistico/anuario_2013/es/index.asp,
accessed 13 January 2015.
(22.) We understand "epistemic communities" along the
lines of Peter Haas, who defines them as professional networks of
renowned prestige and experience in a certain topic, which makes them
ideal for consultation by decisionmakers. Peter Haas, "Knowledge,
Power, and International Policy Coordination," International
Organization 46, no. 1 (Winter 1992), quoted in Andreas Hasenclever,
Peter Mayer, and Volker Rittberger, Theories of International Regimes
(Cambridge: Cambridge University Press, 1997), p. 149. Therefore, given
their capacity to influence decisionmakers, epistemic communities become
an important driver of new ideas.
(23.) In an anecdotal fashion and with the purpose of elaborating
on this paradigmatic case, Duhalde himself would be forced to end up
speaking on behalf of the regional project, as he held the presidency of
the Commission of Permanent Representatives of Mercosur from 2003 to
2005.
(24.) At the same time, the presidents of both countries ratify in
this document "our deep conviction that Mercosur is not only a
trade block but that it also constitutes a catalyzing space for values,
traditions, and a shared future. Thus, our governments are working to
strengthen it through the refinement of its institutions in the trade
and political fields and in the incorporation of new countries."
Article 15 of the Buenos Aires Consensus, signed in October 2003 by
President Nestor Kirchner and President Luiz Inacio Lula da Silva,
RESDAL (Red de Seguridad y Defensa de America Latina),
www.resdal.org/ultimos-documentos/consenso-bsas.html. They state that:
we understand that regional integration constitutes a strategic
option to strengthen the participation of our countries in the world,
increasing their negotiating capacity. Greater authority to make
decisions will allow us to more efficiently face the destabilizing
movements of speculative financial capital and the opposing interests of
the more developed blocks, increasing our voice in the different forums
and multilateral organisms. Accordingly, [the presidents] emphasize that
South American integration should be promoted in the interest of all,
with the objective of forming a development model in which growth,
social justice, and the citizens' dignity are united. (Article 16)
(25.) Initially, a total amount of $100 million was committed,
which at times was not completely disbursed due to technical
difficulties. However, as time has gone by, the amounts have increased
slightly and the first projects have reached their end so that their
impact on society is beginning to be felt.
(26.) We cannot ignore the fact that Uruguay is the richest of the
four members in per capita terms, nor that in spite of that it is a net
beneficiary of the FOCEM. At the same time, Brazil is the principal
contributor despite its own domestic pockets of poverty.
(27.) For more details regarding the redefinition process of
Mercosur and a larger debate of this process, see Santos, "El
proceso de integracion regional del Mercosur."
(28.) Itamaraty Palace, in Brasilia, is the home of the Foreign
Affairs Ministry of Brazil.
(29.) For a suggestive theoretical reflection throughout history,
see Jorge Larrain, "La identidad latinoamericana: Teoria e
historia," Estudios Publicos, no. 55 (Winter 1994).
(30.) Statement supported by interviews by the author in different
countries of Mercosur and at various times between the years 2005 and
2012. Data suggesting the same can be found in different statistical
sources and surveys. See, for example, the source related to the
sentiment of the connection to Mercosur compiled by Angel Garcia
Santiago and Juan Carlos Zubieta Irun (coordinators), Los estereotipos
nacionales de las poblaciones de los paises del Mercosur y de Espana
(Santander: Universidad de Cantabria, 2006), pp. 293-294.
(31.) Thomas Risse, "Regionalism and Collective Identities:
The European Experience," prepared for the workshop "El estado
del debate contemporaneo en Relaciones Internacionales," Buenos
Aires, Argentina, 27-28 July 2000, p. 5.
(32.) Ibid., p. 6.
(33.) Bjorn Hettne and Fredrik Soderbaum establish a classification
into five levels of regionness: (1) regional space; (2) regional
complex; (3) regional society; (4) regional community; and (5)
institutionalized regional government. For more details, see Bjorn
Hettne and Fredrik Soderbaum, "Theorising Comparative Regionalism:
Bridging Old Divides," document prepared for the European
Consortium for Political Research Joint Session, "Comparative
Regional Integration: Towards a Research Agenda." Nicosia, April
2006, pp. 28-29.
(34.) See Andres Malamud, "A Leader Without Followers? The
Growing Divergence Between the Regional and Global Performance of
Brazilian Foreign Policy," Latin American Politics and Society 53,
no. 3 (2011): 1-24.
(35.) See Elodie Brun and Bruno Muxagato, "El proyecto
internacional brasileno (2003-2010): Intenciones regionales y proyeccion
global via las relaciones Sur-Sur," Anuario Americanista Europeo,
no. 10 (2012): 91-116.
(36.) Along these lines, I adopt the proposal of Santiago Caballero
Santos, "Brasil y la region: una potencia emergente y la
integracion regional sudamericana," Revista Brasilena de Politica
Internacional (RBPI) 54, no. 2 (2011): 158-172.
(37.) Among the vast literature on this topic, I rely on the
seminal work of authors such as Anthony Giddens and his theory of
structuring; scholars of international affairs such as Alexander Wendt
and Kenneth Waltz; critical neo-Gramscian reflections such as those by
Andreas Bieler and Adam David Morton; and interpretations and rereadings
of Bourdieu such as those by Didier Bigo. However, to summarize, I
recognize that part of my analysis is underpinned in large part by what
was said by Gaston Ain and Santiago Caballero Santos, "El debate
agencia-estructura en las Relaciones Internacionales: voluntad politica
y limitaciones," paper presented at the International Political
Science Association International Congress, Madrid, July 2012.
(38.) To understand the broad Brazilian foreign policy lines, see
Miriam Gomes Saraiva, "Brazilian Foreign Policy Towards South
America During the Lula Administration: Caught Between South America and
Mercosur," Revista Brasileira de Politica Internacional 53, special
issue "An Assesment of the Lula Era" (December 2010): 151-168.
(39.) "The biggest exterior political priority during my
government will be the construction of a politically stable South
America, prosperous and united and based on democratic ideas and social
justice.... We will also take care of the social, cultural and
scientific and technological dimensions of the integration
process." Inaugural address by President Luiz Inacio Lula da Silva
at the National Congress, Brasilia, 1 January 2003, quoted in Itamaraty,
"Repertorio de Politica Externa: Posicoes do Brasil"
(Brasilia: Funag, 2007), p. 39.
(40.) First, with the Cuzco Declaration of 2004, which resulted in
the South American Community of Nations, and later with the consensus
arising from the Isla Margarita summit, which led to the creation of the
Union of South American Nations in 2008. For more on Unasur, see
Sanahuja, "Post-liberal Regionalism in South America."
(41.) "We ratify our profound conviction that Mercosur is not
only a trading bloc, but, on the contrary, it constitutes a space to
catalyze values, traditions, and a shared future." Buenos Aires
Consensus signed by Presidents Luiz Inacio Lula da Silva and Nestor
Kirchner, Buenos Aires, 16 October 2003, quoted in Itamaraty,
"Repertorio de Politica Externa," pp. 64-65.
(42.) For a detailed analysis of the specific foreign policy during
the administrations of Lula, see the article written by his chancellor,
Celso Amorim, "Brazilian Foreign Policy Under President Lula
(2003-2010): An Overview," Revista Brasilena de Politica
Internacional 53, special issue "An Assesment of the Lula Era"
(December 2010): 214-240.
(43.) Malamud, "A Leader Without Followers?"; Brun and
Muxagato, "El proyecto internacional brasileno"; Santos,
"Brasil y la region."
(44.) See Steen Fryba Christensen, "The Influence of
Nationalism in Mercosur and in South America: Can the Regional
Integration Project Survive?" Revista Brasilena de Politica
Internacional 50, no. 1 (2007): 139-158.