Regime complexes and national policy coherence: experiences in the biodiversity cluster.
Gomar, Jose Octavio Velazquez ; Stringer, Lindsay C. ; Paavola, Jouni 等
Regime complexes or overlapping regimes relating to a common
subject matter create policy coherence challenges at the national level.
Recent research has observed a positive correlation between regime
complexes and policy coherence: improved regime integration enables
greater policy coherence and vice versa. Policy coherence has
nonetheless been approached as a problem of foreign policy and not yet
as a problem of public policy. This article examines the coevolution of
regime complexes and (public) policy coherence in the context of
international biodiversity governance, with a focus on the cluster of
biodiversity-related conventions and their implementation in countries
of Latin America and the Caribbean. It shows that global synergies in
the biodiversity cluster have advanced more rapidly than national
coordination of implementation activities. Feedback loops between
governance levels have not been strong enough to bridge that gap. The
article concludes that more symmetrical evolutions require deliberate
cross-level management. KEYWORDS: regime complexes, policy coherence,
biodiversity governance, Latin America and the Caribbean, synergies.
OVERLAPPING REGIMES CREATE PROBLEMS OF MANAGEMENT AT INTERNATIONAL
and national levels. Recent work by Jean-Frederic Morin and Amandine Orsini suggests that improved synergy in regime complexes enables
enhanced governmental policy coherence and vice versa. (1) Regime
complexes and policy coherence coevolve, each adapting to changes in the
other. Morin and Orsini focus their analysis on national foreign policy,
but not on national public policy where regime implementation occurs.
Understanding whether, how, and under what conditions regime complexes
and national public policies coevolve is important from a governance
perspective: when the management of regime complexity at international
and national level is mutually reinforcing, coherent governance is
achieved.
In this article, we explore the coevolution of regime complexes and
national policy coherence in the context of biodiversity governance. We
focus on the cluster of biodiversity-related multilateral environmental
agreements (MEAs) (see Table 1) and their implementation in countries of
Latin America and the Caribbean (LAC). Observers have noticed that
coordination in the biodiversity cluster is stronger than coordination
of implementation activities at the national leve1. (2) However, the
nature and extent of that gap has not been examined, and its analysis
appears particularly important in light of the international
community's failure to achieve the global target of significantly
reducing the rate of biodiversity loss by 2010 (the so-called 2010
Biodiversity Target).
Table 1 The Cluster of Biodiversity-related Conventions
Convention Date of Date of
Entry Adoption into Force
Convention on Wetlands of International 2 February 21 December
Importance Especially as Waterfowl 1971 1975
Habitat (Ramsar convention)
Convention Concerning the Protection of 16 November 17 December
the World Cultural and Natural Heritage 1972 1975
(WHC)
Convention on International Trade in 3 March 1973 1 July 1975
Endangered Species (of Wild Fauna and
Flora) (CITES)
Convention on the Conservation of 23 June 1979 1 November
Migratory Species of Wild Animals (CMS) 1983
Convention on Biological Diversity (CBD) 22 May 1992 29 December
1993
International Treaty on Plant Genetic 3 November 29 June 2004
Resources (for Food and Agriculture) 2001
(ITPGRFA)
The coevolution of regime complexes and national policy coherence
requires horizontal and vertical interaction. Accordingly, in this
study, we ask two questions: (1) How different are the horizontal
linkages created in the biodiversity cluster from those emerging at the
level of national implementation? and (2) How do vertical linkages
enable the coevolution of the biodiversity cluster and national
biodiversity policy? Synergies in the biodiversity cluster have been the
subject of recent attention in the literature. (3) Conversely, synergies
among biodiversity regimes at the national level have mostly been
examined in the context of implementation of the Rio conventions and
other MEAs. (4) In this study, we examine synergies in the
implementation of conventions in the biodiversity cluster in 15 LAC
countries. LAC is considered one of the most biologically diverse
regions in the world,5 and nine LAC countries are members of the Group
of Like-Minded Megadiverse Countries, a cooperation mechanism comprising
nineteen countries rich in biological diversity and associated
traditional knowledge. We collected empirical evidence from
interviews with government officials with political and/or technical
responsibilities in the implementation of the Convention on Biological
Diversity (CBD) and national biodiversity strategies, and explored it
through thematic analysis in order to answer the research questions.
The article proceeds as follows. First, we discuss the coevolution
of regime complexes and policy coherence within the empirical area of
focus. Then, we examine the management of biodiversity-related
conventions in LAC countries in the light of the coevolution thesis. We
close the article with a discussion of findings and concluding remarks.
Regime Complexity, Policy Coherence, and Coherent Governance: The
Case of Biodiversity
Regime complexes or collections of overlapping institutions
relating to a common subject matter (6) have emerged in several areas of
international cooperation. (7) Morin and Orsini (8) observe that regime
complexity presents governments with a problem of policy coherence. They
claim that regime complexes and policy coherence coevolve as a result of
interaction of actors and institutions across levels of governance
(cross-level interplay).
Morin and Orsini (9) conceive of policy coherence as a problem of
foreign policy, but not yet as a problem of public policy arising from
the implementation of overlapping commitments. Coherence is an ambiguous
concept and is equated with as well as differentiated from other
concepts such as consistency, compatibility, and complementarity. (10)
In this article, coherence is associated with complementarity of action
(mutual reinforcement) and is distinct from consistency or compatibility
of action (absence of contradiction). (11) From a public policy
perspective, coherence can be examined as a process (focusing on
upstream policymaking procedures and associated institutional
arrangements), an output (exploring policy objectives and associated
implementation arrangements), or an outcome (assessing behavioural changes and impacts on the target of governance). (12) In a regime
complexity context, these three aspects can be related to the density of
the regime complex (upstream policy processes), the coherency of
national policies and implementation arrangements (policy outputs), and
the cohesiveness and effectiveness of governance as a whole (outcomes
and impacts).
Under a conventional policy analytical framework, policy outputs
should be in line with policy processes to ensure the coherence of
governance as a whole (what we call here coherent governance). In
contrast, from a coevolu-tionary perspective, policy processes and
outputs influence each other and should advance in complementary ways if
coherent governance is to be achieved. In other words, the coevolution
of regime complexes and national policy coherence determines the quality
of coherent governance.
Coherent governance poses particular challenges in the field of
biodiversity policy. There are at least 150 MEAs relating to
biodiversity, (13) and a number of intergovernmental organizations deal
with issues that have relevance to biodiversity. (14) Six major
MEAs--Convention on Wetlands of International Importance Especially as
Waterfowl Habitat (Ramsar convention), Convention Concerning the
Protection of the World Cultural and Natural Heritage (WHC), Convention
on International Trade in Endangered Species (of Wild Fauna and Flora)
(CITES), Convention on the Conservation of Migratory Species of Wild
Animals (CMS), Convention on Biological Diversity (CBD), and
International Treaty on Plant Genetic Resources (for Food and
Agriculture) (ITPGRFA)--are generally considered the elemental regimes
of the biodiversity regime complex, (15) with the CBD at the center as
the framework convention. (16) Figure 1 illustrates the structure of the
complex as arising from the formal agreements between its constituent
conventions.
The governing bodies of the biodiversity-related conventions have
made regular calls for states to improve synergies in national
implementation, (17) and have delegated intertreaty cooperation tasks to
treaty secretariats. (18) Global coordination is assisted by various
overarching organizations such as the UN Environment Programme (UNEP)
and International Union for Conservation of Nature (IUCN), both of which
also support domestic efforts to enhance synergies in the national
implementation of biodiversity-related MEAs. (19) The biodiversity
cluster has achieved partial integration in a number of areas. Examples
include the joint preparation and endorsement of technical guidance,
standardization of taxonomy and nomenclature, joint field missions and
projects, and joint capacity-building activities. (20) While areas of
substantive overlap remain underexploited, (21) it is at the national
level where coordination problems appear particularly acute. (22)
Problems of coherence inbiodiversity governance became salient in
the context of efforts to achieve the 2010 Biodiversity Target, adopted
at the sixth meeting of the Conference of the Parties (CoP) to the CBD
in The Hague, 719 April 2002. The Biodiversity Target was endorsed by
world leaders at the World Summit on Sustainable Development in
Johannesburg, (26) August-4 September 2002, and subsequently
incorporated in the strategic plans and programs of the
biodiversity-related conventions (with the exception of the ITPGRFA,
which came into force in June 2004 and provided more nominal support).
However, the constituencies of the non-CBD conventions failed to take
ownership of the Biodiversity Target. (23) Moreover, few countries
established national targets as required by the CBD CoP. (24) The
CBD's Global Biodiversity Outlook concluded that the 2010
Biodiversity Target was not achieved, (25) a serious failure considering
that biodiversity loss is one of three planetary boundaries that have
been overstepped. (26) Understanding problems of coherent governance is
of utmost importance as the international community makes renewed
efforts to address the biodiversity crisis through the new Aichi
Biodiversity Targets established at the tenth CBD CoP in Nagoya, Japan,
18-29 October 2010.
From a public policy angle, problems of coherence in areas of
regime overlap emerge from a deficient coevolution of regime complexes
and national implementation arrangements. Coevolution implies that
improved coordination at one level stimulates similar progress at the
other. It thus requires the creation of horizontal associations and the
vertical transfer of influence. The degree to which regime complexes and
policy coherence coe-volve can be established by: (I) comparing
horizontal management processes (horizontal linkages); and (2) exploring
how influence travels from one level to another (vertical linkages). We
discuss these two elements next in relation to the empirical area of
focus.
Horizontal Linkages
To establish whether, and to what extent, regime complexes and
national policy coherency display similar evolution patterns, criteria
for comparison need to be defined. Achieving integration in a regime
complex and coherence in the implementation of its elemental regimes
requires interplay management. Interplay management involves deliberate
efforts to improve regime interplay and its effects. (27) The literature
has examined interplay management along different dimensions, including
the goals and modes of management. (28) These categories can be used to
examine the management of biodiversity-related conventions at global and
national levels. Available information from the literature is
nonetheless insufficient for a critical comparison: while there is a
general understanding of cooperation activities in the biodiversity
cluster, synergies at the level of national implementation are not well
known. (To the best of our knowledge, studies examining coordination in
MEA implementation have not examined specific developments within the
ambit of the conventions of the biodiversity cluster, and, in many
cases, are outdated.) The ensuing discussion thus focuses on horizontal
linkages in the biodiversity cluster, making some empirical observations
on regime interlinkages at the national level. We compare synergies at
global and national levels later by building on the analysis of national
experiences in LAC countries.
Policy goals and objectives. The management of regime interplay may
be geared toward goals such as avoiding conflict, enhancing synergy,
achieving efficiency, and promoting justice and equity. (29) Those goals
may be proactively pursued or arise in response to specific cases of
interaction. (30) Improving synergistic interplay is the main goal of
interplay management in the biodiversity cluster. The Liaison Group of
Biodiversity-Related Conventions (BLG) was established in 2004 for
enhancing coherence and cooperation in the implementation of the
conventions (CBD Decision VII/26, paragraph 2). A proactive approach to
improving synergy can be established from strategic documents,
resolutions and decisions promoting cooperation in the biodiversity
cluster; (31) even though in practice synergies have been created in an
ad hoc fashion and few synergistic solutions to common challenges have
been implemented. (32)
Interlinkages in national implementation often lack strategic
direction. Lack of coordination is a recurrent theme in studies looking
at synergies in the national implementation of MEAs. Coordination
sometimes exists at the project level, but not at the political and
institutional levels. (33) Institutional and implementation
arrangements. Modes of interplay management range from hierarchical
control to coordination through markets and networks. (34) Interplay
management in the biodiversity cluster involves decentralized political
coordination. While various overarching organizations support synergy
processes in the cluster, (35) none of them has powers to centrally
manage regime interplay. Until the recent adoption of the Strategic Plan
for Biodiversity 2011-2020 at the tenth CBD CoP, there were no common
frameworks underpinning cooperation in the biodiversity cluster.
Coordination unfolds within two different networks: a core network
comprising the six conventions of the cluster and a number of peripheral
networks supporting interaction between the biodiversity-related
conventions and other agreements and organizations. Policy coordination
occurs through bilateral and multilateral channels. (36) Bilateral
coordination is based on a range of Memorandums of Understanding (MoUs)
and Memorandums of Cooperation (MoCs) and joint work programs (see
Figure 1). Multilateral coordination unfolds in the context of
mechanisms such as the BLG and the chairs of the Scientific Advisory
Bodies of Biodiversity-Related Conventions (CSAB) group. Collaboration
beyond the biodiversity cluster involves generic (e.g., the UN
Environment Management Group) and thematic (e.g., the Inter-Agency
Liaison Group on Invasive Alien Species) mechanisms for
interinstitutional cooperation.
[FIGURE 1 OMITTED]
At the national level, overarching management of MEAs seems
uncommon. Pamela S. Chasek found that there was no central coordination
of MEAs in the Pacific islands. (37) In many countries, ministries of
foreign affairs are responsible for negotiating MEAs and are thus in a
position to coordinate implementation processes (usually under the
purview of different agencies). Problems of interagency coordination,
however, sometimes prevent this. Carlene Van Toen observes that
ministries of foreign affairs in countries of the Asia Pacific region
often failed to involve the technical agencies over plans to be
implemented at the national leve1. (38)
Synergies in national implementation develop more informally. In
many countries there are no mechanisms promoting joint actions among MEA
officials. (39) However, some African countries (e.g., Guinea Bissau and
Kenya) have established reference groups for some conventions, which are
intended to support the work of MEA officials and lead agencies. (40)
Overlap of experts involved in these reference groups allows the
emergence of informal networks of MEA officials where opportunities for
synergy arise. (41)
Vertical Linkages
Vertical linkages between governance levels should flow in both a
top-down and bottom-up direction. (42) Top-down approaches may appear
illegitimate and irrelevant to everyday lives, whereas bottom-up
management may prioritize short-term national goals at the expense of
long-term global concerns. (43) Studies examining synergies in the
biodiversity cluster have thrown light on the different pathways through
which global governance seeks to influence national implementation.
Nevertheless, both the ways in which these pathways affect domestic
behaviors and the avenues through which national actors seek to affect
governance in the biodiversity cluster are difficult to assess from the
available information. In what follows, we discuss two scholarly works
that provide a basis for exploring how global and national governance
influence each other. We apply these frameworks, where possible, to the
biodiversity case. We return to these frameworks when we examine
domestic synergy processes in LAC countries.
Top-down pathways of influence. Steven Bernstein and Benjamin
Cashore identify four different pathways through which global governance
arrangements can influence national policy: (44)
1. International rules, including the binding obligations contained
in treaty texts and the policy prescriptions of powerful international
organizations;
2. International norms and discourse setting general standards of
behavior of a nonbinding character;
3. Markets, which can be created or intervened to alter incentive
structures;
4. Direct access to domestic policymaking processes in the form of
education, training, assistance, capacity building, and cogovernance via
partnerships.
International rules have marginal relevance as a means of promoting
synergies in the implementation of biodiversity-related conventions. The
texts of the conventions of the biodiversity cluster do not create
obligations to achieve synergy in their implementation. (45) In
contrast, several resolutions and decisions (soft law norms) have
encouraged countries to coordinate activities pursuant to different
biodiversity-related agreements. Markets have been used marginally, if
at all, to foster synergies on the ground due to the fragmentation of
existing financial mechanisms. However, UNEP and the UN Development
Programme (UNDP) are implementing agencies of biodiversity-related
projects financed by the Global Environment Facility (GEF) and they can
influence the way in which external resources are used to achieve global
biodiversity goals. (46) Direct support to domestic synergies has come
through capacity-building activities, including joint field missions and
projects. (47)
Bottom-up pathways of influence. In a recent study, Edward J.
Goodwin examined what he calls the "internal modalities" of
national delegations attending international meetings. (48) Internal
modalities comprise the set of norms and routines governing how national
delegations prepare for meetings and how they will participate in the
actual working sessions. (49) Because the evolution of international
regimes depends, in principle, on decisions adopted in intergovernmental
fora, preparation and participation in those meetings is crucial in
shaping global governance.
Little is known of the internal modalities of national delegations
attending meetings of the biodiversity-related conventions. Goodwin
makes an initial contribution by examining, based on discussions with
one long-serving representative of the UK at various environmental CoPs,
how the United Kingdom prepares for, and participates in, Ramsar CoP
meetings. (50) But to the best of our knowledge, no studies have yet
explored whether and how countries create linkages between biodiversity
regimes when they undertake these activities (preparation and
participation). Empirical observations suggest that some countries have
been more proactive than others in promoting synergies between
biodiversity-related conventions. The EU, for instance, was the main
proponent of a global partnership on biodiversity in support of the 2010
Biodiversity Target. (51) Coordination of national positions across
biodiversity-related venues has been regarded an important aspect of
improved intertreaty cooperation. (52) Research on bottom-up influence
on governance arrangements in the biodiversity cluster is nonetheless
sparse.
The Biodiversity-related Conventions and Their Implementation in
LAC Countries
In this section, we examine interlinkages in the implementation of
the biodiversity-related conventions in LAC countries with a view toward
exploring whether, and to what extent, the biodiversity cluster and
national biodiversity policies in the region have coevolved. Following a
description of the research methods, we discuss the horizontal and
vertical aspects of national management processes as informed by the
theoretical framework that we presented in the previous section.
The Case Study
We selected LAC as the focal region in which to explore synergies
among biodiversity-related conventions because it is considered one of
the most biologically diverse regions in the world, (53) and LAC
countries are important players in international biodiversity policy:
nine out of nineteen state members of the Group of Like-Minded
Megadiverse Countries (as of June 2011) are from LAC.
We examined national experiences in fifteen LAC countries on the
basis of a multistage selection process. Countries that are parties to
at least four biodiversity-related conventions (as of April 2011) were
first identified. These (twenty-five) states were then ranked according
to their wealth of biological diversity (as measured by the GEF Benefits
Index for Biodiversity) (see Table 2). The primary national focal points
(contact persons) of the CBD in the first fifteen countries of the
sample were contacted to arrange interviews. This was possible in all
countries except Venezuela. To stay within the fifteen-country target,
contact was successfully made with CBD authorities in Jamaica (the
sixteenth country of the sample).
Table 2 LAC Countries That Are Contracting Parties
to Four or More Biodiversity-related Conventions
(as of April 2011)
Country GEF Benefits Number of Conventions Not Yet
Index (GBI) for Conventions Adopted
Biodiversity Adopted
Brazil 663.7 5 CMS
Mexico 503.1 4 CMS and ITPGRFA
Columbia 380.0 4 CMS and FTPGRFA
Peru 241.0 6 --
Ecuador 199.4 6 --
Venezuela 178.2 5 CMS
Argentina 122.9 6 --
Chile 107.3 6 --
Bolivia 91.9 5 ITPGRFA
Cuba 89.8 6 --
Panama 78.0 6 --
Costa Rica 73.6 6 --
Guatemala 58.9 5 CMS
Honduras 52.7 6 -
Dominican 45.0 4 CMS and ITPGRFA
Republic
Jamaica 32.8 5 CMS
Nicaragua 23.7 5 CMS
Paraguay 22.2 6
Suriname 20.2 4 CMS and ITPGRFA
Trinidad and 16.0 5 CMS
Tobago
Belize 12.4 4 CMS and ITPGRFA
Uruguay 9.5 6 --
Santa Lucia 6,5 5 CMS
El Salvador 5.5 5 CMS
Antigua and 3.0 S ITPGRFA
Barbuda
Note: CMS, Convention on the Conservation of Migratory
Species of Wild Animals; ITP-GRFA, International Treaty
on Plant Genetic Resources (for Food and Agriculture).
A total of eighteen interviews with CBD officials (most of them
technical focal points) were conducted between December 2011 and April
2012. Of these, fifteen were audio interviews and three were written
responses to the questions. Audio interviews were recorded and
transcribed.
We used matrix analysis to examine interview transcripts. Matrix
analysis is a distinct type of thematic analysis where units of analysis
(e.g., individuals and groups) are tabulated against concepts or issues
relevant to the research questions. (54) The framework for the analysis
of regime complexes and national policy coherence (presented in the
section on regime complexity, policy coherence, and coherent
governance), which incorporates two main elements (horizontal and
vertical linkages) associated with the two research questions, was the
basis for creating an analytical matrix. Interview transcripts were
tabulated against it.
In addition to the interviews, we consulted national biodiversity
strategies and action plans (NBSAPs). NBSAPs are the principal
instruments for implementing the CBD and considered a key mechanism for
improving synergy in the implementation of biodiversity-related
conventions.55 First-generation NBSAPs (most of them in effect
throughout the 2000-2010 decade) in fourteen countries of the sample
were examined to determine whether they incorporated commitments from
biodiversity-related conventions other than the CBD or synergies among
biodiversity-related agreements (a copy of the Dominican NBSAP could not
be obtained).
Limitations of the methodological approach need to be acknowledged.
The analysis of national experiences relies heavily on subjective
accounts and is not based on a systematic review of management
processes. As a result, comparisons between countries are difficult to
make. Indeed, our analysis focused on identifying general trends and
challenges rather than on delving into specific national circumstances.
In some countries, the coevolution of international and national
biodiversity policies displays characteristics that deviate from the
regional trends, but we did not assess this here.
For purposes of confidentiality, the names and positions of
interviewed CBD authorities are kept anonymous and linked only to the
country they represent. In cases where two participants were from the
same country, they are distinguished by the letters A and B.
Horizontal Linkages
Implementation of the biodiversity-related conventions in LAC
countries has advanced through separate processes rather than in an
integrated manner. Implementation of any treaty requires adjustments in
existing institutional frameworks. "It is a process which develops
in incremental steps; progress is swift in some cases, but not in
others" (Argentinian interviewee). Countries employ distinct
procedures and instruments to implement biodiversity-related
conventions. In Chile, for instance, implementation of the CBD relies on
technical guidance available from the CBD secretariat; CITES activities
have been assisted by capacity-building workshops; and CMS-related
operations are based on regional cooperation (Chilean interviewee A).
Different implementation arrangements often imply different human,
scientific, technological, and institutional capacity requirements
(Honduran interviewee).
Duplication of efforts in the implementation of
biodiversity-related conventions is uncommon. However, in most cases,
opportunities for streamlining implementation activities remain
underexploited. Participants recognized potential for enhancing synergy
(Chilean, Colombian, Dominican, Jamaican, and Panamanian interviewees),
improving complementarity (Costa Rican and Ecuadorian interviewees),
strengthening joint work (Argentinian interviewee), and achieving
greater coordination and alignment (Mexican interviewee A).
Next, we examine ongoing coordination processes along the interplay
management dimensions discussed in the second section. We make
comparisons with global interlinkages established in the biodiversity
cluster.
Policy goals and objectives. The strategic plans and programs of
the conventions of the biodiversity cluster contain provisions on
cooperation with other biodiversity-related conventions. In LAC
countries, however, synergies are not generally conceived of from a
strategic perspective. Requirements for coherent implementation of
biodiversity-related conventions are missing from policy planning. An
Ecuadorian participant observed that "we do not have a working
programme that encourages national focal points to create synergies ...
and allows a systematic monitoring of co-ordinated work." A CBD
official in Panama commented that integrated implementation of
biodiversity-related MEAs has only recently been considered in the
context of the Strategic Plan for Biodiversity 2011-2020. Honduras is
exploring approaches for a more integrated implementation of MEAs.
Participants from other countries did not bring up similar initiatives.
Strategic frameworks for coherent implementation of
biodiversity-related agreements are not only absent, but the inclusion
of synergies in NBSAPs is also marginal. Of the fourteen NBSAPs that we
examined, the Brazilian strategy was the only one that explicitly
incorporated objectives related to MEA interlinkages. The Argentinian,
Bolivian, and Cuban strategies did not address synergies between MEAs
directly, but considered implementation requirements under other
biodiversity-related conventions. International commitments were
neglected in the rest of the NBSAPs (see Table 3).
Table 3 NBSAPs and Synergies Between Biodiversity-related
Conventions in LAC Countries
Synergies explicitly addressed
Country NBSAP and Dale of Comments
Adoption
Brazi1 Polilica National da The strategy features three
Biodiversidade objectives in the area of
(2002) international cooperation, one
of which is to create synergies
in the implementation of
international environ-mental
agreements adopted by the
country.
Explicit references to implementation of
hiodiversity-related MEAs other than the BD
Country NBSAPand dale of Comments
adoption
Argentina Estrategia Nacional In Section XVI of the strategy,
sobre Diversidad Argentina commits to
Bioldgica (2003) implementing international
environmental agreements and
enhancing the country's
capacity to participate in
international environmental
fora.
Bolivia Estrategia National One of the priorities of the
de Biodiversidad strategy is to improve
(2001) implementation of international
environmental agreements; in
particular, the CBD, Climate
Change Convention, Indigenous
and Tribal Peoples Conven-tion,
CITES, and Ramsar Convention.
Cuba Estrategia Nacional One of the goals of the
para la Diversidad strategy is to strengthen
Biol6gica y Plan de international cooperation,
Accion en la including through an active
Repiiblica de involvement in the
Cuba(1999) implementation of the CBD and
other related instruments.
Svnergies or tnplementatzon of non-CBD conventions
are nor explicitly considered
Chile: Estrategia Nacional de Biodiversidad (2003)
Colombia: Politica Nacional de Biodiversidad (1995)
Costa Rica: Estrategia Nacional de Biodiversidad (2000)
Ecuador: Polftica y Estrategia Nacional de Biodiversidad
del Ecuador 2001-2010 (concluded in 2000 and officially
endorsed in 2007)
Guatemala: Estrategia Nacional para la Conservacion y
Uso Sostenible de la Biodiversidad y Plan de Accion (1999)
Honduras: Estrategia Nacional de Biodiversidad y
Plan de Accion (2001)
Jamaica: National Strategy and Action Plan on
Biological Diversity (2003)
Mexico: Estrategia Nacional sobre Biodiversidad
de Mexico (2000)
Panama: Estrategia Nacional de Biodiversidad (2000)
Peru: Estrategia Nacional sobre Diversidad
Biologica (2001)
Note: NBSAPs, national biodiversity strategies and
action plans; LAC, Latin America and the Caribbean;
CBD, Convention on Biological Diversity; CITES,
Convention on International Trade in Endangered
Species (of Wild Fauna and Flora).
In the biodiversity cluster, a number of thematic mechanisms (e.g.,
Inter-Agency Liaison Group on Invasive Alien Species) and joint
initiatives in areas of regime overlap (e.g., sustainable use,
environmental impact assessment, and site-based conservation) enable
coordinated work.56 Thematic cooperation is also common at the level of
national implementation. For example, synergies have been established
around international events and in the pursuit of external resources. In
most LAC countries, MEA officials take part in internal consultation
meetings in preparation for high-level meetings of biodiversity-related
agreements (see the subsection on bottom-up pathways of influence within
this section). Participants from Panama and Honduras reported
coordinated action to elaborate national reports. CBD officials in Peru
have attended CMS meetings. Both Panamanian and Bolivian interviewees
indicated that MEA officials cooperate in the context of project
proposals submitted to the GEF. In Jamaica, national CBD and Ramsar
authorities collaborated on the organization of the fifth Pan-American
Regional Meeting of the Convention on Wetlands in Jamaica in December
2011 (Jamaican interviewee A).
Interlinkages between biodiversity-related MEAs have also been
developed in the formulation and implementation of national policies and
programs on biological diversity. In Panama and Honduras, national MEA
authorities participate in the review of policy and normative frameworks
for biodiversity. A CBD official from Panama highlighted the recent
involvement of MEA officials in the development of a mechanism for
Reducing Emissions from Deforestation and Forest Degradation (REDD+).
MEA officials are also collaborating on the updating of the NBSAP and
the national policy on wetlands (Panamanian interviewee). In Chile, CBD
and Ramsar officials have been involved in drafting a strategy for the
conservation of Andean highlands (Chilean interviewee). On the
implementation side, CBD authorities in Panama have supported their WHC
counterparts in holding capacity-building workshops for protected area managers. In Honduras, there has been collaboration on awareness-raising
workshops.
Institutional and implementation arrangements. Synergies in the
biodiversity cluster result from decentralized coordination. Overarching
organizations, most notably UNEP, support intertreaty cooperation, but
have no legal mandate to pursue centralized management. Decentralized
coordination is also prevalent at the national level. In countries where
various conventions fall under the same agency (e.g., the Costa Rican
National System of Conservation Areas was reported to oversee eight
biodiversity-related MEAs at the time when we conducted the interviews),
some centralized planning can be expected. Nevertheless, the conventions
of the biodiversity cluster are usually administered by different
ministries or agencies. Officials with technical responsibilities in the
implementation of the CBD, the Ramsar convention, CITES, and the CMS are
generally based in environmental ministries or agencies whereas WHC and
ITPGRFA authorities are housed by nonenviron-mental ministries.
Synergies arise in the context of mechanisms for sectoral and
interministerial coordination, but not through centralized planning.
Cooperation in the biodiversity cluster unfolds within a core
governance network comprising the six conventions and other overarching
organizations, and within a number of peripheral networks where
interaction with regimes in other policy areas takes place. The core
network has its most visible expression in the BLG and CSAB, but is also
based on formal mechanisms for cooperation such as MoUs and MoCs and
joint work programs. At the national level, the core governance network
becomes blurred. This is because many LAC countries have a loose
conception of biodiversity-related agreements that extends beyond the
boundaries of the biodiversity cluster; for example, encompassing the UN
Framework Convention on Climate Change (UNFCCC) and the UN Convention to
Combat Desertification (UNCCD). An Ecuadorian interviewee even
considered that "when we talk about synergies, we talk about
co-ordination among MEAs in general.
"It is mainly within peripheral networks that national-level
synergies among biodiversity-related conventions emerge. In some
countries, interinstitutional committees have been established to
oversee the implementation of specific conventions and to address
specific issues under a coordinated approach. These committees resemble
the global task forces and working groups promoting cooperation between
biodiversity-related conventions and other MEAs and organizations (e.g.,
the Heads of Agency Task Force on the 2010 Biodiversity Target and the
CBD's Liaison Group on Non-timber Forest Resources).
In Chile, there are national committees responsible for following
up the implementation of the Ramsar convention, CITES, and the CMS.
Officials overseeing implementation of biodiversity-related MEAs are
represented in these committees. This facilitates the creation of
synergies between the conventions (Chilean interviewee B). Similar
committees have been set up in Jamaica (Jamaican interviewee A). Cuba
has a national commission that coordinates the implementation of the
WHC. In Costa Rica, the National Commission on Plant Genetic Resources
promotes synergistic implementation of conventions such as the CBD and
ITPGRFA related to plant genetic resources. A committee was recently
established in Mexico to identify priority areas for the implementation
of the Rio conventions with a view toward developing GEF project
proposals (Mexican interviewee A). Honduras has set up a working group
that seeks to coordinate civil society activities contributing to the
implementation of biodiversity-related conventions and other MEAs.
Synergies in domestic settings tend to follow a less formalized approach than synergies in the biodiversity cluster. In most cases,
synergies arise through regular dialogue and communication between MEA
officials. Good levels of collaboration sometimes obviate the need for a
deliberate integration of synergies in policy planning. A Panamanian
interviewee observed, for example, that "synergies sometimes do not
have to be explicitly mentioned" when projects are designed. In a
similar vein, another interviewee noticed that, "if local
institutions display high levels of integration and collaboration,
synergies arise on the ground" (Mexican interviewee B).
Vertical Linkages
Global governance has influenced the management of
biodiversity-related conventions in LAC countries, in contrast, national
governance has not actively shaped regime interplay in the biodiversity
cluster. We discuss top-down and bottom-up pathways of influence below.
Top-down pathways of influence. Global influence on national
implementation has come less from normative means (international norms
and discourse) than from utilitarian and cognitive instruments (markets
and direct access to domestic policymaking). international norms and
discourse are one mechanism for influencing domestic regime interplay.
Normative avenues through which global governance has sought to affect
national implementation include; (1) resolutions and decisions of
governing bodies promoting coordination of MEAs' implementation
activities; (2) state-level actions envisaged in MoUs and MoCs and joint
programs of work; and (3) high-level political commitments (e.g., global
biodiversity targets).
The 2010 Biodiversity Target provides a good benchmark to explore
the effects of normative pathways of influence. As mentioned earlier,
the 2010 Biodiversity Target was established by the sixth CBD CoP and
supported by the other biodiversity-related conventions. At its second
meeting (16 August 2004), the BLG made the 2010 Biodiversity Target one
of its two policy priorities. The Biodiversity Target prompted increased
intertreaty cooperation. Nevertheless, as explained below, it hardly
encouraged substantive action in national arenas.
NBSAPs were considered a primary mechanism for implementing the
CBD's Strategic Plan 2002-2010 and achieving the 2010 Biodiversity
Target (CBD Decisions VI/26 and V11/30). The parties to the CBD were
encouraged to develop or review their NBSAPs in light of the CBD's
strategic goals and to set national targets taking into account the
framework of goals and subtar-gets to facilitate the assessment of
progress toward achieving the 2010 Biodiversity Target (adopted at the
seventh CBD CoP through Decision VII/30). The eighth CBD CoP in
Curitiba, Brazil, 20-31 March 2006, endorsed voluntary guidelines to
parties for the review of NBSAPs, which were intended to serve as a
practical tool to assess NBSAPs' implementation (CBD Decision
VIII/8). The guidelines asked parties to consider whether biodiversity
concerns were being integrated into non-CBD processes, including into
activities undertaken in the framework of other biodiversity-related
conventions (CBD Decision VIII/8, Annex).
Few LAC countries reviewed their NBSAPs or set national targets as
required by the 2010 Biodiversity Target process. In four of the fifteen
LAC countries that we examined in this research (Argentina, Brazil,
Chile, and Jamaica), NBSAPs were developed following the adoption of the
2010 Biodiversity Target. Only the Brazilian and Chilean NBSAPs included
national targets. In the rest of the countries, NBSAPs predated the 2010
Biodiversity Target and did not feature outcome-oriented targets.
However, in 2009 Costa Rica adopted national conservation targets linked
to the 2010 Biodiversity Target. Interviews suggest that, in most LAC
countries, NBSAPs were reviewed as part of the preparation of their
fourth national reports to the CBD (due on 30 March 2009), rather than
as part of ongoing monitoring of NBSAP implementation. More importantly
for assessing normative influence on domestic synergy processes, of all
the NBSAPs prepared or reviewed after the adoption of the 2010
Biodiversity Target, the Brazilian strategy was the only one where MEA
interlinkages were purposefully addressed (see Table 3).
Influence along the markets pathway relates primarily to the
financial incentives created by the GEF. The GEF is the largest public
funder of projects to protect the global environment. (57) It funds the
additional costs "associated with transforming a project with
national benefits into one with global environmental benefits,"
(58) with biodiversity being one of its main focal areas. This funding
approach makes project proposals addressing synergies between
biodiversity-related MEAs more appealing than issue-specific proposals.
Indeed, financial incentives created by the GEF have triggered efforts
to synergize implementation of biodiversity-related MEAs, most notably
the Rio conventions. For example, projects that Ecuador has submitted to
the GEF secretariat have considered factual linkages between MEA issue
areas in an integrated way (Ecuadorian interviewee A). Also, at the time
when we conducted the interviews, officials involved in the
implementation of the Rio conventions in Bolivia and Panama were
collaborating on the preparation of joint project proposals for
GEF's approval. In Mexico, a special committee was set up to
identify needs and priorities in the implementation of the Rio
conventions and to streamline project planning with a view toward
accessing GEF funds (Mexican interviewee A).
Overarching organizations and treaty secretariats have supported
LAC countries in their efforts to improve synergy in the implementation
of biodiversity regimes. Support has come mainly from the GEF, UNDP,
UNEP, and the secretariats of the biodiversity cluster. The GEF has
assisted national management of MEAs through the National Capacity
Self-Assessment (NCSA) program. The initiative was launched in January
2000, with UNDP and UNEP as implementing agencies. It aimed to assist
countries in evaluating their capacities to achieve the objectives of
the Rio conventions and other MEAs. Participating countries were
expected to identify priority issues, capacity constraints, and
opportunities for capacity building, particularly in the areas of
biological diversity, climate change, and land degradation. (59) A total
of 152 countries were involved in the program between 2002 and 2006.
(60) NCSA projects were completed in twelve countries of our sample
(Bolivia, Chile, Colombia, Costa Rica, Cuba, Dominican Republic,
Ecuador, Guatemala, Honduras, Jamaica, Mexico, and Peru). (61)
Interviewees from Jamaica, Peru, and Panama referred to the NCSA as
an initiative that helped national efforts to manage MEA implementation
processes. At the time when the interviews took place, the Costa Rican
government was working on a project to synergize implementation of MEAs,
in particular the Rio conventions, along the lines of the Costa Rican
NCSA project (Costa Rican interviewee A). The NCSA program has had less
visible effects in Ecuador where the recommended policies and actions
have not been operationalized (Ecuadorian interviewee A).
UNEP has provided training and capacity building to support MEA
implementation in domestic arenas. Two initiatives have been especially
relevant to the LAC countries: (1) a joint UNEP--European Commission
program that seeks to build and enhance the capacity of African,
Caribbean, and Pacific (ACP) countries to implement and enforce MEA
obligations; and (2) a joint UNEP-IUCN initiative to promote a coherent
implementation of the biodiversity-related conventions through web-based
reference tools that structure biodiversity-related commitments in a
logical framework (the so-called TEMATEA project). TEMATEA national
workshops were held in Cuba and Peru in 2008 to test the applicability
of TEMATEA issue-based modules. (62)
Treaty secretariats in the biodiversity cluster have made efforts
to bridge the gap between global and domestic synergy processes through
workshops, field missions, joint projects, and other capacity-building
activities. The effects of these actions sparked mixed views among
interviewees. Participants from Cuba, the Dominican Republic, Ecuador,
and Peru believed that convention bodies and treaty secretariats have
not provided substantive assistance. CBD officials from Cuba and Panama
acknowledged that the CBD secretariat has supported national
implementation through capacity-building workshops. They observed,
however, that synergies between biodiversity-related MEAs are hardly
ever discussed in those workshops. This is because the issue is not a
major concern to funding institutions (Cuban interviewee). A Panamanian
participant considered that CBD workshops could be a platform for
creating synergies between biodiversity-related conventions, provided
that representatives of other conventions were able to attend. This
often is not possible due to lack of funding.
Other participants were more positive about the assistance from
treaty secretariats. In Honduras, technical, institutional, and
logistical capacities to implement MEAs have been strengthened through
capacity building. Projects sponsored by treaty secretariats have
enabled improved interagency coordination (Honduran interviewee). In
Chile, secretariats have supported projects where different MEA
processes converge (Chilean interviewee A). CBD officials from Bolivia
and Colombia reported that treaty secretariats have helped in the design
of GEF project proposals addressing MEA interlinkages. Both Bolivian and
Chilean officials believed, however, that the support received has been
only modest.
CBD officials from Brazil and Mexico affirmed that treaty
secretariats have assisted national management of MEAs to the best of
their ability. Conversely, participants from Costa Rica, the Dominican
Republic, and Argentina felt that treaty secretariats could offer better
assistance to countries. A CBD official from Costa Rica considered that
the burden of creating synergies between MEAs at the national level has
been placed on state parties: "I understand that this is an issue
of national sovereignty, but the secretariats could, at the request of
countries, offer improved support for the development of synergies at
the national level."
Bottom-up pathways of influence. Synergies are an elemental, but
not always visible, aspect of the internal modalities of preparation and
participation of national delegations attending meetings of the
biodiversity-related conventions. In many LAC countries, internal
working meetings are held in preparation for international biodiversity
meetings. In Bolivia, national positions presented in
biodiversity-related fora are negotiated and agreed at workshops
attended by officials from environmental and nonenvironmental agencies
and civil society representatives. Jamaican national positions result
from internal discussions among governmental and nongovernmental
agencies (Jamaican interviewee A). Chilean positions in
biodiversity-related venues are discussed in the interinstitutional
committees overseeing implementation of specific conventions (see the
subsection on institutional and implementation arrangements within this
section). CBD officials from Colombia, Costa Rica, and Ecuador noticed
that representatives of other IVIEAs attend domestic meetings organized
in advance of CBD negotiations. Similarly, a Peruvian interviewee
noticed the recent participation of government officials supporting
implementation of the UNFCCC and the UNCCD in internal CBD meetings. In
Guatemala, domestic consultation processes ahead of CBD deliberations
occurred only recently in the context of the tenth CBD CoP.
Efforts to ensure that national positions presented in one forum
are upheld in another were explicitly mentioned by some interviewees. In
Mexico, the National Commission for Knowledge and Use of Biodiversity
ensures that national positions at CBD and CITES meetings are coherent.
Cuba has managed to defend congruent positions across biodiversity
policy venues because the government has historically held
principle-based positions. In Argentina, attempts have been made to
achieve coherence in the national positions defended at CBD and UNFCCC
venues. Coordination of national positions may not be occurring in other
countries. A CBD official in Peru, for instance, did not know whether
national positions at CBD meetings were reinforced at meetings of other
biodiversity-related conventions.
Some participants noticed that synergies between
biodiversity-related agreements have been promoted at MEA meetings. The
Chilean government has supported national positions calling for greater
synergy between conventions, although the country itself has not
advanced concrete proposals for enhancing MEA integration. Cuba has
encouraged issue-based cooperation among MEAs provided that funding for
other implementation activities is not compromised. Other countries have
been more proactive. Colombia has promoted MoUs and MoCs as instruments
for synergizing MEA implementation processes. Colombian delegations at
CBD meetings have been vigilant in ensuring that issues addressed by
other conventions are transferred to the relevant venues, or else are
discussed within CBD arenas taking into account the input provided by
actors from the conventions involved (Colombian interviewee). This
counteracts cross-institutional political strategies and prevents
mandate creep. The Mexican government has advocated for increased
synergy between the CBD and CITES in line with national interests
(Mexican interviewee A). Recently, on the occasion of the twentieth
meeting of the CITES Plants Committee in Dublin, 22-30 March 2012,
Mexico submitted a draft resolution promoting cooperation between the
CBD and CITES in the implementation of the CBD's Global Strategy
for Plant Conservation.
Discussion of the Coevolution of the Biodiversity Cluster and
National Biodiversity Policy
Morin and Orsini observe that the degree of integration in a regime
complex is positively correlated with the degree of coherency of foreign
policies. (63) But they fall short of examining whether that connection
extends to the ambit of public policy. Such a focus is important because
it is at the level of national implementation where the perceived
advantages of regime complexes over comprehensive regimes need to be
evaluated. (64) Scholars have noticed the effects of regime complexity
on national implementation, (65) but the management of regime complexity
at the national level has not yet been the subject of analysis. Regime
interplay studies have been concerned with examining global-level
interactions and have paid scant attention to national-level interplay.
(66) Moreover, empirical research has focused on a limited number of
areas of environmental governance; namely, global climate, oceans, and
subject areas falling in the intersection of trade and environmental
regimes. (67)
This study contributes to addressing the research gaps above. We
examined the coevolution of regime complexes and national implementation
arrangements through experiences in the cluster of biodiversity-related
conventions and the implementation of its constituent regimes in LAC
countries.
The first question guiding our research was whether global and
national arrangements for the implementation of biodiversity-related
conventions display similar evolution patterns. Observers have noticed a
gap between global and national coordination, (68) but have fallen short
of exploring the nature and extent of the gap. In this study, we made an
empirical comparison of horizontal management processes revealing that
intertreaty cooperation does display a more advanced development in both
terms of the goals pursued and the means for their achievement.
Synergies at both levels of governance usually arise in connection
with specific issues and themes. However, while cooperation in the
biodiversity cluster is often a proactive exercise intended to synergize
implementation activities, coordination among MEA officials appears to
emerge in response to particular needs. The strategic plans and programs
of the biodiversity-related conventions acknowledge the importance of
synergies in the biodiversity cluster. (69) While cooperation might have
evolved haphazardly, (70) there have been attempts at joint
implementation through the adoption of common technical guidance, the
standardization of nomenclature, and joint capacity building. This has
not occurred at the national level where synergies in policy frameworks
are absent or left implicit at best. As is the case in the Pacific
islands, (71) MEA officials cooperate in relation to specific projects,
but not at more programmatic and strategic levels.
Network governance forms are a preferred avenue to coordinate
implementation activities. Only at the international level, however, has
a core network of biodiversity-related agreements emerged. This network
is based on bilateral (e.g., MoUs and MoCs and joint work programs and
plans) and multilateral (e.g., the BLG and CSAB) mechanisms promoting
cooperation among the elemental conventions of the biodiversity cluster.
(72) A core network of biodiversity-related MEAs is less visible in
domestic arenas, where mechanisms deliberately intending to synergize
implementation of the conventions of the biodiversity cluster are
lacking, and cooperation between MEA officials involves more informal
exchanges. This often occurs in the context of national committees
supporting implementation of specific conventions or interministerial
working groups addressing cross-cutting issues. Similar mechanisms
operate in some countries of African and the (73) Asia Pacific region.
(74)
The second research question asked whether vertical linkages have
enabled the coevolution of global and national governance. Morin and
Orsini's coevolution thesis suggests that increased regime density
should facilitate improved national policy coherence. (75) Indeed, our
study found evidence of global influence on domestic policy. Based on
Bernstein and Cashore's framework (see the section on regime
complexity, policy coherence, and coherent governance), we identified
two main pathways of influence: markets and direct access to domestic
policymaking. However, both appear underexploited. The GEF's
influence on national coordination is not the result of an active policy
to promote synergies among biodiversity-related agreements via markets
(the CBD is the only convention of the biodiversity cluster that can
access GEF funds), but is rather a side effect of resource allocation frameworks supporting projects conducive to the achievement of global
environmental goals. Overarching organi7ations and treaty secretariats
have made deliberate efforts to strengthen national capacities for the
implementation of biodiversity-related conventions, but in the view of
some interviewees (e.g., from Argentina, Bolivia, Chile, Costa Rica, and
the Dominican Republic), the assistance provided has been insufficient.
Recent policy discussions and research looking at ways in which
global cooperation can encourage greater coordination of implementation
activities at the national level have devoted much attention to capacity
building. (76) The strategic manipulation of markets, however, could
also bring about positive change. A number of LAC countries have
considered synergies in GEF project proposals in the expectation of
attracting external resources. The inter-linkages created usually unfold in the context of implementation of the Rio conventions, mainly because
other biodiversity-related MEAs operate under different financial
arrangements. Improved coordination of financial mechanisms in the
biodiversity cluster (or their consolidation under the GEF's
umbrella) can result in positive incentives for improving domestic
synergies. Experiences in forest governance indicate that market
mechanisms, when carefully designed, can be effective instruments to
align international and national agendas. (77)
The modest influence of global governance on domestic policy
suggests that synergies in LAC countries have been driven mostly by
national processes. Such an inward-looking approach is reflected in a
low-profile involvement in international biodiversity governance. The
empirical evidence suggests that most LAC countries do not take an
active stance in promoting greater integration in the biodiversity
cluster as they prepare and participate in meetings of the
biodiversity-related conventions. This might be because countries have
derived little benefit from intertreaty cooperation, but also because
they might be wary about raising the profile of biodiversity
conservation in the international agenda at the expense of, for example,
economic development (Sikina Jinnah points out that developing country
parties to the CBD do not usually consider biodiversity conservation a
priority (78)). Greater engagement with synergy processes in the
biodiversity cluster is nonetheless important to reorient intertreaty
cooperation toward providing increased support to national
implementation in line with countries' interests.
Overall, vertical linkages between global and national governance
in areas where the mandates of the biodiversity-related conventions
overlap appear underdeveloped. This prevents governance systems from
interacting in complementary ways and sustains the gap between global
and national implementation.
Concluding Remarks
When global and national governance systems coevolve in a mutually
supportive manner, coherent governance is achieved. Empirical
observations in our research suggest that the coevolution of the cluster
of biodiversity-related conventions and MEA management systems at the
national level is weak, confirming previous observations of a gap
between global integration and national coordination. Bridging the gap
is in the interest not only of those countries lagging behind (a more
integrated implementation would reduce costs of administration and
compliance), but of those that are leading the way toward improved
integration of biodiversity-related agreements. Indeed, the case for
biodiversity conservation cannot be made stronger without the active
involvement of countries that have been wary about or have opposed
diverting resources away from national implementation to intertreaty
cooperation.
The coevolution thesis anticipates greater alignment of global and
national governance systems through iterative processes of interaction.
However, because coevolution is founded on weak vertical linkages, more
deliberate cross-level management is needed to bridge the implementation
gap. Until recently, synergies among biodiversity-related conventions at
the global level and within LAC countries have developed in the absence
of strategic frameworks for coordination. As a result, potential
complementarities in areas of substantive overlap have been overlooked
or appear underexploited. Recent events reveal positive attempts to
improve the situation. The Strategic Plan for Biodiversity 2011-2020 is
intended to provide common focus in the biodiversity cluster.
Implementation of the plan at the national level is expected to occur
through revised NBSAPs that should take into consideration synergies
among biodiversity-related agreements. Both the Strategic Plan for
Biodiversity 2011-2020 and the NBSAPs provide flexible frameworks for
horizontal and vertical coordination in areas where substantive
coherence is particularly needed. It remains unclear, however, whether
the momentum created at the tenth CBD CoP in response to the failure to
achieve the 2010 Biodiversity Target will be maintained throughout the
decade such that it can advance more coherent biodiversity governance.
Notes
Jose Octavio Velazquez Gomar is a PhD candidate in the School of
Earth and Environment at the University of Leeds. He continues this
study of the coevolution of regime complexes and national policy
coherence in his doctoral thesis (forthcoming 2014). Lindsay C. Stringer is professor in environment and development and director of the
Sustainability Research Institute in the School of Earth and Environment
at the University of Leeds. Jouni Paavola is professor of environmental
social science and deputy director of the ESRC-funded Centre for Climate
Change Economics and Policy in the School of Earth and Environment at
the University of Leeds. The first author wishes to acknowledge
Mexico's National Council of Science and Technology for its
fmancial support.
(1.) Jean-Frederic Morin and Amandine Orsini, "Regime
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(3.) UNEP-WCMC (UN Environment Program World Conservation
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(7.) Kal Raustiala, "Institutional Proliferation and the
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(8.) Morin and Orsini, "Regime Complexity and Policy
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(9.) Ibid.
(10.) See, for example, Martin Hopner, "What Connects
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Pascal Gauttier, "Horizontal
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(11.) See also Tom Jones, "Policy Coherence, Global
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389-401.
(12.) Mans Nilsson, Tony Zamparutti, Jan Erik Petersen, Bjorn
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(4.) Pamela S. Chasek, Confronting Environmental Treaty
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in Planning and Implementing Projects for Biological Diversity and
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(15.) See Ministry of the Environment of Finland, Report from a
Nordic Symposium.
(16.) See Desiree M. McGraw, "The CBD: Key Characteristics and
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(17.) See UNEP-WCMC, Promoting Synergies.
(18.) Urho, Enhancing Cooperation and Co-ordination.
(19.) See Andresen and Rosendal, "United Nations Environment
Programme"; Urho, Enhancing Cooperation and Co-ordination.
(20.) See Jardin, "Global Biodiversity Governance."
(21.) See Ministry of the Environment of Finland, Report from a
Nordic Symposium.
(22.) Jardin, "Global Biodiversity Governance";
Masundire, "Opportunities for Synergies."
(23.) "Report of the Sixth Meeting of the Liaison Group of the
Biodiversity-Related Conventions," Bonn, May 2008, www.cbd.int/big
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(24.) "Implementation of the Convention and the Strategic Plan
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(25.) CBD Secretariat, Global Biodiversily Outlook 3 (Montreal, QC:
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(26.) See Johan Rockstriim et al., "A Safe Operating Space for
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(27.) Sebastian Oberthiir, "Interplay Management: Enhancing
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(28.) See Olav Schram Stokke and Sebastian Oberthiir,
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Environmental Change (Cambridge: MIT Press, 2011), pp. 1-23.
(29.) Oberthiir, "Interplay Management."
(30.) Olav Schram Stokke, "Trade Measures and the Combat of
IUU Fishing: Institutional Interplay and Effective Governance in the
Northeast Atlantic," Marine Policy 33, no. 2 (2009): 339-349;
Thomas Gehring and Sebastian Oberthiir, "Comparative Empirical
Analysis and Ideal Types of Institutional Interaction," in
Sebastian Oberthiir and Thomas Gehring, eds., Institutional Interaction
in Global Environmental Governance: Synergy and Conflict Among
International and EU Policies (Cambridge: MIT Press, 2006), pp. 307-371.
(31.) See UNEP-WCMC, Promoting Synergies.
(32.) Urho, Enhancing Cooperation and Co-ordination.
(33.) Chasek, Confronting Implementation Challenges: Van Toen,
"Delegates Perceptions on Synergies."
(34.) Stokke and Oberthiir, "Introduction"; Oberthilr,
"Interplay Management"; Keith G. Provan and Patrick Kenis,
"Modes of Network Governance: Structure, Management, and
Effectiveness," Journal of Public Administration Research and
Theory 18, no. 2 (2008): 229-252.
(35.) See Andresen and Rosendal, "United Nations Environment
Programme."
(36.) UNEP-WCMC, Promoting Synergies.
(37.) Chasek, Confronting Implementation Challenges.
(38.) Van Toen, "Delegates Perceptions on Synergies."
(39.) David Mouat, Judith Lancaster, Ismail El-Bagouri, and
Fernando Santibafiez, eds., Opportunities for Synergy Among the
Environmental Conventions: Results of National and Local Level Workshops
(Bonn: Secretariat of the United Nations Convention to Combat
Desertification, 2006).
(40.) Masundire, "Opportunities for Synergies."
(41.) Ibid.
(42.) Sylvia I. Karlsson-Vinkhuyzen, "From Rio to Rio via
Johannesburg: Integrating Institutions Across Governance Levels in
Sustainable Development Deliberations," Natural Resources Forum 36,
no. 1 (2012): 3-15.
(43.) Ibid.
(44.) Steven Bernstein and Benjamin Cashore, "Complex Global
Governance and Domestic Policies: Four Pathways of Influence,"
International Affairs 88, no. 3 (2012): 585-604.
(45.) Caddell, "Integration of Multilateral Environmental
Agreements."
(46.) See Andresen and Rosendal, "United Nations Environment
Programme."
(47.) Jardin, "Global Biodiversity Governance."
(48.) Edward J. Goodwin, "Delegate Preparation and
Participation in Conferences of the Parties to Environmental
Treaties," International Community Law Review 15, no. 1 (2013):
45-76.
(49.) Ibid.
(50.) Ibid.
(51.) "Report of the Open-Ended Inter-Sessional Meeting on the
Multi-Year Programme of Work of the Conference of the Parties up to
2010," submitted to the seventh meeting of the Conference of the
Parties, Kuala Lumpur, February 2004, www.cbd.inr/cop (accessed 15
December 2012).
(52.) UNEP-WCMC, Promoting Synergies.
(53.) Bovarnick, Alpizar, and Schnell, importance of Biodiversity
and Ecosystems.
(54.) Nigel King and Christine Horrocks, Interviews in Qualitative
Research (London: Sage, 2010).
(55.) See UNEP-WCMC, Promoting Synergies.
(56.) Ibid.
(57.) "What Is the GEF?" Global Environment Facility
Secretariat, www.thegeforg/gef/whatisgef (accessed 8 March 2013).
(58.) "Areas of Work," Global Environment Facility
Secretariat, www.thegef.org/gef/Areas_work (accessed 8 March 2013).
(59.) Jean-Joseph Bellamy and Kevin Hill. National Capacity
Self-assessments: Results and Lessons Learned for Global Environmental
Sustainability (New York: Global Support Programme, Bureau for
Development Policy, UN Development Programme, 2010).
(60.) "National Capacity Self-Assessment (NCSA)," Global
Environment Facility Secretariat, www.thegef.orgigefincsa (accessed 29
September 2013).
(61.) Ibid.
(62.) "National Experiences," TEMATEA Secretariat,
www.tematea.org/?q=contact (accessed 10 November 2012).
(63.) Morin and Orsini, "Regime Complexity and Policy
Coherency"; Morin and Orsini, "Policy Coherency and Regime
Complexes."
(64.) See Oran R. Young, "Arctic Tipping Points: Governance in
Turbulent Times," AMBIO: A Journal of the Human Environment 41, no.
1 (2012): 75-84; Robert 0. Keohane and David G. Victor, "The Regime
Complex for Climate Change," Perspectives on Politics 9, no. 1
(2011): 7-23.
(65.) See Karen J. Alter and Sophie Meunier, "The Politics of
International Regime Complexity," Perspectives on Politics 7, no. 1
(2009): 13-24; Kal Raustiala and David G. Victor, "The Regime
Complex for Plant Genetic Resources," International Organization
58, no. 2 (2004): 277-309.
(66.) Robert M. Ochieng, Ingrid J. Visseren-Hamakers, and Kwabena
S. Nketiah, "Interaction Between the FLEGT-VPA and REDD+ in Ghana:
Recommendations for Interaction Management." Forest Policy and
Economics 32 (2012): 32-39.
(67.) Sebastian Oberthilr and Thomas Gehring, "Institutional
Interaction: Ten Years of Scholarly Development," in Sebastian
Oberthiir and Olav Schram Stokke, eds., Managing Institutional
Complexity: Regime Interplay and Global Environmental Change (Cambridge:
MIT Press, 2011), pp. 25-58.
(68.) Jardin, "Global Biodiversity Governance";
Masundire, "Opportunities for Synergies."
(69.) UNEP-WCMC, Promoting Synergies.
(70.) Urho, Enhancing Cooperation and Co-ordination.
(71.) See Chasek, Confronting Implementation Challenges.
(72.) UNEP-WCMC, Promoting Synergies.
(73.) See Masundire, "Opportunities for Synergies."
(74.) See Van Toen, "Delegates Perceptions on Synergies."
(75.) Morin and Orsini, "Regime Complexity and Policy
Coherency."
(76.) See UNEP-WCMC, Promoting Synergies; Ministry of the
Environment of Finland, Report from a Nordic Symposium.
(77.) See Solenn Leplay and Sophie Thoyer, "Synergy Effects of
International Policy Instruments to Reduce Deforestation: A
Cross-country Panel Data Analysis," Working Paper (Montpellier,
France: LAMETA, University of Montpellier, 2011).
(78.) Sikina Jinnah, "Marketing Linkages: Secretariat
Governance of the Climate-Biodiversity Interface," Global
Environmental Politics 11, no. 3 (2011): 23-43.