Hybrid peace governance: its emergence and significance.
Belloni, Roberto
In hybrid peace governance, liberal and illiberal norms,
institutions, and actors exist alongside each other, interact, and even
clash. Such a political, economic, and social order is a far cry from
the liberal idea of peace based on legitimate and accountable democratic
institutions, the rule of law, human rights, free media, market economy,
and an open civil society. This article accounts for the emergence of
hybrid peace governance and develops a typology based on the war/peace
and liberal/illiberal spectra. Furthermore, it discusses the
implications of hybridity and, in particular, whether it can avoid the
pitfalls of top-down liberal peacebuilding and provide new opportunities
for a more sustainable, locally engrained version of peace. Keywords:
peacebuilding, governance, hybridity.
It has become commonplace to state that liberal peacebuilding in
war-torn states has, by and large, failed. (1) Rather than creating
liberal and democratic political, economic, and social orders, liberal
peacebuilding has led, time and again, to a situation characterized by
the presence of political and social institutions that are only
superficially democratic, accountable, and effective and are perceived
as illegitimate, constraining, and unsuccessful by those experiencing
them. The policies of both international and domestic actors have
converged toward a situation that projects only the appearance of change
while leaving largely intact all preexisting political, economic, and
social conditions. Rather than establishing a liberal and democratic
peace, intervention has led to a hybrid condition wherein liberal and
illiberal, democratic and undemocratic elements coexist while the
absence of a full-scale war resembles a truce more than a substantive
version of peace. (2)
In this article, I address both the reasons for this outcome and
the question of whether a condition of hybridity can open up
opportunities for alternative, locally sustainable, political, economic,
and social orders. More specifically, I address two main questions.
First, how does hybrid peace governance come about? Is it an inevitable
outcome or the result of the timing and type of involvement of external
actors? Second, is hybridity simply the reflection of the failure of
liberal peacebuilding, as understood by international actors, or the
gateway to more sustainable, everyday, and locally engrained forms of
peace? In other words, what is the significance of hybridity in
understanding peace operations and, possibly, in supporting long-term
peace and stability? To answer these questions, the article is
structured as follows. First I discuss the concept of hybrid peace
governance and propose a simple typology of this notion focused on the
hybridity of state institutions in war-torn areas. Second, I identify
and critically assess four major recent approaches in the literature
accounting for the emergence of hybrid peace governance. Underlying
these four approaches is the idea that the process of interaction
between international and domestic actors in conflict areas accounts for
an outcome that is less than ideal from a liberal peacebuilding point of
view. Finally, I evaluate the possibility that hybrid notions of peace
can provide a positive contribution to the peacebuilding.
Hybrid Peace Governance
In hybrid peace governance, liberal elements coexist, and sometimes
clash. with illiberal norms and practices. Formally liberal institutions
are challenged by assertive international policies as well as by
patron-client networks, corruption, and criminal networks. A formal
economy develops alongside informal and often illegal economic
practices, while local civil society organizations grow numerically, but
often fail to be recognized by citizens as representative of their
interests and needs and are challenged by traditional societal
structures and authorities. Different levels of violence may also
persist despite the signing of a peace agreement. Boege et al. refer to
this situation as a "hybrid political order" wherein different
power claims and logics of order overlap and intertwine. (3) This
condition has also been described as a "local-liberal hybrid";
(4) as "the assimilation of orthodox peacebuilding and
neopatrimony"; (5) and as one of "institutional
multiplicity" (6) wherein different sets of rules of the game,
often at odds with one another, coexist in the same territory.
In this article, I adopt the concept of hybrid peace governance in
order to describe the hybrid condition prevailing in conflict areas.
Hybrid refers to a state of affairs in which liberal and illiberal
norms, institutions, and actors coexist. International peacebuilding is
grounded on Western liberal ideas, in particular, on the promotion of
political and economic liberalization (although, as shown below, these
ideas are often compromised in practice). The liberal peace model
emerged slowly in the 1980s as a result of the process of
democratization in several developing countries. By the early 1990s, it
appeared that the Western liberal conception of democracy had become the
only legitimate model of government. The United Nations initially
applied this notion (relatively) successfully to Namibia, El Salvador,
and Nicaragua and later made it a lasting template for intervention,
even despite outright failures in the 1990s in Angola and Rwanda. (7)
While the liberal peacebuilding model works from a relatively
standardized blueprint that can be typified, local actors, norms, and
institutions are much more varied. They can be liberal, illiberal, or a
combination of both and involve a wide range of actors, including
warlords, local chiefs, community groups, and nongovernmental
organizations (NGOs).
Needless to say, Western and local political and social forces are
empirically difficult to separate. Despite the commonplace attempt by
nationalist movements to rediscover an indigenous knowledge--history and
identity un-contaminated by imperialism or Orientalism--access to such
an original position is hardly possible. (8) Rather, hybridity can be
considered as the ongoing condition of all human cultures. (9) Put
another way, each social, cultural, and political structure is the
result of prior hybridization and cannot be considered as a pure point
of departure. (10) Countries currently experiencing a peace process have
been integrated into the world political system and global economy for
decades. For their part, external agents may also adapt to local
practices, even when they remain dominant vis-a-vis local actors.
Moreover, even if it were possible to clearly differentiate between the
two, the truism that not everything Western is necessarily liberal while
not everything local is illiberal must be kept in mind.
In sum, the "local" is neither monolithic nor necessarily
incompatible with liberal norms. To think otherwise is to endorse a
dubious neocolonial perspective that is arguably at the root of many
peacebuilding failures. Likewise, the "international" is
similarly diverse in terms of its composition, the peace strategies it
adopts, and the goals it attempts to achieve. The rise of Brazil,
Russia, India, and China (the BRIC states) and their growing involvement
in conflict areas adds a new layer of complexity (see Hoglund and
Orjuela in this issue). For their part. Western liberal states that have
traditionally played a leading role in peacebuilding operations
frequently adopt and implement illiberal, coercive, and undemocratic
strategies. Despite their stated commitment to creating liberal and
democratic institutions, and notwithstanding international
technocrats' self-perception of their liberal identity. Western
interveners have frequently sacrificed liberal norms. In Bosnia, for
example, the high representative of the international community has been
accused of behaving like a "European Raj," deploying the
methods of the British in India in the nineteenth century. According to David Chandler, cases such as the Bosnian one suggest that peacebuilding
has entered a postliberal phase in the sense that, rather than
hybridizing with local realities, it has led to the strengthening of the
supervisory and disciplinary dimensions of the external governance
agenda at the expense of the domestic capacity to mobilize and enjoy
political rights. (11)
With these important caveats in mind, Western actors have generally
supported the development of liberal and democratic institutions and
norms even when, paradoxically, they have employed illiberal means while
local actors have frequently resisted this international intrusion,
finding Western norms and practices inappropriate to the local context
or potentially dangerous for local powerholders. The debate over
hybridity, despite the conceptual limitations inherent in the term,
reveals the gap between the international and the local. The very
existence of difficulties in the implementation of the internationally
led peacebuilding agenda testifies to the existence of a gap between the
international and the local.
While "hybrid" refers to the coexistence and interaction
of the international and the local, of liberal and illiberal norms,
institutions, and actors, "peace governance" points to the
activity of governing this condition in the subsystems of the state:
security, legal, political, economic, and social. Many actors, including
national, regional, and local authorities, as well as nonstate groups
and international institutions, are part of this peace governance
system. This system should not be seen as a stable package that includes
a mix of liberal and illiberal elements adapting to each other. (12)
Rather, hybridity is best understood as a condition of tension and even
antagonism between the different actors involved, some of whom
(particularly in rural areas) may even wish to subtract themselves from
the very idea of governance embodied in the State. (13) It is precisely
this antagonism that may open up unexpected opportunities in addressing
context-specific peacebuilding issues. It is a testimony to the limits
of the power and influence of international actors and norms that local
ways of doing things, both at the elite and mass level, may predominate,
as they are more in tune with domestic expectations and needs than the
various components of liberal peacebuilding.
A Typology of Hybrid Peace Governance
Hybrid peace governance is increasingly recognized as an important
reality of war-torn states, involving political institutions,
individuals, and society at large. While the mainstream literature tends
to consider this situation as an obstacle to overcome in the process of
establishing purer forms of liberal democratic states, empirically there
are examples of how a condition of hybrid peace governance presents
important advantages vis-a-vis the ideal-typical version of liberal
peacebuilding. In countries where peace operations have been deployed,
the outcome has been less than satisfactory when judged through the lens
of the liberal framework. For example, in the Democratic Republic of
Congo, where formally democratic arrangements are in place and where
statebuilding has been pursued through the promotion of liberal
democracy, the process has, at best, been painfully slow and, at worst,
a failure. (14) By contrast in Tanzania, Uganda, and Rwanda, where
statebuilding was implemented through limited competitive politics and
by including customary, nonliberal rule systems in the formal
statebuilding process. local institutions have attained a considerable
degree of stability and domestic legitimacy. (15) Likewise, in the South
Pacific the reliance on indigenous sources of state capability has
provided local institutions with "grounded legitimacy" (16) In
a range of other similar cases, indigenous institutions and norms are
said to provide "informal legitimacy" (17) and, through it,
stability and peace. Crucially, hybrid orders are thought to be
"better able to tap into local knowledge, to mobilize citizens and
to generate legitimacy" (18) than Weberian/Westphalian governance
arrangements. Overall, the hybridization of formally liberal and
democratic institutions through the presence and influence of
traditional, customary forms of governance has provided a degree of
integration and stability in uncertain times.
While hybrid peace governance may present some important advantages
(discussed further below), it remains disputed whether a particular kind
of hybridity is especially conducive to positive outcomes. Conceptually,
at least three major forms of hybrid peace governance can be identified
along the liberal-illiberal axis. (19) First, informal, traditional, and
illiberal norms and practices may influence the working of formal
democratic institutions. Customary traditions seep into rule systems
adopted by the state. Perhaps the most visible example of this kind of
hybridity involves the use of public office to distribute privileges to
family, friends, and supporters. Some African politicians are singled
out as making extensive use of such patron-client networks. (20) In some
cases, such as that of Uganda, the state itself has encouraged the
revival of chiefdoms and kingdoms in order to provide local actors with
avenues for accessing state resources and, thus, to incorporate them
into the president's patronage system. (21) In other cases, such as
rural Afghanistan, jirgas and shuras (local decisionmaking councils) may
actually be a replacement of the state whose reach outside the capital
city is virtually nonexistent. At the societal level, this type of
hybridity may take the form of informal economic practices influencing
the formal economy. For example, corruption and the gray economy may
distort the working of market economies, hampering the efficient
production and allocation of goods and services, but they may also
provide indispensable tools to ensure the livelihood of a
poverty-stricken population.
Second, traditional nonstate actors may be formally integrated into
formal state structures. While the first type discussed above involves
the informal interaction between traditional and illiberal norms and
practices and formal state structures, this second type refers to the
formal inclusion of local institutions within the state apparatus. The
institutionalization of the Guurti (Council of Chiefs) as the second
chamber of the Somaliland polity is the most well-known example. (22) In
Bougainville, one of the peacebuilding successes in the South Pacific,
the new constitution combines elements of a Weberian/Westphalian
political structure with customary governance, including councils of
elders and customary law. In Vanuatu, the Malvatumauri (National Council
of Chiefs) has been institutionalized. In other contexts, a similar
process of hybridization of local institutions is ongoing. In the
Solomon Islands, a mixed international and local constitutional
commission is evaluating reforms aimed at producing a custom-based
constitution. (23) In Afghanistan, the constitution recognizes the
loyajirga (Grand Council) as the "highest manifestation of the will
of the people of Afghanistan" and invests it with the task of
deciding on issues related to the state's independence, national
sovereignty, and territorial integrity (Article 111). Additionally, in
the judicial field, informal institutions may be included within formal
structures. In 2001 in Rwanda, the gacaca (a traditional
dispute-resolution mechanism working on a combination of customary and
statutory law) became pan of the state's means of justice delivery,
and in 2003 it became anchored in the constitution (Article 153), As the
cases of both the loya jirga and the gacaca confirm, the revival and
institutionalization of indigenous structures and institutions may occur
under the sponsorship of international peacebuilders who have approved
of and funded these initiatives to such an extent that they can still be
considered indigenous practices in only a limited sense. (24)
A particular form of hybridity involves the inclusion of
international, not local, nonstate actors within domestic institutions.
Through their work, international actors attempt to introduce liberal
rule systems into war-torn states. In Bosnia, international experts have
been appointed to some key local institutions (the Constitutional Court,
the Central Bank, and the Commission on Real Property Claims) in order
to provide more efficient and transparent policymaking. (25) In
addition, mixed or hybrid courts in Sierra Leone. Cambodia, Timor-Lcste,
and Kosovo involve international legal experts. (26) At the civil
society level, similar hybrid arrangements are in place to favor the
development and strengthening of local NGOs along liberal, democratic
lines. Since 1999, for example, the Ziviler Friedensdienst (German Civil
Peace Service) has appointed European experts to partner organizations
in conflict contexts to support project implementation and capacity
building of local actors. (27) This innovative civil society building
approach serves as a model to other European countries, such as Norway,
that aim to create similar institutions.
Third, liberal state institutions may be dominated by violent
nonstate actors and institutions. At times, these actors may even be
asked to join the government in order to ensure more stability. The
participation of warlords in government in post-Taliban Afghanistan
offers a good example. In extreme cases, the state might even be
"captured" by these kinds of players. Powerful self-interested
actors can gain control over slate institutions to exploit them to their
own advantage and to the detriment of entire societies. While variants
of this phenomenon can occur in transitional contexts unaffected by
conflict, state capture in war areas typically involves the takeover of
state institutions by criminal networks and warring factions, frequently
linked to ethnically or communally based alliances, and results in the
"criminalization of the state." (28) Although instances of
criminal states are found primarily in the African context, other
regions have experienced similar situations. Postwar Kosovo, for
example, is increasingly identified in the international press as
"Europe's Mafia state," especially since a Council of
Europe report, released in December 2010, accused the prime minister of
being "the head of a mafia-like Albanian group responsible for
smuggling weapons, drugs and human organs through Eastern Europe."
(29)
The extent to which these different kinds of hybridity affect both
the short- and long-term prospects for peace and stability is a complex
issue. Without speculating on how hybridity might evolve, two
potentially positive aspects can be highlighted. First, while liberal
peacebuilding has often resulted in the democratic election of
nonliberal elites linked to violent conflict, hybrid peace governance
may open up room for the representation of other segments of society.
When traditional bodies are included in the state structure, other local
elites can have a say in politics. In addition, the inclusion of other
non-state actors, such as local NGOs and community groups, also has the
potential of giving representation to important and often neglected
segments of the population such as women and grassroots movements.
Second, traditional decisionmaking methods are frequently perceived as
more legitimate by the local population than the liberal majority rule
(usually tempered in conflict areas by group guarantees). Large meetings
aimed at consensus building may form a part of deliberative decisionmaking in a hybrid peace governance situation. Traditional
leaders, such as chiefs in many African states, are frequently perceived
by the population as preferable and more legitimate authorities than
elected politicians and bureaucrats. (30)
The Emergence of Hybrid Peace Governance
Several explanations have been put forward as to why
internationally led liberal peacebuilding has often resulted in hybrid
peace governance. For some, the development of local political,
economic, and social institutions mirrors specific conditions and lived
experiences and takes place over a long period of time. From this
perspective, hybridity is a reflection of the broader problems of state
formation, which may involve international actors but ultimately is the
outcome of an indigenous process. (31) Other scholars stress the
importance of the timing and type of involvement of external actors in
explaining the emergence of hybrid peace governance. For analytical
purposes, these scholars can be grouped into four main approaches or
literatures: game theory; path-dependence theory; the literature on
incentives; and the literature on international peacebuilding
strategies, in particular, the critique of the international focus on
building state institutions at the expense of meeting a
population's needs.
Game Theory
Using game theory, Michael N. Barnett and Christoph Zurcher suggest
that the emergence of a condition of hybridity (although the authors
themselves do not refer to it by that name) is due to the interaction
between international and domestic actors with different interests and
agendas. Despite international actors' stated intention of adopting
elements of liberal peacebuilding in the political, economic, and social
spheres, in the process of peace implementation they are actually
willing to compromise this goal in order to reconcile the presence of
contradictory imperatives. Barnett and Zurcher's use of a
"peacebuilding game" demonstrates that the most likely outcome
of liberal interventionism is "compromised peacebuilding"--a
situation wherein international actors merely transfer the formal
procedures of the liberal democratic state, but leave largely unreformed the deeper, often informal institutional and normative frameworks. (32)
While the peacebuilding game is useful for illustrating how the process
of interaction between international and local actors leads
peace-builders to reduce their expectations, its assumptions are
problematic. As with most rational choice work, this kind of theorizing
tends to be decontextualized. In game theory, "context" is
frequently seen as a synonym for thick description and, thus, as an
obstacle to establishing claims that should apply across a wide range of
circumstances.
As Barnett and Zurcher's model suggests, actors are supposed
to have similar interests and agendas, and their actions similar
effects, in widely different settings. However, as the examples of
specific war-torn slates like Iraq, Bosnia and Herzegovina, and the
Democratic Republic of Congo confirm, different national sectors
frequently hold a wide range of interests and affiliations--be they
ethnic, tribal, clan, and so on. Generalizations aimed at explaining the
emergence of compromised peacebuilding (or, in the jargon adopted in
this issue, hybrid peace governance) are difficult to sustain in light
of these different contexts. Despite this limitation, however, the
peacebuilding game provides an insightful explanation of how the
interaction between international and local agents makes hybrid
arrangements possible. In particular, the peacebuilding game usefully
underscores the changing nature of international involvement --
implicitly suggesting how liberal actors may become themselves
hybridized through their interaction with nonliberal ones. During
periods of intervention, international interveners adjust their
objectives to (real or perceived) local realities and might even develop
a vested interest in stability without reform, which from a liberal
peacebuilding perspective amounts to a fiasco. Admittedly, compromised
peacebuilding may be too complacent in accepting a lower quality peace
for those individuals and groups living in conflict areas and. thus,
serves as an apology for the failures of liberal peacebuilding. However,
for Barnett and Zurcher. this outcome ultimately is not so negative
since it may lead to the creation of local political mechanisms able to
"compel individuals to consult, deliberate and negotiate with one
another as they decide what they consider to be the good life" (33)
Path-dependence Theory
While game theory runs the risk of overlooking differences in the
search for generalizations, path-dependence theory focuses on
understanding the details of each specific case. Path dependency is
commonly described as a dynamic process generating self-reinforcing
outcomes. Not only can such a process produce more than one outcome, it
can also be disrupted and, thus, set on a different course at a
relatively early stage. Crucially, however, once a particular path is
established, a self-reinforcing dynamic generally makes reversals
difficult. As a result, as Paul Pierson puts it, "political
alternatives that were once quite plausible may become irretrievably lost." (34) Critical junctures set a particular situation in motion
while, at the same time, foreclosing other options, thus suggesting a
degree of irreversibility. If a particular situation moves down a
self-reinforcing path (even one considered suboptimal), reversal is
unlikely because obstacles to change become built into political
institutions. (35) In this framework, beginnings are thought to be
extremely important because they are set to decisively shape later
developments. Moreover, the order of particular events may also impact
decisively on the eventual outcome.
Path-dependence theory provides an important contribution to the
understanding of the emergence of hybrid peace governance and the extent
to which external intervention may influence particular outcomes. First,
the logic of path dependency raises the question of whether critical
junctures can be identified and manipulated in order to induce the
creation or consolidation of a particular desired outcome. (36) This
question is especially relevant with regard to early constitutional
choices in war-torn states and the extent to which these choices can
lock in a positive, self-reinforcing process of institution building.
Second, the path-dependence literature stresses the importance of
placing any particular situation in some sort of clear temporal context.
(37) The thick study of war-torn states can highlight limits and
possibilities in the process of exporting liberal peace. Unfortunately,
from the point of view of liberal peacebuilding, such studies frequently
reveal that contemporary peacebuilding takes place under generally
unfavorable conditions, making the transposition of liberal norms and
institutional frameworks difficult to achieve. (38)
Third, the focus on the importance of timing and sequences of
particular events or processes resonates well with wider debates in the
peacebuilding literature. International actors face a number of dilemmas
in the intervention process, ones that cannot be easily avoided or
overcome. (39) Rather, those dilemmas involve difficult choices between
different priorities, each choice opening a new opportunity while
foreclosing another option. For example, if international actors pursue
an overly intrusive policy, they may achieve short-term success, but
will likely undermine the local ownership of the peace process as in the
case of Bosnia's European Raj mentioned above. By contrast, if they
rely too heavily on local initiatives, progress may be slow and
international involvement difficult to sustain over time. Likewise, the
decision on the timing of the first postwar elections presents
peacebuilders with a dilemma. A point of dispute remains about whether
elections should be held early on in order to legitimate the new
political order arising from the ashes of war or whether they should be
postponed in order to create better conditions for democracy to take
hold. In practice, a particular choice between different options may set
in motion a self-reinforcing mechanism, as highlighted by the
path-dependence literature. In Iraq, for example, the early dismissal of
the Iraqi Army is widely considered to be a key reason for persisting
levels of insecurity in that country. More broadly, the wrong timing and
sequencing of a particular policy may contribute decisively to the
emergence of a hybrid condition that may appear rather stable but around
which violence lurks as liberal norms, institutions, and actors struggle
to affirm themselves.
International Incentives
In addition to game theory and path-dependence theory, a third
strand of the literature attempts to account for the emergence of hybrid
peace governance by highlighting international actors" use of
incentives and disincentives in their interaction with local actors. By
deploying rewards for collaboration across ethnic, national, and
societal divisions and punishments for activities against the
implementation of a liberal peace, international actors may support the
development of domestic, self-enforcing reciprocity and patterns of
bargaining among groups. (40) Crucially, this strategy is more likely to
be effective if exercised with a degree of coherence. However, the
multiplication of policy objectives by external agents, as well as the
proliferation of decisionmaking bodies in the international system,
frequently combine to generate strategy gridlock. Understanding the
domestic requirements of peacebuilding--and the related issue of which
policy tools are most appropriate--is rarely the priority of external
actors. (41) In this situation, local actors are commonly able to
resist, ignore, or adapt to liberal peacebuilding initiatives. For Roger
Mac Ginty, the interplay of these international and local elements and
strategies explains the emergence of hybrid versions of peace
governance: involving the compliance and incentivizing powers of liberal
peace agents as well as the ability of local actors to resist, ignore,
or adapt to the liberal peace and to maintain alternative forms of
peacemaking. (42)
The incentive/disincentive literature provides interesting insights
into understanding hybrid peace governance. First, along the lines of
path-dependence theory, it draws attention to the need to base
international strategies on a careful, detailed assessment of the
decisionmaking processes of domestic leaders as well as on a good
understanding of the wider sociopolitical context in which intervention
takes place. The lack of this kind of assessment explains how external
strategies may fail to respond to the local parties' motivational
structures. Second, the actions of local actors suggest that the power
of external agents to coerce or incentivize local compliance to liberal
peacebuilding should not be overestimated. Local actors have
considerable agency in shaping the domestic environment and in
responding to international initiatives. It is precisely through this
process of resistance to external pressures, understood as positive and
creative energy rather than simply a response to subjection, that local
agents hybridize peace. (43) Yet, although the peacebuilders'
difficulty of ensuring conformity to their demands testifies to the
local ability to manipulate and shape the mechanics of intervention,
this subversion of international objectives rarely leads to a
fundamental reassessment of peacebuilding priorities.
Critical Theory
A fourth and final, major approach developed in the literature in
order to explain the emergence of hybrid peace governance highlights the
limitations inherent in the excessive and ultimately counterproductive
focus of internationals on building state institutions. Critical
theorists argue that the liberal peace framework is a mechanism of
exclusion resting "on coercion, a lack of consent, conditionality,
and the prioritisation of elites over the interests of the many."
(44) Furthermore, it is "statecentric, metrocentric and
democentric," (45) focusing on the building of Weberian/Westphalian
state institutions at the center, at the expense of the needs of
vulnerable populations on the periphery. A state being built by external
interveners is, time and again, only superficially democratic and,
crucially, fails to meet popular demands. Citizens may possess abstract
political rights while the state may be endowed with the basic mechanics
of democracy such as regular elections, a parliament, a government, a
relatively free media, and a formally independent judiciary. These kinds
of institutions may be seen as legitimate in Western societies where
everyday life is safeguarded by varying degrees of welfare provision and
protection, but life in most of the non-Western world remains
"uninsured" (46) with negative consequences in terms of trust
in political arrangements. Thus, in postwar contexts, the state is often
irrelevant to citizens' basic needs and personal security and does
not address threats to human dignity originating from economic and
social marginalization. Everyday people's needs are regularly
sidelined, providing a powerful disincentive for citizens to subscribe
to the liberal peace.
Because key formal institutions fail to meet popular demands,
political participation takes place outside of these formal channels.
Everyday life remains centered around informal institutions and norms.
According to David Roberts, informal social networks, described as
"Common Social Exchange," predominate in spite of their
arbitrary, contingent, and unfair characters because they are able to
address local needs more than democratization and marketization. (47)
This informality suggests the importance of considering the
"infrapolitics of peacebuilding"; namely, the hidden,
localized, and diffused capacities of local actors to operate outside
the liberal peace framework or to adapt it to meet local needs,
particularly economic ones. (48) in fact, when the state is either
unwilling or unable to provide for the essentials on which survival
depends, individuals and groups engage in various forms of economic
activities that may be corrupt in a formal, legalistic sense, but
constitute indispensable strategies to ensure basic welfare to vast
segments of the population. (49) For example, it is estimated that in
Iraq in 2008, 80 percent of the workforce was engaged in the informal
economy. (50) Even civil society organizations, which are frequently
singled out by liberal peacebuilders as indispensable components of the
liberal peace, end up being part of informal, clientelistic, and even
corrupt sets of relationships. (51)
Of the four approaches reviewed above, the critical analysis of the
failures of liberal peacebuilding's strategies is most useful in
revealing the fundamental dissonance between the international and the
local and the related persistence of older domestic institutions and
norms that precede external intervention. The critical camp includes a
broad group of scholars, ranging from post-Foucauldians, to
poststructuralists, neo-Marxists, and others. At the risk of
oversimplifying this complexity, it can be argued that the critical
approach as a whole leaves two issues underexplored. First, while the
importance of local agency and the everyday is rightly emphasized, the
question remains as to whether such an agency can affect broader
structures and even bring about meaningful change. For example, the call
of critical theorists for a "solidarity of the governed" (52)
(i.e., of those in both the developed and underdeveloped world subject
to liberal governmentality) appears to be a rather abstract and weak
means to overcome the limits of liberal peace.
Second, critical theorists remain deeply ambivalent with regard to
both the role of the state and that of international actors. Some
critics possess a strong welfarist bent, suggesting the need for a
strong state in order to meet a population's survival and
developmental needs. However, most scholars in this tradition see this
kind of policy advice as problem solving and, thus, reject it as
complicit with liberal, territorial, and ultimately restrictive notions
of peace. As a result, the state's potential to provide political,
economic, and social rights to the population under its jurisdiction is
frequently underappreciated. But the state remains indispensable for
enabling the political agency of citizens and guaranteeing their basic
rights. The state does not need to be moulded in conformity with
international liberal norms, as in current peace-building operations,
but could meet the human needs of the population over which it exercises
authority. Thus, the point is not so much to reject the Weberian,
centralized, and securitizing state, as suggested by critical theorists,
but rather to design state institutions that can be usefully engaged in
serving the population they claim to represent. Furthermore, there is no
reason why even international peacebuilding priorities could not be
reoriented to support locally identified everyday needs. In sum, as
Roberts points out, peacebuilding could be both "critical" and
"problem-solving." (53)
These four ways of analyzing hybrid peace governance emphasize
different aspects of the interaction between international and local
actors. Game theory speaks to the strategic relationship between
international and local actors wherein one's actions affect the
other's perceptions and options. Path-dependence theory calls for a
thick understanding of the local context while focusing on the impact of
the choices made by international interveners. Likewise, the
incentive/disincentive approach assumes a sender and a receiver, a
policy shaper and a policy taker, and prioritizes the former over the
latter. The critical literature emphasizes the dissonance and even
friction between international priorities and local realities. What all
of these approaches share is the effort to explain how hybrid peace
governance emerges in war-torn states. They all offer important insights
on this process, although none of them (with the limited exception of
Barnett and Zurcher's model) explicitly considers how liberal
actors may themselves become hybridized through their interaction with
local agents.
Conclusion
The limits of liberal peacebuilding, well rehearsed in the
literature, call for a new approach in order to achieve sustainable
peace. A small but growing number of scholars suggest that the notion of
hybridity can provide important insights into understanding the dynamics
of peacebuilding processes and even in improving the quality of the
peace being built. For example, Mac Ginty argues that the notion of
hybridity reveals both the structural weaknesses of the liberal peace
and, in particular, its coercive and incentivizing powers as well as the
ability of local actors to force distortions on the liberal peace
project. (54) For Roberts, hybridity presents an opportunity that may
better serve a "wider range of everyday lives." (55)
Similarly, Oliver Richmond argues that hybridity could represent an
opportunity to develop more legitimate, locally accepted, and thus more
sustainable forms of peace. In his view, an inclusive conversation
between local and international actors could open up the space for the
emergence of a postliberal peace centered on a detailed understanding of
the local culture, a respect for alterity, and provisions for the
welfare and everyday needs of the population, among other critical
policies. (56)
Of course, not everything local can be considered useful in
furthering the peacebuilding agenda; the possible disadvantages of
hybrid peace governance must also be carefully considered. Most
importantly, the local and the traditional are frequently oriented
toward preserving the social order, including its hierarchy. (57)
Although some local norms, practices, and actors may be included in
domestic governance, they may also be exclusionary in character and
could, perhaps, compromise the peace process in the long term.
Somaliland's Guurti, for example, often identified as a positive
example of the inclusion of traditional institutions within formally
democratic ones, is said to contribute to a patronage system aimed at
buying political support for local authorities. As it currently stands,
the hybrid system in place in Somaliland "threatens to undermine
the polity's stability." (58) Thus, traditional and local
elements, while useful in providing short-term legitimacy to nascent
state institutions, may not be well suited to delivering proper
governance and development over the long term.
With this important caveat in mind, hybrid peace governance may
present some significant advantages vis-a-vis the traditional, top-down,
state-centered, technocratic, and unsustainable approach that has
characterized peace operations since the early 1990s. To begin with, the
notion of hybridity implies a rejection of the universality of the
liberal peacebuilding blueprint, understood as a set of neoliberal democratization and marketization reforms. Instead, hybrid conditions
call attention to the existence of locally rooted, everyday needs,
behaviors, and aspirations that are only tangentially influenced, if at
all, by the global biopolitics of liberalism. Each context presents
particular and specific challenges to those individuals experiencing a
postwar transition. Their everyday lives are shaped by a range of
political, economic, and social dynamics that vary from context to
context and, by definition, cannot be ameliorated by the same standard
recipe. Worn-torn states and societies, like Leo Tolstoy's unhappy
families, are unique in their problems, aspirations, and needs.
Second, hybridity calls for a reassessment of the relative impact
of international and domestic resources. Mainstream liberal
peacebuilding policy places great emphasis on the ability of
internationals to shape postwar contexts and, in so doing, either
romanticizes local actors or includes them instrumentally in legitimate
external initiatives. Thus local, traditional actors, norms, and
institutions are either seen by external agents as hindering
modernization and democratiza-tion or empowered to operate within the
liberal peace framework with expedient intentions and not as a genuine
engagement with diversity--or both. When included in externally driven
schemes, the local is expected to overcome the shortcomings of external
intervention through the provision of essential domestic inputs within
externally driven goals and priorities. In other words, local actors are
expected to participate in and eventually own political, economic, and
social structures devised and implemented by outsiders. By contrast, the
concept of hybridity implies a rejection of the patronizing, top-down,
statecentric, technocratic, and assimilative version of peace in favor
of a locally rooted understanding of peace resulting from the
interaction, accommodation, and sometimes clash between a variety of
different actors, norms, and institutions.
Third, as a consequence, hybridity represents an alternative to the
Western social engineering and paternalism evident in mainstream
peacebuilding as framed by a series of paired hierarchies (us/them,
peace-loving/conflict-prone, democratic/transitional,
advanced/underdeveloped) that conveniently fit the interests of
powerholders in the international system. It implies an attempt to
democratize politics in that it involves an engagement with local
reality, even in its nonliberal form. Rather than constantly focusing on
the lack of liberal attributes and continuously pinpointing the real or
perceived gaps and needs of the host state, hybridity suggests the need
for liberal peacebuilders to consider how local resources can be
developed into a locally engrained and more sustainable political order.
Such an engagement is frequently a matter of necessity, not of choice,
since local political, economic, and social life is carried out, for the
most part, outside formal and superficially democratic institutions.
In sum, the notion of hybridity suggests the need to move beyond
the on-tological and methodological dominance of Western actors and
approaches and to engage with bottom-up, local views of politics and
society. Some donors have begun to recognize that the attempt to build
Weberian/ Westphalian states in the non-Western world through a process
of transfer of institutional models has by and large failed, and they
have conceded the need for a new approach. For example, the Development
Assistance Committee of the Organisation for Economic Co-operation and
Development has acknowledged the notion of hybridity and argued that
statebuilding should "pay due regard to informal and non-western
forms of organization, rule-making, and conflict resolution." (59)
The World Bank's 2011 World Development Report shows evidence of a
conceptual shift from a standardized blueprint to greater attention to
local context. (60) However, it remains chailengmg for donors to
transform this new awareness and sensitivity into operational programs.
Although the question of whether hybrid arrangements can provide a
feasible alternative to liberal peacebuilding is increasingly raised and
discussed, exactly which kind of hybridity is more conducive to peace
and stability and more likely to develop within locally accepted forms
of political representation is still poorly understood. Moreover, the
areas of complementarities between local and liberal principles and
practices, perhaps requiring a process of mutual adaptation, also need
to be clearly identified. That said, more than two decades of experience
with liberal peacebuilding suggest that a serious engagement with hybrid
conditions and their implications cannot be wished away.
Notes
Roberto Belloni is associate professor of international relations at the University of Trento, Italy. His main research interest is
postconflict international intervention in deeply divided societies,
with particular reference to southeastern Europe. He has published
extensively on this topic, including a monograph (State Building and
International Intervention in Bosnia), book chapters, and articles in a
number of journals such as Review of International Studies, Journal of
Peace Research, International Peacekeeping, Civil Wars, Ethnopolitics,
and International Studies Perspectives.
(1.) Many thanks to Anna Jarstad for her valuable help in
discussing most of the ideas presented in this article.
(2.) See, for example, Kristine Hoglund and Minimi Soderberg
Kovacs, "Beyond the Absence of War: The Diversity of Peace in
Post-Settlement Societies," Review of International Studies 36, no.
2. (2010): 367-390; Roger Mac Ginty, No War, No Peace: The Rejuvenation of Stalled Peace Processes and Peace Accords (Basingstoke: Pal-grave,
2006). Needless to say, informal and illiberal rules of the game also
exist in consolidated democracies, although in such cases formal rules
supersede informal ones. See Gretchen Helmke and Steven Levitsky,
"Informal Institutions and Comparative Politics: A Research
Agenda," Perspectives on Politics 2T no. 4 (2004): 725-740.
(3.) Volker Boege et al., States Emerging from Hybrid Political
Orders: Pacific Experiences, Occasional Papers Series No, 11 (Brisbane:
Australian Centre for Peace and Conflict Studies, September 2008). See
also Kevin R Clements et al., "State Building Reconsidered: The
Role of Hybridity in the Formation of Political Order," Political
Science 59, no. 1 (2007): 45-56; Martina Fischer and Beatrix Schmelzle,
eds., Bui/ding Peace in the Absence of States: Challenging the Discourse
on State Failure, Berghof Handbook for Conflict Transformation, Dialogue
Series No. 8 (Berlin: Berghof Research Center for Constructive Conflict
Management, 2009).
(4.) Oliver P. Richmond, A Post-liberal Peace: The Infrapolitics of
Peacehuilding (London: Routledge, 2011), p. 18.
(5.) David Roberts, Liberal Peacebuildinv and Global Governance:
Beyond the Metropolis (London: Routleclge, 2011), p. 26.
(6.) Jonathan Di John. Conceptualising (he Causes and Consequences
of Failed States: A Critical Review of the Literature, Crisis States
Working Papers Series No. 2 (London: London School of Economics and
Political Science, Development Studies Institute, 2008).
(7.) Roland Paris, At War's End: Building Peace After Civil
Conflict (Cambridge: Cambridge University Press. 2004).
(8.) Arun Agravval, "Dismantling the Divide Between Indigenous
and Scientific Knowledge," Development and Change 26, no. 3 (1995):
413-439.
(9.) Renato Rosaldo, "Foreward," in Nestor Garcia
Canclini, trans. Christopher L. Chiappari and Silvia L. Lopez, Hybrid
Cultures: Strategies for Entering and Leaving Modernity (Minneapolis:
University of Minnesota Press, 2005), p. xv.
(10.) Roger Mac Ginty. International Peacebuilding and Local
Resistance: Hybrid Forms of Peace (Houndmills: Palgrave, 2011), pp. 51,
72.
(11.) David Chandler, International Statebuilding: The Rise of
Post-liberal Governance (London: Roufledge, 2010).
(12.) Many thanks to Oliver Richmond for bringing my attention to
the importance of this point.
(13.) James C. Scott, The Art of Not Being Governed: An Anarchist
History of Upland Southeast Asia (New Haven: Yale University Press,
2009).
(14.) Severine Aulessere, The Trouble with Congo: Local Violence
and the Failure of International Peacebuilding (Cambridge: Cambridge
University Press, 2010).
(15.) Gabi Hesselbein, Frederick Golooba-Mutebi, and James Putzel,
Economic and Political Foundations of State-making in Africa:
Understanding State Reconstruction, Crisis States Working Paper Series
No. 3 (London: London School of Economics and Political Science,
Development Studies Institute, 2006).
(16.) Boege et al., States Emerging.
(17.) Roberts, Liberal Peacebuilding, p. 82.
(18.) Maren Kraushaar and Daniel Lambach. Hybrid Political Orders:
The Added Value of a New Concept, Occasional Papers Series No. 14
(Brisbane: Australian Centre for Peace and Conflict Studies, December
2009), p. I.
(19.) The following types build on ibid., p. 5.
(20.) Patrick Chabal and Jean-Pascal Daloz, Africa Works: Disorder
as a Political Instrument (Boomington: Indiana University Press. 1999).
(21.) Hesselbein, Golooba-Mutebi. and Putzel, Economic and
Political Foundations, pp. 3, 18.
(22.) Marleen Renders and Ulf Terlinden, "Negotiating
Statehood in a Hybrid Political Order: The Case of Somaliland."
Development and Change 4), no. 4 (2010): 723-746.
(23.) Richmond, A Post-liberal Peace, p. 178.
(24.) Mac Ginty, International Peacebuilding, pp. 62-63.
(25.) Roberto Belloni, State Building and International
Intervention in Bosnia (Abingdon; Routledge, 2007), pp. 181-182.
(26.) Richard J. Goldstone and Adam M. Smith, International
Judicial Institutions: The Architecture of International Justice at Home
and Abroad (London: Routledee, 2009), pp. 106-1 JO.
(27.) See, for example, Roberto Belloni and Mladen Momcilovic, The
German Civil Peace Service: Case Study of Serbia, unpublished report
(Bonn: Bundesministerium fur wirtschaftliche Zusammenarbeit und
Entiwicklung, 2011).
(28.) Jean-Francois Bayart, Stephen Ellis, and Beatrice Hibou,
Criminalization of the State in Africa (Oxford: James Currey;
Bloomington: Indiana University Press, 1999).
(29.) Committee on Legal Affairs and Human Rights, Inhuman
Treatment of People and Illicit Trafficking in Human Organs in Kosovo,
AS/Jur [2010] 46 (Strasbourg: Council of Europe, 12 December 2010), p.
18.
(30.) Richard Fanthorpe, "On the Limits of the Liberal Peace:
Chiefs and Democratic Decentralization in Post-war Sierra Leone;'
African Affairs 105, no. 418 (2005): 27-49.
(31.) Christopher Clapham, 'The Global-Local Politics of State
Decay," in Robert Rotberg, ed., When States Fail: Causes and
Consequences (Princeton: Princeton University Press, 2003), p. 79; see
also Krause, this issue.
(32.) Michael N. Barnett and Christoph Zurcher, "The
Peacebuilder's Contract: How External Statebuilding Reinforces Weak
Statehood," in Roland Paris and Timothy D. Sisk, eds.. The Dilemmas
of StatehuUding: Confronting the Contradictions of Postwar Peace
Operations (London: Routledge, 2009), pp. 23-52.
(33.) Ibid., p. 49.
(34.) Paul Pierson, Politics in Time: History, Institutions, and
Social Analysis (Princeton: Princeton University Press, 2004), p. 11.
(35.) Ibid., pp. 55-58.
(36.) Daniel Allen, "New Directions in the Study of
Nation-building: Views Through the Lens of Path Dependence,"
International Studies Review 12, no, 3 (2010): 417.
(37.) Pierson, Politics in Time, pp. 167-172.
(38.) Allen, "New Directions."
(39.) Anna K. Jarstad and Timothy D. Sisk, eds., From War to
Democracy: Dilemmas of Peacehuilding (Cambridge: Cambridge University
Press, 2008); Roland Paris and Timothy D. Sisk, eds., The Dilemmas of
StatehuUding: Confronting the Contradictions of Postwar Peace Operations
(London: Routledge, 2009).
(40.) Donald Rothchild, Managing Ethnic Conflict in Africa:
Pressures and Incentives for Cooperation (Washington, DC: Brookings
Institution Press, 1997), esp. chap. 4.
(41.) Aaron Griffith and Catherine Barnes, Powers of Persuasion:
Incentives, Sanctions, and Conditionality in Peacemaking (London:
Conciliation Resources, 2008).
(42.) Mac Ginty, International Peacehuilding.
(43.) Ibid.
(44.) Richmond, A Post-liberal Peace, p. 7.
(45.) Roberts, Liberal Peacehuilding.
(46.) Mark Duffield, Development, Security and Unending War:
Governing the World of Peoples (Cambridge: Polity, 2007).
(47.) Roberts, Liberal Peacebuilding, pp. 31-32.
(48.) Richmond, A Post-liberal Peace.
(49.) Michael Pugh, Neil Cooper, and Mandy Turner, eds., Whose
Peace? Critical Perspectives on the Political Economy of Peacebuilding
(Houndmills: Palgrave, 2008). See also Strazzari and Kamphuis, this
issue.
(50.) Mac Ginty, International Peacebuilding, p. 127.
(51.) Roberto Belloni, "Part of the Problem or Part of the
Solution? Civil Society and Corruption in Post-conflict States," in
Christine Cheng and Dominik Zaum, eds., Corruption and Post-conflict
Peacehuilding: Selling the Peace? (London: Routledge, 2012).
(52.) Duffield, Development, Security and Unending War, p. 234.
(53.) Roberts, Liberal Peacebuilding.
(54.) Mac Ginty, International Peacebuilding, esp. chap. 3.
(55.) Roberts, Liberal Peacebuilding, p. 96.
(56.) Richmond, A Post-liberal Peace, pp. 110-111.
(57.) Volker Boege, "Traditional Approaches to Conflict
Transformation: Potentials and Limits," in Martina Fischer, H.
Giessman, and B. Schmelzle, eds., Berghof Hand-hook for Conflict
Transformation (Berlin: Berghof Research Center for Constructive
Conflict Management, 2006), pp. 1-20.
(58.) Renders and Terlinden, "Negotiating Statehood," p.
742.
(59) Organization for Economic Cooperation and Development,
Concepts and Dilemmas of State Building in Fragile Situations: From
Fragility to Resilience, OECD/DAC Discussion Paper (Paris: OECD/DAC,
2008).
(60) World Bank, World Development Report 2011: Conflict, Security
and Development (Washington, DC: World Bank, 2011). See also Zaum's
review essay, this issue.