Fundamental Authority in Late Medieval English Law.
Walker, Sue Sheridan
Doe's able monograph on late medieval jurisprudence has the
self-contained serenity of a scholastic treatise in which the theme is
clearly delineated and the parameters of inclusion carefully drawn. His
subject is an important one because the "fundamental
authority" of the title evokes an important stage in the
transmutation of medieval ideas of the sources of law and authority in
the state into modern ones. He discusses the growth of parliament with
its statutory law and the role of judicial shaping of the English common
law in the fourteenth and fifteenth centuries. Primarily, the work is
based on printed statutes, the law-french dialogues which
"report" leading cases with the justices "quoted,"
and the theoretical treatises. The intermediaries between theory and
practice concerning the sources of law are the well-known work of
Fortescue and the infrequently discussed jurisprudential ideas of
Reynold Pecock.
The idea of "fundamental authority" gave rise, in terms
of jurisprudence, to modern positivism. In terms of political theory it
contributed to the development of "fundamental law" which set
limits on the authority of governors to change customary law and power
structures. Such long term political consequences are not within the
coverage of the book but they form one of the broader reasons for
reading it. Serious students involved in the revival of interest in
Hooker and Filmer will find Doe very useful antecedent reading.
Doe begins his account of late medieval jurisprudence by stating
that in contrast with the early common law, law today "is treated
largely as a system of rules located principally in statute books and in
reports of judicial decisions." Though their, were statutes and
judicial decisions, "the early common law cannot be understood
entirely as an autonomous and identifiable system of substantive rules
permitting this or prohibiting that." Doe also contrasts the common
law with the canon law "whereas the absence of theory about secular
law as an entity in the early medieval period is not surprising, as
there was little explicit substantive law, the presence of theory about
law towards the end of the period is to be expected." The author
does not seem to agree with Maitland's dictum that in the early
common law substantive law was embedded in process. Doe is, of course,
primarily studying the fifteenth century. In the philosophical writings
of Pecock (?1395-1460?), Fortescue (?1394-1467), St. German (?1460-1540)
and the more practical Tenures of Littleton (1422-81) he finds "the
incipient treatment of law as a recognizable entity." Though there
are novel aspects in their work, Doe denies that these theorists
invented a concept of law peculiar to the English common law because, in
medieval terms, their legal philosophy is thoroughly orthodox and
largely European. This point is made by reference to standard secondary
authorities. When he contrasts the legal theory with the ideas of the
"legal practitioners," the citations are mainly to judges
"quoted" in the law reports usually called Year Books. The
unprinted plea rolls are outside the scope of his study. He recognizes
that there are major dissonances, differences in emphasis, perspective,
and conclusion. The theoretical statements are often far more simplistic and exaggerated than the more complicated precise statements of mundane
legal practice.
Doe reconstructs the late medieval theorists' and legal
practitioners' conception of law in terms of fundamental ideas,
antecedent to or causative of the substantive law. This involves an
exploration of their conception of the nature and authority of law. More
and more historians realize that medieval ideas about many aspects of
law and morality contain at least two, often contradictory, strands. Doe
juxtaposes two sets of late medieval ideas: one set stresses the
autonomy of law while the same literature reflects another set of
fundamental ideas about law and its authority. "Law is not given by
God, it is of human origin, caused and altered by human usage and
enactment, it exits because people consent to it....It is not a divinely
created abstraction of right and wrong which shapes the law, but the
will of the people..." This he terms the positivist thesis of law.
Practitioners and theorists are beginning to employ the idea that
humanly created rules are to be treated as law irrespective of their
moral quality." On the other hand, another set of ideas stressed
the connection between law and morality. Morality is defined as a term
of convenience which is employed throughout his work to signify a
specific idea of abstract right and wrong: the requirements of divine
law, justice and conscience are all treated as indications or aspects of
"morality." The Chancery court is an institution where these
ideas of law come together but its fifteenth-century history is not
explored.
In regard to substantive law, "Pecock actually and frequently
employed the expression |positive law' to refer to legislation as
made by human acts (though in practice the expression was used to apply
to both legislation and the common law)." Thus Doe argues that
Pecock's voluntarist outlook is summed up in the ideal that the
peoples will and consent to the making of the laws." Despite the
upheavals of the fifteenth century, Fundamental Authority usually
ignores the political/historical context. However, the author cites as
an example of deterrence the famous 1401 statute which condemned
Lollards to the stake.
Chapter 3 reminds us that medieval thinkers did not regard human
law as wholly autonomous, but relies for its authority on conformity
with morality. This produces a wide conception of law: "Law is not
merely that set of commands and prohibitions consented to by the
community, or the usages of judges, it is also that set of rules which
corresponds to the extraneous formulations of divine morality
represented in natural law." In their theoretical discussions both
Pecock and Fortescue purpose a set of ideas about natural law which
conform to the standard pattern of medieval jurisprudence.
Certain words such as consent, natural law, reason, and conscience
mere employed extensively in late medieval England, both by practising
lawyers, in their disposing of ordinary cases and problems, and by the
theorists, in their expositions of law. Doe concedes that all the
elements of late medieval idea of law can never be reconstructed with
"comprehensive certainty." The usage of such words does reveal
however, fundamental ideas and sources of authority. Central to his
description of the evidence is that there was not a straightforward and
single concept of either law or its authority. There are two sets of
fundamental ideas: one of which stressed the connection between law and
abstract right and wrong, the other emphasizes the human will. There is
both substantial correspondence between theory and practice, as well as
considerable dissonance. The "appeal to conscience and ideas of
divine law were widespread, and this outside the chancery."
The exploration of these notions is closely connected to
constitutional ideas. Pecock in arguing that "legislation
originated in the bilateral act of king and community, anticipated
Fortescues dominium politicum et regale by about twenty years." I
applaud the recognition of Pecock's importance and wish more space
might have been devoted to his ideas of law. Doe gracefully acknowledges
that "it would be pleasant to think that Fortescue was influenced
by Pecock." Because they moved in similar circles it is not
unlikely that the English lawyer knew the Welsh ecclesiastic." I
wonder if condemnation of Pecock may have altered the accessibi-lity of
his work and the prudence of citing him.
Doe's Fundamental Authority is a solid contribution. The price
may make it prohibitive for class use but it would be valuable. The
prudent limits set by the author could then be expanded to explore the
political milieu of this important subject. Certainly every scholar
interested in the history of legal and constitutional ideas and their
practical consequences in late medieval England will read this book. It
also performs an important service for those beginning to pursue the
grand theme of the movement from "fundamental authority" to
the "fundamental law" of the seventeenth century.