U.S. foreign policy toward Syria: balancing ideology and national interests.
Sadat, Mir H. ; Jones, Daniel B.
To the Muslim world, we seek a new way forward, based on mutual
interest and mutual respect. To those leaders around the globe who seek
to sow conflict or blame their society's ills on the West, know
that your people will judge you on what you can build, not what you
destroy. To those who cling to power through corruption and deceit and
the silencing of dissent, know that you are on the wrong side of history
but that we will extend a hand if you are willing to unclench your fist.
(1)
--Barack Obama
We never clenched our fist. (2)--Bashar al-Asad
Since the attacks of 9/11, the U.S. military has been heavily
relied upon to safeguard U.S. national security. The American political
leadership has applied slogans such as the "war on terror" (3)
in order to legitimize the use of military power for the fulfillment of
U.S. foreign-policy objectives. Vowing to shift from this strategy,
then-Senator Barack Obama promised that, if elected, his administration
would utilize all elements of national power and not just rely upon
military solutions. On October 26, 2008, nine days before the
presidential election, the U.S. military in hot pursuit of individuals
involved in aiding the Iraqi insurgency launched a helicopter raid into
Syrian territory along the Syria-Iraq border. Not only did this signify
a violation of Syrian territorial sovereignty, it was used by the United
States as evidence that Syria was a hotbed for terrorists and insurgents
active in Iraq. (4)
One of the first agenda items for the Obama administration in which
the role of diplomacy may outweigh that of the military is U.S. foreign
policy toward Syria. It seems that the Obama administration is engaged
in guarded but genuine diplomacy with Syria. As of March 2009, the U.S.
special envoy to the Middle East, George Mitchell, had not yet met with
Bashar al-Asad or with other officials in Syria on behalf of the Obama
administration. However, in March 2009, the highest-ranking Executive
Branch representatives in four years met with Syrian Foreign Minister
Walid al-Muallem and presidential adviser Bouthaina Shaaban. (5)
Situated between the current flashpoint of Iraq and the perennial
hotspots of Israel-Palestine, Lebanon and Iran, Syria is in a position
to either advance or hinder U.S. goals in the Middle East. However, the
United States has not executed a foreign policy toward Syria that
benefits from this opportunity. America has been unable to develop and
maintain a consistent position toward Syria. Instead, divergent impulses
have guided American policy with regard to that state.
This paper examines the theoretical basis of U.S. foreign policy
toward Syria and provides a brief evaluation of which approach would be
more effective for the Obama administration. We start with an
examination of the realist influences on foreign policy toward Syria
during the presidential administrations of Ronald Reagan, George H.W.
Bush and Bill Clinton. It proceeds to the idealistic influences of
neoconservativism on policy toward Syria during the administration of
President George W. Bush. The paper ends with a discussion of the
potential for a return to realism or liberalism in foreign policy toward
Syria during President Barack Obama's administration. We recommend
an overall moderate-realist approach mixed with liberal approaches in
specific instances. A U.S. foreign policy based on idealism over
national interests needs to be carefully reconsidered.
REIGN OF THE REALISTS
We will never negotiate with terrorists. (6)
--Ronald Reagan
According to realist theory, foreign policy is an amoral field that
should be approached with pragmatic considerations of power as related
to national interests, rather than the pursuit of idealistic goals. (7)
Marc Genest points out that the realist school of international
relations dominated U.S. foreign policy during the Cold War. It was no
surprise that President Ronald Reagan took a realist approach toward
Syria. (8) Reagan saw conflict in the Levant as increasing the
region's vulnerability to the overarching threat of the Soviet
Union as part of the Cold War. (9) Despite Syria's being included
on the U.S. State Department list of sponsors of terrorism in 1979, the
country was geopolitically too powerful to be snubbed by Washington,
which sought to check Soviet expansionism in the Middle East. (10)
Rather than isolating or bullying Syria, even as its role in
international terrorism became more pronounced during the 1980s, the
Reagan administration remained engaged with the Syrian regime of
President Hafez al-Asad. (11)
Although the Cold War framework was no longer predominant when
George H.W. Bush became the forty-first president in 1988, the framework
continued to influence foreign policy until 1991. Syria remained a
critical partner for maintaining a balance of power in the Middle East.
Due to the stature of Damascus in the Arab world, it became necessary
for Syria to be included in the U.S.-Arab coalition assembled to expel
Saddam Hussein's Iraqi forces from Kuwait in 1991. U.S. Secretary
of State James Baker recognized the necessity of working with Syria and
courted the regime, traveling to meet Asad despite domestic criticism
about allowing strategic concerns to override ideological ones. (12)
Robert G. Rabil, author of Syria, the United States, and the War on
Terror in the Middle East, notes that during the first Gulf War,
"When American vital interests [were] at stake, the United States
[had] no compunction either to push aside or to overlook any
reservations standing in the way of achieving its goals." (13) This
is consistent with realist theory, which predicts that states act in
response to their vital needs, not in response to international norms or
institutions. After Iraqi forces were expelled from Kuwait, President
Bush did not order the overthrow of Saddam Hussein or attempt to
redesign the Middle East. He wanted to return to the status quo ante.
(14)
Although the conflicts that had dominated his predecessors'
involvement in the Middle East had passed, President Clinton followed a
similar approach toward Syria. For Clinton, the dominant issue in the
Middle East was the Arab-Israeli peace process. Because Syria might be
able to play a key role in achieving a lasting peace settlement, it once
again was a powerful player that needed to be courted. (15) Despite a
skeptical U.S. Congress, the Clinton administration overlooked the
possible inappropriateness of negotiating with a state that had been
accused of sponsoring terrorism, that had violated Lebanese sovereignty,
and that was suspected of seeking to acquire weapons of mass
destruction. Syria might be able to play a key role in achieving a
lasting peace settlement. According to realists, the world is a
dangerous place with "competing states rationally pursuing
interests." (16) The State Department's coordinator for
counterterrorism, Philip Wilcox, defended the Clinton approach:
"Diplomacy is not always a pleasant business, and you do not always
deal with people of perfect virtue, but the United States has interests
and responsibilities in the world, and we are willing to engage with
many different kinds of states to protect our own interests." (17)
For the United States, it was realistic to overlook the authoritarian
nature of the Syrian regime when it was in the U.S. national interest to
seek its help.
RISE OF THE NEOCONSERVATIVES
Some seem to believe we should negotiate with terrorists and
radicals, as if some ingenious argument will persuade them they have
been wrong all along. (18)
--George W. Bush
When George W. Bush became the forty-third president in 2001, the
United States made the first significant shift in its approach toward
Syria since designating it a sponsor of terrorism 21 years earlier.
Despite Syria's provision of valuable intelligence on al-Qaeda
following the attacks of 9/11 and Syria's expressed desire to
continue this intelligence collaboration, the United States increased
its demands for political reform of the Syrian regime before any
cooperation would be allowed. (19) In January 2002, President Bush
delivered his State of the Union address, later known as the "Axis
of Evil" speech, referring to Iraq, Iran and North Korea. He said
the United States will "prevent regimes that sponsor terror from
threatening America or our friends and allies." (20) Later, in
April 2002, President Bush said, "Syria has spoken out against
al-Qaeda. We expect it to act against Hamas and Hezbollah, as well.
It's time for ... Syria to decide which side of the war against
terror it is on." (21) Thus, any state in the Middle East having a
conflict with America's principal ally, Israel, became a target of
the Bush administration in the eyes of the Arab world.
In May 2002, John Bolton, then undersecretary of state for arms
control and international security, advanced the portrayal of Syria as a
"rogue state" in a speech entitled "Beyond the Axis of
Evil." (22) This marked a shift from the moderate realist theory
behind U.S. foreign policy in the Middle East to an idealistic one based
on neoconservativism, a combination of an extreme form of realism and
altered democratic-peace theory. With bipartisan Congressional support
in December 2003, the passage of the Syrian Accountability and Lebanese
Sovereignty Restoration Act (SALSRA) imposed new sanctions on Syria.
SALSRA responded to the role Syria was believed to have played in
supporting Hezbollah in Lebanon and foreign fighters in Iraq. (23)
Stephen Zunes, author of Tinderbox: U.S. Middle East Policy and the
Roots of Terrorism, has declared that "the neoconservative
unilateralist world view now dominates the Middle East policies of both
Republicans and Democrats." (24) Like realists, neoconservatives
agree the world is a dangerous place, but rather than a cockpit for
amoral competition, they perceive it in terms of a "struggle
between good and evil." (25) While neoconservatism is new to the
academic arena of international relations, a 2008 article in Security
Studies argues that neoconservativism constitutes a coherent and
"explanatory theory of international politics." It asserts
that "evil regimes have to be opposed, and that the notion that
stability follows engagement is a myth." (26)
During the George W. Bush administration, "opposition through
isolation," rather than engagement, became the central tenet of the
U.S. approach toward Syria. (27) According to Elliott Abrams, former
deputy national security adviser for global democracy strategy from 2005
until January 2009, the Bush administration was effective in the
temporary isolation of Syria but gained nothing strategic for the United
States: "In the narrowest sense, the efforts to isolate them
succeeded.... If you go more deeply than that and say, 'Well,
that's fine, but what did that achieve? Did you get them through
that policy to change their conduct?' Then the answer is no."
(28) William Rugh, former U.S. ambassador to the United Arab Emirates,
describes the administration's approach to Syria as one of
"isolation and monologue," as opposed to "engagement and
dialogue." (29)
The call for toppling the Saddam Hussein regime in Iraq is the most
visible manifestation of idealistic influences in neoconservative
policies during the Bush administration. Regime change is perceived as
the ultimate neoconservative goal for Syria, as elaborated by Charles
Krauthammer, a leading neoconservative thinker and columnist. He
suggests that once democracy, a driving value, is established in Iraq
and Afghanistan, Lebanon and Syria should be targeted for
democratization. (30) Krauthammer describes Syria as "a critical
island of recalcitrance in a liberalizing region stretching from the
Mediterranean to the Iranian border," and recommends regime change.
(31) He calls "U.S. support for Arab dictators a cynical
'realism' that began with FDR's deal with the house of
Saud," and suggests that the United States pursue democracy in the
Middle East as an end in itself. (32)
While liberals call for engagement as a path toward democratizing
hostile regimes, democratic-peace theory identifies peaceful regime
change as a path toward democratization. The pursuit of democracy has
long been a goal of democratic-peace theory, based on the idea that
democracies do not go to war with one another and that the spread of
democracy increases peace in the international arena. This principle is
exemplified in President Bush's 2007 State of the Union address:
"They want to kill Americans, kill democracy in the Middle East and
gain the weapons to kill on an even more horrific scale." (33) The
neoconservatives in the Bush administration exploited democratic-peace
theory to justify their actions against Iraq and potentially against
other nations such as Iran and Syria.
Former U.S. ambassador to Syria Theodore Kattouf claims that the
Bush administration "did not hesitate to let people know, through
leaks and the like, that perhaps Syria was next." (34) Former CIA analyst Martha Kessler comments: "I don't think you can
understand what has been done with regard to Syria in the last several
years outside of the context of a belief among many in this [U.S.]
administration that this regime has to go." (35) This threat of
regime overthrow underlies all relations between the United States and
Syria.
Indeed, many U.S. actions can be considered as building the
justification and setting the conditions for an overthrow of the regime
in Syria. The 2005 assassination of former Lebanese Prime Minister Rafiq
al-Hariri in Beirut sparked the "Cedar Revolution" and the
eventual withdrawal of Syrian troops from Lebanon. Since the Syrian
government was linked to the assassination at the time, Washington
appeared intent on holding Damascus responsible despite a lack of clear
evidence to indict the Syrian regime or President Bashar al-Asad. (36)
When the conflict between Israel and Hezbollah escalated in June 2006,
Elliott Abrams reportedly "encouraged Israel to expand the war into
Syria." (37)
When Syria appeared eager to resume peace talks with Israel, the
United States pressured Turkey not to mediate such negotiations and
"weighed in on the debate in Israel against resuming talks with
Syria." (38) Philip Giraldi, a former CIA officer, suggests that
prominent neoconservatives such as Bolton and Krauthammer reasoned that
Israeli air strikes in Syria on September 6, 2007, were targeting an
active site involved in a nuclear-weapons program. (39) However, when
pressured to give concrete evidence for their claim, they failed to do
so. (40)
While a U.S.-sponsored overthrow of the Asad regime in the near
future is unlikely, the United States has taken a number of actions to
isolate Damascus since the beginning of George W. Bush's
presidency. In addition to the Syrian Accountability and Lebanese
Sovereignty Restoration Act of 2003, other bills have been passed that
impose further sanctions against Syria and companies that conduct
business with it. (41) Shortly after the assassination of Hariri and the
visit to Damascus by U.S. Deputy Secretary of State Richard Armitage in
January 2005, the U.S. ambassador to Syria was withdrawn; the post
remains vacant. (42) In December 2007, Syrian opposition figures were
invited to meet with President Bush at the White House. (43) On February
13, 2008, President Bush signed Executive Order 13460, which expressed
the intent to "address the threat to the national security, foreign
policy, and economy of the United States posed by certain conduct of the
Government of Syria." (44) Later that same month, the order was
used by the U.S. Treasury Department to designate Bashar al-Asad's
cousin Rami Makhlouf as an individual who had "benefited from the
public corruption of senior officials of the Syrian regime." (45)
Added to existing realist tactics, these idealistically driven Bush
policies consistent with neoconservativism attempted to isolate Syria
and build the framework for regime change, should the opportunity arise.
The degree to which neoconservative theory has influenced and
determined foreign policy toward Syria is debated in the United States.
However, the Syrian regime is less skeptical. (46) On May 10, 2008, the
Syrian state-owned newspaper Tishrin ran an editorial discussing U.S.
threats of increased sanctions that claimed, "No doubt the
administration of the neoconservatives, which dominates the American
decision, is able to obtain a UN Security Council resolution imposing
sanctions on Syria." (47) While the degree of its influence remains
undetermined, it cannot be denied that neoconservatism played a major
role in U.S. policy toward Syria.
RETURN OF THE REALISTS?
Critics of both the George H.W. Bush and Clinton administrations
complained that the United States engaged too much with Syria, while
critics of George W. Bush's administration complained that the
United States did not engage enough. This second position was reinforced
in the 2006 Iraqi Study Group (ISG) Report co-chaired by George H.W.
Bush's secretary of state, James Baker, who defended cooperating
with Syria during the first Persian Gulf War. The ISG report called for
"a robust diplomatic effort" with all countries interested in
the stability of Iraq, in particular Iran and Syria. (48)
Following the release of the ISG report, the British newspaper The
Independent ran an editorial claiming the report constituted
"realism's revenge over the neoconservative fantasy that
democracy could be created through the barrel of a gun in one of the
most complex regions on earth." (49) In March 2007, Secretary of
State Condoleezza Rice announced she would meet with Syrian diplomats to
discuss the stabilization of Iraq, prompting Foreign Policy in Focus to
suggest that pragmatic realists within the State Department had gained a
dominant voice over neoconservative elements of the Bush administration.
(50) Rice's meeting with Syrian officials in May 2007 during the
Expanded Iraq Neighbors Ministerial Conference in Sharm el-Sheikh,
Egypt, was the first high-level diplomatic exchange between the United
States and Syria since contact was cut off in 2005. (51) Subsequently,
Rice met with Syrian officials on the margins of another meeting of the
same conference in Ankara in November 2007. (52)
While the White House insisted Rice's meeting with the Syrian
officials did not constitute a "change in policy," some
foreign-policy specialists disagreed. (53) Upon an invitation from Rice,
Syria participated in the Middle East peace conference at Annapolis in
November 2007. Syria continues to be of strategic importance to
sustaining regional stability. The long-term impact of the Iraq War on
the political stability of the Middle East is uncertain; however, there
is little doubt that it has been far more difficult and costly than any
neoconservative advocates of unilateral military action expected. Based
on the U.S. public's dissatisfaction with the Iraq War, another
such war, this time with Syria, would be almost impossible to justify.
The departure of several leading neoconservative figures in the Bush
administration, primarily from senior leadership in the Department of
Defense, and a refocused Department of State opened up opportunities for
the pragmatic influence of realism on U.S. foreign policy toward Syria.
(54)
A Third Approach?
What we should be doing is reaching out aggressively to our allies
but also talking to our enemies and focusing on those areas where we do
not accept their actions. (55)
--Barack Obama
Realists and neoconservatives have jockeyed for dominant positions
in determining U.S. foreign policy. Yet liberalism continues to offer
alternative prescriptions for achieving resolution to conflicts in the
Middle East. According to Genest, liberalism argues that states
cooperate more than they compete "because it is in their common
interest to do so, and prosperity and stability in the international
system are the direct result of that cooperation." (56) The
expansion of political and economic interdependence establishes
incentives for this cooperation by averting military confrontation and
encouraging negotiations and diplomacy as a means to resolve conflicts.
(57)
While most realists consider regime types largely irrelevant to
national interests, democratic-peace theorists agree with
neoconservatives that the transformation of autocratic regimes into
liberal democracies is a worthy goal. The two theories vary regarding
the mechanisms for making that transformation. Neoconservatives
manipulated democratic-peace theory to advocate realist policy by using
America's military power to overthrow dictators, whereas
neoliberals prefer to engage autocratic regimes and bring about
political, economic and social liberalization through establishing
interdependence in the global economy.
The neoliberal approach appears to be favored by members of the
European Union (EU). In 2004, shortly after the United States announced
an embargo on all exports to Syria, British Prime Minister Tony
Blair's spokesman announced a shift from Britain's previous
position:
While Britain has similar objectives
and concerns to the U.S., Britain's
approach to Syria is based on a policy of
critical and constructive engagement
[that] permitted Britain to encourage
and support reform in Syria. (58)
A spokesman for the EU foreign-affairs commissioner echoed a
similar statement: "While the European Union shares America's
aspirations for Syria, 'we do not share the same tactical
approach.'" (59) France has gone beyond such rhetoric by
receiving both President Bashar al-Asad and Deputy Prime Minister for
Economic Affairs Abdullah Dardari in Paris; President Nicolas Sarkozy
has traveled to Damascus for talks. (60) In late 2008, despite the U.S.
embargo, France engaged in a number of business ventures with Syria that
were expected to facilitate foreign direct investment by international
banks in Syria. (61) Thus, while unilateral U.S. sanctions have resulted
in a loss of trade and investment in Syria, U.S. adversaries and even
allies are eager to fill the economic vacuum left by American companies.
While starting as a "marriage of convenience," (62) the
Syria-Iran relationship dates back almost three decades. In 1980, the
regime of Hafez al-Asad denounced the Iraqi invasion of Iran, which
sparked the eight-year Iran-Iraq War. Since 1988, Syria and Iran have
maintained a strong bilateral relationship and have had convergent
foreign policies pertaining to Lebanon and Iraq. Western diplomats in
Iran believe Syria is unlikely to break out of Iran's orbit as long
as the United States retains its hard line against Syria and/or
Syria's regional interests. (63) Syria has been exploiting the
paranoia in Saudi Arabia, Egypt, the United States and the EU over Iran.
(64)
For many years now, Iran has been far from Syria's sole
partner; EU members have been engaging Syria through European companies
that have signed lucrative contracts. In addition, Syria is enjoying a
"growing relationship" with Russia and is pursuing arms deals
with Moscow. (65) Thus, the effectiveness of U.S. policy in isolating
Syria through sanctions has proven to be ineffective and has resulted in
terms of trade with Syria that are unavailable to U.S. companies under
existing U.S. legislation. Nonetheless, the Syrian economy has suffered
from the recent global financial crisis and falling oil prices, as well
as from U.S. sanctions.
The Syrian ambassador to the United
States, Imad Moustapha, notes the
irony: while the United States lists
Syria as supporting terrorism against
Israel and destabilizing Lebanon and
Iraq [as reasons for refusing to engage
Syria], these countries, on whose be
half Washington speaks, are in direct
or indirect talks with Syria. (66)
In September 2008, Syria "appointed an ambassador to Iraq for
the first time since the early 1980s." (67) U.S. unilateral
isolation of Syria has only served to prevent the United States from
affecting Syria's interactions with other regional and global
players.
However, Ambassador Kattouf notes that the United States has
"been effective in keeping Syria from applying to the World Trade
Organization (WTO), which I've never quite understood because WTO
membership would actually require Syria to reform its economy. Even
before the Hariri assassination, we blocked the WTO application of
Syria." (68) Murhaf Jouejati, a Syrian-born academic with
specialization in Syrian politics, argues that for the United States to
call for Syria to open up, while blocking its WTO application, sent an
inconsistent message to Syria. (69) Washington halted Syria's
application for WTO membership and pressured the "EU to postpone
its association agreement." (70) Both measures would have
"required the opening up of many different aspects of the Syrian
economy and society." (71) Liberals criticize the neoconservative
approach because persistent isolation of the Damascus regime gives the
United States little leverage to encourage incremental liberalization in
Syria.
According to Volker Perthes, author of The Political Economy of
Syria under Asad and Arab Elites: Negotiating the Politics of Change,
The regime has yielded little on
demands for reform; there has been
some cautious economic liberalization,
but dissent is still being
suppressed, and corruption has, according
to all available accounts, increased
tremendously. (72)
Bashar al-Asad has been unable to implement a number of domestic
reforms due to entrenched interests within the Syrian bureaucracy. (73)
Therefore, he has sought to use "international economic
agreements--particularly an association agreement with the EU--as a
lever for impelling greater transparency and spurting policy
reform." (74)
Based on an interview with the United Kingdom's The Guardian
in February 2009, Bashar al-Asad appears to be a proponent of
engagement. (75) Nonetheless, as Perthes points out, engagement with
Syria is complex:
Syria's willingness to cooperate with
the international community will depend
on whether its ruling elite see the
return of Israeli-occupied territory as a
possibility. As long as it does not, the
current leadership will choose noncooperation
and rhetorical confrontation,
even at the cost of continued isolation.
But if it does, the Asad regime will try
to demonstrate that it can be a reliable
partner in the search for regional stability.
As Asad has made clear, peace is still
Syria's preferred "strategic option." (76)
Based on a realist long-term strategy, the United States may
consider engagement as a means to regional stability and security. An
American engagement should "re-engage Syria by pushing for new
peace talks with Israel." (77) During the Obama administration,
this perspective could have a fundamental role in guiding U.S. policy
toward Syria.
THE WAY FORWARD
The neoconservative approach has resulted in putting the Syrians in
a defensive posture. Kessler asserts that during the Bush
administration, Syria was convinced that it was on a
White House hit list [and that] this
conviction was a driving force behind
a number of Syrian actions ... [such
as] withdrawal of troops from Lebanon, ...
repeated efforts to open talks
with the United States, and a
softening of Syria's approach with regard to
negotiating with Israel. (78)
As long as Syria remained targeted by the United States for regime
change, it was in Damascus' interest to keep the United States
bogged down in Iraq. (79) The Bush administration later realized that it
is in the U.S. national interest to elicit Syrian assistance in
stabilizing Iraq.
Due to apparently disengaged U.S. foreign policy toward brokering a
two-state solution between Palestine and Israel, Washington has had no
influence on the process of Near Eastern negotiations. (80) According to
Perthes, Western powers cannot dismiss Syria's role:
By taking into account legitimate
Syrian interests, they could persuade
Asad to work constructively with the
Lebanese government and with inter
national efforts to stabilize Lebanon,
withdraw support from forces trying to
undermine an Israeli-Palestinian settlement,
and prepare his own country for
diplomatic re-engagement and eventual
peace with Israel. All this would also
separate Syria's agenda in the Arab
Israeli conflict from that of Iran. (81)
Syria has shown willingness to engage the Israelis in the recent
past. Damascus already sought to negotiate a peace agreement with Israel
through indirect talks mediated by Turkey, (82) which is interested in
curbing Iran's influence in the region in order to prevent
political instability resulting from an Arab-versus-Persian clash.
However, pressure from the United States on anyone talking to Syria has
resulted in stalemating the negotiations.
Furthermore, the same Syrian links in the region that Washington
found troubling have allowed the Asad regime to influence groups that
the United States never could. According to Jeffrey Fields, a
foreign-policy scholar, the United States could have gained Syrian
assistance in reining in Hezbollah during the tension with Israel in
summer 2006, if they had gone through proper diplomatic channels. (83)
Kessler argues that Syria's relationship with Iran is another asset
the United States should exploit. The Obama administration has the
opportunity to utilize Syria's capability to provide both insight
into, and some degree of influence over, Tehran. In addition, if Syria
becomes intertwined again with the Arab states, participates in
negotiations with Israel, and engages in further trade with the EU and
the United States, then Syrian relations with Iran may become strained.
Engaging the Syrian regime strictly on its progress toward internal
democratization through measures inspired by democratic-peace theory
poses risks. According to this theory, democracy is associated with
peace; however, the process of achieving democracy is often associated
with increased instability and conflict. (84) Given the numerous
communal identity groups within Syria, any easing of the strong
authoritarian control Bashar al-Asad exerts over the country might
result in the emergence of conflicts. (85) A number of Syrian
specialists have noted that any regime replacing the current one would,
at best, be no improvement and might be far worse for U.S. interests in
the region. (86) This was validated by the experience of pushing for
democracy and liberal elections in Palestine, only to witness the rise
to power of the illiberal and anti-American Hamas, through a clear
majority of the vote in the West Bank and Gaza.
Foreign-policy analysts have raised the following question: Would
allowing the Syrian regime to democratize at a self-determined pace be
more effective than pushing democratization from the outside? Seth
Kaplan, a U.S. foreign-policy analyst, suggests that "[p]reserving
security and the unity of the state rather than promoting Western-style
personal freedoms and elections should be paramount when formulating
policies to develop the country." (87) Events in neighboring Iraq
have demonstrated the difficulties of installing democratic institutions
in a country ill-prepared for them. While the Syrian regime may not be
preferred by the United States, it has "stabilizing elements"
such as "social-welfare programs and a strong security
apparatus" that have proven effective in controlling its diverse
population, though at the cost of civil rights. (88) Nonetheless, the
United States may consider asking the Syrian government, as a gesture of
confidence-building, to liberalize its civil society, to foster credible
state institutions responsive to the needs and desires of the Syrian
people, to allow freedom of expression and to free all political
dissidents.
The Obama administration should consider supporting the
moderate-realist approach of opposing Syrian actions that run counter to
some U.S. national interests, such as Syria's military support for
Hamas and Hezbollah and its perhaps unintentional provision of a safe
haven for al-Qaeda. At the same time, it should be ready to recognize
that liberalist engagement with Syria may also serve certain U.S.
interests in Iraq, Lebanon, Iran, Palestine and Israel. This paper
recommends a moderate-realist approach that moves beyond an
all-or-nothing strategy, as well as decoupling the various conflicts in
which Syria exerts influence. In Palestine, the United States should
consider encouraging Syria to stop being a spoiler in
Israeli-Palestinian conflict resolution, as well as solicit Syrian
assistance in reconciling the differences between Fatah and Hamas in
exchange for U.S. support in Syria's dialogue with Israel over the
Golan Heights. Washington may also consider soliciting Syria's
assistance in border security issues with Iraq and diminishing
Iran's involvement in Lebanon and Palestine in exchange for a U.S.
agreement not to violate Syrian territorial sovereignty and economic
relief for the Iraqi refugee crisis in Syria. In Lebanon, the United
States should consider persuading Syria not to influence the political
process, especially during the upcoming June 7, 2009, parliamentary
elections. In exchange for Syria's policy in Lebanon and the
above-mentioned regions, as well as domestic reforms, the United States
may offer various forms of assistance such as U.S. endorsement for
Syria's WTO membership and partial lifting of sanctions, as well as
foreign direct investment in the newly formed stock market and the
Syrian economy in a pragmatic step-by-step approach.
Based on Syria's past performance and other U.S.
foreign-policy engagements with other states, there is no assurance that
such an approach may result in a desired outcome. However, the United
States does not risk much in engaging Syria to shift its strategic role
in the Middle East from spoiler to facilitator of peace. The United
States can always opt to disengage if Syria engages in denial and
deception.
(1) "President Barack Obama's Inaugural Address,"
ABC News, January 20, 2009,
http://abcnews.go.com/Politics/Inauguration/Story?id=6689022&page=3
(accessed January 30, 2009).
(2) Ian Black, "Assad Urges U.S. to Rebuild Diplomatic Road to
Damascus," The Guardian (U.K.), February 17, 2009,
http://www.guardian.co.uk/world/2009/feb/17/ assad-interview-syria-obama
(accessed February 20,2009).
(3) President Bush's address to a joint session of Congress on
Thursday night, September 20, 2001, CNN, September 20, 2001,
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January 6, 2009).
(4) Michael Petrou, "Edging in from the Cold?" MacLeans
(Canada), Vol. 122, No. 13, April 13, 2009,
http://www2.macleans.ca/2009/04/09/edging-in-from-the-cold/(April 15,
2009).
(5) The two U.S. officials were Jeffrey D. Feltman, the acting
Assistant Secretary of State for Near East Affairs, and Daniel B.
Shapiro, the Senior Director for Middle East Affairs at the National
Security Council.
(6) "Hamilton's Closing Statement to North," San
Francisco Chronicle, July 15, 1987, http://www.proquest.com (accessed
January 10, 2009).
(7) Marc Genest, Conflict and Cooperation: Evolving Theories of
International Relations, 2nd ed. (Belmont, CA: Thomson/Wadsworth, 2004).
(8) Ibid., p. 41.
(9) Flynt Leverett, Inheriting Syria: Bashar's Trial by Fire
(Brookings Institution Press, 2005), p. 54.
(10) Holly Fletcher, "State Sponsor: Syria," Council on
Foreign Relations, February 2008,
http://www.cfr.org/publication/9368/(accessed October 12, 2008).
(11) Jeffrey Fields, Adversaries and Statecraft: Explaining U.S.
Foreign Policy toward Rogue States (Ph.D. diss., University of Southern
California, 2007), pp. 243, 249.
(12) Ibid., pp. 262-263.
(13) Robert G. Rabil, Syria, the United States, and the War on
Terror in the Middle East (Westport: Praeger Security International,
2006), p. 88.
(14) Latin for "the way things were before."
(15) Fields, pp. 266-269.
(16) Patricia Owens, "Beyond Strauss, Lies and War in
Iraq," Review of International Studies, Vol. 33, No. 2 (April
2007), p. 266.
(17) Ibid., p. 271.
(18) "Verbatim," Time, June 2, 2008, p. 12.
http://www.proquest.com (accessed January 13, 2009).
(19) Seymour M. Hersh, "The Syrian Bet: Did the Bush
Administration Burn a Useful Source on Al Qaeda?" The New Yorker,
July 28, 2003, http://www.newyorker.com/archive/2003/07/28/030728fa_fact? currentPage =all (accessed October 16, 2008); Imad Moustapha,
"U.S.-Syria Relations: The Untold Story and the Road Ahead,"
Washington Report on Middle East Affairs,
http://www.wrmea.com/archives/April_2007/0704034.html (accessed October
21, 2008).
(20) "President George W. Bush's State of the Union
Address," CNN, January 29, 2002,
http://archives.cnn.com/2002/ALLPOLITICS/01/29/
bush.speech.txt/(accessed December 20, 2008).
(21) Statement by the President on the Middle East The Rose Garden,
11:00 A.M. EST. http://usinfo.org/wfarchive/2002/020405/epf503.htm
(accessed February 1, 2009).
(22) John Bolton, "Beyond the Axis of Evil: Additional Threats
from Weapons of Mass Destruction," May 6, 2002.
http://www.heritage.org/research/publicdiplomacy/h1743.cfm (accessed
December 23, 2008).
(23) Claude Salhani, "The Syria Accountability Act: Taking the
Wrong Road to Damascus," Policy Analysis No. 512, March 2004,
http://www.cato.org/pubs/pas/pa512.pdf (accessed December 23, 2008).
(24) Stephen Zunes, "U.S. Policy toward Syria and the Triumph
of Neoconservativism," Middle East Policy, Vol. 11, No. 1, Spring
2004, pp. 52-69.
(25) Owens, p. 266.
(26) Aaron Rapport, "Unexpected Affinities?
Neoconservatism's Place in IR Theory," Security Studies, Vol.
7, No. 2, April 2008, p. 289.
(27) Authors' interview, Department of State official involved
with Syrian policy, October 21, 2008.
(28) Cited in Michael Petrou.
(29) Theodore Kattouf, Martha Neff Kessler, Hisham Melhem and
Murhaf Jouejati. "When We Meet with Syria, What Should We Say? What
Should We Hope to Hear?" Middle East Policy, Vol. 14, No. 2, Summer
2007, p. 1.
(30) Charles Krauthammer, "The Neoconservative
Convergence," Commentary, Vol. 120, No. 1, July/August 2005, p. 25.
(31) Ibid., p. 25.
(32) Ibid., p. 5.
(33) George W. Bush, State of the Union Address, January 23, 2007,
CNN, http://www.cnn.com/2007/POLITICS/01/23/sotu.bush.transcript/index.html (accessed October 10, 2008).
(34) Kattouf et al, p. 2.
(35) Ibid., p. 19.
(36) Leon T. Hadar, "A Diplomatic Road to Damascus: The
Benefit of U.S. Engagement with Syria," Independent Policy Report,
October 1, 2007, p. 3,
http://www.independent.org/publications/policy_reports/
detail.asp?type=full&id=26, (accessed January 13, 2008); "Assad
for Direct Talks," Gulf Daily News (Bahrain), February 6, 2005,
http://www.gulf-daily-news.com/
lyr_arc_articles.asp?Article=105300&Sn=WORL&IssueID=27343&date=2-26-2005 (accessed December 10, 2008).
(37) Jim Lobe, "A Real Realist Takeover?" Right Web
Analysis (Somerville, MA: International Relations Center, March 12,
2007). http://rightweb.irc-online.org/rw/4074.html (accessed December
10, 2008).
(38) Antony T. Sullivan, "Wars and Rumors of War: The
Levantine Tinderbox," Middle East Policy, Vol. 15, No. 1, Spring
2008, p. 127; Kattoufet al., p. 11.
(39) Philip Giraldi, "Phantoms over Syria," American
Conservative, Vol. 6, No. 20, October 22, 2007, pp. 16-17.
(40) Ibid.
(41) Jeremy M. Sharp and Alfred B. Prados, Syria: U.S. Relations
and Bilateral Issues (U.S. Library of Con gress, Congressional Research
Service, 2007), p. 29.
(42) Seth Kaplan, "A New U.S. Policy for Syria: Fostering
Political Change in a Divided State," Middle East Policy, Vol. 15,
No. 3, Fall 2008, p. 117; Fields, p. 285.
(43) Ibid.
(44) "Rami Makhluf Designated for Benefiting from Syrian
Corruption," Press Room, February 21, 2008, U.S. Department of the
Treasury, http://www.treas.gov/press/releases/hp834.htm (accessed
October 21, 2008).
(45) Ibid.
(46) Dari Isam, "The American Firefighter," Tishrin
(Damascus),May 10, 2008. Editorial translated from the Syrian
Government-owned newspaper Tishrin website by BBC Monitoring Middle East
(London). http://www.proquest.com (accessed January 14, 2009).
(47) Ibid.
(48) James A. Baker III and Lee H. Hamilton, The Iraq Study Group
Report (Washington, DC, December 6, 2006), p. 32.
(49) Rupert Cornwell, Letter to the Editor, Independent (U.K.),
December 9, 2006.
(50) Jim Lobe, op. cit.
(51) Fields, p. 285.
(52) Interview with U.S. government official involved with Syrian
policy, October 21, 2008.
(53) Helene Cooper, "Pragmatism in Diplomacy," The New
York Times, March 1, 2007, p. A1.
(54) Judith S. Yaphe, "War and Occupation in Iraq: What Went
Right? What Could Go Wrong? Middle East Journal, Vol. 57, No. 3, Summer
2003, p. 392.
(55) "Transcript: The Democratic Debate on MSNBC," The
New York Times, October 30, 2007,
http://www.nytimes.com/2007/10/30/us/politics/
30debate-transcript.html?pagewanted=print (accessed January 10, 2009).
(56) Genest, p. 124.
(57) Ibid.
(58) Douglas Davis, "EU Proceeds with Syrian Trade
Agreement," Jerusalem Post, May 14, 2004. http://www.proquest.com
(accessed December 10, 2008).
(59) Ibid.
(60) Interview, U.S. government official involved with Syrian
policy, October 21, 2008.
(61) Sami Moubayed, "Syria on Threshold of Major Cooperation
with France," July 27, 2008, Gulf News (U.A.E.),
http://www.gulfnews.com/business/Comment and Analysis/10232254.html
(accessed October 21, 2008).
(62) Volker Perthes, "The Syrian Solution," Foreign
Affairs, November/December 2006, Vol. 85, pp. 33-40.
(63) Michael Slackman, "Iran's Strong Ties with Syria
Complicate U.S. Overtures," The New York Times, December 28, 2006,
http://www.proquest.com (accessed December 11, 2008).
(64) Robert F. Worth, "With Isolation Over, Syria Is Happy to
Talk," The New York Times, March 27, 2009, p. A10.
(65) Paul Tooher, "Russia Finds a Friend in Syria,"
McClatchy-Tribune News Services, September 10, 2008,
http://www.proquest.com (accessed October 17, 2008).
(66) Imad Moustapha, "Taking a Page Out of the French
Playbook," Washington Report on Middle East Affairs, Vol. 27, No.
8, Nov. 2008, p. 24.
(67) Robert F. Worth, "Syria: New Ambassador to Iraq,"
The New York Times, September 17, 2008, p. A12.
(68) Kattouf et al., pp. 12-13.
(69) Ibid., p. 16.
(70) Ibid.
(71) Ibid.
(72) Perthes, pp. 33-40.
(73) Ibid., pp. 84-85.
(74) Ibid.
(75) Ian Black, "Syria's Strongman Ready to Woo Obama
with Both Fists Unclenched," The Guardian (U.K.), February 17,
2009, http://www.guardian.co.uk/world/2009/feb/17/syria-president-bashar-al-assad (accessed February 20, 2009).
(76) Volker Perthes, pp. 33-40.
(77) Ibid.
(78) Kessler, p. 6.
(79) Ibid.
(80) Sullivan, p. 127.
(81) Perthes, pp. 33-40.
(82) Sullivan, p. 127.
(83) Fields, p. 286.
(84) Jacqueline Klopp and Elke Zuren, "The Politics of
Violence in Democratization," paper presented at the annual meeting
of the American Political Science Association, Philadelphia, PA, August
27, 2003. http://www.allacademic.com/meta/p62700_index.html (accessed
October 21, 2008), p. 2.
(85) Kaplan, pp. 107-108.
(86) Tanya K. Kandris, "Asad's Legacy and the Future of
Baathism in Syria" (master's thesis, National Defense
Intelligence College, 2005), p. 180.
(87) Kaplan, p. 113.
(88) Ibid., p. 118.
Dr Sadat, a Middle East and Southwest Asia specialist, is a faculty
member in the School of Intelligence Studies at the National Defense
Intelligence College in Washington, D.C. (hsadat@yahoo.com). LTC Jones
serves as a strategic intelligence officer in the U.S. Army. The
opinions expressed herein are solely those of the authors and do not
reflect the official policy or positions of the Department of Defense or
the U.S. government.