Researching on Ngarrindjeri Ruwe/Ruwar: methodologies for positive transformation.
Hemming, Steve ; Rigney, Daryle ; Berg, Shaun 等
Abstract: Ngarrindjeri engagement with cultural and natural
resource management over the past decade provides a useful case study
for examining the relationship between research, colonialism and
improved Indigenous wellbeing. The Ngarrindjeri nation is located in
south-eastern Australia, a 'white' space framed by
Aboriginalist myths of cultural extinction recycled through burgeoning
heritage, Native Title, natural resource management
'industries'. Research is a central element of this network of
intrusive interests and colonising practices. Government management
regimes such as natural resource management draw upon the research and
business sectors to form complex alliances to access funds to support
their research, monitoring, policy development, management and on-ground
works programs. We argue that understanding the political and ethical
location of research in this contemporary management landscape is
crucial to any assessment of the potential positive contribution of
research to 'Bridging the Gap' or improving Indigenous
wellbeing. Recognition that research conducted on Ngarrindjeri
Ruwe/Ruwar (country/body/ spirit) has impacts on Ngarrindjeri and that
Ngarrindjeri have a right and responsibility to care for their lands and
waters are important platforms for any just or ethical research.
Ngarrindjeri have linked these rights and responsibilities to longterm
community development focused on Ngarrindjeri capacity building and
shifts in Ngarrindjeri power in programs designed to research and manage
Ngarrindjeri Ruwe/Ruwar. Research agreements that protect Ngarrindjeri
interests, including cultural knowledge and intellectual property, are
crucial elements in these shifts in power.
Introduction
This paper discusses the experiences and strategies of Ngarrindjeri
leadership in interactions with cultural and natural resource management
while considering issues raised by the review of the AIATSIS (2000)
Guidelines for Ethical Research in Indigenous Studies (Figure 1). (1)
The authors have contributed to Ngarrindjeri strategic thinking over the
past decade as part of a Ngarrindjeri think tank, as the lawyer
representing the Ngarrindjeri nation on heritage and Native Title
matters, and more recently through the programs of the Ngarrindjeri
Regional Authority Incorporated (NRA) (see Berg 2010; Hemming and
Rigney, D 2008; Hemming and Trevorrow 2005; Hemming et al. 2002;
Ngarrindjeri Nation 2006; Rigney, D et al. 2008). (2) Steve Hemming is a
non-Indigenous interdisciplinary academic, Associate Professor Daryle
Rigney is a Ngarrindjeri academic and member of the NRA and Shaun Berg
is a non-Indigenous lawyer and writer. We share the fundamental
proposition that South Australia requires a just settlement between
Indigenous people and the State, based on the spirit of the original
Letters Patent of 1836, the foundational document of South Australia
(see Berg 2010; Trevorrow et al. 2007). (3) We argue that this
unfinished business fundamentally affects the ethics of the relationship
between researchers and Indigenous nations such as the Ngarrindjeri.
[FIGURE 1 OMITTED]
This paper is in two parts, beginning with a discussion of the
politics and ethics of research on Ngarrindjeri Ruwe/Ruwar and finishing
with an example of contractual protection of Indigenous Cultural and
Intellectual Property (ICIP). Ruwe/ Ruwar is a concept that encapsulates
the interconnection of Ngarrindjeri people, their lands, waters and all
living things. This includes the spirits of Ngarrindjeri ancestors. As
Tom Trevorrow, Chair of the Ngarrindjeri Heritage Committee, argues:
The land and waters is a living body. We the Ngarrindjeri people
are a part of its existence. The land and waters must be healthy for the
Ngarrindjeri people to be healthy. We are hurting for our Country. The
Land is dying, the River is dying, the Kurangk (Coorong) is dying and
the Murray Mouth is closing. What does the future hold for us?
(Ngarrindjeri Nation 2006:4).
In developing a Ngarrindjeri research agenda and in the response
to, and management of, research generated from outside the Ngarrindjeri
nation, the struggle to engage with research is related to questions of
ICIP rights, rights to lands and waters, a theorisation of contemporary
forms of colonialism, and the advancement of goals and strategies
established by Indigenous peoples (see AIATSIS 1999:27; Hemming 2006;
Ngarrindjeri Nation 2006; Rigney, D 1997; Rigney, D and Worby 2005;
Rigney, L-I 1999; Smith, LT 1999). The fundamental issues of control and
power are critical to the establishment of ethics and associated
principles governing research and Indigenous people. Ngarrindjeri must
control their knowledge and, most importantly, possess the resources
required for full engagement at the local and regional level for the
issue of control to be addressed. This means that universities and the
broader research community have 'to grasp the need for social
justice and change post [the] Council for Reconciliation' (Worby
and Rigney, D 2002:26). Worby and Rigney (2002:26) pose the following
questions:
To what extent non-Indigenous researchers are prepared to forego
their power as intellectuals as Indigenous communities and
academics ask questions about the who, what, when, where and how of
research remains to be seen. Will their response be to cite
'principles' of academic freedom and the right to such freedom or
will they concede in order to proceed?
This power imbalance and its material implications requires dynamic
theorisation and vigilant negotiation in interactions with government,
universities and business. Coupled with this fundamental power imbalance
is the lack of effective legislative protection for Indigenous
interests. (4) Ngarrindjeri have, as a matter of priority, pursued
recognition and protection of their interests through negotiation and
specific contractual arrangements rather than reliance on legislative
protection (Figure 2) (see Hemming and Trevorrow 2005; Hemming et al.
2007). (5)
Ngarrindjeri experiences of cultural heritage and natural resource
management (NRM) research practice in the contemporary 'contact
zone' have been framed by Aboriginalist constructions of identity
and tradition, reinforcing what Aileen Moreton-Robinson describes as the
'possessive logic of patriarchal white sovereignty' (see
Attwood and Arnold 1992; Fergie 1996; Hemming 2007; Moreton-Robinson
2007:112; Smith, L 2004). This experience of research has required a
project of 'conscientization' (per Freire 1972) within the
Ngarrindjeri community supported by a theorisation of contemporary forms
of settler colonisation. A multi-sited strategy has emerged from this
process designed to resist recycling and activating the 'colonial
archive' in engagements with the State and other non-Indigenous
interests (Hemming and Rigney, D 2010; Nakata 2007; Smith, G 2005).
Avoiding the trap of negotiating interests through past-oriented,
traditionalist constructions of cultural heritage has been a key part of
the Ngarrindjeri strategy since Kumarangk (Hindmarsh Island)--the
landmark cultural heritage case (see Bell 1998; Fergie 1996; Kartinyeri
and Anderson 2008; Simons 2003; Stevens 1995; yon Doussa 2001). As
Hemming and Rigney (2008:759) have recently argued, without some
externally labelled notion of Indigenous 'authenticity'
defined and 'measured by experts such as lawyers, anthropologists,
archaeologists, and more recently by natural resource managers,
Indigenous people are further distanced from the political, economic and
legal rights to country that underpin longterm community
well-being'.
[FIGURE 2 OMITTED]
Ngarrindjeri have needed significant resources, expertise, time,
legal advice and co-ordinated programs to transform this colonising
relationship. So-called 'remote' Indigenous nations, often
characterised as land rich and resource poor, have addressed similar
issues in cultural heritage and NRM, but without the burden of being
located in a white-space within the Australian nation-state (Morrison
2007; Riggs 2007). In contrast, Ngarrindjeri are land and resource poor;
forced to negotiate a space within the Australian nation from a place of
constructed cultural extinction. (6)
Research practice in South Australian cultural and natural resource
management: re-setting the foundations through legal agreements
Australian universities and governments have created strong
alliances in contexts such as NRM and significant resources are being
invested in research, policy development, management planning and
monitoring programs. In South Australia this cycle of practice has been
called adaptive management (see DEH 2009). Ngarrindjeri leadership has
identified this cycle as a critical 'site' for transformation
through legal intervention, negotiation, agreement making, and the
development of new policies, practices and funded programs (see
Birckhead et al. 2008; Ngarrindjeri Nation 2006). During 2009
Ngarrindjeri negotiated a whole-of-government Kungun Ngarrindjeri Yunnan
(KNY) agreement (Listen to what Ngarrindjeri people have to say) with
the South Australian Government and, in particular, the Department of
Environment and Heritage (see DEH 2009; KNY 2009). This agreement
provides a legal framework for consultations and negotiations between
the State and the Ngarrindjeri over issues to do with Ngarrindjeri
Ruwe/Ruwar (country/body/spirit). (7)
As part of this KNY agreement, a joint taskforce was established to
provide a mechanism for the NRA, as the regional peak body, to negotiate
a new way of doing business with the South Australian Government.
Government funds were committed for an initial three-year period to
support the NRA's capacity to engage with this process. The
agreement also includes a recognition of Ngarrindjeri traditional
ownership; recognition of the NRA as the Ngarrindjeri regional peak
body; and an agreement to negotiate on key, long-held Ngarrindjeri
objectives, such as the hand-back of the Coorong National Park. It
provides the foundations of an ethical process supporting the NRA's
assessment of proposed non-Indigenous, university/government research on
Ngarrindjeri Ruwe/Ruwar.
By early 2008 the NRA was aware that the Department of Environment
and Heritage was engaged in a long-term planning process known as Murray
Futures, which would set the direction for management of Ngarrindjeri
lands and waters for the next decade. (8) Significant resources were
being sought from the federal government through the Water for Good
program. The NRA pursued, as a matter of priority, the development of a
formal agreement to set the terms of Ngarrindjeri engagement, and argued
from the outset that what was required was the government's support
for the development of the NRA's capacity to care for Ngarrindjeri
Country, and to effectively respond to government demands on
Ngarrindjeri expertise, 'informed consent', and Ngarrindjeri
'participation' in the state's programs designed to
respond to the environmental crisis in the Murray River, Coorong and
Lower Lakes region. The South Australian Government was also developing
various programs under its Murray Futures bid, including the Lower
Lakes, Coorong Recovery Program and the Riverine Recovery Program. The
KNY Ngarrindjeri task force set up a working party to develop a NRA
Murray Futures business plan to act as the basis for negotiating the
Ngarrindjeri component to the government's broader business plan.
(9) This working party also co-ordinated NRA input into the drafting of
the government's overarching public planning document, Securing the
Future: Long-term plan for the Coorong Lower Lakes and Murray mouth (see
DEH 2009). As a consequence of this intensive phase of research (which
took place over 12 months), negotiation and planning the NRA will be
resourced to significantly strengthen the Ngarrindjeri Caring for
Country program's core capacity. This means the establishment of
new specialised positions that will support the ongoing responsibility
of Ngarrindjeri people for maintaining the wellbeing of Ruwe/Ruwar and
assist with the development of employment, training and economic
opportunities associated with caring for country. (10)
Recent NRA negotiations with government in relation to cultural
heritage and NRM have sought a critical shift in
institutional/disciplinary understanding and practice in relation to
research and management practice on Indigenous lands and waters. The
usual, and limited, mechanism for addressing Indigenous interests has
been through cultural heritage, and to some extent Native Title
legislation. Accepting that ecological and environmental research and
management has broad and direct impacts on Indigenous well-being is an
important shift in government policy (see DEH 2009; MDBC 2006).
Mi'Kmaq scholar Marie Battiste, a member of the Potlo'tek
First Nation (in Nova Scotia, Canada), articulates her experience and
knowledge of Indigenous ontologies and epistemologies in the following
passage:
Indigenous knowledge thus embodies a web of relationships within a
specific ecological context; contains linguistic categories, rules, and
relationships unique to each knowledge system; has localized content and
meaning; has customs with respect to acquiring and sharing knowledge;
and implies responsibilities for possessing various kinds of knowledge
(Battiste 2008:501).
Indigenous world views and knowledge systems have significant
implications for ethics processes in universities, particularly in the
environmental sciences. For Ngarrindjeri, standing at the centre of this
position is Ruwe/Ruwar. Emerging from, and additional to, this
recognition is the importance of Ngarrindjeri access to NRM resources to
build capacity to develop a just and sustainable relationship with the
burgeoning State NRM bureaucracy (see Hemming et al. 2002). This means
that there must be a recognition of the power imbalance between
Ngarrindjeri and government, universities and business--particularly in
the space of major management/research projects such as Murray Futures.
A Ngarrindjeri strategic response has been to argue for a significant
role in all aspects of the government's NRM 'adaptive
management cycle' as it applies to Ngarrindjeri
Ruwe/Ruwar--research, planning, policy development and ongoing
monitoring.
As researchers and legal advisers working for the NRA, we pose the
following types of questions about research practice within this complex
cultural heritage and NRM regime. Where do governments situate research
in their decision-making processes ? What kinds of research are
privileged? How do governments address research ethics in their
multidisciplinary research programs? What flows from research projects
and the status that researching institutions gain? What are the best
mechanisms for protecting ICIP rights? Where do Indigenous interests sit
in these spaces? How can Indigenous nations develop the capacity to
equitably engage in these spaces? What changes should universities make
to their research practices and their partnership building with
governments and business that would assist Indigenous nations operating
in these contexts? We think AIATSIS could focus attention in its review
of ethical research practices on the importance of universities,
governments and business addressing these broader questions of
institutional research practice.
For the NRA these questions have meant a focus on the development
of priorities, policies and capacity, and an insistence on formal
research and program agreements (see Hemming et al. 2007; Ngarrindjeri
Nation 2006). Indigenous organisations and researchers nationally and
internationally have been asking similar questions and developing
related strategies when confronting colonising research and management
practices (see Barker 2005; Battiste 2008; Denzin et al. 2008; Dhimurru
2006; Morgan et al. 2006; NAILSMA 2007; Stewart-Harawira 2005; Worby and
Rigney, D 2002). As part of a search for new ideas, Ngarrindjeri have
prioritised national and international Indigenous partnerships and have
become parties to international Indigenous treaties and alliances (see
MLDRIN 2007; ULIN 2007).
An assessment of the potential for improved Ngarrindjeri wellbeing
is a baseline question that the Ngarrindjeri leadership is beginning to
ask of research programs or government projects in our region (Figure
3). (11) At the very least, Ngarrindjeri leaders argue, research should
not drain scarce Ngarrindjeri resources and support the continuing
exclusion of Ngarrindjeri voices and expertise from the researching,
policy-making and management spaces. This principle was formally
identified in the 2002 Ngarrindjeri report addressing the potential
closure of the mouth of the River Murray (see Hemming et al. 2002). More
recently, as part of the whole-of-government KNY agreement, the NRA,
through its newly established Research, Planning and Policy Unit,
developed a project assessment and engagement strategy, which includes
the identification of resource implications for the NRA; a proposed
legal agreement framing the project; an assessment of the opportunities
inherent in the proposed project; and recommendations relating to research ethics and practice (see Hemming and Rigney, D 2009). The
recognition of Ngarrindjeri as traditional owners, the recognition of
Ngarrindjeri ownership of cultural and intellectual property, and the
recognition of Ngarrindjeri obligations and responsibilities to care for
country are considered essential requirements of any research or project
agreement (Figure 4).
To significantly change the political/ethical landscape of research
that impacts on Indigenous people, universities and state and federal
government bureaucracies need to understand and support the expectations
and plans of Indigenous nations such as the Ngarrindjeri. Long-term
commitments to Indigenous regional bodies such as the NRA, built on
negotiation, legal agreements, ethical research practices and a focus on
increasing Indigenous institutional capacity, are critical to positive
transformation and addressing the federal Indigenous Bridging the Gap
'policy' agenda. In the discourse of research ethics, the
researcher is often positioned as 'objective' and charged with
the power and knowledge to determine what should be researched and who
should be 'consulted' in Indigenous research projects. This is
a problematic positioning, focusing on the rights of the individual
rather than the collective. It has the potential to undermine Indigenous
governance structures and transformative programs. Overarching research
agreements, such as Ngarrindjeri KNY agreements, need to be in place
between universities and Indigenous nations to protect against the
colonising and unethical tendencies of this research ethics culture.
[FIGURE 3 OMITTED]
[FIGURE 4 OMITTED]
We argue that Indigenous higher education centres need to be
repositioned within this research landscape. Awareness of the crises and
commitment to intervene inevitably lead us to consider an ethics of care in the collective struggle for what Indigenous people name as a fight
for freedom and justice (Ngarrindjeri Nation 2006; Trevorrow 2003). One
of the most difficult exercises for those engaged in the 'emotional
labor' or 'obligatory community labor' of the Indigenous
struggle is to determine a strategic course that maximises use of
resources to make a difference, close the gap and not wander in a fog of
distraction (see Williams and Thorpe 2003:49, 51).
Taiaiake Alfred (1999:xii) makes the point that 'we cannot
preserve our nations unless we take action to restore our pride in
traditions, achieve economic self-sufficiency, develop independence of
mind, and display courage in defense of our lands and rights'.
Following Alfred we argue that it is a key responsibility of Indigenous
higher education centres to take up the work of guiding Indigenous
nations to recovery, of speaking with and in advocacy for the powerless
in our communities, and of challenging the misuse of power and
redirecting it to new ethical relations within and beyond the nation
based on mutual respect and trust. This provides a location for
Indigenous engagement with research and consultancy that supports and
encourages younger Indigenous academics/ scholars to be part of a future
that values and includes Indigenous nations, identities and knowledges.
For us, this engagement starts locally.
Indigenous Cultural and Intellectual Property: protection and
management through contract
The authors of this paper have provided advice to the Ngarrindjeri
leadership in relation to native title, cultural heritage, NRM, and
cultural knowledge and intellectual property issues. As already stated,
we believe that protection for Indigenous rights and interests is
limited and problematic in South Australia. The spirit of the Letters
Patent 1836 and the intentions of the early British authorities to
respect and protect Indigenous interests in South Australia form the
basis for our approach, and the approach of Ngarrindjeri leaders, to
negotiating with non-Indigenous interests. Lawyer Shaun Berg has largely
developed the technical, legal strategy proposed in this section and
used by the NRA.
The need for protection mechanisms for what we are terming here
Indigenous Cultural and Intellectual Property (ICIP) has been widely
discussed, particularly with reference to Intellectual Property (IP)
systems (see for example Anderson 2005, 2009; Davis 1997; Janke 1998;
Janke and Quiggin 2005). While the sentiments expressed by such
commentators are to be applauded, there is a real need to work to
develop these ideas into practical methodologies for dealing with these
complicated issues. In this section we provide a brief survey of the
current landscape regarding 1CIP and touch on some of the practical
difficulties faced. An outline for a model dealing with ICIP in a
contractual context is then provided. The creation of contractual rights between Indigenous groups and third parties provides certainty in
relation to ownership and enforcement of ICIP rights not already
explicit in the Australian law. The creation of consistent contractual
rights by the use of standard ICIP clauses will assist Indigenous groups
manage and control their ICIP rights. It also provides the possibility
for recapturing ICIP rights, which have been appropriated by prior use
and expropriation. While the model is by no means definitive, we hope to
advance discussion within the wider community about how to develop
workable and practical solutions to this issue.
The South Australian Government (2006) released its Intellectual
Property Policy in November 2005. In relation to Indigenous cultural
knowledge, the policy states that 'agencies should respect and
acknowledge the cultural knowledge and interests of Australian
Indigenous communities. The South Australian Government is cognisant of,
and sensitive to, the protection, management and commercialisation of
indigenous IP or Traditional Knowledge' (South Australian
Government 2006:6). The policy further notes that 'Indigenous
cultural knowledge encompasses the cultural, spiritual and other aspects
of community heritage and includes traditional use of native flora and
fauna, objects, sites of significance and knowledge transmitted from
generation to generation of Indigenous Australians' (South
Australian Government 2006:6). Other states have either implemented
similar IP policy frameworks or are in the process of doing so
(Australian National Audit Office 2004).
Prior to the 2010 federal election there were three Commonwealth
agencies that developed and implemented IP policy: the
Attorney-General's Department, the Department of Communications,
Information Technology and the Arts (DCITA) and IP Australia. The
Intellectual Property Branch in DCITA had a 'responsibility to
ensure that the interests of Australian Aboriginal and Torres Strait Islander people are considered within the broader legislative and
operative frameworks for intellectual property' (DCITA 2006). The
Commonwealth Government does not have a whole-of-government approach to
IP policy that is analogous to that in South Australia. Instead, each
individual agency is responsible for developing its own mechanisms for
managing IP.
In 2005 the Attorney-General's Department released an issues
paper stating that it was working with DCITA, IP Australia and the
Department of Finance and Administration to develop a
whole-of-government approach to the management of IP by government
agencies. However, it is not anticipated that a new government policy
will result; instead, assistance will be provided to agencies to
'interpret and apply existing government policies as they relate to
IP' (Attorney-General's Department 2005:3). It therefore
appears likely that the Commonwealth Government approach to the
protection of ICIP will remain ad hoc.
Typically, the major difficulty in this area is attempting to
define ICIP and reconcile it with traditional IP systems (see Davis
1997; Janke 1998; Janke and Quiggin 2005). The definition of ICIP
extends far beyond the scope envisaged by current IP structures.
Indigenous IP and cultural property are 'entwined'; they are
not separate as in Western law (Janke and Quiggin 2005:7). The existing
categories of IP are directed towards protecting ideas within existing
categories being generated for particular, usually commercial, purposes.
These categories incorporate ideas and the manifestation of those ideas.
There is no category that assists in the protection of ICIP, although
the transmission of cultural knowledge and materials occurs, which may
lead to protection for a legally recognised author of the now
transmitted IP. The issue of transmission typically leads m greater
concerns about ownership rather than leading to clarity and protection
for Indigenous people (see Anderson 2005:348).
As there is no clear or accepted category at law to protect ICIP,
the appropriate form of protection is by the creation of rights and
obligations between the user of ICIP and the Indigenous owners through
the drafting of legally binding contracts. The premise for the
construction of a contract dealing with ICIP is based upon this category
being unique and separate from other categories, the ownership of ICIP
being by Indigenous people, and the functions of use of such property
being capable of being categorised as collection, use, handling and
disclosure.
A difference between the category being created by the use of
contractual terms (as there is no satisfactory existing law) and the
usual categories of IP is that in the former category we have
incorporated ideas and objects. This is based upon the assumption that
all things are connected and that it is not possible to disjunct the
idea from the object. It is considered that such an approach is more
attuned to Indigenous cultural manifestations. By way of analogy, this
statement is not entirely without difference from the notion of a tablet
being the physical manifestation of the intellectual effort and
intellectual property from years of research in the laboratory. It is
culturally appropriate for the protection of a new, non-obvious and
industrially useful idea in Western industrialised countries to separate
the function of the idea and its physical manifestation to ensure
greater protection of ideas. It is culturally appropriate in devising a
new sui generis category of ICIP not to do the same thing as the
protection and policy outcome would be demeaned by doing so.
Indigenous people also face numerous practical difficulties in
attempting to protect their ICIP. As already emphasised, there is a
power imbalance between the negotiating parties, and Indigenous
communities are seldom equipped to deal with these complex issues. This
is compounded by the lack of funding to support Indigenous communities
which prevents them from seeking legal and other expert advice. By
formulating standard clauses and approaches for interactions between
researchers and Ngarrindjeri leaders and organisations, a model has been
developed to assist with the development of a 'standard' for
interactions--a standard based upon respect and transparent
communications.
A model contract to protect ICIP
Despite recognition by the South Australian Government and some
federal government departments of the need to protect ICIP, Indigenous
communities are given little guidance about how best to do this. The
following suggestions provide examples of changes that can be made to a
standard IP agreement to incorporate cultural knowledge (suggested
insertions appear in italics). The following definitions apply:
'Indigenous Group' refers to the Indigenous party to the
contract; 'The Other Party' refers to the other party to the
contract. This approach has been used and accepted in a number of
agreements by Ngarrindjeri and several other South Australian Indigenous
groups since 2007. For example, the Ngarrindjeri
Water-For-A-Healthy-Country Flagship Project Research Funding Agreement
between the Ngarrindjeri nation, CSIRO, Flinders University and Charles
Sturt University (see Birckhead et al. 2010) and the Ngarrindjeri
Regional Authority Yarluwar-Ruwe, Research, Education and Training
Project Contract Agreement between the South Australian Murray Darling
Basin Natural Resource Management Board and Flinders University (see
Hemming and Rigney, D 2010).
First, an exclusion of cultural knowledge from the definitions of
IP and confidential information is required to acknowledge its unique
status. To do this, the following clauses are inserted:
Intellectual Property or IP means any rights
in any copyright work (including any work or
item created in the future), patentable invention,
design, circuit layout, new plant variety,
trademark, know-how or trade secret but
excludes Cultural Knowledge.
Confidential Information means confidential
information (in any form) that either party
discloses to the other but excludes Cultural
Knowledge. Information is not confidential
if it is: (i) publicly available, (ii) rightfully
known by the receiving party before disclosure
or (iii) independently created by the
receiving party without access to the other's
confidential information.
The distinction between cultural knowledge and IP and confidential
information is further clarified by the incorporation of an
Interpretation clause. For example:
The definition of confidential information
and intellectual property excludes Cultural
Knowledge. It is acknowledged that the use
of the terms confidential reformation or
intellectual property in normal every day use
could include cultural knowledge but that
that usage does not apply in determining the
rights and obligations of the Parties tinder
this Agreement.
Second, a definition of cultural knowledge is inserted; for
example:
Cultural Knowledge means all and any cultural knowledge, whether
such knowledge has been disclosed or remains undisclosed of the
Indigenous group, including but not limited to:
(a) traditions, observances, customs or beliefs;
(b) songs, music, dances, stories, ceremonies, symbols, narratives
and designs;
(c) languages;
(d) spiritual knowledge;
(e) traditional economies and resources management;
(f) scientific, spatial, agricultural, technical, biological and
ecological knowledge;
and includes documentation or other forms of media arising there
from including but not limited to archives, films, photographs,
videotape or audiotape.
The contract should include an operative clause such as:
1.1 Notwithstanding any other clause in the Agreement, it is
acknowledged that:
(a) [The Indigenous Group] owns all and any Cultural Knowledge; and
(b) [The Other Party] undertakes not to collect, use, disclose or
handle Cultural Knowledge without the prior written consent of/the
Indigenous Group]; and
(c) any report or publication resulting from the Project shall be
designated as either a 'Category A Report' or a 'Category
B Report' and the following shall apply:
(i) the publication of a Category A Report shall be unrestricted
and the ownership of such publication shall vest in [all Parties] as
tenants in common in equal shares (except such parts of the report which
constitute Cultural Knowledge included with the consent of/the
Indigenous Group]; and
(ii) the publication of a Category B Report shall be restricted to
[the Other Party] and the ownership of such publication shall vest in
[the Indigenous Group];
(d) [The Other Party] (and each of their Personnel and Students)
who records Cultural Knowledge in material form does so as a mere
amanuensis. (12)
Finally, a dispute resolution clause should be inserted to state:
If the dispute relates to whether particular
knowledge is Cultural Knowledge, [the
Indigenous Group] has the sole and absolute
discretion, to the exclusion of all other Parties
to this Agreement, to determine whether such
particular knowledge is Cultural Knowledge,
and such determination shall be binding on
each of the Parties.
The above model provisions provide one starting point, put into
practice in South Australia, for ongoing discussion about how Indigenous
communities can best achieve protection of their ICIP. Importantly, the
definitions of cultural knowledge provided here are included in the
whole-of-government KNY agreement between the Ngarrindjeri and the South
Australian Government (KNY 2009).
Conclusion
Maori scholar Graham Hingangaroa Smith (1997:36-7) warns Indigenous
people that efforts should be directed at achieving 'urgent and
meaningful transformation' and 'moving beyond the language of
possibility'. We argue that universities, in particular, have a
responsibility to invest resources in long-term, strategic research
programs and partnerships with Indigenous nations to provide support for
this 'urgent and meaningful transformation'. Changes to
university research policy, culture and ethics processes need to reflect
the power imbalances between Indigenous nations and non-Indigenous
institutions. Universities occupy a privileged position in the knowledge
production industry, and are therefore relied upon in the NRM sector to
support government policy development and management planning. This
gives universities a unique capacity to transform the political and
ethical landscape of complex, government-driven research programs and
alliances that make such a significant impact on Indigenous people,
their lands and waters. Much of the work of the authors of this paper
has been directed at understanding the political/ethical/legal landscape
of complex research and the interconnections between the university,
government and business sectors. This knowledge is critical for
Indigenous nations such as the Ngarrindjeri if they are to exert any
power over fundamental decisions impacting their children and
grandchildren's futures and the future of their lands and waters.
Ngarrindjeri experiences of the colonising tendencies of cultural
and natural resource management have informed a particular strategy for
survival, resistance and positive transformation. It combines the
Ngarrindjeri philosophy of Ruwe/Ruwar, Ngarrindjeri experiences of
surviving in a 'white' space, a theoretical critique of new
formations of colonialism, and a legal approach to negotiation that
seeks to protect Indigenous interests through innovative and locally
relevant legal agreements and project contracts rather than inadequate
existing legislation. In an era of rapidly increasing environmental
degradation and a burgeoning NRM culture, we argue that the colonising
tendencies of cultural and natural resource management bring complex
challenges for ethical and just research on Indigenous lands and waters.
The Handbook of Critical and Indigenous Methodology (Denzin et al.
2008:2) draws attention to important characteristics of Indigenous
research:
It must be ethical, performative, healing,
transformative, decolonizing, and participatory.
It must be committed to dialogue,
community, self-determination, and cultural
autonomy. It must meet people's perceived
needs. It must resist efforts to confine inquiry
to a single paradigm or interpretive strategy.
It must be unruly, disruptive, critical, and
dedicated to the goals of justice and equity.
We argue that these characteristics should broadly inform research
projects and practices that affect Indigenous people, their lands and
waters. We also recognise the common and valuable thread in this
approach to 'decolonising' and 'transformative'
research methodologies being pursued by Indigenous researchers across
Pacific Rim settler nation-states (see Alfred 1999; Pihama 2005).
ACKNOWLEDGMENTS
We want to thank members of the Ngarrindjeri Regional Authority
Board for their support and recognise their energy, commitment and
leadership in the development of visions and strategies for the
Ngarrindjeri nation. In particular we would like to thank friends and
colleagues such as Ngarrindjeri leaders Tom Trevorrow, Matt Rigney and
George Trevorrow, and Diane Bell, Grant Rigney, Chris Wilson, Gus Worby,
Daniella Trimboli, Glynn Ricketts and Kelly Wiltshire, who have been
directly part of this process or provided moral, intellectual and
community-based support in other ways. We also acknowledge support from
the federal Department of Environment and Heritage, National Indigenous
Heritage Program and the South Australian Murray Darling Basin Natural
Resource Management Board for funding aspects of the research.
Importantly, we would like to thank our partners and families for
generously supporting us, given the time we commit to community projects
and academic work. Finally we would like to thank our referees and Sarah
Holcombe and Cressida Fforde for their comments and advice.
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NOTES
(1.) The Ngarrindjeri nation is located in the River Murray,
Coorong and Encounter Bay region in South Australia. We use Indigenous
nation or First Nation in preference to terms such as group, community
or tribe. Ngarrindjeri nation is the preferred term of the Ngarrindjeri
Regional Authority Incorporated (NRA). For an extended discussion of the
relationship between the Ngarrindjeri nation and cultural and natural
resource management over the past decade, see Hemming and Rigney 2008.
(2.) The Ngarrindjeri & Others Native Title claim (SC98/4)
extends over a significant part of the lands and waters of the
Ngarrindjeri nation. The Ngarrindjeri Native Title Management Committee
(NNTMC) has pursued a consent determination and negotiation strategy.
The NNTMC is a founding member of the Ngarrindjeri peak body--the NRA.
The NRA was established in 2007 and is signatory to the 2008
Ngarrindjeri regional partnership agreement with the state and federal
governments.
(3.) The Province of South Australia was established and its
boundaries defined by Letters Patent issued by King William IV on 19
February 1836. These foundational documents of South Australia provide
that nothing shall affect the rights of Aboriginal people to actual
occupation or enjoyment of their lands. The instruction to the South
Australian Resident Commissioner in relation to creating any grants was
that prior to doing so he needed to ensure that the cession of land was
perfectly voluntary and that 'bargains or treaties' were
entered into. These directions were not complied with and Aboriginal
rights to land were affected. These failures continue to have
implications and consequences today not only in relation to the moral,
social and cultural effects but also in relation to their legal
consequences. The original proposition of a just settlement in South
Australia failed and the issue needs to be re-visited (see State Records
of South Australia (SRSA) GRG 2/64).
(4.) For a discussion of the limitations of Native Title
legislation and policy and cultural heritage, see Strelein 2006. For a
similar discussion of South Australian Aboriginal heritage legislation
and policy, see Wiltshire and Wallis 2008, and Hemming and Rigney, D
2010.
(5.) This strategy began in September 2002 and resulted in the
first Kungun Ngarrindjeri Yunnan (KNY) agreement (Listen to what
Ngarrindjeri people have to say) between the existing peak
representative organisations, the Ngarrindjeri Tendi (traditional
governance body), the Ngarrindjeri Heritage Committee, the NNTMC
(representing Ngarrindjeri as the traditional owners) and a
non-Indigenous organisation. This first KNY agreement was with the
Alexandrina Council and contained an apology directed towards the
Hindmarsh Island (Kumarangk) Bridge issue (see Hemming and Trevorrow
2005). Subsequently, KNY agreements have been signed at the
whole-of-government level in South Australia (taking in local natural
resource management (NRM) boards), with several local councils,
government departments and non-government organisations.
(6.) In July 2010 at Jekejere Park, Goolwa, South Australian Water
Minister the Honorable Paul Caica made a public announcement on behalf
of the State Government supporting the findings of Justice John yon
Doussa on Ngarrindjeri tradition and recognising the Ngarrindjeri
women's traditions associated with Kumarangk (see Nason 2010). It
took 15 years of court cases and other negotiations to achieve
recognition of the Ngarrindjeri cultural 'site', The Meeting
of the Waters (see Kartinyeri and Anderson 2008; Bell 2008).
(7.) This is a legal, binding agreement entered into between
Ngarrindjeri and various Ministers of the Crown in South Australia to
articulate the rights and obligations flowing between them in relation
to the subject matter of the agreement. Recital D & E (KNY 2009)
provide an indication of the intentions of the agreement:
D. The Ministers have expressed a desire
for a new relationship between the State of
South Australia and Ngarrindjeri based upon
mutual respect and trust acknowledging that
Ngarrindjeri consider protection and maintenance
of culture and cultural sites upon its land
and water central in every respect to Ngarrindjeri
community well being and existence.
E. By this Agreement the Ministers wish
to provide support and resources to the
Ngarrindjeri Regional Authority Inc and enter
into negotiations and consultations with the
Ngarrindjeri about the maintenance and protection
of Ngarrindjeri culture and cultural sites
and the natural resources of the Land [lands
and waters].
(8.) The Department of Environment and Heritage is now part of the
Department of Environment and Natural Resources.
(9.) Steve Hemming set up and co-ordinated this working party. It
included Daryle Rigney, Grant Rigney, Shaun Berg and Alex Thompson. The
NRA negotiated the secondment of Glynn Ricketts from government to work
for the working party and provide NRM business planning experience.
(10.) The South Australian Murray Darling Basin Natural Resource
Management Board (SAMDBNRMB) is encompassed by the whole-of-government
KNY agreement (2009). It has also funded a project aimed at developing
the research capacity of the NRA--Developing Ngarrindjeri Research
Capacity: Ngarrindjeri Yarluwar-Ruwe Institute for Research, Education
and Training (2009-10). This project was jointly conducted by Flinders
University, the SAMDBNRMB and the NRA. Steve Hemming and Daryle Rigney
carried out the research as part of the NRA's Research, Policy and
Planning Unit. The project agreement incorporated the Cultural Knowledge
clauses contained in this paper.
(11.) An initial assessment of the link between well-being and NRM
was undertaken in the Australian Commonwealth Scientific and Industrial
Research Organisation (CSIRO) Water-For-A-Healthy-Country Flagship
Project (see Birckhead et al. 2008). This project involved a formal
research partnership between the CSIRO, the Ngarrindjeri nation, Charles
Sturt University and Flinders University. It emerged from research
conducted by the Murray Lower Darling Rivers Indigenous Nations
coalition in association with the Murray Darling Basin Commission and
negotiations with the CSIRO (see Morgan et al. 2004; Weir 2009). The
research agreement was the first to include the Cultural Knowledge
protection clauses included in this paper.
(12.) An amanuensis is merely a scribe and is not considered to
have created an original work. The cultural knowledge embodied in the
material form is not subject to copyright ownership of the party
recording it: ownership remains with the Indigenous community.
Steve Hemming is a Senior Lecturer in Australian Studies at
Flinders University in South Australia. Since the early 1980s he has
worked closely with the Ngarrindjeri nation in the Lower Murray region
of South Australia. More recently he has worked with Ngarrindjeri
leaders on research projects that address the relationship between
natural resource management, Indigenous heritage management and
Indigenous governance.
<steve.hemming @flinders.edu.au>
Daryle Rigney is Ngarrindjeri and an Associate Professor in
Indigenous studies/education at the Yunggorendi First Nations Centre at
Flinders University in South Australia. Recently he has worked with
Ngarrindjeri leaders to develop relationships between Indigenous nations
internationally on matters of mutual interest, including cultural and
scholarly exchange. He is a co-chair of the United League of Indigenous
Nations.
<daryle.rigney@flinders.edu.au>
Shaun Berg practises law in South Australia in the areas of
Aboriginal Rights and Intellectual Property. He is committed to the
process of reconciliation with the First People of Australia.
<sbetg@berglawyers.com.au>