David Hume and the origin of modern rationalism.
Livingston, Donald
In "How Desperate Should We Be?" Claes Ryn argues that
"morality" in modern societies is generally understood to be a
form of moral rationalism, a matter of applying preconceived moral
principles to particular situations in much the same way one talks of
"pure" and "applied" geometry. Ryn finds a number of
pernicious consequences to follow from this rationalist model of morals.
First, the purity of the principles, untainted by the particularities of
tradition, creates a great distance between what the principles demand
and what is possible in actual experience. The iridescent beauty and
demands of the moral ideal distract the mind from what is before
experience. (1) The practical barriers to idealistically demanded change
are occluded from perception, and what realistically can and ought to be
done is dismissed as insufficient. And "moral indignation is deemed
sufficient" (2) to carry the day in disputes over policy.
Further, the destruction wrought by misplaced idealistic change is
not acknowledged to be the result of bad policy but is ascribed to
insufficient effort or to wicked persons or groups who have derailed it.
A special point Ryn wants to make is that, "One of the dangers of
moral rationalism and idealism is that they set human beings up for
desperation. Especially in unanticipated and highly charged situations
... [they] leave people disoriented." (3) Matters can become so
complex, unstable, and tense that they threaten simply to overwhelm the
abstract ideal. Ryn concludes: "Because it disarms, confuses, and
discourages attempts to make the best of real situations, there is even
warrant for calling this idealism immoral." (4)
I agree with the substance of Ryn's criticism of moral
rationalism, and wish only to add two amendments which might strengthen
the case. First, is "immoral" the best way to describe the
"idealism" of moral rationalism? I suggest the pathology is
best thought of as an ontological disorder rather than a moral
one--though, of course, moral disorder follows as a consequence. Second,
if the disorder is ontological, then the problem is not the use of
"ideals" as such but the ontological disorder itself which
need not have an ideal character. Finally, I would like to make these
two points by working through David Hume's critique of rationalism
both because it is insightful and because it is little known.
Ryn's critique of moral rationalism, as a pathological
condition which permeates the modern world, is one of a family of
similar critiques worked out by thinkers as different as Edmund Burke,
David Hume, Eric Voegelin, Albert Camus, and Michael Oakeshott. But what
do I mean in saying the pathology is an ontological disorder?
We may begin with an observation by Albert Camus in The Rebel where
he says "there are crimes of passion" (immoral acts) and
"crimes of logic," and that we are living in the era of the
"perfect crime." "Our criminals ... have a perfect alibi:
philosophy, which can be used for any purpose--even for transforming
murderers into judges." (5) In the ancient world when tyrants
dragged conquered people and their possessions through the streets to
cheering crowds, the people were proud of their theft, cruelty, and
dominion, and knew it to be such. Moral judgment remained unclouded. But
in modern times the flags of freedom and human rights fly over lies,
cruelty, and murder, which are transmuted by philosophy into truths
Edmund Husserl, who explicitly acknowledged Hume's influence on
him. (8) But that is a story for another place.
The very heart of Hume's philosophy--and what was needed to
lay the human sciences on a secure foundation--is the distinction he
draws between what he calls "true philosophy" and "false
philosophy," or what comes to the same thing, a true and a false
"rationality." But that poses a question. How can one know
that the philosophy through which the "false philosophy" is
discovered is not itself an instance of the false form? The distinction
can be drawn only by a dialectical mode of inquiry in which
philosophical thought discovers a standard independent of itself by
reference to which its true and false forms can be distinguished. (9) In
short, the science of human nature presupposes a prior act of
philosophical self-knowledge whereby the disposition to false philosophy
(or what we today call ideology or rationalism) is exposed and purged
from the human sciences--and from morals and common life generally.
So what is philosophy? (10) Philosophy begins in the wisdom of
Socrates who said the unexamined life is not worth living. But
philosophy is not just any kind of self-examination. In Hume's
account, the philosophical act of thought is structured by three
principles which I call ultimacy, autonomy, and dominion. Ultimacy.
Philosophical inquiry is not empirical inquiry. Empirical science seeks
merely a conditional understanding of events in space and time testable
by sense experience; whereas philosophy seeks an unconditioned
understanding about what is ultimately real. This, Hume says, "is
our aim in all our studies and reflections." (11) Mere empirical
facts cannot refute a philosophical claim because, being a claim about
ultimate reality, it claims authority to define what is to count as
empirical facts. The empirical, after all, must first be real. And so
must the moral.
Autonomy. Philosophy is and must be radically free inquiry. The
philosopher cannot begin his inquiry by assuming the truth of what the
poets, priests, or founding fathers have said. That would make
philosophy the handmaiden of theology, or of politics, or of some other
inherited authority. The philosopher must determine the real with
nothing other than his own autonomous reason.
Dominion. Once the philosopher determines the real through his
autonomous reason, the philosophic vision has a title to rule society.
Hume writes: "Reason first appears in possession of the throne,
prescribing laws, and imposing maxims with an absolute sway and
authority." (12) Plato's teaching that philosophers should be
kings is necessitated by the philosophical act itself.
In Hume's dialectic, the first stage of the philosophical act
is to suspend beliefs inherited from the pre-reflectively received order
of common life. Indeed, that order, and all within it, is presumed false
as a whole unless certified by the philosopher's autonomous reason.
What Hume discovered is that, if the pre-reflective order is
consistently purged from thought, no proposition in philosophy or common
life can be established. This reduces the true philosopher to total
skepticism and to despair because he was determined to guide thought and
life by his own autonomous grasp of the real. Now he has no guide at
all. Hume was thought to be a nihilistic skeptic because his readers did
not see that this is merely the first stage in a dialectical inquiry.
The false philosopher, however, never experiences despair because
he does not consistently follow the principles set by the demands of
philosophy. At some point he cheats by smuggling in a favorite set of
prejudices from his inheritance and participation in common life, while
at the same time passing them off as the work of a neutral autonomous
reason untainted by the prejudices of common life. The false philosopher
is "false" because he is self-deceived about what he is doing.
In the condition of utter despair where all argument has been
brought to silence, the true philosopher discovers for the first time
that he has never ceased to participate in that radiant but mysterious
pre-reflective order of common life. In despair, and having no other
recourse, he affirms his participation in this order with humility.
Whereas before he had presumed the pre-reflective beliefs of common life
as a whole to be false unless his autonomous reason showed otherwise, he
now presumes they are true unless there is reason to think otherwise.
This does not mean he has abandoned critical reason but only that it
must be redefined to make it coherent with common life. Henceforth any
belief can be criticized if it is incoherent with other beliefs and by
standards, rules, and ideals which themselves emerge in the practices of
common life.
This yields a reformed conception of rationality and of philosophy
which Hume explains as follows: "philosophical decisions are
nothing but the reflections of common life, methodized and
corrected." (13) This means the autonomy principle which seemed
essential to philosophy must be given up. The philosopher must recognize
himself not as the spectator of common life with his autonomous reason
as a grim measuring rod for examining it, but as a humble, yet critical,
participant in it.
But the principle of ultimacy remains. The philosopher still
inquires into the nature of what is ultimately real. However, he does so
within the framework of an inherited order of beliefs and practices and
with a chastened attitude of humility and even a certain diffidence. And
this means the principle of dominion must be abandoned. The philosopher,
as a critical participant in common life, has no special title to rule.
Here I must guard against a misunderstanding. "True
philosophy" does not mean the philosopher has special access to
truths about the world, but that his mode of inquiry is the only way
philosophy can coherently gain truth. The distinction between true and
false philosophy is like the distinction between valid and invalid
arguments. Valid arguments do not give us truths about the world, but
given that we have truths, other truths can be deduced from them with
certainty. And just as a valid argument can be made up of false
statements, so can an engagement in true philosophy. What distinguishes
true philosophy from false is that the latter both rejects the
prejudices of common life as a whole and presupposes a favored set of
them. The true philosopher acknowledges the primordial authority of
common life as a whole and against this background criticizes a part.
Another way of looking at this is that Hume's "common
life" resembles Husserl's "life world" rather than
Thomas Reid's "common sense" philosophy. Reid, like
Descartes, sought to discover irrefutable statements about the world.
Hume understood that no statement about the world is safe from
philosophical world inversions. To say it again, the false philosopher
is false because he is self-deceived. Truth in philosophy is not about
the world but about self-knowledge.
The disposition to false philosophy is part of human nature, and
functions in Hume's thought as a kind of original sin whose nature
is to "rationally" affirm its own errors. The paradox is that
all rational inquiry must begin in philosophy so conceived. No one is a
philosopher at all unless he begins with the principles of ultimacy,
autonomy, and dominion, but no one is a true philosopher unless he
rigorously follows these principles to the bitter end of total
skepticism; and, through the mode of despair, discovers the primordial
authority of common life.
The false philosopher never reaches despair but follows a career of
self-deception. It is only through philosophic despair that the
primordial hubris of philosophy is extinguished and the true philosopher
can emerge to frame a coherent (and humane) notion of philosophy and
rationality. Hume describes this dialectical journey of self-discovery
by saying there is "a gradation of three opinions that rise above
each other according as the persons who form them acquire new degrees of
reason and knowledge. These opinions are that of the vulgar [the
pre-reflective], that of a false philosophy, and that of the true; where
we shall find upon inquiry, that the true philosophy approaches nearer
to the sentiments of the vulgar, than to those of a mistaken
knowledge." (14)
It should be stressed that the reformed conception of rationality
which springs from the dialectic of true and false philosophy is the
same whether in science or morals. In both it is a matter of
"methodizing and correcting" reflections on common life. The
stock objection to this is that a moral tradition may contain an error
for centuries which is regularly confirmed by the practices of a
tradition. Followers of Leo Strauss have argued that the only escape
from this condition is to affirm abstract universal principles such as
natural rights (or as we like to say today, human rights) that transcend
all tradition and can be used as measuring rods to judge the practices
of common life.
It is true that a moral tradition may contain an error that lasts
for centuries, but so can the scientific tradition. The Ptolemaic theory
of the solar system, that the sun moves around the earth, lasted over a
thousand years before its error was detected. But the error was exposed
and corrected by loyal and skillful participants in that very tradition.
There is no shortcut in science around the laborious and uncertain work
of critically exploring the incoherencies and potentialities of an
inherited scientific tradition.
Nor is there a shortcut in morals. The goal of moral philosophy is
to understand what a good human life is and how to live it.
Consequently, rational criticism in morals requires a tradition with a
shared vision of the human good. Without such a tradition, rationality
(Hume's "methodizing and correcting") in morals is
impossible and reduces to a power struggle.
Modern rationalists are opposed to this Humean vision of tradition
as essential to rational inquiry in morals because tradition is
particularistic, while morality is allegedly universal and because
tradition relies on inherited authority. Hume did not deny the
importance of abstract universal principles, rules, and ideals in the
exercise of true rationality, but he observed that they are abstractions
from, and must be interpreted in the light of, the pre-reflectively
received particularities and authorities of common life; otherwise they
are empty and can guide neither thought nor action.
For example, the metric system is an imminently
"rational" system of measurement. The whole system can be
printed on a page. A meter has a hundred centimeters, and so forth. With
it one can measure the length of anything in the universe. But there is
essential information typically not included on the page, and that is
the length of the meter. A meter could be the length of the queen's
foot or the length of the king's sword. At first the standard meter
was an iridium bar housed in a particular case in a particular building
in Paris. And what made that bar the standard meter was authorization by
the French government.
Just as the metric system cannot stand on its own independent of
the particularities of length and social and political authority, so it
is with all other abstract universals and ideals. If there is no
agreement on the particular length of the standard meter and no
agreement on who has the authority to authorize it, then there will be
as many metric systems as the imagination can assign, each having its
own favored length.
And so it is with natural rights. All might agree to the abstract
proposition that there is a natural right to life and liberty. But what
do these abstract terms mean? The Christian tradition interprets them to
mean, for instance, that the unborn child has a right to life which
restrains the mother's right to kill it in the womb. But
Enlightenment feminists hold that a woman's self-ownership of her
body trumps the unborn's right to life.
Conduct here about the morality of abortion is not guided by
abstract principles of natural rights but by allegiance to incompatible
moral traditions and practices. Nor can the conflict be overcome by
appealing to transcendent natural rights because it is just such an
appeal that has generated the conflict. It is as if we had two metric
systems, each with its own standard meter, but each claiming to be the
true metric system. Straussian philosopher Allan Bloom says:
"Class, race, religion, national origin or culture all disappear or
become dim when bathed in the light of natural rights," which make
men "truly brothers." (15) They do not. Although the language
is universal, it is also abstract and indeterminate. Consequently, it
necessarily divides people into warring camps more than it unifies them.
And the conflicts are made implacable because my opponent is viewed
as denying my natural (or human) rights which are thought of as
unconditioned absolutes. A Christian who believes in the Trinity and a
Muslim who does not also have an ultimate disagreement, but since they
do not claim to share the same vision of God, they might agree to
disagree and simply tolerate each other. That is more difficult, if not
impossible, in a political quarrel over natural rights to which both
parties subscribe--for how can I be reconciled to what I honestly
believe to be the suppression of my natural rights?
But if we are to reject the abstract universalisms of moral
rationalism, whence do the standards, rules, and ideals of moral
criticism come? The short answer is from potentialities within the
practices of a moral tradition. An example might provide clarification.
Consider an anthropologist who has lived with a primitive tribe so long
that he has learned their language as his second first language. He is
able to abstract from the language, its grammar, syntax, semantics, and
phonetics. He constructs an alphabet and teaches the natives to read and
write their language.
Who has the superior grasp of the language? We might be tempted to
say the anthropologist. Has he not given to the natives the enjoyment of
a practice, namely reading and writing, of which they were entirely
ignorant? Yes, but it was the natives who created the language in the
first place, its complex grammar, syntax, semantics, and phonetics. The
anthropologist had to submit to the natives as an apprentice does to a
master craftsman. Having learned from them how to speak the language
correctly, he is able to abstract the rules and grammar of the language
that make linguistic criticism possible.
But these rules are mere abstractions from what the natives already
knew to be correct speech through participation in a concrete tradition
of speech. It was not by following the rules that the natives created
the language, nor did the anthropologist learn it by following the
rules. And so it is with moral rationality. We first learn how to behave
correctly through participation in a moral tradition and only later
abstract the rules of correct conduct. The discovery of these rules and
their logical relations (which might be incoherent or contain glaring
gaps) generates a new practice (moral criticism) which is nothing other
than what Hume called "methodizing and correcting" the
practices of common life.
There is no space here to explore the question of how rational
criticism is possible when two traditions with incommensurable visions
of the human good confront each other.
Hume's own answer is that rudimentary moral dispositions are
the same throughout mankind, though shaped by different factual beliefs,
customs, and experiences and by different philosophical and theological
views of the nature of ultimate reality. Reason can appeal to these
rudimentary moral sentiments, and erroneous views about the facts can be
exposed through empirical investigation, but beyond that communication
may indeed break down. (16)
That, however, is no reason in itself to doubt the truth of
one's own understanding of the human good. If this is still
perceived as a problem in need of a solution, it is certain, as we have
seen, that it cannot be solved by appealing to the universality of
abstract human rights. There is no shortcut to discovering the nature of
the physical world, or to discovering the nature of the human good. Both
require the laborious and uncertain work of "methodizing and
correcting" the inherited practices of the scientific tradition and
of one's moral tradition.
It is for this reason that Hume rejected the central modern project
of his time, namely working out the rules of the "scientific
method" to guide research. Such rules, he says, are easy to
formulate but, being abstract, cannot in themselves guide anything.
Instead they require "the utmost of human judgment" by
skillful and loyal participants in an inherited scientific tradition,
solving problems thrown up by that tradition with an imaginative use of
the tradition's own critical resources. (17)
The modern search for the correct "scientific method" as
a shortcut to scientific progress is parallel to the rationalist's
model of applying pre-conceived abstract, universal principles to
determine moral conduct, and it is the latter practice which is the
object of Ryn's critique. And he is right that it cannot be done
without arbitrariness. The reason is that abstract universal principles,
without an inherited moral tradition through which to interpret them,
are indeterminate. The mind cut loose from the pre-reflective order of
common life and set afloat on the wide sea of abstraction is free to
move in any direction it pleases. So, for example, transcendent natural
rights can both protect the life of the unborn child and justify killing
it. It may legitimate traditional marriage or abolish it as an
oppressive institution in favor of same-sex marriage. An official in the
People's Republic of China once said that cheap oil is a human
right. Most anything that power and lack of shame can assign could be a
human right.
Hume's dialectic of true and false philosophy exposes not only
the vacuity and arbitrariness of applying abstract, universal
principles, purged of the particularities of an inherited tradition, but
it also exposes the world inversions that are internal to the
philosophic act. As we have seen, the philosophic act is an effort to
grasp the whole truth about reality. The first move is to reject the
authority of the pre-reflective order of common life as a whole. To
avoid the total skepticism to which this leads, the false philosopher
(not consciously aware of doing so) smuggles in his favorite prejudices
and spiritualizes these into an alternative world, a different reality.
So Thales, the first philosopher, taught that all is really water.
Aristotle argued that all is form and matter. Materialists claimed that
reality is a kind of machine ordered by deterministic causation.
Berkeley held that to be is to be perceived. The American philosopher W.
V. Quine wrote that to be is to be the value of a bound variable. Sartre
believed that man is condemned to freedom. Rousseau declared that man is
born free but everywhere is in chains. Hume described these
transformations of the whole of common life into one of its parts as
"philosophical chymstry," by which he meant
"alchemy." (18)
The false philosopher does not acknowledge the utter mysteriousness
of the pre-reflective order of common life. His speech is not the voice
of nature participating in that order but of hubris. Hume describes him
as a worker in black magic: "Do you come to a philosopher as to a
cunning man, to learn something by magic or witchcraft, beyond what can
be known by common prudence and discretion?" (19)
Marx was obsessed with class struggle which he took to be the key
to the social world. Current society is to be totally inverted into a
classless society. Reforms are out of the question except as they
advance total transformation. "We are not interested in a change in
private property," he said, "but only in its annihilation, not
in conciliation of class antagonisms but in the abolition of classes,
not in reforms of present society but in the foundation of a new
one." This is not idealism but world inversion. (20)
Hume inveighed against moral rationalists (from Epicurus to Hobbes
and Locke) who denied the reality of benevolent motives. Through
philosophical alchemy, benevolence was transmuted into self-love. Hume
called it "the selfish system," and showed how it subverted
healthy prejudices of common life. In "Of Moral Prejudices,"
he charts the unhappy career of an early feminist who wants a child but
not a husband. She contracts with a young man to impregnate her and
agrees to pay him after the child is born. But she now finds herself in
a lawsuit because the young man cannot disentangle his affections for
her and the child. Hume describes her as the "philosophical
heroine." (21)
Over two centuries later Gloria Steinem would reenact the same
alchemy of total transformation, saying that to be interested in
"reforms" for women was one thing, to seek the total
transformation of society is "feminism." Hume called social
critics of this kind "Anti-reformers." (22) True reform is to
"methodize and correct" judgments in common life, not to
engage in alchemical transformation.
Nor are "conservatives" immune from this pathology.
Ronald Reagan, for example, was fond of quoting Tom Paine's saying
that "we have it in our power to begin the world over again."
(23) We, of course, have no such power, and it is fortunate that no one
does. Nor is this a harmless "idealistic" way of speaking. But
it has become second nature to a certain kind of American. Driving
through New Hampshire to give a talk at Williams College, I was greeted
by a young woman on the airways saying "Welcome to New Hampshire
Public Radio, coming to you from New England where people get together
when they want to change the world."
This speech of total transformation is the error of King Midas:
everything he touched was transmuted into gold. Having repressed his
participation in the pre-reflective order of common life, he failed to
realize how much of that order was essential to his being: a splendid
dinner, an embrace from his daughter, etc. These he could no longer
enjoy because they had been turned to gold.
Ryn traces the source of what is pernicious in moral rationalism to
its use of idealistic critiques. The account would have been more
comprehensive had he drawn Hume's distinction between ideals
generated by true philosophy as opposed to the false. Ideals are valid
if they are stylizations of potentialities embedded in the practices of
common life. Hume wrote a seminal essay, "Idea of a Perfect
Commonwealth," arguing against the traditional view that republics
had to be small. He agreed that the small republic "is the happiest
government in the world within itself," but it can be overrun by a
large monarchy. He suggested that, if done properly, a large state
federated into small republics would be the best form of government,
embodying the virtues of large monarchies with the advantages of a human
scale possible only in small republics. And he even suggested a few
reforms in the British constitution that would nudge Britain in the
direction of the ideal. (24)
The source of Hume's ideal, however, did not come from an
inverted world generated by the thinker's own autonomous reason but
was already intimated in the political practices of his day. Hume saw
that "republican" dispositions and talk of "liberty"
were stirring throughout Europe and that Switzerland and the Netherlands
were already successful federations of very small republics. A large
federative republic of the size of Britain or France was potentiality
already discernible in the political practice of his day. So strong were
republican potentialities in Britain that Hume could publish an essay in
the 1740s titled "Whether the British Government inclines more to
Absolute Monarchy, or to a Republic." (25)
The "ideal" in false philosophy is not a stylization from
inherited practice but an ideal generated by a world inversion. When
Proudhon says that "property is theft," he is logically saying
that the whole order of property relations in common life is
illegitimate. True property relations are determined by the false
philosopher's autonomous reason and constitute an inverted world.
Such critiques seem profound, and instill in the reader not ordinary
resentment, which happens when someone steals your automobile, but
philosophical resentment. That is, a resentment that supervenes upon
contemplating the relation between my place in common life and in
Proudhon's inverted world which is taken to be the real world. The
resentment is that my own, and that of others, has been taken away by
the entire system of property relations in common life.
And it would be a mistake to describe Proudhon's
philosophically certified world as an "ideal" to which
existing property relations should approximate. That would mean there is
some degree of goodness in the current order of property relations and
that reforms are needed to make those relations better. But in
Proudhon's statement that "property is theft" there is no
goodness at all in the established order of property. It is theft all
the way down. The relation between Proudhon's inverted world of
true property relations and the illegitimate order of property in common
life is not that of ideal to approximation, but of the real to the
unreal. It is an ontological distinction, not one of degrees of a
quality. The only way to truth is to destroy the current system and
replace it with an entirely different one.
Even in Plato the particular participates in the reality of the
ideal; so that all particular things have a degree of goodness. That is
not the case for modern rationalism, which is why Hume describes the
false philosopher not as one proposing radical reforms (a Humean true
philosopher may propose radical reforms as a gardener might recommend
radical pruning) but as an "Anti-reformer." (26)
Hume compares critiques generated by the inverted worlds of false
philosophy to an experiment performed in a "vacuum" as opposed
to one in the open air. In the vacuum of false philosophy, generated by
"philosophical enthusiasm," no one can know what will please
or displease the thinker or how to apply the principles of his inverted
world. By contrast, ideals generated by true philosophy can be tested
because they spring from, and are applied in, the open air of common
life. (27)
When Ryn says that a disorder in circumstances can overwhelm the
ideal so that the thinker is led to desperation, we must ask whether he
has in mind a Humean ideal springing from true philosophy or an ideal
springing from the inverted world of false philosophy. If the former, a
disorder in circumstances will not overwhelm the true philosopher
because he is a connoisseur of the practices of common life in their
particularity. Whatever ideal he employs is intimated in those practices
and testable by them. If the practices are thrown into disorder, he will
not insist on imposing the ideal nor will he despair that it is no
longer applicable and plunge into desperate conduct. He will behave in
the manner of Aristotle's man of practical wisdom, landing on his
feet and trying to do what is right in the circumstances.
And it might be that nothing can be done. If so, he will abandon
the engagement for something entirely different. Viewed this way, a
disorder in circumstances will not overwhelm the ideal because the true
philosopher will have withdrawn the ideal before that happens. A person
who is obsessed with the ideal has supplanted the real with an inverted
world.
If the ideal springs from the inverted world of false philosophy,
it is not clear how the ideal can be overwhelmed by a disorder in
circumstances. Recall that the false philosopher views the whole of
common life as disorder in relation to his inverted world. Nor can we
speak of circumstances getting so out of hand that they no longer
approximate to the ideal because, as we have seen, the relationship
between the inverted world as an ideal and the world of common life is
that of reality and unreality, not degrees of a quality in approximation
to the highest degree of that quality.
As Hume points out, the false philosopher's mind operates in a
vacuum and there is no way to know what he will do at any moment and not
merely in times of stress. In common life, a mob on a mindless rampage
might be viewed as disorder. But to the false philosopher it might be
viewed as a beautiful instrument with which to destroy society and make
possible the emergence of the philosopher's inverted world.
Descartes warned that the rationalist model should be applied only
to mathematics, physics, and metaphysics. He excluded it from religion,
morals, and politics. But that was not to be. Its greatest and most
pernicious influence would be in morals and politics. Hume observed that
"no party, in the present age, can well support itself, without a
philosophical or speculative system of principles, annexed to its
political or practical one." (28) These metaphysical parties
inevitably distort and corrupt the practical engagements of politics.
One of these theories was the "contract theory" of the origin
of government, put forth by Hobbes, Locke, Rousseau (and countless
liberal philosophers since, e.g., John Rawls and Robert Nozick).
In "Of the Original Contract" (1748), Hume refuted
contract theory by presenting it as a world-inverting species of false
philosophy. He quoted Locke as saying that, because French absolute
monarchy is not based on consent of the governed, it "can be no
form of civil government at all." (29) Hume observed that, although
the public rhetoric of the French monarchy was absolutist, the practices
were not. Liberty and property, he thought, were about as well protected
in France as in Britain. But even if France was not the best regime, it
was certainly a legitimate one. To deny this, and to take the denial
seriously, is to demand a total transformation and the totalitarian
power that comes with it, the very thing that led to the French
Revolution and the reign of Terror. (30)
As with all false philosophy, the original contract theory is
either empty and guides nothing or is arbitrary. In the first place, it
is a conceptual absurdity. The very concept of a contract is something
to be enforced by government; consequently, it cannot be used to explain
the origin of government. As a "philosophical enthusiasm"
ripped out of its context in common life, no one can know how to apply
it. If by consent we mean explicit consent, then hardly any government
has been established by consent. If we mean implicit consent (living in
the country, using its roads, etc.), then even manifest tyrannies are
legitimate if people remain in them. Hume did not deny that consent of
the governed is a noble practice where possible, but only that it cannot
explain the origin of government.
In the second place, the theory fails to explain political
authority. It attempts to do so by dissolving authority into consent,
another case of "philosophical alchemy." But whatever the
origin of authority might be, it is something we are obliged to
acknowledge whether we consent to it or not. Acknowledging authority is
not the same as consenting to it. What is the nature of that peculiar
obligation? The original contract theory and, indeed, the liberal
tradition generally, shies away from this question because of its King
Midas-like obsession with consent.
Hume thought Britain was being torn apart by political quarrels
which were poisoned and made implacable, because shaped by false
philosophy. Instead of factions fighting over practical conflicts of
policy in a shared political tradition, policy disputes were
spiritualized by philosophical alchemy into the symbols of inverted
worlds. This, he thought, was something unprecedented and peculiar to
modern times. Societies had been torn apart in the name of religion, but
the world had never before seen mass secular philosophical movements
such as the original contract theory tearing society apart in the name
of philosophical reason. In "Of Parties in General," he wrote:
"Parties from principle, especially abstract speculative principle,
are known only to modern times, and are, perhaps, the most extraordinary
and unaccountable phenomenon, that has yet appeared in human
affairs." (31)
Hume tried to cure his countrymen of this pathology by pointing out
that liberty is not a set of abstract universal principles but a set of
practices with a history. This is worlds apart from John Stuart
Mill's On Liberty, in the next century, which claims to have
discovered a "simple" theoretical principle, i.e., the
"harm principle," which can resolve conflicts between the
liberty of the individual and the liberty of the state. For Hume there
is no such principle. He wrote the six-volume History of England to help
Britons understand the origin and nature of the practice of liberty,
which had made them the envy of Europe but which, Hume thought, was
being destroyed by "philosophical enthusiasms."
He showed that the British constitution was not a single thing,
going back to the Saxon forests where the contract was originally
formed. Instead, the history of England reveals four distinct
constitutions each with a different notion of liberty. Nor did the
changes occur through rational criticism as required by Locke's
contract theory. The changes were often the unintended consequences of
blind armies clashing at night. Nevertheless, from these struggles new
practices of liberty emerged which Britons rightly cherish despite these
unflattering origins.
Hume hoped that an historical understanding of the practice of
liberty--and above all its fragile character--would serve the cause of
moderation and help preserve the practice. When the American colonies
began resisting efforts at tighter centralization from the British
Crown, Hume viewed the quarrel through the lens of true philosophy, not
through the world-inverting lens of false philosophy. He looked at
historical practice to see what reforms were needed and practicable. He
had written in his Memoranda somewhere between 1729 and 1740 that
"The Charter governments in America are almost entirely independent
of England." (32) By the time of the Stamp Act, Hume concluded that
the colonies had developed to the point where they would naturally want
to govern themselves. He argued that repealing the Stamp Act would not
be enough, and he recommended independence for the colonies as early as
1768 before most Americans had thought of it. (33)
There were "friends of America," such as Edmund Burke,
William Pitt, John Wilkes, Isaac Barre, and others who favored
conciliation, but Hume was the only major thinker in Britain to
recommend complete independence. The colonists and the British
government structured ideological positions based on the contract theory
of government. The administration used the theory to insist that the
central government has plenary power over individuals in its territory
and that, consequently, colonial resistance is anarchy and a threat to
government as such. The colonists using the same theory appealed to the
consent of the governed. Being a species of false philosophy, the
original contract theory could support contrary positions and it could
inflame passions, but it could not rationally resolve the dispute.
Hume concluded that a negotiated division was the best solution for
both sides, and urged: "Let us, therefore, lay aside all Anger;
shake hands, and part Friends." He would later shock his friends
who were nearly all pro-government by declaring: "Besides, I am an
American in my Principles, and wish we would [sic] let them alone to
govern or misgovern themselves as they think proper." (34)
It is ironic that Jefferson, who at times lapsed into moral and
political rationalism (though not as often as some think), had banned
Hume's History of England from the University of Virginia because
of its unrepublican character. Jefferson did not understand that,
although Hume had some good things to say about how liberty was
practiced under monarchy, he was a lifelong republican. Blinded by false
philosophy, Jefferson could see only an attack on republican
"principles." But Hume supported independence from Britain
eight years before Jefferson penned the Declaration of Independence.
This famous document, because of the rationalist style of its second
sentence ("all men are created equal"), has done its
part-mainly through Lincoln's appropriation of it--in making a
corrupting and mendacious ideological style of politics a part of
American character.
The English Civil War sent shock waves throughout Europe lasting
into the eighteenth century because Charles I had been tried and
executed in the name of the original contract. Would any monarchy now be
safe? In the History of England, Hume offered a unique interpretation of
the English Civil War. He did not view it primarily through moral
categories, nor as a war of religion, but in ontological terms; it was a
violent intrusion of false philosophy's world inversions into
politics.
It is easy to miss this because we tend to think of the English
Civil War as a war fueled by religious factions. But Hume thought modern
religion had become philosophic. Modern religion, he said, had become
"a species of philosophy," and this, Hume thought, was not a
good thing. (35) He observed that philosophic sects in the ancient world
were more fanatical than religious ones. The reason is that pagan
religion worked hand in hand with the inherited traditions of society
whereas Greek philosophy was governed by the world inversions of false
philosophy, prompting Cicero's comment that there is nothing so
absurd that some philosopher has not taught it, and St. Paul's
advice to Timothy to avoid "vain philosophy." But philosophic
world inversions were not a threat to ancient society because they were
confined to the philosopher's study or to small private sects under
the watchful eye of the pagan civil magistrate. When philosophers like
Socrates got out of hand, they were put in their place.
All of this changed with the emergence of Christianity which was a
universalist theistic religion that eagerly sought and appropriated
philosophic support. The result was that the sacred story of a tradition
was transformed by philosophy into a new experience called theology. As
long as Christianity was the story of the incarnation of God in Christ
and the sacrificial salvation of man, it posed no threat to society. But
once it was fused with philosophy, it took on all the implacable
features of false philosophy: ultimacy, autonomy, and dominion. It is
this philosophical element in Christianity, Hume thinks, not its
character as sacred story, that made Christianity the scene of faction
and hatred in medieval and modern Europe.
The union of sacred tradition and philosophy in the form of
theology meant that all Europeans would have at least a rudimentary
grasp of the philosophical act because in Christendom theological
thinking was widespread. In this union, philosophy was the junior
partner, "the handmaiden of theology" as the medievals said.
But by the seventeenth century, the philosophical element was becoming
restless and eventually broke free from theology and reappeared as the
philosophic act in its pure form. Because philosophy was logically built
into the experience of theology, Europeans eagerly embraced the pure
philosophic act as something with which they had, in some way, always
been familiar.
What we call the "Enlightenment" is simply the
emancipation of the handmaiden from theology. Thomas Paine would become
famous peddling Hobbesianism and Lockeanism for the people. Marx made
the matter plain: "philosophy has become secularized, and the
striking proof thereof is that the philosophical consciousness itself
has been pulled into the torment of struggle.... What we must accomplish
is the ruthless criticism of all that exists." (36) So for the
first time in history a mass philosophical consciousness had emerged in
society. Hume observed that, since "the people" were
"commonly very rude builders, especially in this speculative way,
... their workmanship must be a little unshapely, and discover evident
marks of that violence and hurry, in which it was raised." (37) And
since the disposition of philosophy is always to its false forms, a new
form of fanaticism emerged rooted in nothing other than the
philosophical act's disposition to ultimacy, autonomy, and
dominion, undisciplined by Hume's dialectic of true and false
philosophy.
Consequently, when Hume looked at the Puritans, he saw not
religious fanaticism but philosophical fanaticism in a religious idiom.
Puritanism, he said, "being chiefly spiritual resembles more a
system of metaphysics." (38) And "the gloomy enthusiasm, which
prevailed among the parliamentary party, is surely the most curious
spectacle presented by any history; and the most instructive, as well as
entertaining to a philosophical mind." (39) Eric Voegelin also
presented a picture of the Puritans as an instance of modern ideology in
The New Science of Politics. However, Voegelin views Puritanism, and all
modern ideologies, as a species of religious Gnosticism; whereas Hume
views them as springing from the philosophical act itself in its pure
form, an act which is independent of religion. (40)
Hume's History became the standard work on the English Civil
War in France, where more copies were sold than in England. France and
Scotland had centuries-old ties. Hume was loved in France, spent more
time there than in England, and often thought of retiring there. When
the French Revolution broke out, comparisons were made immediately in
France between the English Civil War and the events that were unfolding.
Hume's History quickly became the standard, chosen by both left and
right to explain their position philosophically. Louis XVI was Charles
I. Robespierre and Marat were compared with Cromwell, Hampden, and Pym.
French republicanism was a reenactment of English republicanism, and so
on. (41)
Just as Jefferson had banned Hume's History of England from
the University of Virginia in favor of a "republicanized"
version of Hume's text, so Catharine Maccaulay wrote a
"republican" history of England to counter Hume's
History. Madame De Roland was instrumental in publishing
Maccaulay's History of England in France to counter Hume's
influence. Both works battled each other, as Frenchmen sought to
understand their revolution as a kind of reenactment of the English
Civil War. The Catholic right praised Hume's natural-law
understanding of society and liberty, and even called him "the
Scottish Bossuet." (42) Being a philosopher with no Christian ax to
grind, his testimony was all the more persuasive.
Louis XVI had been introduced to Hume in Court as a boy. As the
Revolution developed, he studied Hume's History and was obsessed
with avoiding the fate of Charles I. Some have argued that he failed to
take strong measures at first because he did not want to appear a brutal
monarch deserving execution by his people. This weakness gave the
revolution a momentum that could not be reversed. Be that as it may, his
secretary records that, upon receiving the death sentence, he asked for
Hume's history of Charles I to read in the days that remained. And
some think "Le Stuart Francais" modeled his conduct at the
execution platform on Hume's account of Charles's behavior at
his execution. (43)
Burke is often thought of as the father of conservatism. He saw the
French Revolution not as a response to manifest and implacable
injustice, but as a world-inverting act. But this is exactly how Hume
interpreted the English Civil War, namely as false philosophy in a
religious idiom. Burke's Reflections on the Revolution in France
(1790) seems prophetic because he outlined the course of the Revolution
as it was just beginning. It is arguable, however, that Burke read the
revolution through the lens of Hume's account of the English Civil
War just as many in France were doing at the time Burke was writing. If
so, Burke saw what Hume had prepared for him to see.
Nor is this far fetched. The great French conservative Joseph de
Maistre wrote an essay titled "History of the French Revolution by
David Hume." Hume died in 1776, but for de Maistre, Hume's
philosophical account of the English Civil War reveals to us the
essential ontological pathology of the French Revolution. De Maistre
fled to Holy Mother Russia hoping to find a country "not scribbled
on by philosophy." What he found was a Russian intelligentsia busy
studying the French philosophes, writings that would inflame the natural
disposition of philosophy to its false forms and yield the bitter fruit
of the Communist Revolution.
What is interesting about Hume's critique of moral rationalism
is that he locates its source not in religion (many treat ideologies
such as communism as theologies) nor in a moral disorder, but in the
philosophical act itself. Hume's dialectic of true and false
philosophy shows how the disorder springs naturally from the philosophic
act itself and that only by a rigorous engagement with that act can the
philosopher gain a true understanding of his place in the world and how
to think rationally about it.
Hume's critique of philosophy is different from those
post-moderns who speak of the "end of philosophy," and think
they can abandon it. To abandon philosophy is to abandon rational
inquiry and truth. To say it again: In Hume's account, the natural
disposition of philosophy is to its false forms, and no one is a
philosopher unless he has tasted the temptations of false philosophy.
But no one is a true philosopher unless he has pressed on to
acknowledge, existentially, the primordial authority of pre-reflective
common life and to reform accordingly his understanding of rational
inquiry.
Though the philosophical act is intrinsically disorienting, it does
not become a problem for society until the modern era when it becomes a
mass phenomenon-when "Everyman" can try his hand at working
the principles of ultimacy, autonomy, and dominion. Hume observed that
moral rationalism was a new thing, and he traced its roots to Father
Malebranche, who "as far as I can learn, was the first that started
this abstract theory of morals," which, since it "pretends to
found everything on reason, it has not wanted followers in this
philosophic age." (44) We live in the first "philosophic
age," in which the logic of world inversions is confused with
rational inquiry and is to be found everywhere.
In the first "philosophic age," something like
Hume's dialectic of true and false philosophy should be a
requirement of education. It was not until Aristotle that the
distinction between valid and invalid inference was codified and became
essential to all education. In the seventeenth and eighteenth centuries,
the distinction between scientific and unscientific thinking was
clarified and, through education, has filtered down to the public which
generally thinks in, at least, a rudimentary scientific manner. In the
first philosophic age, students should be required to reenact for
themselves Hume's dialectic of true and false philosophy (or a more
up to date version of it) as an essential part of humanistic education.
But that is not the case. And there is an uphill task in
establishing any such education, because education today is largely
introduction into an ideology. Hubris and desire for dominion are
internal to the philosophic act which strengthens those dispositions in
the demagogue and his subjects, since they falsely imagine themselves
acting in the name of reason and not their own arbitrary will to power.
In this age when world inversions are part of common speech, no
normative term is innocent. 'Justice,' 'mercy,'
'human rights,' 'rule of law,' 'liberty/
'democracy'--each can be inverted by philosophical alchemy
into its opposite. As Camus said: "On the day when crime dons the
apparel of innocence--through a curious transposition peculiar to our
times--it is innocence that is called upon to justify itself." (45)
In the "Wilkes and Liberty" riots of the late 1760s, Hume
perceived an instance of how an innocent term such as
'liberty' can be transmuted into crime while at the same time
wearing the mask of its traditional and favorable connotations. He hoped
that "People do not take a Disgust at Liberty; a word, that has
been so much profaned by these polluted Mouths, that men of Sense are
sick at the very mention of it. I hope a new term will be invented to
express so valuable and good a thing." (46) In what Hume called the
first "philosophic age," no moral term can be taken as
innocent. Each may be transmuted into a mask for crime.
But it works the other way also. What is innocent can be transmuted
into crime. Marriage, the oldest institution of human history, is a bond
between a man and a woman to bring into being and educate the next
generation. Today the institution is viewed by federal courts as
unconstitutional (and so is criminal) in so far as it excludes
homosexual couples from the legal and moral privileges of
"marriage." We are so far gone in Camus's "crimes of
logic" and Hume's philosophical alchemy that we need a new
word for 'marriage' to express so good and valuable a thing.
Donald Livingston
Emory University
(1) Claes Ryn, "How Desperate Should We Be?" Humanitas,
Vol. XXVIII, Nos. 1 & 2 (2015), 9.
(2) Ibid., 18.
(3) Ibid., 26.
(4) Ibid., 22.
(5) Albert Camus, The Rebel (New York: Vintage Books, 1956), 23.
(6) David Hume, A Treatise of Human Nature, ed. L. A. Selby-Bigge
(Oxford: Clarendon Press, 1978), 22.
(7) See my discussion of Hume as a precursor of phenomenology in
Hume's Philosophy of Common Life (Chicago: University of Chicago
Press, 1984), 48-59.
(8) Ibid.
(9) I discuss Hume's dialectic of true and false philosophy in
Philosophical Melancholy and Delirium (Chicago: University of Chicago
Press, 1998), Chapter 2.
(10) For a full discussion of Hume's conception of philosophy,
see Philosophical Melancholy and Delirium.
(11) Treatise, 266.
(12) Ibid., 186.
(13) David Hume's Enquiries Concerning Human Understanding and
Concerning the Principles of Morals, ed. L. A. Selby-Bigge (Oxford:
Clarendon Press, 1975), 162.
(14) Treatise, 222-223.
(15) Allan Bloom, The Closing of the American Mind (New York: Simon
& Schuster, 1987), 27.
(16) Hume discusses the challenge of moral relativism in Enquiry
Concerning the Principles of Morals, op. cit., "Dialogue," 324
343. For an argument that the historicity of moral traditions is not
incompatible with absolute truth, see Alasdair MacIntyre, Whose Justice?
Which Rationality? (Notre Dame, IN: University of Notre Dame Press,
1988).
(17) Treatise, 175.
(18) Enquiry Concerning the Principles of Morals, 297
(19) David Hume, Essays Moral, Political, and Literary, ed. Eugene
Miller (Indianapolis: Liberty Classics, 1985), 161.
(20) Quoted in Eric Voegelin, "The Formation of the Marxian
Revolutionary Idea," The Review of Politics 12: 301.
(21) Essays, 538-544.
(22) Ibid', 538.
(23) Thomas Paine, Common Sense in The Thomas Paine Reader, ed.
Michael Foot and Isaac Kramnick (New York: Penguin, 1987), 109.
(24) Essays, 525.
(25) See Essays, 47.
(26) Ibid., 538.
(27) Enquiry Concerning the Principles of Morals, 343.
(28) Essays, 465.
(29) John Locke, Of Civil Government, in Two Treatises of
Government and A Letter Concerning Toleration (Stilwell, KS: Digireads,
2005), 98.
(30) Essays, 486-487.
(31) Ibid., 60.
(32) Ernest C. Mossner, "Hume's Early Memoranda,
1729-1740: The Complete Text," Journal of the History of Ideas
(October, 1984), 504.
(33) Letters, vol. 2, 184, 304.
(34) The Letters of David Hume, ed. J. Y. T. Greig, 2 vols.
(Oxford: Clarendon Press, 1969), vol. 2, 303.
(35) See discussion of philosophy and religion in my Philosophical
Melancholy and Delirium, especially 115-118 and 225-236.
(36) Karl Marx, Karl Marx on Revolution, ed. and trans. Saul K.
Padover (New York: McGraw-Hill, 1971), 516.
(37) Essays, 466.
(38) David Hume, The History of England, From the Invasion of
Julius Caesar to The Revolution in 1688, with the author's last
corrections and improvements, in 6 vols. (Indianapolis: Liberty
Classics, 1983), vol. 4, 14.
(39) Ibid., vol. 6, 142.
(40) I discuss Hume's distinction between religion and
philosophy in Philosophical Melancholy and Delirium, chapters 3 and 9.
(41) For a study of how Hume's History became the standard of
left and right in explaining the Revolution in France while it was
happening, see Lawrence Bongie, David Hume, Prophet of the Counter
Revolution (Indianapolis: Liberty Classics, 1965, 1989).
(42) Ibid., 35.
(43) Ibid., 141-148.
(44) Enquiries, 197n.
(45) Camus, 23.
(46) New Letters of David Hume, ed. R. Klibansky and E. C. Mossner
(Oxford: Clarendon Press, 1954), 196.
Donald Livingston is Professor of Philosophy Emeritus at Emory
University.