Political morality reconsidered: a rejoinder.
Ryn, Claes G.
When preparing my remarks for the annual meeting of the Academy of
Philosophy and Letters in 2014, it did not occur to me that they might
become the basis for a symposium on morality and politics. Although I
took the opportunity to make philosophical points and expected them to
spark discussion, I was carrying out a tricky dual assignment and did
not structure my remarks solely with a view to arguing for a reform in
moral philosophy. It was after the speech that others suggested a
symposium on the issues that I had raised. I assented to the idea with
the mentioned reservations and revised and expanded my manuscript for
the new purpose. As I did not play any role in organizing the symposium,
the size and philosophical range of the comments on my text took me by
surprise. I am flattered that my remarks should have generated such
extensive and elaborate discussion but also feel more acutely than
before that what I argue in the article is but the tip of a
philosophical iceberg. To respond adequately I will need to relate my
argument to other writings of mine and make points that I could not go
into in my original remarks.
Because the three commentaries are quite different in philosophical
emphasis, I will need to deal with them separately for the most part,
but whenever possible I will try to frame responses so that they address
the concerns of more than one commentator. I should mention that the
order in which I take up particular issues is not my way of ranking
their importance.
Let me begin by trying to clear away what appear to me to be plain
misunderstandings or misrepresentations of my article and /or general
philosophical stance, most of which are found in one of the
commentaries.
What I Do Not Believe
It is common for academic writers who have been criticized to
complain that their views have been misunderstood or distorted. Who is
not familiar with the sentiment, "He didn't read what I
wrote!" Sad to say, such complaints are all too often well-founded.
Scholars are, it seems, about as prone to incomprehension, carelessness,
willfulness, and irritability as human beings at large. Instead of
attentively reading and trying to understand what a person wrote,
scholars sometimes pass judgment on a mere caricature of work under
review or even substitute for it something more serviceable to
propounding ideas of their own. To a puzzling extent Professor Kenneth
McIntyre's commentary on my article falls in that category. It
occurred to me to note as much in this rejoinder and to spend more time
on the other comments, but I do not want to appear to be avoiding a
troublesome critic, and so I will patiently respond. I will do so partly
because it will afford me an opportunity to elaborate on my earlier
arguments and set them in a wider philosophical context, which can be
done in ways relevant also to the other commentaries.
I am not sure how to explain McIntyre's misrepresentations and
distortions, most of which are flatly and repeatedly contradicted by my
text. A part of the problem may be his being simply unprepared for a
philosophical position like mine. It is as if he were wearing glasses
that concealed from view all but snippets of text that he might use to
bring up his own ideas. But how to explain his carelessness and his
disregarding sections of my article that fly in the face of his
depiction of my thinking? He attributes to me ideas that I prominently,
explicitly, and emphatically reject--in the very article on which he is
commenting.
I should have thought that it would be obvious how I respond to the
question, "How desperate should we be?" I respond at
considerable length and unambiguously: We should not be desperate at
all. If we are desperate or prone to desperation, I argue, something is
wrong: we are showing ourselves to be without the proper moral
preparedness. Desperation is, I say, "a sign of failure." I
demonstrate why the strain of moral rationalism and idealism in Western
moralism that I criticize predisposes people to just this deficiency. I
argue that it should be one of the purposes of moral education to reduce
the risk of desperation "to a minimum" by teaching "moral
versatility." I point to the danger that in increasingly troubling
and frightening historical circumstances the dubious moralism will make
people liable to desperation and despair in various forms. Discussing
the need to counteract this state of moral debility and paralysis, I
write that genuine morality is a readiness to deal with the world as it
is. It has an adaptability and resourcefulness that inclines the person
to be constructive even in the least encouraging circumstances. In dark,
difficult situations genuine morality does not leave the person
stranded, as is the case with the rationalistic or idealistic moralism
that I criticize. The latter tempts individuals who feel themselves
cornered to become desperate, to strike out recklessly or to retreat
into a "noble" or "holy" passivity. (1)
Yet Professor McIntyre tells his readers that I believe just the
opposite. He asserts that in my view our historical situation is such
that "it is in fact a time to be desperate." He writes of me
that I am "like others who have despaired or, perhaps, more
accurately, become desperate." He refers to "Professor
Ryn's type of desperation." Contrasting his own view with the
one that he attributes to me, he writes, "It is not immediately
obvious to me that I, as a political theorist and intellectual
historian, should be desperate." In the place of the author of the
article "How Desperate Should We Be?" and the novel A
Desperate Man McIntyre puts somebody wholly different. (2)
Modest in size and limited in objective, my article could not set
forth a fully argued alternative to the moralism that it criticizes, but
it describes at considerable length what I call "the proper
antidote to desperation." (3) It indicates the general nature of
what should replace moral rationalism and idealism. McIntyre does not
discuss my argument, much less specify how it might fall short. He
writes nevertheless that it is not clear that I have offered "any
reasonable alternative." (4) But without examining and assessing
what I have to say he has no basis for determining whether my
alternative is reasonable.
I can think of one possible but only partial explanation for
McIntyre's so distorting what I argue in the article. It involves
an error in how he understands my novel that no student of fiction would
make: He assumes that the chief character in the novel, Richard
Bittenberg, and the author of the novel are one and the same person.
Despite some similarities between Richard and the author, it should be
obvious that Richard is a fictional character, a person in a novel, with
a mind and imagination of his own and with his own strengths and
weaknesses. Some of McIntyre's comments about the novel make me
think that I had better reiterate what should also be obvious, that the
America of the novel is fictional. It has disturbing aspects that are
not present or are less pronounced in actual America. Right at the
beginning of my article I mention the difference "between the
stark, fictional circumstances of the narrative and our actual
predicament." (5)
Throughout his commentary McIntyre seems oblivious of the fact that
creative and philosophical writing are very different undertakings. They
may be connected in that authors of both kinds draw upon a sense of what
life is like and have something to say about it, but whereas the
novelist appeals primarily to the imagination and is free to invent
characters and events, the philosopher appeals chiefly to the
conceptual, discursive mind and is trying rigorously, without
distortion, to articulate what the actual, historical world is like. The
philosopher builds an argument rather than "shows" something,
reasons rather than creates images. I refer to this basic difference in
the article, but McIntyre is inattentive, and the result is yet more
distortion. He "quotes" me as saying about the novel that I
wanted "to set forth a philosophical argument ... [about] the
predicament of civilized persons who are caught in historical
circumstances that seem to conspire against everything they value."
(6) But that is not at all what I say. The words are mine, but McIntyre
is improperly combining sentence fragments that are not only from
different but from widely separated paragraphs, making it appear that I
embarked upon a novel in order to set forth "a philosophical
argument." McIntyre's error is two-fold in that he also
betrays unfamiliarity with central issues of epistemology and
aesthetics. What I say in the article is the opposite of what he
asserts. I say that when writing the novel I did not have any obvious or
conscious didactic intent. I say that I did not write it to argue for a
philosophical position, so that, for example, the characters would
become "spokesmen for ideas," as in an Ayn Rand novel. (7) In
the "quoted" passage McIntyre has lifted the opening
phrase--"to set forth a philosophical argument"--from one
paragraph and has joined it to the sentence fragment after the ellipses,
which refers to a different subject, the moral predicament of the
central characters in the novel. The "quotation" is a
fabrication, but because McIntyre is not alert to the mentioned issues
of epistemology and aesthetics, he is unaware of the extent of his
mistake.
A curious part of McIntyre's critique is a comment on how I
relate the problem of moral rationalism and idealism to Plato. He takes
me to mean that "the problems of contemporary ideological morality
and politics can be laid at the feet of Plato." But then, he
comments, "we went to Hell in a hand basket long before college
professors started growing beards and wearing jeans to work," the
latter being a misleading reference to something Richard Bittenberg
regards as symptomatic of the decline of his society. (8) Again,
McIntyre misconstrues something that I would have thought was rather
straightforward. I make it clear that what I am criticizing is a certain
strain--I call it a "tendency of thought and sensibility"--in
Western moral speculation, including the mostly admirable classical
Greek heritage. I discuss Plato as "a paradigmatic example" of
the tendency. I do not contend that Plato is all of a piece, which he is
not. (9) I do not claim that the dubious tendency in Plato's
thought triumphed or that he is the one to blame for having created this
problem. How could any philosopher, even one as great as Plato,
single-handedly have created a propensity that recurs throughout Western
history? Yet in trying to identify that tendency it is helpful to
examine it in this towering figure, who gave it a strong push. Why, I
wonder, would McIntyre fail to understand that a strain of thought and
sensibility that has a particular ancient, "classic,"
formulation could endure and have different iterations and
representatives down the centuries, sometimes under the influence of a
great figure, and that this strain might be a notable force even today
without ever having won a final victory? Are ideas for him inert, frozen
things that are either "this" or "that" and do not
evolve or transmogrify? Does McIntyre think that ideas from the past
either won or lost? Is it far-fetched to imagine that philosophical
questions continue to simmer and that what is in the past can have a
vital, dynamic, continuing, "organic" relation to later
periods? For me there is nothing far-fetched about this idea. I am an
historicist in the sense that I see the past as always stirring in the
present, for good or ill, and see the circumstances of time and place as
giving the stirring its particular form. It seems that McIntyre's
philosophical assumptions make it difficult for him to adapt to a view
like mine.
Professor Donald Livingston has an impression of the main target of
my criticism that is quite different from McIntyre's. Interested as
he is in David Hume's critique of modern rationalism, Livingston
interprets me as being on the side of Hume and as arguing against moral
rationalism "in modern societies." (10) I am indeed critical
of modern rationalism, but in my view the dubious tendency had shown up
already in classical and Christian moral speculation.
McIntyre would have liked for me to give a different sort of
speech. I should have spent time on thinkers and issues that have
attracted his interest. Although he and I might disagree about the
relative importance of particular thinkers whom he mentions, especially
as compared to thinkers to whom I attach particular significance, I have
no objection to the kind of study that he would have liked. But he must
realize that conducting some such elaborate review of modern approaches
to political ethics and epistemology would have required a little
treatise and would have been hard to accomplish while handling the
assigned topic. I went into various subjects only to the extent
necessary to identify and criticize the problematic trend in Western
moral speculation and to sketch what I regard as the proper alternative
to the desperation-inducing moralism.
My Philosophical Assumptions: Ethics, Aesthetics, Epistemology
In books and articles I have addressed in depth the kind of issues
that Professor McIntyre would have liked for me to discuss, although I
have done so in ways that he may find perplexing. Some of the issues
that he deems important seem to me preliminary or secondary to
addressing more demanding philosophical questions. I do not deny that
thinkers in the last century whom he singles out and who are interested
in subjects like "virtue," "values,"
"right," or "goodness" have perceptive, useful, or
promising ideas. To their credit, they have in their various ways
challenged the kind of traditional notion of moral deliberation and
choice that I find untenable. Yet most of what these thinkers have to
offer was said earlier, more penetratingly, precisely, or fully by
others. The kind of philosophy that has most interested McIntyre has had
difficulty overcoming the ancient propensity for abstraction and
reification. It continues to struggle with philosophical problems that
seem to me to have received a satisfactory solution. These problems
include how to understand "reason," "practice," and
the relation of universality and particularity, subjects that will be
discussed further below. Defenses of tradition, for instance, have been
hampered by the lingering old habit of treating universality and
particularity as ultimately and by definition separate and distinct.
To exemplify, the ethics and epistemology of an Alasdair Macintyre
show but a dim and groping awareness of the possibility of synthesis of
universality and particularity. His notion of tradition has been only
partially influenced by the historical consciousness at its best, as is
evident from his inadequate reading of Edmund Burke. In my view, there
are earlier thinkers with whom Kenneth McIntyre appears unfamiliar who
in acuity, depth, subtlety, and scope surpass the ones who have
attracted his attention. Among the "systematic,"
"technical" philosophers, the Italian Benedetto Croce stands
out. He absorbed but also revised and enhanced the most fruitful
insights of German idealism. One who provides invaluable ideas regarding
the prominent role of the imagination in the moral life is Croce's
American contemporary Irving Babbitt. Babbitt's understanding of
the relationship between imagination and will is crucially important not
only for ethics and aesthetics but also, without Babbitt himself fully
realizing it, for epistemology. Babbitt also provides a needed
corrective to Croce. These two men cover much the same ground as
thinkers discussed by Professor McIntyre, but they do so in particularly
incisive ways, raising and addressing central issues that the thinkers
whom McIntyre mentions neglect or barely consider. I hasten to add that
I have reservations about Croce and Babbitt.
My views of ethics, aesthetics, and epistemology have become known
as value-centered historicism. I have spent much time bringing out the
implications of this philosophical position for politics. One bee in my
bonnet is the tension and potential union between life's
historicity and universality. The universal values of goodness, truth,
and beauty are forever threatened by hostile historical forces, but they
also become known to man only in particular, historical instantiations.
To have meaning for human beings, they have to be experienced in the
concrete, be "incarnated." I summarize my view of the tension
and synthesis of universality and particularity in A Common Human
Ground: Universality and Particularity in a Multicultural World (2003).
When the contemporary moral philosophy that accepts the notion of
universality does not simply side-step the question of the historical
consciousness, as do Straussian political theorists and other moral
rationalists, it usually fumbles or truncates the relevant philosophical
issues, finding it hard to understand the sense in which man's
moral-spiritual, aesthetical, and intellectual life is inescapably
historical. That this should be the case so long after Burke, Hegel, and
Croce may say something about the difficulty of the subject, but also
suggests a curious immobility of mind.
Will, Imagination and Reason: Babbitt, Croce and the Problem of
Reality (1986; 1997) offers a systematic account of the intimate
relations among the practical, aesthetic, and intellectual aspects of
human consciousness. Of the corresponding values of goodness, beauty,
and truth I give primacy to goodness. The issues with which I deal may
be in large part unfamiliar to Professor McIntyre but are, to my way of
thinking, crucial to any adequate philosophy, including political
philosophy. To exemplify how the ideas in Will, Imagination and Reason
relate to contemporary political theory, let me mention that, when
considered from the point of view of that book, the idea of
"practical reason," which McIntyre mentions and which is
widely used today among political thinkers interested in moral virtue,
must appear a rather imprecise, highly "compact" composite.
The term lumps together elements of human consciousness, some of which
are not so much reason as they are will and imagination of a special
type. By simplifying and over-intellectualizing what is normative in the
moral life, the term tends to conceal the crux of moral strength or
weakness. "Practical reason" is but one of many widely used
terms that badly need to be philosophically disentangled.
Drawing selectively from and synthesizing ideas from Babbitt and
Croce, I see imagination as playing a larger and more fundamental role
in human consciousness than is assumed in various current notions of
"narrative" and "moral language." A subject on which
I have written at great length but that is still scandalously neglected
both in political theory and philosophy generally is the morally opposed
potentialities of imagination and their epistemological significance. I
have tried to elucidate the meaning of the much-used, but usually poorly
defined, term "moral imagination." A crucial subject that has
occupied much of my attention is the role that the imagination plays in
constituting our most fundamental sense of reality. A part of my
argument is that it is large, complex imaginative-intuitive wholes, not
"sense impressions," that form the basis of human
consciousness and perceptions. It is the imagination, working in tandem
with will, that both orients our rational reflection and provides its
material. The problem of reality is closely intertwined with the subject
of opposed potentialities of will, both of which bias imagination and
affect how we apprehend the world--another area that is woefully
unfamiliar to most political theorists and philosophers. An adequate
understanding of these issues is necessary to a fully developed
historical consciousness, a subject that continues to be a stumbling
block especially in the English-speaking world.
I have tried to demonstrate that at the bottom of human
consciousness is an historically evolved sense of the whole of reality
that accompanies and frames all that human beings do, imagine, and
think. This sense is prior to systematic reflection, intuitive rather
than conceptual or abstract. But it is this intuited whole that also
becomes the material for philosophical reflection. When the
philosophical mind is engaged, it takes critical, conscious account of
what has been intuitively apprehended. The philosophical act separates
mere desire or dream from the world in which human beings act
practically and encounter obstacles, which is to say that
philosophy-properly understood--anchors life in historical reality. On
this important epistemological point there seems to be a great deal of
overlap between my position and that of David Hume as described by
Livingston in his philosophically incisive and admirably written essay.
I am not qualified to assess the accuracy of Livingston's
interpretation of Hume, but I have every reason to trust his
scholarship. Livingston's Hume has a deeper and subtler historical
sense than my spotty and amateurish reading had revealed. I admit to
wondering whether Livingston's Hume might in part be the result of
Livingston's being able to view him from the perspective of later
thought, including German idealism, which may have made Livingston more
sensitive to the historicist potentialities in Hume's thought than
Hume himself. Be that as it may, Livingston's Hume coincides with
my outlook in important ways, and some of what looks like divergences or
disagreements may be terminological rather than substantive.
I find most appealing Hume's recognition that the true
philosopher is not some neutral, autonomous intellect but, in
Livingston's words, a participant "in that radiant but
mysterious pre-reflective order of common life" (emphasis in the
original). (11) Livingston offers strong evidence that Hume is not the
empiricist that he is often portrayed as being. Hume's acute
awareness of the dependence of rational inquiry on tradition indicates a
compatibility, actual and potential, of much of his thought with later
British and German historical consciousness.
Whether Hume has a clear sense of the difference between the
intuitive/imaginative apprehension of this "order of common
life" and the philosophical exploration of the same, is for me an
important issue. Does Hume fully realize that as it reveals the
distortions of "false philosophy" this pre-reflective whole is
being turned into conscious, reflective awareness, becoming the material
of philosophical reason? Is there in Hume a recognition, however faint
and nascent, that a philosophical reason exists that can give faithful,
non-distortive expression to the "common world"? Livingston
seems to think so, but he sends mixed signals. He writes about Hume that
what he sees as exposing "the disposition to false philosophy"
is "a prior act of philosophical self-knowledge," which seems
to indicate that the pre-reflective awareness of the whole can become
philosophically articulate. But how "philosophical" is this
prior act for Hume? Other statements in Livingston's article point
in the direction of a deep general mistrust of reason. In
Livingston's interpretation, Hume is strongly inclined to regard
reason as intrinsically distortive or disrespectful of the
pre-reflective whole. According to Livingston, "in Hume's
account, the natural disposition of philosophy is to its false
forms." It is in the very nature of philosophy to deny the
"primordial authority of pre-reflective common life" and to
invert the world through rational abstractions. For Hume, "The
philosophical act itself in its pure form" tends to
"philosophical fanaticism." Such a definition of what is
distinctively philosophical suggests a rather sharp contrast between
Hume's notion of philosophy and later efforts to synthesize
philosophy and history, which find mature expression in Croce. In
observations like these, Hume seems to be biased not just against
rationalism but against reason generally and to be to that extent a
forerunner of the many anti-rationalist thinkers in the last
century--including Bergson, Babbitt, Voegelin, Kirk, and Viereck--who
out of awareness of the distortive, inhumane role of one kind of
rationality fail to recognize the existence of another, more truly
philosophical reason. (12)
Another crucial question, to be discussed later, is the extent to
which, in addition to understanding the role of "false
philosophy" in creating an "inverted world," Hume might
be alert to the potential for distortion of the pre-reflective
"common life" itself--through flawed or perverse imagination.
The ability of the imagination, as inspired by perverse will, to shape
our pre-reflective sense of the whole and thus to color our basic
apprehension of reality is a subject on which Irving Babbitt offers
unique and indispensable insight.
A central question that relates to each of these considerations is
whether Hume's sensitivity to the epistemological significance of
the intuited "common life" can be said to have included before
Kant a budding awareness of the synthetic dimension of human
consciousness. Kant developed this idea in relation to the natural
sciences, which initially gave the notion of a synthetic whole a very
abstract appearance. But later thinkers developed and deepened the idea
of a human bond, a common self, with reference to the entire range of
human experience, giving synthesis a much different, concrete, living
aspect. These efforts were brought to philosophical ripeness in Croce
and can be further enhanced by incorporating Babbitt's
groundbreaking ideas about distorted, willful imagination invading our
sense of reality.
Knowledge is commonly regarded as a purely rational affair, so that
in epistemology the central issue is taken to be the proper working of
reason. I have tried to show that knowledge has a moral and aesthetical
dimension. The will, working in tandem with imagination, predisposes
human beings to a certain view of the world. Frequently we simply do not
want to see the truth. Willfulness captures our imagination, turning it
into our collaborator in self-deception. Together, will and imagination
make us look past evidence and arguments that threaten our accustomed or
preferred view of existence. As governed by self-indulgent will, the
imagination helps explain away or evade information at odds with how we
want to view ourselves and our surroundings and helps portray our
desires as acceptable or even noble. The imagination evolves not least
under the influence of artistic works to which the self-indulgent will
resonates. In time, the distortion may become chronic, permeating and
orienting the entire personality. The result is sensibility of a
particular kind, a certain way of perceiving reality. By coloring or
biasing our basic, pre-reflective apprehension of the whole, the twisted
imagination misdirects reason, for which it provides the sense of
proportion and sense of what the world is like. The distortion acquires
for the bearer the appearance of reality. Genuine open-mindedness, by
contrast, presupposes a quality of will, of character, that does not
permit such self-serving imaginative distortion and evasion of
uncomfortable evidence. Strange as it may sound to those who have an
overly intellectualistic epistemology, knowledge rests ultimately on
will and imagination of a particular type. In the pursuit of knowledge
as elsewhere, the entire personality is involved.
Livingston raises the question whether the moral rationalism and
idealism that I criticize is best described as "immoral,"
which is what he takes to be my view. He prefers to regard the problem
as "ontological." "The rationalist is not merely doing
something morally wrong; he has created in thought, and is acting out,
an inverted world." (13) (Emphasis in original.) I readily agree
that the problem with moral rationalism and idealism is not just moral.
The phrase that Livingston uses to express the effects of moral
rationalism seems to me an apt characterization of its more extreme
products: It creates "an inverted world." The phrase indicates
that the theorist is disregarding, even rebelling against, the basic
terms of human existence, as does calling the error
"ontological." Yet in suggesting that the root of the problem
is a misuse of reason, Livingston seems to me, paradoxically enough, to
be overly rationalistic. What he calls "ontology" appears too
slanted in an intellectualistic direction. I entirely agree that the
error in question involves a misuse of reason, but, in my view, that
misuse forms part of a larger and deeper distortion of the sort that I
have just tried to explain. The personality as a whole, not just reason,
resists reality and creates for itself more palatable visions and
standards. The entire personality being misdirected, it is not possible
to rectify the problem of the "inverted world" by changing
reason alone, as if reason had no intimate connection with the other
aspects of our humanity. For reason to become more receptive to reality
it is necessary to reorient the personality as a whole in the depth of
its being--will, imagination, and reason reconstituting their
relationships. At the very root of a distorted outlook on life is a
perversity of will, which means that achieving greater realism is
ultimately a moral-spiritual matter. Important and influential as reason
is, it is not "autonomous," as Livingston himself, following
Hume, will ordinarily recognize.
Livingston's formulation that "philosophy is and must be
radically free inquiry" contains an important element of truth.
(14) Is Hume here groping for the universal dimension of philosophy? But
the idea of "radically free inquiry" needs to be reconciled
with the seemingly opposite idea that philosophy is not autonomous but
wholly dependent on the pre-reflective, historically evolved whole. That
whole, I argue, is the creature of will, imagination, and reason
together, always closely interacting and influencing each other.
An important part of the epistemology set forth in Will,
Imagination and Reason is explaining the kind of rationality that is
able adequately to handle the complex mixture of universality and
particularity that is man's moral-spiritual, aesthetical, and
intellectual life. I show that the reason capable of this task is at
once historical and theoretical/contemplative. This rationality tries to
express living, historical reality without distortion, that is, to
articulate reality as it is in immediate experience. This type of reason
is quite different from the kind of simplifying rationality that we
predominantly employ when engaged in ordinary, day-to-day practical
tasks. Pressed for time, we allow ourselves to think of the world as
being far less complex than, in another part of ourselves, we know it to
be. We are content to act on a rough "working" understanding
or hypothesis of what existence is like. Only when we turn philosophical
and direct our attention to what life most truly and fundamentally is do
we adopt a more genuinely attentive point of view. We try then to
articulate what is actually in consciousness, which is a dauntingly
intricate whole in which universality and particularity continuously
interact. This articulation is the work of philosophical reason.
There is in human experience no universality without particularity.
The ancient notion that knowledge is exclusively about the universal is
therefore inadequate. Philosophical reason as I understand it abjures
the abstractionist temptation to speculate about a postulated reality
empty of concrete particulars. Instead it takes up the task of
discerning what is actually in experience. Though philosophical reason
understands human activity to be value-creating or value-destroying, the
knowledge it seeks is historical, backward-looking in a special sense,
not normative. Its purpose is not to formulate moral ideals or
principles as assumed in much ancient and medieval thought. As
Livingston points out, Hume agrees with this last observation. Note
carefully that to make that observation about philosophy is not to deny
the great importance to civilized life of principles, ideals, and other
rules. At their best, these norms are attempts to express and promote
mankind's sense of goodness, truth, and beauty, but they are
abstract, simplified formulations. They are only indirectly the products
of philosophical reasoning.
The kind of reason that seeks the truth about the
universality-particularity of human existence is in itself
simultaneously universal and historical. The truth that it seeks is
"trans-temporal" and "inter-subjective" but is at
the same time historically "perspectival." It is circumscribed
by the limitation inherent in human knowing that is human experience
itself. Although always aspiring to more profound, comprehensive truth,
philosophy falls far short of omniscience. As it is never able to clear
away all misunderstanding or confusion, its work is never done.
Philosophy is a perpetual straining towards, never the achievement of,
pure and unadulterated insight. That is to say that its intellectual
mode, its logic, is a continual struggle to separate truth from untruth.
This intellectual predicament is hard to reconcile with the ancient and
still surviving Western tradition in logic according to which the law of
human thought is the principle of identity or non-contradiction,
"A=A and not non-A." This formula simply ignores that
philosophizing is a continuing, never-ending pursuit of clarity and that
all philosophical concepts must therefore be to some extent provisional.
The formula nevertheless postulates the existence of ideas that have
achieved complete self-identity, meaning that they are fully themselves
and nothing else. The problem with this assumption is that philosophical
inquiry into the human condition knows no such ultimate clarity and does
not assume its possibility. Philosophical truth is always in need of
further elaboration and clarification. A good philosophical idea
certainly advances knowledge, has lasting truth, so that it could be
said to be "A," but it is necessary to add that it is not
final, so that it is also "non-A." The reason why more thought
is always needed is that it is not yet wholly clear what is
"A" and what is "non-A." The formal logicians look
away from this kind of complexity, subtlety, and provisionality and
insist on assuming the possibility of final, conceptual self-identity,
Truth with a capital "T," as a precondition for intellectual
coherence. Dissatisfied with imperfect human truth, they decree the law
of non-contradiction, but by adopting this formula they remove thought
from the human, historical sphere to a postulated sphere of pure, empty
abstractions, those of mathematics or geometry being the best examples.
From the point of view of formal, identitarian logic, the notion that
philosophical thought is dialectical--a mixture of clarity and
confusion--seems illogical. Yet it is through dialectical logic that
philosophical reason achieves the kind of truth that is within the reach
of humanity, which is limited, unfinished truth. Needless to say, the
term "dialectical" has many meanings, and it is not possible
here to explain fully how I am using it. I must refer to the analysis
and definition in Will, Imagination and Reason. (15)
The tendency to think abstractly and to reify what is not such in
immediate consciousness I sometimes describe, without polemical intent,
as "blockheadedness." In this mode the mind assumes the world
to be made up of discrete phenomena, of "things," building
blocks of some sort. In the blockhead, ideas, too, become reified. This
blockheadedness is in a sense inevitable and can be positively useful.
It is when its distortion of living, complex reality is allowed to
invade philosophy that the effect is pernicious.
More needs to be said about the practical utility of reification.
The whole of human existence is too large and complex to be consciously
contemplated in connection with each action, and so for practical
purposes that whole is more or less deliberately pushed into the
background. To meet pressing needs we make do with tentative, roughly
constructed assumptions about reality. We employ what Croce calls
"pragmatic rationality," which is a reifying, reductive kind
of thought. Pragmatic rationality turns life into something that it is
not in actual life, namely, a congeries of separate "things."
Under its regime "this" becomes "this" and
"that" becomes "that," which means that the logic of
"A=A and not non-A" can be said to be at work. Note that the
purpose of this reductive rationality is not to know the truth about the
human whole but to simplify in order to advance a practical objective. A
special, highly disciplined form of pragmatic rationality is that of
natural science, which must for its own purposes skirt the complexity of
the actual world of human consciousness, notably by deliberately cutting
it into convenient pieces and limiting the number of variables that it
considers.
While philosophy is attentive to and strives to articulate the
whole without distortion, pragmatic rationality captures neither the
tension nor the synthesis of universality and particularity. It is
through philosophical observation of the intuitively apprehended whole
that we are able to discern that pragmatic rationality puts a
simplified, reified, reduced world in the place of the living, concrete
whole. In immediate experience universality and particularity are
forever fighting or joining forces, ebbing and flowing. Life is a
constant straining to overcome obstacles to goodness, truth, or beauty
and to embody them in particulars. No more than life in general does
philosophical thought about the human condition escape from human
existence as unfinished business. Hence it does not conform to the logic
of conceptual identity. The principle of A=A is not a principle for what
is active and living; it obtains only when, as described, abstraction is
allowed to replace actual experience.
Hume's distinction between "true" and
"false" philosophy shows him to be moving far in the direction
of a historicist understanding of human existence. It is with reference
to the living, historically evolved whole that abstractions can be seen
to be such. It is important to note at the same time that, according to
Croce, the simplifying rationality of pragmatic reason need not be
pernicious. This kind of rationality is in an important sense an
inevitable and indispensable part of the economy of the human spirit.
The distortion of the comprehensive human whole that it entails is
frequently a practical necessity. To get things done actors cannot dwell
on life's great complexity as philosophers must. Even as
philosophers they cannot deal with all problems at once but must put to
the side and simplify problems that do not demand immediate attention.
Especially when trying to achieve practical purposes, human beings must
adopt various rough working hypotheses, proceed as if life were not so
complex and hard to understand. So long as they realize that they are
thus taking liberties with reality, no deleterious consequences need
follow. It is when thinkers lose sight of the mysterious whole and
mistake elaborate reductive constructs for reality itself that their
efforts turn sinister, become "false philosophy" in
Hume's terminology. Though Hume may neglect the utility of
simplifying thought, his recognizing "the utter mysteriousness of
the pre-reflective order of common life," in Livingston's
formulation, makes him an ally in unmasking the perniciousness,
pretentiousness, and superficiality of rationalism and other ideology.
(16)
It should not be difficult to see how these philosophical
observations relate to the themes of my article. A great problem with
moral rationalism and idealism is their limited awareness of the
complexity and ultimate mysteriousness of human existence. Making their
assumptions about moral normativity, they assume the possibility of a
reprieve from the human condition and posit firm and unchanging norms
sitting in splendid isolation from changeable, confused, blurry, fluid
human existence. Moral rationalists and idealists are strangely
oblivious of the historicity of human existence and assume, as if they
were mere spectators from afar and not participants, that in one way or
another the world consists of "things," even if they be
immaterial or insubstantial rather than solid. Having vaguely glimpsed
the historical consciousness, some of them double down on their
ahistorical notion of universality, thinking that they are protecting
it. "Historicism" becomes for both groups another word for
moral relativism or nihilism. The only source of philosophical
self-respect for this kind of blockheadedness is the reassurance and
support that like-minded persons can offer. The inability to conceive of
non-abstract universality reveals a marked philosophical helplessness.
Issues of this kind have been my general philosophical territory
for a very long time. Because of his rather different intellectual
background Professor McIntyre may be unprepared for some of my
approaches and conclusions, which challenge much in his notion of
philosophy, but they are the result of extensive reflection.
Philosophy: Not Normative but Indispensable to Practice
I take care to point out in the article what I have explained at
length in other publications, that adopting my alternative to
rationalistic or idealistic moralism would not produce "a
particular solution to the problems of our historical situation."
Expectations of that kind are, I write, "the stuff of
rationalistic, idealistic, or escapist speculation." (17) To think,
as I do, that philosophy has something important to offer in our
troubled circumstances is not the same as to believe that it stands
ready with practical prescriptions. What McIntyre tells his readers is
the opposite, that I believe that philosophy can and must offer a
practical solution to our problems: "Ryn appears to believe that,
given the dire moral condition of the Western world, it is imperative
that some ... answer be given." (18) That McIntyre should
repeatedly read past what I clearly state and jump to unsupported
conclusions is truly puzzling. Is he so strongly wedded to a particular
interpretative scheme and view of philosophy that he has difficulty
adapting to assumptions different from his own?
McIntyre's general idea of the nature of philosophy and
academic study comes out in what he writes about the belief that America
may be in deep trouble. To him, people who have such concerns and think
about how to deal with the perceived problems--Donald Livingston, Bruce
Frohnen, and I among them--cannot do so as philosophers but only as
conceited rationalists claiming special powers of discernment.
Philosophers and other academics, as McIntyre defines them, ought to be
above such arrogance and excitability. Philosopher-academics know that
people are always worrying about society going to the dogs.
McIntyre thinks that as "a political theorist and intellectual
historian" he has no business or qualification to assess the moral
and political state of America. Academics, he argues, have no
"special expertise in the world of moral and political
action." (19) This sweeping and revealing statement assumes a
notion with which I profoundly disagree, namely, that, by definition,
academic study is removed from actual life and from the kind of choices
that life requires. That many academics today do in fact have little
"special expertise" in morality and politics hardly needs
saying. The same is true of many professional philosophers.
"Technical" proficiency and formal brilliance are no guarantee
of wisdom and depth, indeed, are often combined with superficiality and
twisted thinking. This is one of the reasons why we distinguish between
good and bad philosophy. But note that this is my point, not
McIntyre's. When speaking about a lack of "special
expertise" he is not referring, as I might, to professors who are
lost in some out of the way, trivial specialty or have warped,
ideological views of the world or are otherwise failing to understand
basics of the human condition. No, when denying that academics have any
"special expertise" in morality and politics, McIntyre is
describing what he takes to be intrinsic to all academic studies--to
which I respond to the contrary: Academia ultimately serves a life worth
living, which is to say that it has the same purpose as civilization in
general. As for political philosophy, let me suggest, contra McIntyre,
that "special expertise in the world of moral and political
action" is its distinguishing characteristic--not, of course, in
the sense that it is a form of political practice and not in the sense
that it provides universal models or norms, but in the sense that it
understands the terms of human practice, specifically, the practice of
politics, more fully, subtly, and precisely than do people who have not
reflected much on the nature of their practice and its relation to other
parts of their humanity. Good philosophers understand better than most
what makes human beings tick and what are the opportunities and limits
of human existence, although, as should be clear by now, it is for me
virtually self-evident that this understanding never approximates
exhaustive knowledge. Political philosophy that answers to
McIntyre's description of having no "special expertise"
would be for me very weak or bad philosophy. If it were true that
philosophy as such could offer little or no help in identifying
destructive trends in society or in thinking about how to counteract
them, it would be a mere diversion from what matters to human beings.
As my discussion of Livingston's comment has illustrated, a
theme in my writing and teaching is the danger of rationalism and
ideology. There is some overlap here between McIntyre and me, but, in my
conception, philosophy does not withdraw from life, especially not from
practice, except in the obvious and limited sense that it is study of
practice, is contemplative-theoretical activity and not practical
activity. Far from isolating itself from actual life, good philosophy
tries to become as intimately familiar with its texture as possible. It
wants to understand what is really there. Its special role is to
scrutinize and sort out life's essentials. It seeks to improve its
grasp of the previously discussed whole of common life. In my
understanding, the latter is, when not warped by self-indulgent
willfulness, centered in moral and religious experience. Philosophy
closely and systematically studies practical and aesthetical life and
its own theoretical-contemplative activity. Philosophy is the conceptual
articulation of the experiential complexity of existence. Its mode and
currency is "reflection," "theory,"
"ideas," "concepts," "reasoning,"
"definitions," but that does not mean that the truth that it
expresses is abstract in the sense of empty of the concrete and
historical. It is truth about lived human experience. Although
philosophy is not normative in the sense of enunciating
"principles" for moral practice, it is indispensable to
practice in that it illuminates the world in which human beings have to
make choices.
Unlike McIntyre, I believe, then, that philosophy as such is
helpful in thinking about solutions to problems or about the state of
America and the Western world. The value of philosophy for human beings
lies not merely but primarily in what it has to offer to practice, the
latter being the key to well-being. To act for their own good or that of
their fellow human beings, persons need to understand the kind of
obstacles that they must try to negotiate. They need to distinguish
between real and purely imaginary possibilities. They need to see
through self-serving illusion. Good philosophy sharpens their sense of
what is what. In short, philosophy helps anchor human beings in the
world in which they must act. Most people take no personal interest in
advanced philosophy, but indirectly they benefit from the work of the
philosophers down the centuries whose ideas help shape the sense of
reality, direction, and proportion that defines their civilization. If
philosophy had little or nothing to contribute to action, it would be
marginal or irrelevant to what human beings most care about. The idea
that philosophy and the academy are distant from the needs of life as
actually lived suggests a thin, ethereal, highly abstract notion of
their role.
McIntyre's notion of philosophy comes out in his comments on
Machiavelli. The latter is not a philosopher, McIntyre declares, and
thus his ideas do not really qualify for serious consideration. What
most bothers McIntyre seems to be that I think that Machiavelli might
deepen our view of political morality. Now it is I who say about
Machiavelli that he does not write with the precision and nuance that
one expects of a professional philosopher, but nothing could be further
from my point than to suggest that for that reason Machiavelli has
nothing to offer philosophy. The reason why it would not occur to me to
exclude Machiavelli from philosophical consideration is what I regard as
the first requirement of good philosophy: that it understand its own
subject well--which is human life. To the extent that it is humanly
possible, philosophy must have a strong grasp of the basic terms of
human existence, its dangers, and opportunities. Philosophy must have a
good sense of proportion, know which subjects and perspectives are
central or marginal and where to look for explanations for disturbing or
encouraging phenomena. Machiavelli had a special purpose in writing The
Prince, true enough, and in that work he gave disproportionate attention
to some aspects of politics, putting other important subjects aside,
but, whatever his reasons for doing so, he shone a light on important
political realities that moralists and philosophers had kept neglecting
or evading.
Academic philosophers who have formal brilliance and intellectual
rigor sometimes display them in the defense of warped or superficial
views of life. They lack what is most needed, an ability to see deeply
and comprehensively. Thinkers with a native gift for philosophy who also
have that ability are likely to have derived much of it from the canons
of their civilization, perhaps especially from its great imaginative,
artistic masterminds, men such as Sophocles, St. John, Dante,
Shakespeare, Rembrandt, Beethoven, Bach, and Goethe. "Poets"
like these greatly affect what philosophers take to be the facts and the
"feel" of the common life into which they were born, even when
the philosophers are less than fully conscious of that influence. Having
seen deeply into the human condition, the great artists enrich and
enlarge the experience of people who, without them, would have been
confined to their own powers of intuition. There is a less artistic,
more cerebral group of important figures who, while writing seriously
and perceptively about central questions, are not quite philosophers in
the more academic, "technical" sense but who are nevertheless
owed a debt by the professional philosophers. I have in mind thinkers
like Machiavelli, Edmund Burke, and, again, Goethe, who was not only a
poet. Many men of letters have expanded and put indelible marks on the
Western mind, including the philosophical mind. The true philosopher
looks for insight wherever he can find it. Since the first need of
philosophy is a profound, balanced, non-illusory view of the world, no
dear line can or should be drawn between men of great wisdom and
philosophers in the narrow sense. If the academic philosophers did not
have the discernment of mankind's men of wisdom to guide them, many
or most of them would be in danger of wasting their time on
misconceptions or trifles. In fact, too many of them do waste their time
in precisely this manner. It seems not to have occurred to McIntyre that
philosophers are importantly in the business of trying to articulate in
conceptual, more precise, strictly philosophical terms what others have
already seen more deeply and fully. The notion that as a philosopher
McIntyre should consider only the thoughts of people who express
themselves in the manner of academic philosophers suggests to me a
truncated and artificial notion of our craft. Does Plato, for instance,
measure up to McIntyre's strict definition of philosophy? Much of
Plato's writing is as much artistic narrative as it is
"technical" philosophy. Plato's low opinion of the poets
in his official epistemology is belied by his extensive practice of the
art of fiction. On the subject of what good philosophy owes to the
"philosophy" of the wise, including the great artists, I have
written at length, not least in Will, Imagination and Reason.
One of the reasons why I took up Machiavelli in my discussion of
political morality was that I was expected to relate my dinner remarks
to my novel, which deals with harsh, fraught political circumstances and
illustrates the need for moral versatility. Another reason was to
address the question of desperation. Reacting against my taking
Machiavelli seriously as a commentator on politics, McIntyre writes
condescendingly about Machiavelli that "it is not clear that
Machiavelli should be even classified as a philosopher or
historian." (20) I have already explained why such a comment must
strike me as philosophically incriminating. Classify Machiavelli any way
you want; interested as I am in moral and political reality and in
whether Machiavelli has insights not otherwise available, I would take
Machiavelli any day over an entire band of abstract,
"rigorous," "academic" political theorists or
historians.
McIntyre disparages Machiavelli as primarily "a
polemicist," whose "interest in the past was solely in the
service of his present" and who philosophers can thus afford to put
to the side. Would McIntyre recognize Benedetto Croce as a philosopher
or as an historian? It is Croce who famously declares that all history
is contemporary history. At the bottom of the desire to know about the
human past is the desire of human beings to learn more about mankind,
hence about themselves, and thus about the present. All thinkers and
historians have a current reason for taking up particular historical
subjects. That Machiavelli was influenced by his historical
circumstances and had particular objectives in writing The Prince, the
work I cite, is evident, but, whatever got him started, it is the degree
of perspicacity of his thought that matters most to the philosopher. In
my view, Machiavelli made observations about an important part of
reality that philosophers cannot afford to ignore. McIntyre complains
that it was not "necessary" for me to use Machiavelli to make
my argument. No, of course it was not. I could have approached my
subject in any number of ways. But it so happens that Machiavelli deals
incisively with issues relevant to my purpose, and he has for me the
additional appeal that, in a most satisfying manner, he startles
holier-than-thou moralists out of their complacency. (21)
McIntyre complains furthermore that my use of Machiavelli is not
"academically complete." (22) He has got me there. I do not
even attempt a well-rounded treatment of Machiavelli. My article has a
different objective. And how could I have accomplished such a task in an
article in which, besides carrying out my assignment, I should have
included a survey and discussion of thinkers whom McIntyre regards as
important?
McIntyre's view of Machiavelli is inconsistent. One of his
criticisms of me is, as just discussed, that Machiavelli should not be
taken seriously as a thinker. He adopts a different view when
criticizing me for being too concerned to refute Strauss's
interpretation of Machiavelli as an immoralist. Let me mention in
passing that McIntyre offers no support for the latter criticism; I do
not and have no reason to single out Strauss. You might think that
McIntyre is unaware that Strauss is but one in a long line of
commentators who have regarded Machiavelli as an immoralist. To show
that there are other interpretations-as if this needed to be
demonstrated--McIntyre notes that "most academic historians of
Renaissance political thought now consider Machiavelli to be a central
figure in the revival of civic humanist republicanism, not an amoral
defender of proto-realpolitik." (23) To which I say: Of course. My
view of Machiavelli is wholly compatible with this interpretation.
Indeed, McIntyre is here helping me to refute the notion that
Machiavelli is an immoralist. He seems at the same time unaware that he
is contradicting his own view that as a non-philosopher and
non-historian Machiavelli cannot be taken very seriously. Here he tells
us that knowledgeable and perceptive historians can and do take
Machiavelli's ideas seriously.
McIntyre regards it as a sign of rationalistic arrogance to argue
that America is in a precarious condition and that people need to think
more about how to handle such circumstances. In their capacity as
philosophers, intellectuals should, it appears, exhibit a blithe
detachment from whatever might trouble their contemporaries. Presumably,
McIntyre would exclude from philosophical consideration all the
Cassandras of the human race. Consider Cicero's warnings of grave
threats to the Roman Republic, Burke's warning of the French
Revolution and its ideas, Irving Babbitt's warnings about
sentimental humanitarianism undermining American constitutionalism, and
so on. For these men to think that they had identified serious and
dangerous problems and that they ought to warn others showed them to be
conceited and rationalistic? Most of these warnings were not heeded or
barely so, and disasters resulted. But, even as they failed, these
warnings succeeded. They made people living later realize that, had
these warnings been understood and heeded, great turbulence and
suffering might have been averted. Events proved these observers
prescient and wise, and their arguments became valued parts of the
never-ending human effort to understand life better and to reduce
misery. Does McIntyre actually believe that philosophy should dismiss
such warnings and diagnoses as arrogant claims to omniscience? If
philosophy is not qualified to warn of dangers and has little else to
contribute to what human beings most care about, what would be the
argument against having it close shop? I can muster no sympathy for
turning the philosopher into a disinterested, abstract, faintly Stoical
spectator.
McIntyre's notion of philosophy assumes a strangely fragmented
human consciousness, philosophy being off to the side doing its own
thing and having little relevance for the life of practice. As
previously discussed, I contend that the different aspects of human
life--which I sum up in the terms will, imagination, and reason--depend
upon each other and interact closely. As it reflects on human existence,
philosophy does in a sense encompass and understand these activities,
including philosophizing itself--all of this for the ultimate purpose of
assisting moral-spiritual practice. McIntyre comes across as not very
sensitive to the intimate interdependence of will, imagination, and
reason, or to the element of continuity in man's historical
existence, or to how the past moves in the present, not least in
philosophy.
The good philosopher, then, is in my view one who understands well
what threatens or assists human well-being. But to say of good
philosophy that it knows what kind of activity is conducive to or
destructive of a life truly worth living is not the same as to say that
it knows what specific choices should be made or which public policies
should be adopted in particular circumstances. Philosophy speaks about
the general terms of human existence and about the form of and
preconditions for sound choices. Not the least of its contributions is
identifying obvious threats to a good life. Clearing away reductionism,
conceit, and illusion, it exposes what Hume calls "false
philosophy." At his best, the philosopher is of great value to
practical politics, not because, like Plato's philosopher, he has a
model for the good society or because he has a list of policy
prescriptions, but because he knows more than others about the enduring
features, problems, and higher potentialities of human existence. After
all, he spends his life reflecting on the subject. McIntyre asserts that
a philosopher "is certainly no more capable of answering the
question [how desperate one should be] than the proverbial man on the
Clapham omnibus." (24) Why then should we pay any attention to the
philosopher?
Contrary to McIntyre's arbitrary claim, there is in my notion
of philosophy no implication whatever that philosophers by virtue of
their understanding are also suited for politics. Although particular
philosophers might be gifted politicians, the philosophical-theoretical
enterprise of philosophy does not necessarily go together with the kind
of practical toughness, intuition, and skill that might equip a person
for politics. In criticism of the notion that philosophy has something
to offer to politics, McIntyre writes that "there are no fool-proof
methods of getting things right." (25) But of course there are no
such methods, especially not for coming up with the right public policy.
Yet in another sense the central task of philosophy is precisely to try
to get things right, to offer an accurate picture of human existence and
of the preconditions of a meaningful life.
Good philosophy may be difficult to understand--may be
"abstract" in the colloquial sense--but it is, as far as I am
concerned, the opposite of distant from the world of practice and
historical particulars. Although it cannot provide a blueprint for the
good society or specific solutions to a crisis, it is anchored in the
world of practice and helps actors understand their circumstances and
orient themselves to what ultimately matters. By showing life's
complexity, including its imperfections and perversions, philosophy
humbles the mind. Sound philosophy never views itself as a substitute
for the historically evolved sense of what men have found over the
centuries to be conducive to a good life. Philosophy is dependent on and
guided by what Burke calls "the general bank and capital of nations
and of ages." (26) If it is true that tradition is a vital source
of guidance, it is also true that tradition that is not intellectually
enlivened by good philosophy and by artistic and moral creativity
calcifies, rigidifies, and dies.
Morality as Synthesis of Universality and Particularity
Professor Frohnen is willing to move some distance in the direction
of my suggestion for how we ought to reconstitute our thinking about
morality. Fie is aware of the problem of defining morality as adherence
to a preexisting rational or ideal standard. He is sharply critical of
the new natural law theory of Germain Grisez, John Finnis, Robert
George, and others, which, he writes, turns the issue of moral motive
into "a matter of mere ratiocination." Among the bad
consequences are a "mechanized conception of virtue" and an
"abdication of judgment." Frohnen rightly excoriates abstract
and politically partisan moral theories that are supposedly derived from
Kant for being misguided and "merely formulaic." His view of
Rawls is similar to mine. That a thinker like Rawls should be greatly
admired by the American academic mainstream tells us much about its
intellectual condition. Rawls's abstractionism seems to me a kind
of modern "liberal" and rationalistic parody of the old
tendency in the Western world to disconnect moral universality from
historical particularity. It should be evident, then, that there is much
on which Frohnen and I agree. (27)
Frohnen and I have similar views of the current state of America.
He calls our era "decadent." He thus joins those who in
bemoaning the times show themselves not to be among Professor
McIntyre's academic philosophers. I note that Frohnen's
impression of the practical import of the philosophical reform I
advocate is very different from McIntyre's. While the latter
asserts that for me philosophy must yield some definite practical
solution to our current problems, Frohnen writes, "Ryn offers no
pat answers." (28) My text may be intelligible after all.
Unlike McIntyre, Frohnen does not describe me as desperate or as
prescribing desperation, but he writes at the same time that "we do
truly live in desperate times." (29) I need to repeat that it is
not I who calls our historical situation "desperate." In my
article desperation comes up only in the context of answering the
assigned question, "How desperate should we be?," and my
answer, again, is: We should not be desperate; desperation signifies
moral failure. Because Frohnen is using the word "desperation"
in a loose, colloquial way and does not mention my thesis, he may be
confusing the reader. To say that these are "desperate times"
means in my terminology that moral rationalism and idealism, together
with moral nihilism, have generated widespread moral malfunction.
Because that may actually be the case, Frohnen does here in a way speak
for me.
Being more traditional than I in epistemology, Frohnen places a
heavier emphasis than I do on a corruption of reason as an explanation
for the problems of modernity. Although Frohnen is well aware of
Rousseau's harmful influence on morality, he underestimates the
scope and importance of that influence. Rousseau was a thinker, to be
sure, but so closely aligned with his ideas as to be inseparable from
them was a new way of imagining the human condition. His greatest appeal
to modern readers was that he radically reimagined the nature of man and
society, promising a new and better world. Rousseau is a major source of
what Babbitt calls "sentimental humanitarianism," the
pseudo-moral, pseudo-religious imagination that has gradually replaced
or transformed classical and Christian moral and religious sensibility.
The great influence of this quality of imagination is easily detected
between the lines of most modern rationalist writing. Frohnen is more
interested in how perverted reason in isolation has undermined
traditional Western civilization. He pays particular attention to Kant
and Rawls. I submit that, unless you fully understand how Rousseau and
kindred figures captured the imagination and reoriented Western
sensibility, you cannot get to the bottom of modern rationalism, which
is usually an intellectualistic gloss upon sentimental dreaming. Here
Frohnen could find the deeper origin of the political and personal
partisanship that he correctly ascribes to Rawls and his admirers.
Turning to what may be the most important area of divergence
between Frohnen and me, he worries that my approach to morality would
undermine the rule of law and the power of good examples and increase
the danger of selfishness. Because Frohnen is committed to a particular
view of Machiavelli, which is that he is an amoralist or immoralist, it
also bothers him that I should use any part of Machiavelli to explain
why the meaning of morality needs to be reconsidered.
I shall not attempt to argue Frohnen out of his view of
Machiavelli. The Florentine has been the subject of an extraordinary
diversity of interpretations, some of which are radically divergent. Who
Machiavelli really is will be the subject of many studies yet to come.
While Frohnen's interpretation is supported by some Machiavelli
scholars, it is contradicted by numerous others. Considering
Frohnen's other intellectual leanings, I wonder what he would make
of a book like Sebastian de Grazia's Machiavelli in Hell, whose
interpretation of Machiavelli is so different from his as to claim that
Machiavelli is a kind of Thomist. (30)
Frohnen portrays Machiavelli as the champion of a political
religion, as a worshiper of the state, and as fond of ruthless violence.
Offering this highly tendentious view, he also asserts that I am
pointing to Machiavelli as "an exemplar of moral action," as
if I would endorse Machiavelli as understood by Frohnen. (31) I
certainly would not. I think Frohnen's interpretation of
Machiavelli is entirely too biased by the kind of moralism that I
criticize in the article. Also, my purpose in taking up Machiavelli is
not to offer him as "a moral exemplar." I credit him with
attending to aspects of politics that earlier moral speculation had not
sufficiently considered. When moral rationalism and idealism are
juxtaposed with political circumstances of the kind described in The
Prince, their inadequacy stand out in particular relief. A morality that
is confused and ill at ease in periods of open conflict and general
tension is seriously deficient, partly because "ordinary,"
"peaceful" life is itself often tense and threatening. Genuine
morality must be understood to include a readiness to deal with
high-pressure situations. Though not himself engaged in systematic
philosophical reflection on this issue, Machiavelli's portrayal of
the necessities of political life in the pressure cooker brings out the
need for what I call "moral versatility." The latter is not
another word for inventive expediency but for the kind of will,
imagination, and reason through which morality adapts to actual
situations. While haying nothing to do with callous and cynical
maneuvering, moral ingenuity as I understand it is able to do what is
needed when the going gets tough. It is not surprised or intimidated. It
is ready and takes action. It works--for moral good. Compare this
readiness to the practical awkwardness and philosophical helplessness of
moral rationalism and idealism, whose most rigid, wooden form is moral
legalism and casuistry.
Instead of debating my use of Machiavelli with Frohnen, I will
address what I think is at the bottom of his discomfort with my
argument. Fie thinks that my general approach to rethinking morality
"would undermine the rule of law and the promotion of virtuous
examples." (32) Let me immediately state that, like him, I find
good standards and examples crucially important to the good life,
whether private or public. Civilization does in a sense live or die by
its standards and examples. I would stress the role of the imagination,
importantly literature and the arts, in conveying the necessary sense of
moral universality and in building up sound principles and patterns of
conduct. What is important to understand is that these normative
structures must not be reified into an abstract code and be treated as
if they were morally definitive. Particular norms must not be confused
with what is morally required in every particular situation. At their
best and taken together, the norms indicate the general direction in
which the civilized society would like to move. The standards and
examples encourage a certain moral momentum in human beings, but they do
not through casuistry of some sort prescribe the right choice. They do
not do away with the need for morally inspired action in particular
situations. There is a sense in which morality always has to be created
anew by unique individuals facing unique circumstances, and sometimes
they find themselves in situations radically different from those
assumed by ordinarily plausible norms. The person's moral compass
must work in those situations too. The essence of morality is, thus, not
adherence to rules. As Frohnen knows better than most, laws and rules
without moral substance can be as bad as or worse than lawlessness. The
proliferation of law and legalism in America is morally a very bad sign.
For substantiation of that point I refer the reader to Frohnen's
own article "Lawless America" in a previous issue of
Humanitas. (33)
Moving even closer to what I think is the heart of Frohnen's
criticism of my proposed reform, he is afraid that my argument is such
that "the person may fall into a situational ethic prioritizing
immediate and selfish interests over higher order goods."
"Situational ethic"--now there is a scary thought! Let me say,
first, that, given the human propensity for self-indulgence, human
beings are always inclined to "prioritize" selfish interests.
This is one of the reasons why I see a need for rethinking the meaning
of morality. It is necessary to get at the root of this problem and to
undermine the inclination to dodge moral responsibility. One of the
serious defects of moral rationalism and idealism is that instead of
fostering morality they tend to encourage evasion of morality. What I
call "moral versatility" counteracts this temptation. Hence,
Frohnen has more reason to direct his criticism against moral
rationalism and idealism and any other notion of virtue that finds
morality hard to reconcile with stressful situations. The standards that
these theories treat as normative are so distant from real-life
situations, especially in times of great travail, that when
circumstances get rough and the standards appear difficult or impossible
to apply, the person concludes that morality could not very well be
expected here and now. The person either withdraws from engagement,
inflicting on morality another defeat, or resorts to whatever looks
expedient. A person in the habit of letting morality be defined by
rationalistic or idealistic standards gets used to thinking of morality
as being for "normal" circumstances, situations when the
"principles" appear to fit reasonably well. In
"abnormal" circumstances, especially if they are truly
frightening, the same person imagines that now, surely, the actor can be
excused from doing the moral thing. Frohnen himself exemplifies just
that kind of thinking. He writes: "There may be times when a great
bad act is necessary in order to bring an end to a corrupt and
corrupting rule so that virtue may again hold sway." Frohnen here
intends to indicate partial agreement with me and to concede that
"no rule book can give us all the answers," but he is actually
showing that he has misunderstood me. To think that sometimes a
"great bad act" might be permissible is just the kind of
unfortunate conclusion that a flawed notion of morality tends to
produce. The terrible circumstances, thought to be hard to reconcile
with morality, become an excuse for setting morality aside. I reject
that view of morality. (34)
I do not believe that morality is for circumstances that match
preconceived moral "principles." If genuine, it is suited to
all circumstances. It is as much for troubled, unforgiving situations as
for supposedly "normal" situations. When is life ever
"normal"? Though particular abstract moral standards may be
more or less ill-adapted to a situation, morality itself is, if it be
authentic, always relevant and applicable. It tries to make the best
even of the worst circumstances. My term for the infinite adaptability
of morality is "versatility." Because we are always under the
obligation to act morally, there can be no such thing as a permissible
"great bad act." The explanation for why Frohnen reaches the
opposite conclusion is rather straightforward. He is sufficiently a
realist to recognize that sometimes really harsh action is necessary,
but because he has an ultimately reified and static conception of
morality, he has no choice but to place what he considers distasteful
but necessary action somewhere outside of morality. His preconceptions
do not allow for the possibility that morality might be equipped to deal
efficaciously with that kind of situation. Frohnen's notion of
morality implies that in some circumstances good need not be attempted
and bad is permissible.
To argue, as I do, that the moral imperative admits of no
exceptions is not to deny that finding a morally satisfactory course can
be exceedingly difficult. One of the reasons is that time is often
short. It is because choosing rightly is so frequently difficult that,
from childhood on, human beings need to learn what to expect from life
and how to deal with it. They must acquire as much as possible of the
versatility that will enable them to handle situations of different
types, including high-pressure ones, in a morally acceptable fashion.
The sine qua non of morality is moral character, but the versatility can
develop only through moral practice and a related, increasingly nimble
imagination, reason in the stricter sense playing a supportive rather
than directive role. As most people will have a rather limited range of
personal practical experience, literature and the other arts as well as
philosophy are vital in preparing the person for dealing with
unexpected, unaccustomed situations. Cultivating moral versatility means
honing the ability to adapt to changing circumstance. The effect is to
counter the lazy habit of evading moral challenges. However important
specific moral norms may be in moral education, especially in its early
stages, it is the ultimate purpose behind the norms, not specific
formulations suited to "normal" circumstances, that should
inspire action. Reductive, reifying moral "principles"
restrict the range of moral action and discourage moral creativity.
How telling that even a thinker as committed to moral universality
as Frohnen should be prone to a kind of partial amoralism or immoralism!
What better evidence that the meaning of morality needs to be
reconsidered. What Frohnen and so many others have difficulty accepting
because of a lingering, perhaps unrecognized, hankering for unchanging
"principles," is that what is substantively good and necessary
may sometimes have to look very different from what conventional moral
norms prescribe. That is not to say--note this carefully--that morality
has no firm or enduring purpose. Its goal and quality are in a sense
unchanging. In that sense, morality is always the same. What I am
arguing about morality is the very opposite of "anything
goes." But, in another sense, morality must be changeable. To be
relevant to human life it must continually adapt to the circumstances
that human beings have to face. Those circumstances include the
ruthlessness, treachery, greed, and cruelty of humanity. Morality must
be "at home" with them, not, obviously, in the sense of
approving them, but in the sense of being ready and predisposed to
handle them. The means sometimes employed by morality in rough
circumstances may strike moral rationalists or idealists as violations
of moral norms, but that which is truly necessary to advance good in
such situations is substantively moral, whether it runs afoul of moral
convention or not.
Returning to earlier considerations, I had better add that, given
man's epistemological condition, the facts of situations are
rarely, if ever, beyond doubt, which means that what is done in good
conscience might not have the anticipated effects that were approved by
conscience. Having to live with such ignorance and uncertainty is one of
the permanent problems of the human condition with which morality must
also contend.
It is here relevant that it is usually easier to discern what is
immoral than what is moral. Morality is forever struggling against and
trying to overcome inclinations springing from egotistical motives. Far
from being the enactment of a rational or ideal plan, morality must to a
great extent be a censuring, restraining influence in the inner life of
the person. Though morality is by definition a positive, constructive
force, it must, because of man's strong propensity for
self-indulgence and conceit, very often reveal its purpose by arresting
a current proclivity and affording the person an opportunity to reassess
motives. Irving Babbitt uses the term "inner check" to
describe the prominent negative aspect of morality. I have discussed
this subject in depth elsewhere. (35) Only by habitually subjecting
impulses to moral scrutiny and exercising great selectivity can the
individual help moral goodness gain a foothold in the world. The
just-discussed limited transparency of circumstance only compounds the
difficulty of making moral choices.
What should be done cannot, as Frohnen recognizes, be looked up in
a "rule-book." Then what is the source of such morality as
humans can practice? I am suggesting that the moral person is not an
expert at collecting and juggling "principles." What makes
genuine morality possible is an orientation of the whole person. What
most protects a person from immorality is not keeping certain
"principles" in the head but having built up a certain
disposition of character. It is moral character, made supple and
inventive by practice and imagination and corresponding thoughtfulness,
that inspires a desire to do the right thing. Especially in stressful
circumstances, no amount of good laws and good examples can make up for
a lack of personal moral substance.
Because he cannot quite imagine parting with the notion of morality
as some kind of unchanging norm above and separate from the vicissitudes
of life, Frohnen worries about the danger of "situational
morality." But life is made up of situations, none of which is
identical to any other situation. That being the case, morality cannot
be relevant to real life and efficacious for that life without being in
one sense "situational." As should be already evident, I do
not question that life in general and morality in particular have an
enduring normative aspect. My argument about morality and about beauty
and truth assumes it. What I am trying to demonstrate is that the
purpose of morality, as of beauty and truth, is forever changing as well
as remaining the same. It shows its purpose in particular situations.
The longer I reflect upon the strange inability of so many,
including many conservatives, to free themselves of the notion of
morality defined as unchanging "principles," the more I
incline to the view that the main reason is blockheadedness, as defined
above. Although perhaps rejecting in theory the notion that the world is
a spatially organized collection of discrete "things," they
find it hard to grasp that moral good--or the true, or the beautiful, or
God--could be at once historical and transcendent, individual and
universal, both a part of the "inner" life of the particular
person and universal in the sense of binding on or authoritative for
all. People with a rule-bound notion of morality who consider value
questions unconsciously favor abstract, reifying thought over
experiential reality. If morality is a universal value, they reason, it
is by definition separate from, "external" to, the individual.
It cannot be universal and at the same time have its source in the here
and now of a particular person. No, some sort of spatial connection has
to be established between the universal and the particular, the
"external" and the "internal." The particular person
must, for example, as in Plato, come to "participate" in the
universal or the universal be "reflected" in the particular.
Particularity, which is historical, must yield to, be replaced by,
universality, which is ahistorical. There can be no integral
relationship, no union, between the universal and the particular. Their
relationship must be tenuous, ultimately antagonistic. It would be
illogical, such reasoners assume, to think that the particular itself
might manifest universality. Yet, although it seems inconceivable to the
blockhead, it happens all the time. The universal enters human
experience, comes alive for individual persons, as they create or
recreate universal value in a particular way, at a particular time, in a
particular place, in a particular situation. The blockhead protests that
this supposed synthesis of universality and particularity is a
contradiction in terms, but this view is refuted by all instances of
goodness, truth, and beauty known to man. Everywhere the universal and
the particular are found together, mutually dependent, implied in each
other, and they are all the more magnetic and compelling because of it.
The particular is not a detriment to but the embodiment of the universal
value.
How paradoxical that so many who have difficulty grasping the
possibility of this higher synthesis should also regard themselves as
Christians! For Christianity, the Word became flesh. The universal was
incarnated. This was not a case of God lowering or demeaning Himself, as
most Muslims seem to regard the idea of the Incarnation, but was God
making Himself known in a manner accessible to human beings. If it is
possible to accept the notion that the divine can be incarnated in
history, it should be possible to understand analogously that moral
universality can be instantiated in particular actions.
As I attempt to restate and summarize my main point about morality,
I need to ask "traditional" moralists to brace themselves, to
be prepared to be scandalized. The truth that I am trying to get across
is the following: Unless morality is brought to life in specific
circumstances, it does not enter human experience in the first place.
Or, to sharpen the point in a way that is likely to elicit a sharp
reaction: Unless morality is situational, it is not genuine. Otherwise
put, if moral universality and particularity could not come together in
the moment, genuine morality would have to remain unknown to the person,
except as rumor. (36) If morality is conceived as having its source
"outside" of the self, it tends to become distant, abstract,
and easy to ignore, but as known in immediate experience the source of
morality has the power and authority to sway action.
The cries of righteous indignation that I can hear show the force
of ingrained habit. Again, how could universality possibly express
itself in particularity!? This is surely "relativism,"
"solipsism," "historicism,"
"nihilism"--"situationism"! This reaction points to
the need for rethinking not just morality but epistemology.
Blockheadedness needs to be recognized for what it is and pushed aside
so that the philosophical mind can more attentively contemplate moral
reality. Synthesis of universality and particularity is the form of
genuine morality, as well as of genuine beauty and genuine truth.
Morality is not for some other time and place but for this human world,
and it is infinitely adaptable to circumstance. A great weakness and
danger of moral rationalism and idealism is that, assisted by
blockheadedness, they disconnect morality from actual situations and let
moral "standards" and "principles" take precedence
over moral substance. People who cannot grasp the idea of synthesis
imagine that the proposed reform in moral philosophy entails the
abandonment of universality. "Situational morality" is for
them by definition a rejection of universality. But their understanding
of "situational" is reductive and reified. That morality is
situational means in my terminology that it is not abstract but always
relevant to human life. My argument is intended to help save moral
universality from those who, through their abstractionism and/or
dreaminess, distort or disarm it, usually for dubious unrecognized
reasons of their own. The reform that I am proposing is to direct our
attention to what the higher life of humanity actually is, so that its
compelling experiential authority can be recognized and inspire virtuous
conduct.
Claes G. Ryn
The Catholic University of America
(1) Claes G. Ryn, "How Desperate Should We Be?,"
Humanitas, Vol. XXVIII, Nos. 1 & 2 (2015), 30, 27-28.
(2) Kenneth McIntyre, "Decision Procedures, Moral Philosophy,
and Despair: The Response of Virtue Ethics and the Connoisseur,"
Humanitas, Vol. XXVIII, Nos. 1 & 2 (2015), 42-43, 34.
(3) Ryn, "How Desperate?," 28.
(4) McIntyre, "Decision Procedures," 35.
(5) Ryn, "How Desperate?," 5.
(6) McIntyre, "Decision Procedures," 32-33.
(7) Ryn, "How Desperate?," 7.
(8) McIntyre, "Decision Procedures," 39.
(9) For a fuller discussion of strengths and weaknesses in Plato
and of his dubious political moralism, see my "The Politics of
Transcendence: The Pretentious Passivity of Platonic Idealism,"
Humanitas, Vol. XII, No. 2 (1999).
(10) Donald Livingston, "David Hume and the Origin of Modern
Rationalism," Humanitas, Vol. XXVII, Nos. 1 & 2 (2015), 44.
(11) Livingston, "David Hume," 47.
(12) Ibid., 47, 68, 66, 65.
(13) Ibid., 46.
(14) Ibid., 48.
(15) The dialectical logic of philosophy as distinguished from the
logic of pragmatic reason (to use Croce's term) is discussed at
length in Will, Imagination and Reason: Babbitt, Croce and the Problem
of Reality, exp. rev. ed. (New Brunswick: Transaction Publishers, 1997),
especially Chapter 7.
(16) Livingston, "David Hume," 55.
(17) Ryn, "How Desperate?," 23.
(18) McIntyre, "Decision Procedures," 32.
(19) Ibid., 42.
(20) Ibid., 40.
(21) Ibid., 40.
(22) Ibid.
(23) Ibid.
(24) Ibid., 42.
(25) Ibid.
(26) Edmund Burke, Reflections on the Revolution in France
(Indianapolis: Hackett, 1987), 76.
(27) Bruce P. Frohnen, "Tradition, Principle, and the Rule of
Law: A Response to Claes Ryn," Humanitas, Vol. XXVIII, Nos. 1 and 2
(2015), 72, 78.
(28) Ibid., 70.
(29) Ibid., 84.
(30) Sebastian de Grazia, Machiavelli in Hell (Princeton: Princeton
University Press, 1989).
(31) Frohnen, "Tradition," 77.
(32) Ibid., 70.
(33) Bruce Frohnen, "Lawless America," Humanitas, Vol.
XXIV, Nos. 1 & 2 (2011).
(34) Ibid., 74.
(35) See, for example, Will, Imagination and Reason, Chapter 1, and
Democracy and the Ethical Life: A Philosophy of Politics and Community,
2nd exp. ed. (Washington, D.C.: The Catholic University of America
Press, 1990), Chapter XIII.
(36) For an extended discussion of the possibility of synthesis
between historical particularity and universality, see my A Common Human
Ground: Universality and Particularity in a Multicultural World
(Columbia: University of Missouri, 2003), especially chapters eight to
ten. Their titles may convey the direction of the argument:
"Value-Centered Historicism," "The Concrete as
Normative," and "The Unique Expression of the Universal."
Claes G. Ryn is Professor of Politics at the Catholic University of
America, Chairman of the National Humanities Institute, and Editor of
Humanitas.