Innovative conservation: An unideo logical interpretation of the constitution.
Starliper, Jay Patrick
It is essential that each new generation understand the meaning of
the United States Constitution. As Aristotle wrote long ago, "It is
useless to have the most beneficial laws, fully agreed upon by all who
are members of the constitution, if they are not going to be trained and
have their habits formed in the spirit of that constitution." (1.)
No society can survive without a populace educated to the character of
its political institutions. Plato expected only the worst of democracy.
The relative freedom of society's members in a democracy may be
appealing, but citizens will not be sufficiently ethical for popular
governance to be decent and beneficent for any length of time. Citizens
are perpetually tempted to abuse their democratic privileges until
society degenerates into barbaric disorder. Many think that the United
States is dangerously close to succumbing to such excess.
With the Patriot Act and the National Defense Authorization Act
recently renewed by the Obama administration, citizens have also
surrendered constitutional rights that their ancestors fought and died
to defend. Culturally, our civilization shows signs of becoming
sadomasochistic, excessively materialistic, and rude without apology.
The combination of increasingly centralized authority and moral-cultural
decadence should concern every member of society. It seems that even our
political representatives are largely unfamiliar with the
Constitution's content and underpinnings. More discussion of the
framing's full nature and context is thus imperative. Although the
meaning of our constitutional tradition is being intensely debated by
prominent scholars, some of them seem unaware of important aspects of
the framing, and the preservation of constitutionalism in the United
States demands an intimate understanding of the Constitution that also
does not unduly privilege a particular ideological orientation.
A holistic interpretation of the founding is essential. The entire
range of American experience prior to the ratifying conventions must be
considered. Too many people are preoccupied with ideologically labeling
this complex and conflicted document. Is the Constitution radical or
reactionary, liberal or conservative, traditional or innovative? What
needs to be considered is that all of these adjectives may be needed to
describe parts of the ethos that helped to shape the political
foundation of the United States. Though some individuals and ideas were
more important than others, lesser influences must not be omitted from
consideration. Selective interpretation compromises the meaning of a
document and ethos that are permeated with a healthy degree of political
tension and diversity. As Peter Viereck has cautioned, "both
liberals and conservatives, whenever minimizing each other's
American roots, weaken the shared opportunity for the creative richness
of the American past to serve America's future." (2) It must
be remembered, writes Forrest McDonald, that the Constitution was a
compromise amongst very different cooperating members of a community.
"Their positions," he notes, "were diverse and, in many
particulars, incompatible." (3)
Scholars must never reduce into a catchphrase the complex of
personalities and events that created the Constitution. A penchant for
ideological tidiness is today debilitating the United States. Our
political system is suffering from an excess of partisan ideological
polarization. The common good cannot be served well through dogmatic
politics. Solutions to political problems require compromise and
cooperation, which may be lost in the din of ideological bickering.
There is little discourse--and, more importantly, neither respect nor
compliments for the opposition, lest one be labeled soft or even a
traitor. Liberals are viewed as bloody hearted revolutionaries,
conservatives as rich, corrupt capitalists, and the twain shall never
reconcile. Yet both inclinations may be essential to the health of the
Constitution. Unfortunately, 'liberal' and
'conservative' have become virtually useless terms, political
abbreviations often so misleading that today a classical liberal is
considered a conservative and a conservative a libertarian. Intelligent
dissent is a lynchpin of representative democracy. The Constitution
cannot survive without representatives who publicly debate legitimate
policy differences rather than caricature the opposition. Exacerbating
the partisan gridlock are prominent scholars who refuse to consider that
competing forces were at work when the Constitution was taking shape.
Definitive ideological statements concerning the nature of the
Constitution facilitate this dogmatic partisanship. If the Constitution
is liberal, then liberal ideology is also the political gospel, and so
on. But a closed ideology presuming to have an answer in advance for
every potential question will hardly facilitate the compromise,
cooperation, and adaptation indispensable to the health of any regime.
Both Democrats and Republicans are afflicted with this disease. But
human questions are forever subject to scrutiny and reconsideration;
there are no definitive answers. Ideologues may smugly brandish their
scepters of 'Truth,' but only to the detriment of the public
good. Browbeating one's adversaries into submission with a a
simplistic interpretation of the historical facts does nothing to solve
real political problems. The common good dies slowly and painfully,
whilst prematurely passionate individuals are able to convince their
constituents, listeners, and readers to evade the questions that matter
most.
The Constitution's framing was not simply conservative or
liberal, radical or reactionary, Federalist or Antifederalist, English
or American; it was an Occidental amalgamation of these various and
often competing ideas. The Constitution is the organic product of an
assimilated intellectual and experiential heritage in combination with
the innovative political insights of ethically and historically minded
individuals. It is the result both of tradition and enlightened reason,
prescription and creativity, experience and invention, moral imagination
and historical sense. The Constitution is liberal and conservative.
Indeed, it is this liberal-conservative synergy that has enabled the
Constitution efficaciously to sustain a civilization for over two
hundred years. It is a synthesis of old and new, change and
conservation, that is too often neglected in constitutional debates.
Ignoring either half of this reality undermines the integrity of the
U.S. political heritage.
Conservative Restoration of a Liberal Republic?
It is the well-known thesis of Louis Hartz that the Americans who
won independence from Britain appear in retrospect to have been
conservatives because, ironically, they "had inherited the freest
society in the world .... It gave them ... an appearance of outright
conservatism." (4) For Hartz, conservatism is a facade masking the
true liberal essence of the American regime. There is indeed ideological
continuity between colonial politics and the Constitution, Hartz argues,
and this organic connection is the primary reason observers misconstrue
the framing as a conservative endeavor. Since the first sailing of the
Mayflower, he writes, colonial history "had been a story of new
beginnings, daring enterprises, and explicitly stated principles--it
breathed, in other words, the spirit of Bentham himself. The result was
that the traditionalism of the Americans, like a pure freak of logic,
often bore amazing marks of antihistorical rationalism." (5)
The Constitution is ostensibly conservative, but the tradition
conserved is inherently radical, Hartz argues. "That is why the
insight of Gunnar Myrdal is a very distinguished one when he writes:
'America is ... conservative .... But the principles conserved are
liberal and some, indeed, are radical.' Radicalism and conservatism
have been twisted entirely out of shape by the liberal flow of American
history." (6) The Constitution is thus, for Hartz, the logical
fruit of the Enlightenment, a revolutionary break with the wisdom of the
ages. Innovative and rational, the framers were brilliant
anti-traditionalists who did not need to respect the past. "The
ironic flaw in American liberalism lies in the fact that we have never
had a real conservative tradition," Hartz famously proclaims. (7)
In The Creation of the American Republic 1776-1787, Gordon Wood
presents an opposing view. For him, the Constitution was an attempt to
staunch the democratic excesses of the Revolution. There is a distinct
rupture between the sanguine Whig Republicanism of the Revolution and
the framers' sober views of man and government. The despotic
failure of several state experiments with democratic legislation
prompted American elites significantly to lower their political
expectations. "Yet because the Revolution represented," Wood
states, "much more than a colonial rebellion, represented in fact a
utopian effort to reform the character of American society and to
establish truly free governments, men in the 1780's could actually
believe that it was failing. ... The people had been given an
extraordinary amount of power in the 1776 constitutions but apparently
were not qualified to wield it." (8) The framers saw firsthand that
classical republicanism was romantically naive, hence unreliable. People
could not be trusted to remain virtuous with so much liberty. A
government depending entirely on the virtue of its leaders was doomed.
The Constitution could only be sustained by principles respectfully
addressing the full ethical range of human nature.
"To the Federalists the move for the new central government
became the ultimate act of the entire revolutionary era," Wood
states; "it was both a progressive attempt to salvage the
Revolution in the face of its imminent failure and a reactionary effort
to restrain its excesses." (9) While "Americans had in fact
institutionalized and legitimized revolution" with the
Constitution, Wood denies any continuity with the utopian impetus of the
Revolution. (10) Concerned with human fallibility rather than human
potential, the Constitution was, for Wood, a betrayal of the republican
emphasis on virtue. Inspired by the history of popular governance and
adapted to concrete political concerns, the framers' political
philosophy hardly resembled the democratic ideal of classical
republicanism. "By attempting to formulate a theory of politics
that would represent reality as it was," Wood states, "the
Americans of 1787 shattered the classical Whig world of 1776.' (11)
But could classical republicanism have been salvaged other than by
practical revisions informed by actual political experience? Without the
imaginative and practical dexterity of the framers, the new nation might
well have been consumed by majoritarian despotism. How, then, was such
prudence reactionary?
In Novus Ordo Seclorum, Forrest McDonald highlights the conflicted
essence of the framing. "The ingredients," he writes,
"were incompatible." "In the truest sense of the terms,
the reformation of the Constitution was simultaneously a conservative
and a radical act." (12) Briefly defining radical as "to get
at the root of the matter," McDonald asserts that the framers
relied little on abstract political philosophy and instead
"radically" derived their constitutional principles from the
lessons of practical experience. It is implied throughout this incisive
study that the Constitution is a synthesis of old and new, wherein
inherited prejudices and prescriptions were renovated to accommodate the
novel burdens of contemporary circumstances. Tradition was preserved,
but unmistakably altered by prudential innovation to create a legitimate
and durable regime. "They devised a new order out of materials
prescribed by the ages," McDonald states, "and they were wise
enough to institutionalize the pluralism with which they worked and to
draw their Constitution loosely enough so that it might live and breathe
and change with time." (13)
For McDonald, the Constitution "marked the culmination of a
tradition of civic humanism that dated back more than two millennia and
of a common-law tradition that dated back many centuries. But the order
from which it sprang was already crumbling." (14) Disillusioned by
the democratic experiments of the state governments, the framers
replaced their idealistic notion of republican government wholly
dependent on civic virtue with a more practical republicanism that
acknowledged and endeavored to curb the unavoidable excesses of human
nature. "The lesson," McDonald states, "as some were
candid enough to put it, was that the American public did not possess a
sufficient stock of virtue to sustain a republic, as republics had
traditionally been conceived." (15) Having identified the terminal
diseases of a republic within their own ethos, the framers contrived
federalism, a novel idea of divided sovereignty that would create a
vigorous national government and simultaneously preserve the integrity
of the states. "The constitutional reallocation of powers created a
new form of government unprecedented under the sun," McDonald
writes. (16)
The English Inheritance and the Declaration of Independence
A revolution is not necessarily a cataclysmic break with the past,
but may be the result of an accumulation of political discontent. A
rebellion does not usually occur out of the blue. Jacobins and
Bolsheviks destroyed their societies in an attempt to eradicate a
corrupt system and to create an egalitarian paradise. The frenzied
impetus to deracinate, however, was not novel but had intellectual
antecedents in their cultures long before the Bastille or the White
Palace were stormed. Similarly, society's general cultural
disposition will shape the outcome of every uprising. Just like an
individual undergoing a traumatic event, the characteristic traits of a
culture determine the texture of a revolt. Understanding why one
revolution culminates in mass murder and another in democratic
legitimacy is akin to comparing the character of a sociopath to that of
a saint. For well over three hundred years political mass movements have
influenced the course of history. However, each society is unique. So,
rather than generically associating every political upheaval with
violent social change, it is necessary to explore the unique roots and
purposes of each insurrection.
Contrary to the conditions preceding most revolutions, the thirteen
colonies were economically prosperous and politically stable. Throughout
the region many Americans were actually concerned about the unpleasant
effects of an insurrection. Samuel Seabury, Jonathan Boucher, and Daniel
Leonard, among other men of distinction, voiced their disapproval of any
sort of rebellion, arguing that it would destroy a peaceful society.
"The Stamp Act," Russell Kirk writes, "had been repealed;
the Townshend duties ... had been abandoned; only the Tea Act of 1773
was still in force, when the first shots were fired at Lexington in
1775. And actually that Tea Act had reduced the price of tea in the
colonies." (17) The colonists did not have a great deal to complain
about. Apart from the occasional economic imposition, Americans suffered
little under British authority. England long practiced a policy of what
has been called "benign neglect." Americans governed
themselves nearly autonomously through English institutions under the
casual supervision of a constitutional monarchy on the other side of the
Atlantic. Did the occasional illegitimate tax justify revolution?
England was, however, a constitutional monarchy wherein both crown
and legislature were legally obliged to respect the rights of their
subjects. Passed without the consent of the colonies, the Stamp and Tea
acts established a dangerous precedent of arbitrary authority.
Parliament had exceeded its constitutional power and violated the rights
of the king's colonial subjects. If England was free to abuse the
colonies at its discretion, then tyranny threatened. A declaration of
independence was deemed necessary for the colonists to reclaim their
God-given rights as Englishmen. "What Whiggish America stood for
was the long established chartered right of the colonies to govern
themselves," Kirk has written. "They looked upon George III as
a monarch who intended to make a revolution, by subverting their old
ways of self-government; they protested that they, in resisting Crown
and Parliament, were preventing this royal revolution." (18)
England had usurped the rights of its subjects living abroad. Many
Americans feared that this was the first step in a process that would
end in the complete oppression of the colonies.
1 The American Revolution, then, was not a radical rebellion, but a
deliberate restoration. "Their appeal was to established
constitutional usage," Kirk notes. "Certainly almost none of
the leading patriots thought of himself as a social revolutionary ....
The Americans, in essence, meant to keep their old order and defend it
against external interference." (19) The political institutions
Americans were protecting were unquestionably English. Each colony was
steeped in a tradition of limited government and individual rights that
immigrated with the minds and imaginations of the first settlers.
Colonists abided by common law and considered themselves subjects of the
English commonwealth, who were entitled to certain constitutional rights
that had been unlawfully ignored by Parliament. It is indeed ironic that
the colonists' deep respect for their English inheritance of
constitutional self-government was the source of rebellion.
Revolutionary Americans were thus not attempting to contrive what Wood
referred to as "a utopian effort to reform the character of
American society." Independence was not an attempt to raze English
foundations, but to recover the essence of their meaning. "The
Americans looked for guidance to their own historical past in
America," Kirk writes, "and to the past of the civilization,
European and Christian, in which they shared. For novel abstract
theories of human nature and society, most of the men who subscribed to
the Declaration and the Constitution had no relish." (20)
Jefferson's abstract rhetoric notwithstanding, the Declaration
of Independence is a resolute statement defending the political rights
to which the colonists were historically entitled as transplanted
Englishmen. "The Declaration spoke of instituting 'new
Government', not of overthrowing the state itself, or the social
order," Kirk notes. "That is another aspect of the moderation
of the American 'revolutionaries': they argued that
governments might be altered or abolished, but contemplated no pulling
down of fundamental institutions and ways of life." (21) The
Declaration does not establish a regime of any sort. It is not a
constitution, but a manifesto intending to unite patriots at home and
arouse sympathy abroad. A brief examination of the Declaration reveals
it to be a conservative and liberal document that embodies the same
complex mixture of ideas that would inform the framing.
The document begins with a philosophical justification for
rebellion reminiscent of Blackstone and Locke. "We hold these
truths to be self-evident, that all men are created equal,"
Jefferson proclaims. This was a dangerously awkward and misleading
abstract statement from a man who believed in the importance of a
natural aristocracy in a society where the only recognized
'citizens' were landholding white men. Jefferson then asserts
that the unalienable rights of Life, Liberty and Happiness are to be
served by government based on popular consent, but the specific means of
institutionalizing these sacred entitlements are left unexplained. While
these aspirations are, in a very general sense, assumed to be the basis
for any legitimate political order, they are not concretely defined.
"Is it because liberty in the abstract may be classed amongst the
blessings of mankind," Burke asks, "that I am seriously to
felicitate a madman, who has escaped from the protecting restraint and
wholesome darkness of his cell, on his restoration to the enjoyment of
light and liberty?" (22) What are Life, Liberty and Happiness? Why
are they worthy of esteem? What quality of life do they require and
sustain? Such abstract ideas are dangerously vague. Similar abstractions
accompanied the Reign of Terror seventeen years later in France.
The Declaration states that, while governments exist solely to
guard these natural rights, they should not be abolished for "light
and transient causes." However, when a government is responsible
for "a long train of abuses and usurpations," the people must
revolt. The Declaration then specifically enumerates the colonists'
twenty-seven concrete historical grievances against England. Since
"our repeated petitions have only been answered by repeated
injury," the colonists had to defend their political patrimony
against the encroachments of despotism. The second half of the
Declaration conservatively defines the specific rights that the British
king and Parliament had violated. Jefferson creates an image of a just
regime that does not warrant insurrection by utilizing the historical
circumstances of colonial oppression. This was in keeping with
Burke's later admonition that "Circumstances (which with some
gentlemen pass for nothing) give in reality to every political principle
its distinguishing color and discriminating effect. The circumstances
are what render every civil and political scheme beneficial or noxious
to mankind." (23)
"If in effect the colonists declared a right of
revolution," Kirk states, "it was a right only to change a
people's government for the better, and not a right to hack through
the roots of the permanent things in a nation." (24) The problem
with this statement is Jefferson's radical language at the
conclusion, "that all political connection between them and the
state of Great Britain, is and ought to be totally dissolved."
Nonetheless, he does refer to "the ties of our common
kindred," "the connections and correspondence" that are a
casualty of English usurpation. "In short, from the earliest times
in America the colonial people had been a people separate from the
British people, though linked to the British by willing ties of culture
and friendship, and by common allegiance to a king," Kirk explains.
"Rather than pulling down a government, the Patriots were defending
their own prescriptive governments against what had become an alien
government." (25) The Declaration of Independence is thus of two
ideological minds. Jefferson justifies a rebellion to conserve
traditional political rights by citing both abstract intellectual
principles and concrete, actual colonial oppression.
"Never were our Burkean founding fathers more British than
when they were revolting against George III," Viereck states.
"Burke favored their Revolution as defending the traditional rights
of freeborn Englishmen against newfangled royal usurpations. In that
sense, we may rechristen it not the Revolution but the Conservation of
1776. The fire-crackers of July Fourth celebrate the triumph not of
revolution but of restoration." (26) Colonists had experienced
popular sovereignty for over 150 years and keenly understood that George
III and Parliament had taken significant steps to deprive them of their
autonomy. Colonists replied with a declaration of their rights under
England's traditional constitution of custom. But did not the
Revolution extirpate those formally hallowed English prejudices and
prescriptions? As Americans rejected British constitutional authority,
upon what foundation could they erect the pillars of their new society?
The State of Nature and the Imaginative Force of Custom One gets
the impression from prominent constitutional historians that
Revolutionary America was ominously unstable. "When the decision
for independence was made," writes McDonald, "all claims to
rights that were based upon royal grants, the common law, and the
British constitution became theoretically irrelevant." (27) Since
all political and property rights were predicated upon royal
prerogative, the abdication of British sovereignty theoretically
absolved every legally binding social agreement. As McDonald notes,
"according to one reading of the version of natural-rights theory
that was most applicable to their circumstances--that associated with
John Locke--declaring independence threw them temporarily into a state
of nature wherein all previously existing law (except the law of nature
itself) was nullified." (28) Later McDonald discordantly asserts,
contrary to Locke, that the state of nature means "the absence of
organized political society and of government," not "a
situation in which autonomous individuals live outside of society."
(29) With the eviction of English authority, American society had no
government and thus only the law of nature could restrain "free and
equal" men. (30) Similarly, Wood writes that "Shays'
uprising in 1786 was only the climactic episode in one long
insurrection, where the dissolution of government and the state of
nature became an everyday fact of life." (31)
The political condition of the states in the first years after
independence provides further evidence of the comprehensive lack of
order. A survey of post-Revolutionary America reveals that people were
abusing their new political freedom. Throughout the thirteen former
colonies democratically idyllic state constitutions were failing to
satisfy the standards of constitutional democracy. Virtue was in short
supply. Life, Liberty and the Pursuit of Happiness were challenged by
the excesses of majoritarian despotism. Were the citizens of the United
States ethically qualified for representative democracy? "American
society seemed to possess all the symptoms of the most destructive
diseases that could afflict a republic," Wood writes. "The
American people apparently did not possess and were unwilling to acquire
the moral and social character necessary to sustain republican
governments." (32) It appeared to some leaders that Americans were
unable to endure the burden of liberty. "The war with Britain had
scarcely begun before the nature and tendency of American behavior was
frighteningly revealed," Wood adds. "The self-sacrifice and
patriotism of 1774-1775 soon seemed to give way to greed and
profiteering at the expense of the public good." (33) The
prominence of self-interest as a politically motivating force may give
the impression that the colonies were regressing to a prehistoric state
in which the moral force of traditional authority did not exist.
Despite the unsuccessful experiments with plebiscitary state
constitutions, however, the newly independent nation was thriving.
"Objectively, the first decade of the history of the United States
was a whopping success," McDonald notes. "Despite certain
postwar economic dislocations, most Americans were prospering."
(34) Political disorder was a concern, but the former colonies were far
removed from the war of all against all that Hobbes associates with the
state of nature. "It is thus difficult to look back at the period
and not feel that the pessimism and apprehension so widely expressed did
not in some way exaggerate the real problems of the 1780's,"
Wood writes. "Some of the contemporaries themselves saw an
incongruity between the alarms and the situation." (35) While there
were misguided popular experiments, the public imagination of the new
republic was orientated by nearly two hundred years of self-governing
experience. There was no longer the physical presence of English
authority, but Americans were still emotionally influenced by custom.
"Laws," de Tocqueville states, "are always unstable
unless they are founded upon the customs of a nation: customs are the
only durable and resisting power in a people." (36)
Custom infused a sufficient number of Americans with a disposition
that preferred moderation to license and tradition to innovation. There
was no Reign of Terror after the Revolution because too many people
appreciated the virtues of restraint. Americans were politically free
from the mother country, but they were still animated by the law of
measure that was indistinguishable from the spiritual core of Western
civilization. The living presence of historically evolved convention
urged prudence rather than haste. Educated for generations in the wisdom
of forbearance, the majority of colonists were not tempted by the
idyllic supplications of utopian democracy. The conservative laws of the
Constitution were engendered by this cultural bias toward civility.
"If they were to be classed in their proper order," de
Tocqueville writes, "I should say that physical circumstances are
less efficient than the laws, and the laws infinitely less so than the
customs of the people. I am convinced that the most advantageous
situation and the best possible laws cannot maintain a constitution in
spite of the customs of the country." (37) The soon to be United
States resisted romantic notions of classical republicanism. Neither did
returning to a savage state appeal to the imaginations of Revolutionary
Americans. "For governments may perish," de Tocqueville
concludes, "but society cannot die." (38)
Because classical republicanism was insufficiently attuned to human
fallibility and caprice, the first state regimes and the Articles of
Confederation were unable adequately to address the political needs of
Americans. Contaminated by democratic idealism, the colonists'
initial attempts at self-government were destined for difficulties, but
not, as Wood argues, because of a failure of the new governments to meet
utopian expectations. The Revolution had never been a quest for utopia.
If, for some scholars, the political and economic corruption of the
newly independent states proved there was no legitimate sovereignty, it
is probably nearer the truth that the Americans in those early years of
the Republic needed the benefit of further experience with
self-government. "It is difficult to make the people participate in
the government," de Tocqueville writes, "but it is still more
difficult to supply them with the feelings which they need in order to
govern well." (39) To many of the framers, Shays' Rebellion
provided sufficient proof that government must accommodate the full
range of human nature, not simply its virtues. Institutionalized
classical republicanism, unless tempered by prudence, would be the death
of independence. Educated by their experience, the framers reconciled
the republican ideal with the unavoidable imperfections of human nature.
It was the only way to save the new republic. "To evils that are
common to all democratic nations," de Tocqueville comments,
"[Americans] have applied remedies that none but themselves had
ever thought of; and, although they were the first to make the
experiment, they have succeeded in it." (40)
Friedrich Nietzsche and Conservative Rejuvenation
The political health of the United States requires that its
citizens understand the extent to which individual rights and limited
government depend upon a certain tradition. Liberalism and conservatism
are mutually reinforcing ideas that absolutely cannot survive without
the other. Without reform, conservation becomes authoritarian and
reactionary; without tradition liberalism becomes anarchic and radical.
Politics is a constantly evolving set of circumstances that requires
officials and the public at large habitually to make adaptations that
must be reconciled with the wisdom of the ages.
The ideas of Friedrich Nietzsche may initially seem contrary to the
political philosophy underlying the American Constitution, but this is
not the case. Indeed, Nietzsche's philosophy explains the essence
of the liberal-conservative synthesis: "It seems to me more and
more that the philosopher, being necessarily a man of tomorrow and the
day after tomorrow, has always found himself and had to find himself in
contradiction to his today: his enemy has always been the ideal of
today. ... By laying the knife vivisectionally to the bosom of the very
virtues of the age they betrayed what was their own secret: to know a
new greatness of man, a new untrodden path to his enlargement."
(41) This apparently radical statement is actually a conservative plea
not to settle for inferior contemporary standards, a plea in the spirit
of the Burkean distinction between the wisdom of the age and the wisdom
of the ages. "One has to get rid of the bad taste of wanting to be
in agreement with many," Nietzsche states. "Good' is no
longer good when your neighbor takes it into his mouth. And how could
there exist a 'common good'! The expression is a
self-contradiction: what can be common has ever but little value."
(42) Human beings are remarkably effective at self-deception. Nietzsche
was pleading with his contemporaries not to be misled by popular
truncations of what a full human life entails. A "common,"
popularly accepted good is a merely assumed value, one that is taken for
granted, and shows spiritual neglect. Morality cannot survive
existential inertia.
One could argue that the framers were "men of tomorrow"
who had to conquer "the virtues of the age" to create a
sustainable regime. To avoid the democratic wrath of the state
legislatures and the Congress of Confederation, the framers contrived a
false excuse for calling the Constitutional Convention into being: that
is, to discuss some marginal commercial amendments to the Articles of
Confederation. They again skirted existing state and national laws by
ratifying the Constitution through conventions in each state because it
would not have been accepted either by individual state legislatures or
by a unanimous vote of all thirteen states in the Confederation
Congress. Scholars such as Charles Beard and Howard Zinn regard this
deceit as damning proof that the framers were oligarchs who saw their
political influence waning under the Articles. For such scholars, the
Constitution was a fraud empowering selfish men who institutionalized
their political and economic hold on society. However, the principles of
the actual document do not admit of such an interpretation. The
Constitution was indeed written and ratified under dubious
circumstances, but its principles reflect an attempt to create a healthy
representative democracy that would benefit every member of society. The
framers saw their nation as imminently challenged by democratic
chauvinism locally and foreign conquest nationally. Being devoted
representatives of their civilization, they believed they were acting in
the best interest of their country. Unrevised, the Articles inevitably
would have failed, and what then?
"A state without the means of some change is without the means
of its conservation," Burke observes. (43) Without the assent of
all thirteen states there was no legal way to augment the Confederation.
The framers were not only experienced in self-government but imbued with
historical knowledge. Well aware of the realities of human nature, not
only its higher potentialities but also its perennial weaknesses, the
framers understood that supposedly classical republicanism was
destructively plebiscitary. "When I remember all the attempts that
are made to judge the modern republics by the aid of those of antiquity,
and to infer what will happen in our time from what took place two
thousand years ago," de Tocqueville would write, "I am tempted
to burn my books in order to apply none but novel ideas to so novel a
condition of society." (44) Thus, even a conservative intellectual
like de Tocqueville understood that obsequiousness to the past means
impotence in the present. America needed a modified republicanism
informed by historical knowledge of the full range of human nature.
"Supreme rule of conduct: even when alone one must not 'let
oneself go'.--Good things are costly beyond measure: and the law
still holds that he who has them is different from him who obtains
them," Nietzsche states. "Everything good is inheritance: what
is not inherited is imperfect, is a beginning. ..." (45) The
Constitution was an imperfect beginning that to this day is scarred with
the Three-Fifths Compromise and the slave trade. Yet this document still
represents an imaginatively translated moral inheritance that stretches
back in Western history to Ancient Greece.
"One lives for today, one lives very fast--one lives very
irresponsibly: it is precisely this which one calls 'freedom,"
Nietzsche writes. "That which makes institutions institutions is
despised, hated, rejected: whenever the word authority is so much as
heard one believes oneself in danger of a new slavery. The decadence in
the valuating instinct of our politicians, our political parties, goes
so deep that that they instinctively prefer that which leads to
dissolution, that which hastens the end. ..." (46) The framers
understood that the great problem of political order is how consistently
to reconcile authority and liberty. Tradition and custom can easily
become oppressive in institutions that are not refurbished to maintain
their spiritual essence, whilst disorder is proven to be a recurring
threat to liberal government. Legitimacy is difficult to maintain in any
regime. "For institutions to exist," Nietzsche states,
"there must exist the kind of will, instinct, imperative which is
anti-liberal to the point of malice: the will to tradition, to
authority, to centuries-long responsibility, to solidarity between
succeeding generations backwards and forwards ad infinitum." (47)
Because people are forever obsessed with immediate gratification,
convention and institutions are often underappreciated and treated with
contempt. To uphold the only workable social contract requires a harmony
with the wisdom of the ages that entertains but does not pander to the
wisdom of the age. "Society is indeed a contract," Burke
notes, but not one for mere commodities. "It is to be looked on
with other reverence, because it is not a partnership in things
subservient only to the gross animal existence of a temporary and
perishable nature. It is a partnership in all science; a partnership in
all art; a partnership in every virtue and in all perfection. As the
ends of such a partnership cannot be obtained in many generations, it
becomes a partnership not only between those who are living, but between
those who are living, those who are dead, and those who are to be
born." (48)
The masses demand to be appeased yesterday. Yet indulging the
populace cannot ethically sustain a democratic government. Hence every
day is a test, and a regime must adapt or die. To guarantee the
preservation of the humble respect for the existing order that is
necessary for peace, every renovation must be infused with the
"solidarity between succeeding generations backwards and forwards
ad infinitum." Each new generation must simultaneously preserve and
rejuvenate its heritage, because, as Burke observes:
Our political system is placed in a just correspondence and symmetry
with the order of the world and with the mode of existence decreed to
a permanent body composed of transitory parts, wherein, by the
disposition of a stupendous wisdom, molding together the great
mysterious incorporation of the human race, the whole, at one time,
is never old or middle-aged or young, but, in a condition of
unchangeable constancy, moves on through the varied tenor of
perpetual decay, fall, renovation, and progression. (49)
The "unchangeable constancy" to which Burke refers is the
essence of good government and the only sentinel for the real common
good. Yet to appreciate the lessons of the past is not to tie one's
hands in the present. As Madison explains in Federalist 37: "The
most that the convention could do ... was to avoid the errors suggested
by the past experience of other countries, as well as of our own; and to
provide a convenient mode of rectifying their own errors, as future
experience may unfold them." (50) The liberal-conservative
synthesis is the only way for popular sovereignty to endure. Government
must adapt to the evolution of society, but reforms must be checked by
the eternal constitution of things as exemplified by the cultural and
political icons of Western civilization. Tradition needs to be renovated
by the present, and change must be tempered by the past. Healthy
intuition and penetrating understanding are not passive possessions, but
require hard work and tireless inward effort.
Without a vital sense of restraint, a democratic political order
will succumb to the impulse of the moment. "This is the first
preliminary schooling in spirituality: not to react immediately to a
stimulus, but to have the restraining, stock taking instincts in
one's control," Nietzsche declares. "Learning to see, as
I understand it, is almost what is called in unphilosophical language
'strong will to power': the essence of it is precisely not to
the ability to defer decision." (51) All revolutions are dangerous,
because destruction is contagious and civilization is fragile. It is
easy to misinterpret the "will to power" as a will to
dominate, but a thorough reading of Nietzsche contradicts this
impression. The will to power is similar to what Irving Babbitt would
later describe as the "will to refrain," to put a check on
one's first impulse in favor of a higher, more lasting good. (52)
Put differently, it is the ethical elevation of the person of action who
is informed by history but is not controlled by it. "All
unspirituality, all vulgarity, is due to the incapacity to resist a
stimulus--one has to react, one obeys every impulse," Nietzsche
writes. "A practical application of having learned to see: one will
have become slow, mistrustful, resistant as a learner in general."
(53)
Every instance of nobility ministering to the beneficence of modern
civilization is old; the insight each provides into the human condition
is timeless. "Great human beings are necessary," Nietzsche
writes; "the epoch in which they appear is accidental; that they
almost always become master of their epoch is only because they are
stronger, because they are older, because a longer assembling of force
has preceded them." (54) Whilst society has significantly evolved
since ancient Babylon, human beings have not. Every major political
catastrophe since the Enlightenment has been fueled by a progressive
assumption that human nature can be liberated from ailments that are
absolutely without remedy. Certain ideas have consistently proven to be
spiritually destructive. The wisdom of the ages is not revered solely by
virtue of its age but also its historically proven ability to enhance
the quality of life for its adherents. The Constitution is informed by
this living tradition of humanitas.
The Constitution: A Synergy of Past and Present
"The novelty of the undertaking immediately strikes us,"
Madison observes in Federalist 37. "It has been shown that the
other confederacies which could be consulted as precedents have been
vitiated by the same erroneous principles [as those debilitating the
Articles], and can therefore furnish no other light than that of
beacons, which give warning of the course to be shunned, without
pointing out that which ought to be pursued." (55) This statement
captures the essence of the liberal-conservative synthesis put forth in
this article. Madison understood popular democratic misconceptions that
had destroyed past republics and were corrupting his own. Through an
intense historical education garnered both from books and experience, he
acquired the imaginative breadth to help create a novel political
arrangement that bore the humanitas of the past.
The Constitution is an imaginative amalgamation of the tradition
and innovation necessary to preserve the integrity of any government.
Both tradition and reform can succumb to excess. Thus each needs the
other to make moderation a habit and not an exception. While human
nature remains unchanged, circumstances warrant perpetual
reconsideration to experimentally ensure that the values by which we
live are worthy of respect and not destruction. "But why is the
experiment of an extended republic to be rejected, merely because it may
comprise what is new?" Madison asks in Federalist 14. "Is it
not the glory of the people of America that, whilst they have paid a
decent regard to the opinions of former times and other nations, they
have not suffered a blind veneration for antiquity, for custom, or for
names, to overrule the suggestions of their own good sense, the
knowledge of their own situation, and the lessons of their own
experience?" (56) Prescription must be refreshed by the fruits of
the moral imagination. The test of any civilization is its ability to
find the golden mean between a reactionary traditionalism and
deracinating revolution. Similarly, it is no coincidence that the
Jacobin revolt against patrician negligence culminated in the
authoritarianism of Napoleon; the extremes of liberalism and
conservatism are fraternal twins.
The Constitution can be interpreted as embodying the spirit of
creative dexterity necessary to avoid such excesses. It requires
"spirits strong and original enough to make a start on antithetical
evaluations and to revalue and reverse 'eternal values'; ...
heralds and forerunners, ... men of the future who in the present knot
together the constraint which compels the will of millennia on to new
paths." (57) The Constitution cannot survive without the vital
restraint of conservative augmentation, which requires the frank
acknowledgement of its liberal-conservative heritage. The extreme
partisanship currently besieging the United States is a direct result of
a fundamental misunderstanding of our political foundations. Democrats
and Republicans point fingers and attack the ignorant opposition when
our polity cannot survive without their good-natured cooperation. This
fanatical 'us and them' political paradigm is rending the
American political fabric. Our representatives should set aside partisan
and ideological squabbles and engage in serious political dialogue. The
Constitution cannot survive unless the conservative-liberal synthesis is
respected and celebrated by both parties. That synthesis transcends
party. Without the kind of compromise, made possible when people seek to
view reality in all of its complexity and not just the aspects that
would most easily support their own narrow self-interest, the United
States may continue to muddle along for a while longer, but the numerous
serious problems confronting the country will not be properly addressed
in the absence of an intimate understanding of foundations and a
corresponding willingness to shun partisanship. "True statesmanship
is a humanistic mediation and not an indolent oscillation between
extremes," writes Babbitt. (58) But neither must the need for
synthesis above party be confused with the kind of lazy compromise that
is nothing more than "splitting the difference," the course
routinely proposed by self-appointed "moderates." Like
Babbitt, Nietzsche would have disdained such easy and therefore
irresponsible compromise.
It is because Americans do not now appear capable of genuine
compromise, as encouraged by the conservative-liberal dynamic of the
Constitution, that America's future looks gloomy.
The health of a nation is measured by the quality of its
relationships. The prevalence of something like Aristotelian true
friendship that is necessary to sustain popular governance can only
exist, as Aristotle stressed, between ethical equals. Without an
adequate understanding of the Constitution's moral and cultural
prerequisites, Democrats and Republicans will lack the moral and
imaginative qualities necessary to cooperate; hence free government,
which is dependent on inner ethical control, is imperiled. The
Constitution was constructed to encourage the opposite tendency. It is
not ideologically skewed to either side of the ideological scale; its
fulcrum lies in the center where conservatism and liberalism humbly
meet.
If civil society be the offspring of convention, that convention
must be its law. That convention must limit and modify all the
descriptions of constitution which are formed under it.
--Edmund Burke Reflections on the Revolution in France
Constitution requires a people with proper habits.
Constitution rooted in compromises.
Dogmatic politics inimical to the common good.
For Louis Hartz, Constitution rooted in tradition of liberalism.
For Gordon Wood, Constitution betrayed republican emphasis on
virtue.
For Forrest McDonald, the framing "simultaneously a
conservative and a radical act ..."
... a new order out of materials prescribed by the ages."
The nature of a revolution influenced by the society's ethos.
For Russell Kirk, independence was sought to preserve
"established constitutional usage."
(18.) Ibid., 395.
(19.) Ibid.
(20.) Ibid., 401.
Absent specific context, Life, Liberty, and Happiness are dangerous
abstractions.
(21.) Ibid., 411 (emphasis in the original).
(22.) Edmund Burke, Reflections on the Revolution in France, edited
by J. G. A. Pocock (Indianapolis: Hackett, 1987), 7.
Declaration of Independence mostly a list of specific violations of
the English constitution.
Declaration ideologically of two minds.
For Peter Viereck, July Fourth celebrates "triumph not of
revolution but of restoration."
After independence, Americans still influenced by English customs.
Cultural restraint prevented American Reign of Terror.
Classical republicanism insufficiently attuned to human
fallibility.
Classical republicanism destructively plebiscitary.
For Nietzsche, as for Burke, society entails mediation between
past, present, and future generations.
Nietzsche's ""will to power" similar to
Babbitt's "will to refrain."
The extremes of liberalism and conservatism are fraternal twins.
(1.) Aristotle, The Politics (New York: Penguin, 1986), 331;
1310a12.
(2.) Peter Viereck, The Unadjusted Man (Boston: Beacon Press,
1956), 108.
(3.) Forrest McDonald, Nomis Ordo Seclortim: The Intellectual
Origins of the Constitution (Lawrence: University Press of Kansas,
1985), 224.
(4.) Louis Hartz, The Liberal Tradition in America (New York:
Harcourt, Brace & World, 1955), 47.
(5.) Ibid., 48.
(6.) Ibid., 50.
(7.) Ibid., 57.
(8.) Gordon S. Wood, The Creation of the American Republic
1776-1787 (Chapel Hill: The University of North Carolina Press, 1998),
395, 424.
(9.) Ibid., 475.
(10.) Ibid., 614.
(11.) Ibid., 475; emphasis mine. It is interesting to note that
Wood refers to the framers as "romantic" earlier in this same
paragraph.
(12.) Forrest McDonald, Novus Ordo Seclorum, 8, 261 (emphasis
added).
(13.) Ibid., 293.
(14.) Ibid., 291.
(15.) Ibid., 179; see also 144.
(16.) Ibid., 276.
(17.) Russell Kirk, The Roots of American Order (Wilmington: ISI
Books, 2004), 394 (emphasis in the original).
(23.) Ibid.
(24.) Kirk, The Roots of American Order, 411.
(25.) Ibid., 414.
(26.) Peter Viereck, Conservative Thinkers, 87.
(27.) McDonald, Novus Ordo Seclorum, 58.
(28.) Ibid., 59.
(29.) McDonald, Novus Ordo Seclorm, 62. McDonald correctly states
that revolution abolishes the government and not civil society. However,
for Locke the state of nature is the human condition prior to society.
Once civilization exists, society cannot regress to a prehistoric
natural state unless conquered by an alien force; see The Second
Treatise, Chapter 19, Section 211. Lastly, McDonald states "that no
matter how Locke is read, the states as political societies, as opposed
to the governments thereof, had not ceased to exist upon the declaring
of independence," but this means that Americans never returned to a
state of nature (280; see also 145-157).
(30.) Ibid., 63.
(31.) Wood, The Creation of the American Republic 1776-1787, 285.
(32.) Ibid., 415.
(33.) Ibid.
(34.) McDonald, Novus Ordo Seclorum, 143.
(35.) Wood, The Creation of the American Republic 1776-1787, 395.
In the next paragraph Wood states, "But the complaints were far
from imaginary." His argument is that Americans expected some
utopian transformation as a result of the revolution. Even though
American society was economically prospering, when this change did not
occur many were very disillusioned.
(36.) Alexis de Tocqueville, Democracy in America, Vol. 1 (New
York: Vintage, 1990), 284.
(37.) Ibid., 322.
(38.) Ibid., 246.
(39.) Ibid., 329.
(40.) Ibid., 325.
(41.) Friedrich Nietzsche, Beyond Good and Evil (New York: Penguin,
1990), 143 (emphases in the original).
(42.) Ibid., 71. By "common good" in this passage,
Nietzsche is not referring to the intrinsically good, which, because
good for all, is shared or "common." Rather, he is using
"common" in the sense of popularly accepted without serious
thought.
(43.) Burke, Reflections, 19.
(44.) Tocqueville, Democracy in America, Vol. 1, 316.
(45.) Friedrich Nietzsche, Twilight of the Idols/The Anti-Christ
(New York: Penguin, 1990), 112.
(46.) Ibid., 105.
(47.) Ibid.
(48.) Burke, Reflections, 85.
(49.) Ibid., 30.
(50.) Madison et al., The Federalist Papers, 222.
(51.) Nietzsche, Twilight of the Idols, 76.
(52.) Irving Babbitt, Democracy and Leadership (Indianapolis:
Liberty Fund, 1978; originally published in 1924), 6.
(53.) Nietzsche, Twilight of the Idols, 76.
(54.) Ibid., 108-109 (emphasis added).
(55.) Madison et al., The Federalist Papers, 222.
(56.) Ibid., 98.
(57.) Nietzsche, Beyond Good and Evil, 126.
(58.) Irving Babbitt, Democracy and Leadership, 134.
JAY PATRICK STARLIPER is the author of Aesthetic Origins: Peter
Viereck and the Imaginative Sources of Politics.