Power without limits: the allure of political idealism and the crumbling of american constitutionalism.
Ryn, Claes G.
For the framers of the U.S. Constitution no task seemed more
important than to limit and tame power. The chief reason why they
established a government of divided powers and checks and balances was
their view of human nature, which was primarily Christian and classical.
It seemed to them self-evident that human beings are morally cleft. They
are potentially decent, even admirable, but also have darker
inclinations that pose a great threat to themselves and others. Human
beings cannot be trusted with unrestricted power. The constitutionalism
of the framers assumed that the drive for power had to be contained
first of all through the self-discipline of individuals, but
corresponding external restraints, including constitutional checks, were
necessary to protect the public.
Since the adoption of the Constitution American government and
society have changed radically. The Constitution still enjoys a kind of
ceremonial respect. It is cited as if it possessed an august authority.
In actuality, political practice is today so different from the intent
of the framers that, in substance, the original Constitution has been
virtually suspended. Over the years sometimes tortuous and highly
tendentious constitutional interpretation has combined with powerful
political and intellectual trends to produce an enormous expansion and
centralization of the federal government and a concomitant erosion of
checks and balances. The claim that these developments have realized the
hopes of Alexander Hamilton is blatantly anachronistic. The American
federal National Security and Welfare State with its presidential system
bears little resemblance to the scheme of the framers.
The reasons for the change are many and complex. They include the
effects of wars, economic and scientific developments, and
globalization. The change can also be traced to moral, cultural, and
social developments that have had profound, transformative consequences.
Briefly put, the way in which Americans today view themselves and the
world is very different from what was the case at the time of the
framing of the Constitution. That change is far-reaching and goes a long
way towards explaining the mentioned political change. One major
consequence is a muting of the old American fear of power and the
creation of vast new opportunities for politicians who desire more
power. Although these developments have distinctively American
characteristics, they reflect trends throughout the Western world. Those
trends have, in fact, been even more pronounced in Europe.
Although traditional religion and morality have long been in
retreat, moralistic language seems more pervasive in American politics
today than ever. Few public policy stands are advanced that are not said
to be demanded by "justice" or "fairness." To oppose
them is to be "greedy," "callous" or
"intolerant"--to be morally inferior, even despicable. Moral
indignation is, it seems, the favored posture of politicians and
pressure groups.
But the moralism of today is very different from the notion of
morality prevalent at the time of the writing of the Constitution. The
purpose of this article is to identify a powerful strain within this new
moralism and to elucidate its role in engendering the transformation of
American society and politics. While sharply lessening the old American
fear of power, the change has facilitated and even stimulated a desire
for power. According to the new conception of morality, it is virtuous
to want government, almost always the federal government, to expand its
reach. In foreign policy, it is common for American leaders to claim,
sometimes with great ideological fervor, that America is exceptional and
has a moral mission in the world. American leadership is needed to
remake insufficiently "free" and "democratic"
countries. According to assertive nationalists, neoconservatives, and
liberal interventionists in both parties, America should seek armed
global hegemony--not, of course, to indulge a desire to dominate but to
fulfill a morally noble destiny. The advocates of uncontested hegemony
will deny that they desire, for its own sake, the enormous military
power that would be necessary to achieving the stated goal; the need to
wield enhanced American power is only incidental to the moral imperative
of creating a better world. In domestic politics, many politicians
similarly assume that their wish greatly to expand the scope and
functions of government has solely moral motives. Here, too, the need to
accumulate power at the political center is viewed as merely incidental
to wanting a more just society. Yet one might wonder why the desire for
moral public policy rarely, if ever, issues in calls for reducing the
power of political leaders. So striking is this pattern that it raises
the question whether the moralism in question and the wish to expand and
centralize power might somehow be integrally connected. Whatever else
this moralism might be, is it a subtle way of justifying a desire to
rule others?
The purpose of this article is to analyze the "idealism"
that has helped transform America and, in particular, to demonstrate
that its moral-imaginative dynamic is quite different from its
reputation. It would appear that indistinguishable from its ostensible
caring for the welfare of others is a desire to direct their lives,
indeed, the deepest source of idealism's appeal may be that it is a
sense of moral superiority that implies a right to dominate.
To argue this thesis it will be necessary to revisit points that
this author has made in other contexts and to recast, combine, and
supplement them for the present purpose.
The Old Morality and Its Social and Political Entailments
The traditional Western view of man's moral predicament
carried with it a deep ambivalence about power. On the one hand, no
political objectives could be achieved without the exercise of power. On
the other hand, the prominent lower proclivities of human beings made
power potentially dangerous, so that people in political authority had
to be subjected to restraint. Both in personal and political life, it
was important to foster moderation and a sense of limits. Even the
political theory of Thomas Hobbes (1588-1679), which breaks with the
Western tradition with regard to both moral philosophy and the idea of
restraints on power, offers a kind of confirmation of an older sense
that governments must recognize limits. It never occurs to this advocate
of supposedly absolute political rule to extend the sphere of
sovereignty beyond matters touching law and order. He is in this respect
a kind of forerunner of classical liberalism. In his view of human
beings Hobbes rejects much of the older heritage, but in stressing
man's wholly egocentrical nature he might be said to advocate a
simplified and extreme Augustinianism.
Representatives of the dominant modern notion of political morality
do not much worry about possible egotism and ruthlessness in people who
seem to them to have the right ideals. They tend to place any dark
inclinations outside of the supposedly idealistic and hence benevolent
politician, place it among those, especially, who oppose the supposedly
moral cause. One of the reasons why virtuous politicians are thought to
need great power is to be able to overcome the opposition of
recalcitrants.
The framers of the U.S. Constitution were acutely aware that the
responsible exercise of power had moral preconditions. They feared
original sin in themselves as well as others. They hoped that in
personal life moral character would restrain the desire for
self-aggrandizement, just as in national political life the checks and
balances of the U.S. Constitution would contain and domesticate the
all-too-human desire for power as an end in itself. Personal
self-control and constitutionalism were but different aspects of the
need to subdue the voracious ego. Freedom and rule of law required
republican virtue. They had to be achieved by the members of society
over time through protracted inner and outer moral struggle. Freedom and
rule of law could not be bestowed as a gift on a people that had not
undertaken any of this work. Constitutionalism could be safeguarded in
America only through the continuation of the kind of culture that
fostered it.(1)
The Framers assumed that for the Constitution to work its
institutions had to be manned by individuals who embodied its spirit of
restraint. That spirit stemmed from America's unwritten
constitution, that is, from the religious, moral, cultural, and social
life that had inclined Americans to constitutionalism. To be capable of
sustaining the constitutional order those working under its provisions
had to be predisposed to virtues like moderation, respect for law, and
readiness to compromise. They had to have what this author calls the
constitutional personality. The main reason why the U.S. Constitution
has become a mere shadow of its old self is that it cannot function as
intended without the aforementioned personality traits.
It is important to understand that the moral character that the
framers saw as the ultimate protection against arbitrary power and as
the source of the constitutional temperament also generated a society of
a certain type. Most Americans will vaguely remember that at the heart
of Christian morality is the admonition to "love neighbor as
thyself." What is commonly forgotten or is not very well understood
are the far-reaching social implications of that moral vision. By
"neighbor" is meant individuals within the person's own
sphere of life, people of flesh and blood with names and faces. We are
to treat them as we would like to have them treat us. Note carefully
that traditional Christianity does not call upon us to love
"mankind" or "humanity," which, by modern,
idealistic standards, looks more generous and ambitious. What sounds so
nice in modern ears--loving "humanity"--is very different from
loving "neighbor" in that its object is not some particular
person in the here and now. "Humanity" is highly amorphous and
distant. Humanity is not here, in our way, where it might inconvenience
us. By the standards of traditional morality, which are down to earth
and rather crusty, loving mankind does not engage us where we live. It
does not interfere with our ordinary lives and require acts of
self-sacrifice. It takes place chiefly in the imagination. For that
reason, it does not represent any moral challenge. All it requires is
having supposedly noble sentiments, "feeling the pain" of a
diffuse suffering collective somewhere far away. The proof to you and
others that you are morally noble is that thinking about those who
suffer puts a tear in your eye. Moral virtue is not, as for
Christianity, charitable action toward particular people up close, but
having warm feelings for nobody in particular. Those in trouble are not
actually present, making uncomfortable demands. From the point of view
of traditional Western morality, the sentimental notion of virtue has
little to do with real morality, which is to shoulder responsibility for
persons, for "neighbors." That older morality presupposes
ability to overcome our native egotism and laziness. It requires
strength of character. To be up to the task, the individual must have
already learned to moderate his self-indulgence and callousness and to
make the needs of others his own. It is because the problems of actual
persons are concrete and nearby that loving neighbor can be very
demanding. It may take up much of our time and energy. To compound the
difficulty, neighbor may not even be likeable. Yet love him we should,
not by emoting nobly and walking away, but by taking concrete, perhaps
greatly inconvenient action. Without strength of will we may shrink from
acting. Loving "mankind" does not require character. It takes
place in the imagination and is to that extent morality made comfortable
and easy.
People who believe that loving neighbor will give meaning to life
will be prone to give their best in settings that are near and
intimate--families, neighborhoods, schools, churches, and workplaces.
There are many reasons why such groups and associations will be for most
people the main sphere of life, but it is crucial to understand that it
is here more than elsewhere that traditional morality has its center and
primary outlet. Note that in small, intimate associations the person
must repeatedly take others into account. There he cannot indulge his
native self-indulgence and slothfulness without inviting immediate
censure. In families and small groups where relations of mutual
dependence are dense and numerous, the person is taught to behave with
the well-being of others in mind. You cannot always have your own way.
Each member must learn to perform little acts of self-denial. The person
is habituated to doing his part, assisting others, and compromising.
Character is bred and repeatedly tested. Where life is personal and
up-close no one can get away with portraying himself as morally better
than he is. Others will be quick to see through mere posturing. Never
mind some conceited self-image of being a deeply caring friend of
humanity; it is your actions toward real people that reveal who you
really are, and they decide your reputation. To the extent that moral
character is fostered through life in groups, the will is honed for the
responsibilities of the larger society. The more people learn to
restrain their lower natures and take others into account, the greater
the likelihood that ties of community will be fostered and strengthened.
Traditional Western morality does not assume that people up close
will be the only beneficiaries of moral responsibility. It assumes
merely that genuine morality will originate in and be nurtured in
intimate settings. Thus formed, moral character will have an effect
wherever a person directs his attention. Some people will concern
themselves with a world far beyond local associations and issues, but
they will have learned from life in their groups and communities that
what makes for a better society is not some nebulous warm sentiment, but
a readiness to act responsibly in and to understand the world as it is,
full not least of human weakness.
To be able to understand moral "idealism" and its various
entailments it is important to recognize first the social and political
ramifications of the rather different traditional ethic just described.
The latter generates certain priorities. Love of neighbor is not for
exceptional, grandiose circumstances but for the concrete life of the
here and now. It shapes and enhances day-to-day relationships. Because
it emphasizes that doing right by persons up close is essential to human
well-being, it encourages people to give their best within their own
groups, neigh- borhoods, businesses, associations, and local
communities. From this understanding of man's higher calling is
derived the old principle of subsidiarity, central not least to Roman
Catholic social thought, which says that problems should be addressed,
as far as possible, by those immediately concerned. Only if people
cannot manage on their own should they seek assistance elsewhere, and
then, again, as near to themselves as possible. This sense of moral
responsibility will let them attain their full stature as human beings.
It is not difficult to see that the traditional understanding of
morality encouraged and built energetic, strong communities. What people
felt that they should handle personally, privately, and locally
minimized the need for government. This morality was a powerful
decentralizing force.
It was in the 1830s that Alexis de Tocqueville commented at length
on the vitality and proliferation of private and local associations in
America. Americans had a strong inclination to collaborate and to
address their needs within their own groups. De Tocqueville was
particularly struck by the active role of members of churches. He noted
the great reluctance of Americans to part with any authority over their
own lives. Except perhaps for the prominence of these observations in
Demo-cacy in America, they should not be very surprising. Although there
was no single reason for these social patterns, it should be easy to see
the connection between a highly decentralized, group-oriented society
and America's moral roots.
The same moral heritage that fostered cooperation, self-reliance,
mutual assistance, self-restraint, modesty, respect for law, and a
willingness to compromise helped shape the constitutional personality.
These traits formed the mentioned unwritten constitution, which gave
life and direction to the written one. Just as the traditional views and
habits of Americans made them impose internal checks on themselves, so
did they make them willing to accept and respect external legal
constraints. Had these personality traits not been strong and
widespread, nothing like the U.S. Constitution could have been conceived
or made to work.
That the American form of government today bears little resemblance
to the constitutional design of 1787 reflects a change in America's
unwritten constitution, in the basic self- understanding and priorities
of Americans. There can be no question here of attempting a
comprehensive summary of what brought about the present state of
affairs. The emphasis will have to be on how the change in the
understanding of morality and society helped produce a new attitude
towards power and government. It is necessary to take account of an
aspect of so-called "modernity" that has had profound and
far-reaching effects but that is still poorly understood.
Idealism: Morality Reconceived
Not all strains of modernity are incompatible with the older moral
tradition, but special attention needs to be paid to the explicitly
stated desire for liberation from earlier beliefs and ways of life that
is most commonly called modernity. Two seemingly disparate but
intimately connected currents have given that part of modernity its
distinctive flavor and dynamic: one is a belief in rational
enlightenment; the other is entertaining "idealistic" dreams
of human existence transformed. Both currents assume the coming of a
new, superior world, an era of liberty, harmony, and general well-being.
Modern idealism follows no single path, but one may discern a
central, enduring pattern. The philosopher who gives the clearest and
most thorough-going expression to the dream of a new world and who comes
closest to being paradigmatic for this idealism is probably Jean-Jacques
Rousseau (17121778). More than anybody else he inspired the kind of
imagination that has, in more or less extreme form, exerted enormous
influence in the Western world, first of all in literature, art,
philosophy, and religion, but soon also in politics.
"Idealism" as a term for the moral-political force that
Rousseau helped create should not be confused with the nineteenth
century school of German philosophy that is often given the same name.
Rousseau flatly rejects the ancient Western belief that human
beings are morally torn between higher and lower potentialities and that
they are their own worst enemies. Human beings have nothing to fear from
themselves. They are naturally good, but traditional societies pervert
and imprison their true nature. The way to a better life is to liberate
man's natural goodness from inner and outer restraint. Rousseau
dreams himself away from what he considers a dark and intolerable
present. He starts the modern theme of estrangement from existing
society--alienation, indeed, from all of life as it currently exists. He
imagines a long lost idyllic past and a corresponding glorious future.
Employing a new form of the imagination, he becomes the great pioneer in
the West for envisioning a society wholly different from anything known
in history.
The term "imagination" has been carefully defined by this
author in other places. Here the context should provide sufficient
definition.(3)
Human beings are dreamers. They often dream themselves far away.
Capable of imagining something quite different from the present, they
are free in a way that animals are not. But this power presents humanity
with a big problem. They can use it to imagine and long for what simply
cannot be, dream the impossible dream. The dream may become so
captivating that they will try to enact it, which may bring disaster
upon themselves and others.
A central feature of what used to be known as civilization is not
letting human beings escape too far into dreamworld. They need to tether
their visions of a better life to what humanity has found to lie in the
realm of the possible. Civilization protects people against frivolous
dreaming not least through its moral teachings and great works of art
and literature, which seek to anchor the imagination in the world in
which human beings have to act. More often than not experience in the
world of action shows dreams to be mere wishful thinking. Civilization
teaches that we cannot have the world just as we would like it. Children
dream endlessly of what cannot be, but to mature as a human being means
giving up childish things. Adults must face the facts of life, most
importantly the limits imposed by man's moral predicament.
Yet in the last 250 years Western men and women became more and
more reluctant to accept a world that limits their hopes. They did not
want to remain imperfect creatures torn in the depths of their being
between high and low, condemned to struggle against dark inclinations in
themselves and others. Idealistic dreaming let them set aside the
uncomfortable traditional claims about human nature. Leading idealistic
artists, philosophers, and politicians nurtured their hope for a
marvelous new world, free of the old restrictions.
Just where the imagination crosses over the line from contemplating
real possibilities for improvement to dreaming the impossible dream we
cannot say for certain ahead of time, but the mature person knows to
adjust his aspirations to what historical experience has shown to be
unavoidable facts of life. The dreamer of the impossible dream, by
contrast, is not willing to let evidence from the world of human
practice--the historical world--put a damper on his dreaming. For mature
persons, daydreams are never more than momentary departures from life as
it is, but for idealists dreams of a radically different, wonderful
world are a permanent accompaniment of daily life, a vantage point from
which the present can be seen to be all the more disappointing.
Rousseau represents the idealistic imagination in a particularly
thoroughgoing form, but in one version or another this kind of
dreaminess has continued to reverberate. It may indeed be the dominant
moral sensibility of the contemporary Western world.
Rousseau declared that everything was the opposite of how it had
seemed. Traditional civilization is not a support for making the best of
life. It enslaves the goodness that belonged to man in a pre-civil state
of nature. Evil is not in human beings but is due to wicked social norms
and institutions. "Man is born free, and everywhere he is in
chains." Even the works of culture helped enslave human beings.
"The sciences, letters and the arts. . . spread garlands of flowers
over the iron chains with which they are burdened."(4)
Returning to the primitive state of natural goodness is neither
possible nor desirable, Rousseau averred, but the unimpeded spontaneity
of the natural man can be restored in a radically reconstituted society.
Doing away with inequality and dependence on others will create virtuous
unity. Though Rousseau did not propose returning into the woods, the
natural, uninhibited man was for him the standard for revolutionizing
society. Rousseau gave a detailed account of the goodness of man in his
original state. It is when most unaffected by civilization that men are
at their best. To create a new society man must repair to the natural
man, the child within, as it were, and make a fresh start.
Rousseau's dreams were greatly pleasing to many in that they
seemed to free human beings from the hard, unending work of disciplining
dark forces in themselves. He directed the blame for evil away from the
individual onto the institutions of existing society. Human beings are
the victims of perverse circumstance. But they can make a wonderful new
existence for themselves by revolutionizing the social and political
exterior.
From the perspective of the classical and Christian view of man
this is not a story for adults. It flies in the face of human
experience. It is an elaborate fantasy. But it enthused Western readers.
They wanted to believe this dream. How wonderful to be relieved of the
never-ending struggle to improve self, to hear that man is already what
he should be--that nature made him such! The vision promised a short-cut
to fulfillment.
It should be carefully noted that the Rousseauistic dream of a
transformed human existence involved from the very beginning an element
of conscious or semi-conscious self-deception. It offered a striking
example of an imagination of escape. Significantly, Rousseau was not
wholly unaware of disregarding actual human experience. He admitted to
wondering at times if there was not something frivolous and unreal about
his own flights of fancy. It was, he said, as if his "heart,"
his dreamy imagination, did not belong to the same person as his
"head," his moments of critical reflection. Yet he could not,
would not, resist his dream. In the Second Discourse he introduced his
elaborate survey of the state of nature and the origins of the corrupt
civilized society by saying that his account should not be regarded as
an historical narrative. He wrote: "Let us . . begin by putting
aside all the facts, for they have no bearing on the question." His
"investigations" should not "be taken for historical
truths, but only for hypothetical and conditional reasonings."(5)
In other words, he asked his readers to follow him into an imaginary
history and to find there the true nature of man and the inspiration for
remaking society. Countless political activists have engaged in this
kind of dreaming and pushed a political agenda of liberation.
It is important to realize that what Rousseau understands as
natural and fulfilling is conceived as incompatible with trying to make
the best of the historically known world. He does not employ his
imagination to help us live to advantage in a world in which man is
divided against himself and has to contend with various other
impediments. He simply rejects what he considers an unacceptable human
existence. He imagines life on wholly different terms. It is not
possible here to explore why something that looks to the traditional
Christian like a children's tale should have had such deep and
enduring appeal. The time must have been ripe in the West for something
like romantic escape and revolt. Rousseau offered happiness and
enchantment without difficult moral striving. Fulfillment would be a
free gift of nature.
It is relevant to the issue of morality and power that Rousseau
found in human beings a natural inclination to sympathize with those who
suffer. He pioneered a new notion of caring. Charity does not, as in
Christianity, develop through character formation but is a spontaneous
impulse. For Rousseau, the measure of being a good person is not to
exhibit decency in practical conduct, but to have warm feelings, a
supposedly benevolent "heart." The new caring takes place not
in the world of action, but in the imagination of the caring person.
Replacing the traditional understanding of love with teary-eyed
sentiment became a powerful trend in Western morality. The new morality
was appealing not only in that it did not require an effort of will, but
in that it was inherently self-applauding, giving the sympathizing
person a nice feeling of nobility.
Dreaming the impossible dream had dramatic social and political
consequences. It inspired the French Jacobins and the French Revolution.
Later it inspired socialism and communism. Even when modern idealism did
not accept the Rousseauistic premise of man's natural goodness, it
assumed a sharp contrast between a diseased present and a future of
radiant health. Even National Socialism had its dream of a glorious time
to come, the thousand-year Reich. In recent decades many have fantasized
about global peace and democracy.
Rousseau himself did not much care for Enlightenment rationalism,
but idealistic imagination formed in the West an anti-traditional
alliance with rationalism. What the two currents had in common was that
they rejected the old stress on moral character as the key to a
satisfying life. All over the Western world this informal alliance
exhibited a "head" that was narrowly technocratic and
instrumentalist and a "heart" that was full of dreamy
sensibility. The quintessentially modern Westerner combines with
sophisticated technical ideas and equipment a sentimental imagination.
Politicians of this type feel the pain of suffering collectives and dare
to share that they care. They also have elaborate plans for reorganizing
society. Their goals are idealistic; their method for enacting them is
social engineering. Today the typical idealist espouses a special brand
of ecologism and has very ambitious plans for cleaning up the planet.
This idealism owes much to the Rousseauistic assumption that
civilization has ruined a pure and wholesome nature.
Looking back on what has been said here about modern idealism, it
might appear incongruous that, like Rousseau, persons can at the same
time be intellectually brilliant and have imaginations that people of an
earlier worldview would consider naive and utopian. Yet nothing seems
more common in the modern Western world. Many employ high intelligence
to argue that their cherished dreams for remaking the world are wholly
plausible. As already mentioned, there is something willful about
Rousseauistic dreaming. It would appear that among those who seem most
to need to be persuaded are the idealists themselves.
Idealism and the Desire for Power
There is an aspect of idealism that may explain much of its appeal
but that is poorly understood: its connection to the subject of power.
Whatever else dreaming of this kind accomplishes for the dreamer, it
seems to satisfy a desire to feel superior to others. The person who
envisages a life far above the humdrum, routinized present is by this
very act, in his own eyes, lifted far above those who are caught within
that present and who, by definition, lack his fine, elevated sentiments.
See how noble and superior I am, the idealist announces to self and
others, words being unnecessary. The putatively benevolent dream is,
among other things, a form of self-flattery. The one who thinks of self
as committed to a better world for others also feels deserving of their
praise. He feels entitled, moreover, to directing their lives. The
greater the person's imagined caring for mankind, the greater the
power to which the person feels entitled to do good for mankind.
This aspect of the idealistic dream is, it can be argued, no
marginal component or hidden implication of the dream. The sense of
moral superiority and the corresponding sense of entitlement are parts
of what makes the dream what it is and recommends it to the dreamer. It
is perhaps the most important source of its allure. To get pleasure from
the idealistic dream the person does not have to receive the actual
adulation of others or exercise power over them in practice. Short of
engaging in politics, the person can experience them in the imagination.
He can enjoy them viscerally by identifying with the idealistic
political movement or with its virtuous leader whose rhetoric and
actions confirm the idealist's moral authority and nobility.
To many admirers of modernity, the twentieth century was the most
enlightened in human history. It was an era committed to noble
ideals--"equality" and "democracy" prominent among
them. Yet in that century far more people died at the hands of other
human beings than in any previous century. Some of the biggest
idealists, championing a vision of universal brotherhood--Lenin,
Trotsky, Stalin, Mao--were also among the greatest killers and
murderers. They caused enormous suffering. Yet the Western world seems
to have learnt very little about idealism from this horrifying
experience. Idealists still expect, and often receive, admiration for
their allegedly noble visions. The idealism cannot be blamed for the
homicidal mania, idealists tell others. There was nothing wrong with the
ideals; they are as beautiful as ever. The ruthlessness was the result
of practical means somehow getting away from noble ends.
But at this stage of the argument being presented it should be
possible to see that there is a connection between the impossible dream
and ruthlessness. The problem is not with poorly chosen means but with
the impossible dream itself. The dream ignores basic facts of life,
specifically the need for moral character. The typical idealistic goals
fly in the face of reality. They more or less deliberately hide aspects
of life that are crucial to any realistic assessment of whether change
of a particular kind is desirable or even possible. In particular, the
ideals conceal the darker side of human nature, letting it be
acknowledged at most among opponents of the dream. To the idealist,
issues of character seem trivial or beside the point in comparison with
the need to end great social evils and realize great plans. As the
champion of a noble cause, the idealistic leader does not need to be
shackled. More power to him! The idealistic leader himself sees little
need to worry about personal weaknesses of his own, such as an
inclination to be ruthless in dealing with opposition. To oppose him is,
after all, perverse.
How to explain that in many quarters the view that idealists have
of themselves is still considered plausible? People who are not as
heavily under the sway of idealism nevertheless sense that to attack its
leading representatives is to attack a part of themselves. Idealistic
assumptions come up against overwhelming philosophical and historical
evidence, but so dependent is the self-worth of millions of people on
the purported nobility of the dream that they cannot let it be
challenged root and branch. Yet neglecting unwelcome but stubborn and
salient facts of human life, as idealists do, is not admirable. Contrary
to their reputation, the idealistic goals are not noble and beautiful.
They are reprehensible and dangerous. The horrors of the twentieth
century were not paradoxical or difficult to explain. In important
respects, they emanated directly from a self-deluding, self-applauding
moralism and a concomitant dearth of moral character. The brutality of
the idealists simply brought the neglect of moral self-control into the
open, just as it expressed a hatred of the existing world and a disdain
for actual human beings that was contained in the ideal from the
beginning. Edmund Burke fully expected violence to flow from the
Rousseauistic dreams of the Jacobins.
Irving Babbitt calls Rousseau's imagination
"idyllic," and so it is, in part. The term "idyllic"
takes note of the fact that from Rousseau's imaginary
"nature" all disturbing elements have been removed: life in
the state of nature is simple, sunny, and pleasant, a kind of vacation
from life as known to history. But the term "idyllic" does not
convey the potential for inhumanity that is a basic, if often
unrecognized, part of this kind of imagination. Imagination of a
reality-defying idealistic kind foreshadows and rather predictably calls
forth certain dark practical consequences. These are consonant with the
back side of the dream, its disgust with what exists. That disgust is
part of what defines the dream. The apparent benevolence of the dream
may to some extent hide its potential for ruthlessness, hide it even
from the dreamer, but it surfaces as soon as the dream is brought into
contact with the real world, the world of action, where it is bound to
encounter opposition. The true believer's predictable response when
others fail to yield unquestioningly is coercion. You are either for him
or against him. The dreamer of the impossible dream sees no reason to
tolerate opposition. In its assumption of moral superiority the dream is
uncompromising. It demands monopoly. Those who do not acknowledge the
moral authority of the idealist have to suffer his wrath. His reaction
to opposition is not unlike that of the egotistical child: he throws a
temper tantrum. Sooner or later idealism brings conflict, whether
domestic or international. As the idealist tries to make uncooperative
reality conform to the dream, the violence expands and intensifies.
Through unbending zeal the dreamer tries to persuade even himself of the
sacred nature of his vision. To show mercy for or to compromise with
opponents would cast doubt on the moral nobility and necessity of the
dream and would, in effect, denigrate self. To give up the dream is
unthinkable, for it is the idealist's source of personal worth and
pride. It alone legitimizes his power.
To capture idealism's potential for merciless brutality a term
like "diabolical" is needed. The idyllic aspect of the ideals
of the French Revolution was "freedom, equality and
brotherhood." Their diabolical aspect, made evident by their
practical entailments, was the guillotine.(6)
It should be possible to see that in its pure form the impossible
dream expresses and serves, but also veils, unbridled moral conceit. It
extends to the dreamer a right to unlimited power. It serves as a great
stimulant and justification for self-aggrandizement. It is incompatible
with traditional modesty, self-restraint, and limits on power. The gist
of what has been argued so far about idealism is, then, not merely that
"ideas have consequences," but that the dream is inherently,
from the beginning, consonant with its practical expression.
To sum up on that point, imagining and advocating unattainable
goals is from the point of view of traditional morality not admirable,
but perverse and dangerous. It distracts human beings from attainable
goals and from the need to deal realistically with the chief obstacles
to moral well-being, which are in human beings themselves. Idealists who
promise a different world are not sweet and well-intentioned. Their
dreams reveal bad motives. Contrary to their reputation, their souls are
not beautiful, but ugly and ignoble. The imagination through which they
view the world is wicked and shoddy. Idealists have pulled entire
societies into disaster, and they can do so again.
Many people regard the great suffering of the otherwise progressive
and enlightened twentieth century as a terrible aberration, perhaps the
birth-pangs associated with something glorious coming into being.
Surely, mass killings and murder are now a thing of the past. But many
people remain greatly susceptible to the lure of political idealism, if
not always of the most extreme sort. For example, in the last several
decades a powerful political and intellectual movement invested the
United States of America with a worldwide mission to spearhead what
George W. Bush called a "global democratic revolution."
The French Jacobins of the eighteenth century appointed France as
the liberator of mankind. The new Jacobins appointed America.
It was partly to wean Americans off the traditional fear of
unlimited power and the view of life that it implies that the new
Jacobins sought to transfer the allegiance of Americans to a reinvented,
more uninhibited America. They propounded the myth of America the
Virtuous--the myth of a morally noble America, according to which
America should have free rein in transforming the world. The myth
provided the moral justification for a great unleashing of power.
Political idealism is no less ravenous for power when applied to
domestic politics. There, too, it assumes a monopoly of moral virtue. It
feels entitled to mobilizing and directing great power to reshape
society. In America it does not care for a small federal government with
checks and balances and does not like to share power with states,
counties, and localities, to say nothing of citizens in their private
capacities. Whether it considers itself "right" or
"left," the imagination of political idealism thrills to the
dream of maximum energy in the executive, of a virtuous president who
overpowers opposition.
It might be objected that power seeking does not need some kind of
idealism to give it energy. Most people are perfectly cynical in their
pursuit of power. However true that may be, the will to power can hardly
present itself as a desire to rule others for its own sake, especially
not at a time when moral-sounding motives are expected and there is a
need to appeal to democratic majorities. Today that desire routinely
wraps itself in idealistic rhetoric. For those in our era who desire
expansion and concentration of power idealism is the great enabler. It
discovers ever-new reasons for government to act benevolently. The
greater the caring for others, the greater the need to place power in
the hands of those who care.
If the argument of this article has any validity, it is no
coincidence that idealistic benevolence always justifies giving more
power to the benevolent--never less. So well does the will to dominate
dress itself up in moralistic attire that it may at times deceive even
the power-seekers themselves.
Idealism vs. Constitutionalism
The old American idea of limited, decentralized government was
conceived by people who believed that placing restrictions on self and
on government and encouraging strong communities was essential to human
well-being. Today, an increasingly common and influential human type
espouses grandiose political objectives and correspondingly grandiose
moral justifications for a desired expansion of power. The title of a
book, An End to Evil, written several years ago by two enthusiastic
advocates of American global supremacy during the glory days of the New
Jacobinism, summed up the moral purpose of the desired reign.(7) America
should get rid of dictators and other evil people. An end to evil--could
any goal appeal more to the will to power? The task is surely the very
essence of moral nobility, and because it is at once enormous and
endless it requires power to match.
A wish to "end" evil would have been rejected out of hand
by the old Americans. It betrays an unwillingness to face the human
condition. Evil can be to some extent contained--that the Framers of the
Constitution did believe--but evil is an inescapable part of human life,
hence the great need for character and both internal and external limits
on power.
The old Western notion of man's moral and intellectual
shortcomings and the accompanying recognition of a need for self-control
and humility can be traced back through Christianity to the ancient
Greeks. This view of human nature and the political attitudes that it
fosters tend to forestall, censure, and defuse an inordinate desire for
power. For that reason, it is not pleasing to the ego that wants to
dominate other human beings. Idealism has just the opposite effect. It
is a potent stimulant for the desire for self-aggrandizement. Today
idealism is letting a grasping, "imperialistic" ego throw off
the old American constitutional personality and related constitutional
restraints. It offers powerful support for the transformation of
traditional limited, decentralized American government into a national
Superstate.
It might be objected that the idealism described in this article is
only an "ideal type" in the Weberian sense and that in real
life we seldom encounter it in such pure form. In most people it is
diluted or balanced by other factors. Also, this idealism is certainly
not the only force to have contributed to the expansion and
concentration of power. That many seek political power for the wrong
reasons also does not mean that government cannot be a beneficial force.
Each of these comments is well-grounded, and they are not contradicted
by anything that has been argued in this article. It should perhaps be
stated explicitly that, needless to say, there are reasons for wanting
to expand the role of government that may have nothing to do with
idealistic dreaming. The point of what has been argued here is not that
political idealism, by itself, has caused the transformation of America,
although it has exerted great influence. The main purpose has been to
draw attention to a major, but poorly understood, factor in the
transformation of America (as well as the rest of Western civilization)
and to demonstrate the nature of its influence--to show how idealism
changes morality and society and the view of power. In order to lay bare
the moral-imaginative core of idealism, this article has examined this
phenomenon in full flower, as it were, rather than in the practical
politics of a particular society where it inevitably blends with or is
balanced by other currents.
The effect of idealism in America as elsewhere has been to
trivialize and weaken love of neighbor and thus to undermine the support
for traditional decentralized political and social structures. At the
same time it has helped inspire a vast accumulation and centralization
of state power. In proportion as the moral sensibilities of Americans
have become idealistic, Americans have come to expect more and more from
government and less and less from themselves, their intimate groups, and
communities. Not even the idea of the state as parent, which is far
advanced in Europe, is without traction in America. To an extent that
the Americans described by de Tocqueville would have found hard to
fathom, Americans today are willing to rely on a distant central
government for their well-being. Idealism has played a key role in
undermining the old American distrust of a concentration of power.
Wrapping itself in vaguely Christian-sounding rhetoric, idealism has
been the Trojan horse for the forces wanting to dismantle traditional
American constitutionalism. Most Christian churches, too, have been
deeply affected by idealism. To that extent they have gradually
abandoned the traditional concern about sin and the need for repentance
and adopted a feel-good sentimentalism. As Americans lowered their moral
guard, they became increasingly willing to abdicate old responsibilities
and local and private autonomy. In practice, if not always in theory,
they moved away from the principle of subsidiarity. This has been the
case also with many Roman Catholics, whose notion of "social
justice" has under the influence of idealism become
indistinguishable from that of the centralized and secularized welfare
state. Substituting idealism for traditional morality, people were able
to persuade themselves that in abdicating personal responsibility they
were actually behaving nobly. In fact, the greater their willingness to
hand over power to virtuous-sounding leaders and presumed experts, the
greater the evidence of having a superior moral sensibility. As
government benevolence has replaced traditional morality, people have
been freed from sometimes burdensome familial and communal ties and
responsibilities and have been spared much inconvenience. Relieved of
the need to show character and exercise up-close responsibilities, they
can give more attention to their own personal interests and pleasures.
Yet by the standard of an earlier understanding of man's humanity,
their personhood has been greatly diminished.
Though idealism in one form or another has greatly affected all
parts of American society, traditional morality is not extinct. It keeps
buttressing some old social and political habits and structures.
Americans are not of one mind. There is not yet any consensus in favor
of the comprehensive, benevolent state. Opposition to it is stronger in
America than in Europe. Still, the central power that idealism has done
so much to boost is so far-reaching that it would have horrified an
earlier type of American. So deeply attracted have Americans become to
the idea that a distant central government can be their benign guardian
that many of them barely notice or care that the sphere of private,
local, and autonomous action is contracting precipitously. In recent
decades the centralization and expansion of government has been greatly
aided by benevolent-sounding arguments for protecting the American
people against threats to its security, specifically terrorism. Already
predisposed by idealism to regard federal power as a benign force,
Americans have, more or less, invited the creation of an elaborate,
massive national security apparatus that employs nothing less than
totalitarian methods of surveillance.
Rousseau gave the West the image of the wonderfully natural child,
uninfected by civilization. To be natural, men should be more like
children. He did not want to consider the evidence that children are at
least as prone to egotism and cruelty as adults. In partly unrecognized
cooperation with rationalists, Rousseauistic idealists have had much
success in overturning the ancient civilization of the West, but they
have not rid society of egotism, greed, or the will to power. They have
only managed greatly to weaken the old moral, intellectual, cultural,
and political restraints placed upon them. They have produced, in
abundance, immature, ill-behaved, ignorant, erratic egotists.
Rationalist modernity has simultaneously placed sophisticated
technology, including military and surveillance equipment, at their
disposal.
Many defenders of the old American Constitution seem to think that
all that would be needed in order to save the Constitution would be to
persuade Americans of the correct interpretation of the framers'
intent. These "constitutionalists" live in a world of
abstractions, a dreamworld of their own. The argument here advanced
should have demonstrated that there is only one way to revive American
constitutionalism, and that is for Americans, from leaders to people in
general, to revive or freshly create something like the older type of
morality and to start living very differently. Should that not be a
likely development, the future of American constitutionalism is bleak.
Moral and cultural change helps explain change.
Today's moralism a justification of power?
"Idealism" may imply a right to dominate.
Self-control and constitutionalism needed to check egotism.
Moral character the ultimate protection against arbitrary power.
Love of neighbor very different from love of humanity.
Traditional morality centered in small groups.
Love of neighbor is for the here and now.
Love of neighbor a decentralizing force.
Traditional morality shaped constitutional personality.
Rousseau paradigmatic for idealism.
Dreaming of what cannot be.
Natural man the standard for revolutionizing society.
An element of self-deception.
Historically existing world unacceptable.
Idealism and rationalism became allies.
Idealism gives sense of moral superiority.
Idealism not blamed for actions done in its name.
The impossible dream itself the problem.
Dark political consequences consonant with backside of the dream.
Idealistic dreaming reveals bad motives.
Idealistic myth of America juqifies unleashing of power.
Idealism the great enabler.
Idealism a stimulant for will to power.
Idealism weakens supports for decentralized society.
Traditional morality still buttressing old social and political
structures.
(1.) The points made in this paragraph are more fully argued and
substantiated in Claes G. Ryn, America the Virtuous: The Crisis of
Democracy and the Quest for Empire (New Brunswick: Transaction
Publishers, 2003) and Claes G. Ryn, Democracy and the Ethical Life, 2nd
exp. ed. (Washington, D.C.: The Catholic University of America Press,
1990; first published in 1978). Regarding the British origins of the
American constitutional order, see Russell Kirk, The Conservative
Constitution (Washington, D.C.: Regnery, 1990) and The Roots of American
Order (Wilmington, Del.: ISI Books, 2003; first published in 1974). See
also, Willmoore Kendall and George W. Carey, The Basic Symbols of the
American Political Tradition (Washington, D.C.: The Catholic University
of America Press, 1995; first published in 1970).
(2.) On the relationship between the written Constitution and the
unwritten one, including the constitutional personality, see Claes G.
Ryn, "Political Philosophy and the Unwritten Constitution,"
Modern Age, Vol. 34, No. 4 (Summer 1992), available also at
http://www.nhinet.org/unwrit.htm.
(3.) For a systematic analysis of the differences and intimate
interconnect-ions among will, imagination and reason, see Claes G. Ryn,
Will, Imagination and Reason: Babbitt, Croce and the Problem of Reality,
2nd exp. ed. (New Brunswick: Transaction Publishers, 1997; 1986).
(4.) Jean-Jacques Rousseau, First Discourse, Basic Political
Writings (Indianapolis: Hackett, 1987), 3.
(5.) Ibid., 38.
(6.) For an in-depth study of the new Jacobinism and how it relates
to more traditional American political thought and culture, see Ryn,
America the Virtuous.
(7.) David Frum and Richard Perle, An End to Evil (New York: Random
House, 2003). As a speechwriter for President George W. Bush Frum coined
the phrase "the axis of evil."
Claes G. Ryn The Catholic University of America
CLAES G. RYN is Professor of Politics at the Catholic University of
America, Chairman of the National Humanities Institute, and Editor Of
HUMANITAS.