American culture: a story.
Frohnen, Bruce P.
My goal in this essay is less to impart a specific teaching than to
tell a story. This story, I first should point out, is not a myth made
up for didactic purposes, as so many such stories tend to be. It is
rather a true story, one rooted in things we know about history, and
about America and Americans; about where we came from, how we were made,
and, from that, what and who we are. To the extent that there is a
formal argument here, it is simply this: our lives have meaning and
coherence on account of the larger stories of which they are a part.
Thus, American society--our lives in common as Americans--is possible
only to the extent that we share and seek to live up to a common,
overarching story rooted in memory, custom, and current practice.
Every story needs a beginning. But in a sense beginnings are
arbitrary. For example, I could begin with the story of creation; after
all, man's creation in the image of God has many implications for
America. I also could tell a slightly shorter story by beginning with
the first sin, the fall of man and its implications for our (sinful)
nature. Or I could begin with Abraham's covenant with the one true
God, which made the Israelites "chosen."
But, in the interest of brevity, I will skip just a bit further
forward, to Mount Sinai. Following Russell Kirk, (1) we can pick the
story up here because it set the Israelites apart from their neighbors
in a politically crucial way. I refer, of course, to the handing down by
God of the Ten Commandments; a transformative, defining moment for the
Israelites, and for those whom they influenced.
Some point out that the Ten Commandments were not all that
different from other codes, like the Code of Hammurabi. But that is not
the point. The point is that it was Hammurabi's code, a law handed
down by a supposedly sacred political power, who saw himself as the
creator of right and wrong--just as, I would argue, our liberal friends
tend to see both law and government. Moses, on the other hand, gave the
Israelites God's law, and thereby established a higher law
tradition, according to which worldly governors can be judged by
standards higher than their own will.
Again in the interest of brevity, I will just mention some other
parts of the story: man's discovery of the powers of reason in
Greece; our training in the virtues of republican government in Rome; I
even will skip over the utterly transformative moment in a later
Jerusalem, when God saved man's transcendent humanity by Himself
becoming Man, and, through His death and resurrection, making clear our
duty to love one another as ourselves. I instead will move to a lesser
known part of the story, set in early medieval Rome. For it was here
that the Pope won the struggle with the Holy Roman Emperor, and gained
the right to appoint bishops, which formerly had been appointed by the
emperor himself.
So what?
So, this victory institutionalized Mount Sinai. It set up a
separate religious authority, independent of the state, which would tell
kings they were behaving wrongly, even excommunicate them and tell their
subjects they owed them no allegiance. That investiture struggle
institutionalized the higher law tradition and made natural law the
standard of all governments and societies in the west. It made possible
the Great Charter of Britain, which guaranteed the rights of the church,
of the barons, and of the towns, in the face of a centralizing king. And
that charter--and others like it on the continent--made possible the
flourishing of towns, guilds, parishes, families, and other
associations, which gained their own chartered rights, along with the
ability and will to defend them.
Strong associations meant a multiplicity of authorities, protecting
both communal and independent action through legal and customary rights.
They also constituted a diversity of groups within which one acted, and
to which one could look for protection. This diversity, these groups,
and these rights came into bad odor in the era of absolutism and
centralization. But, for a variety of reasons we need not go into, in
Britain in particular there was resistance to this centralizing trend,
which said "there can be only one sovereign, one source of power
and authority." Instead, there continued a healthy--though
unfortunately difficult and at times bloody--competition among social
and political authorities.
It was in the midst of this competition that the first settlers
came to America. Many of them were seeking money. They had troubles.
Others, for a long time the more successful settlers, were seeking to
set up communities of faith and virtue, to follow the way of their Lord
in common. Most of the colonies had their own charters, as well as an
ocean keeping British authority safely distant, and allowing them to
become self-governing local societies, themselves made up of largely
self-governing communities. Self-government became second nature.
There was an abortive attempt to change all this, which we tend to
forget, but which earlier Americans kept vividly in their minds. In
1688, as he was trying to consolidate power in Britain, James II also
sought to consolidate power in America, erasing borders, dismissing
legislatures, and assuming full sovereignty. The colonists resisted,
fiercely. I skip over the rather nasty anti-Catholicism that was a part
of this resistance because that is what adults do; because the fact that
a sin was involved does not mean that it was either the cause of, or
caused by, the event. The point is, the Glorious Revolution became a
defining moment for Americans because it was not simply a British event;
it also was American. The Glorious Revolution of 1688 showed, to both
peoples, the increasing power of charters, and of petitions of
grievances charging kings with violating inherited rights, to defend
pre-existing ways of life.
Americans quickly returned to their rather pastoral lives of
self-government, commerce and worship. But the consolidation issue came
back again. The Stamp Act was imposed on American colonies in 1765. And
this act was preceded by a multitude of statements from Britain:
statements to the effect that Americans had no rights. This argument
held that America was a conquered territory, like Ireland, which the
British ruled without reference to any statements or charters of rights,
and that even the charters in America could be revoked at will.
To this Americans responded with two kinds of arguments, often
intertwined. First was the argument that the charters themselves were
inviolable; that they were binding on both parties and could be revoked
only by mutual agreement. Second was the argument that, even without the
charters, Americans held important rights through the common law, and
also on account of their humanity. It became increasingly important for
Americans to make this second argument as the British government
maintained and increased its insistence that charters could be revoked
at will by the (British) sovereign that granted them. Americans like
Stephen Hopkins (2) and James Otis (3) disputed this centralizing
ideology. To do so, they had to go back to first principles, talking
about a state of nature and its implications for civil government.
Britain's centralizing argument had been around for centuries,
and had been disputed at least since the Middle Ages by canon (or
church) lawyers. These canon lawyers pointed out that secular government
was established by societies that had a prior moral claim that could be
considered in a state of nature with the right to set up limited
governments for their own purposes. This was the traditional argument
used by, for example, John of Paris and John Locke.
Colonists repeated this age-old argument, adding to it a nuanced
appreciation for the importance of the colonial charters, supported by a
long history of practice, a tradition or custom that itself had come to
hold prescriptive moral power. But the British did not listen, and
eventually it became necessary to take up arms, and to declare that,
These united Colonies are, and of right ought to be free and
independent states; that they are absolved from all allegiance to the
British crown, and that all political connection between them and the
state of Great Britain is and ought to be totally dissolved. (4)
Through a legal Declaration of Independence, the several colonies
came together for the specific purpose of making a formal separation
from Great Britain. And this they did in order to preserve the many
rights and traditions--enumerated in an extensive list of
grievances--threatened by a centralizing Parliament in imperial Great
Britain.
Of course, the war eventually was won, but the ensuing peace proved
troublesome under a confederation which lacked the power to raise funds
and establish orderly relations and commerce among states. Thus there
was a constitutional convention, which solidified certain national
powers, setting up a second government in addition to the states; a
second, more central but still direct authority with certain limited
powers to keep the states together in peace and prosperity. At this
point, though much else has happened since--though the story has
continued--we generally say that America has been "founded."
Again, the story is not new. It has been told many times before,
and much better than I have just done. But it is important to re-tell
the story for several reasons.
First, because it is true. Despite Americans' subjection in
recent decades to an almost maniacal will to ignorance regarding our
past, the past was and is real, and failure to learn of it deprives us
of the full range of knowledge required to act morally and wisely in our
present situation.
My second, related reason for retelling the story stems from its
continuing relevance. The story of the development of our public culture
sets forth who we are as Americans, not just where we came from, but who
we are, in that it tells us what institutions, beliefs, and practices
made up our society and the character of its people in its formative
moments. The story of our people, of their development in cultural,
social, and political terms, sets the pattern of our lives as Americans.
It presents to us a coherent mode of life to which we must conform
ourselves, our actions, our beliefs, and our characters, if our lives
are to make sense.
I also wanted to re-tell the story because, taken as an
abstraction, it frightens some people, which is unfortunate. It is
unfortunate because it leads us to ignore or even reject our story, the
narrative that helps give meaning to our lives as Americans. It flattens
our tradition, narrowing us by defining us in purely political,
ideological terms. Thus it is necessary to address some of these stated
fears.
First is the fear that the story is racist.
Why racist? Because it is a particular story. It is a story of
America's British Culture, (5) to cite the title of one of
Kirk's books.
But:
(1) There is nothing in this story about superiority or inferiority
based in any inborn characteristic. It is not a biological story, but a
cultural one.
(2) It is not even a story of one, single, culture, but of the
development of a culture. Israelites, Greeks, Romans, Germans, Italians,
and many others participated in this growth, whether or not their
particular nations existed at the relevant time.
The story merely tells us how we got where we are, or at least
where we were at the end of the eighteenth century. It says nothing
about white, Anglo-Saxon, Protestant Americans being the only people who
are worthy of ordered liberty.
And here is where the second, in a way more fundamental fear comes
in. That fear? That, because this story does not put abstract political
rights at its center, it leaves people defenseless in the face of unjust
governors and of unjust traditions in particular.
One variation of this argument points back to the racism charge,
claiming that only abstract rights arguments produced an end to slavery,
and so to downplay those arguments is to accept slavery. In this
connection I would note that Americans today have become accustomed to
speaking in the language of abstract rights, but I am not at all certain
that this habit is salutary. I am certain, moreover, that this habit
developed after slavery was abolished. Slavery was abolished for all
kinds of reasons--philosophical, economic, and military, for example. My
own view is that the most important motivation was moral, that is, a
basic disgust at the brutality of the system of chattel slavery. But, be
that as it may, we must put this argument concerning causation to one
side, because it is fundamentally unanswerable. To say "without x
we would not have achieved y" is subjective at best; history simply
is not that simple; it cannot be so rationalistically dissected.
Better, then, to ask whether the actual rights about which people
are concerned can be protected only by abstract, universal statements.
And here I would point out that custom, tradition, and good old charters
have a much longer and better record of providing actual protections to
actual people than do abstract, universal statements. Americans, I would
argue, were much better served by traditional rights protecting them in
their families, churches, local associations, and local governments,
than they are now by an unlimited state that chooses to define (and
redefine) rights for its people, no matter how broad those definitions
may be. Better to secure a chartered right against slavery, such as that
secured in the thirteenth amendment to the United States Constitution,
than to insist, ad infinitum, that one's reading of natural rights
should be accepted by all and enforced through court decisions.
The final fear I want to address brings us directly to what often
is termed "Americanism." That fear is that the story of
America, even if it does not declare non-Americans inherently inferior,
declares them effectively inferior because one cannot simply choose
one's culture. That is, because our story rests on an understanding
of ourselves as culturally embedded, it must, on this view, say that all
people from different cultures are doomed, that their characters already
have been formed, so that they are not worthy of becoming, and could not
become, Americans.
First let me point out what is true in this statement: there are
limits to the capacity of cultural assimilation. It is very difficult
for people from radically different cultures to become
"American." Whether Muslim, Hindu, or Buddhist, people from
cultures formed by religions outside our civilization are going to have
trouble accepting and living Judeo-Christian, western virtues.
But this does not mean,
(a) That these people are not possessed of fundamental human
dignity, being created in the image of God,
(b) That we must (or should, or even have a moral right to) be at
war with these peoples, seeking to destroy their culture to replace it
with our own,
(c) That there are not a multitude of cultures with which we share
fundamental values, or even
(d) That people from radically different cultures cannot, in
limited numbers and with effort, assimilate.
Rather, assertion of our culturally embedded nature constitutes a
simple recognition that culture comes from the cult; that societies are
shaped by their religious practices, which in turn shape social
institutions, beliefs, and customs, all of which shape the groups within
which we live, and form our characters.
And this leads me to my central conclusion: that the story of our
people provides a more open and accepting vision of Americanism, if you
will, than any ideological argument or creed can provide. Those who
reduce our story to the exposition before the first act (John Locke) and
the heart of the story (a couple of sentences about abstract rights
taken from the second paragraph of the document formally severing ties
with Great Britain) endanger our rights and our culture.
The Declaration of Independence, and the notion of universal rights
that forms a part of it, is important. The document was necessary for a
formal separation with Great Britain, and contains a recognition of the
dignity and value of man, without which charters could be revoked at
will by those in power. But none of this can mean anything concrete
unless it is translated into historically relevant custom.
Due process, for example, was never an abstract right. Our right to
due process stems from Magna Charta's declaration that Britons
shall not be judged except by the law of the land--that is, local,
customary procedures. King Edward I (1272-1307) unwittingly furthered
these rights through his systematic re-appraisal of local charters. This
re-appraisal required establishment of a systematic procedure for
determining whether charters existed and/or had been violated, and ended
up cementing Britons' procedural rights. Sir Edward Coke termed the
resulting procedures "due process." The abstract right to due
process is just that, an abstraction from concrete practice. Take away
the practice, and the abstraction becomes meaningless.
America, likewise, was never an abstraction, at least up through
the founding era. America was a people; a people with a history. It was
an important part of western civilization in which people, in their
variety of local groups, led lives of ordered liberty, self government,
and virtue. If we allow Americans' history to be reduced to a few
sentences, no matter how important, we allow that people to be reduced
to the pawns of centralizing politicians. Those statements become the
God-terms of a civil religion: an ideology according to which the
"one true government" holds the keys to paradise. Even if that
government claims to stand for liberty, even if those statements are all
about rights, the result is a narrow, political, utopian fervor that
leaves no room for the multiplicity of authoritative groups that
actually defend our rights. Our rights depend on a culture that
recognizes a law higher than any political sovereign, including one
committed to abstract rights; a culture in which each of us owes duties
to our churches, our families, our local associations, as well as to the
government; a culture in which each of these communities has its own
rights.
A key problem with abstract statements of universal rights lies
precisely in their rhetorical power. They give to those in positions of
political authority the tools by which to convince the people that they
can achieve good lives through purely political action. Yet our
political actions simply are not the most important part of our life or
our character. They are limited in their proper purpose, which is that
of achieving peace and good order such that we may pursue life in our
fundamental social groups, free from molestation. To seek more from
political actions will succeed only in undermining our natural
connections, and with them our peace and order.
The story of America and Americans is one of people leading social
lives within the constitutive local groups or "plurality of social
authorities" Robert Nisbet showed are necessary for ordered
liberty. (6) It is a story in which individuals found meaning for their
lives by becoming a part of things larger than themselves, conforming to
the distinctive virtues, purposes, and needs of a variety of smaller
communities and stories making up America, as well as to the larger
story of which they are a part.
There remains one telling criticism of the story of American
culture to be addressed: that it is no longer relevant. Self-evidently,
we have strayed far from the traditions that formed our people. Why,
then, attempt to resurrect a story that no longer informs active, live
custom? Even those who agree that current trends point toward the death
of our society, through non-procreation, atomization, and surrender to a
new and savage paganism, may despair of receiving any aid from cultural
norms long out of fashion. Such observers may wish to repair to the very
principles I have been downplaying as the only means by which we might
rally the people to the banner of moral, political, and cultural order.
I would not deny that principles of action can and must play a role
in any meaningful recovery of our culture. But I would emphasize that
principles come in many forms. And most formulations of American
principles are too abstract, too rationalistic and divorced from
concrete practice to be of any real use. To observe that all men are
created equal, for example, can be taken as recognition that each of us
is created in the image of God, and invested with an inherent dignity
demanding that our essential nature be respected. But if that essential
nature is seen in abstract, rationalistic terms, as that of individual,
autonomous maker of choices, the principle itself will prove highly
destructive of social order. Only if the cultural weight of human
equality is recognized and respected can such a principle serve good
ends. That is, only within a broader culture recognizing the social and
religious character of our being can the principle of human equality be
an abstraction from reality, rather than a perversion of it. Only if
read and put into practice in accordance with our fundamental traditions
can principles help re-establish the coherence of our culture.
Even here principles are not enough; they must be made real through
historically appropriate and coherent practice. In criticizing the
French Revolution, Edmund Burke lamented that the French King had not
sought a cure for the ills of his nation in a return to traditional
forms. Resurrection of representation through the three Estates, a
system not practiced for over 150 years, nonetheless would have been
rooted in French custom and provided a proper means by which the French
could have re-established traditional norms, forms, and rights. (7)
Likewise, if American society is to regain its coherence, it will not be
through the repetition of abstract principles, but through a return to
customary practices that formerly gave life and meaning to those
principles. Thus, for example, conservatives continue to espouse a
return to a more localist form of politics rooted in federalism and
administrative decentralization, not because they believe those who
currently wield power in the states and localities hold greater than
average virtue or wisdom, but because it is only at the local level that
such things can again be attained. We must return to local control
because it is only in this forum that we can rebuild our lives in common
in a manner consistent with our story as a people.
Deeper issues remain, and continue to impede any recovery of social
order. Philosophical distinctions between the "ought" and the
"is"--rejection of the conviction that the order of existence
is a pattern of God's will to which we must seek to conform--calls
the very motivation to understand our past and our current nature into
question. The prevalent, blind faith in the power and goodness of an
undefined "progress" subjects our inheritance to a constant,
rationalistic criticism no existing institution or tradition can
survive. Identification of the past with all the injustices of life and
the future with all its promises, stripped of the inevitable tragedies
and sins of human existence, de-legitimizes the very cultural meaning
that integrates our actions and beliefs with those of our fellows even
as it drives us to pursue a perfection impossible on this earth.
If we are to recover any just and humane existence in common with
our fellows we must again recognize that the way one becomes an
American, or anything else of value, is by conforming ourselves--our
actions, our values, and our character--to a standard embodied in the
already existing story. The alternative is not a nation of free
individuals, but chaos; a chaos of nonsensical, aimless human atoms,
waiting to be molded into a kind of coherence, though often a monstrous
coherence, by an all-powerful central authority with visions of its own
godhood.
Americans can reestablish cultural coherence, but only if we again
recognize our social natures, our dependence on our creator, the dangers
of any civil religion, and the constitutive nature of our story.
Bruce P. Frohnen
Ave Maria School of Law
BRUCE P. FROHNEN is Associate Professor of Law at Ave Maria School
of Law.
Note: This essay is based on a lecture delivered before the
Philadelphia Society in Miami, Florida, on April 30, 2005.
(1) The Roots of American Order (Malibu: Pepperdine University
Press, 1974).
(2) "The Rights of Colonies Examined," in Charles S.
Hyneman and Donald S. Lutz, eds., American Political Writing During the
Founding Era (Indianapolis: Liberty Press, 1983), 45-61.
(3) "The Rights of the British Colonies Asserted and
Proved," reprinted in Bruce Frohnen, ed., The American Republic:
Primary Sources (Indianapolis: Liberty Press, 2002), 119-34.
(4) "Declaration of Independence," reprinted in Frohnen,
American Republic, 190-91.
(5) (New Brunswick: Transaction, 1993).
(6) "Uneasy Cousins," in George W. Carey, ed., Freedom
and Virtue: The Conservative/Libertarian Debate (Wilmington: ISI Books,
1998), 38.
(7) Burke, "Letter to a Member of the French National
Assembly," in Works of the Right Honourable Edmund Burke (London:
John C. Nimmo, 1899), IV, 51.