Adjectival periphrasis in Ancient Greek: the categorial status of the participle.
Bentein, Klaas
Introduction
The subject of this article is what has been called
'adjectival periphrasis' in studies on the Ancient Greek
participle (see Bjorck 1940 for the term 'adjektivische
Periphrase'). This term refers to combinations of the type [TEXT
NOT REPRODUCIBLE IN ASCII] (Aristoph. Thesm. 77), 'he is
alive', where [zeta][??]v may be said to have an
'adjectival' function, in that it refers to a property,
similarly to a regular adjective. (1) This can be contrasted with cases
such as [TEXT NOT REPRODUCIBLE IN ASCII] (Xen. Cyr. 8.1.21), 'he
was their leader', and [TEXT NOT REPRODUCIBLE IN ASCII] (Soph. Aj.
1324), 'he was doing such things', where the participle
denotes an identity and an action respectively. While the older studies
(e.g. Bjorck 1940; Aerts 1965) have mostly concentrated on the present
participle, it should be noted that the perfect and occasionally even
the aorist participle (2) could have a similar 'adjectival'
function, as in [TEXT NOT REPRODUCIBLE IN ASCII] (Xen. Cyr. 2.1.11),
'they are armed', and [TEXT NOT REPRODUCIBLE IN ASCII] (Soph.
OT 90), 'I am fearing prematurely'.
Two questions which have been central in previous research on
adjectival periphrasis are the following:
(a) Can the different types of adjectival periphrasis (i.e. with
the present, perfect and aorist participle) be given a unified semantic
description?; and
(b) What is the categorial status of the participle used in this
type of construction? Is the participle 'adjectivised?'
Having dealt with the former topic in earlier work (Bentein 2013a),
I now turn to the categorial status of the participle, concentrating
again on Archaic and Classical Greek and adopting a Cognitively-inspired
perspective (for the Cognitive Linguistic framework, see e.g. Langacker
1987, 2000, 2008). (3) In concluding this article, I will reconsider the
relationship between the concepts of adjectival and verbal periphrasis,
building on insights from an earlier article of mine (Bentein 2011).
While adjectival and verbal periphrasis have generally been considered
mutually exclusive concepts, I argue that their relationship is in fact
more complex.
1. Conceptual integration
For reasons of space, I will not repeat my semantic analysis of
adjectival periphrasis here, for which I refer to Bentein (2013a).
Suffice it to say that --next to the fact that the participle has a
property-referring function (see above)--adjectival periphrasis can be
characterised in terms of low transitivity (with transitivity in the
scalar sense of Hopper & Thompson 1980) and a low degree of
conceptual integration (Langacker 2005, 2008) between the verb [TEXT NOT
REPRODUCIBLE IN ASCII] and the (present/perfect/aorist) participle,
whereby only a single, representative component state of ei^u is
elaborated by the participle (as with regular adjectives; what is called
the 'copulative' use), rather than all of its component
states. (4)
It would seem that the notion of conceptual integration was used in
the older works as well, though mostly implicitly, and in a somewhat
different sense. The term 'adjektivische Periphrase' was
coined by Bjorck (1940) specifically to distinguish this type of
'adjectival' construction from 'truly' periphrastic
constructions, inter alia progressive periphrases of the type
illustrated in (1), after which Bjorck named his work. In the former
case, Bjorck (1940:28-29) is of the opinion that 'jetzt stellt sich
auch klar heraus, dass der ganze Begriff Periphrase hier kunstlich ist
und nur in der vorlaufigen Systematik eine Berechtigung hat.' (5)
(1) [TEXT NOT REPRODUCIBLE IN ASCII] (Lk. 5.17).
it happened on one of those days, that he was teaching (tr. WEB).
Initially, it is not entirely clear on what grounds Bjorck believes
this to be the case: a typical adjectival periphrasis of the type [TEXT
NOT REPRODUCIBLE IN ASCII], 'it is fitting', complies quite
well with Bjorck's definition of periphrasis: 'jede solche
Verbindung der Kopula mit einem pradikativen Partizip... die ohne
Anderung des Tatsacheninhalts gegen eine einfache Verbalform vertauscht
werden kann' (6) (Gildersleeve 1980 [1900]:81, for example,
explicitly equates [TEXT NOT REPRODUCIBLE IN ASCII] with the synthetic
form [pi][rho]o[sigma][??][kappa][epsilon][iota]). Bjorck somewhat
clarifies his position by referring to what is nowadays called
conceptual integration: he notes, with regard to adjectival periphrasis
(referring to Rehdantz), that 'es wird ein Eigenschaftsword
pradizierend zum Subjekt gestellt, nicht aber "das Pradikat in das
Particip mit der Kopula aufgelost" (Rehdantz' Indices s.v.
Participium).' (7) For Bjorck, however, this low degree of
conceptual integration lies primarily with the fact that the adjectival
participle is categorially an adjective ('adjektiviert,'
adjectivised): (8) in his opinion an expression such as ouucpepovTec,
[TEXT NOT REPRODUCIBLE IN ASCII], Dem. 24.24) does not mean 'diese
Gesetze sind nutzend' (lit. 'these laws are helping') but
rather 'diese Gesetze sind nutzlich' ('these laws are
helpful') (Bjorck 1940:29). (9) Bjorck does make a distinction
between so-called 'Daueradjektivierungen' (i.e. cognitively
entrenched adjectivisations) such as [TEXT NOT REPRODUCIBLE IN ASCII],
'it would be necessary' (Pl. Leg. 800d) and
'Gelegenheitsadjektivierungen' (i.e. cognitively
non-entrenched adjectivisations) such as [??][sigma][tau][iota]...
[pi][rho]o[??][chi]ov[sigma]a, 'it is jutting out' (Thuc.
4.109.2) or [TEXT NOT REPRODUCIBLE IN ASCII], 'it injures
bodies' (Pl. Leg. 933a), (10) but he considers the participle in
both types 'adjectivised'. He stresses that they can only be
distinguished on the basis of frequency (Bjorck 1940:23) and notes that
'ein prinzipieller Unterschied, so dass die Gelegenheitsperiphrasen
etwa mehr "verbal" waren, kommt also nicht in Frage' (11)
(Bjorck 1940:24; cf. also Bjorck's generalising discussions about
'Adjektivpartizipien' [p. 29] and the 'adjektiviertes
Parti zip' [p. 34]).
More recent studies have similarly drawn attention to the
adjectivisation of the participle, though mostly limiting themselves to
what Bjorck calls Daueradjektivierungen. (12) Ceglia (1998:26),
explicitly referring to Bjorck, notes that the participles of verbs such
as [TEXT NOT REPRODUCIBLE IN ASCII], 'it is expedient', [TEXT
NOT REPRODUCIBLE IN ASCII], 'it is fitting', and [TEXT NOT
REPRODUCIBLE IN ASCII], 'it is necessary', as well as those of
verbs such as [[TEXT NOT REPRODUCIBLE IN ASCII], 'I become',
[TEXT NOT REPRODUCIBLE IN ASCII], 'I follow', [TEXT NOT
REPRODUCIBLE IN ASCII], 'I have', and [TEXT NOT REPRODUCIBLE
IN ASCII], 'I speak', 'non conservano traccia della
natura verbale' (13) and should be considered lexicalised. Evans
(2001:231-32) similarly mentions the existence of 'fully
adjectivised' participles in the Greek Pentateuch, as for example
the present participle [TEXT NOT REPRODUCIBLE IN ASCII],
'alive' (Gen. 9.3) and the perfect participles [TEXT NOT
REPRODUCIBLE IN ASCII], 'stolen' (Gen. 30.33) and [TEXT NOT
REPRODUCIBLE IN ASCII], 'fully shaped' (Exod. 21.23) (on the
combination of [TEXT NOT REPRODUCIBLE IN ASCII] with an
'adjectivised' participle cf. also Aerts 1965:12-17; Amenta
2003:30-35). Critical voices have also been raised, however. The most
important contribution is that of Porter (1989:454), according to whom
the fact that a participle functions like an adjective does not
necessarily mean that it categorially is an adjective, stressing that
even in these cases the participle asserts its verbal aspect (Porter
refers to Gildersleeve 1980 [1900]:122, who, while recognising the
adjectival character of the present and perfect participle, still treats
them under the heading of 'periphrastic tenses'). Kahn
(1973:135) similarly notes that, as long as the participle is
recognisably connected with finite verb forms from the same stem, it
does not lose its verbal nature completely.
In what follows, I discuss the criteria used in the secondary
literature to argue for adjectivisation of the participle (concentrating
on the present participle, since the other types of adjectival
periphrasis have received little or no attention so far), and show that
what is argued for by Bjorck and others is far from evident ([section]
2.1). Moreover, it cannot account for adjectival periphrasis with the
perfect and aorist participle ([section] 2.2). I thereafter propose a
Cognitively-inspired alternative ([section] 2.3, [section] 2.4), which
starts from the insight that the participle (both in general and
specifically as used in adjectival periphrasis) is a non-prototypical
category (along the lines of Pompei 2006). Finally, I reconsider the
relationship between 'adjectival' and 'verbal'
periphrasis, and the importance of the criterion of 'conceptual
integration' for this discussion ([section] 3).
2. The categorial status of the 'adjectival' participle
2.1 Complete adjectivisation?
In what follows, I briefly discuss the formal criteria that have
been proposed in the secondary literature for adjectivisation of the
present participle, paying particular attention to possible differences
between Daueradjektivierungen and Gelegenheitsadjektivierungen (the
former of which most scholars consider adjectivised). An overview of
these criteria is given in Table I. Phonological criteria occupy a
special position, because--though constituting a strong argument in
favour of adjectivisation--evidence is scanty in Ancient Greek. Some
exceptional examples, cited by Stahl (1907:681) are [TEXT NOT
REPRODUCIBLE IN ASCII], 'glad', [TEXT NOT REPRODUCIBLE IN
ASCII], 'readily', and [TEXT NOT REPRODUCIBLE IN ASCII],
'fair' (of a breeze). As such, I concentrate here on those
criteria which analyse whether the present participle occurs in the same
morpho-syntactic environments as 'true' adjectives.
Bjorck (1940:17) has drawn attention to the fact that the
participles that occur in adjectival periphrasis can often be used in
the comparative and superlative degrees, and/or as adverbs. (14) As Kahn
(1973:136) notes, especially the latter seems a fruitful criterion.
Kiihner & Blass (1983 [1892]:300) cite a large number of adverbs
built on (present) participles, many of which belong to Bjorck's
class of Daueradjektivierungen (cf. also the overview in Bjorck
1940:18-19). Examples are [TEXT NOT REPRODUCIBLE IN ASCII],
'abundantly', [TEXT NOT REPRODUCIBLE IN ASCII],
'differently', [TEXT NOT REPRODUCIBLE IN ASCII],
'profitably', [TEXT NOT REPRODUCIBLE IN ASCII],
'fitly', [TEXT NOT REPRODUCIBLE IN ASCII],
'suitably', and [TEXT NOT REPRODUCIBLE IN ASCII],
'expedient'. There are also some attested adverbs of
participles which do not belong to this class (on the basis of
frequency), e.g. [TEXT NOT REPRODUCIBLE IN ASCII], 'with
admiration', [TEXT NOT REPRODUCIBLE IN ASCII], 'gladly',
and [TEXT NOT REPRODUCIBLE IN ASCII], 'boldly', which are also
based on lexically stative predicates. Perhaps unsurprisingly, there are
no attested adverbs with lexically dynamic predicates (which could also
be used for adjectival periphrasis, though less often).
Most criteria are of a syntactic nature. From a methodological
point of view, such criteria are perhaps preferable, because they are
more directly related to the use of the participle when combined with
[TEXT NOT REPRODUCIBLE IN ASCII]. I have added 'frequent use in
attributive position' and 'combination with adverbs of
degree' in the overview, but one could argue that these are not
valid criteria (at least not in the way they have been used in the
literature). Frequent use in attributive position is mentioned by Aerts
(1965:15-16) among others. Kahn (1973:136) criticises this criterion
because, theoretically, every participle can be used in an attributive
position, and frequency is a matter of degree. Indeed, it would seem
that at best this criterion can give an indication of adjectivisation.
The combination with adverbs of degree was proposed by Karleen
(1980:120) (see Bjorck 1940:15 for the addition of adverbs in general),
after the example of English. The rationale behind this criterion would
be that adjectives are less complex in terms of defining sub-features
(especially in comparison with nouns) and thus more suited for
gradability (cf. Hamann 1991:659: 'adjectives ... are marked for
gradability'; on complexity, cf. Givon 2001: 50ff.; but see
Thesleff 1954 for nouns and verbs serving as 'concepts of
value'). (15) His proposal faces two major problems: firstly,
Karleen does not base himself on attested examples, but tests the
grammaticality of examples by adding the adverbs [TEXT NOT REPRODUCIBLE
IN ASCII], 'very' himself (on the use of the latter, cf.
Thesleff 1954:92-111). (16) Secondly, it has been argued that even in
English the validity of this test is questionable. As Borer (1990:97)
notes, 'the ability to be modified by very ... has nothing to do
with their adjectival (or non-adjectival) nature, since a similar
contrast is attested for the verbs from which they are derived'
(for [TEXT NOT REPRODUCIBLE IN ASCII] intensifying verbs in Ancient
Greek, cf. Thesleff 1954:95-102).
Scholars take the co-ordination of a participle with one or more
adjectives (mainly by means of the conjunction [[TEXT NOT REPRODUCIBLE
IN ASCII], 'and', or simply a comma) as a clear sign of
adjectivisation, under the assumption that conjuncts are of the same
category (Boyer 1984:168; Amenta 2003:32). In (2) for example, the
lexically stative participle [TEXT NOT REPRODUCIBLE IN ASCII],
'needing', 'in need of' is coordinated with the true
adjective cpoPepd, 'formidable':
(2) [TEXT NOT REPRODUCIBLE IN ASCII] (Dem. 19.294).
yes, these are formidable offences, and in need of the utmost
vigilance and precaution (tr. Vince & Vince, slightly modified).
If [TEXT NOT REPRODUCIBLE IN ASCII] is fully adjectival, however,
it is difficult to explain why it retains its argument structure, taking
the argument [TEXT NOT REPRODUCIBLE IN ASCII], 'much vigilance and
precaution'. In my opinion, such co-ordination indicates functional
likeness at best (cf. Nunez-Pertejo 2003:145; Huddleston & Pullum
2006:201), which is also apparent from examples where an aorist
participle is co-ordinated with a true adjective (see e.g. Soph. OT 90,
where [TEXT NOT REPRODUCIBLE IN ASCII], 'bold', is
co-ordinated with [TEXT NOT REPRODUCIBLE IN ASCII], 'fearing
prematurely').
Loss of argument structure is a good indication of whether a
participle is still felt to be related to a content verb. (17) Contrary
to what one might expect, the adjectival participle keeps its argument
structure in most cases (compare Kahn 1973:136), as illustrated in (3):
(3) [TEXT NOT REPRODUCIBLE IN ASCII], (Isoc. 15.117).
what importance (lit. ability) do these things have? (my
translation).
This observation not only concerns Gelegenheitsadjektivierungen,
but also Daueradjektivierungen, even those which have an attested
adverb. Bjorck (1940:20) admits that one could take this as an
indication of the 'verbal' nature of the participle, but he
refutes the argument on the basis of the expressions [TEXT NOT
REPRODUCIBLE IN ASCII], 'having sense' and [TEXT NOT
REPRODUCIBLE IN ASCII], 'having a logic'. These expressions,
consisting of the participle [??][chi][omega]v and an accusative object,
both have an attested adverb ([TEXT NOT REPRODUCIBLE IN ASCII],
'sensibly' and [TEXT NOT REPRODUCIBLE IN ASCII],
'reasonably'), showing that the presence of an object does not
prevent the adjectivisation/lexicalisation of the participle (Aerts
1965:13). While this is certainly a valid observation, such expressions
are quite rare. To generalise on this basis that all present participles
used for adjectival periphrasis are adjectivised, is contestable, to say
the least.
I conclude with some observations on word order, which is often
mentioned in research on other languages as a formal criterion (e.g.
prenominal position in English). No scholar has used word order to argue
for the adjectivisation of the present participle in Ancient Greek
(neither will I, for that matter), as Ancient Greek has 'free'
word order. Interestingly, however, both Ceglia (1998:29) and Amenta
(2003:33) note that in the case of what they call verbal periphrasis the
participle tends to be placed after the finite verb, while this is not
(or much less) the case with adjectival periphrasis (in Classical Greek
at least). While this observation does seem to have some validity
(though only under certain circumstances, for example not in poetry or
when the participle is co-ordinated with true adjectives), adjectival
(and verbal) constructions of both syntactic types do occur (even with
one and the same participle). Admittedly, there is a noticeable
difference between Daueradjektivierungen and
Gelegenheitsadjektivierungen: the former occur more often in pre-finite
position than the latter (for further discussion, see [section] 2.3).
A second element concerns the position of the negation
o[??]([sigma]) or [mu][??]. (18) With both Daueradjektivierungen and
Gelegenheitsadjektivierungen, the negation can come before the
participle and split the component parts of the construction, as
illustrated in (4) (for an example with the Gelegenheitsadjektivierung
[TEXT NOT REPRODUCIBLE IN ASCII], 'accepting'; cf. Pl. Hp.
mai. 289e):
(4) [TEXT NOT REPRODUCIBLE IN ASCII](Dem. 4.38).
but if smooth words that are not fitting prove a curse in practice
(tr. Vince).
This placement, which occurs predominantly with adjectival
periphrasis, (19) may be taken as an indication of a lesser degree of
conceptual integration (Ceglia 1998:26; cf. Moorhouse 1959:138-40 for
the possibility of this position when [TEXT NOT REPRODUCIBLE IN ASCII]
is combined with a true adjective). It is unclear, however, to what
extent this also proves the supposed adjectivisation of the participle.
In my view, a low degree of conceptual integration between the component
parts of the periphrastic construction does not necessarily entail
adjectivisation of the participle. In any case, this position of the
negation is found only in a minority of the examples.
As may be clear, the above-mentioned criteria do not make a
convincing case for the complete adjectivisation of the present
participle (when combined with [TEXT NOT REPRODUCIBLE IN ASCII]). They
do allow us to draw the following three conclusions:
(a) the present participle used in adjectival periphrasis (both
Daueradjektivierungen and Gelegenheitsadjektivierungen) occurs in a
number of typically 'adjectival' morpho-syntactic
environments, e.g. with the negation between the component parts of the
construction or co-ordinated with a true adjective;
(b) one can hardly generalise, however, that this participle is
completely adjectivised--not even the Daueradjektivierungen--as
indicated by examples where the participle retains its argument
structure; and
(c) in general, constructions with an adjectival present participle
do not form a homogeneous category. There are some notable differences
(along the lines of the distinction made by Bjorck), for example,
concerning adverbial formation or the position vis-a-vis the finite
verb.
2.2. What about the perfect and aorist participle?
One of the weaknesses of previous research on the categorial status
of the 'adjectival' participle is that it does not take into
account either the perfect or the aorist participle (which, as mentioned
above, could also be used for adjectival periphrasis). Few scholars
would argue that the aorist participle is adjectivised. With regard to
the perfect participle, it has been suggested that it is 'strongly
adjectival' (Aerts 1965:13), but in general it is not considered
adjectivised. (20) It is important to note, though, that the present and
the perfect participle have a lot in common. From a formal point of
view, the perfect participle shares a number of characteristics with the
present participle. Adverbial formation, for example, is attested with
the perfect participle. Some examples are: [TEXT NOT REPRODUCIBLE IN
ASCII], 'timorously', [TEXT NOT REPRODUCIBLE IN ASCII],
'with due caution', [TEXT NOT REPRODUCIBLE IN ASCII],
'tumultuously', and [TEXT NOT REPRODUCIBLE IN ASCII], 'in
orderly manner' (Kiihner & Blass 1983 [1892]:300). Furthermore,
the perfect participle is also found co-ordinated with adjectives, as in
(5) (cf. Gildersleeve 1980 [1900]:124):
(5) [TEXT NOT REPRODUCIBLE IN ASCII] (Thuc. 6.49.1).
while they (the Syracusans) are still unprepared, and very much
panic-stricken (my translation).
Concerning word order, we may note that the perfect participle
shows a tendency to occur in pre-finite position (cf. Gildersleeve 1980
[1900]: 123). There are also examples where the negation comes before
the participle and splits the component parts of the construction, as in
the Homeric example (6):
(6) [TEXT NOT REPRODUCIBLE IN ASCII] (Hom. Od. 2.61).
we will be found wretched and knowing nothing of valour (my
translation).
As it would seem, the main reason why the perfect participle has
not been considered adjectivised is that constructions with the perfect
participle are to a large extent paradigmatically integrated, (21) as a
consequence of which they should be qualified as instances of
'verbal periphrasis' (or, to be more precise, better
instances; see Bentein 2011). As previous research has correlated the
adjectivisation of the participle with non-periphrasticity, it would be
difficult to consider the perfect participle adjectivised.
I will return to the relationship between what is called
'adjectival' and 'verbal' periphrasis in [section]
3. In the next section, I would like to propose an alternative account
of the categorial status of the participle, which takes into account the
three main conclusions made at the end of [section] 2.1, and at the same
time is able to account for constructions with the aorist and the
perfect participle.
2.3. An alternative account: the participle as a non-prototypical
category
The alternative account presented in this section is based on
recent functional-typological research in the field of linguistic
categorisation, parts of speech in particular. As Pustet (2003:17)
notes, at present there are two main approaches to the issue, namely the
models of Givon (1979:320-23; 1984: ch. 3; 2001: ch. 2), setting out a
'time-stability' hypothesis, and Croft (1991; 2001), which is
based on markedness theory. Combined, these two approaches form a
powerful theoretical framework, providing an alternative to the
long-standing problem of the hybrid nature of the participle (cf. Hopper
& Thompson 1984; Pustet 2003:21-22). Connecting both approaches is
the insight that categories are prototypically organised, which is one
of the main tenets of the school of Cognitive Linguistics. In what
Langacker (1987:16-17) calls the 'prototype model for
categorization,' it is acknowledged that a given category may have
central, 'prototypical' members, and more peripheral ones, and
that the boundaries between categories are not always clear-cut.
As already mentioned, Croft's model is centred around the
notion of morpho-syntactic markedness. Croft proposes an innovative
matrix which separates the semantic categories of objects, properties
and actions, from the pragmatic functions of argument, attribute and
predicate, as shown in Table 2. Croft predicts that in any given
language unmarked nouns will be used for reference to an object,
unmarked adjectives for modification by a property and unmarked verbs
for predication of an action. As such, he proposes to consider
'noun,' 'adjective' and 'verb'
functional/typological prototypes. This means that the participle,
whether used in the field of reference, modification or predication,
constitutes a marked 'non-prototypical' category. (22)
Croft's model puts the parts-of-speech issue in a different
perspective, by showing that participles are a non-prototypical
category, and furthermore that one cannot simply assume that present
participles and adjectives should be considered one and the same part of
speech. Of course, this does not mean that a participle can never be
'adjectivised' in a conceptual sense (profiling a simplex,
rather than a complex relationship, i.e. one which consists of distinct
component states), (23) nor does it mean that we cannot further analyse
the status of the different types of participle used for adjectival
periphrasis. Concentrating on the former point in [section] 2.4, I would
like to argue here that the participle, as a non-prototypical category,
is itself prototypically organised, presenting as it were an inner
continuum from noun-like to verb-like (cf. Pompei 2006:363). (24)
One of the main semantic factors structuring not only this inner
continuum, but also driving 'the pronounced inclination of
grammatical systems to produce structural patterns that comply with the
scale NOUNS > ADJECTIVES > VERBS' (Pustet 2003:17), is
Givon's time-stability parameter. More specifically, Givon argues
that the semantic difference between the parts of speech
'noun,' 'verb' and 'adjective' can be
analysed in terms of a single parameter, called time-stability (Givon
1979:320-23; 1984:51-56). (25) According to Givon, (prototypical) nouns
are most time-stable, while (prototypical) verbs are least so. In this
framework, adjectives are of intermediate time-stability. This gives us
the scale represented in
Figure I:
Givon also recognises intermediate stages, both with regard to the
morphologically unmarked expressions (contrast for example English
'rock' with 'child,' and 'hit' with
'know'), and the marked ones. In the context of the latter,
Ross (1972:316) has similarly posited the following scale (what he calls
a 'linear squish') for English: verb > present participle
> perfect participle > passive participle > adjective >
preposition > adjectival noun > noun.
In her recent cross-linguistic work on copularisation, Pustet
(2003: ch. 3) has proposed a revision of Givon's single-parameter
model by a four-parameter model, which I will follow here (for criticism
of Givon's time-stability concept, see e.g. Hopper & Thompson
1984:705-06; Pustet 2003: 21). More specifically, Pustet recognises the
following four parameters: (a) 'dynamicity,' (b)
'transience,' (c) 'transitivity' and (d)
'dependency.'
Let me give a brief description of these four concepts before I
apply them to the Ancient Greek participle, as used in adjectival
periphrasis. The dynamicity parameter corresponds to the semantic
distinction between state vs. change of state, i.e. whether the
component states of the process profiled by the participle are or are
not homogeneous. (26) The transience parameter largely coincides with
Givon's parameter of timestability. Pustet also refers to
Langacker's concept of 'boundedness in time', which not
only refers to the absence or presence of an endpoint, but also to that
of a starting point. (27) In her opinion, this 'adds refinement to
the time-stability hypothesis', but she notes that defining
boundedness in time solely in terms of presence/absence of an endpoint
yields slightly better predictions (Pustet 2003:111). She therefore
calls this version of bounding in time 'transience'. The
transitivity parameter relates to semantic valency (cf. also Croft
1991:63ff., distinguishing between valency value 1, 2 or 3). Contrary to
traditional approaches, Pustet (2003:114) does not take into account the
coding strategy for a secondary argument (English 'worth' and
'devoid of' are thus both considered transitive). The fourth
and final parameter, dependency, refers to whether a given concept is
conceptually autonomous, i.e. whether its existence or presence
'requires the existence or presence of another entity' (Croft
1991:62, defining valency as 'inherent relationality') or
whether it does not ('house', for example, does not require
the presence of another entity, but 'yellow' does, i.e.
something which is yellow). Since it can be assumed that all participles
under analysis are [+dependent], I will not further discuss this
criterion here. (28)
In what follows, I will apply Pustet's parameters of
'dynamicity,' 'transitivity' and
'dependency' to the Ancient Greek participle (as used in
adjectival periphrasis). The discussion will mainly concentrate on the
perfect and the present participle, as there are virtually no examples
attested with the aorist participle.
The dynamicity parameter
With regard to dynamicity, the adjectival present participle is
most complex. Most present participles are formed with non-dynamic,
stative predicates such as [TEXT NOT REPRODUCIBLE IN ASCII], 'I
have' (e.g. Isoc. 15.117), [TEXT NOT REPRODUCIBLE IN ASCII],
'I live' (e.g. Aristoph. Thesm. 77) and [TEXT NOT REPRODUCIBLE
IN ASCII], 'I am able to' (e.g. Dem. 10.3), but dynamic
predicates can also be employed. Some examples are dvaSexo^ai, 'I
take up' (e.g. Dem. 19.36), [TEXT NOT REPRODUCIBLE IN ASCII],
'I go' (Pl. Phd. 82a) and [TEXT NOT REPRODUCIBLE IN ASCII],
'I do' (e.g. Pl. Resp. 441e). Adjectival perfect participles
are always based on highly dynamic ('telic') predicates, such
as [TEXT NOT REPRODUCIBLE IN ASCII], 'I destroy' (e.g. Dem.
35.36), [TEXT NOT REPRODUCIBLE IN ASCII], 'I bring about'
(e.g. Aesch. Pers. 260), and [TEXT NOT REPRODUCIBLE IN ASCII], 'I
die' (e.g. Dem. 43.64), but here focus is on the final
'resultant' state, so there can be no question of dynamicity.
As for the aorist participle, it is based either on dynamic predicates
(e.g. with [TEXT NOT REPRODUCIBLE IN ASCII], 'I become' in Pl.
Leg. 711c) or, if not, participial morphology explicitly indicates a
change of state (e.g. with [TEXT NOT REPRODUCIBLE IN ASCII], 'I
fear prematurely' in Soph. OT 90), this boundary providing a
measure of heterogeneity.
The transience parameter
Concerning transience, a basic distinction must be made between the
present and perfect participle on the one hand, which do not inherently
(i.e. grammatically) profile any boundaries, and the aorist participle,
which profiles the boundaries of the event. As for the present
participle, we can again distinguish between those cases where a
lexically stative predicate is used, and those where a lexically dynamic
one is used. In the overview given below, I present an analysis (29) of
the properties expressed by the resultative perfect participle and the
present participle of lexically stative predicates (as attested in my
corpus) (30) in terms of transience:31
[-transient]
* abstract state: [TEXT NOT REPRODUCIBLE IN ASCII],
'established'; [TEXT NOT REPRODUCIBLE IN ASCII],
'accomplished'; [TEXT NOT REPRODUCIBLE IN ASCII],
'ordained by law'; [TEXT NOT REPRODUCIBLE IN ASCII],
'fated'; [TEXT NOT REPRODUCIBLE IN ASCII],
'fulfilled'; [TEXT NOT REPRODUCIBLE IN ASCII],
'dictated'; [TEXT NOT REPRODUCIBLE IN ASCII],
'imperfectly done'; [TEXT NOT REPRODUCIBLE IN ASCII],
'determined'.
* body feature/bodily state: [TEXT NOT REPRODUCIBLE IN ASCII],
'destroyed'; [TEXT NOT REPRODUCIBLE IN ASCII],
'seeing'; [TEXT NOT REPRODUCIBLE IN ASCII],
'destroyed'; (32) [TEXT NOT REPRODUCIBLE IN ASCII],
'alive'; [TEXT NOT REPRODUCIBLE IN ASCII],
'hearing'; [TEXT NOT REPRODUCIBLE IN ASCII], 'dead';
[TEXT NOT REPRODUCIBLE IN ASCII] 'existent'. (33)
* colour: [TEXT NOT REPRODUCIBLE IN ASCII], 'coloured'.
(34)
* (physical/metaphorical) distance: [TEXT NOT REPRODUCIBLE IN
ASCII], 'distant'; [TEXT NOT REPRODUCIBLE IN ASCII],
'separated from'; [TEXT NOT REPRODUCIBLE IN ASCII],
'separated from'; [TEXT NOT REPRODUCIBLE IN ASCII],
'bordering on'; [TEXT NOT REPRODUCIBLE IN ASCII],
'removed from'; [TEXT NOT REPRODUCIBLE IN ASCII],
'jutting out'; [TEXT NOT REPRODUCIBLE IN ASCII], '(being)
above, pre-eminent'.
* mental property: [TEXT NOT REPRODUCIBLE IN ASCII],
'knowing'; [TEXT NOT REPRODUCIBLE IN ASCII],
'knowing'; [TEXT NOT REPRODUCIBLE IN ASCII], 'sane';
[TEXT NOT REPRODUCIBLE IN ASCII], 'mad'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'wise'; [TEXT NOT REPRODUCIBLE IN
ASCII], 'over-proud'.
* personality feature: [TEXT NOT REPRODUCIBLE IN ASCII],
'able'; [TEXT NOT REPRODUCIBLE IN ASCII],
'accustomed'; [TEXT NOT REPRODUCIBLE IN ASCII], 'puffed
up'; [TEXT NOT REPRODUCIBLE IN ASCII], 'educated'; [TEXT
NOT REPRODUCIBLE IN ASCII], 'by nature so or so'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'devoted to'. (35)
* physical property: [TEXT NOT REPRODUCIBLE IN ASCII],
'written (in/on)'; [TEXT NOT REPRODUCIBLE IN ASCII],
'split'; [TEXT NOT REPRODUCIBLE IN ASCII],
'founded'; [TEXT NOT REPRODUCIBLE IN ASCII],
'broken'; [TEXT NOT REPRODUCIBLE IN ASCII],
'constructed'; [TEXT NOT REPRODUCIBLE IN ASCII],
'dug', [TEXT NOT REPRODUCIBLE IN ASCII],
'perforated';[TEXT NOT REPRODUCIBLE IN ASCII],
'constructed' (of a road); [TEXT NOT REPRODUCIBLE IN ASCII],
'built'.
* social relation: [TEXT NOT REPRODUCIBLE IN ASCII],
'wedded'; [TEXT NOT REPRODUCIBLE IN ASCII],
'descendant'; [TEXT NOT REPRODUCIBLE IN ASCII], 'left in
orphanhood'.
[[+ or -] transient]
* (physical/metaphorical) absence/presence: [TEXT NOT REPRODUCIBLE
IN ASCII], 'absent'; [TEXT NOT REPRODUCIBLE IN ASCII],
'lacking'; [TEXT NOT REPRODUCIBLE IN ASCII], 'present
in'; [TEXT NOT REPRODUCIBLE IN ASCII], 'lacking'; [TEXT
NOT REPRODUCIBLE IN ASCII], 'being an object of thought';
[TEXT NOT REPRODUCIBLE IN ASCII], 'present'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'left over'; [TEXT NOT REPRODUCIBLE IN
ASCII], '(being) at hand'; [TEXT NOT REPRODUCIBLE IN ASCII],
'left remaining'.
* bodily state: [TEXT NOT REPRODUCIBLE IN ASCII], 'set
free'; [TEXT NOT REPRODUCIBLE IN ASCII], 'seized'; [TEXT
NOT REPRODUCIBLE IN ASCII], 'captured'; [TEXT NOT REPRODUCIBLE
IN ASCII], 'deserted'; [TEXT NOT REPRODUCIBLE IN ASCII],
'captured'.
* emotional state: [TEXT NOT REPRODUCIBLE IN ASCII],
'persuaded'; [TEXT NOT REPRODUCIBLE IN ASCII],
'supine'; [TEXT NOT REPRODUCIBLE IN ASCII],
'deceived'; [TEXT NOT REPRODUCIBLE IN ASCII],
'wanting'; [TEXT NOT REPRODUCIBLE IN ASCII],
'hating'.
[??] evaluative: [TEXT NOT REPRODUCIBLE IN ASCII],
'wrong'; [TEXT NOT REPRODUCIBLE IN ASCII],
'pleasing'; [TEXT NOT REPRODUCIBLE IN ASCII],
'sufficient'; [TEXT NOT REPRODUCIBLE IN ASCII],
'befitting'; [TEXT NOT REPRODUCIBLE IN ASCII],
'needing'; [TEXT NOT REPRODUCIBLE IN ASCII],
'necessary';[TEXT NOT REPRODUCIBLE IN ASCII],
'amazing'; [TEXT NOT REPRODUCIBLE IN ASCII],
'sufficient'; [TEXT NOT REPRODUCIBLE IN ASCII],
'erroneous'; [TEXT NOT REPRODUCIBLE IN ASCII], 'dear
to'; [TEXT NOT REPRODUCIBLE IN ASCII], 'profitable';
[TEXT NOT REPRODUCIBLE IN ASCII], 'due'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'suiting'; [TEXT NOT REPRODUCIBLE IN
ASCII], 'fitting'; [TEXT NOT REPRODUCIBLE IN ASCII],
'expedient'; [TEXT NOT REPRODUCIBLE IN ASCII],
'surpassing', 'incredible'; [TEXT NOT REPRODUCIBLE
IN ASCII], 'necessary'.
* (physical/metaphorical) position: [TEXT NOT REPRODUCIBLE IN
ASCII], 'leading', 'dominant'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'having primacy'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'appointed'; [TEXT NOT REPRODUCIBLE IN
ASCII], 'poor'.
* possession: [TEXT NOT REPRODUCIBLE IN ASCII], 'in possession
of; [TEXT NOT REPRODUCIBLE IN ASCII], 'equipped (so or so)';
[TEXT NOT REPRODUCIBLE IN ASCII], 'equipped (so or so)';
[??][chi][omega]v, 'having'; [TEXT NOT REPRODUCIBLE IN ASCII],
'occupying'; [TEXT NOT REPRODUCIBLE IN ASCII],
'containing'.
* resemblance: [TEXT NOT REPRODUCIBLE IN ASCII], 'not in
accordance with', 'inconsistent'; [TEXT NOT REPRODUCIBLE
IN ASCII], 'different from'; [TEXT NOT REPRODUCIBLE IN ASCII],
'similar to'; [TEXT NOT REPRODUCIBLE IN ASCII], 'in
accordance with'; [TEXT NOT REPRODUCIBLE IN ASCII], 'in
accordance with'; (36) [TEXT NOT REPRODUCIBLE IN ASCII], 'in
accordance with'.
[??] social behaviour: [TEXT NOT REPRODUCIBLE IN ASCII],
'having regard for'; [TEXT NOT REPRODUCIBLE IN ASCII],
'having mercy'; [TEXT NOT REPRODUCIBLE IN ASCII],
'(being) of one mind'; [TEXT NOT REPRODUCIBLE IN ASCII],
'putting first in honour'.
[+transient]
* bodily state: [TEXT NOT REPRODUCIBLE IN ASCII], 'being at
one's height'; [TEXT NOT REPRODUCIBLE IN ASCII],
'positioned against'; [TEXT NOT REPRODUCIBLE IN ASCII],
'cut off from'; [TEXT NOT REPRODUCIBLE IN ASCII],
'bound'; [TEXT NOT REPRODUCIBLE IN ASCII], 'mixed
up'; [TEXT NOT REPRODUCIBLE IN ASCII], '(thoroughly)
trained'; [TEXT NOT REPRODUCIBLE IN ASCII], 'strong';
[TEXT NOT REPRODUCIBLE IN ASCII], 'gathered'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'assembled'; [TEXT NOT REPRODUCIBLE IN
ASCII], 'hobbled'; [sigma][pi]a[rho][gamma][??]v,
'bursting'; [TEXT NOT REPRODUCIBLE IN ASCII], 'gathered
together'; [TEXT NOT REPRODUCIBLE IN ASCII], 'gathered
together'; [TEXT NOT REPRODUCIBLE IN ASCII], 'vigorous';
[TEXT NOT REPRODUCIBLE IN ASCII], 'posted'.
* emotional state: [TEXT NOT REPRODUCIBLE IN ASCII], 'utterly
grieved'; [TEXT NOT REPRODUCIBLE IN ASCII], 'desperate';
[TEXT NOT REPRODUCIBLE IN ASCII], 'relaxed'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'panic-stricken'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'eager'; [TEXT NOT REPRODUCIBLE IN
ASCII], 'exalted'; [TEXT NOT REPRODUCIBLE IN ASCII],
'angry'; [TEXT NOT REPRODUCIBLE IN ASCII], 'thrown in
disorder'; [TEXT NOT REPRODUCIBLE IN ASCII], 'steeled (for
war)'.
* physical property: [TEXT NOT REPRODUCIBLE IN ASCII],
'opened'; [TEXT NOT REPRODUCIBLE IN ASCII], 'full';
[TEXT NOT REPRODUCIBLE IN ASCII], 'painted'; [TEXT NOT
REPRODUCIBLE IN ASCII], 'closed'; [TEXT NOT REPRODUCIBLE IN
ASCII], 'hidden'; [TEXT NOT REPRODUCIBLE IN ASCII],
'visual'; [TEXT NOT REPRODUCIBLE IN ASCII].
On the basis of this overview we can draw the following
conclusions:
(a) in general, the perfect/present participle is hardly ever used
for prototypical adjectival properties, such as 'size',
'colour', 'auditory qualities', 'shape',
'taste' or 'tactility' (Givon 2001:82; cf. also
Dixon 1977:63 and Stassen 1997:168-69);
(b) the perfect participle is most diverse: it has most
'types' (while both categories have a more or less equal
number of tokens);
(c) both perfect and present participles can express properties
that are [-transient], [[+ or -] transient] or [+transient]. However, it
would seem that the perfect participle is especially typical for
[-transient] and to some extent [+transient] properties, while the
present participle is most frequent in the area of [[+ or -] transient].
The transitivity parameter
Generally speaking, adjectival participles resemble
'true' adjectives in that they have valency value 1, i.e. they
express a property of the subject (as there are only a few examples with
the aorist participle, it is hard to draw any conclusion; there is one
example where the participle has valency value 2). This is especially
true for adjectival perfect participles, which in combination with etui
denote a resultant state (cf. Haspelmath & Muller-Bardey 2004, who
characterise the (object-oriented) resultative as a valency-decreasing,
i.e. agent-removing, category). As we have already seen above, the
present participle is more complex in that a variety of examples are
attested where the participle has an argument structure, i.e. it takes
an argument next to the subject. This concerns both cases with the
participle formed on the basis of a lexically dynamic predicate and
those with a lexically stative one. With regard to the former type,
verbs with valency value 2 are often used, e.g. [TEXT NOT REPRODUCIBLE
IN ASCII], 'I increase' (Dem. 3.33), and occasionally even a
verb with valency value 3 (which is rare; cf. Pustet 2003:114), namely
[TEXT NOT REPRODUCIBLE IN ASCII], 'I give' (as in Eur. IT
721-22). As for the latter type, particular attention must be paid to
verbs expressing possession, especially the bivalent verb
[??][chi][omega], 'I have,' which is used with an
exceptionally high number of different accusative objects, such as
ataxuvnv, 'shame' (Eur. Suppl. 767), [TEXT NOT REPRODUCIBLE IN
ASCII], 'a weak spot' (Pl. Soph. 267e), [TEXT NOT REPRODUCIBLE
IN ASCII], 'an ability' (Isoc. 15.117), [TEXT NOT REPRODUCIBLE
IN ASCII], 'an appearance' (Eur. Bacch. 471), [TEXT NOT
REPRODUCIBLE IN ASCII], 'a rationale, weight' (Dem. 20.8),
[TEXT NOT REPRODUCIBLE IN ASCII], 'a copy' (Pl. Leg. 713b),
[TEXT NOT REPRODUCIBLE IN ASCII], 'a nature' (Dem. 2.26) etc.
Verbs denoting what I call an 'emotional' state also often
take an accusative object, e.g. [TEXT NOT REPRODUCIBLE IN ASCII],
'hating our city' (Dem. 19.312).
An overall summary of my findings is given in Table 3:
In this table we can see that the perfect participle is
non-dynamic, grammatically non-transient (though I have provided a more
complex analysis of transience), and intransitive. The present
participle is more complex, in that it can be either dynamic or
non-dynamic and both transitive and intransitive. Grammatically, it is
non-transient, but again I have suggested a more complex analysis of
transience, comparing the adjectival present and perfect participles. It
is difficult to draw firm conclusions with regard to the aorist
participle, since there are very few examples, but as far as one can
tell, it is dynamic, grammatically transient and possibly transitive.
These findings, in turn, allow us to locate the adjectival
participle on a noun-to-verb continuum, as shown in Figure 2: on the
left noun-like side, we find the perfect participle, and on the right
verb-like side, the aorist participle. In between these two categories,
I locate the present participle, whereby a further distinction can be
made between cases where the participle is formed on the basis of
lexically stative content verbs, versus those where it is formed on the
basis of lexically dynamic ones. We need not assume a strict dividing
line between these three groups: especially between the perfect and the
present participle, there seems to be considerable overlap (compare
Ceglia 1998:38-39, who notes competition between the two in
Post-classical Greek).
As for the present participle, there might be reason to believe
that its internal organisation is not bifold, that is, divided between
constructions with the participle based on a lexically stative predicate
versus those based on a lexically dynamic one, but threefold. Long ago,
Alexander (1883:23940), discussing [TEXT NOT REPRODUCIBLE IN ASCII] with
('adjectival') present participle in Classical Greek, made the
following proposal:
There are, in the first place, certain verbs in Greek expressing
the manifestation of a quality while at the same time no adjective
exists for the expression of the quality itself ... But, in the
second place, besides these cases, the language often felt the need
of embodying the conception of a verb as a quality, especially when
the signification of the verb naturally lends itself to an
adjective use ... Thirdly, we group together such participles as
having nothing in their signification which would lead them to be
used as adjectives, but are nevertheless occasionally so used in
these periphrases.
This comes down to a threefold distinction between present
participles based on (a) verbs with lexicalised predication of
qualities, e.g. [TEXT NOT REPRODUCIBLE IN ASCII], 'I am wise'
(= 'group 1'); (b) other stative predicates, e.g. [TEXT NOT
REPRODUCIBLE IN ASCII], 'I have' (= 'group 2'); and
(c) lexically dynamic predicates, e.g. [TEXT NOT REPRODUCIBLE IN ASCII],
'I give' (= 'group 3'). Alexander (1883:303)
furthermore noted a difference in word order between participles of the
first group and the second group: the former occur much more often
before the finite verb than the latter (cf. our earlier observations in
[section] 2.1). I have applied Alexander's division to the entire
corpus, and analysed the word order of each group. The results of this
analysis can be found in Table 4
As can be seen, there indeed seems to be a quite noticeable
difference in word order between these three groups. Obviously, this is
not the place for an extensive discussion of the multiple factors
influencing word order, but I believe that one of the main reasons why
participles of the first group are more often used in pre-finite
position, is that participles of this type are less complex or, in other
words, that the adjectival property they denote is more salient;
generalising, it could be said that the preposed participle is focal (in
other words, we have constituent focus), while the postposed participle
forms part of a broad focus domain together with [TEXT NOT REPRODUCIBLE
IN ASCII].
Perhaps it could be argued that Alexander's proposal partly
goes against the predictions of Pustet's second,
'transience' parameter, as a participle such as [TEXT NOT
REPRODUCIBLE IN ASCII], 'angry' (which would belong to the
first group) is more transient than a participle such as [TEXT NOT
REPRODUCIBLE IN ASCII], 'having' (which would belong to the
second), and hence would have to be considered more verb-like. However,
we must keep two elements in mind:
(a) there does not seem to be any reason why these three parameters
themselves could not be prototypically organized (cf. Winters 1990:299:
'the features of a prototypical syntactic construction can be
viewed as forming a radial category of their own'), whereby
transience, or at least the proposed classification of less and more
transient adjectival present participles, is of lesser importance than
we have thus far assumed (in the case of [TEXT NOT REPRODUCIBLE IN
ASCII], the fact that this predicate takes an accusative object makes it
inherently verb-like);
(b) perhaps more importantly, we must also take into account
frequency. To quote Bybee (2010:79): 'graded category membership
can come about in an exemplar model by the interaction of two
categorization dimensions--similarity and frequency ... it seems that
frequency of occurrence might significantly influence categorization in
language.' Indeed, many participles of the first group occur much
more frequently than those of the second group and third group,
particularly the (mostly neuter) participles of the impersonal verbs
[TEXT NOT REPRODUCIBLE IN ASCII]. Significantly, these participles occur
even more often in pre-finite position, as shown in Table 5 (especially
note the case of [TEXT NOT REPRODUCIBLE IN ASCII]:
2.4 The usage-based model: analysability
In conclusion of [section] 2, I would like to note that the
alternative proposal I have presented does not exclude the possibility
that some participles conceptually become adjective-like, i.e. come to
profile a simplex relationship (one which does not consist of multiple
component states). In Langacker's (2000) usage-based model such a
process is characterised in terms of a decrease in
'analysability,' which is defined as 'the extent to which
speakers are cognizant of the presence and the semantic contribution of
component symbolic elements', which in our case would be the verbal
stem and the participial morphology. As Pustet (2003:158) notes, this is
a process that is well attested in the Indo-European languages: the
English forms 'astonished,' 'scared' and
'worried' would be currently in the 'transition
zone' (and, as some colleagues of mine have noted, the same would
be true for a number of Modern Greek participles).
Especially for those expressions at the left boundary of the
continuum, namely present participles of lexically stative predicates
(especially predicates with lexicalised predication of qualities), and
resultative perfect participles, which are most adjective-like, a
decrease in analysability, whereby the participle acquires 'unit
status' (cf. Bybee 2010 for 'chunking'), would not come
as a surprise, especially in the case of frequently used participles
such as npenov. Adverbial formation of present and perfect participles
indicates that this is a real phenomenon, though it does not mean that
such participles lose their verbal (processual) nature in all cases. As
Bybee (2010:47) notes:
When a speaker or listener processes a morphologically complex
word, the extent to which the component parts are activated can
vary. On one extreme, the complex word could be based directly on
its component morphemes, especially if it is unfamiliar, thereby
activating the parts completely. Or it might be possible to access
the complex word directly as a single unit, while still activating
the morphemes that make it up. On the other extreme, the complex
word could be accessed without activating the component morphemes
at all, which would be the case if analysability has been lost for
that word. Given that activation is gradient and associations among
parts of words in a network model are also gradient, there are many
degrees of activation that are possible.
As a result, it is often unclear how a particular example should be
interpreted, and what semantic/pragmatic differences this brings about.
Consider examples (7) and (8): to what extent are the component parts
activated in the forms [TEXT NOT REPRODUCIBLE IN ASCII],
'seeing' and [TEXT NOT REPRODUCIBLE IN ASCII], 'plain-
fashioned' (lit. 'tight-drawn')?
(7) [TEXT NOT REPRODUCIBLE IN ASCII] (Soph. OT 747).
I have grievous misgivings that the prophet may have sight (my
translation).
(8) [TEXT NOT REPRODUCIBLE IN ASCII] (Pl. Grg. 511d).
and at the same time it (the art of piloting) is plain-fashioned
and orderly (my translation).
It is very difficult to answer this question. In both cases one
could argue that this is not the case: in (7) [TEXT NOT REPRODUCIBLE IN
ASCII] is explicitly opposed to [TEXT NOT REPRODUCIBLE IN ASCII],
'blind', while in (8) [TEXT NOT REPRODUCIBLE IN ASCII], has an
extended, metaphorical meaning. Any argument, however, necessarily
remains tentative (compare it to a linguist who has to decide whether
modern-day printer is still felt to be analysable into its component
parts print and -er; cf. Langacker 2000:47). Moreover, there is a real
possibility that this was not clear to the author or audience of these
writings either; in any case, the language user does not have to make a
choice between these options, they are not mutually exclusive. As such,
I believe Porter (1989:454) is right in criticising the communis opinio
that a participle such as [pi][rho][??][pi]iv is necessarily
adjectivised in every single instance.
3. Conclusion: the relationship between 'adjectival' and
'verbal' periphrasis
Up until now, the relationship between 'adjectival' and
'verbal' periphrasis has generally been considered in terms of
a binary opposition, on the basis of the fact that with the former the
participle would be categorially an adjective and as such there would be
nothing 'verbal' about the participle and its combination with
the verb [TEXT NOT REPRODUCIBLE IN ASCII]. As I have shown, this view
entails a number of difficulties, most importantly (a) that the criteria
adduced for this statement are either theoretically problematic or
insufficient, and (b) that it does not account for the perfect and
aorist participle (especially the latter can hardly be considered
'adjectivised').
I have proposed an alternative account which is centred around the
insight that the participle is a non-prototypical category, locating the
adjectival participle on an intracategorial continuum with an
adjective-like and a verb-like side (including the perfect and aorist
participle). (37) I concluded that the present participle is most
complex in terms of this continuum, and that the perfect and aorist
participles should be located towards the left 'noun-like' and
the right 'verb-like' side of the continuum respectively.
Connecting these findings to what I have discussed in my earlier work
(Bentein 2013a), I argue that while all types of adjectival periphrasis
resemble each other in that only a single, represen-tative component
state of [TEXT NOT REPRODUCIBLE IN ASCII] is elaborated, and as such all
involve a low degree of conceptual integration, this conceptual
integration will be the lowest with the participles that are located on
the left side of the noun-to-verb continuum, that is, resultative
perfect participles and present participles of lexically stative verbs.
As I have recently discussed the identification of verbal
periphrasis in Ancient Greek (Bentein 2011), it is worth reconsidering
the interrelationship between the two concepts here. In brief, I have
argued that verbal periphrasis can be characterised as a prototypically
organised category. After analysing six criteria proposed in the
secondary literature, I conclude that the parameters of 'conceptual
integration', 'syntactic contiguity' and
'paradigmatic integration' are the most suitable to
distinguish between constructions with regard to their periphrasticity.
On this basis, I distinguish between four main groups of
'periphrastic' constructions, which can be ordered from more
prototypical to more peripheral (or, from a diachronic point of view,
from most grammaticalised to least so). In comparison with this view, it
would seem that adjectival periphrasis can equally be considered a
prototypically organised category, in that it is possible to locate the
adjectival participle on a noun-to-verb continuum and that we can
distinguish between different degrees of conceptual integration.
Overall, however, I would argue that the category of adjectival
periphrasis is much less complex than that of verbal periphrasis, in
that it mainly involves semantics (with adjectival periphrasis, for
example, paradigmatic criteria play no role whatsoever). As a result,
one and the same construction can have an 'adjectival'
character while at the same time constitute a good example of verbal
periphrasis: comparing for example [TEXT NOT REPRODUCIBLE IN ASCII] with
present and perfect participle (as used in adjectival periphrasis), it
becomes clear that while both score low on the parameter of conceptual
integration (with the perfect participle arguably the lowest), the
latter is much more often syntactically contiguous (72% of the cases
versus 36% with the present participle), next to the fact that it is
paradigmatically integrated, that is, filling a gap in the paradigm (see
footnote 21). As a result, [TEXT NOT REPRODUCIBLE IN ASCII] with perfect
participle constitutes a more prototypical example of verbal periphrasis
than [TEXT NOT REPRODUCIBLE IN ASCII] with present participle.
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Klaas Bentein
Ghent University
Klaas.Bentein@UGent.Be
* I would like to thank Rutger Allan, Wolfgang de Melo, Mark Janse,
as well as two anonymous referees of Acta Classica, for their helpful
comments on earlier versions of this article. Parts of the article were
presented at the Sixth Cambridge Postgraduate Conference in Language
Research (Cambridge, 7-8 December 2010), Hellenistendag (Nijmegen, 28
January 2011) and the international conference Linguistics and Classical
Languages (Rome, 17-19 February 2011). My work was funded by the Special
Research Fund of Ghent University (grant no. 01D23409).
(1) This is not to say that the participle has entirely lost its
verbal properties, as I will be arguing below.
(2) Constructions of [TEXT NOT REPRODUCIBLE IN ASCII] with aorist
participle occur infrequently in Archaic and Classical Greek. The verb
[??][chi][omega] is much more frequently combined with the aorist
participle, as in [TEXT NOT REPRODUCIBLE IN ASCII], 'I have
announced' (Soph. Ant. 192), though in these constructions the
participle cannot be considered 'adjectival', i.e. it does not
refer to a property.
(3) My research is based on an extensive survey of the specialised
literature, most notably Alexander 1883; Barbelenet 1913; Bjorck 1940;
Rosen 1957; Aerts 1965 and Dietrich 1973. Taken together, the evidence
collected from these studies comprises a large part of Ancient Greek
literature, both prose and poetry. They contain a total number of 418
examples for the present participle and 397 for the perfect participle;
as we will see, there are almost no examples with the aorist participle.
(4) In Cognitive Grammar (see e.g. Langacker 1987; 2008), it is
said that verbs (both finite verbs and participles) are processual, as
they focus on the evolution of a process through time. They highlight
multiple component states. Typically, when a verb such as [TEXT NOT
REPRODUCIBLE IN ASCII] integrates with a participle, as in [TEXT NOT
REPRODUCIBLE IN ASCII], 'he was teaching' in (1), there is a
high degree of conceptual integration, in that the component states
highlighted by [TEXT NOT REPRODUCIBLE IN ASCII] are mapped onto each
other, component state by component state. Adjectives, on the other
hand, are said to be non-processual, and highlight only a single
component state (or more correctly, a simplex relationship). As such,
when [TEXT NOT REPRODUCIBLE IN ASCII] integrates with an adjective, it
suffices that a single, representative component state of [TEXT NOT
REPRODUCIBLE IN ASCII] is elaborated. In Bentein 2013a, I argue that the
integration of [TEXT NOT REPRODUCIBLE IN ASCII] with an
'adjectival' participle resembles that of [TEXT NOT
REPRODUCIBLE IN ASCII] with a regular adjective, without, however, being
identical to it.
(5) 'Now it becomes clear that the notion of periphrasis is
artificial here and only has legitimacy in the provisional
systematics.'
(6) 'Each combination of the copula with a predicative
participle which is such that it can be replaced by a synthetic verbal
form without a change in meaning.'
(7) 'A word denoting a property is related predicatively to
the subject, rather than that "the predicate in the participle is
integrated conceptually with the copula" (Rehdantz' Indices
s.v. Participium).'
(8) Cf. Aerts 1965:12: 'the term adjectival periphrasis
implies the combination of a copula with a participle that has been
completely adjectivized.'
(9) Conceptually, the participle would not profile a complex
relationship, i.e. one consisting of multiple component states, but
rather a simplex one, similarly to a regular adjective. Compare note 4.
(10) Note that in this example a lexically dynamic verb is used
[TEXT NOT REPRODUCIBLE IN ASCII], 'to do evil', 'to
injure'). Rather than denoting an ongoing action, however, the
construction characterises the subject.
(11) 'A fundamental distinction, so that less entrenched
periphrases ('Gelegenheit-speriphrasen') would be somewhat
more "verbal", is out of the question.'
(12) Aerts 1965:16-17 also seems to take into account Bjorck's
Gelegenheitsadjektivierungen, but it is not clear to me from his
discussion whether he also considers them adjectivised, which would be a
logical conclusion from the fact that he defines adjectival periphrasis
in terms of the complete adjectivisation of the participle (p. 12), and
that he considers Gelegenheitsadjektivierungen instances of adjectival
periphrasis (p. 17).
(13) 'They do not conserve a trace of their verbal
nature.'
(14) While these morphological contexts may be considered typical
for adjectives, it should be noted that not all 'true'
adjectives can be used as such, i.e. there are semantic restrictions.
Adjectives of colour, for example, are felicitous with the superlative
degree only in certain contexts, e.g. when comparing different shades of
a given colour. Dixon 1977:39 remarks with regard to adverb formation
that 'adjectives differ as to whether or not they form
adverbs.'
(15) Cf. Thesleff 1954:14: 'I shall use the term concept of
value for any concept which is subject to the aspect of
"weighing", i.e. any concept of which intensive degrees can be
(or are) felt.'
(16) Other candidates would be [TEXT NOT REPRODUCIBLE IN ASCII],
both meaning 'very', occurring for example in Soph. Phil. 420
and Hdt. 1.8.1 (the latter of which is ambiguous).
(17) One could argue that there are true adjectives with a bivalent
argument structure; see e.g. the adjectives listed in Crespo, Conti
& Maquieira 2003:36-37. However, this usually concerns the genitive
or dative case, not the accusative case.
(18) I focus here on the negation, but essentially the same
argument could be made by referring to adverbs. Cf. e.g. the position of
[TEXT NOT REPRODUCIBLE IN ASCII] in a sentence such as [TEXT NOT
REPRODUCIBLE IN ASCII], 'or is there any other way in which neglect
occurs?' (tr. Bury) (Pl. Leg. 901c).
(19) Bjorck 1940:62 notes that the periphrastic progressive almost
never co-occurs with the negation.
(20) Aerts 1965, however, does characterise participles of verbs
with a perfect form but a present meaning (e.g. [TEXT NOT REPRODUCIBLE
IN ASCII], 'resembling') as 'adjectival' instead of
'situation-fixing', meaning that they are not periphrastic,
hence adjectivised. Stahl 1907:681 enumerates some
'adjektivische' (adjectivised) participles, among which [TEXT
NOT REPRODUCIBLE IN ASCII], 'sorrowful', [TEXT NOT
REPRODUCIBLE IN ASCII], 'wise', [TEXT NOT REPRODUCIBLE IN
ASCII], 'fulfilled'/'fulfillable' in Homer, [TEXT
NOT REPRODUCIBLE IN ASCII], 'bursting' in Pindar, and [TEXT
NOT REPRODUCIBLE IN ASCII], 'in need of' in Aeschylus. These
participles all have an idiomatic meaning, diverging from the content
verb on which they were built. Remarkably, in the standard lexicon of
Liddell & Scott (1968), none of these have a separate entry.
(21) More specifically, they are suppletive in the third person
plural of the medio-passive indicative perfect and pluperfect of verbs
with consonant-final roots verbs, and the medio-passive subjunctive and
optative perfect.
(22) In this context, it is worth noting that the term
'participium' (attested already in Varro [1 BC]; compare also
Ancient Greek [TEXT NOT REPRODUCIBLE IN ASCII], and Dutch
'deelwoord') came about because participles form an
intermediate category, sharing in the properties of both verbs and
nomina (nouns and adjectives).
(23) On the relationship between (compatibility of) Croft's
typological analysis and Langacker's conceptual one, see Croft
2001:104 and Langacker 2008:96-98.
(24) Pompei 2006 has similarly shown that the conjunct participle
can be located on a noun-to-verb continuum, with the so-called
'appositive' use most adjective-like and the co-subordinative
use most verb-like.
(25) In more recent work, Givon 2001:50 recognises three more
features ('complexity', 'concreteness' and
'spatial compactness'), though he still considers
time-stability to be the primus inter pares, 'giving coherence to
the cluster as a whole.'
(26) Pustet 2003:97, in fact, makes a threefold distinction between
[+dynamic] lexemes, [[+ or -] dynamic] lexemes and [-dynamic] lexemes,
but this will not concern us here.
(27) Compare with Stassen 1997:162, who splits the concept of
time-stability into two subordinate principles, namely the
'ingressive parameter' and the 'permanency
parameter'.
(28) Note, however, that the same cannot be said of the participle
in general: [TEXT NOT REPRODUCIBLE IN ASCII],
'ruler'/'ruling' could be called [[+ or
-]dependent], a possibility which Pustet does not seem to recognise.
(29) To be more specific, I analyse whether the property expressed
by a particile under normal circumstances can be taken to hold for the
(remaining) lifetime of the entity in question (= -transient), is likely
not to hold (= +transient), or is rather indeterminate towards this
distinction (= [+ or -] transient).
(30) For reasons of space, the overview is not exhaustive, though
semantically it covers nearly all types of adjectival present/perfect
participle.
(31) This overview must be considered approximative: both the
category labels and the classification of the different participles
under one of these labels are, to some extent, open for discussion. My
main purpose, however, is to give a rough overview of properties. The
category labels are largely borrowed from the cross-linguistically based
studies of Dixon 1977, Givon 2001:81-84 and Pustet 2003.
(32) Note that [TEXT NOT REPRODUCIBLE IN ASCII] could also be
listed under 'mental property' (corrupted in a moral sense) or
'physical property' (in reference to an inanimate entity).
(33) I list [TEXT NOT REPRODUCIBLE IN ASCII], 'existent'
under 'bodily state', though it should be noted that this
participle is mostly used in a philosophical context (particularly in
Plato, see e.g. Pl. Prm. 162a).
(34) [TEXT NOT REPRODUCIBLE IN ASCII], 'coloured' is
listed under -transient, contrary to [TEXT NOT REPRODUCIBLE IN ASCII],
'painted' (of a wall), as it is used in reference to haloes
(Aristot. Mete. 374a).
(35) Note that [pi][epsilon][phi]u[kappa][??][zeta] can also be
used in reference to an inanimate entity.
(36) Note that [TEXT NOT REPRODUCIBLE IN ASCII] can also be used
with the meaning of 'acknowledged'.
(37) One of the referees notes that this insight also has its
diachronic relevance: 'the fact that the uses of participles with
[TEXT NOT REPRODUCIBLE IN ASCII] range from verbal to adjectival on a
continuum reflects also the history of many such constructions.' In
Bentein 2013b, I argue that the history of verbal periphrasis with [TEXT
NOT REPRODUCIBLE IN ASCII] in Archaic and Classical Greek can be
captured in terms of transitivisation (with transitivity in the scalar
sense of Hopper & Thompson 1980), whereby not only the different
periphrastic constructions but also periphrasis in general become
increasingly more transitive, i.e. move towards the right side of the
continuum.
Table 1:
Formal criteria proposed for adjectivisation of the (present)
participle
Phonological criteria Morphological Syntactic criteria
Criteria
Phonological reduction Adverbial formation Combination with
of the participle (Bjorck 1940:17) adverbs of degree
(Amenta 2003:32) (Karleen 1980:120)
Verbal stem no longer Formation of Frequent use in
recognisable comparative and attributive
(Amenta 2003:32) superlative position (Aerts
degrees 1965:17)
(Bjorck 1940:17) Syntactic
coordination with
true adjectives
(Boyer 1984:168)
Loss of argument
structure (Kahn
1973:136)
Table 2:
Parts of speech as typologically unmarked combinations
(after Croft 2001:88)
Reference Modification Predication
Objects Unmarked
nouns
Properties Unmarked
adjectives
Actions Unmarked
verbs
Table 3:
Summary of scores with regard to the three parameters
Perfect Present participle Aorist participle
participle
Dynamicity -dynamic [+ or -] dynamic +dynamic
Transience -transient -transient +transient
Transitivity -transitive [+ or -] transitive [+ or -] transitive
Table 4:
The position of the participle vis-a-vis [TEXT NOT REPRODUCIBLE IN
ASCII]
Group 1 Group 2 Group 3
[TEXT NOT 117 (47%) 55 (62%) 62 (74%)
REPRODUCIBLE IN
ASCII]-
participle
participle-- 131 (53%) 34 (38%) 25 (26%)
[TEXT NOT
REPRODUCIBLE IN
ASCII]
Total 248 89 84
Table 5:
The position of [TEXT NOT REPRODUCIBLE IN ASCII]
TEXT NOT [TEXT NOT [TEXT NOT
EPRODUCIBLE REPRODUCIBLE REPRODUCIBLE
N ASCII] IN ASCII] IN ASCII]
[TEXT NOT 1(26%) 10 (42%) 6 (43%)
REPRODUCIBLE
IN ASCII]-
participle
participle-- 2 (74%) 14 (58%) 8 (57%)
[TEXT NOT
REPRODUCIBLE
IN ASCII]
Total 43 24 14
Figure 1:
The noun-to-verb continuum (after Givon 2001:54)
most time-stable least
time-stable
tree green sad know work shoot
noun adj. adj. verb verb verb
Figure 2:
Three types of 'adjectival' participle on the
noun-to-verb continuum
N V
Perfect Present Aorist
participle participle participle