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  • 标题:The academic profession in the Third World: a comparative study.
  • 作者:van der Walt, Johannes L. ; Wolhuter, Charl ; Potgieter, Ferdinand
  • 期刊名称:Journal of Third World Studies
  • 印刷版ISSN:8755-3449
  • 出版年度:2011
  • 期号:September
  • 语种:English
  • 出版社:Association of Third World Studies, Inc.
  • 关键词:Career development;Developing countries;Education, Higher;Entrepreneurship;Higher education;Nationalism;Scholars

The academic profession in the Third World: a comparative study.


van der Walt, Johannes L. ; Wolhuter, Charl ; Potgieter, Ferdinand 等


INTRODUCTION

Higher education, and by implication the academic profession as a core component thereof, fulfils an important function in twenty-first century society in terms of the establishment of a knowledge society. In Third World countries, it is furthermore typically assigned the function of catapulting these societies from their present peripheral, marginalized positions in the world to becoming fully-fledged members of the twenty-first century global society (1). Academics' work and participation in this process are directed by the value- systems and value-orientations to which they subscribe both as individuals and collectively as a professional group. An individual's behavior is, to a large extent, determined by his/her value-orientation. A person acts, takes decisions, judges and exercises discipline in accordance with his/her personal hierarchy of values. (2) Without knowledge of and insight into a person's values, one can hardly claim to know that person, even after having studied his/her personality (3).

This article offers, on the one hand, a theoretical description and critical reflection on the values of academics in five "Third World countries: Mexico, Argentina, South Africa, Malaysia and Mainland China. On the other, it offers and discusses the results of an empirical survey that was done for determining the extent to which academics' professional working conditions are in accordance with their collective value system. It commences with a conceptual-theoretical framework built around: a) the concept of "values;" b) the constellation of values in which Third World academics find themselves; and c) the key concept "fulfilling profession" with the values attached to it. This is followed by an outline of the empirical investigation. The article concludes with a discussion of the results, some conclusions and recommendations.

THEORETICAL FRAMEWORK

Value orientation

After an extensive literature survey, Hattingh (4) concludes that Kluckhohn's (1951) definition of values is still the most frequently used by researchers. The latter defines values as follows: "values ... mean something similar to conceptions of the desirable that influence the way people select action and evaluate events". (5) This definition is still valid today, despite the current value crisis. (6) Hattingh (7) distinguishes between external and internal determinants of values. Internal determinants of values pertain to the uniqueness of every individual and the stages of his/her moral development (cf. Kohlberg's theory of the stages in the moral development of human beings). An individual's family, cultural group, peer group, community, school attended, educational background and society are all external value determinants.

All values, including those held by academics (in the Third World), are rooted in ethical value systems. As Andrew (8) correctly avers, to inquire about a person's values is to pitch the inquiry at a more lofty level than to ask about his or her understanding of the good things in life. An inquirer might keep on questioning until s/he received some proper answers, such as for instance, the advancement of knowledge or democracy, world betterment, civic embellishment or sell-actualization. Such values are in turn rooted in deeper ethical / philosophical meaning, for instance, in one's view of the meaning of life, one's orientation towards the future or progress. As Gray (9) rather cynically remarks, nothing had value until humans came on the scene: "Value is only a shadow cast by humans deciding or choosing" on the basis of deeper ethical/moral (10) /philosophical considerations, one might add. Ethics is concerned with an approach to life and existence that goes beyond contingency. (11) Ethics are deeper than our rational thoughts: ethical inquiry reveals that there is not a single way of life for all or scheme of values for all --not even for the single individual (in this case, academic). Instead it shows, as Gray (12) argues, that people (academics) have reason to live and behave in different ways, based on their respective individual and group ethics. Different ways of life embody incompatible aspects of, for instance, the human good. Zecha (13) gives an apt summary of the connection between values and ethics: "... moral values have their objective roots in nature, including human nature, but are relative or subjective insofar as each value must be created or actualized by an individual for protection, support or improvement of human life". Ethics deals with choices about the promotion of the interests of others. (14) In the context of higher education, for instance, the managing echelon should act in the best interests of inter alia the academic staff; and vice versa. (15)

Hatlingh (16) developed a typology of twenty value types, which includes categories such as religious values, moral values, aesthetical values, economical values, cultural values, political values, legal values, national values, intellectual values, bodily/physical values, recreational values, security values, values about authority and freedom, values about the self, emotional values, vocational values, environmental values, life values, and temporal- spatial values. All of these values play an indispensable role in the life and work of the academic as an individual, and also in his/her life as a member of the academic profession.

Individuals tend to order their values in a hierarchy. The cultural philosopher Eduard Spranger (1882-1963) distinguished between six value types, one of which can be seen as dominating, central, direction-giving in the life of an individual:

* theoretical or intellectual values, typical of a person interested in theory/science;

* economic values, typical of a person for whom the material values in the world of business are decisive;

* aesthetical values, typical of a person who lives for art and for whom beauty and creativity are important;

* social values, typical of a person who wishes to do community service and for whom society and interaction with others are the highest norms;

* power values, typical of a person interested in politics and who wishes to govern and see that order is maintained and commands executed, and finally,

* religious values, typical of a person for whom religion and spirituality are the most important. (17)

According to the above analysis, the academic profession seems to be composed of people whose value-orientation is mainly guided by intellectual values. However, no (Third World) academic's value system exists in isolation. Instead, it forms part of a much broader dynamic value context consisting of institutional, national as well as international norms and values. Each of these three different sub-contexts in which the Third World academic as an individual and as a group practice his or her profession, has its own value system. These contextual value systems do not only influence one another reciprocally, but they can also either reinforce, contaminate or even counter the collective value system of the academic profession in the Third World.

THREE ACADEMIC CONTEXTS

The institutional context

The academic as professional person finds him / herself in the context of a particular educational institution to which he/she is affiliated. Teaching, research and service are the key domains of academic work at these institutions. Empirical research that was done internationally, (18) as well as in a Third World country, such as South Africa, (19) found a positive correlation between research productivity, and the teaching competence of academics. Based on this finding, one should therefore rather talk of a teaching-research symbiosis than of a teaching-research tension. Collegial support and collaboration (or the lack thereof) will influence the academic's functioning and fulfillment of the above-mentioned three core academic activities.

Another issue that is of import to academics is their job security (tenure) and prospects of promotion. This relates to the promotion policy at their respective institutions. An increasing percentage of academic staff worldwide work on a part-time or temporary contract basis or both. In Latin America in particular, a large percentage of academic staff have always held only part-time posts. In Mexico, for example, only 93 009 of the 255 272 academic positions are full-time posts. (20)

Other important issues for academics are the space for intellectual freedom (including tolerance with respect to diversity of thinking), the organizational climate, and the presence/absence of collegiality. The way in which an academic's department/school, the particular faculty and the entire educational institution are managed is also a matter of concern. This can be explained with reference to managerialism. Higher educational institutions have since the 1960s been sucked into the vortex of the efficiency cult, the value-orientation of which resulted in the introduction of a management style known as "managerialism"--with its attendant bureaucratic culture. According to some observers, managerialism has been undermining the independence and freedom of academics at institutional level. The process of subjecting academia to the demands and values of managerialism has been playing itself out nationally and internationally, also in Third World countries. (21) In fact, managerialism in Third World higher education institutions has been aggravated because of external evaluations and rigid promotion systems. The impact of this managerialist culture on the life and work of the individual academic can be adjudged from the work of Sparkes. (22)

The national context

The international trends and forces (23) did not bypass the universities in the Third World. In Malaysia, for instance, the governance of public universities is continually being revisited in the light of the transformation of higher education and the changing role of universities vis-a-vis government. (24) In the case of Mexico, as Galaz-Fontes et al. (25) show, higher education has, since the early 1990s, been subjected to intense external processes that have influenced academics and their work. Higher expectations in terms of relevance and a new management perspective are salient dimensions of these changes, and the impact thereof on the academic profession still needs to be assessed.

The same applies in the case of Mainland China, although universities over there differ from their Western-type counterparts in other parts of the world. According to Fengqiao and Yuan, (26) the concept of danwei (a small business) plays a key role in understanding institutions of higher learning. An institution, i.e. a danwei, is a state-controlled, economic, political and social entity. It does not, however, display the typical Western-type orientation towards market demands. A danwei is a small and self-sufficient society, and therefore no or little exchange is necessary with other danweis. The relationship between employers and employees in a danwei is not market--but rather dependence-driven. Because of this, and in contrast to the situation in Western societies, the existence of the academic profession in China is characterized by monotonous educational backgrounds, academic inbreeding, stagnation, low mobility and permanent employment. (27)

In Argentina, the government that took office in 1989 designed and implemented a political agenda for the university sector that was clearly set within the international trends of the era, among others by placing emphasis on the efficiency of institutional administration and on improvement of educational quality and research productivity. (28) The introduction of evaluation and accreditation processes for institutions and programs by government has generated a series of new institutional practices that involve academics who are participants in both self-evaluation and external evaluation activities. (29)

Whereas the tendencies toward managerialism developed relatively slowly in most countries, in the case of South Africa (where universities had been isolated from international trends before 1994, because of an international academic boycott), these forces manifested themselves suddenly and forcefully. (30) Directives from the National Qualifications Authority, audit reports from the Higher Education Qualification Committee and forced mergers of universities and other higher education institutions have had a negative effect on academic autonomy per se. State and bureaucracy-driven directives, which were unthinkable before 1994, are now part and parcel of the everyday lives of academics.

The state-driven reform of higher education in South Africa is being engineered on the principles of democratization, multiculturalism, desegregation and decentralization. (31) The entire education system was changed from a content-based system to an outcomes-based education system, aimed at the achievement of national economic (economic growth, eradication of unemployment), political (strengthening of the democratic culture) and social (equity, creation of a society free from discrimination) objectives.

In effecting these reforms, the South African government has been acting in line with trends in post-colonial Africa. During the post-colonial era, i.e. after the 1960s, the independence and autonomy of universities in these countries were sacrificed to a certain extent as governments openly harnessed them for reaching certain national objectives. (32) The South African Department of Education's Manifesto on Values, Education and Democracy (2001) therefore stipulates that the following values should be pursued by means of the education system: democracy, social justice, equity, non-racialism and non- sexism, humanness, an open society, responsibility, respect for the rule of law, respect and reconciliation. (33)

The international context

International societal contexts influencing both the institutional and national contexts include:

* demographic trends: population explosion, a changing age pyramid (ageing population in the developed countries, a maturing median population in developing countries): an increasingly mobile population and massification of education

* geographical trends: ecological crisis, an increasingly smaller world (the 'global village')

* science and technology: scientific and technological progress, biotechnology, communication, information and knowledge revolutions

* socio-economic trends: the rise of multi-culturalism, multireligiosity, greater recognition of minority groups, a social revolution (decline in the dominance of the primary social unit [the family], and of the secondary social group [the workplace], as well as the rise of tertiary social groupings based upon functional interest groups) and economic liberalization.

* political trends: the demise of the once omnipotent nation-state and the shift of the locus of control into two opposite directions: upward in the direction of supra-national and international structures, and downward in the direction of

decentralized and local structures; democratization. (34)

Of all these trends it is especially economic liberalization and democratization which have had an impact on the academic profession and its functioning. This finding is confirmed by, among others, Hartog and Oosterbeek, and Belfield and Harris. (35) Their findings demonstrate (similar to those of Steyn & Wolhuter (36)) that economic liberalization and democratization have resulted in, among others, the erosion, both horizontally and vertically, of the autonomy, freedom and power of the academic profession. Lateral (horizontal) erosion occurs as industry and government acquire more say in the day to day running / management of higher education institutions. This can be observed in the state/government as the main source of funding of higher education, demanding an ever growing say in the affairs of universities. The net result of this is that the state/government is increasingly considering higher education institutions to be state/government 'property'; as accountable to the state.

Vertical erosion occurs when students, their parents and workers begin demanding and acquiring more say in decision-making. So-called liberalization tendencies such as these result in compromising the highest academic value of institutions of higher learning, namely scholars' independent and autonomous search for scientific truth. This trend has been gaining momentum as universities are increasingly being administered as business organizations on the basis of values such as profit-taking (in the form of student through-put rates, at times at the expense of good standards) and cost- efficiency (for example in the form of massification at the cost of individual attention to students).

Hay (37) describes several other global trends in higher education. The paradigm shift towards the "new" higher education that he describes includes trends such as greater service orientation, a more pragmatic approach to research and scholarship, more emphasis on quality and accountability, on Mode 2 knowledge production (in other words, trans-disciplinarity, knowledge developed in the context of application, wider definitions of knowledge, heterogeneity of research skills, greater social accountability than Mode 1- purely academic--institutions, problem-solving oriented research and an expanded system of quality control), also a stronger emphasis on client orientation, more and regular reports to commercial sponsors, sharing of resources with other institutions, and a sharper focus on the relationship between teaching and research.

Botha (38) in turn mentions six trends with respect to specifically higher education curriculum development that may arguably be generalized to most Third World higher education systems: the growth of vocational and liberal education, the progression from certificate to diploma to degree, mass education as opposed to selective education, the growth of distance education for purposes of massification, internationalization as well as localization, and the diffusion between disciplinary borders (including the promotion of multidisciplinary aspects of learning and research related to the Model 2knowledge already mentioned, i.e. knowledge that is inter-disdisciplinary, and rather more organized around practical, human- and society relevant issues). (39) With the introduction of many radically new developments in school and higher education, there is also a tendency towards the development of new curricula and courses to meet the new educational needs. More and more academics seem to be involved in this activity each year. (40)

As far as the financing of higher education is concerned, the higher education sector has been largely sustained by funding from national governments. At the inception of these institutions national governments regarded it as their duty and mandate to provide for universities and in most cases to fully subsidize the sector. However, with growing demand for public money in other sectors of life, national governments have begun to encourage universities to become financially more independent of public funds. This tendency has an upside in that it counters the perception among government officials that when government funds higher education, then the goals of government should be promoted through the higher education system. (41) Kenya serves as an example. For five of the six Kenyan universities the decrease in government funding for universities between 1997 and 1998 ranged between 11.1% and 27.8%. (42) Government nevertheless remains the biggest funder of universities: 60% of universities' funds are derived from government. (43) As the biggest source of finance for universities, government, in this day and age of the neo-liberal economic revolution, claims a stake in the formulation of goals for and in the running of these institutions.

THE CONCEPT: "A FULFILLING PROFESSION"

Under which conditions can the practice of a profession be regarded as "fulfilling" for the practitioner thereof? From the research of, inter alia, D'Addio (et al) and Bender (et al) (44) as well as from the doctoral thesis of Jones, (45) it can be deduced that the answer to this question should include the following: the practitioner should enjoy his or her profession and should look forward to going to his/her workplace every day; the working conditions should be pleasant and challenging; the practitioner should not be burdened with all kinds of frustrations and irritations; his/her efforts should bear fruit and realize expectations, and the fruits of the labor should be enjoyed (in the form of an appropriate salary, bonuses, incentives, regular promotion and recognition by superiors). The profession can also be regarded as fulfilling, i.e. meaningful, when the practitioner is fully trusted to give his/her best and to take initiative (cf. Fukuyama (46) for the importance of trust). The fulfilling nature or meaningfulness of a profession is enhanced when the practitioner is granted the freedom to live his/her own professional life, to strive towards own ideals, and to perform in terms of the above values (though within the expectations of the employer). In short, a profession can be regarded as fulfilling or meaningful if the practice thereof contributes to the calling of the practitioner. A lack of fulfillment can be seen in the lives of academics who practice the profession reluctantly, merely for an income to support a family, or for keeping him or herself busy, or because s/he cannot find any better job.

THE CAP INVESTIGATION

The CAP study (47) is an international survey of the academic profession that has so far been applied in 22 countries worldwide. Despite efforts by the Principal Researchers of the investigation (Prof. Ulrich Teichler, Director of the International Center for Higher Education, University of Kassel, Germany; Prof. W. K. Cummings, Comparative Education Professor, George Washington University, Washington DC, USA, and Prof. Akira Arimoto, Director, Research Institute for Higher Education, Hiroshima University, Japan), and despite a promise of financial support from the Ford Foundation, they were only successful in recruiting respondents in the following Third World countries: Mexico, Argentina, Brazil, Malaysia, China and South Africa.

The investigation entails the completion of a questionnaire by a large sample of academics in each of the 22 participating countries. The CAP Principal Researchers required participating national research teams to use cluster sampling. The teams had to identify the main categories of higher education institutions in their national settings and select institutions (clusters) randomly from each category of institutions, which would be surveyed in their totality, i.e. all academics at selected institutions would be approached to complete the questionnaire. South Africa serves as an example of the sampling method followed. The following university categories were identified: historically Black universities, historically White English medium universities, historically White Afrikaans medium universities and a distance university (The University of South Africa). Eight university clusters were formed: the distance institution, three historically Black universities and two of each of the historically White Afrikaans and historically White English universities.

The data processing was as follows. The results of the final sample were compared to available aggregate data on the academic profession in the particular country pertaining to gender and to academic field. If the sample corresponded to the aggregate data, the sample was deemed to be representative and valid. Reliability was controlled by comparing CAP responses to items such as the age of respondent and years employed in the higher education sector with the aggregate data available for the sector. All national teams participating in the CAP survey were required by the CAP Principals to employ such measures of control of reliability and validity of data. Data were analyzed by the respective national teams. A central data base is being maintained at the University of Kassel's International Center for Higher Education Research in Germany.

The questionnaire surveys the following factors in the professional lives of the academics: biographic background, teaching activities, research activities, community involvement, internationalization and relationships with institutional governance. The survey provides data about the collective value system of the academic profession.

The CAP study commenced in 2006, and the data collection was concluded in 2008. The same questionnaire was applied in all 22 countries; the data should therefore in principle be the same and resultantly comparable. However, the country-specific reports show that the researchers in the participating countries opted to variously exploit the data in accordance with the requirements of their respective national contexts. The upshot of this is that although the available data may largely coincide, they may also differ in certain respects--or that some details may even lack. For particular items, data may be available for one, two or three countries, while for other items, data may only be available for, say, two countries--in a variety of configurations. This state of affairs poses both a research design and a methodological challenge. This article not only recognizes this particular challenge, but also endeavors to face it by using the available data for painting an overall picture of the state of the academic profession in the Third World. Despite certain gaps in the data, an overall picture emerges in the end.

Since the data are only available for the five Third World countries that participated in the survey, the overall picture of the academic profession painted below is restricted to the situation in these five countries, and can not be generalized to all Third World countries. There is, however, reason to believe that the findings reported below could be substantively generalized to other Third World countries as well. (48) Put differently, it can be expected that similar circumstances will prevail also in other Third World countries, but this has to be verified.

The overall picture of the academic profession entails a portrayal of the extent to which respondents find the academic profession meaningful and fulfilling.

FINDINGS

The academic profession and the teaching-research continuum

Traditionally, universities in the Third World were mainly teaching universities, i.e. they and the academics attached to them viewed their mission as the development of high level human resources for a developing economy. (49) This view has been changing in recent decades as international trends, which posit an imperative for all three core activities of the university--teaching, research and community service--caught up with these countries too. (50)

Respondents were asked whether their interests lie primarily in teaching or in research, and to respond by choosing between one of the following four options:

* primarily in teaching

* in both, but leaning towards teaching

* in both, but leaning towards research

* primarily in research

The results are presented in table 1.

The preference of academics in these three countries for which data are available, appears to be about equally divided between teaching and research. Most academics do not see themselves exclusively as teachers or exclusively as researchers, but rather prefer one of the two without forsaking their role with respect to the other--which confirms the teaching-research symbiosis thesis outlined above.

Teaching-research "tension"

Responses by South African academics to the item as to whether teaching and research reinforce each other or are in competition with each other are presented in table 2. Comparisons are thereafter made with the situation in Mexico (with references to Germany and Australia, for purposes of norm setting).

The response distribution shows that the South African academic profession stands spread-eagled over the teaching-research distribution. Most seem to believe these two activities to reinforce each other. However, one fifth of them seem to believe that some tension exists between these two core academic activities.

The CAP-data further shows that South African and Mexican academics respectively spend 21.42 hours and 22.5 hours per week on teaching activities (this includes time spent on the preparation of lectures, presentation of lectures, consultation by students and reading and evaluation of students' work). (52) This falls within the international norm. In Germany, for example, the corresponding figure is 26.0 hours. (53) Classes in South Africa and Mexico are quite large, although this too falls within the international norm. The median class size of South African respondents is 195 students. The corresponding figure for Australia is 200. (54)

South African academics experience the large influx of students, many of whom are ill-prepared for university study, as problematic. Respondents were asked to respond to the following statement: "I spend more time than 1 would like teaching basic skills due to student deficiencies" and to place their responses on a five point-semantic differentiation scale, ranging from 1 : agree totally, to 3: neutral to 5: disagree totally. The mean response here was 2.01.

There is, according to respondents, a contradiction between institutional policy and practice, on the one hand, and on the other, the value that academics attach to teaching and teaching duties. They were asked to what extent do their universities take into account teaching quality when making personnel decisions (i.e. appointments and promotions) and to respond on a five point scale ranging from 1: to a very great extent and 5 : not at all (midpoint: 3). The mean response in the case of South African academics is 3.17. There appears to be a gap between the emphasis placed on teaching by the institutional authorities and that placed by the academics themselves. Put differently, institutional management expects academics to carry heavy teaching loads and the academics do regard themselves primarily as teachers (cf. Table 1). However, when it comes to considering staff appointments and promotions, institutional policy and practice are perceived as not attaching much weight either to teaching prowess, or to the teaching loads of academics.

Research

Institutional policies and practice lend greater recognition to research and development than to teaching. Respondents were asked the extent to which their universities take into account research quality when staff decisions are made, and to place their responses on a five point scale ranging from 1: to a very great extent, to 5: not at all (midpoint: 3). The average response of South African academics is 2.87, i.e. slightly off the neutral mark in the positive direction.

Respondents find administrative personnel not particularly supportive of their teaching and research activities. They were asked to indicate on a five point semantic differential scale, ranging from 1: agree strongly, to 3: neutral, to 5: disagree strongly, their opinions about the following two statements: "At my university there is a supportive attitude of administrative staff towards teaching activities" and "At my university there is a supportive attitude of administrative staff towards research activities". In the case of South African academics only 30.16% of the respondents agree or strongly agree with the first statement. 41.5% of the Mexican respondents agree or strongly agree with this statement. (55) In the case of the second statement, 27.19% of South African academics agree or strongly agree with it, while 32.5% of the Mexican respondents agree or strongly agree that at their institutions there is a supportive attitude of administrative staff towards research activities.

Academics' depiction of their own research

Respondents were asked to typify their own research by responding to each of the following four descriptors on a five point scale, ranging from 1: to a great extent, to 3: neutral to 5: not at all: basic/theoretical, applied/practically oriented; commercially oriented/aimed at technology transfer, and socially oriented/aimed at the improvement of society. The survey relied on respondents' own understandings of these concepts as it was believed that all of them, being professionals in constant interaction with their peers worldwide, would share basically similar (not too divergent) views as to what these concepts entail. South African respondents' mean responses are presented in table 4.

The respondents' research interests can, according to the data presented in table 4, be placed in the following rank-order: applied/practical, socially oriented/aimed at the improvement of society, basic/theoretical, and commercially oriented/technology transfer. There seems to be a contradiction between institutional policy and practice and academics' community service activities. It appears as if, at least as experienced by the South African respondents, institutional policy and practice are not in step with the practically oriented and society improving research which both the national and international contexts and the respondents' personal order of preference require. This can also be observed in the participants' responses when they were asked the extent to which their universities emphasize the following practices:

* taking into consideration the relevance/applicability of the work of colleagues when staff decisions are made;

* recruiting academics with work experience from outside of academia, and

* encouraging academics to become involved in community service/entrepreneurial activities outside the university.

Respondents were requested to respond to each of these three questions on a five-point Likert-type scale ranging from 1: much to 5: not at all. The mean responses of South African academics to these three questions are respectively 3.17, 3.19 and 3.21 ; in other words, all of them are tilting towards the negative side of neutral.

Job satisfaction

Respondents' responses to items pertaining to job satisfaction are presented in table 5.

Contrary to what could be expected on the basis of the results of the items already discussed above, approximately half of the South African respondents seem satisfied with their jobs. However, the fact that 11.42% of South African academics rate their job satisfaction as low, 7.61% as very low, and 28.31% as neutral remains a cause for concern. The same applies to the fact that

* approximately a quarter (24.23%) of the South African respondents agree or strongly agree with the statement that their jobs are a source of considerable personal strain,

* 23.23% affirm that if they could decide about a future job all over again, would not choose the academic profession as a career, and

* 25.37% are of the view that now is a poor time for any young person to commence an academic career in their respective field of expertise.

The large percentage of neutral responses to each of these items is also a cause for concern.

Of the respondents in China, 21.2% agree with the statement that if they could have the opportunity again, they would not choose the academic profession. (57) 15.28% of the South African respondents indicate that at some stage during the five year period prior to the survey they considered leaving the academic profession. In China the corresponding figure is 28%. (58)

When asked whether they were of the opinion that working conditions had improved or deteriorated since they had started their academic career and to respond on a five-point scale ranging from 1: much deteriorated to 3: neutral to 5: much improved, the mean response of South African academics is 3.68, an indication that respondents are of the view that since they started their academic careers, working conditions in higher education have improved somewhat. Despite this, as indicated, approximately one fifth of them do not experience job satisfaction (cf. table 5). In response to the same item, 25.5% of Chinese respondents indicated that they feel working conditions in higher education have improved very much since they started their careers, while 35.7% asserted that working conditions have improved. Similarly, 27.9% affirmed that working conditions have improved somewhat. (59) In Mexico, 45% of respondents indicated that, since they began their academic careers, working conditions have improved. (60)

Respondents were also asked how influential they felt themselves to be in the formulation of academic policy at each of the following three levels: academic department (or similar level), school/faculty or similar unit level, and at institutional level, and to respond in terms of the following four-point scale: 1: very influential, 2: somewhat influential, 3: slightly influential and 4: not at all influential. The mean responses of the South African academics are: 2.31 at departmental level (this indicates some influence), 2.87 on school/faculty level (little influence) and 3.5 at institutional level (very little influence). In Malaysia, 9.6% of academics feel very influential on departmental level, 37.9% feel somewhat influential, 38.7% feel a little influential, and 13.7% do not feel influential at all. (61) At faculty level, in Malaysia, 6.4% of academics feel very influential, 25.7% feel somewhat influential, 40.7% feel a little influential, and 27.2% do not feel influential at all. (62) At institutional level, 1.8% of Malaysian academics feel very influential, 12.4% feel somewhat influential, 33.9% feel a little influential and 51.9% do not feel influential at all. (63) In Mexico, 64.9% of respondents feel influential at departmental level, 48.5% at school/faculty level, and 22.2% at institutional level. (64)

Respondents were also asked what their experience was of their universities' management and administration. In Mexico and South Africa respectively, 55.8% and 68.8% of respondents are of the view that their institutions have a top-down management style; only 38% and 22% respectively, feel that at their institutions, communication between management and academics is good, and 44.7% and 61.5% respectively, perceive administrative processes at their institutions as being cumbersome. (65) Among respondents there appears to be a measure of dissatisfaction with the management culture of their universities, particularly the top-down management style and the unwieldy administrative procedures.

DISCUSSION

In outlining the theoretical framework, it was explained that for the purposes of this investigation the term "fulfilling" would be regarded as "experiencing the profession as meaningful" and that the presence of obstacles in the way of a meaningful academic existence would be construed as "non- fulfilling".

The following can serve as examples of non-fulfillment as brought to light by the CAP survey. According to table 1, about 53.6% of South African academics give preference to teaching, and the rest to research. This pattern of academics straddling the teaching-research continuum is also visible in the cases of Mexico and Argentina (cf. table 1), although in these two cases, the academics predominantly on the teaching half of the continuum are slightly less than in the case of South Africa. In the case of those who prefer teaching, the demand to conduct research as well could be a frustration or irritation, and vice versa. Table 2 highlights another possible frustration: 7.97% of South African academics totally agree with the statement that "research and teaching are hardly reconcilable with each other" and a further 12.93% of them basically agree with the statement. Table 2 shows that in total, approximately one fifth of South African respondents are of the view that the two activities of teaching and doing research are in their opinion not reconcilable. In other words, if an academic's preference is with the one, s/he might not want to be burdened with the other.

Although the survey showed that the teaching load of Third World academics compares well with that of their counterparts elsewhere in the world, there is a difference. The average response of South African academics is 2.01, i.e. on the "agree" side of neutral; in other words, they spend more time teaching basic academic skills due to new students' inadequate academic preparation for university study. This type of (remedial) teaching and teaching support activities do not strictly belong to higher education institutions and therefore adds to the frustration/irritation in the professional lives of academics.

In the opinion of academics, universities furthermore grant greater recognition to research, probably to the frustration of those who are more inclined towards teaching. In response to the item whether their institutions give recognition to research when taking personnel decisions, the average South African academic's response is 2.87, i.e. on the positive side of neutral.

There are also contradictions with regard to the acknowledgement that universities give to academics' community service activities in institutional policy and practice. South African participants responded on the 'disagree' side of neutral to all three of the following questions regarding personnel policies and practices at their institutions:

* consideration is given to the relevance/applicability of work experience outside of academia,

* academic staff with work experience outside academia are recruited,

* academics are encouraged to become involved in community service activities and entrepreneurial activities outside of academia.

Respondents apparently seem to experience problems with the perception that their own, as well as their colleagues' work is not taken into consideration when staff decisions are taken, that work experience outside the academy is not being taken into account when staff are recruited, and that academics are not encouraged to get involved in community/society by means of service and entrepreneurial activities. These perceptions can be construed as frustrations/irritations for South African academics. They characterize their research as socially oriented and aimed at improving society, yet they perceive their universities not to be supporting them or encouraging them in this regard.

Table 5 highlights the problem of academic professional non-fulfillment. Approximately one fifth of South African respondents (11.42% plus 7.61% with as many as 30% of them responding neutrally) appear not to experience job satisfaction in the academic profession, despite the fact that their working conditions have improved marginally in recent times. Approximately one quarter of South African academics regard their jobs as a source of considerable personal strain (with more than 28% neutral). About one quarter of South African academics are of the opinion that the present would be a poor time for any young person to commence with an academic career (with approximately 17% of them feeling neutral about this matter). Table 5 clearly shows a degree of job dissatisfaction and professional non-fulfillment among approximately a quarter of South African respondents. In the cases of China and Argentina the picture is more favorable than in South Africa, though still far from satisfactory. In their cases, respectively 42.3% and 40.6% of academics do not rate their overall job satisfaction as very high or high (cf table 5).

As indicated, the reasons for respondents' job dissatisfaction can be detected in various facets of the academic profession. The fact that the individual academic scholar perceives having relatively little influence at departmental, school/faculty, and institutional management levels can, indeed, be construed as contributing to the experience of professional non-fulfillment among academics. The same applies for the bureaucratic management style and cumbersome administrative processes at universities. For example, as pointed out, in Malaysia 85% of academics feel only a little influential or not influential at all at institutional level, while in Mexico only 22.2% of academics feel influential at institutional level.

CONCLUSIONS AND RECOMMENDATIONS

Although data on all five countries are not available with respect to each factor investigated, the data nevertheless seem to be sufficient enough for painting a general picture of the extent to which academics in Third World countries enjoy fulfillment in their occupation.

The national contexts in which Third World academics find themselves require teaching and research in equal measure. Although a large percentage of respondents in the CAP-survey agree with this, there are those who give preference to one or the other and who might experience non-fulfillment if they have to devote time and energy to the other as well. The higher educational institutions in which they find themselves, give preference to research as far as personnel policy and resource allocation are concerned-- which can also be construed as a source of non-fulfillment for those giving preference to teaching.

Respondents' stated preference for practically and socially oriented research (required by national contexts, but not provided for by institutional policy and practice) is not reflected in their research activities or community service profiles. This discordance could also be construed as a source of professional non-fulfillment. Approximately one third of academics seem to lead unfulfilled professional lives. The survey shows a disparity between the academic values subscribed to by (at least some of) the respondents and those of their institutional and national contexts. As long as this mismatch exists, academics in the Third World will experience their profession as non-fulfilling. As many as a quarter to a third of the respondents indicated that they find themselves in a professional environment full of contradictions, frustrations and irritations - to the extent that a significant number of them will not choose the academic profession as a career if they had the chance to do so again.

For the well-being of both the profession and the higher education sector in the Third World, these irritations and obstacles in the way of professional academic fulfillment should be removed. University authorities should consider attaching more weight to teaching, accept that at least some academics are professional teachers rather than researchers and vice versa, and also strive at attaining a better balance between teaching, research and community service. They should furthermore take measures to ensure an intake of more appropriately equipped and prepared students. The authorities should finally attempt to accomplish better communication (less 'managerialistic' and top-down) with staff, and to set up an administration that is more supportive of research and that is more streamlined. They should also find ways of granting academics more voice in institutional structures such as in their own academic departments, and to increase their involvement in society through academically-oriented community service.

NOTES

(1.) Y. Waghid,.. "Universities and Public Goods.". In: E. Bitzer,. Higher Education in South Africa. (Stellenbosch: SUNPress, 2009), pp. 71-84, p, 82. According to Waghid, only if universities are prepared to take seriously the cultivation of the virtues of democratic deliberation, compassionate imagining and cosmopolitan justice can we begin to revive the university systems on the African continent. According to him, the teaching of these virtues invariably creates the possibility for universities to make a constructive contribution towards advancing socio-economic development. In this way they begin to take more seriously their public role.

(2.) L. Hattingh, . 'n Teorie van Waardes. (A theory of values.) Unpublished Doctor's thesis, Johannesburg, Rand Afrikaans University, 1991.

(3.) M.C. De Kock,. Die opstel, evaluering en voorlopige toepassing van 'n waardevraelys aan matriekleerlinge. (The compilation, evaluation and preliminary application of a value questionnaire for matriculants.) Unpublished Master's dissertation, Potchefstroom, Potchefstroom University, 1971, passim.

(4.) L. Hattingh, 'n Teorie van Waardes

(5.) Also refer S. Blackburn,. Dictionary of Philosophy. (Oxford: Oxford, University Press, 1996). p. 390.

(6.) M. Halstead, Foreword. In: D.N. Aspin, D. N. & J.D. Chapman, (eds.). Values education and lifelong learning. (Dordrecht: Springer, 2007), p. xiii.

(7.) L.Hattingh, "n Teorie van Waardes, pp. 120-131.

(8.) E.G. Andrew,. The Genealogy of Values. (Lanham, MD: Rowman & Littlefield Publishers, 1995). pp. 7-8.

(9.) J. Gray,. Straw dogs. (London, Granta Books, 2003), p. 58.

(10.) Ibid, p. 61.

(11.) Ibid., p. 106.

(12.) J. Gray. Gray's Anatomys, p. 23, p. 25.

(13.) G. Zecha,." Opening the Road to Values Education." In: D.N. Aspin, J.D. Chapman, Values Education and Lifelong Learning. ( Dordrecht: Springer, 2007).pp. 48-60, p. 55.

(14.) H. La Follette,. Ethics in Practice. (Malden, Blackwell, 2007) p. 3.

(15.) This point is stressed by M. Olivier, ."How do Academics Handle Their Job-Related Stress?" South African Journal of Higher Education, 19, 2005 (2):345-358, 357. According to her, management

should be aware of the emotional exhaustion suffered by academic staff, and take the necessary steps to ameliorate the situation. Also see M.A.J. Olivier,, M.J.P.. De Jager, P. Grootboom, & K.B. Tokota, "Work Wellness: A Prerequisite for Effective Education in Higher Education Institutions." South African Journal of Higher Education, 19, 2005 (5):912-930, 919.

(16.) L.Hattingh, "n Teorie van Waardes,.,pp. 200-210.

(17.) P. Van Zyl, Opvoedkunde. (Education). Part I. (Braamfontein, De Jong, 1975).,p. 105.

(18.) Cf. K. A. Feldman.." Research Productivity and Scholarly Accomplishment of College Teachers as Related to Their Instructional Effectiveness. Research in Higher Education 26, 1987 (3): 227-298, passim.

(19.) L. Sutherland, L. C.C. Wolhuter," Do Good Researchers Make Good Teachers?" Perspectives in Education, 20, 2002 (30): 77-83, passim.

(20.) J.F. Galaz-fontez, L. Padilla-Gonzales, M. Gil-Anton, J.J. Sevilla-Garcia, J.L. Arcos-Vega, K.J. Martinez-Stac, S. Martinez-Romo, G.A. Sanchez-De-Aparicio-y-Benitez, L. Jimenez-Lozd, L. & M..E.Barrera-Bustillos, "Mexican Academics at the Turn of the Twenty-First Century: who are they and how do they perceive their work, institutions and public policies? (a preliminary analysis)." In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives.(Hiroshima: Research Institute for Higher Education, Hiroshima University, 2008), pp. 345-361, p. 349.

(21.) Cf. W.D. Locke, . (ed.). Governance and Management m Higher Education: The Perspective of the Academy. (New York, Springer. (In press); E. Webster, . & S. Mosoetsa, 2002 At the chalk face: Managerialism and the changing academic workplace (1995-2000). Transformation, p. 48:pp. 59-82; I.M. Ntshoe, P.L. Higgs; L.G. Higgs, & C.C. Wolhuter. "Corporation, Managerialism and the new Higher Education Environment in South Africa.'" South African Journal of Higher Education, 22, 2008(2):pp. 391-403; C.C.Wolhuter, P. Higgs, L.G. Higgs, & I.M. Ntshoe, "Recklessly Incorporated by a Fifth Column: The South African academic profession facing institutional governance." In: W.D.Locke, (ed.). Governance and Management in Higher Education: The perspective of the Academy. A.A. Razak, K. Sarjit,. & S. Morshidi, S.. Restructuring of university governance. In: Kell, P. & Vogl, G. (eds.) Higher Education in the Asia Pacific: Challenges for the future. (Newcastle, Cambridge Scholars Publishing, 2007), pp. 61-83.

(22.) A.C. Sparkes. "Embodiment, Academics, and the Audit Culture: A Story Seeking Consideration." Qualitative Research 7, 2007 (4):pp. 521-550.

(23.) See the next section.

(24.) M. Jantan, & M. Sirat,. Governance and Decision-Making Related to Academic Activities: The Case of Higher Educational Institutions in Malaysia. In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives. (Hiroshima, Research Institute for Higher Education, Hiroshima University, 2008),:pp. 203-226, p. 203.

(25.) J.A. Galaz-fontez, et al., ,"Mexican Academics at the Turn of the Twenty-First Century, p. 346.

(26.) Y. Fengqiao, C. Yuan,. Analyses of the Educational Backgrounds and Career Paths of Faculty in Higher Education Institutions in Beijing Municipality, China. In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives. (Hiroshima, Research Institute for Higher Education, Hiroshima University, 2008), pp. 265 -292, p. 265.

(27.) Ibid.

(28.) M. Marquina, & F. Lamarra,. The academic profession in Argentina: characteristics and trends in the context of mass higher education systems. In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives. (Hiroshima, Research Institute for Higher Education, Hiroshima University, 2008), pp. 363-387, p. 371.

(29.) Ibid., p. 374.

(30.) J.D. Jansen, . "Changes and continuities in South Africa's higher education system, 1994- 2004." In: Chisholm, R. (Ed.). Changing Class: Education and Social Change in Post-Apartheid South Africa.( Pretoria, HSRC Press, 2004); C. Bundy, C.,. "Global patterns, local options? Some implications for South Africa of international changes in higher education." Perspectives in Education ,23(2005)(2), pp. 85-98.

(31.) C.C. Wolhuter, C.C. Sociaal-wetenschappelijke literatuur over onderwijs in Zuid-Afrika: Van verzuiling tot eensgezindheid vanuit verscheidenheid. Pedagogische Studien (Netherlands) 76 1999)pp. 361-370.

(32.) N. Warner, N. "Contextual Co-operation with Universities in Africa." In: J. Van der Elst,. & CC. Wolhuter, C.C. (eds). Internationalization and Human Resource Development in the African Union: Challenges for the tertiary education sector (Proceedings of the 7th International Conference of IEASA, International Education Association of South Africa, Potchefstroom Campus, 3-6 September 2006). (Noordbrug, Platinum Press, ), pp. 262-271.

(33.) Republic of South Africa, Ministry of Education.. Manifesto on values, education and democracy. (Pretoria, Department of Education, 2001).

(34.) J.J. Steyn,. & C.C. Wolhuter. "The education System and Probable Societal Trends of the Twenty-First Century." In: H.J. Steyn, & C.C. Wolhuter, (eds). Education Systems: The Challenges of the 21st Century. (Noordbrug, Keurkopie, 2008), pp. 1-34, pp. 12-32.

(35.) J. Hartog, J. & H. Oosterbeek, H.." Health, Wealth and Happiness: Why Pursue a Higher Education?" Economics of Education Review, 17 (1998), pp. 245-56; C. Belfield, & D. Harris, "How well do theories of job matching explain variations in job satisfaction across education levels? Evidence for UK". Applied Economics, 34, (2002), pp. 535-548.

(36.) Steyn & Wolhuter, " The Education System and Probable Societal Trends in the Twenty-First Century."pp. 12-32.

(37.) D. Hay, "Quality Research in South African Higher Education: Illusions, Imperatives and Ideals." South African Journal of Higher Education, 14(1) (2000);pp. 53-61, p. 55.

(38.) N. Botha. "Some Current Curriculum Issues in South African Higher Education". In: Bitzer, Higher education in South Africa., pp.155-177, p. 176.

(39.) M. Gibbons. "Innovation and the Developing System of Knowledge Production." http://www.eprost.sfu.ca/summer/papers/Michael.Gib bons.htm/).

(40.) W.L. Holderness, M.A.J. Olivier,. & D.J.L.Venter, 'Tempus fugit'; tempers fly: Time (mis)management at a South African university. South African Journal of Higher Education, 19(4)(2005) pp. 699-714, p. 708.

(41.) Waghid, "Universities and Public Goods," 74.

(42.) F.M. Nafukho "The Market Model of Financing State Universities in Kenya: Some Innovative Lessons." In: T.Zeleza,. & A. Olukoshi, A. (eds). African Universities in the Twenty-First Century. (Dakar: Codesria, 2004), pp. 126-139, passim.

(43.) Ibid.

(44.) A.C. D'Addio, T. Eriksson, & P. Frijters, P. An Analysis of the Determinants of Job Satisfaction when Individuals' Baseline Satisfaction Levels May Differ. (Copenhagen, Institute of Economics, 2003); K.A. Bender, K.A. & J.S. Heywood, "Job Satisfaction of the Highly Educated: The Role of Gender, Academic Tenure, and Comparison Income" [Electronic Version]. Retrieved 15 July 2009 from http://www.nber.org/~sewp/events/2004.05.28/BenderHeywood- Jobsatofthehighlyeducated.pdf.

(45.) C.Z. Jones,. Factors Affecting African-American Counsellors. Job Satisfaction: A National Study. (Virginia:, Virginia Polytechnic Institute and State University, 2005). (Full-length research thesis) p. 165.

(46.) F. Fukuyama, . Trust: the Social Virtues and the Creation of Prosperity. (New York, Free Press., 1996)

(47.) Accessible at: www.capstudy.org The authors of this article may be contacted for a copy of the questionnaire itself.

(48.) R.M. Jaeger, (ed.). "Complementary Methods for Research in Education,". Washington, American Educational Research Association, 1988, p. 326.

(49.) Cf. J.L. Smith. Old Fourlegs: The Story of the Coelacanth. (London, Longman, 1956) p. 16; Marquina & Lamarra, The academic profession in Argentina, p. 365.

(50.) Cf. M. Hall, Universities do serve communities: But a fresh approach to how community engagement is understood is needed. Mail & Guardian: Higher Learning Supplement, 17-23 April 2009:pp. 2-3.

(51.) Data for Mexico: Galaz-Fontes ,et al., "Mexican academics at the turn of the twenty-first century," p. 353; Argentina: Marquina & Lamarra, The academic profession in Argentina, p. 377.

(52.) Galaz-Fontes, "Mexican Academics at the Turn of the Twenty-First Century," p. 354.

(53.) U. Teichler. Academic Staff in Germany per aspera or ad astra? In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives. Hiroshima, Research Institute for Higher Education, 2008, p. 144.

(54.) H. Coates, L. Goedgebuure, J. Van Der Lee, and L. Meek, The Australian Academic Profession: A First Overview. In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives. Hiroshima, Research Institute for Higher Education, Hiroshima University, 2008), pp.179-202, p. 197.

(55.) Galaz-Fonte et al., "Mexican academics at the turn of the twenty-first century," p. 356.

(56.) Argentina: Marquina & Lamarra, The Academic Profession in Argentina; China: H. Shen,. Progress in the Academic Profession in Mainland China. In: Research Institute for Higher Education. The Changing Academic Profession in International Comparative and Quantitative Perspectives. Hiroshima, Research Institute for Higher Education, Hiroshima University, 2008), pp. 251-264.

(57.) Ibid., p. 261.

(58.) Ibid.

(59.) Ibid.

(60.) Galaz-Fontes "Mexican Academics at the Turn of the Twenty-First Century," p. 356.

(61.) Jantan & Sirat, "Goverenance and Decision-Making Related to Academic Activities," p. 215.

(62.) Ibid.

(63.) Ibid.

(64.) Galaz-Fontes "Mexican Academics at the Turn of the Twenty-First Century," p. 357.

(65.) Ibid.

By Johannes L van der Walt, Charl Wolhuter, Ferdinand Potgieter, Philip Higgs, Leonie Higgs, and Isaac Ntshoe *

* Johannes L van der Walt, Charl Wolhuter, Ferdinand Potgieter teach at the NorthWest University, Potchefstroom Campus, South Africa, while Philip Higgs. Leonie Higgs and Isaac Ntshoe teach at the University of South Africa, Pretoria, South Africa. All correspondence related to this paper should be directed to Johannes C van der Walt at: jlvdwalt@aerosat.co.za
Table 1: Preferences of the Third World Academic Professionals on the
Teaching-Research Continuum (Percentages) (51)

Preferences                    Mexico   Argentina   South Africa

Primarily Teaching              17.6      10.0         18.16
Both, but leaning towards
  teach                         39.9      38.2         35.44
Both, but leaning toward
  research                      36.5      45.0         36.79
Primarily Research              6.0        6.8          9.61
Total Predominantly Teaching    57.5      48.2         53.60
Total Predominantly Research    42.5      51.8         48.40

Table 2: Distribution of responses by South African academics to the
statement "teaching and research are not reconcilable with each other"
(percentages)

 Agree    Agree   Neutral   Disagree   Disagree   Mean   Standard
Totally                                Totally           Deviation
   1        2        3         4          5

 7.97     12.93    18.95     25.56      34.59     3.68     1.28

Table 4: Academics' depiction of their own research

     Description           Mean response on       Standard Deviation
                        five point scale: 1: to
                          a great extend, 3:
                        neutral, 5: not at all

Basic/Theoretical                2.58                    1.08

Applied/Practically              2.05                    1.07
oriented

Commercially                     3.75                    1.07
oriented/Aimed at
technology transfer

Socially                         2.18                    1.32
oriented/Aimed at the
improvement of
society

Table 5: Academics' responses to items pertaining to job satisfaction
(percentages) (56)

                  Very      High     Neutral       Low        Very
                  High                                         Low
                 (very                                        (very
               positive)                                    negative)

Evaluation of general job
satisfaction

South Africa     12.59      39.09     29.28       11.42       7.61

China             4.2       53.5       Not         Not         Not
                                    Available   Available   Available

Argentina         18.2      43.2      30.0         6.4         2.1

                Strongly    Agree    Neutral    Disagree    Strongly
                 Agree                                      Disagree

My job is a source of
considerable tension

South Africa     13.15      21.08     28.31       20.48       16.57

If I had it all over again
I would not become an
academic

South Africa     12.82      10.41     15.99       20.36       40.42


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