Perspectives on the crisis of the university.
Hinkson, John
Why Academics Don't Resist
The folklore of the academy as an institution of independent values
that, where challenged, can generate significant political resistance is
no doubt overstated. In key respects it is also misleading. Yet it is
true that in times of crisis the academy has stood symbolically and
practically against certain powerful forces of the social structure.
While hardly the whole story, the institution has often enough had to
cope with political pressure and significant physical threats. These
periods of crisis have become an important element of how the
institution understands itself. Whether it was a matter of political
corruption, wholesale civil strife or revolt of the generations, the
university somehow stood outside the flow of mundane everyday life and
the social structure. As such it became the organizing focus of forces
seeking to confront and renew social life.
Yet for a decade and a half since the mid-1980s there has been a
systematic onslaught by political and social forces against the
conditions of staff and students of universities as well as the
institution as such. This has almost exclusively been met by, at best,
personalized hostility. By and large the response has been one of
passive resentment by both staff and students, apart, that is, from that
considerable minority who saw the changes as an opportunity for personal
advancement.
While it is true that there have been attempts to organize against
the restructuring processes within the academy, it is also clear that so
far they have failed miserably. More to the point such attempts have
gained no centre or momentum. What is it about this new situation that
has such immobilizing effects on both staff and students?
It is worth keeping in mind that restructuring processes a
generation ago were met with a rebellious fury that shook the world. The
so-called Berkeley Student Movement of the 1960s responded to many of
the developments that face the university today. Corporatization and the
emergence of the technosciences, both of which changed the character of
the academy, were of special significance. Here is an excerpt from a
comment of Mario Savio, who first came into prominence by virtue of a
defiant speech made on the steps of Berkeley against the
'take-over' of the university:
One conception of the university, suggested by a classical Christian
formulation, is that it be in the world but not of the world. The
conception of Clark Kerr (1) by contrast is that the university is
part and parcel of this particular stage in the history of American
society; it stands to serve the need of American industry; it is a
factory that turns out a certain product needed by industry or
government. Because speech does often have consequences that
might alter this perversion of higher education, the university must
put itself in a position of censorship. (2)
The movement organized against this development in a variety of
ways that challenged both the directions of the academy and the wider
society. This was not merely a localized rebellion. In the first place
this was ensured by a climate of moral unease and repulsion towards the
policies and practices in poverty-stricken Vietnam by the US government.
But also the Berkeley Free Speech movement was a triggering event closely associated with May 1968 events in Paris, where for some weeks
students and workers took over the streets and President DeGaulle was
forced to free the capital. The ramifications were riveting in many
parts of the world. The emergence of the counter-culture on a world
scale may seem of no great significance today, given its subsequent
incorporation into society, but initially this too was a challenge of
considerable force. At the most general level it was a challenge to the
technologization of society and the academy. It was a response to an
early expression of the information revolution. A ferment of ideas and
actions accompanied the emergence of the multi-versity of the 1960s.
This educated defiance of forty years ago could have no stronger
contrast than the mute and demoralized acceptance of the reality of
university re-structuring today. No doubt this is partly related to the
lack of social and political contestation generally today, a stirring of
ideas and ideals often being triggered by crises in the world of social
and political institutions. This demoralization may, of course, be
suddenly reversed. That there are signs currently of a re-emergence of
social ferment around the processes of globalization is significant.
Given time these might percolate across to the restructuring processes
of the university. But the fact remains that for fifteen years those
processes have transformed the university with hardly a whimper of
protest. What is it about the situation in this period that has so
undermined the ability to organize on the basis of an educated defiance,
compared to a generation ago?
To take hold of this question we need to develop an understanding
of what Mario Savio is referring to when he makes a distinction between
the university being 'in the world but not of the world'. If
Savio was able to see forty years ago that this distinction was breaking
down, today it is hard to find any defence of such a notion. The
university is now, increasingly, on a scale far beyond that imagined by
Clark Kerr, of the world. To be in the world and not of the world
requires a form of separation or distancing that increasingly seems
unavailable to people and institutions. What has produced this state of
affairs?
The institution of the university that was in the world but not of
it preceded the emergence of what was called the multi-versity of the
1960s. By that time, the university that is of the world had already
emerged in significant respects. This is why so much could be made by
protestors of corporate links with the university.
But the demonstration of practical associations between economic
corporations and the university does not give much insight into the
novelty of the process that was first evident in the 1960s. By and large
the Berkeley Free Speech Movement accepted these associations
empirically and neglected the question of causation. By implication,
causes related simply to political choice rather than to deep structural
change. Ironically, this short-term political emphasis became a clear
limit on the cultural possibilities of the movements of the 1960s.
One can go further than these attempts to understand the emerging
situation and show how these empirical links were possible culturally.
This is a major task that requires much more than pointing out empirical
contingencies. Amongst other things there is a need for an inquiry into
how an institution that for an epoch has been associated with
unworldliness--and disinterestedness--towards technical and economic
practicality, has moved to the centre of processes of renovation of both
society and economy. The institution that was predominantly interpretive is now predominantly instrumental. Indeed any rationale for interpretive
intellectual practice is now almost an embarrassment within the
institution--not unlike the reception today of the idea of the
university being in the world but not of it.
It is my thesis that the immobilization of staff, students and the
university as an institution when faced with the re-structuring process,
is intertwined with this shift in emphasis from interpretative to
instrumental work in the nature of intellectual practice itself.
Immobilization arises out of practical confusions. The capacity to form
strategies and to act is overwhelmed by the transformation of an
institution in the world but not of the world into one which is very
much of the world. But, contrary to Mario Savio, it is not merely a
matter of being of the world. For the university is now located within
the contemporary social structure in a completely novel way, one that, I
will argue, transforms the social structure broadly on the terms of the
university.
Certainly an institution preoccupied with its emergent role within
the everyday world cannot easily draw on its historic cultural resources
to critique that world, let alone make sense of its own unique role in
that world. The institution itself is in contradiction and it has no
discourse that can adequately inform action. Most probably the
institution today should not be called a university. Nor is the changing
nature of the social structure easily understood or acted upon.
Immobilization arises out of both sources: on the one hand the
unfamiliar and unprecedented role of the university, and on the other
the unfamiliar and unprecedented character of the emergent society.
There is more than one way to approach the task of investigating
the changed relation of the university to society and its attendant
ramifications. One could, for example, apply phenomenological method
comparatively over time to inquire into the day-by-day practices of
intellectual workers. This could, if done imaginatively, evoke the
relevant contrasts and at least some of their implications. Or one could
analyse the changed nature of the institution as institution, as is done
by Michael Peters on the knowledge economy or Simon Marginson on the
enterprise university in this collection.
This article will make use of such comparisons but at a step
removed, via the concept of the social. Given the history of attempting
to grasp the nature of the university through a concept of the social
has largely failed, because of crude reductionism, this may not seem a
promising place to start. Ideas, knowledge, the creative process more
generally: these have always eluded a convincing association with a
social relational perspective, as indeed have the practices of religion.
Yet if we are to be able to speak informatively, with a view to both
perspective and policy, of what it means to have a knowledge economy--or
more generally, an information society--it is crucial that a social
account be developed.
A crude social perspective on the university is certainly implied
in many of the restructuring processes of the last fifteen years. The
'sector' is brought back to earth, so it might be said, by
being forced into social reality, the 'reality' of the global
economy. The 'elitist', 'middle-class' university,
relatively relaxed and distanced from the economy, is contrasted with an
institution focused on those who have to make a life through practical
endeavour in the 'real world'.
But an account is needed that can make sense socially of the
concept of information, or can show how globalization is social, in a
way that goes far beyond a notion of expanded linkages across the globe.
Information, for example, has a commonsense meaning that is
predominantly cognitive and certainly not social. Information allows us
to know about matters of interest to us. If, however, there is reason to
speak of an information society, how is this to be understood in
unambiguously social terms? Is it a society that is, somehow, typified
by the exchange of information, or does it have a particular social
composition? It will be argued that the latter is crucial; that there is
a need for the development of concepts to give this new form of the
social proper expression. This is an unavoidable matter given that the
academy today is utterly interwoven with such a development in society.
Any such conceptual development must expand our insights into how the
institution today relates to and contrasts with its forebear, which
gained its strength and rationale by being 'not of the world'.
The Changed Relation of University to Society
There have been a number of attempts to interpret the dilemma and
general situation of the academy in recent times. I will categorize them
in three ways. Firstly, those who take for granted a process called
'the university tradition' and interrogate the new reforms
accordingly. Secondly, those who take the new situation of the academy
for granted and seek to better reveal it and ask questions of it. This
second category breaks up into two broad types of approach: those which
hold that the changes to the university are basic yet are able to be
studied by drawing upon relatively conventional critiques of labour,
market and capitalist economy; and those which place and interpret the
academy within a renovated set of concepts influenced by
poststructuralist method. Arguably each throws light on significant
aspects of the academy today, partly in terms of what is being lost and
partly what is new. My interest in each of these will give special
emphasis to a social understanding of the institution.
I. The university tradition as context
The conception of the university referred to by Mario Savio as
'in the world but not of the world' is one that has a rich
history. In it the intellect, supported by traditions of thought, stands
differentiated from the world of everyday events. Set aside from the
everyday the university has a logic of its own, standing in relation to
the everyday not unlike that of the monastic tradition of Christianity.
Those who emphasize this tradition, and its corruption by forces of the
social structure, defend a process of knowing and research that values
'interpretive' thinking, above all a delving into the basis of
things.
Perhaps it is the phrase 'the idea of a University' that
best captures its special character. For this places the university
squarely in the realm of ideas. Its existence is defended in terms of
ideas rather than in terms of it being a material institution that
satisfies more mundane needs. Rather than everyday needs, the university
stands for what Humboldt calls an ideal form of life. (3) This is not to
speak of any particular way of life, but 'thanks to its intimate
connection with science, scholarship, and truth--to something universal,
something prior to the plurality of social life forms', (4)
In traditions of thought that emphasize a material or a social
understanding of how the world is ordered, this approach, that speaks of
universals prior to the particularity of this or that social formation,
is unconvincing. It is exactly this relation of universal and particular
that Marx sought to turn on its head in his critique of Hegel and the
German Idealist tradition. This reversal of universal and particular in
Hegel is the only way in which the materialist tradition, at least
before the American Pragmatists, (5) believed it could place thought and
intellect in the world. Yet there is a tension here that still has no
satisfactory resolution. For the materialist tradition has nothing of
any deep significance to say about the university when it is
re-structured by processes directly related to industry. Its only
critique relates to class division. If by its introduction into the
social structure it produces or supports inequality, there is a clear
point of criticism of the new university. But apart from this, very
little can be said.
The university tradition has many thoughtful and passionate
supporters. They place the core of the institution in the field of
universal ethics and interpretation, seeking to protect a unique space
where such matters can be thought and argued, rather than being coloured
by the demands of industry or the everyday. They know its significance
deeply and intuitively and often hold in contempt any pressure to give a
materialist or social account of the institution. It is my working
assumption that something of this approach to the university must be
taken seriously. The long history of writers and thinkers of stature who
insist on its crucial importance should be sufficient to makes us wary
of those who simply dismiss it as an elitist or merely conservative
institution. Without denying the reality of such qualities in many
university settings, there is something more than this in the
institution that requires interpretation.
A recent book of readings on the reform of Australian universities
contains articles by those who defend this view of the university. (6)
Two articles stand out, one by Tony Coady (7) and the other, a
significant article, by Raimond Gaita. (8) Both writers are philosophers
who are drawing on and defending an embattled discipline in the midst of
reforms that give ever-decreasing space to 'non-practical'
traditions of thought.
What makes up the core concerns of a true university is the
preoccupation of both these authors. Coady turns to Newman (9) to
develop his concept of the university and to contrast it with what is
common in the institution today. It is not an unchanging institution he
wishes to elaborate so much as a certain kind of process. The tradition
is not a fixed set of concerns, practices and interests. It is rather an
approach to the world and the self, the pursuit of 'a certain type
of learning'.
[Newman's] picture of universities is one of communities of
learning devoted to the pursuit of significant truth, as an end in
itself, and, as such, fulfilling a central cultural and ethical role
for society at large. (10)
The emphasis is upon truth rather than the market value of ideas,
depth rather than superficial and momentary insights, integrated
knowledge rather than bytes of 'information'. Intellectual
virtues such as honesty are crucial, but nothing outweighs the
significance of the pursuit of truth in characterizing this tradition.
For Coady the contrast is with a form of managerialism that has
moved to the centre of practices within the university. People infected
by this way of viewing the world,
see universities and other crucial social institutions, such as
hospitals, as no more than corporate operations aimed at
generating products ... The task of 'tertiary training' is to grind
out 'graduates' at a certain rate for the consumption by society ...
Fixated on bottom lines, the [managerialists] have a natural
tendency to flatten the variety and multiform values of human life
and its social institutions into the one dimension. For individuals,
it is a peculiarly narrow version of self-interest, for institutions
a peculiarly narrow version of efficiency. (11)
This latter process has transformed the contemporary institution
utterly. Coady does not address how this has been possible, but the
contrast gives us a starting point in articulating the nature of the
tradition that has been lost.
Gaita makes similar contrasts, but with more insight and passion:
The conceptual loss we have suffered through the degradation of
serious conceptions of the university is partly a consequence of a
conceptual loss in characterising its treasures. The managerial
Newspeak that now pervades universities is both a cause and an
expression of the fact that the language that might reveal that
value has gone dead on us. (12)
Gaita does not, however, locate this conceptual loss solely in
recent developments in the university. 'Managerial Newspeak'
is only the latest phase in a development that he locates in modernity
more generally: 'at least since John Stuart Mill resorted to the
notion of a higher pleasure to explain why the life of Socrates
dissatisfied was preferable to the life of a pig satisfied' (13)
Increasingly, the value of academic life can only be spoken of in terms
of the value of certain externalities, such as a contribution to the
social structure generally or industry in particular. Notions such as a
vocation, as opposed to taking up a profession, have also become
anachronisms. These developments in language have contributed in turn to
an incapacity to articulate what is important about the university.
A serious concept of the university entails an internal practice
that is a search for truth about deep meanings rather than appearances.
This requires a certain inner life of the mind grounded in reflection.
A university community of scholars exists when its members
acknowledge their obligation to reflect on the nature and value of
the life of the mind, as that has been revealed in the great
examples of the past and in their own experience. When it is most
true to itself, the academic community is constituted by the ways
its members respond to the ideal of an individuality realised
through critical, truthful, historically aware reflection on what it
humanly means to live an academic life. Then the relevant language
of value is most alive, nourished by examples, fertile in historical
resonance, often allusive but always rigorous. (14)
It is this community of scholars who give substance and meaning to
the notion of collegiality and the necessity for a form of collegial administration to help sustain the unique processes that constitute the
university. As Gaita is quick to acknowledge, this is a world that no
longer means anything to most members of universities today.
When it comes to outlining the reasons for the profound shift in
language, one that can barely accommodate the concept of truth, Gaita
has very little to say. He restricts himself to suggestions. The change
relates to changes in 'the way we live'. We should look to the
'market and commodity fetishism' (15)--potentially powerful
lines of insight, but utterly undeveloped in this chapter. But whatever
else is said, Gaita gives us a passionate defence of a practical
institution that was significantly marked off from the everyday world
and the social structure as well. And, he would add, it was an
institution that was critical to the life of the larger society by
virtue of not being a simple reflection of that society, by pursuing
practices not able to be reduced to the interests and influences of that
society.
Robert Nisbet, in a book written thirty years ago, gave a defence
of this notion of the university that overlaps Gaita's, but Nisbet
did attempt to place it socially. (16) For Nisbet there are many ways in
which societies can solve the problem of transmission of knowledge
between generations. The university is one quite unique solution that
may well be on the road to extinction. It has only existed for about
eight centuries, and one of its distinguishing characteristics is its
commitment to a peculiar dogma: knowledge is good. By and large this
knowledge has not been practical knowledge but scholarly work.
What is the dogma that the university is built on? Knowledge is
important. Just that. Not 'relevant' knowledge; not 'practical'
knowledge; not the kind of knowledge that enables one to wield
power, achieve success, or influence others. Knowledge!
Not the principle of utility or rationality, but dogma alone has
made it possible, during the past century or two, for the Homeric
or Chaucerian or Miltonian scholar to walk as tall on the campus as
either the physician or the lawyer or the engineer. (17)
Scholarly work is not the work of genius or the work of revelatory
insight. It is rather an aspect of knowledge that Nisbet has in mind as
representing the academic tradition, that aspect that relies on a
certain kind of collective effort:
[C]umulative knowledge, corporate knowledge; the kind of
knowledge that is gained by men working in terms of the works of
others; the kind of knowledge that declares the indispensability of
sources, of the ... indispensability of profound learning regarding
what others have said about these texts, sources, and words. (18)
Creative or sterile, sometimes the latter, this knowledge is the
knowledge of academic dogma. Nor is it being suggested that this process
of generating knowledge had no relation to a wider society. It is
Nisbet's claim merely that any such relationship--what could be
termed a higher utility--was never direct, always indirect.
Only a few decades ago did there begin to take serious hold in the
American university the view that its service to society, to
government, and to professions and industry must be direct. Before
that, going back to its very beginnings, the service rendered by the
university lay not so much in what it did, but in what it was ...
Leaving aside the university's direct commitment to the scholarly
disciplines, it provided a unique environment for young minds
through their disciplined exposure to scholarship, manifest in the
curriculum. (19)
In other words a relative autonomy of the university in relation to
a larger society existed and within this autonomy the necessary social
space was created such that the academic dogma could be sustained. But
this knowledge nevertheless also developed students:
And yet for all the dominance of the academic dogma, for all the
ascendancy of conviction that it is good for students to read
Chaucer, Jane Austen, T. S. Eliot, good to study history,
philosophy, sociology, and physics, good to accumulate knowledge
in the learned disciplines, each of these good in and for itself,
no one can doubt that a very real social and moral development took
place in the student. (20)
This concept of the university defines it as an exceptional
institution, one that stands outside of the normative frameworks that
govern other social institutions and everyday life. It is significantly
marked off from the constraints of government and society, although this
marking off must have its limits. The turning point that sees a radical
moving away from this concept of being in the world but not of the world
comes with strategies that create what Nisbet calls a 'higher
capitalism' or an 'academic capitalism'. These strategies
seek to achieve the 'last reformation', an institution that
has discarded all of the elements of not only medieval institutions, but
also the ideal of 'dispassionate reason, of knowledge for the sake
of knowledge, of objective study of nature, society, and man'. (21)
The university was the last institution to support these ideals and it
has been discarded for a more direct utility. This was pursued in ways
that broke up the collaborative ideals of the university, targeting this
individual, that centre, 'company-like groups of faculty
members' and so forth.
For the most part, traditional agencies in the university were
bypassed, or given but token recognition, by government, industry,
and foundation, with the new bullion going instead to academic
entrepreneurs for companies known as centers, bureaus, and
institutes ... the academic scene was bestridden by that modern
incarnation of Caesar, the academic capitalist, the professorial
entrepreneur, the new man of power! (22)
Nisbet does see a place for research institutes financed by and
oriented to industry and the social structure generally. But in his view
they should be in a different institution. They do not represent the
ideal of the university and to the extent they enter into and make their
mark upon it, the university will fragment and be unable to make its
historic contribution to knowledge and individual formation.
What then constitutes the social make-up of the scholar and the
university? For Nisbet, their social make-up relate to the distinctive
practices that make the university a unique institution. As has already
been suggested, the university was constituted historically, emerging
about eight centuries ago. First constituted as a mediaeval institution,
it now faces the last reformation. It also relates to certain ideals of
dispassionate knowledge that have a longer history, that have not always
been grounded in a social institution. The university is an institution
particularly concerned with the constitution of the social order--of
social and personal formation--not unlike religion vis-a-vis the social
structure prior to modernity. But the special qualities of the kind of
sociality able to delve into the social formation of other institutions
are left unexplored.
There is an overlapping interest here between Nisbet and Gaita, the
latter also trying to find a social grounding for intellectual work by
placing it in a distinct social institutional setting. While there is
some validity in acknowledging the importance of the university as a
social institution, one that changes as a result of conflict with other
social institutions, this does not help us sufficiently to understand
the unique situation of both university and society today. There are
important lessons in this view of the university but a social
interpretation needs to achieve at least three things.
Firstly, it must identify the reasons why the university has been
overwhelmed so rapidly. Secondly, it must flesh out the implications of
what this means for both society and the individual. And thirdly, it
needs to help identify major structural conflicts or contradictions that
are inherent in the transformation of social relations. While Nisbet
would have things to say about such matters--especially points one and
two--they would not amount to much more than a view of how capitalism
has overwhelmed the last mediaeval institution. Gaita would put it
differently, but I think not strikingly so.
II. Information capitalism and the contemporary academy
Two recent studies of the contemporary university make no reference
to Nisbet's work yet draw strongly on his notion of "academic
capitalism'. One, by Slaughter and Leslie, actually adopts this
term as the title of their book (23) while the other, by Marginson and
Considine broadly works within the terms of Slaughter and Leslie's
arguments. Both place the contemporary university firmly within the
ambit of a knowledge economy and study the implications of this context
for the university.
The broad-ranging and ambitious study by Slaughter and Leslie
emphasizes three issues that bear directly upon the character of the
contemporary university: the rise of the global market; the emergence of
the techno-sciences as major suppliers to the global market; and the
rise of the academic entrepreneur. Nisbet did not write of the global
market in his study, writing before that form of the market had emerged.
But in other respects he would find much to agree with in Academic
Capitalism. He would, however, have little sympathy for the lack of
comparative contrast with earlier forms of the university, and he would
have little in common with Slaughter and Leslie's attempt to view
the academic as engaging in academic labour along the lines of
Marx's analysis of the labour process.
Putting these matters aside for the moment, Slaughter and Leslie
study the relations of the university with the economy. Their framework
of analysis is a modified political economy, a political economy
influenced by arguments about a post-industrial or post-Fordist
development related to technology change. It is the needs of
corporations for new products and the needs of universities and
academics for new forms of funding that come together to facilitate a
qualitative break in the character of the university as an institution
and of the academic as a scholar. Particular disciplines have responded
in an exemplary manner:
The biological sciences exemplify the growing involvement of
science and technology (or perhaps science as technology) ... in the
marketplace. Before the 1980s, biology was a basic science whose
faculty were concerned primarily with performing research for the
National Science Foundation and authoring papers for scholarly
conferences and journals. As corporations became more aggressive
in their search for products for highly competitive global markets,
they began to invest in molecular biology, the key to
biotechnology. By the mid 1980s, most full professors of molecular
biology held equity positions in spinoff companies ... (24)
The authors are well aware that this is no classic capitalist
situation. Academics do not own the factors of production. But the term
academic capitalism is meant to signify a situation 'in which
allocation decisions are driven by market forces'. And the new
academic acts from within the public sector as a capitalist, as a
state-subsidized entrepreneur.
In their model, various mechanisms were employed by governments and
by institutions of higher education to achieve a shift towards the
academic capitalist model. Firstly there has been a progressive
reduction in government grants, placing the university under financial
stress. As far as research is concerned there has been a very deliberate
shift in the nature of grants. They have moved away from the block grant
to specific grants, shaped to achieve national objectives, especially
economic objectives. Entrepreneurial research is favoured over more
'basic' research while the decline of the block grant takes
the initiative out of the hands of the institution, especially the
institution as an academic body. Entrepreneurial relations with outside
corporations become the valued norm. Student fees have become
significant, including the selling of education to overseas full-fee
students. And the balance has shifted from student grants to loans.
The general forces driving the changes in higher education are
broadly termed post-industrial by the authors. They have in mind
especially the undeniable fact that the post-industrial or postmodern context is dependent upon high technology, technology that emanates from
the universities.
In an increasing number of cases universities are the sites where
new technologies and products are developed, often in
partnerships with business, through funding provided in part by
the state. (25)
And this technology in turn signifies a crucial change in the
nature of knowledge, where knowledge loses its capacity to stand apart
from its applications.
Whether scholars write about 'high technology' (Reich 1991), the
'information economy' (Castells 1993), or 'technoscience'
(Aronowitz and DiFazio 1994), they see as central to global
competition national strength in computers, telecommunications,
electronics, advanced materials, artificial intelligence, and
biotechnology, whether as the basis for whole new industries or as
a means for streamlining old industries. Technoscience makes
impossible the separation of science and technology, basic and
applied research, discovery and innovation (Touraine 1974;
Lyotard 1984; Aronowitz and DiFazio 1994). Techno-science is at
once science and product. It collapses the distinction between
knowledge and commodity; knowledge becomes commodity.
Telecommunications and biotechnology exemplify technoscience. (26)
And it is this profound shift in the nature of knowledge that sets
the scene for the rise of the academic entrepreneur. Two generations
ago, they reflect, Robert Merton could speak about and theorize the
norms of science in terms of universalism, communalism,
disinterestedness and organized skepticism. (27) The conditions that
have subsequently emerged such as globalization and the associated
turbulence within institutions require a concept that recognizes a
're-norming' process within science and technology in
particular and the rise of the academic entrepreneur.
Tertiary education policies in all [four] countries [of the study]
moved toward science and technology policies that emphasized
academic capitalism at the expense of basic or fundamental
research, toward curricula policy that concentrated moneys in
science and technology and fields close to the market (business and
intellectual property law, for example), toward increased access at
lower government cost per student, and toward organizational
policies that undercut the autonomy of academic institutions and
of faculty. (28)
The success of these policies is reflected in the rise of the
academic entrepreneur across all faculties, even though the greatest
concentration is in science and technology and their emergence is uneven
elsewhere. Nevertheless the general effect is to end any meaningful
concept of the community of scholars.
The second study, by Simon Marginson and Mark Considine, (29)
outlines the basic elements of an emergent institution they term the
Enterprise University. The study is, as the authors explicitly state, an
empirical study of the changing forms of governance in contemporary
universities in Australia, although they also make some observations
about the generality of these changes for universities beyond Australia.
Here they especially rely on the work of Slaughter and Leslie, but do
not explicitly frame their work in the terms of Academic Capitalism. As
with many empirical studies, the authors do not attempt to outline a
concept of the university against which they measure change. They have
an implicit concept of course, but it lacks clear definition.
For example, it is stated in the introduction that the authors are
not 'surprised to find that an entrepreneurial spirit is now
sweeping the cloisters'. (30) This is accepted as the reality of
the university rather than something to study. Thus they simultaneously
rely on the study of the entrepreneurial academic of Slaughter and
Leslie while taking for granted what is a momentous shift. Rather than
select this as a major focus--'the money changers have long since
mortgaged the temple'--they focus elsewhere. In particular they
turn to the management structures within the university, what they call
the study of governance. The changes in these structures, rather than
shifts in the nature of academic activity, are Marginson and
Considine's focus.
All studies entail selection so this is not in itself surprising.
But their study is unwieldy and often contradicts its own selected
focus. They wish to comment on the general changes in the university and
its context--the rise of the knowledge economy for example--while
purporting to study only changes in governance. Probably it is the
general change that is of most interest to readers, and it would seem
the authors as well. Yet they are limited by their empirical method and
their stated brief. For example, they announce with insufficient
argument and empirical evidence 'a new phase in the history of the
university'. Good arguments can be mounted along these lines but,
given their method and focus, the only way they could argue it is
anecdotally. Had they framed their arguments more explicitly within
those made by Slaughter and Leslie they would have had a better basis
for such a proposition. But then changes in governance would have to be
studied as an aspect of the larger framework. How managerial strategies
have influenced the profound shift in culture within the tertiary
sector--making their own distinctive contribution towards the formation
of, amongst other things, the 'academic entrepreneur'--would
still make a valuable contribution towards an understanding of the
entrepreneurial university.
Nevertheless, Marginson and Considine emphasize that they have
identified the emergence of a new institution in their study, one that
can be identified in terms of modes of governance. This institution may
have broader points of reference, such as the knowledge economy on the
one hand or a particular form of 'academic labour', termed the
academic entrepreneur on the other, but it can also be defined in terms
of governance and power. In short, according to Marginson and Considine,
the university is becoming an 'academic enterprise'.
There are many elements that make up the mix that points to this
new institution. Strong executive control, performance targets typically
found in the corporate world, the supplementing and supplanting of older
structures such as the senate and academic board with corporate
structures, the supplementing of departments with research centres, and
market-oriented approaches to students--especially overseas students on
full fees: all of these represent a break in the nature of the
institution. While most of these elements find a place in Slaughter and
Leslie, they are given a more sustained discussion in The Enterprise
University, with greater emphasis upon the institution per se.
Perhaps the strongest element of Marginson and Considine's
argument relates to the shifts in the governance of the
university's research culture, a culture of research oriented
towards corporate culture. Here one finds a discussion, without much
elaboration, of one of the few examples of the break in research
cultures, from collaborative and collegial processes to entrepreneurial
processes.
[Research scholars] perform for their peers. Their discipline-based
traditions are sanctioned by worldwide scholarly networks rather
than government policies or managers. These traditions are
characterised by loosely defined work programs, relations of
power and status that are conservative and often opaque, and the
free exchange of published research findings. (31)
This is contrasted with various strategies like the rise of the
research centre and various shifts in the culture of research:
In reinventing research as a system of money, measures, targets
and comparisons, amid a competitive economy and an enterprise
culture, research management sets out to change the way that
researchers think about research, and how they see themselves as
researchers ... In an era of self-regulating systems, deceptively
consistent with the old collegial principle of academic freedom,
researchers must themselves reconcile the differing imperatives of
knowledge creation and wealth creation. (32)
The authors are not, by any means, seeking a return to the
collegial management of research. They accept the 'reality' of
the enterprise culture but do look for a re-invigoration of academic
cultures as a support for research. For them success for the enterprise
university comes when it can combine an entrepreneurial capacity,
properly focused, with strong academic cultures. (33)
In other words they emphasize that the emergence of the enterprise
university has, at least initially, undermined the base that it needs
most. A university without the means of renewing its research base will
hardly achieve its goals in a world structured around the knowledge
economy.
This study of governance in the new university does identify key
elements of the process of re-structuring. However the lack of any
discussion of the historical university as in the world but not of it
leaves both this study, as it does Slaughter and Leslie's,
seriously lacking in terms of perspective and ethical argument. In the
case of Marginson and Considine the tendency to take up the practice of
collegiality only from the standpoint of governance is reductive. This
almost completely misses the point of the collegial idea and collegial
practice. Collegiality is primarily a matter of the relations of
co-operation required to produce knowledge. Collegial administration is,
in this respect, secondary in relation to a larger process. This does
not mean it is unimportant. But its contribution is as a necessary
support to the work of academics rather than something to be studied
apart from that work. The predictable decline in the nature of academic
work that follows from the replacement of collegial administration with
performance management is ignored where collegiality is given such a
poverty-stricken meaning.
Slaughter and Leslie are even more reductive when it comes to
collegiality. They frame their arguments by drawing on one version of
Marxian concepts. They rely on the concept of labour--in this case
academic labour--to describe the work of academics. Collegiality hardly
gets a mention as a distinctive mode of work. There is an exception
where they refer to Merton's reference to communalism and
co-operation inherent in the work of the scholar. But Slaughter and
Leslie mentioned this only to point out its unreality given the process
of 're-norming' associated with the entrepreneurial academic.
Superficially, they are empirically correct. Yet there is a world of
meaning in this transformation they have left unexplored. No doubt
wishing to avoid the charge of nostalgia they throw the baby out with
the bath-water. There will be no insight into what the transformation of
the institution means if the concept of the social applied to the
university is reduced to that of social labour in general.
The treatment of collegiality in the university is by no means the
only example of a reductive framework in their work. To simply study the
role of intellectual property in terms of the relations of the
entrepreneurial university to the corporate world is of the same order
as the study of empirical institutional relations found in the Berkeley
Free Speech Movement. That is, an empirical relationship is uncovered
but it is the underlying patterns and meanings that illuminate the
emergence of intellectual property as a significant social focus.
Slaughter and Leslie obviously believe that the range of Marxian
concepts they draw on make the difference here such as when they place
the entrepreneurial academic within the category of labour. But those
concepts actually throw no more light on the meanings of intellectual
property than is achieved by placing academic knowledge in the market.
It is there. It now circulates and has value. But why it is able to make
this transition from its very particular form of value within the
University tradition has no illumination. In this context Marxian
concepts reduce the knowledge economy to the market rather than reveal
how the market and other institutions change in order to sustain a
knowledge economy.
III. Poststructuralist perspectives on the contemporary academy
The well-known grounding of poststructuralist method in
contemporary linguistics tends to deflect attention away from a
significant preoccuption of many poststructuralists with changes in the
character of intellectuality and its institutions. This preoccupation
should not be surprising if we keep in mind the importance of
communications theory for structuralism and poststructuralism and the
intersection of communications theory with the historic communications
revolution that has remade social structures so profoundly over the past
two decades. A method that, in contrast to marxist approaches, is more
directly concerned to elaborate the character of intellectual practice
may provide alternative insights into what the transformation of the
academy means. I will give two brief illustrations of this interest from
two leading poststructuralists--Michel Foucault and Jean-Francois
Lyotard--before turning to a work by Bill Readings that is directly
preoccupied with the academy as an institution.
In a very well-known article on the intellectual, Foucault makes
some crucial distinctions in relation to intellectual practice that bear
strongly, if indirectly, upon the changes in the academy. (34) In
'Truth and Power' (35) he outlines a shift from the
'universal' intellectual to what he calls the 'specific
intellectual'. The universal intellectual roughly corresponds to
the period of modernity, the era, as poststructuralists like Lyotard
tell us, that was typified by grand, or universalist narratives. In this
period the intellectual spoke for us all and was the conscience of the
culture. Specific intellectuals are more oriented to definite contexts.
They work 'within specific sectors, at the precise points where
their own conditions of life or work situate them (housing, the
hospital, the asylum, the laboratory, the university, family, and sexual
relations)'. (36) This distinction is, for Foucault, situated
historically. The changing character of the university, moving from
being in the world but not of the world to simply being in the world, is
thus reflected in his work. Foucault goes on:
It seems to me that this figure of the 'specific' intellectual has
emerged since the Second World War. Perhaps it was the atomic
scientist (in a word, or rather a name: Oppenheimer) who acted as
the point of transition between the universal and the specific
intellectual. It's because he had a direct and localized relation to
scientific knowledge and institutions that the atomic scientist
could make his intervention; but since the nuclear threat affected
the whole human race and the fate of the world, his discourse could
at the same time be the discourse of the universal ... The
'universal' intellectual derives from the jurist or notable, and
finds his fullest manifestation in the writer, the bearer of values
and significations in which all can recognize themselves. The
'specific' intellectual derives from quite another figure, not the
jurist or notable, but the savant or expert. (37)
In this argument Foucault is making a distinction between his work
on the nineteenth-century specific intellectual--the psychologist, the
psychoanalyst--and those who emerged in the second half of the twentieth
century. A process has emerged in the interim that generates a profusion
of specific intellectuals. As this most likely bears upon the closer
attachment of the university institution to the social structure, one
would hope for some insight into the reasons for this rise of practical
intellect. However Foucault never goes beyond description in this
account, offering no concepts or perspectives needed to deepen our
insight.
Lyotard takes these observations further without directly
addressing Foucault's argument. His central focus is the
information revolution, the revolution of high technology that gains
expression in the whole range of techno-sciences. This revolution is not
merely associated with specific intellectuality. It generates specific
intellectuals with a powerful technique that allows them to take apart
and reconstitute the natural world in ways science has never been able
to do before.
Lyotard also takes up cultural questions that go beyond the themes
developed by Foucault. While Lyotard's emphasis on the 'demise
of grand narrative' resonates with Foucault's emphasis on
specific sites, Lyotard also spells out changes to self and other that
he sees as related to the information revolution. For example the data
bank, in the age of computerization, stands in for grand narrative. If
in prior times grand narratives were internalized by the self, now the
data bank stands outside of the self. Indeed the self is no longer
related to the other with any particular continuity. Relations come to
take the form of the "temporary contract'. In other words,
while Lyotard has not particularly fleshed out his argument, he sees a
relation between the information revolution, the demise of grand
narratives that would otherwise centre the individual self, and a
re-shaping of how people live with Others generally.
In this respect he speaks of the knowledge economy but goes beyond
this term's narrow reference. It is a different kind of society he
has in mind, although he would not use that word with its connotations
of social integration and unity. It is also a new form of diversity he
has in mind, one that links the information revolution to processes
that, among other things, can unravel both the self and nature. With the
information revolution we have a technology that leaves the humanism of
modernity in ruins. It can de-materialize the body, colonize space, and
ultimately it will defeat death. (38)
This is a different social order to that of modernity, one no
longer centred around the human subject, a projection beyond what has
been assumed to be the human world. Information, unlike knowledge, does
not require subjects. This order is what Geoff Sharp has called a
'post-human' future. Treating such developments as elements of
a postmodern future, it is clear that for Lyotard the entrepreneurial
academy with its diverse links into a renovated social structure is part
of a larger picture, one that needs to be assessed in terms that are not
restricted to academia. He might disagree with any attempt to do so
because it would require that we stand back from any particular site.
But his work suggests a system of relations that can hardly be ignored.
In The University in Ruins (39) Bill Readings takes up a particular
view of the Lyotardian project. His intention is to come to terms with
the concept of the university in the midst of globalization processes
that, through the techno-sciences, link the university to the corporate
world. He is highly conscious of the modern/post-modern contrasts as
they apply to the university. Given this, he gives more substance to
that contrast than was encountered in the previous section on
informational capitalism. Indeed it is in the contrast between the
modern university and the postmodern, or more precisely the
post-historical, university that he locates the core processes that have
brought the university to what he regards as a ruin.
In these matters he follows Lyotard. The modern university is the
university at the peak of its power. No doubt he knows that the
university has had a longer history, so important in Nisbet's
writing, but it accrues new functions in modernity. These especially
relate to the rise of the nation-state. For Readings the nation-state
and the university are complementary institutions. The core of the
university lies in its cultural role in the formation of the
nation-state. Here he gives special emphasis to the role of philosophy
and the humanities in the inculcation of a narrative of liberal
individualism as a support to the state. And it is this historical
university, closely related to the German concept of the university,
that he believes is now exhausted.
Globalization stands at the centre of these processes that remove
the historical functions from the university.
The process of economic globalization brings with it the relative
decline of the nation-state as the prime instance of the
reproduction of capital around the world. (40)
And with the decline of the nation-state there is a withering of
its cultural functions.
[I]t is no longer the case, that is, that we can conceive the
University within the historical horizon of its self-realization.
The University, I will claim, no longer participates in the
historical project for humanity that was the legacy of the
Enlightenment: the historical project of culture. (41)
The university that remains in the memory of some is, for Readings,
a survivor from another era. Not the survivor from the mediaeval period
as argued by Nisbet, but a survivor nevertheless, and more to the point,
one that 'has outlived itself'. In its place emerges the new
institution, the bureaucratic organization oriented to consumption and
aspiring to a contentless 'excellence'.
[T]he University is becoming a transnational bureaucratic
corporation, either tied to transnational instances of government
such as the European Union or functioning independently, by
analogy with a transnational corporation ... the administrator
rather than the professor [is] the central figure of [this]
University. (42)
While Readings notes developments such as the rise of managerialism
and the administrator as a figure of more significance than the
professor, he emphasizes how the notion of culture changes in the move
away from the modern project. He finds a general tendency towards what
he calls 'dereferentialization'. This lack of reference is a
direct consequence of the decline of the specificity of the nation-state
(as well as place more generally) under the influence of globalization.
It so happens that cultural studies takes up this challenge and reflects
the new lack of 'situation'.
[L]ike 'excellence' itself, 'culture no longer has a specific
content ... Cultural Studies does not propose culture as a
regulatory ideal for research and teaching ... [it] presents
a vision of culture that is appropriate for the age of
excellence. (43)
But there is no doubt about the relation of excellence to the rise
of the techno-sciences, as one would expect of a follower of Lyotard.
In this context, excellence responds very well to the needs of
technological capitalism in the production and processing of
information, in that it allows for the increasing integration of
all activities into a generalized market, while permitting a
large degree of flexibility and innovation at the local level.
Excellence is thus the integrating principle that allows
'diversity' (the other watchword of the University prospectus)
to be tolerated without threatening the unity of the
system. (44)
And just as one finds a contentlessness in cultural studies, one
also finds it American and global culture generally. This
contentlessness is nothing more, for Readings, than the emptiness of the
cash nexus.
What, then, can be argued to be the contribution of this
poststructuralist influenced account of the university and the
surrounding social context, in contrast to the informational capitalist
accounts of Marginson and Considine and Slaughter and Leslie? This is
not as easy to answer as might be expected. Certainly many
marxist-influenced categories are discarded--for example the academic as
labourer. The economy remains an important factor, especially in
Readings; class structures are not discussed, but nor were they by
Slaughter and Leslie. There is a stronger determination to identify the
new principles at work--especially globalization--and to discard
perspectives that predate globalization.
The clearest form of difference is probably in the field of
culture, if that is a satisfactory term. With Readings we find an
emphasis on how culture is emptying out, losing content or perhaps more
to the point, freely disposing of contents, and how this suits the
global market. The university responds to, even helps form, this growing
emptiness by relinquishing its historical role in relation to the
nation-state and transforming into a bureaucratic organization committed
broadly to consumption.
While Readings captures some of the important elements of the
globalizing process in his observations, especially as it relates to
culture, it is Lyotard who remains the radical. For he takes on board
the logic of the information and techno-scientific revolution as it
carries through into the culture of the everyday with a frankness that
is to be valued. It is not for him to draw back in horror at where this
is carrying us. For him 'emptiness' is not quite the right
word, for the information revolution carries us into a world that no
longer pays homage to humanity or humanitarian principles. This is the
world of the 'temporary contract', of the dematerialized body
that has conquered death. Even that place known as Earth has a larger
context, of colonized space.
If Readings still seems nostalgic about the university that has
been lost, this is not the case with Lyotard. For Lyotard the university
belongs to modernity and liberal individualism; both have passed their
use-by date. Information is now freely circulating without the
requirement of such an institution. And that is that! We are launched
into another process altogether, one no longer concerned to form and
integrate selves.
How is this development to be spoken of in social terms? Lyotard
ties any concept of the social back to the linguistic method of
poststructuralism. The social bond is conceived as a language game and
social interchange as language 'moves':
Each language partner, when a 'move' pertaining to him is made,
undergoes a 'displacement', an alteration of some kind that not
only affects him in his capacity as addressee and referent,
but also as sender. These 'moves' necessarily provoke
'countermoves'--and everyone knows that a countermove
that is merely reactional is not a 'good' move. (45)
In conceiving of the social bond in this way Lyotard achieves two
complementary things. Firstly, he can conceptualize social relations as
'loose', free-ranging and in constant process, in line with
the 'temporary contract' typical of postmodern settings.
Secondly, the social bond so conceived is no different than the system
of signs adopted by poststructuralist method. The system of signs is a
template for the informational social order. And the dissolution of the
modern university fits this pattern. Apart from this form of the social
as free and constant movement we only have the bureaucratic organization
described by Readings. The university is at once the source of this
expression of the social because of its role in the techno-sciences and
its own organization resorts to a form of bureaucracy.
But if it is true that the techno-sciences carry these powerful
effects and that the university in its changed role takes on functions
that are inseparable from the positive promotion of these effects, it
remains to be asked to what degree such changes are without
contradiction. And if there are contradictions then the whole question
of what possible functions a university can perform returns in a new
guise. How these could be taken up within an institution so besotted by
the creation of high-tech value is a pressing question.
Intellectuality and the Social
To this point various approaches have been drawn upon to help
illuminate the distinction between the university that is in but not of
the world and the university that is substantially drawn into the social
structure. A range of basic changes to the university sector have been
spelt out and some progress has been made on the question of what is
being lost in this process of change. Yet the differences between the
various studies and approaches have not been resolved. This will not be
possible without a convincing account of how intellectual practice can
be understood in social terms and how this structures the nature of the
university as an institution as well as the transformations of the
broader social structure that accompany globalization. At best only
limited steps towards such an account have been made. And without such a
concept of the social there will be no unified approach that could
illuminate the meanings of the university tradition for the contemporary
context.
The strength of the so-called 'traditional' approach lies
in its account of a distinctive practice within the university that is
differentiated from the broad social structure. It is, on the other
hand, unconvincing when it comes to putting this in social terms. At
best it is content to describe the institution as a special type of
social institution. In this usage the concept of the social lacks any
specificity. How a particular form of the social could be said to give a
distinctive quality to the university is left unexplored.
The information capitalism theorists, on the other hand, describe
changes in university practices and the processes of the global economy
but their reliance on Marxian concepts is also unconvincing. The
specificity of Marxian argument is necessarily lost in applying it to
the university, an institution that never convincingly fitted class
analysis. Marx was not helpful on questions of intellectual practice,
the academic being simply categorized as petit-bourgeois. He had other
more active social forces on his mind. But for a petit-bourgeois
practice to become so central to the productive work of society, as well
as its basic social constitution, surely suggests that the conceptual
framework being drawn upon is now somewhat lacking.
Certainly in the work of Slaughter and Leslie the academic
capitalist or entrepreneur is never developed as a concept that could be
contrasted with the scholar of the traditional university. They merely
describe empirically new practices. The academic capitalist simply
exists, in the economy. Lacking a concept of the social that could
engage with intellectual practices in the era of the 'university
tradition', they reduce contemporary intellectual practices to the
social structure of the global phase of society. While they attempt to
theorize the contemporary situation, a lack of theoretical imagination
ensures they cannot do justice to the task.
The poststructuralists, especially Lyotard, do have a convincing
grasp of the radical nature of the contemporary social structure and of
everyday life, one that many people prefer to regard as fanciful or
exotic. But of course, Lyotard's account lacks a concept of
contradiction and he employs a concept of the social that is completely
malleable and fleeting. The fleeting quality is quite realistic, as
evidenced in the form of fleeting relationships inherent in the global
Internet, but his analysis is ultimately one-dimensional. It allows no
other postmodern reality or possibility. As a consequence he cannot
define a role for the university that is more ethically engaged than one
that effects a simple reproduction of the information revolution. In his
universe such ethical needs are forms of human frailty.
Each of these approaches to the crisis of the university offers
genuine insights that should not be ignored. They capture crucial
elements of a complex institution with a rich history. But how to unify
such differing insights with a view to interpreting and acting upon the
dilemmas of the contemporary university remains an open question. The
argument I now wish to develop is that this will only be possible if a
more complex concept of the social can be developed, one that
illuminates the form intellectual practice as such takes, and which at
the same time enhances understanding of the social transformations that
have ushered in the information society and globalization. In other
words, this conception of the social will allow us to grasp how
intellectual practice now sits at the centre of the emerging social
structure, and how it can be differentiated from those intellectual
practices that composed the 'university tradition'.
I. Intellectuality is distinctively social
The difficulty with attributing social relations to intellectuals
lies in the fact that the main way in which they are social is not
visible. Structurally speaking, intellectuals rely on technological
media for social interchange. Historically these media have been the
printed word--the book, the journal--although in more recent times the
forms of technological media have expanded. But the main point is that
the interconnections of intellectuals are extended rather than
predominantly face-to-face; they are not social relations as
conventionally understood. They are facilitated by the 'magic'
of technological mediation. The 'others' with whom
intellectuals connect as intellectuals may be anywhere, or in other
words are not tied to place. In this sense their social exchange is
relatively abstract. Abstraction is the appropriate description in the
sense that the presence of the other is not required, even if some
abstract reader is assumed.
I take the characteristics of intellectual practices from the work
of Geoff Sharp. (46) In his view these practices reflect a distinctive
expression of social activity, one that is marked off from those typical
of the general community. (47) This quality of abstractness, this
standing back by virtue of technological mediation, gives special powers
to intellectual techniques. Such powers are distinctive in that they
arise out of the universality of forms of social interchange that are
distanced from all particulars. This form of sociality is what makes
possible dispassionate reason and the objective study of things and
meanings as noted by Nisbet in his account of the university.
It is now clear, given the history of the university, that such
abstract practices can be organized in more than one way. The
cooperativeness and communalism of collegiality is one such way. The
combination of such values with honesty and the free sharing of ideas is
a contingent expression of the intellectual traditions identified by
Gaita and Nisbet and partially theorized by Robert Merton. (48) They are
historically contingent. They are also essential for what has been known
as the institution of the university in the Western tradition. Indeed
the practical expression of such values is a condition for the
development of intellectual practices devoted to public service. This is
why the rather flippant reference by Slaughter and Leslie to what they
call a 're-norming' process in intellectual practice must be
rejected for its ethical poverty. Their comment describes new empirical
realities, but it also illustrates the limits of empiricism.
Collegiality, however, is not primarily a face-to-face communalism.
It is a necessary form of interconnection for abstract interchange to be
sustained. The community of scholars only occasionally takes the form of
immediate association and the latter must always be secondary to the
free sharing of ideas that has characterised academic interchange. This
is actually a condition for the autonomous production that is a feature
of academic work.
Collegial relations flourish in the interpretive, as opposed to the
instrumental, function of intellectuality. This is the main way in which
human societies have experienced intellectual practices historically. In
other words the intellectual has stood back from the way in which
objects are interpreted in the commonsense, everyday. Usually such
meanings have not had direct instrumental outcomes, especially in terms
of economy and production. In this regard intellectuals, since the rise
of 'civilizations', have been central to the articulation and
unity of narratives (or ideology) as well as its critique. By and large
any utility associated with such activity is, as Nisbet has argued,
largely indirect, and this was the case for the sciences as well as the
humanities. The interpretation of the meanings of natural phenomena has
been as crucial for the being of humanity as the meanings of social
phenomena.
The system that supports the academic entrepreneur still relies on
extended relations and a process of standing back from the everyday
social structure. The profound change in the present period is the close
relation of the university to the social structure (one expression of
such being the corporation) that develops in the entrepreneurial
university in spite of its necessary technique of standing back. Given
the reward structure associated with this relation, the level of
co-operation between intellectuals--the communal free-sharing of
ideas--is radically curtailed, with unavoidable consequences for
knowledge production. Nor is an emphasis on intellectual property an
innocent addition to intellectual practice. It displaces the free
exchange of ideas as an ethic oriented to a public and institutes the
defence of value for entrepreneurial purposes. There is an ongoing
tension between the co-operative sharing that lies at the heart of the
production of academic knowledge and individual and corporate
competition. The once internal ethic of intellectual work--the sharing
of ideas, the proper acknowledgement of sources--is corrupted. This
tension reflects one of the main contradictions of the postmodern
entrepreneurial university. Any attempt to renew that fragile yet
productive culture of the free-sharing of ideas is constantly threatened
by the new reward structure.
It is also clear that the entrepreneurial university changes the
balance between interpretative and instrumental concerns in the practice
of intellectuals. Intellectual work can be directly concerned with
practical matters. Yet it is important to make distinctions here if the
significance of this kind of practice is to be properly recognized. It
is not practical, for example, in the way Foucault would have it. His
contrast between the universal intellectual and the specific
intellectual is a false one because the power of the specific
intellectual arises out of universal powers that inform intellectual
techniques. These universal powers are derived from the socially
abstract nature of intellectual exchange. They are indirectly practical
and all the more powerful for their more general social underpinning.
(49) While this practical expression is more available to the natural
sciences--the new techno-sciences that can take nature apart and
re-assemble it with definite purposes in mind--it is an attitude also
available to the humanities. The advertising industry, drawing upon
knowledge of human behaviour, is one such example.
II. The information revolution is a radical expression of
instrumental intellectuality
During the nineteenth century the instrumental possibilities of the
natural sciences gained significance and a stronger presence in the
academy. Among other things this was an important stimulus in the
emergence of the school of American Pragmatism. But the role of the
sciences in practical endeavour entered an entirely new phase when it
was demonstrated, half-way through the twentieth century, that the most
abstract of ideas--and the most abstract of social exchanges that
support such ideas--can have a radical practical expression. The most
powerful example of this breakthrough came with nuclear power and
nuclear weapons, both practical expressions of Einstein's physics;
of intellectual universality. Einstein had no such practical expectation
and believed that his work had no practical implications economically or
socially. He believed he was simply engaged in cosmology, or
interpretation.
The information revolution unifies the worlds of communication and
production. The break through in knowledge of the practical laws of
light has facilitated extended communication, while nature is
reconceived as structured information codes, for example genetic codes.
These are then available for manipulation. The practical power of the
information revolution is an expression of the reversal of the relation
of the interpretative and the instrumental functions in the balance of
intellectual practice. It takes its effect across all of the disciplines
of the university, but, as emphasized by Slaughter and Leslie,
bio-technology is its preeminent expression.
Given this, the high-tech entrepreneurial university is drawn
directly, notwithstanding its abstract technique, into the economy of
postmodern society. The postmodern economy is a transformation of the
modern economy by virtue of this relationship with high technology, one
that interlaces culture and economy in new ways. This is the reason why,
for well over fifteen years, report after report has called for a
contribution of the university to the economy. It is also the reason why
government has drawn back substantially from the funding of the
university sector. There has been much financial suffering as a
consequence. But these funding difficulties should not deflect us from
recognizing the more profound shift that directly and indirectly is
transforming the university into an institution that produces market
values. This is, of course, what is often called the knowledge economy.
The difficulties, the massive redundancies, the stresses and strong
emotions experienced within the university, easily lead to the view that
the university is being transformed by outside forces--by politics and
under the influence of the social structure. This is certainly the view
of Robert Nisbet and other classical conservatives, but it seems to be
held across the spectrum of thinkers. Yet this view misses the
fundamental point entirely. While the traditional university is
certainly embattled and the entrepreneurial university suffers
difficulties in a period of transition, the main point is that the whole
society and economy is undergoing a transformation and at its core,
objectively, this is on the terms of the university. That is to say, the
university that is of the world achieves this status by virtue of the
capacity of intellectual practice to instrumentally re-make the world in
its own terms; the terms of a distinctive form of the social.
That there is a parallel between Lyotard's discovery of the
fleeting relationship of everyday life in the information society and
poststructuralist method itself, grounded as it is in the play of
signifiers, is not simply contingent. Both are artifacts of life
reconstructed in the fashion of abstract-extended inter-connection, the
mode of the social of intellectual practice. The information revolution
progressively re-makes the social world in the image of the social
exchange typical of intellectual practice. Arguably, this transformation
is more encompassing than the relations of markets, capital and labour.
Cutting across these capitalist relations is the new contribution of
intellectual practice embodied in high-tech. The work of the intellect
takes apart the work of the hand in economic production, the body in
reproduction, and bodily presence in social relations.
As far as the economy proper is concerned, it is now broadly framed
by the techno-sciences. This is well illustrated in the printing
industry in which developments in scientific imaging, made possible by
the computer, tend to bypass the forms of labour of the traditional,
industrial workforce. Increasingly, in the more advanced sectors,
printing staff do technical training and work in ways that make them
increasingly indistinguishable from lab technicians. And they dress
accordingly. Intellectual training that equips the new worker with the
necessary abstract technique--what are called generic skills--to
constantly adapt over a lifetime to changed needs becomes the main
preparation for the workplace. In a general sense the intellectually
trained worker, emerging from institutes and universities, progressively
displaces the industrial workforce. This is the postmodern social logic
that entices the leaders of high-tech industry to anticipate the 80/20
society--where only twenty per cent of the potential working population
will actually be required to work.
Another major mechanism of this transformation is the postmodern
market. The market has always worked through abstract relations but the
information revolution propels the market into a new phase. This is not
the market of Adam Smith or Karl Marx. It has radically enhanced powers
and an expanded reach, both a consequence of the information revolution.
The practical availability of image-oriented technologies allows the
market to enter processes of self-formation on a scale unimagined two
generations ago. This progressively makes over the relations of everyday
life into social exchanges that are technologically mediated
(television, video, the Internet). As such, these exchanges do not
require the physical presence of others. Rather than standing largely
outside of the everyday world of socially constituted commonsense, as
did the market of Adam Smith, in certain crucial ways this market
encompasses and constitutes it.
For this reason the most profound expression of the
instrumental-rational information revolution is not in the economy, as
stunning as this may be. It is rather in the transformation of ways of
life that were relatively autonomous of the economy. The postmodern
market in this sense is not really a market; it is a way of life that
employs strategies that work like markets. It would be more accurate to
say that the way of life of the information revolution reaches out to
and breaks down the barriers between it, the economy and everyday life.
Taking in the whole process of transformation, it is everyday life
which is embattled rather than the entrepreneurial university.
III. The information revolution embodies cultural contradictions
There has never been a society composed entirely of abstract
interchange. Past societies have had a different balance from
today's, where any level of abstract interchange has been strongly
offset by less abstractly formed communities or social relations that
require embodied presence (families, the generations, local community).
Bodily presence with others has been an irreducible component of all
societies. (50) As far as intellectual practice is concerned the ethic
of service by intellectuals was a crucial expression of their relation
to the broader society that was always their ground. Other socially
abstract institutions, such as markets, have also always been strongly
offset by communities of presence.
That is, of course, before the rise of the postmodern market. (51)
The information society makes over relatively concrete associations
of presence into forms of abstract interchange that support a
hyper-individualism oriented to consumption. It is from this abstract
interchange that the contentlessness and emptiness remarked upon by
Readings emerges. Form overwhelms content. As a result content does not
disappear but it is always fleeting.
Structured relations of presence with continuity over time are not
mere empirical facts of human history. They are crucial for the growth
of core human characteristics: empathy towards the other, emotional
depth, a sense of self and place, a reflexive approach to others and the
world. A structure that cannot offer such relations can only target a
post-human future, a world of hybrid species, of transsexuality and
fleeting exchanges with others--all facilitated by high-tech means. Such
a structure transcends processes that rely on cultural meaning. This is
the point of contradiction in the transformation wrought by the
information revolution.
It seems appropriate to term these contradictions cultural. This is
not to refer to class cultures. Unlike the social contradictions
identified by Marx that address conflicts within the social structure,
these emerge at a social level that is shared by all the social classes.
They are conflicts that emerge as a consequence of the fusion of high
technology and the market, or more to the point, intellectual practice
and the commodity.
These cultural contradictions are accompanied by other seemingly
more familiar ones such as what has been termed, by the IT
entrepreneurs, the 80/20 society. But what may seem to be no more than a
familiar reference to unemployment is actually a much more radical
development--that of social redundancy. In such a society, due to the
reduced need for co-operative presence in productive process--the
so-called 'productivity' of high-technology--most people will
live on the margins of society.
Such contradictions will actively shape the realities and political
responses of the twenty-first century. Academics now find themselves
members of an institution that has a rather different relation to the
social world than the traditional university. This university is now
directly implicated in processes that carry such contradictions. If the
traditional university allowed the possibility of reflection upon the
social structure, today's university is in the forefront of
developing contradictions in the social structure. If intellectual
institutions historically had a certain relation to power, they are now
a power in their own right. They are the institutional source of
practices that project society into a post-human future.
If this imbrication of intellectual practice in the instrumental
mode is to be reformed in some way, the development of a cultural
reflexivity that can engage the relation of instrumental intellect, the
commodity and a post-human future is essential. But intellectuals will
not contribute to this cultural reflexivity unless they first gain
insight into the structure of their own social make-up as well as the
circumstances under which it can turn against humanity. While the
university tradition of Raimond Gaita and Robert Nisbet offers crucial
values, it too is quite empty when faced with the question of why social
intellect has come to this crossroad.
Conclusion
There is always a variety of ways of interpreting social phenomena.
My argument has been that one important way of understanding the
entrepreneurial university is to view it as one of the core institutions
of high-tech society. Any evaluation of the entrepreneurial university
must now involve its relations to other institutions such as the mass
media, the economy proper and the postmodern market, as well as the
contradictions these relations produce. It seems appropriate to conclude
that the shift in the nature of knowledge and intellectual practice is
so basic that it is a form of nostalgia to seek to turn the
entrepreneurial university back towards the traditional university. Yet
the profound nature of the cultural contradictions carried by these
institutions can hardly be ignored. It would also be reckless simply to
turn our backs on the older interpretive traditions of the academy.
There is a great deal at stake here and there is more than one aspect to
it.
While we might agree that it is nostalgic to seek a return of the
--traditional university because of the objective role played by the
entrepreneurial university, it is quite another to give in to it as
simply being 'reality'. In any case this is not an option
because of the internal contradiction discussed earlier: that certain
fundamental processes of knowledge formation do not sit well with the
entrepreneurial ethos or the competitive academic. This contradiction
will continue to encourage those staff and students who subscribe to values of inquiry drawn from the academic tradition. There is a limit as
to how far the new academy can go in discouraging these values and
practices without being self-destructive. This conflict with the
entrepreneurial attitude will surely shape the struggles of the
institution over the coming decades.
Nor should it be forgotten that the high-tech society is not a fait
accompli. The more success the entrepreneurial university has in helping
to establish a society of this type, the more raw contradiction will
bubble to the surface in a range of contexts that can only partly be
predicted. Further, high-tech themes and possibilities are still
controversial within both the academy and society. There is a growing
ferment around what is at stake in these processes and what other social
possibilities might be available. This certainly pertains to the process
of globalization.
That the historical university has been transformed into a unique
institution of the information society, helping to form a social world
that gives a place to intellectual workers and their technique like no
society ever before, is of course ironic. Just as this social world
emerges, the means to study and reflect upon its meanings and
contradictions begin to disappear. Instrumental intellectual practice
has access to worldly powers as never before and is in the foreground of
developments that carry cultural contradictions. In achieving this it
seems intent upon squashing the interpretative powers needed to
interrogate those same developments.
This is not to ignore the fact that individual scholars engage in
critical study of these processes. But the entrepreneurial university,
objectively speaking, cannot give them structural support. The odd
aberration may occur, but that is no basis for the future. So, quite
apart from the claim that this university has internal contradictions,
there is also an undeniable need for the creation of a new generation of
free scholarly activity. By and large this will need to develop outside
the entrepreneurial university. It is to be hoped that such efforts will
engage the full range of questions addressed in the traditional
university. But there will also be new ones, for the role of the
intellect today is historic in its implications. The question that must
now also be addressed by thinkers committed to the free exchange of
ideas is: what does it mean to have society, quite like intellectual
activity itself, increasingly composed of abstract relations of social
interchange? And while acknowledging the objective reality of the
high-tech revolution, how could other social pathways be built?
In the few months since the terror of 11 September made its imprint
on the memory of the whole world, Western societies have taken a giant
leap away from their heritage of liberal rights and freedoms towards a
society of surveillance--in the name of freedom. A society of
surveillance is an information society, one reliant on abstract
interchange and technique. It must rely on surveillance because, in its
purest form, it can no longer rely on the integration of subjects or the
internalization of culture. The database rather than the thoughtful
subject lies at its centre. In a context where the surveillance society
is embattled it is predictable that there will be no easy renewal of the
co-operative generosity typical of the intellectual tradition. Nor will
the state support a return to liberal interpretive institutions pursuing
open scholarly practices similar to the tradition of the university. Any
attempt to create an interpretative practice of this kind will now be
especially difficult.
There are no formulae for the promotion of such a development. And
scholars inclined in this direction can hardly expect the levels of
remuneration now offered by the entrepreneurial university. A new
modesty, a new determination to avoid the multiple seductions of the
celebrity-oriented consumption society, will surely be one condition of
success. Substantial efforts to generate the levels of material support
essential for small-scale institutions of inquiry will be necessary, for
it is unlikely to come from government.
These are not either-or matters. The retention and partial renewal
of scholarly values within the entrepreneurial university will depend on
the support of those who renew the tradition outside that institution.
But now the values of honesty, integrity, the free circulation of ideas,
the pursuit of truth need to be joined with a new realization: that
intellect has its limits. Without some sense of limit, intellect in the
instrumental mode will put us all, as thinkers and researchers, to
shame.
(1.) Then President, University of California.
(2.) Seymour Martin Lipset and Sheldon S. Wolin (eds), The
Berkeley. Student Revolt:Facts and Interpretations, Anchor Books, 1965,
p. 218.
(3.) See J. Habermas, "The Idea of the University', in J.
Habermas, The New Conservatism: Cultural Criticism and the
Historian's Debate, edited and translated by Shierry Weber,
Cambridge, Polity, 1989, p. 101.
(4.) Habermas, p. 101.
(5.) George Herbert Mead's seminal work stepped outside of
this version of materialism.
(6.) Tony Coady (ed.), Why Universities Matter: A Conversation
About Values, Means and Direction, St Leonards, Allen and Unwin, 2000.
(7.) 'Universities and the Ideals of Inquiry', in Coady,
pp. 3-25.
(8.) 'Truth and the University', in Coady, pp. 26-48.
(9.) J.H. Newman, The Idea of a University, New York, Holt,
Rinehart and Winston, 1960.
(10.) T. Coady, in Coady, p. 6.
(11.) T. Coady, in Coady, p. 10.
(12.) R. Gaita, 'Truth and the University', in Coady, p.
29.
(13.) Gaita, in Coady, p. 29.
(14.) Gaita, in Coady, p. 41.
(15.) Gaita, in Coady, p. 46.
(16.) R. Nisbet, The Degradation of the Academic Dogma: The
University in America 1945-1970, New York, Basic Books, 1971.
(17.) Nisbet, pp. 24, 25.
(18.) Nisbet, p. 32.
(19.) Nisbet, p. 34.
(20.) Nisbet, p. 36.
(21.) Nisbet, p xiv.
(22.) Nisbet, pp. 74-5.
(23.) S. Slaughter and L. Leslie, Academic Capitalism: Politics,
Policies and the Entrepreneurial University, Baltimore, Johns Hopkins
University Press, 1997.
(24.) Slaughter and Leslie, p. 6.
(25.) Slaughter and Leslie, p. 27.
(26.) Slaughter and Leslie, p. 38.
(27.) R.K. Merton, 'Science and Technology in a Democratic
Order', Journal of Legal and Political Sociology, no. I, 1942, pp.
115-26.
(28.) Slaughter and Leslie, p. 55.
(29.) The Enterprise University: Power, Governance and Reinvention
in Australia, Oakleigh, Cambridge University Press, 2000.
(30.) Marginson and Considine, p. 2.
(31.) Marginson and Considine, p. 167.
(32.) Marginson and Considine, p. 164.
(33.) Marginson and Considine, p. 238.
(34.) These comments on Foucault and Lyotard have a more
substantial discussion in Hinkson, 'Post-Lyotard: A Critique of the
Information Society', Arena, no. 80, 1987, pp. 123-55;
'Governmentality: The Specific Intellectual and the Postmodern
State', Arena Journal, no. 5, 1995, pp. 153-84; and 'Lyotard,
Postmodemity, and Education', in M. Peters (ed.), Education and the
Postmodern Condition, Bergin and Garvey, London, 1996, pp. 121-46.
(35.) In P. Rabinow (ed.), Foucault Reader, New York, Pantheon,
1984.
(36.) Rabinow, p. 68.
(37.) Rabinow, pp. 69-70.
(38.) See Hinkson, 'Post-Lyotard', esp. p. 144.
(39.) B. Readings, The University in Ruins, London, Harvard
University Press, 1996.
(40.) Readings, p. 3.
(41.) Readings, p. 5.
(42.) Readings, p. 3.
(43.) Readings, p. 17.
(44.) Readings, p. 32.
(45.) J.-F. Lyotard, The Postmodern Condition: A Report on
Knowledge, Minneapolis, University of Minnesota, 1984, p. 16.
(46.) See especially "Extended Forms of the Social',
Arena Journal, no. 1, 1993, pp. 221-37 and 'The Intellectual and
After', in this book.
(47.) Excepting those community relations of the global era that,
as we shall see, tend to take on the same abstract qualities.
(48.) See footnote 27.
(49.) Foucault's example of Oppenheimer (see footnote 37) is a
case in point for he sees the universality of Oppenheimer's
technique in the production of the atomic bomb as a hangover from the
era of the universal intellectual, while viewing Oppenheimer as a
pioneer of the specific intellectual. But Oppenheimer's power
arises out of the universal powers available to him, a power that was
generalized with the information revolution.
(50.) It is not the family that is crucial here as the classical
conservatives would have it. It is rather institutions that offer
structured presence over time. On the other hand the family is by far
the clearest example of this type of institution so far in the history
of human society.
(51.) Even that great advocate of the market F. A. Hayek,
acknowledges the need for the market to be balanced by the
'face-to-face troop' if social order is not to break down
entirely because of an over-commitment to the social extension of the
market. It is hard to avoid the feeling, nevertheless, that he regards
this as a weakness, one to be overcome. Perhaps Lyotard is his successor
here. See The Fatal Conceit: The Errors of Socialism, Chicago,
University of Chicago Press, 1989, p. 17.