Informal political communication cultures: characteristics, causes, effects.
Baugut, Philip ; Reinemann, Carsten
1 Introduction
The relationship between political actors and journalists is
crucial for the democratic process, as their interactions can have a
major impact on the substance and structure of the political public
sphere (Habermas 2006: 416). The relations between journalists and
politicians are grounded in communicative processes between those
actors. Some of those communicative processes take place in situations
that are characterized by a rather formal setting. These situations are
planned, follow certain fixed rules, occur in the context of repeatedly
held events, the use of standard language is common, and the situations
have a more or less official character. The public may predominantly perceive this side of the politics-media relationship, as accordant
interactions like interviews or press conferences can become transparent
by media coverage. However, a lot of communication between politicians
and journalists does not have the characteristics mentioned above.
Politicians and journalists can also meet spontaneously and off the
record, they can act beyond role expectations, and the content of their
communication can remain invisible to the public. Communicative
processes like these are often described with the label
'informal' (Lesmeister 2008; Wewer 1998; Jarren and Donges
2011). They are regarded as crucial by the actors in-volved but have not
received the attention they deserve from political communication
scholars (Lesmeister 2008; Baugut and Grundler 2009). Therefore, the
causes, characteristics, and effects of informal communication like
background talks during political negotiations are still unexplored.
That is the reason why we want to take a closer look here at this often
neglected, but nevertheless highly important type of political
communication. Doing so, we will predominantly take the perspective of
communication science on the informal side of the relationship between
political actors and journalists.
One reason for the lack of research on informal political
communication may be the definition problem, as informal and formal
communication are interconnected. As a consequence, the core of informal
communication is hard to identify. On the one hand, informal
communication can be regarded as only a by-product of formal
interaction. On the other hand, background talks can have a formal
character like in the so-called "back-ground circles" in the
German capital, where politicians and journalists meet planned,
repeatedly and under specific rules (Lesmeister 2008; Baugut and
Grundler 2009). Against this backdrop, it is at first essential to
define informal political communication.
A second reason for the lack of research on informal communication
between political actors and journalists may be its non-publicity.
Announcements of meetings or documentations of informal communication
are rare. Research that tries to illuminate the backstage of the
politics-media relationship may collide with the actors' interest
in keeping some aspects of informal communication non-public. Thus, to
"research informal arrangements is generally a greater
challenge" (Christiansen and Neuhold 2012: 2).
A third reason for the lack of research on informal communication
may be its rather unexplored relevance. Although research on the
relationships of journalists and political actors has increased (e.g.
Pfetsch 2001; Pfetsch 2004; Barnett and Gaber 2001; Davis 2009; Aelst,
Shehata and Dalen 2010), the effects of certain characteristics of their
relationships still remain an open question. A closer look on potential
effects may for example lead to the question of how informal contacts
are connected with the intensively discussed mediatization in politics
(e.g. Mazzoleni and Schulz 1999; Stromback and Esser 2009). But further
research is needed here.
The overall lack of research on informal political communication
seems problematic, as there may be intransparent processes that are not
in accordance with the public functions of politicians and journalists.
These are the "two types of actors without whom no political public
sphere could be put to work" (Habermas 2006: 416). So in light of
normative democratic theory, especially the deliberative paradigm that
calls for publicity and transparency as the basis for reasonable
outcomes, informal communication is under critical observation. As
"transparency has become pervasive as a prescription for better
governance" (Hood 2007: 192), backstage processes need to be
justified.
Considering the research deficits and the normative back-ground
mentioned, we aim to introduce a model for investigating the
characteristics, causes and effects of informal political communication
between political actors and journalists in this paper. This requires a
clear understanding of what is meant by informal political
communication. For this purpose we will present the concept of an
'informal political communication culture'. As we regard the
characteristics of informal political communication cultures as strongly
context-bound, we will discuss potential influencing factors and
illustrate their likely importance with empirical findings. After that
we will point out that the characteristics of informal communication
between political actors and journalists may be an important variable
for explaining mediatization effects on political negotiations that are
informal, i.e. occurring outside established committees and procedures
(Mayntz 1998: 59). On the basis of the model we will develop some
hypotheses that could be a starting point of a research program that
would provide a deeper understanding of what informal political
communication is all about.
2 Informal political communication--definition and functions
There are numerous attempts to clarify the term 'political
communication' (e.g. Schulz 2008; Norris 2001). Generally, it
"involves interactive processes of information as well as formal
and informal modes of message flow" (Pfetsch and Esser 2012: 26).
Despite that reference to the informal mode, a concept of informal
political communication is still missing. Regarding politicians and
journalists as the main actors, three types of informal communication
can be differentiated based on the kinds of actors involved: (1)
communication between political actors and journalists; (2)
communication among political actors; (3) communication among
journalists.
In this paper we will focus on the first type and aim to clarify
its relevance not least by asking, how this type can have an impact on
the second type in the context of negotiations: Firstly, we will point
out what can be meant by informal communication between political actors
and journalists. Secondly, we deal with the strategic objectives of this
informal communication. Finally we focus on the second type of
communication and clarify what informal communication among political
actors can mean in the context of negotiations.
2.1 Informal political communication between political actors and
journalists
Generally, informality is associated with non-publicity or closed
doors (Lesmeister 2008; Auel 2006: 264). The communication between
political actors and journalists can be more or less public, depending
on whether and how journalists present the content of their
communication with political actors in the media coverage. Given the
aforementioned continuum between public and non-public communication, a
closer look at both ends of the spectrum might help to illustrate the
characteristics of formal and informal communication.
The live-interview on TV can be regarded as a completely public
interaction. Both sides interact on the assumption that the exact
content of their communication is transparent in terms of media
coverage. Therefore they are aware of being observed by the public and
geared to norms as well as to public needs. A crucial norm, especially
for journalists, is distance. Relationships at the proscenium can be
characterized by this role expectation or at least corresponding
presentations (Saxer 1998; Hoffmann 2003; Kepplinger 1994). Further
norms can be derived from the theory of communicative action and the
ethical principles of discourse that should affect communication in the
public sphere (Habermas 1985a; 1985b). Communicative action refers to
validity claims (like truth, rightness and sincerity), which means the
actors seek to reach a common understanding and to coordinate actions by
reasoned arguments. In contrast to that, strategic action means putting
pressure on each other, for example by threatening or wooing with
one's own power. Public communication between political actors and
journalists is expected to be in accordance with communicative action,
which for example means that politicians do not publicly threat to cut
journalists off from information (Baugut and Grundler 2009: 86).
Conversely, journalists do not publicly woo politicians with the power
of their medium in order to get newsworthy information.
So on the one hand, public communication can be regarded as
formalized by norms and role expectations. These can be more or less
internalized by the actors, however, if not, external social control due
to the awareness of public observation can strengthen these norms. On
the other hand, public communication can be regarded as formalized by
public needs, which is not necessarily the same. In an increasingly
commercial media system, constraints like the need for entertainment
have to be taken into account (Saxer 2007). This may also explain the
dramaturgy of interviews and other situations of public communication
between political actors and journalists. Against the backdrop of public
norms and needs, the actors are interested in institutionalizing their
public communication. Forms of public communication like interviews,
press conferences and press releases and (pseudo-) events are therefore
planned, ritualized, repeatedly occurring, and following certain fixed
rules. What these forms of communication have in common is their
transparency concerning the formation of media coverage. Thus, referring
to the concepts of input- and output-legitimacy as they are discussed in
the context of governance (Mayntz 2011: 143; Pannes 2011: 56), formal
political communication can be regarded as contributing to
'input-legitimacy'. Output-legitimacy refers to how formal
political communication affects the interaction's outcome, the
quality of media coverage. According to political journalists the
quality would be at risk, if they had to limit their communication to
formal interactions (Lesmeister 2008; Hoffmann 2003; Baugut and Grundler
2009). In a highly competitive environment with media searching for the
scoop, politicians will be careful about talking publicly about their
real positions and strategies.
In contrast to a live-interview at the other end of the spectrum,
an unreported private meeting for confidential background talks can be
regarded as a completely non-public interaction. Both sides interact on
the assumption that the exact content of their communication is
intransparent. Therefore, it is rather possible that actors deviate from
norms, so their scope of action is enlarged, which is a characteristic
of informality (Pannes 2011). Thus, situations of informal communication
(like background talks at spontaneous meetings in the parliamentary
quarter, at politicians' journeys abroad, or at politicians'
visits to editorial offices) may lack distance between both sides. The
invisibility of informal communication does not mean that it cannot
affect media coverage or even the political process. However, the way it
potentially affects the public outcome of work on both sides, media
coverage and political decisions, is not transparent. That is why
informal contacts appear dubious from a deliberative democratic point of
view. However, this type of communication may enrich media coverage and
therefore contribute to output-legitimacy (Baugut and Grundler 2009:
316-322). Even if journalists cannot report on their communication with
politicians exactly and in detail, they receive background knowledge
that may affect their work positively. How informal communication and
thereby influenced media coverage affect political negotiations should
be object to further research we will explore later.
This distinction between public and non-public communication is
expressed by the stage metaphor that research on the politics-media
relationship has adopted (Goffmann 1959; Saxer 1998; Hoffmann 2003). It
points out that actions differ depending on whether they are observed or
not. Concerning informal political communication between political
actors and journalists, the metaphor is both useful but misleading. On
the one hand, it points out that informality is a characteristic of the
backstage. This means the impact of informal communication on media
coverage and political processes is not transparent. On the other hand,
the metaphor neglects the continuum between formality and informality
described by the degree of publicity. For example, formal interviews can
be accompanied by informal agreements on the questions of an interview
or the way it will be published. Press conferences and formal political
events are often only attended due to the possibility of background
talks (Baugut and Grundler 2009: 149; 243). However, informal background
talks can be accompanied by an official statement or can become public
by indiscretion. Moreover, political actors can leak information that is
published by journalists, although the source of information often
remains intransparent. So metaphorically speaking, there is a more or
less transparent curtain between front stage and backstage.
There is not only a continuum between public and non-public, but
also between institutionalized and non-institutionalized informal
communication (Lesmeister 2008: 48). Institutions can be defined as rule
systems that "operate as relative fixtures of constraining environment and are accompanied by taken-for-granted accounts"
(Jepperson 1991: 149). On the one hand, background talks can occur
spontaneously, especially in capitals where the parliamentary
institutions and numerous editorial offices are located in the same
quarter. On the other hand, background talks can be planned, repeatedly
held, carefully selecting its members and following certain fixed rules.
This is true for the so-called "background circles" in the
German capital (Hoffmann 2008; Lesmeister 2008; Baugut and Grundler,
2009). One of them consists of a few long-experienced journalists who
alternately invite leading politicians to their living rooms (Baugut and
Grundler 2009: 256). This illustrates how characteristics of formal and
in-formal communication can be interwoven.
Formal communication is often described by the characteristics
'public' and 'institutionalized' on the one side of
a continuum, while the characteristics 'non-public' and
'non-institutionalized' mark the informal side (Lesmeister
2008: 48). However, a strong institutional character of background talks
should not be regarded as changing the core of informal communication.
Instead, the crucial characteristic of informal communication, its
non-publicity, can be so essential for the actors, that they
institutionalize their non-public communication. Figure 1 illustrates
ideal-typically the characteristics of formal and informal
communication.
Figure 1: Formal and informal political communication
between political actors and journalists
Formal political communication Informal political
("proscenium contacts") communication ("backstage
contacts")
Communication is transparent Communication is
(concerning the exact content intransparent (concerning
and the actors involved), the exact content or the
e.g. actors involved),
e.g.
- Press conferences - Private one-on-one
conversations
- Press releases - Talks in background
circles
- Interviews - Text message from ongoing
negotiations
Actors are geared to norms Actors can deviate from
(e.g. distance) norms (e.g. proximity)
Institutionalized Flexible communication
communication
Transparent impact on media Intransparent impact on
coverage and political media coverage and
decisions (rather political decisions
input-legitimacy) (rather
output-legitimacy)
2.2 Strategic objectives
Strategic objectives of informal communication are closely
connected with the previously described characteristics. They have been
identified in qualitative interviews with political actors and
journalists (Hoffmann 2003; Lesmeister 2008; Baugut and Grundler 2009;
Rinke, Schlachter and Agel 2006). Political actors predominantly use the
backstage to impart information and interpretations. This seems to be
especially true for times of political negotiations on complex issues,
when political actors recognize a journalistic lack of specific policy
knowledge and there-fore feel the chance to influence the journalistic
point of view (Baugut and Grundler 2009: 297). Due to the non-publicity
of these contacts, political actors can openly explain their views and
constraints in the negotiation process. This may avoid an
actor-observer-bias, which means that journalists (do not) explain
political actions by private motives instead of taking political
constraints into account (Kepplinger, Ehmig and Hartung 2002: 51).
Moreover informal communication between negotiators and journalists
can be seen as a way to balance transparency and efficiency of
negotiations (Baugut and Grundler 2009: 307). Transparency means,
journalists, regarded as representatives of the public, get information
and may control the negotiations at least this way. Efficiency means,
confidential information cannot affect the negotiations, but may reduce
dysfunctional wild guess by the media. Another option for action enabled
by non-publicity is to create and foster close relations. Leading
political actors can offer journalists proximity to power and
preferential treatment in terms of exclusive information. In return for
that, politicians may be interested in information journalists have for
example about political competitors (Davis 2009: 213). Moreover they can
benefit from journalists as seismographic advisors for how the audience
would react on political positions (Lesmeister 2008). Finally,
journalists can be "sparring partners" for political actors
that want to test the persuasiveness of their arguments (Baugut and
Grundler 2009: 321).
Journalists predominantly use the backstage not only to gain deeper
insights into political issues and the politicians' personalities,
but also to get exclusive information or interpretations (Lesmeister
2008: 170). This may help them to forecast political developments or to
verify information (Baugut and Grundler, 2009: 317). These motives
potentially enrich media coverage and therefore seem to justify the lack
of transparency an inputlegitimacy respectively. However, achieving
these objectives may require close relations with political actors and
the aforementioned reciprocity that is not transparent.
2.3 Informal political communication among negotiators
Informal communication processes can also refer to communication
among political actors like backstage decision-making of political
negotiators. Research on governance, dealing with non-hierarchical,
consensual decision-making involving public and private actors, draws
attention on settings beyond parliamentary institutions and
constitutional arrangements. These new informal settings can be regarded
as the place for specific modes of communication, such as
'arguing' and 'bargaining' (Elster 1991; Saretzki
1995). While 'bargaining' aims to achieve a compromise between
different stable interests of actors that threat, warn and promise,
'arguing' means "transformation of preferences through
rational deliberation" (Elster 1998: 6). The latter is expected to
be supported by informal negotiations (Eising and-Kohler-Koch 1999;
Scharpf 1993). One reason for this may be that informal negotiations are
more likely to exclude the public and therefore might prevent the media
logic from pervading decision-making. Studies suggest that the quality
of discussion can depend on whether political negotiations are public or
non-public (Meade and Stasavage 2006). Paradoxically, characteristics of
deliberation and arguing that normative democratic theory places in the
public sphere (Habermas 1989) seem to be more likely when the actors do
not expect that their communication will be-come public (Benz 1998;
Baugut and Grundler 2009). Although this seems to be especially true for
informal negotiations, informal political communication is not confined to the mode of 'arguing'. Empirically, lots of informal
negotiations will be characterized by a mixture of arguing and
bargaining (Holzinger 2004). Actors preferring the latter mode of
communication may be as well interested in the exclusion of the public.
This way, compromise is more likely, as the clientele's public
pressure on negotiators' mutual trust and willingness to compromise
is limited (Schrott and Spranger 2007). So, informal political
communication can also be regarded as the processes of bargaining and
arguing within informal negotiations that try to avoid or to minimize
the implementation of media logic within the political process.
3 Informal communication between political actors and journalists
at work--a case study
In the following, we aim to illustrate the potential relevance of
informal communication between political actors and journalists by
findings on the long and conflicted informal health-care reform
negotiations of Germany's grand coalition in 2006/2007. A closer
look on these negotiations seems to be relevant for at least two
reasons: Firstly, they were accompanied by intensive media attention and
informal communication between political actors and journalists.
Secondly, the process and the results of the negotiations were extremely
criticized by both journalists and the different parties involved in the
political process (Baugut and Grundler 2009: 265-266). This raises the
question, whether informal communication between political actors and
journalists had dysfunctional effects on the negotiations.
Methodologically, the first author and another co-author
interviewed 32 journalists and political actors in Berlin, among them
the main negotiators or their spokespersons. In the first part of the
interviews actors were generally asked about their relationships in the
German capital. In the second part they were asked about media impact on
the informal health-care negotiations. Firstly, we will describe the
setting of these negotiations that seems to have enabled strong media
impact. Secondly, we will look at the politics-media relations during
these negotiations and focus on informal communication and its effects.
Against this backdrop, we finally ask which general characteristics and
conditions of the politics-media relationship in Berlin led to the
extraordinary relevance of informal communication.
The situation of the negotiators was as follows: In their coalition
agreement of 2005 the conservative parties (CDU/CSU) and the Social
Democrats (SPD) had to admit that their health-care concepts "were
not to be brought into accordance easily" (CDU, CSU and SPD 2005:
102). As a consequence, informal negotiations of 16 health-care
politicians from the federal and state-level had to effect a compromise.
Before the negotiations began, the coalition emphasized their meaning by
calling the reform the 'litmus test' for the success of the
grand-coalition. Numerous meetings took place in Berlin for three months
and finally led to basic agreements for the following formal political
process (Bau-gut and Grundler 2009: 265).
Some of the setting characteristics (location in the capital; high
number and heterogeneity of actors; high frequency and duration of
meetings; no exit-options) appear to be astounding, as they can be seen
as preconditions for strong mass media impact on negotiations (Schrott
and Spranger 2007). Our interviews draw attention to two reasons for
this setting: On the one hand, the negotiators might have expected
partly positive media effects, especially on the willingness to
compromise, or the possibility to enforce their own political positions
(Baugut and Grundler 2009: 273; 283). From this view, the setting
appears to be an anticipatory action to bring about media coverage
(Kepplinger 2007). On the other hand, interviews suggested that the
actors were basically aware of potential dysfunctional media effects,
but felt restricted in avoiding them. Such attempts would not have been
in accordance with political constraints. For example, those constraints
can require the integration of heterogeneous actors that might use the
media to enforce their positions (Baugut and Grundler 2009: 272;
298-301). Besides these political constraints, the following patterns of
relationships between negotiators and journalists appear to be a crucial
factor that can make the intrusion of media logic into the political
process almost unavoidable.
The health care-negotiations were characterized by a high intensity
of politics-media interactions. However, the communication between
negotiators and journalists was predominantly informal, as it took the
politicians a long time to effect intermediate results that could be
presented in formal media statements, press conferences or press
releases. Instead, the negotiators focused on two kinds of informal
communication: These were indiscretions by leaking information to
journalists about the ongoing negotiations, and background talks with
journalists (Baugut and Grundler 2009: 281). In the actors' review,
indiscretion in order to affect the negotiations by media coverage was a
major problem at all stages of the negotiations. On the one hand,
information was leaked, because the negotiators attempted to exert
political pressure on each other. This happened mostly in order to get
public support for a specific political position, as no agreement
appeared possible. Moreover, this was also successfully played in order
to avoid a potential agreement (Baugut and Grundler 2009: 279-291). For
example, negotiators destroyed a compromise at the last minute by
informing journalists via text message. As a consequence, one negotiator
who wanted to destroy any compromise by numerous indiscretions was
excluded from the health-care negotiations. Considering the journalistic
point of view, insights into informal negotiations were attractive as
they promised exclusive information. This can be traced back to the
quite high media competition in the German capital and the importance of
exclusivity to media organizations.
Concerning background talks, negotiators did not only use them for
non-public information. Moreover, being aware of journalists' major
interest in exclusive information, some actors used the label
'confidential' for messages they intentionally wanted to have
published. Negotiators being blamed for leaks could justify that they
only had background talks with journalists and that they could therefore
not be held responsible for leaks. Although there might have been cases
in which negotiators were surprised to discover journalists'
indiscretions, the interviews suggest that political actors are mostly
aware of potential leaks of background information as a consequence of
strong media competition. Moreover, political actors often mentioned to
have such back-ground talks only with journalists they regarded as
trustworthy and therefore cooperated with them (Baugut and Grundler
2009: 228).
The core question is in how far this kind of informal communication
between political negotiators and journalists affected the health-care
negotiations. According to the interviewees' perceptions,
indiscretions and background talks had an impact on the duration and
substantive political results of the negotiations (Baugut and Grundler
2009: 267-271). These impacts can be regarded as a consequence of the
mode of informal communication among the negotiators (see 2.3). The mode
was affected by political actors that had to anticipate in how far their
actions might become public by indiscretions. This means they had to
fear that their willingness to compromise would have been interpreted as
surrendering a position. As a consequence, arguing, i.e. the
"transformation of preferences through rational deliberation"
(Elster 1998: 6) was seen as practically utopian. Instead, some of the
interviewed political actors described the mode of communication within
the health-care negotiations as a bargaining theatre. This means the
negotiators' threats and warnings behind closed doors were
primarily addressed to the media in order to get public support for
certain positions. Thus, in accordance with previous findings (Daele and
Neidhardt 1996; Meade and Stasavage 2006: 123) the willingness to
compromise in terms of giving up a political position was reduced the
more the mass media logic affected the political process. This prolonged the time the negotiators needed to effect any compromise.
Determining media impact on the substantive results is difficult,
as the actors' perceptions differ and there are numerous
intervening factors like political constraints. However, it can be
asserted that the final compromise solution was launched via background
talks (Baugut and Grundler 2009: 286). Finally, it is remarkable, how
the interviewed Berlin actors took a similar view assessing the outcome
of the health-care negotiations. Almost all of the interviewed political
actors and journalists criticized the reform, one of them even called
the compromise a "shame" and "one of the worst decisions
ever made in German politics" (Baugut and Grundler 2009: 266).
These opinions refer to the results of negotiations that were
characterized by intensive informal communication. This might suggest it
had an impact even on the substantive results. However, the political
actors did not blame the journalists for any dysfunctional media impact
(Baugut and Grundler 2009: 272). Instead, they rather pointed to
political contextual factors (especially ideological policy differences)
that interacted with media factors (especially their interest in
exclusive information). This interactive view also is in line with our
proposed research on how characteristics of (informal) communication
between political actors and journalists affect informal negotiations.
Because 'it takes two to tango', not only one side can be
blamed for dysfunctional media impacts on negotiations.
Against this backdrop, a closer look at the general characteristics
of the relationship between political actors and journalists may help to
explain the intrusion of media logic in the health-care negotiations.
Our interviews suggest that the actors involved in informal
communication had relatively close relations and therefore frequent
contacts. This contact was either a result of long-term cooperation and
mutual trust or part of the negotiators' interplay of proximity and
distance. This means the negotiators temporarily provided exclusive
information, dependent on the news coverage of the journalists. If news
coverage was not supportive, journalists were kept distant from
exclusive information (Baugut and Grundler 2009: 217). On the other
hand, journalists lured negotiators with the prospect of media coverage
in exchange for exclusive information (Baugut and Grundler 2009: 327).
Therefore, due to the competition on both sides political actors with
access to exclusive information as well as prominent journalists working
for influential media strategically used the interplay of proximity and
distance in terms of give-and-take. Informal political communication can
be regarded as a part of this competitive-driven enterprise. Under these
circumstances, informal communication became relevant enough to affect
the negotiations because journalists collaborated with negotiators by
publishing their information from the ongoing negotiations or from
background talks. As it is typical for informal communication, this
often did not happen transparently, because the sources of information
were not revealed. This way, negotiators could not be blamed for their
information strategies. Contrary to this, the negotiators complained
about dysfunctional media impact in general, while on the other hand
they reported on individual cases in which they made strategic use of
indiscretions. This may illustrate that their close, cooperative
relationships with journalists tempted negotiators to reinforce their
political positions through informal communication. As a consequence the
media logic inevitably intruded into the negotiations.
4 Characteristics of informal political communication cultures
Previous findings and the potential relevance of informal political
communication illustrate the need to characterize and ground it
theoretically (Lunenborg and Berghofer 2010: 25; Dalen and Aelst 2012;
Lesmeister 2008; Baugut and Grundler 2009). As informal political
communication between political actors and journalists seems to be
essential and contextual, something we call an 'informal political
communication culture' may emerge. The term is derived from the
concept of political communication culture that was introduced by
Blumler and Gurevitch (1995) and amplified by Pfetsch (2004). Political
communication is regarded as comprised of a structural and a cultural
dimension. The structural dimension refers to institutional conditions,
located at the macro- and meso-level of both the political system and
the media system. The cultural dimension at the micro-level of actors
deals with their subjective action orientations, norms, attitudes, and
values (Pfetsch 2004: 345). Political communication can be seen as the
interplay between the actors' behavior and structural conditions.
This view enables comparative research to focus on contextual conditions
of different countries and correspondent actor orientations. Against
this backdrop, we define 'informal political communication
culture' as the empirically observable orientations of political
actors and journalists that drive their non-public communication.
In the following, we present dimensions that describe crucial
characteristics of informal communication between political actors and
journalists. The dimensions are derived from theoretical approaches like
the concept of political communication culture (Pfetsch 2004) as well as
from corresponding empirical findings, not least from the case-study
presented above (e.g. Baugut and Grundler 2009; Kepplinger and Maurer
2008; Pfetsch and May-erhoffer 2011). These findings and examples that
will be presented refer predominantly to the German federal level. All
their totality, they characterize the informal political communication
culture in the German capital Berlin.
4.1 Proximity vs. Distance
The politics-media relationship can be described by the extent of
proximity or distance. Types of political communication cultures are
classified by combining this dimension with the question of whether the
political logic (political rule as primary goal) or the media logic
(media attention as primary goal) is dominant (Pfetsch 2004: 353). A
definition of proximity and distance, however, remains a deficit in
almost all studies. Moreover, it is hard to find a "yardstick for
'appropriate' proximity or distance" (Pfetsch 2004: 352)
in the relationship. When Sarcinelli (1998: 225) calls for empirical
research that permits statements about the normatively appropriate
proximity, he indirectly calls for a look at the effects of a distant or
close relationship. The positive connotation of distance may result from
the autonomy paradigm and views on the media as a fourth estate and
public watchdog (Westerbarkey 1995: 152; Schudson 2003). Especially the
Anglo-American tradition emphasizes the need for journalistic autonomy
and a neutral stance that controls powerful sources (Davis 2010: 68).
Accordingly, 'power distance' is regarded as a basic dimension
of a journalist's role perception (Hanitzsch 2007: 372), which may
vary between a watchdog or lap-dog position. However, proximity to
political sources may also be a prerequisite for getting in-depth
information that is necessary for journalists to fulfill a watchdog
function. A German journalist stated: "Anyone who generally
demonizes a certain proximity between politicians and journalists needs
to explain to me, how else stories should be written that look behind
the scenes or deliver smart analyses or explanations" (Baugut and
Grundler 2009: 197). Concerning the aforementioned health-care
negotiations, journalists and political actors emphasized the complexity
of the negotiated issue: A political actor, well-known for his
specialist knowledge in health-care issues: "Journalists usually
have no expertise, which is especially true for complex fields of
expertise like the health-care policy. Journalists are definitely smart,
but mostly ignorant" (Baugut and Grundler 2009: 217). As there was
a lack of official explanatory statements during the health-care
negotiations, intimate talks with politicians became crucial for media
coverage. This suggests that proximity as a characteristic of an
informal political communication culture is linked with potential media
effects on negotiations.
As distance between political actors and journalists is expected in
formal contacts, informal interaction enlarges the scope of action by
allowing proximity. Proximity is for example indicated by the frequency
of private, amicable contacts, mutual advisory service, and common
political-ideologically motivated goals. Qualitative interviews with
politicians and journalists in the German capital suggest frequent
informal contacts at private meetings, background talks in exclusive
circles, or on a politician's journeys abroad (Baugut and Grundler
2009; Hoffmann 2003; Lesmeister 2008). Moreover, numerous events
organized by political and media organizations, lobbyists etc. create
room for more intimate talks and discussion (Baugut and Grundler 2009:
254). As the policy field of health-care can be regarded as extremely
shaped by various lobbyists (e.g. Kamps 2012: 17), it does not surprise
that the aforementioned health-care negotiations were accompanied by
intensive informal communication. These informal contacts of proximity
seem to be characteristic for capitals in which the paths of numerous
politicians and journalists with long working experience intersect on a
regular basis (Davis 2009: 210-213). Professional relations may switch
over to friendship, which is documented by qualitative as well as by
quantitative research: A well-versed political journalist in Berlin
noted: "And from my point of view, it is not alright to address
each other with the familiar, du' ["you"], to invite each
other to family celebrations, for example birthdays, weddings, namely
politicians inviting journalists and vice versa, as it often occurs with
these kinds of contacts. This is, where bondage begins" (Baugut and
Grundler 2009: 201). Typically, the norm of distance is illustrated by
the tendency to neglect one's own proximity, but to blame other
actors for keeping not enough distance (Baugut and Grundler 2009: 203).
This evidence is supported by a survey of parliamentary correspondents
in Berlin: 44 percent of them agree with the statement that 'There
are more friendships between politicians and journalists than the public
suspects' (Kepplinger and Maurer 2008: 177). This seems problematic
from the audience's point of view, as the same percentage of
journalists agrees with the statement 'One can only judge coverage
of politicians correctly, if one knows whether the author is a friend or
an enemy of that politician' (Kepplinger and Maurer 2008: 177).
Remarkably, comparative research suggests substantial differences among
European countries concerning the question 'Do you consider at
least one politician to be your friend'? (Dalen and Aelst 2012:
519). In the UK, almost 60 percent say 'Yes'. That is why
Dalen and Aelst (2012: 519) use the term of the
"'informal' British journalist". Contrary to that,
only seven percent of the Danish political journalists and only 12
percent of their Swedish colleagues consider at least one politician to
be their friend (Dalen and Aelst 2012: 519). These differences draw
attention to different informal political communication cultures and
raise the question of their causes that we will discuss below.
While friendship indicates stable proximity, contacts like meetings
for lunches and dinners draw attention to a strategic, temporary use of
proximity. The strategic usage is illustrated by the following statement
of a German political journalist: "One instrument of power is
admitting proximity, for example inviting to a joint lunch or dinner in
a private setting. Or asking for advice: 'How would you decide in
my position?' That's when it becomes very dangerous."
(Baugut and Grundler 2009: 325). This kind of deviance from public role
expectations appears to be a characteristic of informality.
4.2 Publicity vs. Non-Publicity
The second dimension describes the extent to which informal
communication between political actors and journalists is invisible to
the public. Although we defined informal contacts as non-public, there
may be a continuum between non-public and public due to selective
insights into the backstage. Both sides can arrange for these leaks, as
the aforementioned case study suggested, or they can be interpreted as a
journalistic indiscretion. In some cases, journalists might be doubtful
how to make use of the information received. Accordingly, more than one
in five German parliamentary correspondents say 'I have been
reproached for publishing information that was meant to remain
secret' (Kepplinger and Maurer 2008: 175). Conversely, qualitative
interviews with political actors and journalists suggest that
confidentiality works (Baugut and Grundler 2009: 228). This finding can
be explained by different forms of background talks to which the
interviewees referred to: Background circles comprised of numerous
journalists searching for exclusive information are primarily regarded
as the place for indiscretion. As a consequence, politicians cautiously
deal with information or even use the label 'confidential' for
messages they intentionally want to be published (Baugut and Grundler
2009: 317). Therefore, one-on-one conversations have become the true
place for confidential background talks (Baugut and Grundler 2009: 228).
However, this means that only a small minority of prominent journalists
has the opportunity to join 'real' background talks. This is
problematic, because in interviews almost all German journalists
surveyed emphasize the significance of confidential background talks, by
calling them 'vitally important' and 'essential for
freedom of opinion and for the fulfillment of the
watchdog-function' (Baugut and Grundler, 2009: 256).
4.3 Cooperation vs. Conflict
The third dimension asks whether the informal communication between
political actors and journalists is rather characterized by conflict or
cooperation. As Nimmo (1964) pointed out, the relationship can range
from co-operative (described by common goals and low conflict), through
compatible (characterized by increasing tensions), to competitive
(affected by mutual suspicion and mistrust). A large body of research
has found harmonious-symbiotic aspects of the politics-media
relationship as well as frictions due to mutual attempts to dominate
each other (Gans 1979; Bartels 1996; Hoffmann 2003; Stromback and Nord
2006). In this context, the image of a dance can be used, illustrating
co-operation as both sides strive for the exchange of positive publicity
against authoritative information. On the other hand, it draws attention
to potential conflicts about who leads the dance. Accordingly, most of
the German political actors and journalists perceive the relationship as
'partly harmonic and partly affected by conflicts' (Pfetsch
and Mayerhoffer 2011: 54). However, there is a remarkable difference in
perceptions: Twice as many journalists as politicians say the
relationship is 'affected by conflicts' (Pfetsch and
Mayerhoffer 2011: 54). Probably, journalists who are expected to keep
their distance from politicians are more sensitive to conflicts, while
media relations are just one of many tasks for politicians who have
speakers who settle conflicts. These general perceptions, however, do
not tell us much about the question whether they rather refer to formal
or informal communication. Thus, an answer requires a closer look at the
sources of conflicts. According to almost half of the parliamentary
correspondents, conflicts result from being blamed 'for reporting
wrong information about a politician or a political incident'
(Kepplinger and Maurer 2008: 175; Pfetsch and Mayerhoffer 2011: 56).
Another frequently mentioned source of conflicts are 'attempts of
politicians to bring pressure to bear on me' (Kepplinger and Maurer
2008: 175). It can be assumed that disputes like these are predominantly
a task of informal communication, as role expectations call for distance
between politicians and journalists. Whether informal communication is
able to settle conflicts or even exacerbates them, remains an open
question that is relevant for understanding the general relationship
climate.
4.4 Seclusiveness vs. Responsiveness of the politics-media milieu
Finally, informal political communication can be characterized by
investigating whether it contributes to a responsive or closed
politics-media milieu. A milieu can be regarded as a social institution
affected by roles and rules (Jarren, Altmeppen and Schulz, 1993:
155-156). As both politicians and journalists are public servants, an
elite milieu lacking responsiveness to the public appears to be
problematic. Qualitative interviews with political actors and
journalists show that they have a critical view on the seclusiveness of
their interactions in capitals. They describe it by terms like
'spaceship', 'microcosm',
'politics-media-village' etc. (Baugut and Grundler 2009: 222).
In order to discover a responsive or secluded politics-media milieu one
should focus on the following variables: the existence of norms that
drive the relationship; the willingness to make the relationship
transparent; the actors' coorientation; their role and audience
perceptions. Evidence for a politics-media milieu in Berlin is given by
rules and sanction mechanisms that seem to be widely accepted (Baugut
and Grundler 2009: 225-232). Important rules are for example agreements
about the use of information by the journalists (e.g. free, publishing
without naming the sources, confidential). Potential sanctions can be
applied by limiting or closing off access, for example by excluding
journalists from background talks or by ignoring a politician in the
media coverage. Paradoxically, the rules and sanction mechanisms also
refer to the informal communication, drawing attention to a continuum
between informality and formality. This can be interpreted as an
indicator for the importance of informal communication that is
systematically formalized.
Concerning the willingness to transparency, both sides mostly agree
that the audience does not have an adequate picture of their
relationship (Baugut and Grundler 2009: 234-235): A seasoned political
journalist stated: "It is not only that they do not know anything
about it, they actively have a wrong idea. Out of this, the general
perception emerges: Politicians and journalists form one caste."
(Baugut and Grundler 2009: 235). However, the journalists' opinions
about transparency differ. Some endorse transparency in terms of
meta-coverage, some do not see efficient means of transparency, and
there is also worry about negative consequences of transparency. For
example, a journalist with close contacts to politicians says: "I
find the idea of telling recipients more about how the things they are
being served have been made honorable. But I speak to the contrary:
Sometimes it may be better for the gourmet, if he does not know how the
sausage has been made and what has been added to it." (Baugut and
Grundler 2009: 236). Besides the one group that basically supports the
idea of more transparency, there is another one that opposes it. As much
as one quarter of the German parliamentary correspondents agree with the
statement 'Friendships between politicians and journalists are none
of the public's business. They are their private matter'
(Kepplinger and Maurer 2008: 177). About another quarter is undecided.
One half of the journalists does not agree (Kepplinger and Maurer 2008:
177). Taking into account that a social acceptability bias exists due to
the democratic desirability of transparency, there is a remarkable
anti-transparency group. It probably mirrors the perceived importance of
informal communication.
The variable of the actors' coorientation can be regarded as
comprised of three parts: coorientation (1) among journalists, (2) among
political actors, (3) between both sides. Different types of
coorientation can be differentiated with a two-dimensional typology (Reinemann 2004). One dimension refers to the following modes of
interaction and communication: interpersonal; indirect (via mass media);
and purely cognitive (or virtual). The other one refers to the question
about whether coorientation occurs between actors from the same news
organization or party, or whether coorientation occurs among actors from
different news organizations or parties. The degree of coorientation is
expected to depend on the competitive situation of the political system
and the media system. Competitors who strive for prestige within the
politics-media milieu may intensively observe each other (Bau-gut and
Grundler 2009: 224). Findings on the media use of Ger-man political
journalists suggest the major significance of other media as sources for
everyday journalistic work (Reinemann 2004: 868; Lunenborg and Berghofer
2010: 25). Contacts with the audience take only about half an hour a day
on average, relatively little time compared to other routines (Lunenborg
and Berghofer 2010: 22). Accordingly, the role perception of German
political journalists is rather passive. For example, only about 40
percent want to 'support the cause of the disadvantaged'
(Lunen-borg and Berghofer 2010: 39). Even less want to 'give common
people the chance to express their opinions on issues of public
interest' (Lunenborg and Berghofer 2010: 39). Regrettably, there is
no representative data that would allow for a comparison of
parliamentary correspondents with all political journalists. However,
qualitative interviews with parliamentary correspondents suggest
extraordinary vague images of the audience and passive role perceptions
(Baugut and Grundler 2009: 334-366). This may be traced back to the high
coorientation in the highly competitive capitals that create a secluded
politics-media milieu. With regard to the aforementioned health-care
negotiations, a well-versed German journalist complained about
colleagues who oriented themselves strongly towards their peers and
preferred to show off with information from informal talks with
politicians instead of explaining the basics of the complex reform
(Baugut and Grundler 2009: 224). And a German politician in Berlin
added: "Somehow all of this here spins around itself. That is such
a self-referencing system, because of the lack of feedback from the
citizens, the journalists orient themselves towards their colleagues.
Many often only move within the same circles of people. And then you
somehow just test things out with your colleagues. Journalists have
frequent exchanges amongst each other, which in return, has the effect
that ideas are multiplied and spread. And then everything is located in
this cosmos here, and is being passed back and forth between journalists
and politicians" (Baugut and Grundler 2009: 224). Thus, a high
amount of informal communication seems to be characteristic of strong
coorientation. Considering our findings, informal political
communication appears to be a part and promoter of a secluded
politics-media milieu.
5 Contextual factors influencing informal political communication
cultures
As our case study suggested, the characteristics that describe
informal political communication cultures can be regarded as
context-bound. Previous research on informal communication has drawn
attention to a variety of contextual factors (Hallin and Mancini 2004;
Norris 2011; Humphreys 2011). In the following, some potential
contextual factors are systematized by differentiating between the
macro-, meso- and micro-level of the political communication system.
According to the concept of political communication culture (Pfetsch
2004), we differentiate between political and media factors on the
various levels. These potentially influencing factors are derived from
empirical data and theoretical considerations. They have to take into
account that political communication cultures can emerge at
sub-national, national, and transnational levels (Pfetsch and Esser
2012: 31). Since comparative studies on informal communication between
political actors and journalists are just at the beginning, we want to
propose our hierarchical model as a basis for future research.
Hypotheses will be presented as examples in order to illustrate
potential findings.
5.1 Macro-level
At the macro-level, the structure of competition, including the
number of actors, seems to be especially relevant (Aelst et al. 2010).
On the political side, one can distinguish political (sub-) systems that
have a rather competitive structure from political (sub-)systems with a
consociational character. While the former ones are characterized by the
application of the majority rule and party competition the latter ones
are consensus-oriented and often have proportional party representation
(Lijphart 1984; 1999; Lehmbruch 1996; Czada 2000). Accordingly, on the
media side, the degree of competition among (and not least within) news
organizations seems to matter. Especially the discussion about
deregulation and the commercialization of news calls for research on the
effects of competition on interactions between politicians and
journalists (McManus 2009; McNair 2000). There is already some evidence
that shows that competitive structures shape the politics-media
interaction. First, the number of MPs or parliamentary groups that
compete for media attention can have an effect on the amount of
(informal) contacts between both sides (Aelst et al. 2010). However,
this number should be considered in proportion to the number of
journalists or media organizations that compete for informal contacts
with journalists. The UK is typically regarded as a country with strong
competitive structures on both sides (Lijphart 1999; Humphreys 2009).
Correspondingly, comparative research on eight West European countries
shows the closest informal relationships in the UK (Dalen and Aelst
2012: 519). About one third of political journalists 'have lunch
with politicians' at least once a week; one quarter 'gives
politicians advice on their jobs'; more than the half
'considers at least one politician to be a friend'. In
contrast, only one quarter of political journalists has such
'friendships' in Belgium, a country with a far less
competitive media landscape and a consensual political culture (Dalen
and Aelst 2012: 519). The stronger the competition, the more the
backstage may be the place for attempts to gain competitive advantage.
Besides, in interviews actors often explain problematic patterns of
their relationships by referring to competition and economic pressures
(e.g. Baugut and Grundler 2009: 196; Lesmeister 2008: 109).
Against this backdrop we hypothesize as follows, concerning the
dimensions of informal political communication.
The stronger the competition on the political and the media side,
the more informal communication is characterized
(a) by proximity. Both political and media competition appear as a
condition for the attempts of the political actors to influence media
coverage through the interplay of proximity and distance. Vice versa,
journalists might compete for proximity to their sources (Proximity vs.
Distance);
(b) by publicity through arranged leaks. Publicity through
indiscretion seems to be more likely as well, because competing
journalists are tempted to publish confidential information from
background talks in order to obtain exclusive reports (Publicity vs.
Non-Publicity);
(c) by an interplay of conflict and cooperation. On the one hand,
competition might make the actors more sensitive to the other
side's deviance from norms and role expectations. On the other
hand, competitive pressure on both sides may be reduced through
cooperation (Cooperation vs. Conflict);
(d) by a secluded politics-media milieu. Both political and media
competition can be regarded as a condition for the coorientation of the
competitors. Gaining prestige within the community of competitors can
then be more important than audience orientation and responsiveness. As
the actors use the backstage in order to gain a competitive advantage,
their willingness to make the relationship transparent is restricted.
Instead, they introduce rules and exclusive circles for informal
communication (Seclusiveness vs. Responsiveness).
The impact of media competition on the characteristics of informal
political communication can be estimated by comparing the situation in
the former German capital Bonn with the more competitive setting in
Berlin. A prominent politician involved in the health-care negotiations
drew attention to the link between competition and conflicts:
"Competition is higher here, expectations in terms of circulation
and audience rating etc. are higher and in so far, the hunt for scoops
or pre-published news is higher than in Bonn. And thus (...) there may
not be such a basic foundation of trust like there was before. Another
prominent politician who was involved in the health-care negotiations
even described the media competition as a "war" that had been
getting worse in Berlin (Baugut and Grundler 2009: 196).
5.2 Meso-level
Concerning the meso-level, editorial resources (size of editorial
staff, financial strength etc.) of the news organizations seem to be
relevant on the media side. The amount of resources seems to be
connected with the number of prestige media whose journalists may have
specific working conditions (Baugut and Grundler 2009: 157-162). Taking
those into account for example, means considering their impact on the
time journalists are able to spend on informal communication with
politicians. Actors that lack time may regard informal communication as
inefficient, as they are usually restricted in reporting about it. On
the political side, the focus is on the actors' resources,
constraints and working conditions due to their membership in a party or
parliamentary group. For example, resources for public relations in
terms of spokespeople affect the frequency of contacts MPs have with
journalists (Aelst et al. 2010). Generally, however, the influence of
organizational resources is still unexplored. Nevertheless, we
cautiously hypothesize the following:
Proximity vs. Distance: The fewer organizational resources exist on
the political and on the media side, the less informal communication is
characterized by proximity. Because few resources are expected to reduce
the actors' time for informal contacts, the condition for intimate
relationships cannot be fulfilled. Moreover, a low amount of resources
on both sides might hinder the interplay of proximity and distance.
Cooperation vs. Conflict: The fewer organizational resources exist
on the political and the media side, the stronger informal communication
is characterized by cooperation. Fewer resources seem to increase the
dependency on the other side. Therefore, harmonious collaboration
appears as a solution for actors who have to cope with difficult working
conditions.
Publicity vs. Non-Publicity: The fewer organizational resources
exist on the media side, the stronger informal communication is
characterized by non-publicity through the absence of indiscretion.
Leaking information from confidential background talks may bring with it
the danger of conflicts which may require resources.
Seclusiveness vs. Responsiveness of the politics-media milieu: The
fewer organizational resources exist on the media side, the stronger
informal communication is characterized by a secluded politics-media
milieu. Actors with fewer resources have to make news decisions under
circumstances of high uncertainty. They might feel a stronger need for
coorientation. Informal communication is thereby limited to a few
symbiotic contacts. As they are working, actors may not be willing to
make those contacts transparent, but rather even stabilize them by
rules.
In our interviews, an example for the impact of organizational
resources on the politics-media relationships is given by a prominent
journalist who said that journalists of prestigious media with strong
editorial resources could risk conflicts with politicians. With regard
to politicians' journeys abroad, an important setting for informal
talks, he noted: "The fear of sanction that results in 'bite
inhibition' is only a danger to him who needs to be concerned not
to be invited the next time (...) The A-league of papers from Spiegel to
Bild does not need to worry about that. No matter if I write bad about
the chancellor during or after a journey abroad, Bild will always come
along" (Baugut and Grundler 2009: 231).
5.3 Micro-level
On the micro-level, individual characteristics and motives have to
be taken into account on both sides. Especially the professional
experience seems to have an impact on the characteristics of informal
communication between political actors and journalists. Research on this
relationship in five Western European countries suggests that the more
years MPs are in parliament, the more contacts they have with
journalists (Aelst et al. 2010). Against this backdrop, we state the
following partly self-evident hypotheses:
Proximity vs. Distance: The longer the professional experience of
political actors and journalists, the stronger informal communication is
characterized by proximity.
Publicity vs. Non-Publicity: The longer the professional experience
of political actors and journalists, the stronger informal communication
is characterized by non-publicity through the absence of indiscretion,
or the stronger informal communication is characterized by publicity
through arranged leaks.
Cooperation vs. Conflict: The longer the professional experience of
political actors and journalists, the stronger informal communication is
characterized by cooperation.
Seclusiveness vs. Responsiveness of the politics-media milieu: The
longer the professional experience of political actors and journalists,
the stronger informal communication is characterized by a secluded
politics-media milieu.
In our interviews, the impact of individual characteristics on the
politics-media relationships is illustrated by a journalist who
mentioned job rotation as a good way to avoid a seclusive politics-media
milieu. However, journalists with a long professional experience might
be irreplaceable due to their special knowledge and intensive informal
relations to political actors.
6 Effects of the characteristics of informal political
communication cultures
Research on informal communication between political actors and
journalists develops its full relevance through taking a closer look at
its effects. Our aforementioned case study illustrated that informal
communication can have an impact on informal negotiations. Further
description of these influences intends to enrich the research on the
mediatization of politics. Mediatization in the context of negotiations
can be regarded as the intrusion of mass media logic into the political
process (Marcinkowsi 2005). On the one hand, this intrusion can make
negotiations transparent, which contributes to their (input-)
legitimacy. On the other hand, the intrusion can impede the efficiency
of the negotiations, as "the rationales of media publicity and
political negotiation are incompatible" (Spoerer-Wagner and
Marcinkowsi 2010; 2011; Marcinkowski 2005). A consequence may be
attempts to avoid or to minimize this intrusion of media logic. Those
attempts should additionally be considered as mediatization effects. In
that sense, one can assume that the tendency to "go informal"
also is a consequence of the assumption of political actors that too
much media attention will negatively affect their negotiations.
There-fore, we propose to define the mediatization of negotiations
broadly as the meaning of media, media logic or media coverage for the
perception and action of negotiators (Reinemann 2010).
Theoretically, influences of informal political communication
cultures on political action can be direct and indirect. Direct
influences refer to the informal communication between political actors
and journalists, indirect influences are exercised through media
coverage as a result of informal communication. This is illustrated by
the following quote of a prominent German politician: "There are
close friendships. TV and print media journalists gather in specific
pubs to play skat. If you know them, you can find interesting
constellations, and then you will not wonder why in the morning at six
o'clock RTL news has information that no one else has" (Baugut
and Grundler 2009: 252). Generally, direct and indirect influences can
be distinguished according to the level (micro-, meso-, macro-) of
political action they refer to.
On the micro-level, the characteristics of informal political
communication cultures can have an impact on the single
negotiators' political action and on media relations during the
political process. Effects might refer to: the overall extent of the
negotiators' media relations; whether the negotiators prefer formal
or informal communication with journalists; the stage and the state of
the negotiations at the point when the negotiators engage in media
relations; whether negotiators have coordinated media relations or not.
The actual patterns of media relations may depend on the objectives
of the negotiators. They may use the media relations in order to develop
a specific position or in order to reinforce a specific position:
As it is typical for the process of bargaining (Elster 1991), there
might be political constraints that do not allow the deviance from a
certain position. If so, the characteristics of informal political
communication cultures may have an impact on how negotiators try to
enforce their fixed positions by media relations. For example, it can be
assumed that the overall extent of media relations is higher, the more
the informal political communication culture is characterized by
seclusiveness. This means the actors are strongly co-oriented by
focusing on every detail of the negotiations and media coverage.
Moreover, it can be assumed that the extent of media relations is at a
higher degree, the more the informal political communication culture is
characterized by proximity, (arranged) publicity, and cooperation. Given
this combination, negotiators may be tempted to use their close contacts
with journalists to enforce their positions with assistance from the
media coverage. This might be especially true for the early stages of
negotiations when actors do not see their own interests realized.
However, if the informal political communication culture is rather
characterized by conflicts and publicity in terms of indiscretion,
negotiators might prefer formal, concerted communication with
journalists.
If negotiators do not have fixed positions, as it is typical for
the process of arguing (Elster 1991), their positions may be partly
formed by their media relations. For example, the positions may depend
on how journalists react to it in informal talks, which negotiators then
can use to test their persuasiveness and the potential public response
to their position. It can be assumed that the more the informal
communication culture is described by proximity and cooperation, the
more political actors try to benefit from journalists as such advisors
on public opinion. Because such an advisory service is not in accordance
with journalistic norms, it will be limited to informal communication
cultures which are strongly characterized by mutual trust to keep the
communication non-public. This kind of informal communication does not
lead to media coverage, but has an indirect effect on negotiations.
On the meso-level, the characteristics of informal political
communication cultures may have an impact on the negotiation
institutions. Such effects may, for example, refer to: the level of
formalization; the location of the negotiations (distance to mass media
attention); the number and heterogeneity of the negotiators; frequency
and duration of the meetings; the existence of exit options; the object
and intended outcomes of the negotiations. As mentioned above, the
characteristics of negotiation systems can be an anticipatory reaction
aimed at avoiding the intrusion of media logic before the start of
informal negotiations. For example, it can be assumed that the more the
informal political communication culture is characterized by distance,
publicity and conflicts in consequence of indiscretion, the more the
negotiation institution has characteristics that are meant to avoid or
to minimize the intrusion of media logic. Research on what the nature of
those characteristics are, is still in the early stages. Findings based
on the comparison of different negotiating institutions suggest that the
following institutional characteristics impede the mediatization
effects: high level of formalization; low level of public openness; no
exit-options for the actors involved in the negotiation processes
(Schrott and Spranger 2007). Only few negotiators, not informing the
press about time and place of the negotiations seems to be a potential
reaction on a specific informal political communication culture. That is
how the details of the German corporate tax reform were negotiated in
2006 by only two actors: the Prime Minister of the State of Hesse, and
the Federal Minister of Finance (Baugut and Grundler 2009: 301-302).
Future research should take characteristics of the politics-media
relationships into account, as it can be assumed that mediatization
effects depend on how political-institutional factors interact with
media factors (s. Figure 2).
[FIGURE 2 OMITTED]
On the macro-level, potential effects on the outcome of the
political process refer for example to: the mode of communication
between the negotiators (the willingness to compromise: arguing vs.
bargaining); the duration of negotiations; the substantive results of
negotiations; the balance between (input-)legitimacy and efficiency
(Elster 1991; Baugut and Grundler 2009). Against the backdrop of our
case study, it can be assumed that the more an informal political
communication culture is characterized by publicity, the more
negotiations are characterized by the bargaining mode. For example,
Meade and Stasavage (2006) suggest in another context that negotiating
actors give less deviating opinions when they know they are to be
published. Effects on the duration and substantive results of
negotiations might be the stronger, the more the informal political
communication culture is characterized by proximity, cooperation,
publicity, and seclusiveness. Given this combination that tempts
negotiators to form or to rein-force their positions with assistance
from the media, negotiations might become a struggle within the media,
as well as behind closed doors. Finally, the legitimacy-efficiency
dilemma raises the question of which characteristics of an informal
political communication contribute to (input-)legitimacy rather than to
efficiency. Non-public communication and distance between political
actors can be regarded as a prerequisite for efficiency. In how far
publicity through leaks or indiscretions contributes to legitimacy in
terms of transparency appears doubtful, as there will be only selective
insights into the political process. The seclusiveness of the
politics-media milieu seems to be the most problematic characteristic.
On the one hand, a strong coorientation between negotiators and
journalists can be interpreted as an intrusion of media logic that
impedes efficiency. On the other hand, a strong coorientation within an
elite politics-media milieu impedes legitimacy just as well.
The potential impact of informal political communication cultures
on negotiations calls for empirical research. Temporarily, we
hypothesize as follows.
Proximity vs. Distance: The stronger informal communication is
characterized by proximity, the stronger is the mediatization of
informal negotiations.
Publicity vs. Non-Publicity: The stronger informal communication is
characterized by publicity, the stronger is the mediatization of
informal negotiations.
Cooperation vs. Conflict: The stronger informal communication is
characterized by cooperation, the stronger is the mediatization of
informal negotiations.
Seclusiveness vs. Responsiveness of the politics-media milieu: The
stronger informal communication is characterized by seclusiveness of the
politics-media milieu, the stronger is the mediatization of informal
negotiations.
The aforementioned health-care negotiations have been presented as
an example for the impact of characteristics of the politics-media
relationships on the mediatization of politics. Especially the publicity
in terms of numerous leaks or indiscretions enabled dysfunctional media
impact on the mode and substantive results of the health-care
negotiations. A journalist sums up as follows: "I think that in the
case of the health-care reform a little less excitement, a little more
trust and unity, that is negotiation behind closed doors, would have
occasioned more reasonable results" (Baugut and Grundler 2009:
275).
As a summarization, Figure 2 presents an overview on the
aforementioned causes, characteristics and effects of informal political
communication cultures.
7 Conclusion
Our starting point was the lack of research on informal
communication between political actors and journalists. This can be
traced back not only to the definition problem and the invisibility of
informal communication, but also to its unexplored relevance. Against
this backdrop, we firstly defined this type of communication between
political actors and journalists. As its crucial characteristic we
considered that potential influences of informal communication on media
coverage and political action are non-transparent. Our case-study drew
attention on how informal communication between political actors and
journalists can affect informal negotiations, for example the mode of
communication among the negotiators. Such an influence appeared as a
consequence of specific characteristics of the politics-media
relationship in the German capital Berlin. If this is the case, then one
can ask about the causes for those characteristics. For this purpose,
the concept of informal political communication cultures appears helpful
for further research, as it stresses that the orientations of political
actors and journalists towards backstage processes are context-bound.
Against this backdrop, we propose research on the characteristics,
causes and consequences of informal political communications. Especially
the perception of dysfunctional mediatization effects in the area of
conflict between legitimacy and efficiency raises the question what kind
of politics-media relationships are responsible for this fact. When
problematic relationships are identified and traced back to causes like
the degree of media competition, the regulation of press markets would
be better empirically based. Moreover, further advantages and
disadvantages of political systems with rather competitive or
consociational characteristics could be identified by a closer look on
how these characteristics function in combination with characteristics
of the media system. Thus, research on informal political communication
appears as an important intersection between political science and
communication science. As we previously stated, because 'it takes
two to tango', interdisciplinary work is both necessary and
promising.
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Philip Baugut Carsten Reinemann
Ludwig-Maximilians-University (Germany)