The experiences of Canadian municipalities with internet voting.
Goodman, Nicole
1. Introduction
Several countries have initiated Internet voting trials in binding
elections at various levels of government, including Canada, Estonia,
Switzerland, the United Kingdom, and the United States. (1)
While some have come farther than others in the development of
these e-voting approaches, the literature on Internet voting and
electronic election projects only addresses trials and research in
Europe and the United States. (2) There has been little scholarly focus
on Internet voting in Canada despite its widespread usage among
municipalities and the unique features some local Canadian approaches
embody. While Internet voting has yet to be used nationally or
provincially in Canada, it has been actively used in binding Canadian
municipal elections since 2003. Internet voting activity is most highly
concentrated in the province of Ontario, which by October of 2010 has
plans to extend the option of casting an online ballot to about 800,000,
or one tenth, of the eligible electors. This figure suggests that
Canadian municipalities are a good place to learn about the effects of
online ballots and Internet elections.
This article takes a closer look at how Internet voting is taking
shape in Canadian municipalities by examining two of the more prominent
jurisdictions, Markham and Halifax, as case studies. Although no broad
conclusions concerning the effects of Internet voting can be made from
these examples, the article sheds light on various elements of these
models that may be useful in the development of Internet voting programs
in other jurisdictions or regions and assesses what particular factors
make these models work. Based on these cases, it is argued that Internet
voting appears to be an effective method to enhance convenience and
accessibility for electors and also holds promise to positively impact
voting turnout. Moreover, this article asserts that Canada is an
important research case with regards to Internet voting and should be
the focus of further investigation.
While Internet voting is commonly associated with electronic
machines, there are several different types of Internet voting that can
involve kiosks, polling place machines, and computers from remote
locations. (3) The type of Internet voting considered here however is
remote Internet voting, which involves casting a ballot over the
Internet from a remote location such as an elector's home or other
potential site. (4) The concentration on remote Internet voting is
justified for several reasons. For one, although it can be associated
with many types of electronic voting, generally the term Internet voting
is often considered one in the same with remote Internet voting. (5)
Also, remote Internet voting has the most promise to positively impact
electoral participation by making the electoral process more accessible
and convenient for electors than other types, which have a greater
opportunity cost for potential voters. This type of Internet voting can
also be considered "most consistent with the development of other
political aspects of society that have changed with technology."
(6) Finally, the greatest frequency of trials has occurred using remote
Internet voting and this appears to be an ongoing trend.
2. Methodology
The primary data for this article comes from a series of
unstructured qualitative interviews conducted with relevant experts,
professionals, and municipal representatives from Markham and Halifax
between July 2009 and April 2010. While some of the interviews took
place as part of another, larger research project (7) others were
carried out specifically for this article. Interviews were either
conducted over the phone or in person and all interviewees were made
aware of the nature of the project. Survey data collected by the
municipalities themselves, or other companies involved in the electronic
portion of the election, are also drawn upon to highlight some potential
patterns.
Criteria for Case Selection: Why Canada?
Aside from the United Kingdom, there have been more legally binding
elections with an Internet voting option in Canadian municipalities than
anywhere else in the world. (8) However, while the United Kingdom has
since abandoned trials, the number of Canadian municipalities using
Internet voting in local elections is growing, as is the number of
electors who are opting to cast their ballots online. Canadians are
considered the most active Internet users compared with other countries
given that three-quarters report regular Internet use. (9) Furthermore,
Canada boasts an Internet penetration rate of 84 percent, which is the
third highest worldwide. (10)
Internet voting was first used in Canada to conduct an NDP leadership vote in Halifax, Nova Scotia in 2003. Shortly after, an
Internet voting option was offered in the 2003 local elections of 12
Ontario municipalities, the largest being Markham with an electorate of
158,000. (11) All together this first trial reached approximately
260,000 electors. In 2006 the number of Ontario municipalities offering
an Internet voting option grew to 20, and the number of electors who
were able to vote online rose to approximately 400,000 (see Figure 1).
(12) As of June 1, 2010 (the date by which municipalities were required
to declare whether or not they planned to offer Internet voting in the
2010 elections) 44 towns and cities had confirmed they will offer online
ballots in the October 2010 municipal elections. This will affect
approximately 800,000 Ontario electors (see Figure 2 for a list of
Canadian municipalities that have used Internet voting in binding local
elections as well as the projected figures for 2010). (13)
[FIGURE 1 OMITTED]
Aside from Ontario, four Nova Scotia municipalities, Halifax,
Berwicke, Windsor, and Stewiacke recently introduced Internet voting in
their 2008 municipal and school board elections, and Halifax used an
expanded version of this Internet voting model in a more recent
by-election. (14) Overall, the number of municipalities that offer
online ballots is on the rise and municipal officials express what
appears to be a growing trend of support for electronic voting methods.
In addition, many provincial election agencies have expressed interest
in the prospect of Internet voting, as well as Canada's national
election agency, which is currently pursuing research to fulfill a
parliamentary mandate to conduct an electronic voting experiment by
2013. Growing interest, research, and a hotbed of activity at the
municipal level suggests that use of, and support for, Internet voting
in Canada is likely to increase, making it an important research case.
The cases of Markham and Halifax are focused upon given that they
have the largest electorates and arguably use more developed approaches
than some of the others. The following section examines the experiences
of Markham and Halifax with Internet voting by assessing their
rationales for implementation, significant characteristics of the
models, and effects on the electoral process and voting turnout.
3. Markham
The Town of Markham used remote Internet voting in both its 2003
and 2006 municipal elections and has plans to continue to do so in the
forthcoming October 2010 election. Markham is a significant case with
regards to Internet voting because it was the first major Canadian
municipality to embrace the concept of electronic voting. It is the only
jurisdiction that has conducted election surveys to measure public
attitudes toward Internet voting and to orchestrate a comprehensive
online communications plan to inform and educate its electors. The
Markham approach also serves as a model of development for all other
Canadian municipalities that have adopted, or are considering, Internet
voting as well as election agencies from other levels of government.
Although the success of any model is context dependent, this case shows
that Internet voting can work in a diverse (16) community and can have
positive effects for election stakeholders. (17) It also produces
evidence that suggests the extension of Internet voting has the
potential to positively affect voting turnout, particularly by
encouraging previous nonvoters to participate.
Rationale
The motivation to introduce remote Internet voting was based on a
number of factors. First, the decision to offer online ballots was part
of a multi-channel service delivery strategy that also sought to
position Markham as a leader in electronic service delivery. It was also
spurred by a need to adhere to the changing lifestyles of electors,
appeal to younger potential voters, and to enhance accessibility and
convenience for voters, particularly by enhancing ballot accessibility
for special populations of electors such as persons with disabilities.
Characteristics
Online voting was made available in Markham's advance polls
for a five-day period in 2003 and a six-day period in 2006. The model
was based upon a two-step security process (18) wherein all electors
received two notification cards by mail. The first card was sent along
with the regular voter notification materials. This card enabled
electors to register to vote online and prompted them to create a unique
security question and answer, which was required prior to officially
submitting an online ballot. (19) While some question options were
pre-determined such as "What is your mother's maiden
name?" it was possible for an elector to formulate his or her own
question. The second card was sent out only to those who registered and
provided electors with a unique PIN (a randomly generated alpha-numeric
credential), which was also a requirement to vote online. (20) It was
reasoned that this two-step process sufficiently mitigated the risks
associated with Internet voting while maintaining the integrity of the
vote. (21)
To educate and inform electors of the option to vote online Markham
partnered with Delvinia, a Toronto-based company that specializes in
producing digital marketing experiences. Delvinia created an interactive
website which prompted electors to register to vote online and presented
them with information regarding online voting, the campaign, and
candidates. The goal was not only to educate electors about the
opportunity to vote online, but also to emphasize the importance of
voting more generally. The website was advertised by the Town through
mailings, print advertising, email, and telephone notifications.
Delvinia was also responsible for facilitating election surveys, which
has been the first effort to systematically collect attitudinal data
regarding electors' experiences with online election services in
Canada. (22)
Effect on electoral process and turnout
Overall, electors report that online voting made the voting process
more accessible and convenient. In 2003 for example, 86 percent of
respondents cited convenience as their primary reason for voting online
and 100 percent reported being likely to vote online in future
elections. 99 percent of respondents reported satisfaction with the
online voting process and 79 percent of online voters stated they voted
from their home computer. (23) In 2006, 88 percent of online voters
reported having cast their ballot online because of its convenience.
Voters again expressed satisfaction with the process (99 percent) and
approximately 26 percent of online voters in 2006 reported having cast
an online ballot in 2003 as well. (24) Although it is too soon to
confirm, there appears to be the presence of a faithfulness effect,
which has been documented in European cases (25), whereby those who cast
their ballots online in one election are likely to continue to do in the
future.
In 2003, 11,708 (or 7.5 percent of eligible voters) registered to
vote online, and 7,210 of them cast online ballots. In 2006, 16,251 (9.7
percent of eligible voters) electors registered and 10,639 of those
actually voted online. (26) Not only did electors make use of online
voting, but the number of users also increased (see Figure 3). Voting
turnout noted positive increases as well. Turnout in the 2003 advance
poll, for example, increased by about 300 percent, and in 2006 rose by
another 43 percent (see Figure 4 for overall turnout comparisons).
Survey data also indicates that the option of online voting enticed some
reported non-voters to participate electorally. For example, 25 percent
of online voters in 2003 reported having not voted in the 2000 election
and 21 percent of electors who cast an Internet ballot in 2006 claim
they did not vote in 2003. This pattern has also been detected in
research on European Internet voting trials, particularly in Estonia.
(27)
Aside from its ability to enhance accessibility for electors,
Internet voting also impacted other elements of the electoral process.
For one, it altered the nature of the campaign. While canvassing door to
door, candidates encountered some electors who had already voted. (28)
The extension of online voting in advance polls made early voting more
popular and, as a consequence, required candidates to rethink traditional campaign strategies. Permitting online ballots also changed
the traditional function of election scrutineers (29) since they were
not able to monitor online voters receiving their ballot in the same
manner they would be able to in traditional paper ballot polls. (30) As
for election officials, they consider the addition of the Internet a
success and view its presence as a continued opportunity to offer
service excellence to electors and encourage electoral participation.
(31)
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4. Halifax
Halifax Regional Municipality (HRM) introduced remote Internet
voting with a telephone option (32) in its 2008 municipal and school
board elections and in a more recent 2009 by-election. There are several
reasons for examining HRM's experience with Internet voting. First,
HRM is the largest municipality to have trialed online voting in Canada
with an electorate of approximately 280,000. Second, the HRM approach
did not require electors to pre-register to vote as in Markham. The
model has also evolved beyond advance polling, extending the online
voting period right up until and on election day in the recent
by-election. Finally, the model adopted by HRM possesses unique features
that serve to address some of the concerns raised by opponents of
Internet voting. Examination of the HRM case reinforces the position
that Internet voting has the potential to improve accessibility and
convenience for electors, and as a consequence, promote electoral
participation.
Rationale
The motivation to adopt Internet voting was part of a pilot project
whose goal was to establish electronic voting as a reliable and viable
alternative voting method. It was also a step in providing improved
election service for potential voters based on their changing
lifestyles. Officials regard electronic voting as a natural extension of
services given recent technological advancement. Another consideration
was improving rates of electoral participation, which are typically
quite low in elections at the municipal level in Canada (usually ranging
from 28 to 32 percent overall). This included engaging younger voters, a
group that typically votes at lower rates than older cohorts of
potential voters. (33)
Characteristics
Remote Internet and telephone voting were offered for three days
during the advance polls in the 2008 election, about two weeks prior to
the actual election day. In the 2009 by-election the option to vote
online or via telephone was expanded to the entire election period
including election day. In both cases electors were not required to
pre-register and were not removed from the manual voting lists if they
chose to vote online. The HRM system allowed electors to select their
preferred method of voting when they decided to cast a ballot, and not
before. HRM decided not to require pre-registration because improving
electoral turnout was an important motivation and evidence from trials
in the United Kingdom suggested that mandatory pre-registration greatly
reduced electronic participation rates. (34)
Not requiring electors to pre-register meant that only one card
would be mailed to eligible electors (one-step process). However, HRM
decided that one PIN was not secure enough to sufficiently mitigate security risks and so decided on a security model that relies on two
shared secrets. The shared secrets approach necessitates that the
electoral administration has access to a reliable second data source,
which in this case was electors' Date Of Birth (DOB). The online
voting process prompted electors to complete a CAPTCHA challenge (35)
and then use their unique PIN and DOB to verify their identity. Once
these security requirements were met, electors were able to access the
online voting menu, make their selections, and cast a ballot. (36)
Voters were also able to switch voting channels at any point during
the selection of candidates or ballot validation. For example, an
elector could start selecting certain candidates using the Internet
connection on his or her home computer (i.e. school board
representatives) and then leave the house and continue the voting
process on a cell phone (i.e. selections for councilor and mayor). This
feature sought to maximize convenience and accessibility for voters.
(37)
A Deputy Returning Officer (DRO) module enabled election
administration at traditional polling locations to verify whether an
elector had previously cast an online ballot when he or she appeared at
a poll. Once the prospective voter presented identification the DRO was
able to access the voter's profile using an on-site computer and
confirm whether he or she had participated. The DRO then selected a
"Manual Vote" box beside the elector's name and handed
the elector a paper ballot. There were no reported instances where an
elector claimed to have not voted but the system indicated otherwise. If
this had occurred the voter would have been required to sign an
affidavit confirming that he or she had not voted already. (38)
Also unique to the HRM approach was a feature that allowed electors
to spoil a ballot. Often times Internet voting is both praised for not
permitting ballot errors, but also criticized for not allowing spoiled
ballots to be submitted. Although not a legal issue in Canada, in some
countries such as France voters are legally entitled to spoil their
vote, and so not having this option violates this right. Intelivote, the
company hired to administer the electronic portion of the election,
designed a decline to vote button that was offered as an option along
with the candidates' names so that electors would have the choice
to spoil their ballot. (39)
Finally, the 2009 by-election trialed a special candidate module,
which allowed candidates to identify whether an elector had participated
by selecting the elector's name on the voters' list. (40)
Since electors' statuses were updated at paper ballot polls as
well, candidates were able to track all methods of voting online. Though
scrutineers were legally able to attend traditional polls, the features
of the candidate module eliminated the need for this. 41 Interestingly,
the candidate who made the best use of the system won the by-election.
(42)
Effect on electoral process and turnout
Though there is not as much data for HRM given that election
surveys were not administered as comprehensively as in Markham, overall
the effect of Internet voting on electors, candidates, and electoral
administration appears to be positive. Of the electronic ballots cast,
86 percent were Internet ballots, and the remaining 14 percent were
submitted via telephone. These numbers suggest that Internet voting was
the preferred method and offered electors the greatest convenience.
Furthermore, in 2008 about 30 percent of all ballots cast were
electronic and in 2009 59 percent of all votes were online ballots.
Interestingly, middle-aged electors (those between 40 and 59) were more
likely than other cohorts to cast their ballots online confirming trends
of use by age group found in some European trials. (44) This trend is
also apparent in the Markham data (see Figure 5).
Although there have not been sufficient elections to draw
conclusions about patterns or trends, turnout in the advance polls in
Halifax increased from 12 percent (15,386 voters) in 2004 to 28 percent
(28,709 voters) in 2008 (see Figure 6). Turnout in the 2009 by-election
was 35 percent, an average increase of 51 percent compared with the
turnout rates of the three previous by-elections (21, 10 and 23 percent
respectively). (43) While there is not much evidence, results so far
have been positive; at least in the portion of the election in which
online voting was available. (44) Furthermore, in the other smaller Nova
Scotia towns where Internet voting was offered in 2008 for a longer
period of time (over 10 days), turnout was substantially higher (e.g. 53
percent in Berwick and 73 percent in Stewiacke). (45)
In terms of other effects, the HRM model eliminated the need for
traditional scrutineers because observing the online list could fill the
function. This list also affected the ability of candidates to campaign
and mobilize voters because a number of electors voted prior to election
day and because candidates were able to observe, search, and sort who
had voted and who had not, using the candidate module. While it is too
early to tell what the effects Elections officials are also sufficiently
pleased with how Internet voting has fared, giving it a rating of 90
percent based on their evaluation criteria, particularly the convenience
it provided to electors and its potential to enhance civic engagement.
Cost is also a factor. Though HRM did not reduce the number of in person
polling locations in 2008, officials plan to reduce these locations in
subsequent elections and state that the reduction in cost will help to
stabilize the rising costs of administering an election. The presence of
a call centre in the advanced polls however, reduced costs by two thirds
and also increased the quality of support available to electors. (46)
[FIGURE 5 OMITTED]
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5. What makes these models work?
Although it may be too soon to classify the Markham and HRM evoting
projects as a "success," so far the results have been
positive. Aside from the characteristics of the models and effects they
have imparted, equally important are the presence of supportive factors
that have made Internet voting workable in these jurisdictions. Namely,
there are five central elements which have fostered the effectiveness of
these Internet voting projects, these include: (1) political will (2)
Internet penetration and access, (3) public support and trust, (4) a
supportive legal framework, and (5) gradual testing and implementation.
Most of these features are also cited as contributing to the success of
Internet voting projects elsewhere (47) (see Figure 7). As such, it is
probably wise to assume that they are central prerequisites to the
effective implementation and development of an Internet voting program.
Foremost, in Markham and HRM there was a political will to
introduce and trial alternative voting methods. In both cases officials
viewed the introduction of Internet voting as an opportunity to
establish themselves as a leader in electronic service delivery, meet
the changing needs of electors' lifestyles, and encourage civic
engagement among citizens. Their motivation to pursue such a program is
one of the critical factors for its success. The effectiveness of these
trails has also helped foster political motivation among other municipal
governments and encouraged them to introduce Internet voting. Academics
and other experts have suggested that along with trust, the political
will to pursue Internet voting is perhaps one of the most significant
requirements for the effective development of an Internet voting
project. (50) In addition, political will has been an essential factor
in the effectiveness of Internet voting programs in countries like
Estonia and Switzerland. Ironically, a lack of political will has
contributed to the failure of such projects in countries such as the
United Kingdom and the United States. (51)
Second, sufficient Internet penetration and access is an essential
requirement--electors must be able to easily use the service if it is to
prosper. These communities have substantially higher Internet
penetration than other countries and regions where Internet voting is
working well, such as Estonia, where 53 percent of households had
Internet access in 2007, and Switzerland, where 70 percent of households
had broadband access in 2006. (52) Comparatively, more than 80 percent
of Markham residents report having access to a home computer and 80
percent say they have high-speed Internet access. (53) The Canadian
Department of Economic and Rural Development reports that as of November
2009 more than 93 percent of Nova Scotians had access to broadband. (54)
In addition, local data indicates that 78 percent of HRM households have
an Internet connection, which is one of the highest percentages of users
by region in Canada. (55) These figures suggest that Markham and Halifax
have relatively high rates of Internet penetration, which is a
prerequisite for access and use.
Public support and trust are a third element that has been
instrumental in the development of Internet voting projects in these
municipalities and elsewhere. (56) Prior to implementing Internet
voting, HRM council conducted polls to gauge public opinion toward
online voting and found that over 70 percent of respondents reported
they would be in favour of such an initiative. (57) Markham data also
highlights relatively supportive feelings toward online voting, although
this is among online voters specifically. For example, online voters in
Markham were likely to encourage others to vote online--79 percent of
survey respondents report that at least one other person in their
household voted using the Internet. Additionally, 80 percent of online
voters report they would be likely to recommend it to others. (58) More
generally, data collected by Canada's national election agency
confirms that overall support is growing for Internet voting in the
country as a whole. Whereas in 2000 47 percent of the general population
reported they would be likely to make use of online voting, in 2008 this
figure had risen to 54 percent overall. (59)
Aside from public opinion it is important to have the support of
other election stakeholders such as candidates, election administration,
and the media. To foster this support it was imperative for election
officials to communicate with all affected parties. Officials from both
municipalities ensured they engaged candidates early by educating them
on the process and encouraging questions. Part of this included holding
meetings where candidates could voice concerns. (60) Creating access to
information about online voting and communication were key tools toward
building and nurturing public support and trust. (61)
Fourth, a legal framework that allows for alternative voting
methods is an important condition. Municipal election legislation in
Canada is regulated and passed provincially. Currently, six provinces
(Alberta, British Columbia, New Brunswick, Nova Scotia, Ontario and
Saskatchewan) have enacted legislation within their respective Municipal
Elections Act that permits the use of alternative voting methods in
elections or allows for the passage of by-laws (by municipalities),
which would allow the incorporation of electronic voting in local
elections. Although this legislation exists, many municipalities,
Markham and HRM in particular, were required to pass an additional
by-law prior to the introduction of Internet voting which specified the
type of voting method to be used and a rationale for doing so. HRM was
actually required to pass two separate by-laws for the 2008 and 2009
elections given that one offered Internet voting in the advanced polls
only, whereas the other expanded the timeline of use for the entire
voting period, including election day. (62) Along with this, a formal
list of procedures and policies was necessary to outline elements of the
vote such as recount procedures, ballot forms, etc. (63) European cases
went through similar procedures, although in most of those cases the
process was much more drawn out and complex, especially in Estonia. (64)
Finally, gradual implementation and extensive prior research were
essential components. HRM delayed extending Internet voting through to
election day and employing the candidate module in the first election
where online ballots were offered to ensure they were able to mitigate
any risks which arose and take advantage of any unforeseen
opportunities. After council deemed the Internet portion of the 2008
election a success, these features were tested in a subsequent
by-election. Prior to the introduction of Internet voting more generally
however, HRM conducted extensive research by following the experiences
of other municipalities that had trialed online voting, ensured a
comprehensive understanding of the electoral process, and established
key objectives and electoral principles. Security and privacy issues
were concerns, particularly the integrity of the voter's data.
These issues were handled by creating a detailed matrix for criteria of
evaluation and procedures to be followed. Overall, HRM is systematically
building on the accepted success of its trials.
Markham also conducted extensive research, which included a
comprehensive risk analysis and careful study of previous trials. In
addition, officials conducted consultations with various experts.
Although the Markham approach was more fulsome from the start, election
officials have been able to develop their research by expanding the
election survey initiative, which has plans to probe the attitudes of
candidates and election administration toward Internet voting as well as
more closely examine Internet security and voter authentication in the
upcoming election. At any rate, both cases took time and care in
development. Step by step approaches have also been cited in literature
addressing European trials as a key success factor, particularly
Switzerland. (65)
6. The Future of Internet Voting in Canada and Beyond
Several conclusions can be drawn from the experiences of Markham
and HRM. For one, although most models are context dependent it is
likely that political will, a relatively high rate of Internet
penetration and access, public support and trust, a supportive legal
framework, and a gradual development process are important requirements
to ensure the effective introduction and refinement of an Internet
voting model. While some items may be of greater importance than others
they all appear to play a role in successfully deploying an Internet
voting system.
Furthermore, while Internet voting has the potential to make the
electoral process more convenient and accessible for electors, it also
has broader effects on the electoral process, such as eliminating the
need for traditional scrutineers and forcing change in the campaigning
and mobilizing tactics candidates employ. We are likely not yet aware of
all the effects the emergence of online voting will have on candidates,
the campaign, and the electoral process. Continued research is important
as a consequence.
Although there is not enough data to confirm or refute the
potential of Internet voting to engage electors in the electoral
process, there are indications that the extension of online voting may
have the potential to engage non-voters, develop a faithful following,
and increase turnout. There are mixed results overall, but in most
municipalities in which online ballots were offered turnout increased,
sometimes tenfold. By comparison, in Estonia and certain Swiss cantons
where Internet voting has been successfully developed and maintained by
government, use of electronic ballots and voting turnout has increased
over time. (66) It is too soon to tell for certain, but there is some
empirical support that Internet voting can encourage non-voters to
participate and promote turnout.
There are also specific characteristics of these models such as a
comprehensive online marketing campaign, candidate and DRO modules,
multi-channel electronic voting, and the feature which permits spoiled
ballots that are useful for consideration in the development of Internet
voting systems elsewhere.
In sum, the future of Internet voting in Canada appears promising
and future research should be focused here. 2010 will be the third
election year wherein Ontario municipalities offer an Internet voting
option to electors. Compared with the 2006 elections, more than double
the amount of cities and towns has confirmed that they will be using
online ballots. Interest from additional municipalities and from
provincial and federal levels of government suggests there is a good
chance Internet voting programs will expand across the country. While
nations like Estonia and Switzerland have developed fairly refined
approaches, which have been used to conduct binding elections for higher
levels of government, Canada is emerging as an important research case.
If Canadian municipalities continue to offer online ballots as a method
of voting, Canada will soon have more instances of local Internet
elections than any country worldwide. Canadian municipal elections
should be the focus of greater research and data collection if we are to
learn about the effects and outcomes that come from Internet voting.
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Voting: The 2008 Municipal Election and beyond" Power point
presentation, January 26, 2010.
Mercurio, Bryan. "Democracy in Decline: Can Internet Voting
Save the Electoral Process?" John Marshall Journal of Computer and
Information Law 12, 2(2004): 101-143.
Organisation for Economic Co-operation and Development, Stat
Extracts. "Country Statistical Profiles 2009: Switzerland."
http://stats.oecd.org/Index.aspx?DatasetCode=CSP2009 (April 8, 2009).
Pammett, Jon H. and Lawrence LeDuc. Explaining the Turnout Decline
in Canadian Federal Elections: A New Survey of Non-voters. Ottawa:
Elections: Canada, 2003.
Republique et Canton de Geneve. E-Voting: The Geneva Internet
Voting System, www.geneve.ch/evoting/english/presentation_projet.asp
(August 16, 2009).
Small, Tamara A. "Still Waiting for an Internet Prime
Minister: Online Campaigning by Canadian Political Parties," in
Election, ed. Heather MacIvor. Emond Montgomery, 2010.
Smith, Dean, President, Intelivote. Personal interview, August 26,
2009.
Smith, Dean, President, Intelivote. Personal communication, October
2, 2009.
Smith, Dean, President, Intelivote. Personal communication, April
8, 2010.
Smith, Dean, President, Intelivote. Personal communication, June 1,
2010.
Trechsel, Alexander. "Report for the Council of Europe:
Internet Voting in the March 2007 Parliamentary Elections in
Estonia." Council of Europe.
http://votingtechnologyproject.org/drupal/files/report/int
ernet_voting_estonia_2007.pdf (March 26, 2009).
Nicole Goodman
Carleton University
(1) There have been several instances on Internet voting in the
United States, but these have all been small scale, one-time events. In
2000, for example, Internet voting was used in a state-wide straw poll of Republican party members, the Arizona Democratic Party primary, and
in an experimental project (Voting Over the Internet Pilot Project) as
part of the Federal Voting Assistance Program (FVAP) in conjunction with
the presidential election that year. In 2004 Internet ballots were made
available in the Michigan Democratic Party's Democratic caucus vote. However, no substantial Internet voting trials have been
introduced in the United States and all remote Internet voting projects
have been cancelled prior to their introduction, primarily because of
security concerns.
(2) See Michael R. Alvarez and Thad E. Hall. Point, Click &
Vote: The Future of Internet Voting. (Washington: Brookings Institution
Press, 2004); Michael R. Alvarez and Thad E. Hall. Electronic Elections:
The Perils and Promises of Digital Democracy. (New Jersey: Princeton
University Press, 2008); Michael R. Alvarez, Thad E. Hall and Alexander
H. Trechsel, "Internet Voting in Comparative Perspective: The Case
of Estonia." PS: Political Science and Politics 42 (2009):497-505;
Michel Chevallier, Michel Warynski and Alain Sandoz. "Success
Factors of Geneva's E-Voting System." The Electronic Journal
of e-Government 4 (2006):55-62; Alexander Trechsel. Report for the
Council of Europe: Internet Voting in the March 2007 Parliamentary
Elections in Estonia. (Council of Europe, 2007); available at
http://votingtechnologyproject.org/drupal/files/
report/internet_voting_estonia_2007.pdf.
(3) Alvarez and Hall, Point, Click & Vote: The Future of
Internet Voting.
(4) Nicole Goodman, Jon H. Pammett and Joan DeBardeleben, A
Comparative Assessment of Electronic Voting (Report prepared for
Elections Canada, 2010).
(5) Bryan Mercurio, "Democracy in Decline: Can Internet Voting
Save the Electoral Process?" John Marshall Journal of Computer and
Information Law 12 (2004): 101-143.
(6) Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.
(7) Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.
(8) Dean Smith, Personal communication, April 8, 2010
(9) Tamara A. Small, "Still Waiting for an Internet Prime
Minister: Online Campaigning by Canadian Political Parties," in
Election, ed. Heather MacIvor (Emond Montgomery, 2010).
(10) J-F Belisle, "Canada in the Worldwide Top 3 for Internet
Penetration Rate," E-Marketing, Trends, Technology and Society 3
(2009).
(11) Markham currently has an electorate of 164,000. The eleven
other municipalities and townships include Champlain, Clarence-Rockland,
East Hawkesbury, Hawkesbury, North Dundas, North Glengarry North
Stormont, South Dundas, South Glengarry, South Stormont and the Nation.
North Glengarry is the only municipality in Ontario to not offer
Internet voting in subsequent elections and this is because council
voted against its use. North Glengarry now uses only paper balloting in
its elections.
(12) The 2010 figures are projected based on the number of Ontario
municipalities that have confirmed they will be offering an Internet
voting option in the October 25, 2010 election and their electorates.
(13) Dean Smith, Personal communication, June 1, 2010.
(14) The Halifax by-election took place on September 19, 2009. Many
of these Internet voting initiatives also offered a telephone voting
component for electors. This was the case in all Nova Scotia
municipalities.
(15) Three by-elections have also been conducted in municipalities
using Internet voting, these include Tay Valley in 2007, Montague in
2008, and Halifax in 2009. This data is original research obtained from
contacting various municipalities and personal communication with Dean
Smith, President, Intelivote.
(16) 58 percent of Markham residents are non-English, the largest
groups of which are Chinese (29 percent) and South Asian (12 percent).
(17) Kimberly Kitteringham, "Markham's Online Voting
Experience" Power point presentation, January 26, 2010.
(18) There are essentially two methods of Internet voting--a
one-step and two-step process. In the one-step process a card is mailed
to the elector which allows him or her to cast an online ballot. This
method assumes the same risks as traditional poll voting along with
added risks associated with the Internet such as denial of service attacks, server malfunctions, etc and mail system risks. The two-step
process requires another, second notification card to cast a ballot.
This option has the same risks as poll voting and the online portion of
one-step Internet voting, but not the same mail system risks because a
thief would have to steal the mail twice.
(19) Once registered to vote online electors' names were
removed from the traditional, paper ballot voters lists.
(20) Andrew Brouwer, Personal interview, August 27, 2009; Andrew
Brouwer, Personal communication, April 8, 2010.
(21) City of Peterborough, Report FACLK05-018 Alternative Voting
Methods for the 2006 Municipal Election (Peterborough City Council,
2005).
(22) Adam Froman, Personal communication, April 7, 2009.
(23) Delvinia, Internet Voting and Canadian Democracy in Practice:
The Delvinia Report on Internet Voting in the 2003 Town of Markham
Municipal Election, 2003.
(24) According to the 2007 report published by Delvinia 89 percent
of those surveyed report being likely to make use of Internet voting in
a federal election and 90 percent say they would be likely to do so in a
provincial election.
(25) Alvarez, Hall and Trechsel, "Internet Voting in
Comparative Perspective: The Case of Estonia."
(26) Kimberly Kitteringham, "Markham's Online Voting
Experience".
(27) Alvarez, Hall and Trechsel, "Internet Voting in
Comparative Perspective: The Case of Estonia."; Delvinia,
Understanding the Digital Voter Experience: The Delvinia Report on
Internet Voting in the 2006 Town of Markham Municipal Election, 2007;
Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.
(28) Adam Froman, Personal interview, October 2, 2009.
(29) In Canadian elections scrutineers represent political parties
or candidates and monitor the voting process to make sure ballots are
distributed fairly and that their supporters are able to vote.
(30) Internet Voting Workshop, Ottawa, ON, 2010.
(31) Kimberly Kitteringham, "Markham's Online Voting
Experience".
(32) Telephone voting was offered as a complimentary electronic
method because there were concerns about Internet accessibility since
there are many parts of HRM which are rural and may experience limited
connectivity as a consequence.
(33) Delvinia, Internet Voting and Canadian Democracy in Practice:
The Delvinia Report on Internet Voting in the 2003 Town of Markham
Municipal Election; Cathy Mellett, Voter Participation 2008 Municipal
and School Board Elections, (Halifax Regional Municipality, 2008); Jon H
Pammett and Lawrence LeDuc, Explaining the Turnout Decline in Canadian
Federal Elections: A New Survey of Non-voters, (Ottawa: Elections
Canada, 2003).
(34) Cathy Mellett, Personal communication, September 11, 2009.
(35) CAPTCHA stands for Computer Assisted Program to Tell Computers
and Humans Apart. It is a security procedure wherein a user is required
to re-type a group of distorted characters that are located in a blurred box.
(36) Bousquet, Tim, "iVote: Can Electronic Voting Save
Democracy?" The Coast, September 18, 2008; Cathy Mellett, Personal
communication, September 11, 2009.
(37) Dean Smith, Personal communication, August 26, 2009.
(38) Dean Smith, Personal communication, October 2, 2009.
(39) Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.; Dean Smith, Personal communication, October 2, 2009.
(40) Candidates were also able to search electors by name and
address.
(41) Based on feedback from this trial the system has been modified
to allow candidates to create special lists of electors such as
undecided voters who may have expressed the possibility of support or
organize electors by their street names, etc.
(42) Dean Smith, Personal communication, October 2, 2009.
(44) Alvarez, Hall and Trechsel, "Internet Voting in
Comparative Perspective: The Case of Estonia."
(43) Cathy Mellett, Personal communication, September 11, 2009.
(44) While overall turnout did not increase in 2008, it actually
decreased, advanced turnout was up from previous elections and online
voting was only an option in advanced polls.
(45) Cathy Mellett, Personal communication, September 11, 2009;
Dean Smith, Personal communication, April 8, 2010.
(46) Cathy Mellett, Personal communication, September 11, 2009.
(47) Alvarez, Hall and Trechsel, "Internet Voting in
Comparative Perspective: The Case of Estonia."; Chevallier,
Warynski and Sandoz, "Success Factors of Geneva's E-Voting
System."
(48) The cases of Estonia and Switzerland are compared here because
they are the only other jurisdictions to successfully implement and
maintain Internet voting models. While Internet voting has been
presented, trialed, or researched elsewhere, these projects were either
stopped or not pursued for various reasons, usually relating to security
risks. As noted earlier, although there has been an abundance of
research in the United States, all planned trials in regular American
elections have been terminated prior to actual implementation.
(49) Estonia factors taken from Alvarez, Hall and Trechsel,
"Internet Voting in Comparative Perspective: The Case of
Estonia."; Swiss factors taken from Chevallier, Warynski and
Sandoz, "Success Factors of Geneva's E-Voting System."
(50) Internet voting Workshop, Ottawa, ON, 2010.
(51) Alvarez and Hall, Point, Click & Vote: The Future of
Internet Voting.; Alvarez, Hall and Trechsel, "Internet Voting in
Comparative Perspective: The Case of Estonia."; Chevallier,
Warynski and Sandoz, "Success Factors of Geneva's E-Voting
System."; Goodman, Pammett and DeBardeleben, A Comparative
Assessment of Electronic Voting.
(52) Alvarez, Hall and Trechsel, "Internet Voting in
Comparative Perspective: The Case of Estonia."; Organisation for
Economic Co-operation and Development, Stat Extracts. Country
Statistical Profiles 2009: Switzerland.
http://stats.oecd.org/Index.aspx?DatasetCode=CSP2009 (April 8, 2009).
(53) Kimberly Kitteringham, "Markham's Online Voting
Experience."
(54) Linda Grant, Personal Interview, August 25, 2009.
(55) Cathy Mellett, "HRM's Experience with Electronic
Voting: The 2008 Municipal Election and beyond" Power point
presentation, January 26, 2010.
(56) Internet Voting Workshop, Ottawa, ON, 2010.
(57) Cathy Mellett, Personal Communication, September 11, 2009.
(58) Delvinia, Understanding the Digital Voter Experience: The
Delvinia Report on Internet Voting in the 2006 Town of Markham Municipal
Election.
(59) Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.
(60) In the Canadian municipality of Peterborough negative media
was an issue and was mitigated by educating the media and providing
information resources that explained the system and affirmed its
security.
(61) Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.; Internet Voting Workshop, Ottawa, ON, 2010.
(62) Linda Grant, Personal Interview, August 25, 2009.
(63) Goodman, Pammett and DeBardeleben, A Comparative Assessment of
Electronic Voting.; Linda Grant, Personal Interview, August 25, 2009.
(64) Alvarez, Hall and Trechsel. 2009. "Internet Voting in
Comparative Perspective: The Case of Estonia."
(65) Chevallier, Warynski and Sandoz. "Success Factors of
Geneva's E-Voting System."
66 Alvarez, Hall and Trechsel. 2009. "Internet Voting in
Comparative Perspective: The Case of Estonia."; Republique et
Canton de Geneve, E-Voting: The Geneva Internet Voting System,
www.geneve.ch/evoting/english/presentation_projet.asp (August 16, 2009).
Figure 2 (15). Internet Voting in Canadian Municipalities
Ontario
2003 # of
electors
Champlain 8000
Clarence- 15343
Rockland
East 3100
Hawkesbury
Hawkesbury 10100
Markham 158000
North Dundas 8289
North 8900
Glengarry
North 5500
Stormont
South Dundas 8417
South 10988
Glengarry
South 10100
Stormont
The Nation 9100
Total
255,837
Ontario
2006 # of
electors
Addington 5135
Highlands
Augusta 6500
Champlain 8000
Clarence- 15343
Rockland
Cobourg 15500
East Hawkesbury 3329
Edwardsburgh/Cardinal 5700
Hawkesbury 10100
Markham 164000
North Dundas 8700
North Stormont 5500
Perth 5200
Peterborough 75000
South Dundas 9000
South Frontenac 19000
South Glengarry 9230
South Stormont 10100
Tay Valley 7800
The Archipelago 5300
The Nation 9100
Total
397,537
Nova Scotia
2008 # of
electors
Berwick 1696
Halifax 279326
Stewiacke 1002
Windsor 2744
Total
284,768
Ontario
2010 # of
electors
Addington 5135
Highlands
Arnprior 6600
Augusta 6500
Belleville 49500
Brockton 3500
Brockville 15000
Burlington 125000
Carling 3800
Champlain 8000
Clarence- 15343
Rockland
Cobourg 15500
East Hawkesbury 3329
Edwardsburgh/Cardinal 5700
Elizabethtown- 7500
Kitley
Greenstone 5000
Hawkesbury 10100
Huron-Kinloss 7200
Huntsville 19000
Laurentian Valley 10000
Leeds-Thousand 7000
Islands
Markham 164000
McNab/Braeside 5700
Mississippi Mills 11000
Montague 3500
North Dundas 8700
North Grenville 10000
North Stormont 5500
Pembroke 10000
Perth 5200
Peterborough 75000
Port Hope 13900
Prince Edward 23000
Renfrew 5700
South Bruce 8350
South Dundas 9000
South Frontenac 19000
South Glengarry 9230
South Stormont 10100
Stratford 20000
Tay Valley 7800
The Archipelago 5300
The Nation 9100
West Elgin 4000
Whitewater 7100
Total
783,887
Figure 7. (48) Primary Factors That Make Internet Voting
Models Work
Factors (49) Country
Canada Estonia Switzerland
Political will X X
Internet penetration X X
Public support and trust X X
Legal framework X X
Gradual implementation, X X
testing & research
Digital identification system X
Interdisciplinary involvement X