The effect of gender-sorting on propensity to coauthor: implications for academic promotion.
McDowell, John M. ; Smith, Janet Kiholm
THE EFFECT OF GENDER-SORTING ON PROPENSITY TO COAUTHOR: IMPLICATIONS
FOR ACADEMIC PROMOTION
A cohort sample of Ph.D. economists indicates a significant
propensity for
researchers to select coauthors of the same sex. This
gender-sorting contributes to lower
article production for women. Further, we find evidence of bias
in academic promotion when
single-authored and coauthored articles carry the same weight in
promotion and salary
decisions. The evidence explains, in part, why women academics
wait longer for
promotion and are not as likely to be promoted as men. Among the
effects of gender-sorting
is self-selection of women into larger departments where they are
more likely to find
colleagues of the same sex.
I. INTRODUCTION
A number of empirical studies have documented lower salaries,
research productivity and promotion rates for women faculty members than
for men.(1) For example, Cole and Cole [1973] find that women scientists
produce fewer papers and are also less likely to hold the ranks of
Associate or Full Professor. Hansen et al. [1978] find that women
economists produce fewer publications than men.(2) Johnson and Stafford
[1974] and Farber [1977] present evidence that women economists have a
lower chance of promotion. Weiss and Lillard [1982] find that women on
average take almost twice as long as men to attain the rank of Associate
or Full Professor, and attribute this slower advancement to lower
productivity.(3)
In this paper we provide a partial explanation for productivity and
promotion differences based on coauthorship patterns. We find evidence,
consistent with Ferber and Teiman [1980], that economists tend to work
with coauthors of the same sex. Given the proportions of men and women
in the profession, this raises the possibility that women have fewer
opportunities to collaborate, especially if employed by small
departments.
While the reasons underlying gender-sorting in publishing are not
known,(4) our evidence indicates that collaboration does not lead to
statistically significant increases (or decreases) in productivity if
coauthored articles are discounted by the number of authors, n. In spite
of this, the effect of gender-sorting on academic rank is not neutral
since there appears to be a distortion in promotion decisions introduced
by the lack of weighting of coauthored work.
In empirical tests of the relationship of academic rank to research
output we are unable to reject the hypothesis that single-authored and
coauthored publications are weighted equally. Conversely, we do reject
the hypothesis that the assigned weight is 1/n, the expected weight if
departments seek to maximize total research output. Therefore,
gender-sorting, which reduces the opportunities of women to coauthor, is
one explanation for why women academics wait longer for promotion and
are promoted at lower rates than men. Our results indicate that
administrative decisions on how to weight coauthored articles may work
to the detriment of women, especially in disciplines like economics
where the proportions of men and women are unequal.
II. CHARACTERISTICS OF THE DATA
The dataset is a cohort sample of eighty-nine men and eighty-nine
women receiving Ph.D.s in economics from the top twenty institutions
between 1968 and 1975.(5) The sample period is necessarily truncated at
1975 so that records and career changes could be tracked for a full ten
years following receipt of the Ph.D. Thus, publication data cover the
period 1969-1986. Data were collected on experience, field of specialty,
dates of promotion, academic affiliation, and number of articles
published. Appendix A presents definitions of the variables and
identifies the data sources. Appendix B contains descriptive sample
statistics for the individuals in the study.
We determined each person's publication record by reference to
the American Economic Association's Index of Economic Articles. For
each article, we noted the journal name, the number of coauthors and
their sex. Of the 464 articles produced by individuals with academic
affiliations, 41 percent are coauthored (35 percent by two authors and 6
percent by three or more authors). While the percent of articles
coauthored is not significantly different for women than men, our
analysis indicates that this is because women tend to be employed by
larger departments than men, where the probability of finding a suitable
coauthor is higher.
Evidence of Gender-Sorting
In an article exploring the causes of lower research productivity
for women, Ferber and Teiman [1980] reason that even if men constitute a
larger fraction of all economists, female economists are not
disadvantaged in collaborating if the formation of research teams is
independent of gender. They find, however, that team formation is not
random with respect to sex and conclude that economists are less likely
to work with colleagues of the opposite sex than of the same sex.
Using our sample, we also test for the effect of gender on team
formation. Table I shows the actual number of coauthors sorted by sex.
Women produced seventy-seven coauthored articles with ninety-one
collaborators. Of those ninety-one coauthors, thirty (33 percent) were
female as compared to an expected number of sixteen (17 percent) if team
formation were independent of gender. This contrasts sharply with
sampled males where only eight (6 percent) collaborate with women as
compared to an expected twenty-two (17 percent). The difference between
observed and expected gender combinations producing coauthored work is
highly significant.(6) This result is consistent with Ferber and
Teiman's finding that researchers tend to work with coauthors of
the same sex significantly more often than suggested by chance.
Whether female academics are disadvantaged by gender-sorting
behavior will depend on whether research productivity is adversely
affected by a lack of opportunities to coauthor and on how
administrators measure the individual contributions of coauthors when
making decisions on salaries and promotions.(7) These issues are
explored below.
III. EMPIRICAL TESTS
The first hypothesis we consider is that gender (female = 1) has a
significant effect on the formation of coauthorship teams. Since we find
that the gender of the researcher does affect the opportunity to
coauthor, we consider two related issues. The first is how coauthorship
affects research productivity; the second is how coauthored work is
evaluated or weighed in academic promotion.
Women in a predominantly male profession may be disadvantaged in
several respects by barriers to coauthorship. First, less opportunity to
coauthor may result in less human capital formation which, in turn,
leads to lower research output. Second, even if coauthorship does not
enhance productivity, less coauthorship may lead to a lower likelihood
of promotion if departments "count lines" rather than measure
individual contributions of coauthors.
The Coauthorship Decision
Many factors contribute to the formation of research teams--the
presence of complementary skills held by coauthors, proximity to
coauthors, compatible schedules of prospective coauthors, etc. Hence,
the probability that an article is coauthored is expected to depend on
both individual and job-specific factors. To test the hypothesis that
gender has a significant effect on the probability of coauthoring, we
examine the decision to coauthor as a function of gender and other
variables expected to be important determinants of the decision.
A recent paper by Lindsay and Maloney [1988] provides a theoretical
basis for hypothesizing relationships between gender, coauthorship and
department size. As is well established, in labor markets with perfect
mobility and sufficient numbers of unprejudiced employers, prejudice
produces segregation but the wage gap is arbitraged away. If, however,
segregation is costly and some men prefer to work with other men more
than with women (or if women prefer to work with women) then firms will
tend to evolve toward "all male" or "all female"
employment structures, but the segregation will be incomplete. In
industries where female participation in the labor force is small,(8)
the Lindsay and Maloney model predicts women will select employment in
work teams consisting of proportionately more women.(9)
Applying the Lindsay and Maloney model to the academic labor market suggests that if prejudice is present, then women will coauthor with
other women with a greater likelihood than would be implied by chance (a
result documented in Table I). Another implication is that female
researchers will tend to work alone more frequently than males so that
gender is negatively related to the probability of coauthoring where
female = 1. Based on the Lindsay and Maloney analysis, researchers (who
want to coauthor) are expected to react to any observed prejudice by
seeking positions in departments employing others of the same sex (and
nonprejudiced individuals). It is reasonable to expect that the larger
the department the more likely a match will be found between women
seeking female coauthors with complementary skills. Hence, we expect
women to self-select into larger departments, and the larger the
department, the more likely the female researcher will produce
coauthored work. Thus, the expected sign on the gender-department size
interacted variable is positive.
Following existing models of the coauthorship decision, we include
experience and other control variables to capture characteristics of the
author's field of specialty.(10) Based on previous research, more
experience is expected to increase the probability of coauthoring. The
greater the number of economists in an author's field, the higher
the probability of locating a collaborator. More rapid field growth
raises the cost of delays in completing and publishing research. As a
consequence, the relative returns to collaborative activity are
enhanced. For authors switching fields of specialization, we expect a
greater probability of coauthoring since collaboration allows talents to
be pooled so that a single researcher need not be familiar with every
facet of the project. Also, the likelihood of finding a collaborator is
higher in work environments with more potential coauthors, hence we
expect a positive sign for the department size coefficient.
We also consider two additional interacted variables.
Gender-sorting may create greater incentives for women to select to work
in larger (more populated) fields relative to men, hence we expect a
positive sign on a gender-field size interaction. Also, women's
academic experience may differ from men's, perhaps due to career
interruptions (see, for example, McDowell [1982]). We therefore include
a gender-experience interacted variable such that if women experience
more significant career interruptions than men, then the expected impact
on coauthoring is negative.
Results. We use a logistic specification that transforms the
coauthorship variable into the log of the odds ratio that an article is
coauthored. In this analysis, an observation consists of an article
produced by an individual who has an academic affiliation at the time of
publication. Given that individuals are not observed publishing the same
number of times, each observation is weighted by the individual's
total number of publications produced over the ten year period. Maximum
likelihood estimates are reported in Table II for two model
specifications. The first is the basic model that includes the
gender-department size interacted variable. The second adds the field
size and the job experience interacted variables.(11)
For both specifications the coefficient of the gender variable is
negative. The positive sign on the gender-department size variable
indicates, as predicted, that it is female economists in smaller
departments who experience an especially low probability of
coauthoring.(12) To evaluate the net impact of gender on coauthoring, we
take the partial derivative of model (2) with respect to gender and
solve separately for the underlying male and female probabilities of
coauthoring. Figure 1 plots these probabilities as a function of
department size. The effects of other variables are evaluated at their
means. This evidence indicates that the probability of coauthoring is
much lower for women in small departments and not until department size
reaches sixty-four members do the probabilities converge for men and
women.
Other coefficients that were signed are consistent with
expectations. One finding of interest concerns the impact of experience
on the propensity to coauthor. Previous research indicates that
coauthorship may have a life-cycle element as less-experienced
economists tend to work alone.(13) While our evidence supports this
finding for men, experience does not appear to affect the probability of
coauthorship for women, since the parameter estimate on the
gender-experience interaction is roughly equal and opposite in sign to
that on experience. If McDowell and Melvin's interpretation is
correct, that less-experienced (untenured) economists tend to work alone
in order to build their reputations, then our evidence indicates this
accumulation process is slower for female economists.
The results of models (1) and (2) provide support for Lindsay and
Maloney's model of discrimination.(14) If discriminatory attitudes
are present, the expectation is that female researchers will self-sort
into environments (departments) where the possibility of collaborating
with other women is highest. The data do show that the distribution of
female economists is skewed toward larger departments. The mean
department size of women in our sample is 54.4, which is significantly
higher than 41.9 for men (Appendix B). This evidence along with
gender-sorting behavior is consistent with the presence of
discriminatory attitudes toward coauthoring with women.(15)
The Impact of Coauthorship on Research Productivity
We now consider how coauthorship affects research productivity and
whether coauthorship patterns adversely affect development of female
economists' human capital. Collaboration may augment human capital
by exposure to more and varied research and may result in synergies
(economies of scale) such that two individuals working together can
produce more articles than if they worked separately. Synergies in
coauthorship, however, may be offset by shirking. That is, two
individuals working together may produce fewer articles than if they
worked separately. This is particularly true if the incentive system
does not discount coauthored research. Thus, even if potential output is
increased by coauthorship, individuals may be less motivated to produce
if all papers of equal quality count equally toward tenure regardless of
the number of coauthors.
To test the impact of coauthorship on research productivity, we
measure output in terms of a scale effect. The dependent variable is an
individual's total article count at the end of ten years of
experience, where each article is discounted by the number of authors.
Thus, other things equal, a single-authored article counts as one unit
of research production, and an article produced by n authors counts as
1/[n.sup.th] of a unit.(16)
The hypothesis is that the cumulative number of weighted articles
is a function of the propensity to coauthor, as measured by the
percentage of total publications that are coauthored. Hence, if enhanced
productivity dominates, then the incremental impact of coauthoring will
be positive; if shirking dominates, then the impact will be negative.
Given previous findings of lower research productivity for female
economists, article production is also modelled as a function of gender.
To capture the differential impact of academic versus nonacademic
experience, we include a measure of accumulated academic experience and
expect that academic experience enhances productivity. We also expect
fewer total articles the higher the quality of the articles. An age
variable is included because of the possibility that individuals who
enter academic careers later in life may have lower propensities to
publish. Finally, results from Table II suggest department size may
affect article output through its effect on team formation. Also, to the
extent department size is correlated with a greater research emphasis,
one expects article output will be higher for individuals in such
environments.
Results. Table III presents the results of a regression estimated
using the subsample of individuals in our database who were employed in
an academic institution for at least one year during their ten years of
post-doctorate experience and who published at least one article. The
evidence does not support the hypothesis that cumulative article
production is increased by an individual's overall propensity to
coauthor. In fact, the sign of the percent coauthored coefficient is
negative, though nonsignificant.
The results also show a negative impact of gender on research
productivity. It appears that, on average, women produce fewer
publications even if adjustments are made for the number of
coauthors.(17) The negative coefficient has several possible
interpretations. The productivity differences may be the result of
reduced incentives to publish given a lower probability of
promotion.(18) They may result from women substituting away from
publishing, possibly into administration or teaching, because of
difficulties encountered locating coauthors. Lower output may also
reflect difficulties women encounter dealing with editors and referees
as suggested by Ferber and Teiman. Finally, lower output may be a result
of longer or more frequent career interruptions for women.
One might expect that when faced with barriers to coauthorship
women would substitute into single-authored research. However, the mean
percent of coauthored articles is not significantly different for women
than men.(19) It may be misleading, however, to interpret this as
evidence that women are not disadvantaged by gender-sorting. We have
documented that women select larger departments as employers possibly in
an effort to mitigate the effects of gender-sorting. Further, we cannot
observe the employment decisions or research output levels that would
have resulted from equal opportunities to coauthor.
The Impact of Research Productivity on Academic Rank
The evidence above indicates that, given existing incentives,
coauthoring does not detract from, or enhance, overall productivity when
articles are discounted by the number of coauthors. We now evaluate
whether promotion decisions made by academic institutions reflect this
evidence when establishing weights for single-authored and coauthored
articles. We examine the relative impact of coauthored versus
single-authored work as variables explaining an individual's
academic rank for each of ten years of postdoctorate experience (i.e.,
for Associate or Full Professor, rank=1). We expect that departments
attempting to maximize research productivity will apply 1/n discounting
for coauthored work (quality constant) when designing promotion
criteria. Also, if women or other individuals do not have equal
opportunities for coauthoring, then 1/n weighting tends to mitigate the
effects of reduced opportunities.
Since an individual can only achieve rank in an academic setting,
we employ a bivariate probit technique. We model the joint determination
of whether an individual is in an academic setting in any given year of
experience and, if so, whether the individual has achieved the rank of
Associate or Full Professor. Thus, two models are actually estimated:
one explaining achievement of rank and the other explaining the
probability of being an academic. Only those individuals who select
academia in a given year enter the sample for rank equation estimation,
but since these individuals are nonrandomly selected from the sample of
all individuals, the correlation between disturbances is used to produce
consistent estimates of the relationships.(20)
We include in the rank equation data on research output, including
the number of coauthored articles produced and the number of
single-authored articles produced at the time of the observation. The
institutional quality variable is included to control for the quality of
the individual's academic institution. The variable is measured as
the number of AER-equivalent pages published per time period by
department faculty standardized by number of faculty. We expect
achievement of Associate or Full rank to be more difficult in higher
quality departments. Quality of publications is controlled for, and we
expect rank to be positively affected by quality. Since rank depends on
experience, we include and experience variable and expect a positive
relationship. To control for differences in male versus female academic
experience, we also include a gender-experience interacted variable.
The focus of the study is not on the direct relationship, if any,
between rank and gender, but rather on the indirect impact of gender on
rank through the interactions between gender, coauthorship and research
output. We include gender as a variable to capture other unobservable
characteristics of the rank decision that may affect the probability of
a woman achieving Associate or Full rank, but do not sign this variable
a priori.
Results. Results for the rank equation appear in Table IV. The
estimate is made using the entire sample of individuals where each is
observed ten times (once for each year of experience).(21) We use all
individuals, even those who did not publish since they may, depending on
their institution's promotion criteria, achieve the rank of
Associate or Full Professor with no published articles.
The coefficients for the variables measuring institutional quality
and publication quality have the predicted signs. It does not appear
that gender has a direct effect on rank, but it does appear that female
experience has less of a positive impact on rank than male experience
even after controlling for research output. It is possible that career
interruptions may explain this differential effect, but the data do not
allow us to identify such interruptions.
It appears that coauthored articles are not discounted much, if at
all, relative to single-authored work.(22) To test the hypothesis that
single-authored and coauthored articles are weighted equally as
determinants of rank, we re-estimate equation (4) restricting the
coefficients on the variables measuring number of single-authored and
coauthored articles to be equal. Based on a Chi-square test of
significance, we cannot reject the hypothesis that the two coefficients
are equal at any conventional level of significance.(23) Moreover, we do
reject at the 5 percent level the hypothesis that the weighting of
coauthored articles is 1/n.(24)
In his recent article, Sauer reports results of a salary regression
where the return to a coauthored paper with n authors is approximately
1/n times the return to a single-authored paper. Sauer's estimates
are obtained from a data set consisting of academic economists who are
Associate or Full Professors and who are employed by seven of the
"top forty" departments. In contrast, our results on promotion
decisions suggest that variations in academic rank do not reflect a 1/n
weighting and, in fact, the results suggest that departments tend to
count total articles rather than measure independent contributions of
coauthors. The constrasting findings may result from differences in data
and empirical focus as Sauer is interested in dollar returns to research
to individuals who have achieved the highest academic rank at top
schools. Our estimates are based on longitudinal data that contain
observations over the first ten years of an academic's career and
therefore include observations for all academic ranks across a broad
range of academic institutions.(25)
Our data provide evidence of a potential bias in the promotion
process in that rank determinations do not appear to distinguish between
coauthored and single-authored publications. This failure to weigh each
author's marginal contribution is of particular concern to female
economists who may not be able to accumulate as many "lines"
of total articles as men due to coauthorship barriers.(26)
IV. CONCLUSION
We have documented that economists tend to coauthor with others of
the same gender. Moreover, female economists are less likely to coauthor
in general than are males. While the effect of gender-sorting on female
economists is somewhat mitigated by their tendency to self-select into
larger departments, the implications of gender-sorting are not neutral
with respect to promotion. In making promotion and salary
determinations, a weighting factor of 1/n to measure contributions of
coauthors would tend to maximize research output. However, we reject the
hypothesis that 1/n weighting is used and, in fact, are unable to reject
the hypothesis that single-authored and coauthored articles carry the
same weight in determining promotion. In contrast, Sauer finds evidence
of 1/n weighting in his study of salaries at top universities. This is
not the case for promotion decisions in our broader sample of
universities.
While the data place limitations on interpretation, gender-sorting
in publishing, coupled with evidence of a "premium" being
placed on coauthorship in promotion explains in part why women
economists are not as likely to be promoted as men and wait longer for
promotion. Our results raise a number of questions that await future
investigation. Among these are questions regarding the impact of
gender-sorting on research productivity. While the evidence suggests
coauthorship neither enhances (nor reduces) research productivity, this
result is based on a sample of individuals who have made publication
decisions given existing promotion incentives. The implication is that
female research productivity may be measured with a bias and that if
faced with similar opportunities for coauthorship as males, female
productivity may be enhanced.
TABLE I
Gender Distribution of Research Teams Consisting of Two or More
Coauthors
Gender of Coauthor
Gender of Sampled Total Number
Individual Male Female of Coauthors
Male 119 8 127
(%) (93.70) (6.3) (100.0)
Female 61 30 91
(%) (67.03) (32.97) (100.0)
Total Number
of Coauthors 180 38 218
(%) (82.57) (17.43) (100.0)
Note: If the individual selects two coauthors (e.g., one male and
one female) the selection generates two observations.
TABLE II
Logit Analysis of the Decision to Coauthor
(Single-authored = 0 Coauthored = 1)(a)
(1) (2)
Intercept -2.822 -2.842
Experience 0.091** 0.170***
(2.253) (3.158)
Department Size 0.115 0.088
(0.681) (0.512)
Field Size 0.536** 0.263
(2.018) (0.783)
Field Growth 12.559** 13.315**
(2.365) (2.474)
Field Change 0.286 0.245
(0.910) (0.781)
Gender -2.438* -2.807*
(-1.947) (-1.929)
Gender*Department Size 0.601* 0.706**
(1.929) (2.247)
Gender*Field Size 0.706
(1.393)
Gender*Experience -0.186**
(-2.278)
Log likelihood function -294.0(b) -290.7(b)
N = 464 Event = 0 273 Event = 1 191
Note: Student t-statistics in parentheses below coefficients
* = significant at .10 level, two-tailed test
** = significant at .05 level, two-tailed test
*** = significant at .01 level, two-tailed test
(a)An observation occurs each time an article is published. The
individual and job-specific variables are measured as of the time of the
publication as explained in Appendix A.
(b)[X.sup.2] statistic is significant at the .001 level.
TABLE III
The Estimated Impact of Coauthorship On Research
Productivity(a)
(3)
Intercept 1.154
Percent Coauthored -1.026
(-1.205)
Publication Quality 0.428
(0.194)
Age -0.105
(-1.972)*
Gender -1.136
(-2.029)**
Academic Experience 0.304
(2.760)**
Department Size(b) 1.277
(4.331)***
Note: Student t-statistics in parentheses.
* = significnt at .10 level, two-tailed test
** = significant at .05 level, two-tailed test
*** = significant at .01 level, two-tailed test
(a)The dependent variable, Weighted Articles, equals the weighted
number of published articles at the end of ten years of experience. The
coauthored articles are weighted by the number of authors.
(b)Department Size equals the mean department size measured over
the years of academic experience.
TABLE IV
Bivariate Probit Estimate of the Relative Impact of
Coauthored and Single-Authored Research
on Academic Rank
(Assistant Professor = 0; Associate or Full Professor = 1)(a)
(4)
Intercept -2.235
Number Single-Authored 0.236***
(6.644)
Number Coauthored 0.191***
(5.346)
Publication Quality 0.058*
(1.686)
Institution Quality -0.178***
(-5.618)
Experience 0.320***
(4.610)
Gender 0.736
(0.273)
Gender*Experience -0.141***
(-3.073)
Log likelihood function -1418.3(b)
Note: Student t-statistics in parentheses below coefficients
* = significant at .10 level, two-tailed test
** = significant at .05 level, two-tailed test
*** = significant at .01 level, two-tailed test
(a)The dependent variable is Rank. Each individual in an academic
setting is observed each year for each of ten years and the independent
variables are measured eachyear as explained in Appendix A.
(b)[X.sup.2] statistic is significant at the .001 level. [Figure 1
Omitted]
APPENDIX A
Variable Definitions
Variable Definition (Source)
Academic Experience Years of experience at an academic institution (AEA Dire
ctory).
Age Age at year of receipt of Ph.D. (AEA Directory).
Coauthored Equals one if an individual's publication is coauthored,
otherwise equals
zero (AEA Index of Economic Articles).
Department Size Natural log of the number of AEA members affiliated with
author's academic
institution at the date of the observation. The measure
includes AEA members
associated with departments other than economics and inc
ludes graduate
student members. The variable is measured at years 1969,
1974, 1978, 1981
and 1985 with linear interpolated values between these y
ears (AEA
Directory).
Experience Year of observation minus year of Ph.D. (AEA Directory).
Field Change Equals one if individual's primary field of specialty ch
anges over the ten
year period following the year of Ph.D., otherwise equal
s zero (AEA
Directory).
Field Growth Average annual growth rate (of AEA members) over the yea
rs 1969 to 1985 in
the author's declared primary field of specialization AE
A Directory).
Field Size The number (000) of AEA members in author's declared pri
mary field of
specialization as measured at years 1969, 1974, 1978, 19
81, and 1985 with
linear interpolated values between these years (AEA Dire
ctory).
Gender Equals one if observed author is female, otherwise equal
s zero.
Institutional Quality The number of AER-equivalent pages per economics departm
ent faculty member
at the observed author's academic affiliation. The varia
ble is measured at
each year of experience. (Grave et al. [1982, Table 2]).
Number Coauthored Cumulative number of coauthored articles published at ti
me of observation.
(AEA Index of Economic Articles).
Number Single-Authored Cumulative number of single-authored articles
published at time of
observation (AEA Index of Economic Articles).
Percent Coauthored For those who publish, the percentage of articles publis
hed at the end of
ten years of experience that are coauthored (AEA Index o
f Economic
Articles).
Publication Quality The mean number (00) of citations to the journal in whic
h the observed
author's article(s) is published. The variable is measur
ed at each year of
an individual's experience. (ISI, Journal Citations Repo
rts, 1985).
Rank Equals one if observed individual has achieved academic
rank of Associate or
Full Professor, otherwise equals zero. The variable is m
easured at each year
of an individual's experience. (AEA Directory).
Weighted Articles Cumulative number of articles published at the end of te
n years of
experience, with coauthored articles discounted by the n
umber of authors
AEA Index of Economic Articles).
APPENDIX B
Sample Statistics(a)
Variable Total Male Female
Academic Experience 6.29 6.64 5.93
(4.20) (4.24) (4.15)
[178] [89] [89]
Age 30.48 29.66 31.29
(5.48) (3.31) (6.93)
[178] [89] [89]
Department Size(b) 47.84 41.93 54.40
(37.10) (36.51) (37.05)
[95] [50] [45]
Field Change 0.10 0.12 0.08
(0.30) (0.33) (0.27)
[178] [89] [89]
Field Growth 0.05 0.06 0.05
(0.02) (0.02) (0.02)
[178] [89] [89]
Field Size 1.57 1.54 1.61
(0.42) (0.44) (0.40)
[178] [89] [89]
In Academic Institution 0.57 0.62 0.52
(0.50) (0.49) (0.50)
[178] [89] [89]
Institution Quality 13.38 13.29 13.47
(13.28) (14.50) (11.95)
[95] [50] [45]
Number Coauthored 1.51 1.83 1.19
(2.28) (2.60) (1.86)
[178] [89] [89]
Number Single-Authored 2.20 2.57 1.83
(2.56) (2.79) (2.27)
[178] [89] [89]
Percent Coauthored 35.84 36.26 35.38
(31.30) (30.90) (31.99)
[178] [89] [89]
Publication Quality 14.20 14.07 14.39
(17.47) (17.14) (17.97)
[661] [392] [269]
Rank 0.49 0.60 0.38
(0.50) (0.49) (0.49)
[178] [89] [89]
Total Number Articles 3.71 4.40 3.02
(4.03) (4.50) (3.37)
[178] [89] [89]
Weighted Articles 2.92 3.44 2.40
(3.14) (3.47) (2.69)
[178] [89] [89]
(a)The table reports means measured at the end of ten years of
postdoctorate experience. Numbers in parentheses are standard deviations
and numbers in brackets indicate sample size.
(b)The means reported are actual numbers of department AEA members.
(1)Findings on the gender-related wage gap are corroborated by a
number of researchers using different samples and different time
periods. As examples, see: Johnson and Stafford [1974]; Bayer Astin
[1968]; Ferber and Kordick [1978]; Kenny and Studley [1989]; Barbezat
[1987]. A recent study by Ransom [1989] suggests monopsonistic power of
universities can explain differences in salaries. He estimates 10-15
percent of the gender gap is due to lower mobility of female versus male
professors. (2)A number of studies examine earnings as a function of
research output (articles) and other career attributes. See Diamond
[1986], Hamermesh et al. [1982], Hansen et al. [1978], Siegfried and
White [1973], and Tuckman and Leahey [1975] and most recently, Sauer
[1988]. (3)As Weiss and Lillard note, lower productivity possibly is due
to a reduced incentive to publish, perhaps arising from the lower
likelihood of promotion. (4)As noted by a referee, possible explanations
include preference and prejudicial attitudes, arising perhaps from
"jealous spouses" and "manly men." (5)The top-twenty
institutions are identified in Graves et al. [1982] and consist of
Chicago, Harvard, Stanford, Wisconsin, University of Pennsylvania, MIT,
Yale, UCLA, University of California at Berkeley, Princeton,
Northwestern, Michigan, Washington, Rochester, Illinois, UNC-Chapel
Hill, Columbia, NYU, Ohio State, and Minnesota. The cohort sample was
selected by first collecting the name of each woman who received a Ph.D.
in economics from one of the top-twenty institutions during the period
1968 to 1975. The Directory of Members of the American Economic
Association (various volumes) was then referred to for demographic and
career-related data. As needed, missing information was obtained by
telephoning or writing to the individual. If data were available for
both the beginning of the career as well as for a period of ten years of
post-Ph.D. experience, the individual was included in our sample. A male
cohort was then selected from the same Ph.D.-granting institution's
graduating class. The male whose name alphabetically either preceded or
followed (alternating every other time) the sampled female's was
selected for sample inclusion so long as demographic and career related
data were also available for the male. (6)To determine whether the
selection is randomly distributed across gender, we evaluate the
statistical difference between actual and predicted gender combinations
based on the hypothesis that the sex of author and coauthor are
independent. The Chi-square statistic of 25.64 indicates that the
difference between actual and predicted gender combinations is
significant at the .01 level. (7)While most studies that examine
earnings as a function of article output fail to distinguish between
single-authored and coauthored articles, Sauer makes a distinction. He
finds, for his sample of economists at top schools, that the dollar
return to a coauthored article with n authors is approximately
[a/n.sup.th] the return to a single-authored article. (8)Women
economists represent 16.5 percent of the total faculty in undergraduate
institutions and 9.3 percent in graduate institutions. (Report of the
Committee on the Status of Women in the Economics Profession, AEA Papers
and Proceedings, May 1990). (9)Lindsay and Maloney [1988, 655]. (10)See
McDowell and Melvin [1983], and Barnett, Ault and Kaserman [1988]. The
trend toward coauthored research is not unique to economics. See, for
example, Stephan and Levin [1987] who study six subfields in the areas
of physics and earth sciences. (11)A fully-interacted model yields
estimates similar to those appearing in the table. (12)The
nonsignificance of the department size variable suggests department size
is not a serious constraint for male researchers in the decision to
coauthor. (13)See McDowell and Melvin [1983]. (14)It is of course
possible that more recent cohorts of academic economists display
different collaborative behavior than the cohorts in our sample. We
cannot test this directly since complete ten-year publishing histories
are not yet available for recent Ph.D. recipients. (15)These findings
are also consistent with the idea that academic environments affect the
"style and content" of academic research. Both Breit [1987]
and Johnson and Johnson [1978], for example, argue that environment,
inclusive of social relationships and personalities, plays an important
part in the creation of new schools of thought ("Virginia
School" and the "Keynesian revolution"). It is not
surprising that, if such factors affect the content of economic
research, then they can also affect the collaborative activity leading
to publication. (16)Coauthorship may also affect quality of articles.
Associated with this is the possibility that researchers select the
ablest economists with whom to coauthor. However, our data do not
indicate a statistically significant higher level of mean quality of
coauthored versus single-authored articles. (17)Appendix B shows the
means of the variable measuring weighted articles. These are 3.44
articles for men and 2.40 for women. (18)See Weiss and Lillard [1982].
(19)The percentage of coauthored articles for men is 36.3 percent
compared to 35.4 for women (Appendix B). (20)The maximum likelihood
estimation approach was introduced by Van de Ven and van Praag [1981].
(21)Nine individuals (three women and six men) are excluded from the
sample because they were employed by foreign institutions for which data
on institution quality and department size were not available. To
explain whether an individual was in an academic setting we controlled
for experience, gender, gender-experience, interaction, age, year of
Ph.D. and its interaction with gender, total number of published
articles, and whether an individual's primary field was in economic
theory, economic history, or history of economic thought. The results
indicate that being an academic is positively related to total number of
articles published, having one's primary field in theory or
history, gender, and with more recent Ph.D. cohorts. Being academic is
negatively related to experience, year of Ph.D. interacted with gender,
and age. The correlation between model disturbances is 0.620 (t=2.154).
(22)Liebowitz and Palmer [1983] report results of a survey of department
chairs which indicates that chairs generally assign a weight to
coauthored papers that exceeds 1/n. Half of the respondents indicated
they used weights in the 67%=75% range. (23)Using the Wald test, the
statistic is [x.sup.2](1) = 0.984. (24)The Chi-square statistic is
3.869. (25)There are fifty-eight employer institutions represented in
our sample (ranked from 1 to 231 by Graves et al. [1982]). We do find
evidence that suggests higher ranking institutions evaluate
single-authored articles more favorably relative to coauthored articles
than do lower ranking institutions when we estimate the rank models with
institutional quality interacted with number of single-authored and
number of coauthored articles. This provides a further rationale for
women selecting employment in larger institutions since there is a high
correlation between large departments and high institutional quality.
The correlation coefficient between the department size and
institutional quality variable is 0.58. (26)Departments may elect not to
discount work due to perceived positive externalities created by
coauthoring. For example, coauthorship activity may lead to a more
stimulating academic environment. If women tend to be excluded from
collaborative teams, however, the policy implication is not necessarily
one of reducing incentives to coauthor. One referee points out that
perhaps women should be promoted with fewer publications than men, since
lower output appears to be due to reduced coauthoring rather than
reduced talent.
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JOHN M. McDOWELL and JANET KIHOLM SMITH, Department of Economics,
Arizona State University. We wish to thank Ray Sauer, Stuart Low, Art
Blakemore and three referees for helpful comments on earlier drafts.