The impact of bad writing in economics.
Laband, David N. ; Taylor, Christopher N.
"Bad writing does not get read."
--Donald McCloskey(1)
"Technical considerations of publications are at least equally
as important in judging the worth of scientific information as the end
goal of adding to the existing body of scientific knowledge."
--Janet Chase(2)
I. INTRODUCTION
In his lead article in Economic Inquiry |1985~, Donald McCloskey
lambasts economists about their rotten professional writing. He believes
that the economics profession would be better off if we all wrote
"better." Interestingly, in an equally hard-hitting article
published in the Journal of Political Economy in 1969, Walter Salant
took economists to task for their poor writing. He led off his
presentation by noting:
In the past several months I have spent much time reading manuscripts
written by my professional colleagues. Although this activity has taught
me some economics, as one might expect, it has not been an unmixed
pleasure. At some times, to be frank, it has been rather trying.
What has made it trying is that too much of the writing I have read
is clumsy or worse: nearly incomprehensible. Crimes of violence are
committed daily against the English language and the helpless reader is
too often frustrated in his effort to understand the message |545~.
In the scientific community clarity and conciseness of writing style
are regarded as valuable aspects of an individual's effort to
convince others of the validity of a knowledge claim. Chase |1970~
reports that academic scientists rate clarity and conciseness of writing
style the third most important criterion used to evaluate the merit of
other scientists' research. The ten criteria chosen from included,
among other things, originality, logical rigor, theoretical
significance, mathematical precision and replicability of research
technique.
The prominence accorded to McCloskey's article and the
appearance of Salant's article in arguably the most influential
journal published in the economics profession is notable. Journal
editors apparently concur with the basic message expressed by both
authors: the writing style of academic economists leaves much to be
desired.
We find it difficult to disagree with the notion that how you say
what you say matters. Knowledge is a commodity that is demanded and
supplied in a market; basic marketing principles surely apply. But
Salant's reference to readers being "helpless" is as
ludicrous as suggesting that sellers force consumers, via advertising,
to purchase their products. Consumers (of all commodities) are neither
stupid nor helpless. The market for literature, both professional and
otherwise, is characterized by free entry and exit. Nothing compels
prospective readers to purchase specific literature or to consume (read)
it fully once purchased. Any reader continually makes marginal decisions
about whether to continue reading. These decisions are presumably based
upon an ongoing evaluation of the expected benefits of continued reading
as compared to the expected costs. Whenever the former fall below the
latter, the reader stops. How the individual's expectations
regarding costs are formed is open to speculation. The average
difficulty a reader has experienced in the past with an author's
work (be it an altogether different publication or previous pages in the
current work) probably forms, in part, the basis for his expectation of
the costs of continuing to read.
This suggests that each author is residual claimant to the negative
effects of his prose. A necessary condition for acceptance of a
knowledge claim is that the virtues of that claim become known by
individuals other than the author. To become widely known, the claim
must be read by at least some members of the relevant academic
community. The discoverer of a significant scientific breakthrough who
communicates poorly the virtues of his work incurs a loss derived from
reduced professional acceptance of his ideas.
Given the results of Chase's survey, authors may, on average,
improve their chances of manuscript acceptance at professional journals
by attending to elements of presentation. Every author, academic or
otherwise, invests time and technology in improving the presentation of
his or her work, provided the marginal benefit of so doing exceeds or
equals the marginal cost. It is presumptuous of anyone to claim unique
knowledge of the marginal benefits to authors of investment in better
presentation. An author's marginal investment calculus is
impossible to evaluate externally. An external observer does not possess
precise knowledge of the elements in the objective function being
maximized (presumably) by the author. The individual interested merely
in reporting the results of his research without regard for the response
of others in his field to his work undoubtedly will be less interested
in the readability of his report than will the individual interested in
maximizing acceptance of his knowledge claims. Similarly, holding
constant marginal returns across inputs, the scholar for whom writing is
easy will depend more on his writing style relative to other inputs in
his knowledge claim production function, than will scholars for whom
writing is difficult. Margins matter to scholars, not just to the
subjects they study.
Despite his agreement with McCloskey's general thesis that
economists write poorly, Jack High |1987~ insists that voluntary efforts
to clean up our act are misguided, since bad writing is, indeed, read
(and cited). The argument hinges, as so much of economic analysis does,
on opportunity cost. Bad writing may be read and cited; the knowledge
claims may achieve a certain modicum of professional acceptance. The
critical issue is, would the marginal costs to the author of improving
the presentation stylistically be more than compensated for in terms of
marginally increased readership?(3) High claims that the general answer
to this question for academic economists is no. The expected private
costs of improving one's writing exceed the expected benefits, for
most scholars. This makes it unlikely that academic economists will
change their professional writing style.
If we find it difficult personally to disagree with Salant and
McCloskey, we find it even more difficult professionally to agree with
them. We are willing to consider changing the input mix in our
scientific production functions based on evidence that we can expect to
profit, broadly speaking, from so doing.(4) The problem is that neither
author presents so much as one shred of evidence that writing style
influences the professional success of economists. Conjecture is not
evidence.
Salant provides limited evidence that Ernest Hemingway writes with
greater clarity than two of the "better writers among
economists" |1969, 557~, by looking at the number of syllables per
word used by each. Suppose we concede (without proof) the validity of
Salant's and McCloskey's complaint that economists write
poorly. Why is poor writing of any consequence? Does poor writing among
economists adversely affect anyone and if so, to what extent? What is
the welfare cost of poor writing and how does it compare against the
opportunity cost of the resources required to improve our writing?
Salant and McCloskey do not provide us with answers to these questions.
Indeed, the characterization of economists' writing as
"poor" implies a comparison state that is never discussed.
Suppose we concede that economists with established reputations as
"good" writers write less well than Hemingway. Are we shocked
by their incapacity? Is the economics profession headed toward
extinction? The answers are no and no. Hemingway's prose is
all-important to the impact of his work on readers. The academic
economist's prose is but one ingredient, and not the most important
one at that, in producing "impact" or "influence" or
whatever it is that the economist produces. We maintain that
"poor" writing in comparison to Hemingway is of little or no
consequence to scholars. Again, however, conjecture is not evidence. The
real issue is whether "poor" writing influences the
distribution of "success" among economists.
Jack High argues that for academic economists the cost of bad writing
is low; poorly written articles are published regularly in the
profession's journals. Moreover, the cost to authors of good
writing is high. A scholar's efforts to improve his or her prose
are, therefore, likely to be uneconomical. In essence, High argues that
poor writing by economists is economical. However, his assertions are
also empirically unsupported.
We simply do not understand what the real impact of good writing is,
in terms that are familiar to us. It is a subject that has drawn little
or no previous study. We propose to begin to fill this lacuna by
examining empirically the impact of bad writing on economists. Our
findings reveal that, at least by McCloskey's definitions, the
quality of writing does not influence (1) citations of published papers,
(2) the probability of acceptance at major journals, or (3) the speed
with which a manuscript is reviewed. Moreover, influential economists
apparently achieve their status for reasons unrelated to quality of
writing. Since our empirical measures of "bad" writing come
from McCloskey, our findings suggest that either McCloskey is simply
wrong--economists' writing is efficient, judged by market as
opposed to a biased observer's criteria--or McCloskey's
general indictment may be correct, but his definitions of
"bad" writing do not capture the essence of the problem.
II. METHODOLOGY AND RESULTS
McCloskey provided specific examples of what he regards as bad
writing, including verbosity, banal words (which he listed), and
distracting footnotes. McCloskey prefers short sentences over long
sentences, other things equal, because long sentences obscure the point
being made. Footnotes interrupt one's reading and are thus
undesirable. It is especially objectionable to interrupt a sentence
midway(5) with a footnote. Less discomforting is a footnote at the end
of a sentence, especially if the sentence concludes a paragraph.
McCloskey provided a long list of objectionable words and phrases, as
well as a primer on good writing style. McCloskey also provided a list
of twenty-nine economists whom he considers to be excellent writers.
It seemed prudent to test the strength of McCloskey's indictment
by employing his standards of writing excellence. This assumes, of
course, that his characteristics of bad writing are valid and can be put
in some metric. Economy in writing can be measured by number of words
per sentence. The degree of objectionable interruption by footnotes can
be measured by number of footnotes per unit length of presentation or by
number of footnotes that occur mid-sentence, or by some ratio of the
two. Similarly, one could count the number of "bad words" in
the presentation.
There is independent verification of several of McCloskey's
stated elements of style. Several computer programs that purport to
measure aspects of writing style have been developed and marketed in the
1980s. The most highly praised (Writer's Workbench and CorrecText)
are available in full form only for mainframe computers. Bell Labs
developed the former for internal use. The latter is published by
Houghton-Mifflin and is available for the VAX family of minicomputers.
Volkswriter 4 includes a watered-down version of CorrecText called
Perfect Grammar that is apparently about as good as other
personal-computer based packages with respect to measuring clarity.
The three main style programs for personal computers are Readability
Plus, Grammatik IV and Rightwriter. According to Diamond and Levy
|1990~, Readability is the program that measures clarity most
accurately. Readability draws from four indices of clarity: the Flesch
Index, the Flesch-Kincaid Index, the Gunning-Fog Index, and the LIX Index. The Flesch Index examines number of syllables per one hundred
words and average number of words per sentence. Flesch-Kincaid measures
the grade level required to comprehend the writing. Gunning-Fog analyzes
average words per sentence and percentage of words with three or more
syllables. The LIX Index looks at average words per sentence and percent
of words with seven or more characters.(6) The correlations between the
indexes are extremely high--.85 at a minimum. Since these software
packages are marketed to would-be writers, the presumption would have to
be that their measurement techniques do capture some relevant aspects of
style. Otherwise, it seems unlikely that they would survive, much less
flourish, in the marketplace.
We employ nine objective measures of writing style. The first is a
common feature in computer style programs; the other eight are from
McCloskey's 1985 article.
(1) Words per sentence (counted in the first twenty sentences of each
paper analyzed), as a measure of clarity.
(2-3) Footnotes and footnotes that interrupt sentences: these
interrupt the flow of a presentation.
(4) Bad words including very and respectively (useless adverbs),
interesting (pointless adjective), via (misused conjunction), for
convenience (miscellaneous phrase), analyze (pretentious verb), data,
process, concept, and structure (vague nouns and pronouns).
(5) Five-dollar words (we counted all words composed of at least ten
letters in the first twenty sentences of each paper analyzed). These
allegedly support a "pathetic" pose of The Scientist or The
Scholar.
(6) Is is a colorless verb.
(7) Rhetorical questions chop up paragraphs, provide clumsy
transitions to new subjects, are overused, and provide a cheap way of
organizing the disorganized.
(8) Table of contents paragraphs are useless boilerplate, "stale
drivel".
(9) Excessive introduction and summarizing: see (8) above.
We assume that bad writing on these margins reflects bad writing on
all other margins, so that we need not examine them all. Examination of
so many characteristics guards against the fallacy of composition. Even
so, we acknowledge the possibility that some essential aspect(s) of bad
writing may have been overlooked.(7)
Bad Writing and Subsequent Citations
Citations are, in some sense, the academic market equivalent of
dollar voting in product markets.(8) Through citations, or lack thereof,
consumers in the market for ideas can reward efficient producers and
discipline inefficient producers. This suggests a natural test of
McCloskey's general theme that bad writing hurts authors: examine
the impact of specific writing characteristics on subsequent citations
of papers. McCloskey's own wording suggests that he would regard
this as an unbiased test of the impact of bad writing. In discussing
clarity he notes |1985, 191~: "Clarity is a social matter, not
something to be decided unilaterally by the writer, because the reader
like the consumer is sovereign. If she thinks something you write is
unclear, then it is, by definition. There's no arguing."
If the data and proposed model are taken seriously, putatively lousy
writing does not affect how often a paper is cited. Table I reports
ordinary least squares (OLS) regression estimates of the impact of
writing characteristics on unadjusted and impact-adjusted citations
(1981-85) of the 60 full articles published in the Journal of Political
Economy during 1980 and unadjusted citations (1981-86) to the 251 full
articles published in the Review of Economics and Statistics during
1976-80.
Following Laband |1986~, we expect the length of an article and the
author's reputation to be positively related to subsequent
citations. If McCloskey's assertion about bad writing not being
read is correct, citations of a paper should be related negatively to
average words per sentence, number of footnotes, number of footnotes
that interrupt sentences, bad wording, five-dollar words,
table-of-contents paragraphs, rhetorical questions, use of the word
"is," and excessive introduction and summarizing.
The results reported in Table I indicate that the measured individual
writing characteristics have no empirically discernable, much less
negative, impact on subsequent citations. Moreover, the joint impact of
these characteristics is zero. The F-statistics for the two simple
models:
(1) Cites = |a.sub.0~ + |a.sub.1~Pages + |a.sub.2~AuthorCites + e,
(1|prime~) Adjusted Cites = |b.sub.0~ + |b.sub.1~Pages +
|b.sub.2~AuthorCites + e,
are 8.589 and 2.458. In both cases, inclusion of the writing
characteristics drives the model F-statistics down. For each model, we
can reject the hypothesis that the style variables add significant
explanatory power jointly.(9) The expected (positive) impacts of article
length and author reputation on citations are observed in both sets of
regressions. These normalities suggest that this nonfinding with respect
to writing characteristics cannot be explained away easily as resulting
from peculiar data. Following Leamer |1983; 1985~, numerous additional
model specifications were investigated, involving different combinations
of the variables and squared terms. The reported results are not
sensitive to the unreported model specifications.
Of course, this finding of citation insensitivity to writing style is
not sufficient to negate the possibility that bad writing may have
deleterious effects on the success of academic economists.
McCloskey's |1985, 188~ observation that "rotten writing
causes more articles to be rejected than rotten t-statistics," if
true, suggests that the impact of bad writing may be felt at the
acceptance/rejection stage rather than in subsequent citations. Drawing
from submissions to the Journal of Political Economy, Laband |1991~
found no significant differences in writing style between accepted and
rejected manuscripts. In addition, he found no evidence that the length
of time taken by reviewers to evaluate manuscripts is sensitive to
elements of writing style.
The Writing of Influential Economists
McCloskey's list of good economist-writers suggests that a
comparison of their writing characteristics with those of a group of
similarly famous economists not known for good writing may be revealing.
From data compiled by Laband over the TABULAR DATA OMITTED years, we
selected a different group of forty economists. Each had accumulated at
least 1,000 citations over the period 1971-83, our benchmark for
declaring an economist to be "influential." McCloskey's
group includes Nobel laureates and past presidents of the American
Economic Association; so does ours. We collected average words per
sentence and footnoting data for twenty-five of McCloskey's group
of twenty-nine and our group of forty influential economists. The
information was collected from single-authored articles only, to
eliminate possibly confounding effects from coauthorship. Appendix A
lists both sets of authors and the articles examined. The comparison is
set forth in Table II.
The two groups did not differ significantly with respect to average
words per sentence. Although McCloskey's group footnotes less on a
per article basis than our group, any differences between the groups
with respect to footnotes per page and percentage of footnotes that
interrupt sentences are statistically insignificant.(10) This suggests
that whatever the criteria for success in the economics profession are,
good writing, as measured by average words per sentence and footnoting,
is not a critical factor.
Finally, it may be instructive to look at writing in other
disciplines. In particular, we suspect that contributors to journals
concerned with English language and literature, being more familiar with
the characteristics of good writing than economists, would write shorter
sentences and fewer footnotes than contributors to economics journals.
However, the comparison detailed in Table II reveals no statistically
significant differences with respect to footnoting, and the difference
in average words per sentence favors economists. The averages reported
are for the sixty-five papers published by McCloskey's and our
groups (merged) as compared to fifty papers published in five journals
for teachers of English (ten papers each): Research in the Teaching of
English, Modern Language Review, Modern Language Quarterly, English
Language Notes, and Language. Note that average words per sentence for
the sixty-five economists is virtually identical to the averages
reported in Table I for the 60 JPE papers published in 1980 and the 251
REStat papers published during 1976-80. It is hard to argue convincingly
that the results stem from our sample of economists being biased towards
the best writers, when it is indistinguishable from samples of the more
general population.
III. DISCUSSION
The variety of data examined and the consistency of the results help
to ensure that our findings present an accurate picture of the impact of
bad writing in the economics profession. We find no statistically
significant evidence that subsequent citations of published papers are
influenced by a broad spectrum of writing characteristics, individually
or in the aggregate. More generally, McCloskey's group of
"good" writers is indistinguishable from our group of
influential economists with respect to quality of writing. The evidence
presented suggests that good writing, at least as defined by McCloskey
and operationalized by us, is not a prerequisite for success as an
academic economist.
It may be that McCloskey's point is correct, at the margin. If
so, he failed to define the relevant margins of writing quality. To the
extent this is true, our findings merely help to define the relevant
TABULAR DATA OMITTED characteristics of low quality writing and shed no
light on McCloskey's underlying complaint. With respect to the
latter, his (and our) work may suffer from an omitted variable problem.
That is, the subtleties of good writing are hard to define explicitly,
therefore difficult to measure.
However, we are not convinced that our work is fatally flawed by the
omitted variable problem. Rather, we submit that economists, and perhaps
academic scholars generally, share a writing style that has evolved to
convey relevant information within the academic community efficiently.
There is no question but that this particular writing style differs
significantly from the writing style employed by authors whose
readership is drawn primarily from nonacademics. For example, the
average words per sentence for Forbes and Business Week (drawn from the
first ten cover stories for each magazine during 1986) was 17.953.
Compared to these publications the average words per sentence in
academic economics journals is some 50 percent greater. Similarly, the
average words per sentence for twenty feature stories taken from the
Marketplace section of the Wall Street Journal (20.43) is much lower
than for articles published in academic economics journals.
Academic scholars have developed what the editors of Economic Inquiry
(in a collective review of my manuscript) term "professionally
correct" writing to (presumably) communicate efficiently.
Professionally correct writing by an academic scholar in an op-ed for
the Wall Street Journal implies inefficient communication with that
audience. If these margins matter, we should be able to test for them.
In Table III, we report diagnostics derived from TABULAR DATA OMITTED
Grammatik IV analysis of ten Wall Street Journal op-eds written by
economists in recent months and compare them to the diagnostics of the
first two pages (excluding headings, footnotes, and mathematical
notation) of ten "professionally correct" articles published
by these same individuals in economics journals. In addition, we present
comparative diagnostics for Newsweek columns and journal articles
written by Milton Friedman and Paul Samuelson. The exact citations are
provided in appendix B.
The numbers speak for themselves. Scholars alter their rhetorical
style to suit their intended audience. The average readability grade
level of academic scholars' writing is lower and the reading ease
score is higher (easier) when scholars write for the Wall Street Journal
than when those same scholars write for professional journals. In
addition, scholars employ passive voice less frequently and write
shorter sentences, with fewer syllables per word when they address a
general audience than when they address their professional colleagues.
Across all five measures the hypothesis of equality of means is rejected
at better than the 0.05 level of confidence, even for this small sample.
The noted differences tell a consistent story: economists' writing
varies according to the intended audience.
We reiterate, the evidence suggests that economists communicate
efficiently, both within our relevant community of scholars and to
non-scholarly audiences. This interpretation implies that
McCloskey's and Salant's positions reflect merely their
normative yearnings. As the editors of Economic Inquiry noted (in
private correspondence regarding this manuscript), "Jargon is not
sin but virtue; passive voice not evasiveness but the studied and sober
rhetoric of qualification; banal words are not bad but the vocabulary of
professional dialect."
This is not to deny the possibility that writing style really does
matter within the scholarly community. Both Salant and McCloskey mention
numerous other specific aspects of style that they regard as important.
Salant, for example, argues that streams of consecutive nouns,
masquerading as adjectives, constitute poor style. In one manuscript he
found the expressions: "high risk flood plain lands,"
"aircraft speed class sequencing," and "terminal traffic
control program category." We confess, this is one part of the
elephant that we did not attempt to measure. Salant also offers a number
of words and phrases that are commonly misused. He also notes that
punctuation can be critical to the message conveyed by a sentence. He
expounds at some length on the (ab)use of mathematical language.
However, both Salant and McCloskey concentrate their attention on
clarity. We attempted to measure clarity through the use of average
number of words per sentence. Salant suggests that placement of commas
and average number of syllables per word are important. Perhaps they
are. We suspect, however, that writers displaying excellence on one
margin of clarity (average words per sentence) would exhibit excellence
on other margins of clarity. This does not, unfortunately, absolve us
from a possible sin of omission with respect to our methodology.
This possibility notwithstanding, we have uncovered no evidence that
style affects the probability of manuscript acceptance or subsequent
citations of published papers. Just as skeptics five hundred years ago
were willing to be convinced by the weight of scientific evidence that
the world was round, we are willing to be convinced that writing style
matters. Unless and until that evidence is presented, we regard the
Salant and McCloskey papers as opinionated polemics, not science.
Interpreting the Time-Trend in Quality of Writing
Diamond and Levy |1990~ investigated the issue of whether there has
been a noticeable decline over time in the quality of writing in
economics. They examined the clarity (as measured by the Readability
software package) of ninety-seven presidential addresses to the American
Economic Association and found evidence of a decline in Readability
scores over time.Their investigation is the only one of its kind that we
are aware of. Faced with a dearth of findings to the contrary, we are
prepared to accept their tentative conclusions.
What is problematic about the Diamond-Levy findings, taken together
with the assertions put forward by Salant and McCloskey, is the
implication that our ability to communicate effectively with one another
has been degenerating over time. That, in our opinion, is the wrong
interpretation. Surely the profits to be made from communicating with
ever-larger audiences have induced scientists to invest (at the margin)
in more cost-effective forms of communication, and to divest themselves
(also at the margin) of less effective forms of communication. We
believe the increased emphasis on mathematical and statistical
expression in economics over the past twenty years reflects the former;
the possible deterioration in writing style reflects the latter.(11)
This does not strike us as being inherently bad. More efficient
communicative skills are driving out less efficient communicative
skills. An economist simply cannot object to that.
Editors' Behavior
Why have journal editors implicitly put their stamp of approval on
Salant's and McCloskey's denunciations? Perhaps there is
something to be gained by journal editors from improving the prose of
contributing authors. Subscriptions, if not readership, may be a
function of how well written, on average, articles published in the
journal are. Editors may benefit from both subscription and readership.
Improved prose can, in principle, be produced by authors or by editors.
The actual distribution of production between these two parties is
beyond the scope of our inquiry. Efficiency in production requires that
two conditions be met: (1) total costs of improved prose, however the
production is distributed between authors and editors, must be
minimized, and (2) improvements in prose continue to occur as long as
the total costs of making the improvements are, on average, exceeded by
(and on the margin just equal to) the total benefits derived from the
improvements.
The problem, from the editor's standpoint, is that authors may
not find it worth their while to supply the level of prose quality that
editors desire. This is not surprising since returns to good prose that
accrue to editors (and a community of scholars generally) but not
authors do not enter into the latters' decision calculus regarding
their private investment in writing well.
Editors could raise submission fees to cover the cost of editing for
style the papers that will be published. The rise in submission fees
would have an adverse effect on subscriptions, by the first law of
demand. All in all, the margins that editors operate on are tight,
judging from the conversations that Laband has had with journal editors
(and allowing for appropriate discounting of editors' self-interest
in making those comments). We suspect that the prominence accorded the
Salant and McCloskey papers reflects an attempt by the editors of
Economic Inquiry and the Journal of Political Economy to
"jawbone" the profession into supplying higher quality prose.
It is cheaper for the editors to jawbone than to supply those editorial
services themselves. If our interpretation that economists have adopted
professionally correct writing is valid, journal editors are wasting
their time.
IV. CONCLUDING COMMENTS
There are numerous margins upon which the professional acceptance and
acclaim of an author's research findings may hinge. Writing style
is but one of those margins. Other margins include, but are not limited
to: the timing of the contribution, caliber of data, innovativeness of
statistical technique, theoretical insight, and importance of
contribution to the work of other scientists. By definition, a scholar
cannot possess a comparative advantage with respect to operating on all
of these margins simultaneously. It seems doubtful, if not extremely
unlikely, that any scholar routinely maximizes on all margins
simultaneously, without regard to the costs of doing so. The scholar who
wishes to maximize his expected return per unit of work effort balances
off the expected net marginal benefits of devoting resources to one
aspect of his work against the expected net marginal benefits of
devoting resources to any of the other aspects of his work. The
efficient scholar operates at the point where expected net returns to
incremental effort are equalized across all relevant margins of
productivity.
We reiterate, caliber of presentation is only one productive margin.
For some scholars, this margin is more valuable than others. One may
have a comparative advantage in technical (i.e., statistical) wizardry.
It should come as no surprise that he emphasizes his contributions on
that margin at the expense of good grammar. So he loses three readers
who can't stand the prose. Suppose the author could have gained the
professional acceptance of his claims by those three individuals by
investing one more hour in improving the quality of his exposition and
one fewer hour on the statistical analysis. If errors of commission or
omission stemming from this time substitution cost him the approval of
more than three individuals who otherwise would have been adherents, he
is a net loser. Is he a fool or irresponsible for not making such a
substitution? Hardly.
The individual who makes an important discovery, either theoretical
or empirical, balances off the expected gains from having the scientific
community recognize his intellectual property rights to that discovery
(priority) against the expected losses from poor writing when he submits
a relatively poorly written manuscript for publication sooner than he
might otherwise have submitted a more finely polished manuscript.
Marginal substitutions between inputs into the publication process
are made by the individual, for the individual's benefit. There is
no such thing as a universally applicable, "optimal"
production function for all scholars. The province of economists is to
seek information about how each individual organizes his/her production
and how changes in the relative prices of inputs influence production.
1. "Economical Writing," Economic Inquiry, April 1985, p.
188.
2. Janet Chase, "Normative Criteria for Scientific
Publication," The American Sociologist, August 1970, p. 263.
3. Salant is fully aware of the opportunity cost of poor writing. He
argues: "None of us has a right, even at the stage of drafting, to
impose on others writing that does not meet the requirement of clarity.
He who does so not only irritates the colleagues who must read what he
writes, and wastes their time, but also foregoes the larger audience
that might otherwise have read what he has to say. He thereby foregoes
the influence his work might have" (|1969, 558~ emphasis added).
4. By defining profits broadly, we include adherence to moral
principle as a positively valued return to good writing. Marginal
increases in adherence to moral principle are costly. We are not
convinced by McCloskey's exhortations that the net return to good
writing, on the morality margin, is positive.
5. Like this intrusion.
6. For a more complete discussion of these indexes, the interested
reader should consult Diamond and Levy |1990~.
7. We will doubtless be called on the carpet for trying to measure
the unmeasurable. The general mood of several referees of this paper was
expressed succinctly by the one who wrote: "The appreciation for
context, for all the subtle interaction of the elements of style, needs
to be captured by the measures of the econometrician. Nowhere in
Professor Laband's article do I find any demonstration that his
measures systematically distinguish good writing from bad." Perhaps
the charge has merit. On the other hand, McCloskey was anointed as the
guru; his pronouncements are the ones we test. Those who might be
tempted to cast the first stone at our method might well consider why
they embraced the teachings of McCloskey in the first place, without
empirical backing.
8. Neither citations nor dollars measure preferences perfectly, as
there is unmeasured surplus. The pros and cons of using citation counts
have been aired extensively in previous literature, including Liebowitz
and Palmer |1984~ and Laband |1986~.
9. As a further check on the robustness of our results, we used
Grammatik IV to analyze the first page of text from each of the
fifty-eight articles published in the Review of Economics and Statistics
during 1978 (the midpoint of our sample). The readability grade level
score, reading ease score and average number of syllables per word were
entered as explanatory variables, with AUTHCITE and PAGES in a separate
CITATIONS regression. Estimated coefficients on PAGES and AUTHCITE are
consistently positive and significant determinants of subsequent
citations. The three measures of readability derived by Grammatik IV
demonstrate no impact on subsequent citations. The fact that Grammatik
IV has (presumably) met the market survivability test of being deemed
useful by some set of writers ought to partially placate those who are
tempted to fault our work on the basis of a scandalously large omitted
variables problem (see footnote 6). These results are available upon
request.
10. The noted differences with respect to footnoting may be due, in
part, to differences in the percentage of papers in each group that were
Nobel lectures, AEA presidential addresses, papers published in the
Papers & Proceedings issue of the American Economic Review, etc.
Arguably, papers that fall into this category will have fewer footnotes,
on average, than regular published research papers. For McCloskey's
group, nearly 50 percent of the papers examined fell into this category.
For our sample of influential economists, only 10 percent of the papers
fell into this category.
11. Salant discussed several (ab)uses of mathematical language. His
insights are thought-provoking at the least. He claimed in passing that
the use of mathematics by economists (at the time of his writing) was
growing rapidly, a claim verified by Stigler |1949~; Anderson, Goff and
Tollison |1986~; Grubel and Boland |1986~; and Colander and Klamer
|1987~. However, he argued that, "Until a great many more people
speak and read Mathematics as well as they speak English, there is no
excuse for using mathematical symbols where words will do" |1969,
546~. With respect to the possibility that the importance of clarity in
writing prose relative to the importance of mathematical expression is
falling over time in the economics profession, Diamond and Levy note
that the decline may be "a sad, but acceptable price to pay for the
increased rigor of the profession. Time spent learning mathematics is
time that cannot be spent learning how to write well."
APPENDIX A
Papers sampled from McCloskey's list of Good Writers
Akerlof, G. "Discriminatory, Status-Based Wages Among
Tradition-oriented, Stochastically Trading Coconut Producers." JPE,
April 1985, 265-76.
Arrow, K. "General Economic Equilibrium: Purpose, Analytic
Techniques Collective Choice." AER, June 1974, 253-72.
Boulding, K. "Economics as a Moral Science." AER, March
1969, 1-12.
Bronfenbrenner, M. "Economics in Dialectical Dialect." JPE,
February 1976, 123-30.
Buchanan, J. M. "The Economics of Earmarked Taxes." JPE,
October 1963, 457-69.
Caves, R. "Harry Johnson as a Social Scientist." JPE,
August 1984, 642-58.
Fogel, R., "Reappraisals in American Economic History:
Discussion." AER, May 1964, 377-89.
Friedman, M., "The Resource Cost of Irredeemable Paper
Money." JPE, June 1986, 642-7.
Galbraith, J. K. "Power and the Useful Economist." AER,
March 1973, 1-11.
Griliches, Z. "Sibling Models and Data in Economics: Beginnings
of a Survey." JPE, October 1979.
Haberler, G., "Integration and Growth of the World Economy in
Historical Perspective." AER, March 1964, 1-22.
Harberger, A. "On the Use of Distributional Weights in Social
Cost-Benefit Analysis." JPE, April 1978, S87-120.
Hirschman A. "Models of Reformmongering." QJE, May 1963,
236-57.
Hughes, J. R. T. "Foreign Trade and Balanced Growth: The
Historical Framework." AER, May 1959, 330-37.
Johnson, H. G., "Destabilizing Speculation: A General
Equilibrium Approach." JPE, February 1976, 101-8.
Kindleberger, C. "International Public Goods Without
International Government." AER, March 1986, 1-13.
Lebergott, S. "The Shape of the Income Distribution." AER,
June 1959, 328-47.
Leijonhufvud, A. "Keynes and the Keynesians: A Suggested
Interpretation." AER, May 1967, 401-10.
Robinson, J. "Equilibrium Growth Models." AER, June 1961,
360-69.
Rostow, W. "The Take-off into Sustained Growth." Econ. Jnl.
March 1956, 25-48.
Schelling, T. "An Essay on Bargaining." AER, June 1956,
281-306.
Solow, R. "On Theories of Unemployment." AER, March 1980,
1-11.
Stigler, G. J. "The Process and Progress of Economics."
JPE, August 1983, 529-45.
Tobin, J. "Inflation and Unemployment." AER, March 1972,
1-18.
Tullock, G. "A Simple Algebraic Model of Logrolling." AER,
June 1970, 419-26.
Papers sampled from Laband/Taylor list of Influential Economists
Ashenfelter, O. "Racial Discrimination and Trade Unionism."
JPE, May/June 1972, 435-64.
Balassa, B. "Tariff Protection in Industrial Countries: An
Evaluation." JPE, December 1965, 573-94.
Barro, R. "Output Effects of Government Purchases." JPE,
December 1981, 1086-1121.
Barzel, Y. "An Alternative Approach to the Analysis of
Taxation." JPE, December 1976, 1177-98.
Baumol, W. "Quasi-Optimality: The Price we must Pay for a Price
System." JPE, June 1979, 578-99.
Becker, G. S. "A Theory of Social Interactions." JPE,
November/December 1974, 1063-94.
Bhagwati, J. "Directly Unproductive, Profit-Seeking (DUP)
Activities." JPE, December 1982, 988-1002.
Brunner, K. "Comment on Hester and Pierce." JPE,
July/August 1972, 777-85.
Christensen, L. R. "Entrepreneurial Income: How Does It Measure
Up?" AER, September 1971, 575-85.
Demsetz, H. "Barriers to Entry." AER, March 1982, 47-57.
Diamond, P. "Mobility Costs, Frictional Unemployment, and
Efficiency." JPE, August 1981, 798-812.
Dornbusch, R. "PPP Exchange-Rate Rules and Macroeconomic Stability." JPE, February 1982, 158-65.
Feldstein, M. "The Surprising Incidence of a Tax on Pure Rent: A
New Answer to an Old Question." JPE, April 1977, 349-60.
Fisher, F. "The Social Costs of Monopoly and Regulation: Posner
Reconsidered." JPE, April 1985, 410-16.
Freeman, R. B. "Political Power, Desegregation, and Employment
of Black Schoolteachers." JPE, April 1977, 299-322.
Gordon, R. J. "Price Inertia and Policy Ineffectiveness in the
United States, 1890-1980." JPE, December 1982, 1087-1117.
Hirshleifer, J. "The Private and Social Value of Information and
the Reward to Inventive Activity." AER, September 1971, 561-74.
Jorgenson, D. "Technology, Decision Rules, and Investment
Behavior." QJE, November 1973, 523-43.
Klein, L. "The Supply Side." AER, March 1978, 1-7.
Lazear, E. "Education: Consumption or Production?" JPE,
June 1977, 569-616.
Leamer, E. "The Leontief Paradox, Reconsidered." JPE, June
1980, 495-503.
Leontief, W. "Structure of the World Economy." AER,
December 1974, 823-34.
Lucas, R. E. "Some International Evidence on Output-Inflation
Trade-offs." AER, June 1973, 326-34.
Machlup, F. "What Was Left on Viner's Desk." JPE,
March/April 1972, 435-64.
Mansfield, E. "Industrial Research and Development Expenditures:
Determinants, Prospects, and Relation to Size of Firm and Inventive
Output." JPE, August 1964, 319-40.
Mincer, J. "Family Migration Decisions." JPE, October 1978,
749-74.
Modigliani, F. "Life Cycle, Individual Thrift, and the Wealth of
Nations." AER, June 1986, 297-313.
Oi, W. "Residential Location and Labor Supply." JPE, August
1976, S221-38.
Peltzman, S. "An Economic Interpretation of the History of
Congressional Voting in the Twentieth Century." AER, September
1985, 656-75.
Posner, R. "The Social Costs of Monopoly and Regulation."
JPE, August 1975, 807-28.
Rosen, S. "The Economics of Superstars." AER, December
1981, 845-58.
Samuelson, P. "Paul Douglas's Measurement of Production
Functions and Marginal Productivities." JPE, October 1979, 923-39.
Sargent, T. "Interpreting Economic Time Series." JPE, April
1981, 213-48.
Smith, V. L. "The Principle of Unanimity and Voluntary Consent
in Social Choice." JPE, December 1977, 1125-39.
Spence, A. M. "Competition in Salaries, and Signalling
Prerequisites for Jobs." QJE, February 1976, 51-75.
Stiglitz, J. "The Theory of 'Screening,' Education,
and the Distribution of Income." AER, June 1975, 283-300.
Thurow, L. "The Optimum Lifetime Distribution of Consumption
Expenditures." AER, June 1969, 324-30.
Turnovsky, S. "Structural Expectations and the Effectiveness of
Government Policy in a Short-Run Macroeconomic Model." AER,
December 1977, 851-66.
Weiss, L. "The Role for Active Monetary Policy in a Rational
Expectations Model." JPE, April 1980, 221-33.
Williamson, O. "Credible Commitments: Using Hostages to Support
Exchange." AER, September 1983, 519-40.
APPENDIX B
General Audience Articles
Bhagwati, J. N. "Regional Accords Be-GATT Trouble for Free
Trade." WSJ, December 5, 1990.
Buchanan, J. M. "Socialism is Dead; Leviathan Lives." WSJ,
July 18, 1990.
Feldstein, M. S. "It's Time to Talk About the S-Words
Too." WSJ, May 18, 1990.
Friedman, M. "The Fed and Inflation." Newsweek, December
29, 1980.
Lichtenberg, F. R. "Want More Productivity? Kill That
Conglomerate." WSJ, January 16, 1990.
Meltzer, A. H. "There Is No Credit Crunch." WSJ, February
8, 1991.
Moore, T. G. "A Privatization Program for Gorbachev." WSJ,
May 30, 1990.
Olson, M. "Why Autocracies Collapse So Quickly." WSJ,
February 28, 1990.
Rubin, P. "The Next American Tort Crisis." WSJ, December
28, 1989.
Samuelson, P. "Winners and Losers." Newsweek, November 24,
1980.
Stigler, G. J. "What an Oil Spill is Worth." WSJ, April 17,
1990.
White, L. J. "How Not to Save the FDIC." WSJ, January 8,
1991.
Economics Journal Articles
Bhagwati, J. N. "Directly Unproductive, Profit-Seeking (DUP)
Activities." Journal of Political Economy, 90(5), 1982, 988-1002.
Buchanan, J. M. "The Moral Dimension of Debt Financing."
Economic Inquiry, 23(1), 1985, 1-6.
Feldstein, M. S. "Distinguished Lecture on Economics in
Government: Thinking About International Economic Coordination."
Journal of Economic Perspectives, 2(2), 1988, 3-14.
Friedman, M. "The Crime of 1873." Journal of Political
Economy, 98(6), 1990, 1159-94.
Lichtenberg, F. R. "The Private R&D Investment Response to
Federal Design and Technical Competitions." American Economic
Review, 78(3), 1988, 550-59.
Meltzer, A. H. "Limits of Short-Run Stabilization Policy."
Economic Inquiry, 24, January 1987, 1-14.
Moore, T. G. "U.S. Airline Deregulation: Its Effects on
Passengers, Capital, and Labor." Journal of Law and Economics, 29,
April 1986, 1-28.
Olson, M. "The Productivity Slowdown, The Oil Shocks, and the
Real Cycle." Journal of Economic Perspectives, 2(4), 1988, 43-70.
Rubin, P. H. "The Theory of the Firm and the Structure of the
Franchise Contract." Journal of Law and Economics, April 1978,
223-33
Samuelson, P. "Paul Douglas's Measurement of Production
Functions and Marginal Productivities." Journal of Political
Economy, 87(5), 1979, 923-39.
Stigler, G. J. "The Xistence of X-Efficiency." American
Economic Review, 66(1), 1976, 213-16.
White, L. J. "The Reform of Federal Deposit Insurance."
Journal of Economic Perspectives, 3(4), 1989, 11-30.
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