Prelude to invasion: covert operations before the re-occupation of Northwest Borneo, 1944-45.
Gin, Ooi Keat
{1} In 1945 the task of retaking from the Japanese the former
British Borneo territories of Sarawak, Brunei, and North Borneo (Sabah)
was entrusted to the Australian Imperial Force (AIF). The 20th and 24th
Brigades of the 9th Division launched an amphibious offensive, codenamed
OBOE 6, with landings in the Brunei Bay area and Labuan Island in June.
The groundwork for OBOE 6 began several months prior to its execution.
In March 1945, members of the Australian Services Reconnaissance
Department (SRD) were dropped behind enemy lines in the Upper Baram and
Trusan valleys in Sarawak, and at Labuk Bay in North Borneo. The
objective of the SRD was to gather intelligence, survey the terrain, and
organize local resistance--in anticipation of the imminent AIF invasion.
This paper examines the activities of the SRD in preparing the stage for
the launch of OBOE 6, and evaluates the contribution of SRD covert
operations to the effective implementation of the invasion plans.
The war against Japan and the Borneo campaigns
{2} The island of Borneo, with its oilfields and strategic location
for the offensive against British Malaya and Dutch Java, was one of the
prime targets of Japan's military offensive of 1941-42. The
Japanese systematically and swiftly secured their objectives in Borneo
during the early months of their 'push' into the resource-rich
Southern Area (South-East Asia) following Pearl Harbor. The Miri and
Seria oilfields in Sarawak and Brunei respectively were captured without
much fuss in less than a fortnight of their initial landings off the
north-west coast of Borneo in mid-December 1941. Before the close of
January 1942, the Dutch oilfields at Tarakan and Balikpapan were under
Japanese control. By 1943 Bornean oil was contributing to the Japanese
war machine.
{3} The later part of 1944, however, witnessed the increasing
effectiveness of the American navy in cutting off Japanese shipping
lines between the home islands and the Southern Area. Moreover, Allied
bombing raids were continuously carried out on oilfields and other
strategic areas of Borneo from Australia. As the American offensive
gained ground in the Philippines, the Japanese home islands increasingly
lost their links with sources of oil supply in Borneo.
{4} The island of Borneo came within the scope of operations of the
South-West Pacific Area (SWPA) under the command of the American
general, Douglas MacArthur. (1) Despite its oilfields, Borneo did not
feature high on MacArthur's list of priorities. He was obsessively
determined to re-take the Philippines at all costs, arguing that an
American occupation would hastened the defeat of Japan through cutting
off the Japanese supply line from its Southern Area. More importantly,
MacArthur saw his return to the Philippines--which he left hurriedly in
early 1942 for Australia--as a means of restoring American prestige and
honour. It was an apparent case of political expediency overriding
military strategy.
{5} In order to facilitate his reconquest of the Philippines,
MacArthur struck a deal with the Dutch that he be given "complete
authority in the East Indies during any military operations". In
return, he promised to restore Dutch authority in their colonies as
rapidly as possible. (2) Therefore, the recapture of the Netherlands
East Indies, particularly Java, became part of MacArthur's plans.
The seizure of Borneo was to offer bases to launch his offensive against
Java. Furthermore MacArthur argued that the Bornean oilfields would be
denied the enemy and instead deployed to Allied advantage.
{6} Nonetheless MacArthur had no intention of committing American
land forces in the Borneo campaign. Instead, Australian troops would
spearhead the offensive there, with landings planned at Tarakan, Brunei
Bay and Labuan Island, and Balikpapan--in that order. The Australian
Army had ample American naval and air support, and also from the Royal
Australian Air Force (RAAF), for amphibious operations. The 1st
Australian Corps, consisting of the 7th and 9th AIF Divisions under the
command of Lieutenant General Sir Leslie Morshead, was entrusted with
the Borneo operations.
{7} The reconquest of Borneo was the second phase of the MONTCLAIR
operation which aimed at reoccupying the southern Philippines, British
North Borneo, and large areas of the Netherlands East Indies. (3) Out of
the planned six OBOE operations, (4) three only were approved by the CCS and subsequently implemented in mid-1945: OBOE 1 (Tarakan) was launched
on 1 May; OBOE 6 (British North Borneo) on 10 June; and OBOE 2
(Balikpapan) on 1 July. Overall, all three operations achieved their
objectives. (5)
{8} The Australian 9th Division (less the 26th Brigade) under Major
General G. F. Wootten executed OBOE 6 with landings at the Brunei Bay
area and Labuan Island. The prime objective was to secure the vicinity
around Brunei Bay to provide for the establishment of a naval base, as
well as accessibility to oil and rubber resources of Brunei,
northeastern Sarawak, and North Borneo. Brigadier S. H. W. C. Porter and
his 24th Brigade were entrusted with the re-occupation of Labuan. The
task of securing the Brunei-Muara area was the responsibility of the
20th Brigade under Brigadier W. J. V. Windeyer. A supporting naval force
under Vice-Admiral Dan Barbey, and the RAAF's 1st Tactical Air
Force, offered ample bombardment and cover for the amphibious landings.
(6)
{9} Within four days of the landings on 10 June 1945, all the
initial targets of OBOE 6 were attained. By mid-July the AIF were
greatly involved in civic action while their military role was
increasingly becoming redundant.
Laying the groundwork: the "Borneo project"
{10} The idea of sending a handful of European officers deep into
the interior of Borneo and behind Japanese lines, with the objective of
organizing the indigenous inhabitants to conduct a guerrilla war against
vital enemy targets, namely the oil installations, was discussed early
within Allied intelligence circles. These proposals, collectively
referred to as "The Borneo Project", sowed the seeds of what
became the covert operations undertaken by the Australian Services
Reconnaissance Department (SRD) in North Borneo and northeastern Sarawak
during the months leading to the launching of OBOE 6.
{11} As early as December 1941, there was a proposal for a scheme
utilizing guerilla tactics in Sarawak "to make periodic raids on
the oilfields [namely at Miri] from the interior and prevent the
Japanese from making effective use of them". (7) Second Lieutenant
P. M. Synge of the British Intelligence Corps based in Oxford, England,
proposed that "a force of 500 men or more if necessary, skilled in
forest-craft, could be raised from the Long Houses of the Baram, Tinfar
[Tinjar] and Niah rivers and organised into an effective guerilla
force'. Benefiting from his participation in the Oxford Sarawak
Expedition of 1932, Synge had knowledge of the terrain and of the
inhabitants of northeastern Sarawak. He admitted, however, that such a
force was "unlikely to be able to effect recapture of or to hold
the oilfields"; nonetheless the continuous commando-style raids
would "do much destructive work".
{12} Following an interview with Intelligence officers from the War
Office, Synge, as requested, submitted a memorandum outlining in detail
his scheme of guerilla activity aimed at denying the enemy the full
utilization of the Miri oil installations. (8) By mid-February the
following year, Synge's Sarawak scheme was apparently considered
"impracticable" for the time being. (9)
{13} Meanwhile, attempts were made to contact other members of the
Oxford Expedition, particularly the expedition leader, Tom Harrisson.
(10) By early July 1942, Harrisson submitted proposals that, in essence
and general outline, did not differ from Synge's, with the notable
exception that the former placed more emphasis on the Seria rather than
the Miri oilfields. Furthermore Harrisson drew attention to the
importance of and the need to win "face" for the Allies.
The value on morale and confidence in the victory of Allied Nations
would be immensely increased both throughout the Pacific and in
China by the news that we were doing something even if slight in
this area, that we were on the offensive as well as the defensive.
The value of this question of "face" cannot be overemphasised. (11)
[italics added]
{14} Another proposal from Captain D. L. Leech envisaged the
landing in central Borneo of several ex-Brooke officers of the Sarawak
civil service and medical and wireless personnel "to establish W/T
[wireless/radio transmission] communication and to contact free
Europeans and local natives likely to be still loyal". (12) Their
tasks would be to organize the natives and Chinese in preparation for
assisting an Allied invasion, to undertake raids against Japanese
outposts, and, if necessary, to construct temporary landing grounds.
Leech also identified three main areas where anti-Japanese uprisings
could be launched: the Baram and Tinjar rivers, inhabited by the Kayans
and Kenyahs; the Rejang basin above Kapit, peopled mostly by Ibans; and
the Iban heartland of the Second Division (13) (the Rejang River
eastwards to the Sadong River).
{15} It was unclear how seriously the above-mentioned three
proposals were viewed by Allied military planners at the initial stage.
At least Harrisson's proposal drew this rather encouraging
response:
The scheme sounds "wild-cat" but is the sort of thing that must be
tried and might come off ... The enterprising individual should be
given a run. The British Empire is foundering in the shoals of
caution, rather than breaking on the rocks of disaster. (14)
{16} It is evident from correspondence between London and Melbourne
that the various schemes proposed for Sarawak were not wholly shelved
but apparently put on hold during 1942 and 1943. (15) Meanwhile the
search for personnel "with experience and real knowledge [of]
British North Borneo and Sarawak" continued to be of high priority.
(16) It was not until March 1945, with the launching of SEMUT operations
by the SRD, that the ideas and suggestions put forth by Synge, Harrisson
and Leech were translated into action.
Covert operations in Northwest Borneo: AGAS and SEMUT
{17} The Services Reconnaissance Department (SRD) was an Australian
outfit directly responsible to General Sir Thomas Blamey,
Commander-in-Chief of the Australian Military Forces (AMF), based at
Allied Land Headquarters in Melbourne. SRD was a cover name for Special
Operations Australia (SOA) that had moved out of the Allied Intelligence
Bureau (AIB), (17) and was under the command of Lieutenant Colonel P. J.
F. Chapman-Walker.
{18} The SRD implemented the Borneo Project in a series of
long-term operations codenamed AGAS and SEMUT in North Borneo and
Sarawak respectively. (18) These SRD operations laid the groundwork to a
certain extent, thereby paving the way for the eventual invasion in
mid-1945 at the Brunei Bay-Labuan Island area. Basically, SRD operations
focussed on two main objectives: the gathering of intelligence, and
organizing (including training and arming) the local inhabitants into
resistance groups to wage guerrilla warfare.
{19} The precursors to AGAS and SEMUT were PYTHON 1 and 2 carried
out in North Borneo in the vicinity of Labian Point. PYTHON 1, led by
Major F. G. L. Chester with landings in early October 1943, undertook
the task of reporting on Japanese sea-traffic in the Sibutu Passage and
the Balabac Strait of the Sulu Sea. Chester also provided support for a
band of Filipino guerrillas under the command of an American officer,
Captain J. A. Hamner. In the later part of January 1944, Bill Jinkins
headed PYTHON 2 with the objective of organizing the native population
for guerrilla warfare. These early efforts did not bear any significant
results.
{20} More than a year passed before the first of several AGAS
missions were launched in North Borneo. AGAS 1 and 2 were carried out
prior to OBOE 6. (19) In early March 1945, Chester commanded AGAS 1 in a
landing near Labuk Bay, and in less than a week radio contact had been
made with the Dutch station at Batchelor and the SRD personnel at
Leanyer. A field headquarters was established at Sungei Sungei.
Furthermore, drop zones (DZs) for stores were located at Jambongan
Island in late April and early May. A central signal station was
established at Lokopas, and a hospital for the native inhabitants on
Jambongan Island. Two months later, AGAS 2 led by Major R. G. P. N.
Combe, the pre-war district officer of Kudat, landed at Paitan Bay.
Combe organized guerrilla activity in the Pitas area and at the same
time established an intelligence network. AGAS 3, under Chester,
focussed on the Jesselton-Keningau-Beaufort sector. This project
incorporated STALLION Phase IV (explained below) with proposed long-term
objectives.
{21} Meanwhile, in Sarawak, plans were in motion for SRD groups to
be parachuted into the mountainous hinterland of Brunei Bay. The initial
designated target areas were the headwaters of the Baram, Limbang, and
Trusan; later, the areas of operation expanded into the Padas valley of
North Borneo, southwards into territories of former Dutch Borneo, and
southeastwards to cover the Upper Rejang. These reconnaissance missions
were codenamed SEMUT under the overall command of Major G. S.
("Toby") Carter. However, as the situation developed, the
SEMUT operations were divided into three distinct parties under
individual commanders: SEMUT 1 under Major Tom Harrisson; SEMUT 2 led by
Carter; and SEMUT 3 headed by Captain W. L. P. ("Bill")
Sochon. The areas of operation were: SEMUT 1--the Trusan valley and its
hinterland; SEMUT 2--the Baram valley and its hinterland; SEMUT 3--the
entire Rejang valley.
{22} Harrisson and members of SEMUT 1 parachuted into Bario in the
Kelabit Highlands during the later part of March 1945. Initially
Harrisson established his base at Bario; then, in late May, shifted to
Belawit in the Bawang valley (inside the former Dutch Borneo) upon the
completion of an airstrip for light aircraft built entirely with native
labour. In mid-April, Carter and his team (SEMUT 2) parachuted into
Bario, by then securely an SRD base with full support of the Kelabit
people. Shortly after their arrival, members of SEMUT 2 moved to the
Baram valley and established themselves at Long Akah, the heartland of
the Kenyahs. Carter also received assistance from the Kayans. Moving out
from Carter's party in late May, Sochon led SEMUT 3 to Belaga in
the Upper Rejang where he set up his base of operation. Kayans and Ibans
supported and participated in SEMUT 3 operations. The nomadic Punans
also extended a helping hand to Sochon and his comrades.
{23} Prior to 10 June, D-Day of OBOE 6, SRD operatives in North
Borneo (AGAS) and northern Sarawak (SEMUT) were relaying intelligence to
Blamey's Advanced Land Headquarters at Morotai in the Halmaheras.
Furthermore, SRD parties--particularly SEMUT--in their respective areas
of operations were organizing, training, and arming native guerrilla
bands. Four days before the launch of OBOE 6, SEMUT 2 captured the
Japanese wireless station at Long Lama in the Baram; on the eve of
D-Day, SEMUT 1 attacked small Japanese garrisons in the vicinity of the
Brunei Bay area.
STALLION and OBOE 6
{24} In addition to the gathering of intelligence from AGAS and
SEMUT field parties, preparations were underway for mounting
reconnaissance missions aimed at extracting specific information on the
topography and enemy dispositions in the immediate hinterland areas of
Brunei Bay. (20) An outline plan codenamed STALLION was drawn up on 29
April and involved several phases employing a variety of methods to
achieve their objective. The various phases and their respective tasks
are summarized as follows: (21)
Phase I
Collection of required information from parties already in the
field, that is, by
AGAS and SEMUT.
Phase II
Extraction of natives from the Brunei Bay-Kimanis Bay area for
interrogation.
Phase III
Creating deception by focussing enemy attention on the Kota
Belud-Langkon area through the extraction of natives from the Usukan Bay
area.
Phase IV
Close reconnaissance of the Kimanis Bay area from Tanjong Nosong to
Tanjong Papar.
Phases V-VIII
Provision of Special Force (SF) Detachment and Special Task (ST)
Detachment as follows: 1 SF Detachment and 1 ST Detachment with 9th
Australian Division; 1 SF Sub-Detachment with 20th Brigade; and 1 SF
Sub-Detachment with 24th Brigade. These detachments were to receive
intelligence supplied from the field by wireless transmission (WT). A WT
network between field parties (AGAS, SEMUT, STALLION), 9th Division
Headquarters, 20th Brigade, 24th Brigade, and Advanced Land Headquarters
at Morotai (also the base for Advanced SRD Headquarters).
{25} The flow of intelligence from AGAS and SEMUT parties reached
Morotai via WT providing up-to-date information of enemy dispositions,
identification of the Japanese Sago Butai Infantry Battalion that
garrisoned Kuching, enemy defences, and troop movements. The field
parties also relayed information about Japanese evacuation/escape routes
from the east to the west coasts, including staging points as well as
the progress of such movements. The location and movement of
prisoners-of-war (POWs) in Sarawak, particularly of the Kuching and
Sandakan areas, were obtained. The identification of airstrips and
aircraft (hidden or camouflaged), previously unreported, and ammunition
and/or food dumps were notified to Morotai. This intelligence effort
fulfilled to a large extent the objectives of Phase I.
{26} Meanwhile Phase II was implemented from 30 April to 19 May to
extract natives likely to have reliable knowledge of navigation in the
waters of Brunei Bay as well as information about landing beaches in the
bay itself. (22) Phase II was subdivided into Parts 'A',
'B' and 'C'.
{27} Phase IIA was undertaken on 1 May. (23) Using Catalina
aircraft, runs were made over Brunei Bay and Labuan Island. Following
two failed attempts, two prahu (native craft) were intercepted north of
Kampong Kuala Lawas. After interviewing eight Brunei Malays, two
brothers--Latif bin Jalil and Gapar bin Jalil--were extracted. Aerial
reconnaissance was made of Tanjong Nosong and Pulau Tiga for
topographical data. In neither location, no enemy activities were
detected nor were radar units identified. The Catalina also did not face
any anti-aircraft fire. Over Kimanis Bay, the party noted the absence of
rolling stock on the railway. Although the two airstrips at Keningau
appeared to be serviceable, there were no aircraft. The
Keningau-Tambunan road seemed to be in good condition and quite likely
to be metalled, but no traffic was observed.
{28} Through questioning of Latif bin Jalil (aged 25 years) and his
brother, Gapar bin Jalil (aged 27 years), SRD Headquarters acquired
invaluable intelligence of the Brunei Bay area. Some tactical
information of Japanese forces (disposition and strength, communications
and transport), geographical data (of offshore conditions of Kuala
Mengalong, Kuala Lawas, rivers and coastline), the socio-economic and
political situation in and around the Brunei Bay area were provided by
the brothers. (24) Nonetheless, neither individual was able to provide
"advice regarding the most suitable spots for sorties to
land". However, they highly recommended three sea captains (serang)
from Kampong Mengalong named Serang Daman, Serang Usop and Serang Saleh,
the last being a second cousin of the brothers.
{29} Acting on the suggestion of extracting the above-mentioned
natives from Kampong Mengalong, namely Serang Usop and Serang Saleh,
(25) Phase IIB was launched on 19 May. Also on the agenda was the
extraction of natives from the Kimanis Bay area, as well as intercepting
sea-going prahu en route from Brunei to Labuan Island. Altogether, four
natives were extracted: one from the Kimanis Bay area and three others
from Kampong Mengalong, including the village headman who was a known
Japanese sympathizer. Only one of the named individuals was extracted,
the others being unavailable. (26) The party succeeded in persuading two
fellow villagers of Kampong Mengalong. After a failed attempt to reach
Kimanis village itself, a resident of the Kimanis Bay area was chosen
and brought back to Morotai. The mission failed to intercept any prahu
between Brunei and Labuan. On the return journey, the Catalina managed
to photograph the town of Tawau on the southeast coast of North Borneo.
{30} Four days earlier, on 15 May, Phase IIC commenced with a dusk
landing in Brunei Bay of a party of five, including two Malays Latif bin
Ahmad (27) and Gapar bin Jalil. The party made for a point some two
miles north of Kampong Mengalong. Their European colleagues returned to
the Catalina that left for Morotai. Latif and Gapar obtained a prahu and
headed for Labuan Island with the objective of obtaining intelligence,
as well as to arrange to extract a native of the island for
interrogation. At a pre-arranged location (a point north of Kampong
Mengalong) at dawn on 19 May, Latif and Gapar together with a Labuan
native were picked up by Catalina. (28) An aerial reconnaissance
revealed that there were good roads from Mempakul to Menumbok, (29)
neither telephone lines nor rolling stock or activity were evident in
the Mempakul area, and the area between Mempakul and Tanjong Sakat was
firm and level ground. (30)
{31} Phase III was designed as a diversionary tactic in an attempt
to deceive the enemy into focussing his attention to the area between
Kota Belud and Langkong. The mission aimed at the extraction of natives
from the Usukan Bay to Kranga Point area. Five natives and a child were
extracted from the village of Kuala Tambal at the mouth of the Tuaran
River on 27 May and interrogated two days later. (31) Later, another six
more were extracted and their interrogation took place on 30 May. (32)
Another thirteen followed, mainly from the area north of Jesselton, and
were interrogated on 1 June. (33) The extraction of natives and landings
by Catalinas in the area had created "quite an appreciable amount
of attention" to the targeted vicinity.
{32} As part of efforts to deceive the enemy, AGAS parties in the
field spread rumours of an impending invasion and that natives should
evacuate the coastal area. AGAS operatives also carried out sabotage of
communication lines and other appropriate diversionary activity north of
Jesselton. These tactics commenced five days prior to D-Day (10 June).
In support of AGAS activities, leaflets from the Far Eastern Liaison
Office (FELO) were rained on the Jesselton-Kota Belud-Langkong sector,
adding credence to the rumours. Bombings of key targets in the area
further enhanced SRD and FELO actions.
{33} Phase IV focussed on the reconnaissance of the Kimanis Bay
area. Specifically this mission aimed at gathering tactical data of
enemy dispositions in the Tanjong Nosong-Tanjong Papar area. Information
about the volume of traffic and the importance of the Beaufort-Papar
Railway sector was also required. The field party was entrusted with
evaluating the effects of aerial bombardment on the railways. Train
derailment and destruction of the Papar Bridge were on the agenda, as
well as the severing of telephone lines (to be executed on the eve of
D-Day). All enemy movements from Brunei northwards and from Jesselton
southwards were to be relayed to Morotai. (34) Following the successful
implementation of AGAS 1 and 2, Major Chester was available to undertake
this assignment, as he had intimate knowledge of the area of operation
and had agents and known safe contacts. In addition to the
above-mentioned objectives, the party was instructed to obtain
intelligence of enemy movements along the Jesselton-Beaufort Railway,
the Ranau-Tambunan-Keningau Road, and the hinterland of Kimanis Bay.
(35)
{34} Furthermore, during the post-OBOE 6 period, Chester and his
unit were to organize a native-protected intelligence network covering
the area between Ranau-Keningau Road and Jesselton-Beaufort Railway, and
to harass enemy activities on these lines of communications. During this
post-invasion phase also, they would be responsible for providing early
warning of any major enemy movement south from Ranau or Jesselton, as
well as to create a buffer zone for the protection of the Brunei
perimeter. (36) The revised plan that incorporated the long-term
objectives of Phase IV was approved by 1st Australian Corps and
implemented under the codename AGAS 3.
{35} AGAS 3 (STALLION Phase IV) was launched on 29 May.
Accompanying Major Chester were Sergeant S. H. Wong Sue (Jack Sue),
Corporal Heywood, and Mandor Ali (an ethnic Malay). They were
transported by Catalina and inserted in the late afternoon at a point
south of the Bongawan River. Two days later, the party made contact with
one Ah Lee, a Chinese friend of Chester. Ah Lee was a long-serving
worker with the North Borneo Railway. At the time, he was appointed by
the Japanese as stationmaster of Bongawan Railway Station. Ah Lee
promised to arrange a meeting between Chester and a Chinese man named
Chin Sang. Chin Sang was "Captain China" (Kapitan China), (37)
an influential Chinese leader of the area.
{36} After much difficulty, Chester eventually had a meeting with
Chin Sang on 2 June. On the issue of cooperation--as guerillas or
long-term intelligence agents--both Chin Sang and Ah Lee refused
outright. They were, however, willing to provide, on the spot,
information of Japanese troop movements, concentrations, and other
related matters. Another Chinese man "of suitable guerilla
age" who was contacted also displayed little enthusiasm for
cooperation.
{37} Meanwhile the party took cognizance of activities in and
around the railway track, such as train schedule, cargo to and from
Beaufort (stores and troops respectively), and the collection of timber
by railway contractors. Owing to the presence of many Japanese in the
area, an attempt to make contact with Ng Wai Wong, former Chief Clerk of
Kimanis Estate, was in vain. Similarly the effort of Mandor Ali to enter
the Papar area failed for the same reason. The party's base had to
be moved four times for safety. Finally on 5 June, radio contact was
made with base; this had not been possible earlier, due to the proximity
of the enemy "within generator hearing distance". (38) The
party returned to base on 7 June. {38} The plan for OBOE 6 envisaged the
seizure, at the earliest practicable time, of Mempakul and Weston, to
facilitate the usage of Kimanis Harbour and Beaufort respectively. This
strategy was essential as a guard "against enemy movement SOUTH
from JESSELTON area to BRUNEI BAY with a view of opposing [the
Australian] occupation". (39) For this purpose, a divisional
reserve was constituted to carry out the seizure of Mempakul or Weston
"taking advantage of surprise, before the enemy can organise
sufficient resistance at these places ... [and if successful] a
considerable advantage will be gained". Therefore it was imperative
that intelligence of enemy strengths at both places be obtained.
{39} In this connection, two more phases of STALLION were launched.
Phases V and VI, with codename GELDING and MARE respectively, were to
fulfill the special request made by 9th Division for specific
information in the Mempakul-Menumbok and Weston-Sipitang areas, namely
the north side and the central part of Brunei Bay respectively.
{40} Lieutenant F. J. Leckie was party leader of GELDING. On 8 June
the party landed by Catalina on an uninhabited island at the mouth of
the Lakatan River. They intercepted a woman and child along the Padas
Damit River. Through her assistance, her husband was contacted, who in
turn brought men from the village of Melatup six miles upstream. The
headman of Melatup and a fellow villager agreed to escort Dalip bin
Achmed, a member of the party, to Weston. As the situation developed,
Dalip did not need to enter Weston; instead, two natives were brought
out on 10 June. Both were brothers and appeared to be "very
reliable" and "quite eager to help". They satisfactorily
answered all questions fielded to them about the Japanese, the local
inhabitants and situation, landing beaches, and other relevant
information. The party returned to base on 11 June. (40)
{41} MARE was launched simultaneously with GELDING at the same
insertion point. Two natives were extracted from Mempakul for
interrogation. Another two, each from Mempakul and Menumbok, confirmed
the information procured from the initial two informants. Having
accomplished all objectives, the party returned on 12 June. (41)
{42} STALLION Phase VII covered the activities carried out by SF
Detachment and ST Detachment for the 9th Division, Sub-Detachment
'X' for the 20th Brigade, and Sub-Detachment 'Y' for
the 24th Brigade. The detachment and sub-detachments accompanied the 9th
Division during the OBOE 6 landings in Brunei Bay. Following the
landings, Detachment Headquarters was established on Labuan Island.
{43} STALLION Phase VIII was divided into three parts codenamed
FILLY, COLT and FAOL. All three missions were undertaken post-invasion
by ST Detachment. Briefly, FILLY (13-14 June) was aimed at ascertaining
the extent of enemy control and troop disposition in the Brunei Bay area
and on Pulau Daat (Daat Island), situated midway between Labuan and
Mempakul. COLT (16-18 June) involved the extraction of Kamu Mutu, a
Japanese administrator at Sipitang. The objective of FOAL (23-25 June)
was to contact an Indian, Kalia (Caleo) Khan of Membakut Estate, and to
capture Japanese in the Membakut district for interrogation.
Evaluating SRD contributions to OBOE 6
{44} The pre-invasion SRD long-term projects in North Borneo and
Sarawak--AGAS and SEMUT--achieved considerable results within a short
period. Consequently Operation OBOE 6 benefited from these achievements,
particularly the intelligence gathered by field parties. In addition,
the excellent rapport between field parties and native chieftains
enabled the re-establishment of some semblance of pre-war
administration. The direct contribution of AGAS and SEMUT to OBOE 6 was
provision to the 1st Australian Corps and 9th Australian Division of
fairly reliable and continuous intelligence concerning enemy movements,
concentration, and disposition.
{45} In just three months, AGAS parties had accomplished several
remarkable results. (42) AGAS 1 provided intelligence of the Sandakan
area that led to fruitful bombing raids. The party discovered that
Allied POWs initially known to be at Sandakan were being moved in
several groups inland to Ranau. Information on the Japanese escape route
from the east to the west coast led to continuous aerial attacks. A
guerilla-training camp and a hospital were established on Jambongan
Island. The training camp produced a native guerrilla force of 250
individually selected men43 with small groups active in the
Lingkabau-Trusan-Beluran sector. More than 2,000 native inhabitants
benefited from the hospital. Practically all towns and villages
throughout the northeastern area of North Borneo had active native
agents, or at the least, Allied sympathizers. An invaluable radio link
was created between AGAS 1 headquarters at Sungei Sungei and other
centres in former Dutch Borneo and Morotai. The field party succeeded in
establishing several safe Catalina landing points and DZs in the
operational area.
{46} The accomplishments of AGAS 2 were equally promising. Native
agents were placed throughout the entire northeastern peninsula area,
Langkong, Kudat and Bandau. AGAS 2 also succeeded in contacting Chinese
guerillas in Kota Belud. Furthermore, a native guerilla force between
150 and 250-strong was raised in the operational sector. A hospital was
established in the Lokopas area to cater for local needs. Intelligence
from AGAS 2 reported that Pulau Banggi, on the northern tip of North
Borneo facing Marudu Bay, was free from enemy occupation.
{47} AGAS 3 (STALLION Phase IV), though unable to accomplish many
of its objectives owing to the strong enemy concentration in the
operational area of Jesselton-Keningau-Beaufort, conveyed intelligence
which proved beneficial to OBOE 6 planners. Under the prevailing
circumstances of Japanese strength (estimated to be nearly 6,000 troops
between Jesselton and Beaufort), post-invasion plans for this sector
were devised to meet this enemy concentration. Apart from the strong
enemy presence, Chester and his men observed that the Chinese in the
area refused all cooperation for fear of Japanese reprisals, as many
Chinese guerillas had been killed during a failed revolt in October
1943. (44) Intelligence gained from this mission prevented a head-on
clash with the enemy.
{48} AGAS managed to supply reliable intelligence of enemy troop
strengths and dispositions. The figure of 31,000 reported in May 1945
appeared to be not far off the total number of 35,000 officially
recorded in October. (45) Also, reports that the Japanese forces were
evacuating the coast and moving inland were later proven to be true.
Nonetheless, there were criticisms of the performance of AGAS operations
as a whole.
{49} Alan Powell concluded that "Agas succeeded politically,
had little direct military value and failed as a POW rescue
operation". (46) The presence of AGAS operatives behind enemy lines
was a great morale booster for the return of the white men. Furthermore,
the recruitment, training and arming of local guerilla units were
tangible indications of the turning tide of the war and not mere
propaganda dribble. But members of local guerilla units could have made
greater impact in harassing a retreating enemy, except for their apathy,
fear, and desire to return home. The reluctance showed by local recruits
was understandable given Japanese reprisals following the failed 1943
rebellion. Despite the apparent anti-Japanese feelings among the coastal
Malays and Bajaus, the Dusuns and Kadazans of the inland regions, and
the urban Chinese, there was real and general fear about taking action
against the enemy. It was not surprising, then, that some local
guerrilla recruits deserted their units to return to their home
villages, perhaps strongly motivated by their intention to defend their
family against Japanese repression.
{50} Notwithstanding the incorporation of the objectives of
"Operation KINGFISHER" into the list of tasks of AGAS 1, there
was never any green light to execute the rescue mission of the POWs in
Sandakan and/or Ranau. AGAS 1 did fulfill the task of feeding SRD
headquarters with information about the POWs, including their subsequent
movement inland to Ranau in a series of infamous "Death
Marches".
Impressive successes by SEMUT
{51} Remarkable success had also been achieved by SEMUT,
particularly 1 and 2. (47) As of June 1945, SEMUT 1 had armed units
operating in the Lawas, Trusan and Limbang Rivers and the surrounding
vicinity approximating the entire portion of northeastern Sarawak.
Furthermore SEMUT 1 had penetrated into North Borneo with an outpost in
the Pensiangan area and a party in control of the Padas River as far
north as Tenom. Also, an operational base was established at Berang on
the Mentarang River in Dutch Borneo while secondary bases were on the
Sembakong and Karayan rivers. Loembis and Malinau were secured and
patrols reached the Kayan River area. An extensive native intelligence
network throughout the operational area had supplied invaluable
intelligence on enemy dispositions and movements in Tutong, Brunei, the
Brunei Bay area, the sector from Brunei to Weston, and the
Pensiangan-Keningau area. SEMUT 1 had knowledge of Japanese escape
routes from the Tarakan and Malinau areas on the eastern coast towards
North Borneo, and from Brunei Bay up the Limbang and Trusan Rivers. The
party also relayed information about POWs and civilian internees in the
operational area. Medical service and supplies have been given to the
natives. The completion of an airstrip at Belawit facilitated the
landings by Auster aircraft.
{52} Practically all the native settlements in the Trusan valley
and its hinterland were under the control of SEMUT 1. Some semblance of
pre-war administration had been re-established. Moreover, inhabitants in
this operational area had been organized and trained for defense and for
possible expansion of control in the near future when the situation
permitted. About 600 native militiamen were trained; a large number of
them supplied with arms and ammunition, and employed in offensives
against the enemy.
{53} SEMUT 1 parties in the field had been encouraging the native
population to deny food and labour to the enemy. Several Japanese
patrols sent to investigate and re-establish the supply line to the
interior were ambushed and decimated. Employment of this tactic resulted
in the stoppage of enemy movement northwards via Malinau and hindered
the completion of road construction from Weston to Brunei via Lawas,
thereby effectively preventing the southern movement of troops into the
Brunei area.
{54} From its headquarters at Long Akah, SEMUT 2 fielded parties on
the Baram and Tutoh Rivers, established a sub-headquarters at Long Lama
on the Baram River and a detachment in the Tutoh basin. A strong patrol
made its presence in the vicinity of Marudi. Another sub-headquarters
was located at Long Lebang on the Tinjar River; and attempts were made
to effect control of the entire Tinjar valley and towards the coast
south of Miri. Native agents under the auspices of SEMUT 2 moved in and
out of enemy-occupied territory from Brunei southwards to Bintulu. By
June the operational area of SEMUT 2 had extended westwards, from the
Baram River to a line from Bintulu to the Upper Rejang.
{55} A native intelligence network established by SEMUT 2 provided
information of Japanese dispositions and troop movements in the Labuan,
Miri, Lutong, Kuala Belait, and Upper Rejang areas. Moreover, enemy
outposts and hideouts along the Baram and Tutoh Rivers were known, as
well as Japanese cross-country escape/evacuation routes southwards from
Bintulu to Long Nawan. Like the operational area in SEMUT 1, briefings
and direction given to native chieftains by SEMUT 2 created an
approximation of the pre-war administration in the Baram valley and
neighbouring surroundings. Small units of the 350-strong native guerilla
force, organized, armed and led by SEMUT 2, had engaged in skirmishes
with the enemy.
{56} By June, SEMUT 3 had reached Belaga in the Upper Rejang and
was working westwards towards Kapit, with the intention of identifying
suitable points for Catalina landings. The party was in the process of
making contacts with the native population in order to establish an
intelligence network.
{57} SEMUT's military successes were proudly highlighted by
one of its major players, Tom Harrisson. In his account published in
1959, he quoted claims in a booklet produced by "Z" Special
(SRD) for the ceremonial unveiling of a war memorial on Garden Island,
Western Australia, that: "The Unit had inflicted some 1700
casualties on the Japs at the cost of some 112 white lives". (48)
This same source credited Semut 1 with "over 1,000 Japanese
killed", out of the "Z" total of 1700, and noted that of
the 112 white deaths, none were lost in Semut I (or II, or III)
operations. {58} On intelligence gathering by SEMUT, Harrisson's
biographer offers the following insight to his effective strategy:
Another result of Tom's policy of scattering his operatives thinly
over a wide terrain was that it gave Tom, to whom the SEMUT 1 men
reported by radio and runner, an extraordinarily complete up-to-date
picture of the military and economic situation and the climate of
local opinion throughout northern Borneo, from Brunei Bay to Tarakan
Island. Drawing on this data, Tom sent frequent wireless messages to
"Z" Special headquarters, giving detailed intelligence on enemy
troops all along the coast of northern Borneo and recommending
specific targets for pinpoint bombing. (49)
{59} The sheer size of the area covered by SEMUT--northern and
central Sarawak, southwestern British North Borneo, and northeastern
Dutch Borneo--was an impressive accomplishment in itself. Harrisson
attributed the success of this vast coverage to "the remarkable
response of the native peoples of Sarawak and all within Borneo".
(50) A fitting tribute to SEMUT is that by Powell, who commented:
Semut did give help to the AIF in providing Intelligence and
diverting attention from their Borneo landings, but far and away
their clearest value lie in the great boost they gave local moral,
self-confidence and the re-establishment of peaceful administration
after war's end. (51)
STALLION and specific intelligence
{60} Equally, if not more, useful was the specific intelligence
supplied by the STALLION Project. Commented the report on SRD activities
supporting OBOE 6, "A great deal of valuable intelligence was made
available to the invading forces through operatives of SRD working often
under difficult and very dangerous conditions in operation,
STALLION". Practically almost all the objectives--the request for
detailed intelligence--were supplied by the various phases of the
STALLION operation. (52)
{61} Requests for intelligence from AGAS and SEMUT under STALLION
Phase I had been adequately fulfilled. Phase II (A, B, C) supplied the
information regarding the navigation of Brunei Bay waters and landing
beaches in the bay area itself. Intimate knowledge of conditions,
particularly of infrastructure on Labuan Island, was provided by Phase
IIB. In order to offset enemy suspicion, diversionary tactics were
carried out in Usukan Bay area under Phase III. Detailed intelligence
relating to enemy strength, dispositions, activity and movement,
defences, gun positions, obstacles, and bivouac areas in the
Mempakul-Menumbok and Weston-Sipitang-Beaufort sectors was obtained from
Phase VI (MARE), as well as Phases IIB and V (GELDING) respectively.
Likewise Phase IV (AGAS 3) informed OBOE 6 planners of enemy strength
and activities in and around Jesselton, the track in the
Ranau-Tambunan-Keningau-Tenom area, and provided intelligence on the
Jesselton-Beaufort railway.
Reliability of information
{62} Reflecting upon the foregoing review of SRD operations
relating to OBOE 6, attention is drawn to the issue of the reliability
of information from native sources. Owing to the conspicuous nature of
European presence in enemy-held territory, it was imperative that a
great deal of reliance for the task of gathering intelligence was on
local, indigenous or Chinese, agents and/or contacts. Apparently, the
reliability of intelligence from local sources was suspect, if not
erroneous. Incidences were reported where the progress of the AIF
advance was hindered by "battalions being filled with false bogeys
due to exaggerated and incorrect estimates" of enemy strength and
dispositions. (53)
{63} It can not be denied that the intelligence gathered by SRD
field parties--AGAS and SEMUT, as well as STALLION--were procured from
mostly native and, to a lesser extent, Chinese, sources. Under the
circumstances, field parties were instructed to lean "towards the
capture of Japanese bodies ... and also to recces [reconnaissance] by
the parties themselves". (54) However, SRD defended itself and
explained that the "blame" for inaccurate intelligence came
from other sources:
It was pointed out to him [Major General Wootten] that a great deal
of misleading infm [information] had come from Chinese and natives
rounded up in the advance, and that the staff had not sifted out the
good from the bad in assessing and compiling the infm. The
interrogators have been passing on the infm as given, without
sufficient emphasis on the reliability of the subject. Some of these
estimates have been truly absurd. (55)
{64} On the other hand, information from local sources was often
valuable, as demonstrated by the MARE and GELDING operations where the
intelligence supplied proved to be correct. (56) Nonetheless, the
following case of intelligence from STALLION Phase IV (AGAS 3)
illustrates Wootten's dissatisfaction.
It has been found from captured [Japanese] documents that an
Independent Mixed Bde did, in fact, reinforce the Beaufort area, and
their full strength would have been approx 5,500, BUT, according to
the same documents, 60% of these failed to arrive through sickness,
death or straggling, and of these 60% another 40% were not in a
position to fight due to sickness or loss of weapons. Therefore the
estimate, good as it was, is much too over-estimated to satisfy
Divisional requirements. (57)
{65} Another complication in the supply of accurate and reliable
information was the prevalence of rumours. (58) Local informants may not
always have been privy to the required information and consequently
passed on rumours to SRD operatives, not because they deliberately
intended to mislead but owing to their inability to differentiate
between fact and opinion, truth and mere "talk". The solution
appeared to be to require more than one source of intelligence for
corroboration and/or confirmation of claims.
{66} Also, in this connection, as well as taking cue from the
experiences of field parties, the following rule of practice needed to
be followed:
... owing to the intensive Jap[anese] counter-espionage activities
through the medium of native informers, it is not practicable to
insert a European party into any particular locality from which
intelligence is of military importance without at least one of the
party ha[v]ing local knowledge or native contacts. On the other
hand, it is also impracticable to secure effective intelligence
results working through native agents alone, without white
supervision.... [in order] to create an effective intelligence
organisation in a Malay-speaking area, it is necessary to use white
organisers who should be able to speak Malay, have a knowledge of
the country in which they are to work, and as far as possible be
acquainted with individual natives with whom initial contacts could
be made. The party must, as soon as possible after insertion,
instal[l] itself in a safe HQ [headquarters] with WT [wireless
transmission] communication and from that HQ extend its activities
in the form of a wide network into the area from which intelligence
is required. (59)
{67} Furthermore, travel restrictions imposed by the Japanese
notwithstanding, apparently the dissemination of information within the
native community continued unaffected. Capitalizing from this advantage,
field parties could procure intelligence particularly from natives of
the higher class (chieftains, headmen) "at a considerable distance
from the actual target area". (60)
{68} In summarizing SRD operations in conjunction with requirements
of OBOE 6, Major K. F. Mollard, the officer commanding SF Detachment,
noted that:
So far Div [9th Division] have been most satisfied with results.
"MARE" and "GELDING" information was most welcome, the
"AGAS III" report not so welcome but nice to know and "SEMUT I
and II" are in a position to give us a great deal of information in
the near future. (61)
KINGFISHER: SRD bungle or American reluctance?
{69} Between 1942 and 1943 some 2750 Allied prisoners of war,
mainly Australians and British, were shipped from Singapore to Sandakan.
(62) They were utilized by the Japanese as slave labour in the
construction of a military airfield. Captain Susumi Hoshijima, the
Sandakan camp commandant, was a harsh taskmaster. The combination of
overwork, poor nutrition and even starvation, coupled with harsh
treatment, daily beatings, torture, and an assortment of tropical
diseases (beri-beri, malaria, dysentery, tuberculosis), led to the death
of many of the POWs. Following the discovery of a clandestine camp radio
in mid-1943, the responsible parties were duly executed. As a security
measure, the Japanese dispatched most of the Australian and British
officers to the main POW and internment camp at Batu Lintang, Kuching.
Only eight officers remained behind at Sandakan with the mostly enlisted
men.
{70} Between December 1943 and May 1945, the death toll at Sandakan
was 1100. In order to avoid the recurring Allied bombings of coastal
areas from the early part of 1945, the Japanese moved the remainder POWs
in three forced marches inland, the first in January, the second in May
followed by another in June. Out of the more than 1000 who made the
"Death March", only 450 reached the interior destination of
Ranau. Death from exhaustion, starvation, and disease claimed the lives
of the bulk of the marchers; those who were too weak to continue were
shot, others bayoneted to death. Two Australians managed to escape
during the second march. Another four Australians miraculously succeeded
in escaping from the Ranau camp. None survived Ranau; likewise there
were no survivors from the 300 remaining at Sandakan after the second
march inland. (63)
{71} According to an AGAS preliminary operational report covering
the period 24 February to 31 May 1945, three objectives were outlined:
i. To establish a base on the east coast of B.N.B. [British North
Borneo] with W/T [wireless transmission] communication to AUSTRALIA.
ii. To set up a native intelligence network in B.N.B., particular
importance being attached to detailed information on the PW [prisoners
of war] camp at SANDAKAN (originally project KINGFISHER) [emphasis
added] and the high priority target indicated by GHQ [General
Headquarters], KUDAT.
iii. Through the medium of known agents, to establish friendly
relations with the natives and ultimately to organise such armed
resistance as might be authorised by GHQ. (64)
{72} It seems then that a prime focus of AGAS operatives was to
gather intelligence relating to the Sandakan POWs. Apparently this
objective proved to be quite successful because "an extensive
system of contacts has been extended, and agents have been placed in and
around SANDAKAN, BELURAN, LINKABAU, KUDAT and LANGKON". (65) Acting
upon the information received from AGAS, the results were as follows:
i. The destruction by air of approx. 600 Japs in SANDAKAN, plus 9
motor launches....
ii. Much reliable information has been passed on as to Japanese
movements from SANDAKAN to RANAU, the extent of troop movements and
concentrations in KHOTA [KOTA] BELUD, LANGKON and KUDAT, and the move of
the PW Camp, previously in SANDAKAN, in groups to RANAU....
{73} It is amply clear that AGAS operatives in the field possessed
detailed as well as accurate information as to the situation of the POWs
of Sandakan, including their movements "in groups to RANAU",
namely the "Death March". Furthermore, Major Chester, the
leader of AGAS, claimed inter alia that "There has been no break or
trouble in communication from the date of the first contact [February
1945] up to the present moment [May 1945]". (66)
{74} If the AGAS report is to be believed, and there is no apparent
reason to doubt its veracity, why then was no attempt been made to
effect the planned rescue of the Sandakan POWs--that is, implement
Operation KINGFISHER? KINGFISHER, conceived sometime in mid-1944,
proposed a rescue plan of POWs in Sandakan by a paratroop unit. (67) The
probable reason for aborting KINGFISHER has been hotly debated, with
arguments ranging from a conspiratorial cover-up that implicated Australia's military elite to MacArthur's non-cooperation in
providing vital support for the operation.
{75} Blamey's speech at the Second Annual Conference of the
Australian Armoured Corps Association in Melbourne on 19 November 1947
apparently "let the cat out of the bag". Lieutenant Colonel
(later Sir) John Overall's 800-strong paratroop battalion which had
been training at the Atherton Tableland for a covert operation that
never came through knew nothing of the details of their mission until
Blamey's address.
We had complete plans for them [paratroopers]. Our spies [AGAS and
its local agents] were in Japanese-held territory. We had
established the necessary contacts with prisoners at Sandakan, and
our parachute troops were going to relieve them.... But at the
moment we wanted to act, we couldn't get the necessary aircraft to
take them in [emphasis added]. The operation would certainly have
saved that death march of Sandakan. (68)
{76} Lynette Ramsay Silver argued that Blamey blamed MacArthur as
an excuse to cover-up an SRD bungle in the gathering of accurate
intelligence. (69) The Blamey-MacArthur relationship had never been
cosy, each accusing the other of attempting to undermine his authority.
Blamey, she claimed, told Air Vice-Marshal George Jones, the Chief of
the Air Staff, that "while he [Blamey] had not submitted his rescue
plan to the Australian government or other authorities, he had raised it
with MacArthur, 'who did not favour it'". (70)
{77} Silver denounced Blamey's claim about "getting the
necessary aircraft" as utter nonsense which was not supported by
evidence. First, she said, it was absurd to blame MacArthur and the
American reluctance to supply the necessary air transport. No such
request was made to MacArthur, who evidently then had at his disposal
600 C-47s. If the Americans were reluctant as was claimed, the RAAF had
in its own pool of 71 C-47s. According to KINGFISHER, only 34 aircraft
were required. Secondly, and more conclusively, there was no need of
American planes or that of the RAAF, as SRD itself had its own exclusive
Air Section, codenamed 200 Flight, which had been established in
February 1945. As of March, there were in operation six Liberators
(B-24s) utilized in dropping personnel and "storpedoes" (71)
in Borneo and Timor.
{78} According to Silver, Blamey used MacArthur as the scapegoat for SRD's failings. SRD apparently seriously blundered in Timor.
Not realizing that its operatives were being compromised, SRD continued
over a two-year period to provide "regular supplies of stores,
ammunition, weapons, gold and money" to the Japanese. (72)
Unknowingly, 32 operatives dropped into Timor were lost to the enemy as
a consequence of the breach of security. This bungle was kept under
wraps. Silver considered that a similar bungle occurred in Borneo.
Mid-1945 had been a nightmare period for those controlling SRD. At
about the same time they had learned there was a problem in Timor,
the Borneo mission had been in ruins. Faced with a calamity of huge
proportions, the repercussions for which would be immense, they had
begun to lay the groundwork for a massive cover-up.
{79} Nonetheless two individuals believed Blamey's explanation
of KINGFISHER being stood down due to MacArthur's failure to
provide the necessary air transport, namely Overall, the commanding
officer of the paratroop battalion, and Athol Moffitt, the Allied
prosecutor at the Labuan war crimes trials, whose book about Project
KINGFISHER was published in 1989. Overall was convinced that the rescue
plan was aborted because MacArthur had refused to supply the planes for
his paratroopers. In later years, during an interview with Moffitt,
Overall in retrospect re-confirmed his stance:
Yes, there had been a plan to rescue the Sandakan prisoners. We were
asked by Army HQ [Aust.] to undertake the rescue in the belief there
were only third class Japanese troops there. ... General Morshead
pressed the plan, and I understood General Blamey wanted it, but the
US would not release the planes to make the drop. Certainly our HQ
wanted it. (73)
But at the back of his mind was another belief, which he confessed
ten years: "I am told, and I believe it to be so, that there was a
series of cover-ups". (74)
{80} For his part, Moffitt did not suspect the possibility of a
cover-up, and wholly accepted Blamey's explanation of putting the
blame on the Americans, namely MacArthur:
The truth is that the Australian Paratroop Battalion was, as Blamey
said, trained for the rescue operation. The truth is that the plan
could not proceed because Australia did not have the transport and
drop planes for its paratroops and MacArthur's HQ declined to
provide them. (75) [emphases added]
{81} However, Major Chester, the leader of AGAS party, was well
aware of SRD's shortcomings. He confided with Sergeant Wong Sue,
telling him "You know what they're going to do? Blamey's
going to shift the blame for all their bungling onto MacArthur".
(76) Chester, however, was unable to challenge Blamey in 1947; he died
of blackwater fever at Jesselton (Kota Kinabalu) in August 1946. Nor was
there much the Chinese Wong Sue could do at the time to dispute
Blamey's claim. (77)
{82} Denis Emerson-Elliott, a member of SOE-Far East who was privy
to various SRD operations (JAYWICK, RIMAU, PYTHON and KINGFISHER),
confessed five decades after the end of the war:
It was a mess from beginning to end. The intelligence was a
disaster. The bungling on the planning side was dreadful, so Blamey
decided to blame MacArthur. A dreadful show all round. But by the
time the truth was realised it was too late to do anything--except
blame MacArthur. (78)
{83} But two writers--Alan Powell and Don Wall--maintain that
KINGFISHER was of low priority and therefore subsequently aborted.
Powell stated that despite the continuous flow of intelligence from AGAS
operatives to SRD headquarters "yet neither Agas 1 nor Agas 3
parties made any attempt to carry out the detailed investigation of
Sandakan prescribed for KINGFISHER". (79) The non-action, according
to Powell, "was the reduction of the KINGFISHER project to third
place in the Agas 1 priority list behind the founding of an Intelligence
network and a guerilla force in [N]orth Borneo".
{84} The "low priority" thesis is supported by the
principle expressed by C. H. Finlay, commanding officer of "Z"
Special Unit and sometime acting deputy director of SRD:
Wars are essentially cruel and brutal and in the execution of the
principal object no activity which does not contribute to the
achievement of that objective (in this case the earliest possible
defeat of Japan in its homeland) can be entertained. (80)
{85} Furthermore, Powell asserts that there were those who feared
that if a rescue attempt was not completely successful, the Japanese
might annihilate the remainder. "By the last days of the war,"
he claims, "the Japanese would stop at nothing to conceal the
evidence against them ..." (81) This fear was unfounded, however,
as despite the Australian landings (OBOE 6) at Brunei Bay on 10 June
1945, no grand slaughter of POWs or civilian internees were evident.
{86} Wall concurs with Powell that KINGFISHER was low on the SRD
agenda and that priorities lay elsewhere. (82) He wholly rejected the
notion that there was a cover-up in order to disguise the shortcomings
of SRD in the gathering of accurate information. Like Powell, Wall also
expressed the probable backlash of the Japanese if there was an attempt
to rescue of the POWs.
{87} Although Silver argued rather convincingly that there was a
cover-up of SRD failings (translated into Blamey's blunder) and
putting the blame on the Americans, it is difficult to dismiss the
evidence from the AGAS operational report of February-May 1945. From my
own research I tend to agree with Powell that the rescue of POWs was low
in the priority of the AIF. Preparations were in earnest for the
launching of the OBOE operations, and it would have been a diversion of
effort to mount a rescue attempt in the midst of the overall invasion
plan. Furthermore, as pointed out, there was a genuine fear that an
attempted rescue operation might effectively sign the death warrant for
all POWs and civilian internees. History, however, did not witness a
Japanese massacre of POWs but during the momentous months prior to the
landings, a Japanese vindictive backlash was a real possibility.
"The bitter irony of this concern," Powell pointed out,
"is that when some might have been saved, all were left to
die." (83)
Conclusion
{88} The OBOE 6 operation has been described as well planned and
efficiently executed. There was no doubt that the role of the SRD,
particularly in supplying intelligence, could not be underestimated.
Notwithstanding the problems of obtaining reliable intelligence, SRD
field operatives provided the required information that, in no small
measure, contributed to the unqualified success of the invasion.
Moreover, the various SRD-led native guerrilla units posed an
"irritant" to the enemy, aptly living up to being
"sandflies" (AGAS) and "ants" (SEMUT).
{89} Notwithstanding the successful landings at Brunei Bay and
Labuan, there was still a long way to go for the AIF following D-Day. It
was another month or so before the military phase was concluded. SRD
operatives continued with their task of gathering information of the
enemy, and creating trained and armed native guerrilla units. The
continuous supply of intelligence on enemy dispositions, activities and
movements enabled the regular forces to focus on specific offensive
actions in eliminating the enemy. SRD-led native guerilla bands
complemented the AIF in mopping-up operations, thereby hastening the
re-occupation process.
{90} And as for the sad ending of the Sandakan POWs, their rescue
took a backseat to "the execution of the principal object",
namely, the re-occupation of Borneo and the defeat of Japan.
{91} Thanks to the successes achieved by SRD long-term field
parties--AGAS and SEMUT--in establishing a semblance of pre-war
administration in relatively vast areas under their de facto authority,
the task of establishing civil control, once hostilities ended, was made
much easier. But of more importance, this SRD sanctioned native
administrative structure minimized the high risks of civil disorder or
even all-out open clashes between rival groups during the interregnum,
from the cessation of hostilities to the establishment of stable
government.
{92} In relation to the establishment of stable administration, the
British Borneo Civil Affairs Unit (BBCAU) was constituted under the
command of 1st Australian Corps. The chief responsibility of BBCAU was
to exercise administrative control of re-occupied areas as the regular
forces advanced. Discussions between Lieutenant Colonel Chapman-Walker
(SRD) and Brigadier C. F. C. Macaskie (BBCAU) produced guidelines for
implementation as occasion dictated. (84) These required SRD personnel
to act as advance representatives of BBCAU. For its part, BBCAU would
furnish SRD with "all policy directives intended for CA [Civil
Affairs] officers, and keep SRD informed on all matters of general
policy in connection with the administration of territory".
SRD-BBCAU cooperation was effected in this manner. BBCAU was also to
provide SRD with officers (85) to assist their field parties in
territories not yet re-occupied. Subsequently, as areas controlled by
SRD were re-occupied, they were to hand over to BBCAU personnel
operating in those areas, and release all personnel with pre-war
experience of British Borneo then serving with SRD once the
re-occupation of British Borneo was complete. The working arrangement
between SRD and BBCAU, although not devoid of friction and hitches,
produced overall satisfactory results as the re-occupation progressed.
{93} After having laid the groundwork in the months leading to the
OBOE 6 operation, SRD operatives in the field had to shoulder a heavier
burden of responsibility during the post-invasion period. SRD personnel
in their respective spheres of influence and control faced not only the
military task in handling a retreating enemy, but also an even more
formidable undertaking in attending to civilian problems of food and
medical supplies, and an increasing possibility of inter-ethnic
troubles.
Endnotes
(1.) About March 1942 the Anglo-American military chiefs, referred
to as the Combined Chiefs of Staff (CCS), decided that the Americans
should be given the major role in wresting the Pacific from Japan.
Accordingly, two theatres of spheres of operations were designated. The
Pacific Ocean Areas (POA), encompassing the central and southern
Pacific, came under the command of Admiral Chester Nimitz in Hawaii. The
other theatre, designated the South-West Pacific Area (SWPA), covered
Australia, New Guinea, the Netherlands East Indies (excluding Sumatra),
the Bismarck Archipelago, and Solomon Islands, and came under the
Australia-based command of MacArthur.
(2.) Michael Schaller, Douglas MacArthur: the Far Eastern general
(New York: Oxford University Press, 1989), pp.89-90.
(3.) The first phase of MONTCLAIR, completed in mid-April 1945,
witnessed the successful landings at Panay, Cebu and Negros in the
southern parts of the Philippines.
(4.) The proposed OBOE operations were: 1--Tarakan; 2--Balikpapan;
3--Banjermasin; 4--Surabaya/Batavia; 5--the eastern Netherlands East
Indies (the Spice Islands); and 6--British North Borneo.
(5.) For a detailed account of OBOE 1, see Peter Stanley, Tarakan:
an Australian tragedy (Sydney: Allen & Unwin, 1997). For OBOE 6, see
A.V.M. Horton, "Operation 'OBOE Six' (June to August
1945)", Sarawak Gazette, July 1985, pp.40-50. Apart from the
treatment in Gavin Long, The final campaigns (Canberra: Australian War
Memorial, 1963), the Australian operations at Balikpapan (OBOE 2) have
yet to receive separate scholarly attention.
(6.) For air aspects of the campaign, see Gary Waters, Oboe: air
operations over Borneo, 1945 (Canberra: Air Power Studies Centre,
c.1995).
(7.) Second Lieutenant P. M. Synge, Intelligence Corps Depot,
Oxford, to Commandant, Intelligence Corps, 22 December 1941,
"Subject: [A] Scheme for Guerilla Activity--Sarawak", HS1/247,
Public Record Office (PRO), England.
(8.) "Record of Meeting held at 2, Fitzmaurice Place,
[London], between 2/Lt. Synge, O, L/IO & L/Pet, 13 January
1942", HS1/247, PRO; and Second Lieutenant P. M. Synge,
Intelligence Corps Depot, Oxford, to Major Stoford-Adams, War Office,
London, 15 January 1942, "Subject: [A] Scheme for Guerilla
Activity--Sarawak, Memorandum No.2", HS1/247, PRO.
(9.) See cipher telegram from Batavia, 15 February 1942, HS1/247,
PRO.
(10.) Although Synge made the original proposal, it was felt that
he, "although a good type, was not the right type actually to lead
any expedition to BORNEO" (emphasis added); instead other members
of the Oxford Expedition of 1932--Harrisson, Shackleton, Hartley--were
considered more appropriate candidates. See 'Record of Meeting held
at 2, Fitzmaurice Place, 13 January 1942'.
(11.) L. J. Carver to Colonel D. R. Guiness, Secret Operations
Executive, 9 July 1942, enclosing "Notes from T. Harrisson",
HS1/185, PRO.
(12.) Plan for Sarawak submitted by Capt. D. L. Leech, 7 July 1942,
HS1/185, PRO.
(13.) The pre-war administrative delineation of Sarawak into five
"Divisions" was based on the major river basins: First--Lundu,
Sarawak, Sadong, Samarahan; Second--Lupar, Saribas, Skrang, Krian;
Third--Rejang, Baleh; Fourth--Tinjar, Baram; Fifth--Limbang, Trusan.
(14.) AD/U.1 to AD/U., 15 July 1942, "Harrisson's Project
for Sarawak", HS1/185, PRO.
(15.) For instance, see L/IW to D/U, 2 September 1942, enclosing
"Borneo Oilfields Project, 25 July 1942", and D/U.5 to AD/L, 3
September 1942, HS1/185, PRO. An undated handwritten note on the file
("Comments by B/B") argued that the proposals were "a
good thing, if only from a prestige point of view", but remarked
that such expeditions needed to be organized in Australia with American
assistance.
(16.) For instance, see cipher telegram from Melbourne, 23 November
1943, HS1/185, PRO.
(17.) The background of SRD was in the tangled and complex web of
intelligence organizations under the umbrella of the AIB. The beginnings
of SRD can be traced to the Inter-Allied Services Department (ISD),
established in April 1942, under the command of Colonel G. E. Mott,
British Special Operations Executive (SOE). ISD was actually a covername
for SOA. In February 1943, ISD changed to SOA and became Section
'A' of AIB. AIF personnel in SOA constituted 'Z'
Special Unit. Following a re-organization in AIB, SOA assumed its new
cover-name--SRD--and, together with 'Z' Special Unit, moved
out of the newly restructured AIB.
(18.) AGAS is Malay for "sandfly", while SEMUT means
"ant".
(19.) Three more AGAS operations were undertaken during the
post-invasion phase, namely AGAS 3 (21 June, Jambongan Island), AGAS 4
(11 July, Semporna at the south side of Darvel Bay), AGAS 5 (27 July,
Talasai at the northern part of Darvel Bay). By September 1945, all AGAS
operatives were recalled.
(20.) See Major General G. F. Wootten, General Officer Commanding 9th Australian Division, to 1st Australian Corps, 25 April 1945,
"Subject: SRD Requirements--OBOE Six", AWM 54/627/4/13.
(21.) See Colonel Chapman-Walker, Director SRD, to AIB for 1st
Australian Corps, 29 April 1945, "Operation: STALLION (SRD
Commitments OBOE VI) Outline Plan", AWM 54/627/4/13.
(22.) The categories of natives to be extracted were accorded the
following priority: 1--"members of Brunei tribe", meaning
Brunei Malays; 2--Chinese; 3--prahu (native craft) skippers and crew;
4--others.
(23.) For details of STALLION Phase IIA, see "Party
Leader's Report: Operation STALLION Phase II [A]", A. G.
Hands, Squadron Leader, 1 May 1945, AWM 54/619/7/60 Pt.2.
(24.) For details of information provided by the two brothers, see
"Operation--STALLION: Interrogation Report", 3 May 1945, AWM
54/619/7/60 Pt.1.
(25.) Ibid. Although reputed to be a reliable source, Serang Daman
was deemed too old for his extraction to be practical. Both Serang Usop
and Serang Saleh were both "quoted as very reliable".
(26.) No names were given in the interrogation report, so it is
uncertain whether Serang Usop and Serang Saleh were transported to
Morotai. Two of the natives from Kampong Mengalong were brothers, and
both were sailors. Another was stated as aged 30 years, married with one
child, and a resident of the same village. The native from the Kimanis
Bay area lived upriver and had been engaged in a "telephone upkeep
gang" on the railway along the western coast of North Borneo. See
Services Reconnaissance Department, Operation--STALLION, Report No.2, 9
May 1945, AWM 54/619/7/60 Pt.2.
(27.) The name "Latif bin Ahmad" was stated in the
report, but it is highly probable that this individual was the same
twenty-five year old Latif, the younger brother of Gapar. See
"Report on SRD Activities Supporting the A.I.F. Landing at Brunei
Bay--British North Borneo", National Archives of Australia (NAA)
A3269/12--A21/B, p.11.
(28.) For details of information gained from the interrogation of
the native from Labuan, see Services Reconnaissance Department,
Operation--STALLION, Intelligence Report No.3, 24 May 1945, AWM
54/619/7/60 Pt.2.
(29.) Menumbok is preferred to other variations like Memumbok,
Menumbuk or Memubok.
(30.) "Report on SRD Activities Supporting the A.I.F. Landing
at Brunei Bay--British North Borneo", p.12.
(31.) Services Reconnaissance Department, Operation--STALLION,
Intelligence Report No.4, 29 May 1945, and Intelligence Report No.5, 1
June 1945, AWM 54/619/7/60 Pt. 2.
(32.) Report on Interrogation of Natives Extracted from Usukan Bay
Area, 30 May 1945, AWM 54/619/7/60 Pt.2.
(33.) See Services Reconnaissance Department, Operation--STALLION,
Intelligence Report No.6, 5 June 1945, AWM 54/619/7/60 Pt.2, and
Director SRD [Colonel Chapman-Walker] to Controller AIB [Brigadier K. A.
Wills], 3 June 1945, AWM 54/619/7/60 Pt.1.
(34.) Colonel Chapman-Walker, Director SRD, to AIB for 1st
Australian Corps, 29 April 1945, "Operation STALLION (SRD
Commitments OBOE VI) Outline Plan", AWM 54/627/4/13, p.3.
(35.) Colonel Chapman-Walker, Director SRD, to AIB for 1st
Australian Corps, 23 May 1945, "Operation STALLION (OBOE VI)",
AWM 54/627/4/13.
(36.) Ibid.
(37.) Kapitan China was the title given to the local Chinese
communal leader by the pre-war British North Borneo administration.
(38.) For details of this mission, see "STALLION Phase IV:
Operational Report--AGAS III", 10 June 1945, included as Appendix G
in "Report on SRD Activities Supporting the A.I.F. Landing at
Brunei Bay--British North Borneo", prepared by G Branch, SRD
Headquarters, Melbourne, 1 October 1945, NAA A3269/12--A21/B.
(39.) Major General G. F. Wootten, [General Officer] Commanding 9th
Australian Division, to Advanced [Headquarters] 1st Australian Corps, 22
May 1945, AWM 54/627/4/13.
(40.) For details of this mission, see "Report on
'GELDING' Project--8 to 10 Jun[e] [19]45. By Lieut. T. J.
Leckie", undated, included as Appendix H in "Report on SRD
Activities Supporting the A.I.F. Landing at Brunei Bay--British North
Borneo", prepared by G Branch, SRD Headquarters, Melbourne, 1
October 1945, NAA A3269/12--A21/B.
(41.) For details of this mission, see "Operational
Report--'MARE' Project", Captain M. L. Drew, Party
Leader, undated, Appendix I in "Report on SRD Activities Supporting
the A.I.F. Landing at Brunei Bay--British North Borneo", prepared
by G Branch, SRD Headquarters, Melbourne, 1 October 1945, NAA
A3269/12--A21/B.
(42.) For details of AGAS operations executed prior to OBOE 6, see
Memorandum on S.R.D. Operations in British Borneo, February--June, 1945,
Appendix A: Preliminary Operational Report of Party AGAS covering period
from 24 Feb to 31 May [19]45, 29 May 1945, NAA A3269/12--A28/B.
(43.) The natives selected for training, given arms, and organized
to form guerilla units were either those formerly in the service of the
pre-war administration or those who held positions of responsibility in
their communities and/or districts.
(44.) Lieutenant Albert I. N. Kwok led an anti-Japanese revolt in
October 1943 and occupied Jesselton. The Japanese reprisals were swift
and ruthless, and many settlements along the western coast of North
Borneo suffered. No scholarly study of this uprising has been
undertaken. A narrative account of this episode by a North Borneo
administrator is Maxwell Hall, Kinabalu Guerrillas: an account of the
Double-Tenth 1943 ([Kuching]: Borneo Literature Bureau, n.d.).
(45.) Gavin Long, The final campaigns, pp.456, 555.
(46.) Alan Powell, War by stealth: Australians and the Allied
Intelligence Bureau 1942-1945 (Carlton: Melbourne University Press,
1996), p.279.
(47.) For details of SEMUT operations prior to OBOE 6, see
Memorandum on S.R.D. Operations in British Borneo, February--June, 1945,
Appendix B: Operational Report SEMUT I to 10 Jun [19]45, undated, NAA
A3269/12--A28/B. Several SEMUT members had also recorded their actions.
For SEMUT 1, see the handwritten notes by Sergeant C. F. Sanderson (AWM
PR 83/242). Major Tom Harrisson has published his account, World within:
a Borneo story (London: Cresset Press, 1959). Sergeant Bob C. Long, on
the other hand, has compiled the experiences of several SEMUT 1 members
and produced a single-volume work, Operation Semut 1: "Z"
Special Unit's secret war; soldiering with the head-hunters of
Borneo (Maryborough, Victoria: Australian Print Group, 1989). For the
exploits and achievements of SEMUT 2, see the handwritten account by
Sergeant K. W. Hallam (AWM PR 84/247).
(48.) Harrisson, World within, p.342.
(49.) Judith M. Heimann, The most offending soul alive. Tom
Harrisson and his remarkable life (Honolulu: University of Hawaii Press,
1997, 1998), p.193.
(50.) Harrisson, World within, p.342.
(51.) Powell, War by stealth, p.301.
(52.) For the detailed list of specific tasks requested of STALLION
by the 9th Division, see Wootten to 1st Corps, 25 April 1945,
"Subject: SRD Requirements--OBOE Six".
(53.) "Ref. Accuracy of infm from field sources particularly
native reports", Major K. F. Mollard, SRD, SF Detachment in the
Field, Group A, Morotai, 15 June [19]45, NAA A3269/12-A27/A.
(54.) SOA Operational Summary, June 1945, PRO, HS1/245.
(55.) "Ref. Accuracy of infm from field sources particularly
native reports".
(56.) See SOA Operational Summary, June 1945.
(57.) "Ref. Accuracy of infm from field sources particularly
native reports".
(58.) It was admitted that "Rumours are so prevalent in the
East and particularly in Malay-speaking countries, that they are seldom
acted upon." Memorandum on SRD Operation[s] in British Borneo,
[July 1945], PRO, HS1/246.
(59.) Ibid.
(60.) Ibid.
(61.) "Summary of SRD Operations in support of OBOE VI, 9 Aust
Div, Brunei", prepared by G Branch, SRD Headquarters, Melbourne, 1
October 1945, Addendum, PRO, HS1/2S1.
(62.) Numerous books deal with the "Sandakan Death
March", among them: Don Wall, Sandakan under Nippon: the last march
(Sydney: D. Wall, 1988) and Abandoned: Australians at Sandakan (Sydney:
D. Wall, 1990); Athol Moffitt, Project KINGFISHER (Sydney: Angus &
Robertson, 1989); and Lynette Ramsay Silver, Sandakan: a conspiracy of
silence (Bowral, N.S.W.: Sally Milner Publishing, 2000).
(63.) A chronology of the "Sandakan Death March" is
offered in Silver, Sandakan, pp.318-321.
(64.) Memorandum on S.R.D. Operations in British Borneo
February-June, 1945, Appendix A: "Preliminary Operational Report of
Party AGAS covering period from 24 Feb to 31 May [19]45", 29 May
1945, p.1, NAA A3269/12-A28/B.
(65.) Ibid., p.4.
(66.) Ibid., p.6.
(67.) For details of KINGFISHER, see Moffitt, Kingfisher,
pp.225-290.
(68.) Quoted in Silver, Sandakan, p.302. See also Moffitt,
Kingfisher, pp.232-234.
(69.) See Silver, Sandakan, p.301-12.
(70.) Ibid., p.307.
(71.) A "storpedo" was a metre-long cardboard cylinder
capable of carrying about 113 kg of supplies which was air dropped using
a hessian parachute.
(72.) Silver, Sandakan, p.303.
(73.) Quoted in Moffitt, Kingfisher, p.238.
(74.) Quoted in Silver, Sandakan, p.310.
(75.) Moffitt, Kingfisher, p.237.
(76.) Quoted in Silver, Sandakan, p.303.
(77.) Jack Sue did end up writing his memoirs, published as Blood
on Borneo (Perth: WA Skindivers Publication, c.2001). In this book, he
supports (pp.383-5) Chester's contention that the Americans were
"never ever short of Dakotas and landing barges", and
questions whether Blamey was "genuinely interested in Operation
'Kingfisher' and getting the POW out of Sandakan".
(78.) Quoted in Silver, Sandakan, p.312.
(79.) Powell, War by stealth, p.282.
(80.) Foreword in Wall, Abandoned.
(81.) Powell, War by stealth, p.283.
(82.) See Wall, Abandoned, passim.
(83.) Powell, War by stealth, p.282.
(84.) See "SRD and BBCAU", Lieutenant General F. H.
Berryman, Chief of Staff, Advanced Land Headquarters, South-West Pacific
Area, 21 June [19]45. (C. F. C. Macaskie Papers, MSS Pac.S.71, Rhodes
House Library, RHL).
(85.) Ibid. Officers to be seconded to SRD were those already
acquainted with particular districts, and also those who intended to be
District Officers of the said areas where SRD were operating.
Dr Ooi Keat Gin is associate professor in South-East Asian
socioeconomic history and historiography at the School of Humanities,
Universiti Sains Malaysia, in Penang, Malaysia. He has published several
books, including World beyond the rivers (1996), Of free trade and
native interests (1997), Japanese empire in the tropics (1998), Rising
sun over Borneo (1999) and From colonial outpost to cosmopolitan centre
(2002). Dr Ooi is currently working on the Japanese occupation of
Kalimantan (Indonesia), and holds a fellowship with the International
Institute for Asian Studies at Leiden, Netherlands. The research and
initial writing of this article on the SRD in Borneo was carried out as
inaugural fellow at the Australian War Memorial in 1999. A version was
presented as a working paper at the 16th Conference of the International
Association of Historians of Asia at Kota Kinabalu, Malaysia, in July
2000.