Reshaping global health.
Dybul, Mark ; Piot, Peter ; Frenk, Julio 等
MOVEMENT ALONG THE arc of development has been propelled by new
worldviews and the creation of institutions to respond to them. In the
19th and 20th centuries, development efforts evolved from colonial
expansion to missionary zeal, the aftermath of two world wars, the Cold
War, economic self-interest, and postcolonial guilt. Numerous private
and public organizations were created to respond to shifting demands,
including multilateral and bilateral organizations wholly or partially
dedicated to global health.
The opening ten years of the 21st century arguably were the decade
of global health. Resources increased significantly and many millions of
lives were saved and improved. The rapid expansion in global health was
part of a broader conceptual movement that created core principles for
the use of resources in a new era in development. The first expression
of new thinking was the historic Monterrey Consensus, which was later
refined by the Paris Declaration and the Accra Accord. The foundational
principle outlined in those agreements is a move from paternalism to
shared responsibility and mutual accountability. Key to shared
responsibility are leadership and strategic direction for the use of
resources by the country in which they are deployed ("country
ownership"). Achieving country ownership requires good governance,
a results-based approach, and the engagement of all sectors of society.
Several large global health institutions were born out of the heady
days of the opening of this century; they were intended to reflect and
be responsive to the demands of a new generation in development.
Governments in emerging economies such as Mexico, Thailand, China, and
Brazil have developed innovative models and invested significant
resources in the health of their people. Although governments in many
middle-income countries provide a great share of health resources, many
of the gains in low-income countries and aspects of gains in
middle-income countries have been financed and supported by newly
created disease-specific programs including the Global Fund to Fight
AIDS, Tuberculosis, and Malaria (the Global Fund); the U.S.
President's Emergency Plan for AIDS Relief (PEPFAR) and Malaria
Initiative (PMI); and the Global Alliance for Vaccines and Immunizations
(GAY i). In addition, the Bill and Melinda Gates Foundation and other
philanthropists became major investors in global health, and numerous
public-private partnerships and product development partnerships were
created. The large funding organizations have supported many
country-owned programs that have saved and lifted up millions of lives
while being the driving force in shifting the benchmark of success in
global health--and development--from the amount of money committed to
results achieved. Furthermore, health became part of the world's
top agendas, including at the G8, the UN Security Council, CARICOM, and
the African Union.
However, the focus on specific diseases has imposed and exposed
fault lines in delivering services in places where many suffer from
multiple health issues at the same time or at varying points in their
lives. Although studies have shown that HIV interventions have reduced
overall mortality and that malaria and immunization programs have
reduced childhood mortality in the near term, it seems highly likely
that more lives will be durably saved if a person afflicted by different
health problems has access to services for all of them. Although there
are limited supportive data, we believe it is likely that an integrated
approach focused on the health of a person and community is more
cost-effective than a silo approach focused on a specific disease or
health threat. Yet, existing global health institutions were designed
for specific diseases and have not effectively shifted to embrace a
broader vision.
The resources currently available could have significantly greater
impact with a more rational global health strategy and institutional
structure focused on stewardship of available resources to achieve
public goods what is commonly called global health architecture. Put
more directly, today and every day, people will die and lives will not
be improved because of the way global health is governed and
implemented. Therefore, there is an urgent moral imperative that we act
now. But there is also a complementary aspect of realpolitik to reorient
global health architecture to the public good: Economic and political
realities make financing of inefficient programs and institutions
unsustainable. Support for a radical change in the current global health
architecture is therefore in the interest of every disease- or
issue-specific advocate.
In 1944, a historic meeting occurred at a hotel in Bretton Woods,
New Hampshire, and created the International Monetary Fund and the
International Bank for Reconstruction and Development (the World Bank).
The new institutions were established to rationalize global economic
policy and secure organizational order amidst chaotic and splintered
systems to lift the world from the devastation of World War II. As we
approach the 35th anniversary of the Alma Ata Declaration calling for
universal access to essential health services and the final years of the
Millennium Development Goals (MDG), there is no realistic chance of
achieving many of the global health targets despite progress in many
countries. Following a decade of unprecedented expansion, global health
is at a significant crossroads, with the World Health Organization (WHO)
facing a major budgetary shortfall and many multilateral and bilateral
programs bracing for limited growth or significant cuts.
As we approach the post-MDG era, now is the time for a new
framework to establish an accelerated trajectory to achieve a healthy
world. The conceptual foundations of a new era in global health and
development have already been established to guide a new international
strategy. We propose, below, some principles of implementation to
translate those ideals into lives saved and lifted up. It is also time
for a Bretton Woods-style international agreement to rationalize the
institutional structure of global health led by the G20) with the active
engagement and leadership of the emerging economies and other middle-
and low-income countries. We acknowledge that our principles are mainly
applicable to the structures created for low-income countries, but in
certain cases they have broader relevance. In addition, the approach
outlined could be a model for other areas of development.
Focus on the health of persons
FIGNIFICANT ADVANCES IN disease-specific programs have saved and
orimproved many millions of lives and have definitively shattered the
paternalistic and pernicious myth that low- and middle-income countries
are not capable of designing and implementing national programs to
tackle complex health issues, including chronic disease management.
Disease-specific programs have also revealed important problems,
including disparities and inadequacies in health systems, the crucial
role of sectors beyond the health sector for improving health, and the
inefficient and duplicative use of resources in the financing and
implementation of global health. The renewed discussion of the
importance of health systems is possible because of disease-specific
programs, not despite them. In a paradoxical way, the rapid expansion
and success of disease-specific programs has made clear the need to move
beyond them.
At the base of the health care pyramid, in villages and communities
around the world, it makes little sense to define health by reference to
a specific disease. A mosquito is equally content to make a meal of an
HIV-positive or an HIV-negative person. A child whose mother's life
is first saved by antiretroviral therapy or sleeping under a bed net but
is then lost while she gives birth is no more likely to survive or go to
school than the child whose mother dies from HIV or malaria and, of
course, the woman and her community are no better off. Without
immunizations, other health care, and nutrition in the first months of
life, a newborn is increasingly exposed to infections that can lead to
stymied physical and emotional growth or death. As the child grows
without clean water, diarrhea] diseases pose the greatest threat to
survival. As children reach adolescence and adulthood, they and their
offspring enter into the same cycles of health risk that demonstrate the
need for integrated health systems. In fact, because high levels of
multiple diseases and health threats in the same locale create a forum
of competing risks, interventions to save one's life from a single
disease or health threat could increase the probability that the person
will die from another disease or threat that is prevalent in the same
environment. For example, when a maternal death is averted, that same
woman is now exposed to the risk of developing cervical or breast
cancer. Such realities should never be a pretext for inaction, and
disease specific programs have been important in the evolution of global
health. But as we look to the future, focus on the health of a person
requires ever-expanding integration.
Silos in health not only make little sense to local providers, they
make little sense to policymakers. Although significant investments in
disease-specific programs can have positive ripple effects on other
areas of health, such benefits are often haphazard and unintentional.
Each program has its indicators, processes, records, communications,
logistics, and supply chain systems that may overwhelm an already weak
health system. Inefficiencies waste significant financial resources and
also strain limited management and human resource capacity. Although it
must be proven, there is likely a multiplier effect to integrated
health, achieving better outcomes for several diseases for less money
and providing a more sustainable approach to global health.
It is also important to recognize that the goal of health
interventions is healthy people and populations. While health systems
are an essential means to achieve that primary goal, creating health
systems is a secondary objective not a primary goal.
The ecosystem of interrelated and competing risks of disease and
death, accompanied by the potential multiplier effect of more rational
service delivery, has prompted heads of state, first ladies, ministers
of finance and health, and local care providers to weave together
integrated programs from funding dedicated to disease-specific
initiatives and to call on the global health community to support their
efforts to focus on the health of a person rather than a particular
issue. If we take seriously the foundational principle of country
ownership for a new era in global health and development, a significant
shift must begin to an integrated approach to health that is centered on
the survival and health of individuals, families, and communities rather
than on the eradication of specific diseases. In a similar way, the
post-MDG strategy could focus on the overall development needs of a
person rather than one aspect such as health.
Public health drives resource allocation
TO UNDERSTAND THE need for integrated health, it is important to
begin with the health of a person. In fact, all good public health
begins with the health of individuals. However, it is equally important
to view the promotion of healthy individuals in a context of maximizing
health outcomes for families, communities, and nations. Unfortunately,
even in the most advanced economies, funding for health is limited.
Policymakers must consider how to save and improve the largest number of
lives and to have the greatest impact on their society with the
resources that are available. The latter point is often lost in
discussions of global health and is an important aspect of understanding
public health as a public good.
Prevention efforts provide some of the best returns on investment
in personal and public health. The number of persons made healthy is
important, but who gets sick and dies also matters. Any death is tragic,
but health threats that cause premature death and disproportionately
affect the productive and reproductive segments of a population can have
a greater impact on society. The potential for a new health threat to
rapidly endanger a large proportion of a population requires an equally
rapid response. As in economics, where "consumer confidence"
can affect the health of an economy, intangibles such as panic around a
perceived threat, belief in the quality of services in a health
facility, in the benefits and side effects of vaccines, or in the
gravitas of persons delivering health prevention messages can impact
health. A refocus on health as a public good and the implications for
resource allocations requires a new discussion and consensus on the
ideal and the achievable.
Human rights, shared responsibility
HUMAN RIGHTS HAVE been the bedrock of advances in global health
since at least the 19th-century public health movements and the
formation of the World Health Organization. It is essential to maintain
the centrality of human rights in any discussion of access to health
care. However, it is equally important to provide policy space that
respects the ideal of universal access while setting achievable goals
and pragmatic approaches to create global and local institutions, both
public and private, to provide it.
Too often a devotion to human rights serves as the backdrop to
making commitments that cannot be met without concrete plans, financial
commitments, or institutions to ensure they are achieved. Too often,
high-income countries or the c 8 set targets or create initiatives
without the engagement of the implementing countries. While this might
have been acceptable and even necessary to secure resources a decade
ago, today's issues require a new framework for shared
responsibility and mutual accountability. That frame-work includes the
following key elements:
Partnership, not abdication. In the near term, significant
resources are needed from high-income countries. But there is much that
must be done nationally and locally to establish the policies,
organizations, programs, systems, and support needed for effective
implementation. There is also a need for good governance to prevent
corruption and optimal use of the resources that are available.
Unfortunately, implementation of shared responsibility often leads to
bad outcomes. Countries are frequently left to design their own programs
and proposals without sufficient input from funders about what is
required, or without the technical support the countries want and need.
Things fall apart during the review or grant negotiation process when
requirements and demands surface, effectively eliminating country
ownership while creating tension on all sides. Shared responsibility
does not mean abdicated responsibility. It means working together.
Partnership is also undermined when countries are exposed to
international partners who plan without countries' involvement, in
some ways the opposite problem
Transition planning for financial responsibility. It is essential
that all countries contribute financial resources to the health of their
own people. The very low levels of national financing for public health
in certain countries, including emerging economies, are not acceptable.
And nothing is more likely to halt interest in global health than recent
data that some governments have treated increased international
resources for health as an opportunity to redirect their own funding to
other areas. It is also essential that clear parameters and processes be
established to transition health care support from international sources
to local sources. Bilateral and multilateral financiers have attempted
such transition planning without much success.
Effective transitions will require different time horizons for each
country, but developing a global agreement on the framework must begin
now and be enforced. A new structure for global health must create
transition parameters with teeth. It is difficult to conceive of a more
effective way to create shared responsibility and mutual accountability
that would transform health care.
Principal financiers of integrated national health strategies
TO MOVE FROM disease-specific programs to support for integrated
public health within the tangled web of multilateral and bilateral
financing and technical institutions for low- and certain middle-income
countries is virtually impossible. Such institutions were created at
specific times to meet specific demands or fill gaps and were structured
for those purposes. In many cases they have been operating for decades
and their structures and cultures have become entrenched. True
integration requires these institutions to give up a lot of turf, and
many of the internal and interorganizational incentives have evolved to
defend control of processes and resources. Fundamentally, integration is
not in the genes of existing bilateral and multilateral institutions.
As an example, within the UN system alone, and in spite of the
existence of UNAIDS, eleven organizations are engaged in HIV/AIDS; the
Global Fund provides 14 percent of external funding and the U.S.
government 45 percent. Other bilateral institutions are in the game, as
are large contributors like the Bill and Melinda Gates Foundation.
Multiply that across all areas of health and one has a sense of the
enormity of the challenge of coherent governance to support integrated
health services.
A good start: increased coordination. Focusing on the coordination
of existing organizations makes sense. They were created for a purpose
and nearly all have done much good. There is much merit in utilizing the
vast experience and expertise they possess. There has been much
admirable thought and experimentation with forms of coordination across
and within areas of global health to achieve some degree of integration.
Most efforts to date have focused on process. The Three Ones initiative
started by African countries with the U.S., the UK, and UNAIDS aimed to
improve coherence in the Hi v/AiDs field by committing funders to work
under one national action framework, one national coordinating body, and
one national monitoring and evaluation system. As part of the One UN
initiative, UNAIDS led a process under the Global Task Team to identify
the optimal role for each of the eleven UN organizations that are
engaged in HIV/AIDS. As another example, the H4+ Group comprising
members from UNITA, UNICEF, the World Health Organization and the World
Bank was established to work jointly on maternal and child health. The
Health 8 (H8) brings together the heads of seven multilateral
organizations as well as the Bill and Melinda Gates Foundation to
harmonize policies and activities Recently the World Bank, GAVI, and the
Global Fund have agreed to coordinate and collaborate on health systems
strengthening, although details, including what health systems
strengthening means on the ground, require elucidation.
Bilateral partners are also in the game. PEPFAR and PMI in the Bush
administration and the Global Health Initiative in the Obama
administration are designed to have one strategic approach and
integrated programming across multiple agencies and departments of the
U.S. government and to partner with other bilateral and multilateral
institutions. Recently, the George W. Bush Institute and Obama
administration joined with Susan G. Komen for the Cure, UNAIDS) and
private corporations and foundations to create the Pink Ribbon Red
Ribbon Initiative to use the investments in chronic care for HIV/AIDS.
The investment in HIV treatment was the first time in the history of
global health that a chronic disease was addressed, creating a
foundation to combat cervical and breast cancer and a model for other
chronic diseases. Perhaps the most promising effort to coordinate was
the International Health Partnership (IHP+) because it focused on
national plans for health with cost estimates. One of the principal
problems was a lack of commitment to finance the plans.
Each of the coordination efforts can point to successes and
improvements. But thus far, such coordination efforts have fallen short
of expectations. In addition, the proliferation of global health
institutions over half a century has been mirrored by a decade of
proliferating efforts to coordinate. While well-intentioned, these
efforts have imposed significant transaction costs on already stretched
local governments and partners that devote significant time and
resources to planning big ideas which often lead to no real change.
The next step: principal financiers. Efforts to coordinate global
health institutions have revealed the fundamental problem: There is no
mechanism to finance integrated national health strategies. Funds are
shared across myriad bilateral and multilateral institutions for
specific issues or diseases. Even if other barriers were overcome
through coordination, that fatal flaw would remain.
Principal financiers for integrated national health strategies
could provide the evolutionary jump to a z 1 st century approach. In
essence, principal financiers would serve as the mechanism to fund
integrated national health strategies in an accountable and transparent
way, with results measured and reported for specific health outcomes but
delivered in a coherent fashion. The highest-level indicators would be
crude and disability-adjusted life expectancy, as well as death rates
for adults and children, but there would also be outcomes, outputs, and
process markers for each health intervention.
Principal financiers would promote country ownership by being
responsive to local demand for integrated health services and harmonized
funding and by providing a tool against internal barriers to achieving
more rational approaches to health care delivery. Bureaucracy is
bureaucracy no matter where it is found. Multiple funding streams within
and across the health-related MDGS have the perverse incentive for low-
and middle-income countries to follow the bad example of high-income
countries and create silos. Principal financiers could produce an
innovative benefit by encouraging national processes to integrate. A
funding source with incentives for integration could lead to more
rational governance in low- and middle-income countries than in
high-income countries and serve as models for the latter to follow. That
would be true development partnership and would add to the rapidly
growing list of lessons the "developed" world can learn from
the "developing" world. However, there are already good
examples of integration in low- and, in particular, middle-income
countries that have not yet been adopted by others.
A Bretton Woods-type meeting for global health could consider the
best approach to financing integrated health. Options include creating
something new, or transforming current institutions to meet the demands
of the a r st century. Candidates in the latter category include the
World Bank and the Global Fund, each with strengths and weaknesses.
Recent changes in leadership at both institutions, and reforms that
began with the former executive director of the Global Fund, could
provide an opportunity for the Bank and Fund to develop their own, or
collaborative, institutional change to maximize financing for integrated
health delivery. In addition, a concerted effort to explore options for
principal financiers could create some healthy competition and spur
innovative proposals to recreate existing institutions to maximize the
return on investment in global health.
Moving beyond the "pooled funding" debate. Pooled funding
schemes, including basket funds or sector-wide assistance programs, have
dominated global health discussions for more than a decade and were
among the most contentious issues in the negotiations around the
founding documents of a new era in development. Global principal
financiers focused on integrated health systems, with transparency and
accountability that supports country-owned national health strategies
spanning the public and private sectors, providing an opportunity to
transcend the debate. The greatest hurdle for supporting pooled funding
by certain international partners has been a concern about
"following the money" in countries. The creation of a clear,
results-based system with routine and standardized reporting against
outcome and process indicators to initiate and maintain funding, as
discussed here, should provide the detailed information that some have
found lacking in existing, country-level pooled mechanisms. Indeed, it
is precisely this approach that has allowed funders concerned about
country-level pooled mechanisms to support globally pooled funds such as
the Global Fund and the World Bank's International Development
Association program. A principal financier builds on such approaches
while rationalizing and streamlining the global architecture to maximize
results and minimize duplication and waste.
Non-health-sector actors must engage
THE FOUNDING DOCUMENTS of a new era in development established
shared responsibility and mutual accountability beyond the scope of
governments. Governments as a whole, not just ministries of health, are
ultimately responsible for the health of their people and must set
national policy, lead planning processes, set normative and regulatory
frameworks, provide oversight of ethical standards, and provide
stewardship of the social response to health challenges. Achieving the
health of individuals and communities and nations requires the
engagement of different relevant departments in government, but also
requires nongovernmental actors and, increasingly, actors beyond the
health sector.
Civil society has played a key role in advocating for increased
resources for health and in ensuring accountability and transparency.
Faith-based organizations are responsible for 30 to 70 percent of health
infrastructure in Africa. Community, traditional faith, and
private-sector leaders have played an instrumental role in promoting
behavior changes that link individuals and families to health services.
The key role of the private sector is finally being recognized as an
important element of global health and development. The private sector
could play a particularly useful role in rationalizing the structure of
global health. Bringing the looming pandemic of noncommunicable diseases
under control will require a major engagement of various sectors in
government, the food and beverage industry, urban planning, etc.
Many prevention activities occur outside of conventional health
infrastructure and professions. For example, local civil society,
including community, faith, and tribal leaders, can have a
disproportionate impact on prevention interventions, stigma, and health
service uptake in both a positive and negative direction. An unfortunate
example of the latter is the reemergence of polio in Nigeria and seven
neighboring nations after faith leaders promulgated the belief that the
vaccine was an attempt to control population.
Discussions of health systems are often limited to care, treatment,
and clinical prevention activities. However, when considering the public
good, it is essential to cast a wider net. An effective approach to
integrated health, one that begins with the health of a person and moves
on to public health, requires the full integration of effective
approaches to prevention, care, and treatment using both conventional
and unconventional vehicles.
Accountability and transparency
THE PHRASE "ACCOUNTABILITY and transparency" is used so
frequently in global health and development that it often loses its
meaning. In a time of scarce resources, it is essential that
accountability and transparency be clearly defined and be the foundation
of all activity. The following parameters are a bare minimum and should
serve as the basis for a new structure for global health governance
Implied in the parameters is mutual accountability--a principle
highlighted in the Monterrey Consensus ten years ago. All
partners--hinders, implementers, those accessing services, technical
support providers, policymakers, advocates--must be accountable to each
other. Accountability and transparency are not for some actors and
organizations only: They must apply to all who are engaged, from the
global to the individual level.
Resources meet commitments. The rhetoric of commitments to health
rarely matches reality. Overall, during 1998 zoo4, the G8 complied on
average with only 45 percent of its commitments made during the annual
meeting of leaders. As of 2009, Canada and the United States have
achieved 107 and 111 percent of their commitments to Africa,
respectively. Others in the group were as low as six percent. This
shortcoming is not unique to international partners. African heads of
state from 54 countries committed to provide fifteen percent of their
budgets for health in 2001; as of 2010, only six have reportedly met the
target.
Aggressive but achievable goals. The era of advocates demanding
unachievable new commitments, and organizations and leaders acquiescing
with the full knowledge that they are unreachable, must end. It is the
job of advocates to push the limits; it is the job of policymakers to
make commitments that will be met.
Repeatedly setting unachievable targets and failing to meet them
shatters a sense of accountability and perpetuates commitments that no
one intends to keep. But that does not mean big ideas should not be
pursued. The yearly increases in resources for global health during the
past decade were largely driven by the confidence created by setting,
and then meeting, annual targets towards multiyear goals.
Results-based financing. At this distance, it is difficult to
remember that PEPFAR was heavily criticized for setting numeric targets
for prevention, treatment, and care. Global health was supposed to he
too complicated for something as pedestrian as specific goals. Despite
criticism, funding was evaluated yearly and shifted based on progress
towards targets. That results-based approach was essential to securing
increased resources.
One concern about moving from financing specific diseases to
financing integrated health services is a loss or dilution of
results-based financing. However, the purpose of an integrated approach
to health delivery is to improve an array of health outcomes and reduce
morbidity and mortality. National health strategies that promote
integrated service delivery through an expansion of primary health care
providers and facilities and links to the community still have
indicators for each component piece. Monitoring health progress must
include an understanding of change in the major causes of disease,
disability, and death. And no health system can know if it is
succeeding, or modify interventions to improve outcomes, unless progress
on specific diseases is addressed. This is the essence of what has been
called the "diagonal" strategy, as a synthesis of pure
vertical and horizontal approaches. In fact, one significant advantage
of a principal financier would be reconciliation of the many different
indicators currently required by multilateral and bilateral development
partners that are often not used to promote better service delivery.
Indicators could actually promote integration and results-based
financing. For example, a high-level indicator on the number of pregnant
women receiving antiretroviral therapy in certain countries where HIV is
a major cause of maternal death could drive a reduction in the perinatal
transmission of HIV, increased HIV treatment, and an improvement in
maternal mortality.
The purpose of integrated delivery is to save and lift up more
lives for the same investment. Cost per outcome is an important
indicator that also must be measured, as is financial protection against
the risk of catastrophic expenditures.
Results-based reporting. For the most part, a country with a track
record of good stewardship of resources and high performance is burdened
by the same reporting requirements as a country with a history of
corruption and poor results. That makes little sense. It is unnecessary
to absorb significant human and financial resources from both the
international funder and the country implementing programs. Of course,
all programs need to collect and report top line results. But it should
be possible to develop performance strata with a gradation of reporting
requirements. In fact, reduced reporting requirements could be a
powerful incentive for strong performance.
21st-century technology. Effective accountability and transparency
require 21st-century tools to collect, synthesize, analyze, manage, and
store programmatic and financial data, as well as information on human
resources, logistics, and other aspects of management The systems used
for global health were largely built in the 20th century. There are
efforts to update and retrofit them. But resources have not been
invested at the level that is required. There is one advantage: In many
low- and middle-income countries, there are few, if any, data collection
systems in place. To some degree, then, there is an opportunity for a
technological leap that could be transformational.
Clear standards for success, and an evaluation process. For
transparency and accountability to he meaningful, it is important to
define success and to establish processes to regularly evaluate and
modify programs. Bureaucracy and inertia will prevent change in any
endeavor without clearly established parameters and systems to evolve as
the facts on the ground dictate.
Technical support: A conflict of interest
BILATERAL PROGRAMS, AS well as some UN agencies and the World Bank,
provide both technical support to develop and design programs and direct
program funding, often through calls for applications for grants that
are informed by technical experts working for, or affiliated with, the
funding institution.
There is an unintentional but inherent conflict of interest in
setting standards and providing technical support and procurement
mechanisms while also funding programs. That conflict of interest
undermines country ownership. Technical experts often have divergent
views; there is nearly always more than one way to implement standards
and many options for implementing partners and procurement agents. If
organizations and institutions provide both technical support and
financing for implementation there is an unavoidable tendency for the
program dollars to follow the path laid out by the technical advisors.
When both the technical support and financing are provided by an
external source, the options for national programs to choose can be
significantly constrained, thereby limiting country ownership. If
national leaders were responsible, with technical support they value,
for designing the strategies and operational plans to he financed
externally as a supplement to their own financial, human, and other
resources, country ownership would increase exponentially.
A division of labor among global health organizations in which a
principal financier would provide the vast majority of resources for
program implementation and other multilateral organizations, including
much of the UN system, and bilateral organizations, would both provide
technical support and increase country ownership, while also being a
more rational strategy for delivering integrated health services. Rather
than a division of labor by specific disease categories, the plurality
of global health actors should primarily distribute responsibilities
according to functions.
The WHO's central role
IT HAS OFTEN been said that if the World Health Organization did
not exist it would have to be created. But it likely would not be
created with its current structure and function. The WHO is essential to
set global standards and to perform key surveillance and monitoring
functions, as well as evaluation for accountability. Over the past
decades, driven in part by the demands of funders, the WHO has ventured
into extensive implementation and other areas beyond its original
mission and core competencies. A symptom of what is wrong with the
current institutional architecture of global health is the paradox that,
at a time of financial expansion around disease-specific programs, there
is severe underfunding of the knowledge-related global public goods that
are essential for improving health outcomes.
The current financial crisis at the WHO provides an opportunity to
redirect its structure and function to focus on its core strengths and
the value it adds to global health. No other institution can provide
global standards, surveillance, and accountability. Many other
organizations can and do provide excellent technical support and program
implementation, though. Unfortunately, austerity measures seem to be
cutting across the board rather than protecting core competencies. A
consideration of governance structures of the WHO, including the
autonomy of the regional offices and changes that would allow for
greater engagement of nonhealth stakeholders to maximize its key
convening authority, could strengthen the institution. With a view to a
more rational global architecture for health, the WHO's fiscal
challenges could be an opportunity for a more rational approach to
global health governance while ensuring its preeminence among global
health institutions, whose roles should also be reviewed.
Competition and innovation
AS THE ARC of development and global health progresses, a certain
degree of healthy pluralism and competition will be essential to ensure
openness to evolution. A division of labor that keeps principal
financiers and multilateral and bilateral partners in the game not only
promotes integration of health services today but also helps ensure
innovation tomorrow. If a principal financier operated inefficiently or
began to violate the principles of development, others would be standing
by to step in, and financing responsibility could shift back to
bilateral or multilateral partners. Healthy competition among agencies
was an important factor in the growth and success of PEPFAR and the
Global Fund, and has served as a driver for efforts on multilateral
coordination. It will he an important factor in ensuring innovation and
efficiency in a new division of labor. Of course, the principle of
competition and innovation is relevant for many aspects of global health
architecture beyond financiers and providers of technical support.
Innovative financing for sustainability
THE TERM "SUSTAINABILITY" is as prolific as are
"transparency" and "accountability" and is, perhaps,
even less well defined. It is clear that traditional mechanisms for
development and global health--high-income countries using their tax
base to finance services in low- and middle-income countries--is
insufficient to provide integrated health services for all who need
them. There has been much emphasis on innovative financing, including an
important recent high-level UN task force. Thus far, much of the effort
has focused on repackaging old mechanisms, such as taxes (for example,
on airfares or financial transactions). While there is merit in that
approach, it has its limitations both in resources raised and in
contributing to the proliferation of financiers. For example, UNITAID
was originally intended to raise resources for the Global Fund but then
developed its own institutional priorities.
Mechanisms to guarantee financing for technologies--for xample
novel vaccines or drugs for diseases that occur only in low-income
countries and therefore have no competitive market--showed promise to
stimulate innovation. However, they too relied on the traditional tax
base of high-income countries and did not ensure resources to deliver
the new tools. In addition, because of the way the U.S. government
manages budget cycles, it has been difficult for the largest global
health funder to participate. Until recently, European governments could
account for the guarantees "off budget"--or off the balance
sheet--until the bill came due. That flexibility was eliminated with new
accounting requirements for the European Union following the financial
crisis.
With few exceptions, mechanisms for innovative finance have been
developed and driven by high-income countries. To achieve sustainable
financing, the direct and deep engagement of emerging economies and
other middle- and low-income countries is essential. Truly innovative
financing mechanisms such as health bonds that would require back-end
commitments by large institutions and risk-taking investors on the front
end can and should require the commitment of resources by countries that
would benefit. Several countries have begun to experiment, with some
notable successes, with public and private insurance, including national
health insurance, and other vehicles to ensure integrated health
services. Certain middle-income countries have made significant
progress. But because such approaches cross the bounds of restrictions
on out-year financing and programmatic silos, it has been difficult to
develop steady resource flows for low-income countries.
There should be a significant effort to evaluate avenues to link
macrofinance programs that support economic growth and trade with global
health. Although out of pocket expenditures are significant,
international contributions for health can rival national budgets and be
a significant source of foreign exchange and cash flow into many low-
and even some middle-income countries. Health is already linked to
macrofinance unintentionally. It is time that it is linked
intentionally.
The unfulfilled promise of innovative finance could be the clearest
demonstration of the need for a Bretton Woods-type agreement led by the
G20 countries to restructure global health with principal financiers and
with more flexible mechanisms for the 21st century.
As delegates convened at a hotel in Bretton Woods, New Hampshire,
in 1944, it was clear that the existing global finance governance
mechanisms were too divided and chaotic to cope with the world economic
situation. As we emerge from a decade of rapid expansion in global
health that began with the conceptual foundations for a new era in
development and approach the post-MDG era, now is the time for a Bretton
Woods styled consensus to create a new architecture for the governance
of global health. It is as clear today as it was in 1944 that existing
structures were created for a different time and that a 21st-century
approach to global health requires a radical restructuring of
20th-century institutions to support coherent, country-owned, national
health strategies that engage all sectors in design and implementation;
that begin with the health of people to design integrated systems for
public good in an accountable and transparent way; that balance human
rights with pragmatism and shared responsibility; and that are
underpinned by innovative approaches to finance ultimately leading to an
orderly transition of funding towards national mechanisms driven by
economic growth. The investments being made are not being maximized.
Bringing coherence and direction to the institutional structure of
global health could radically improve investment outcomes and propel
global heath from a 20th-to a 21st-century approach. Governments, civil
society organizations, and the private sector all have a key role to
play in designing a new global health architecture and sustainable
financing. A critical first step is to rationalize the tangled web of
global health through principal financiers separated from technical
support organizations and with a leading stewardship role for the WHO.
This radical vision can be achieved only with the leadership of an
expanded G20 which includes more low income countries and the active
participation of other emerging economic powers and middle- and
low-income countries. A bold restructuring of global health architecture
could establish models and lessons learned for other areas of
development. A focus on the health of a person could provide insights
for a post-MDG era that focuses on creating the opportunities needed for
every human being to realize his or her full potential. That is an
audacious vision, but the recent history of global health and a long
history of great human achievements teach us that what seems impossible
can be done. The only question that remains is: Will it be done?
Mark Dybul is a distinguished scholar and co-director of the Global
Health Law Program and the inaugural global health fellow at the George
W. Bush Institute. Peter Piot directs the London School of Hygiene and
Tropical Medicine. Julio Frenk is the dean of the Harvard School of
Public Health. The authors acknowledge and are enormously grateful for
the significant contributions of Gordon Brown and are deeply thankful to
Eugenia Pyntikova for her expert editing and research.