Contemporary just war thinking: which is worse, to have friends or critics?
Johnson, James Turner
The increasingly widespread and energetic engagement with the idea
of just war over the last fifty years of thinking on morality and armed
conflict--especially in English-speaking countries--presents a striking
contrast to the previous several centuries, going back to the early
1600s, in which thinkers addressing moral issues related to war did so
without reference to the just war idea.
From the late twelfth century to the early seventeenth century a
well-defined tradition on just war enjoyed broad cultural acceptance in
the West. This framed the resort to force in terms of the
responsibilities of sovereign political rule and the political ends of
order, justice, and peace, and established limits on conduct in the use
of justified force. This tradition had been shaped by philosophical,
theological, and political thinking on natural law, by military thought
and practice, by legal traditions reaching back into Roman law, and by
accumulated experience in the government of political communities. In
the cultural context of the Middle Ages, all these overlapped and
interpenetrated one another to an important degree. (1)
But under the conditions of the Modern Age this cultural consensus
broke down, and the various fields of influence that had shaped the
earlier tradition on just war became increasingly distinct from one
another and so tended to lose contact with one another. (2) In some
arenas creative efforts to engage the idea of just war disappeared
altogether: for example, the Spanish Jesuit Francisco Suarez (1548-1617)
and the English Puritan William Ames (1576-1633) were the last important
theological writers to do so until the twentieth century. In other
arenas the ideas defined and set in relationship with one another within
the historical just war tradition were redefined and rearranged into new
frames of thinking, in which these ideas remained, but their links to
earlier just war tradition were downplayed and gradually forgotten.
This was the case with modern thinking on international law, which
is heavily indebted to Grotius's reframing of the inherited
tradition of just war into his conception of the law of nations in his
influential De Jure Belli ac Pacis (On the Laws of War and Peace), first
published in 1625. (3) In regard to this latter line of development, I
have argued that in this way the just war tradition was effectively
transformed into a tradition of law, and basic concepts from the earlier
tradition on just war were thus maintained as legal ideas right up to
the present. (4) A forceful presentation and documentation of this
historical relationship is provided by Classics of International Law, a
Carnegie Institution series mostly published between the two world wars.
(5) But most contemporary international lawyers ignore this historical
connection between the law and the idea of just war, treating the law
simply as a product of positive agreements among states.
In any case, by the beginning of the early seventeenth century the
connection to the idea of just war as defined in the historical
tradition had been transformed and effectively lost as a basis for
creative, systematic moral reflection on war. While the Carnegie
Institution series did valuable service in making available the writings
of a broad variety of thinkers who worked with the just war tradition
that they had inherited and who laid the groundwork for the
transformation associated with Grotius, it did not lead to new
systematic thinking around the idea of just war. Indeed, while its last
volumes were still flesh from the press, Reinhold Niebuhr, in his
important theological work The Nature and Destiny of Man (1941), derided
and rejected what he called "the Catholic theory of a 'just
war'" (despite the broad use of the inherited just war
tradition by Protestant thinkers in the Reformation era) in the process
of an extended criticism of the Catholic conception of natural law
(which he identified with the theology of Thomas Aquinas). Niebuhr here
showed no knowledge of the broader historical tradition of just war or
the rich tradition of moral and political theoretical reflection
associated with it, but to recognize this is part of my point about the
general loss of consciousness of this tradition: in this he exemplified
his generation and those before him. For his conception of just war,
Niebuhr provided only a brief quote from Suarez's Tractatus de
Legibus--including the following, which he made the focus of his
criticism: "First, it must be waged by a legitimate power.
Secondly, its cause must be just and right. Thirdly, just methods must
be used." Niebuhr then went on to dismiss the concept as assuming
"obvious distinctions" between "justice" and
"injustice" and between "defense" and
"aggression," despite the fact that judgments on these matters
are "influenced by passions and interests." (6) Niebuhr did
not know Suarez's longer, focused, and detailed treatment of just
war in the work devoted fully to it, De Bello, which provides an
extended discussion that presents the matter of justice in war not in
terms of absolute certainty (as Niebuhr wrongly argues), but in careful
and nuanced language about making judgments among relative claims. (7)
The broader just war tradition is full of such discussion. But what
Niebuhr read from the short passage of Suarez allowed him to make the
point that he desired (which had been forged in his rejection of
pacifism in the 1930s): that the use of armed force may sometimes be
necessary, but that it is never without injustice and is always tragic.
Thus, just war thinking, as Niebuhr depicted it, is accordingly
irrelevant, introduced simply for the purpose of being rejected. (8)
The Two Main Avenues of Criticism of Just War Thinking: Political
Realism and Pacifism
Up through World War II and the beginnings of the nuclear age,
Niebuhr's position represented one of the major options for
mainstream American Protestantism; the other was a form of pacifism
based on the ideal of abolishing war through the creation of a world
order by international law. In broad terms, these two options have
remained as the twin avenues of criticism of the idea of just war:
realism and pacifism.
While Niebuhr is generally recognized as being one of the
architects of political realism (the other being Hans Morgenthau),
present-day political realism has evolved into a rather more simplistic
position than Niebuhr's, having become identified with the
rejection of any place for moral values in the sphere of practical
politics and the insistence that political decision-making should
instead be based on interests alone. This is a conception that traces to
neither Niebuhr nor Morgenthau but to Robert Osgood's Ideals and
Self-Interest in America's Foreign Relations (1953). (9) From this
latter perspective, what is wrong with just war reasoning is that it
injects value considerations into policy and practical decisions about
the use of military force by states and nonstate groups, and attempts to
set limits on the use of such force even at the expense of national
interests. This conception of realism is problematic on its own terms,
as the interests of a state or nonstate group inherently reflect that
entity's defining values; the interests would be worth nothing if
they did not. More precisely, then, the realist criticism of just war
thinking should be understood as proceeding from a clash of values
between those expressed in the realist conception of national interest
and those expressed in the just war idea. Understood this way, the
criticism deserves attention, though it is hardly devastating to the
just war idea.
The nature and effects of pacifist criticism of just war thinking
are more complex and harder to evaluate. To think about pacifism more
precisely, there are two main kinds that can be identified: one rooted
in the moral rejection of all use of violence and another rooted in an
abhorrence of the destructiveness of war, an association of war with the
system of rival states, and the ideal of abolishing war by bringing into
being a universal government replacing the state system. (10) Each has
taken a variety of historical forms, and in some circumstances they have
made common cause. Pacifist criticism of just war thinking has varied
accordingly. Historically, pacifism of the first sort has produced
sectarian movements advocating withdrawal from society, but this is not
how contemporary pacifists have operated. Rather--as we can see, for
example, from the activities of the Peace Churches--they have sought to
establish mechanisms for resolution of conflicts and reconciliation,
both of which can be viewed as challenges to the just war-based idea
that at least some conflicts require the use of force to resolve and
correct injustices. A second example is that of the Pax Christi movement
in American Catholicism, to whose influence the signature idea in the
1983 U.S. Catholic Bishops' Pastoral Letter on War and Peace, The
Challenge of Peace, can be traced: the notion that Catholic just war
thinking always begins with a "presumption against war" as
something inherently sinful and to be avoided. (11) This is a pacifist
idea; just war tradition in fact treated the use of armed force under
the conditions of just war as serving a moral good by combating threats
to justice, good order, and peace. As for world-order pacifism,
historically this was manifested in support for the League of Nations
and the United Nations, and in general it shows up in opposition to any
use of force that might serve national interests. Another example is
provided by David Rodin's argument (discussed below), whereby the
idea of just war can be realized only in the case of a universal
government that uses force to police injustice.
In my judgment, pacifist criticism has been more effective than
that of political realism, in that it has pressed the idea of just war
to be more in line with pacifist ideals, and has thus undermined and
displaced the core conceptions of the just war idea. This shows up in
various ways in contemporary just war thinking--not only in the cases
just mentioned, but in others as well. Compared to criticism from these
two main enemies of the just war tradition, political realism and
pacifism, though, the nature of much contemporary just war thinking
poses a more serious threat to the tradition. Contemporary treatments of
just war offer diverse accounts of its core values, structure, and
purpose; the methodology for its understanding and use; and its
relationship to political and moral life. Which one is to be believed?
What lessons are to be learned for thinking about morality and the use
of armed force? The answers offered are controverted, sometimes mutually
contradictory, and sometimes at odds with the conception of just war as
defined in the historical tradition, thus weakening the idea of just war
even as it has become more widely discussed.
The Recovery (and Reinvention) of the Just War Idea
From the early 1600s until the appearance of the Protestant
theologian Patti Ramsey's two books War and the Christian
Conscience: How Shall Modern War Be Conducted Justly? (1961) and The
Just War: Force and Political Responsibility (1968), there was no
serious book-length study that attempted to establish the just war idea
as a proper center for either religious or secular reflection on
morality and war. (12) Ramsey's method was that of a theologian,
but the story is similar for political philosophy, where intellectual
reflection on war had turned to world-order pacifist efforts to abolish
war through the creation of some form of world order superior to the
state system. In this way of thinking, the idea of war as a use of force
that individual political communities might use to serve the proper
purposes of political order was denied. This intellectual trend toward a
form of pacifism was reinforced by the growing destructiveness of war as
experienced and anticipated during the nineteenth and much of the
twentieth centuries. Not until Michael Walzer characterized his purpose
in Just and Unjust Wars (1977) with the words "I want to recapture
the just war for political and moral theory" (13) did the
possibility of using the just war idea in serious political
philosophical thought emerge. Ramsey's and Walzer's respective
works constitute two of three pillars of the recovery of the just war
idea in contemporary moral thought about war; the third is the U.S.
Catholic Bishops' The Challenge of Peace, which, besides its
influence in Catholic circles, spurred a public policy debate in the
United States and parts of Western Europe that has been ongoing.
None of these three pillars built their understandings of just war
on the earlier just war tradition, though the traditional conception had
existed in a remarkably coherent and consistent form from the high
Middle Ages until early in the modern period. That traditional
conception, as noted earlier, had placed the justification of the use of
armed force in the context of the responsibility of the sovereign ruler
to ensure the good of the governed political community. A series of
thinkers working within the inherited tradition of just war, culminating
in Grotius, reshaped this original conception so as to emphasize the
right of individual self-defense as the most fundamental element of
natural law and defined government as the agent of a civil community
that is responsible for its general defense against aggression. This
idea stuck and became the bedrock of the developing conception of the
law of nations and international order. It is, of course, central in the
present-day conception of the state's right to resort to armed
force in self-defense.
Ramsey, Walzer, and the U.S. Catholic Bishops offered three
different conceptions of just war to respond to their perception of the
issues at the time they wrote; and these three approaches produced
conceptions of just war that not only did not connect to the earlier
normative tradition but also presaged the subsequent thinking about just
war.
For Ramsey, the issues to be addressed had to do principally with
the nuclear debates of the 1950s and 1960s; for Walzer, the Vietnam War;
and for the Catholic Bishops, the nuclear debates of the early 1980s and
the nuclear strategy of the Reagan administration. Ramsey's main
normative source, typical of American Protestant Christian ethicists of
his generation and before, was the Christian ethic of love for neighbor,
which Ramsey understood especially as manifested in Augustine's
conception of the idea of caritas in the historical movement from the
City of Earth to the City of God. He used this reading of the ethic of
love to set out a position that differed from the two poles of
mainstream American Protestant Christian thinking about war at the time
that he wrote, which were the Niebuhrian characterization of war as
sometimes necessary but always tragic and sinful, and forms of pacifism
based in the ideal of a new world order and the moral rejection of war.
Ramsey argued that the Christian obligation of love of neighbor both
justifies the use of armed force--to protect the neighbor against unjust
attack--and limits it, because one may never rightly attack anyone not
involved in the use of armed force against one's neighbor. (14)
Walzer, for his part, built his conception of just war principally
on a normative base in human rights, though he developed his exposition
via a creative use of historical examples aimed at showing a common
understanding of just and unjust uses of force. (15) The positive
content of international law relating to war, which he calls "the
legalist paradigm," (16) looms large in Walzer's presentation
of the just war idea, especially in regard to certain issues--and in
particular those he develops under the rubric "the theory of
aggression." And it is fair to say that he seems to regard this
paradigm as providing a kind of baseline, moral as well as legal, to
which just war reasoning must refer.
As for the U.S. Catholic Bishops, while The Challenge of Peace
argued that the conception of just war defined therein came out of the
Catholic just war tradition, in fact it restated a conception of just
war based on a philosophical conception of an ethic of prima facie
duties as earlier described by James F. Childress, a religious ethicist
of Quaker background, in the Jesuit journal Theological Studies. (17) On
this conception the idea of just war was made to begin with a
"presumption against war," with the various just war criteria
functioning not positively, to provide guidance as to when the use of
force might be a moral obligation, but negatively, to define those rare
cases in which the "presumption against war" might be
overturned. (18) Here the primary criterion for such a possibility was
that the use of force be in self-defense against attack--a conception
directly reflecting international law but not historical just war
tradition. This was further restricted by limits on the authority to
resort to armed force and a requirement that, even in the face of
manifest injustice, there must be a comparative preponderance of justice
on one's own side. The shadow of modern-war pacifism (a version of
pacifism rooted in world-order pacifism and one that was likewise
committed to the abolition of war), and particularly of nuclear pacifism
(where opposition to war stemmed from the magnitude of destruction to be
expected from the use of nuclear weapons), lay over both Ramsey's
and the Catholic Bishops' work. While Ramsey expressly offered his
understanding of just war in opposition to widespread Christian
pacifism, the Catholic Bishops, in embracing the "presumption
against war," effectively accepted a basic pacifist premise about
the inherent evil of war as such.
The Subsequent Debate: Just War Reinvented Again and Again
Against this background, the stage was well set for a proliferation
of conceptions of just war, and that is in fact what we find in recent
just war literature. I have nearly forty books on my shelves (more, if
collections of essays are counted) that treat the topic of just war,
including Ramsey's, Walzer's, and those of the U.S. Catholic
Bishops, in addition to my own work--and this is by no means a complete
list of what has been published on the subject in recent decades. In the
books I own, most of the authors treat just war as a positive resource
for moral assessment of the use of armed force, though some treat it
critically and dismissively. Yet each one understands and represents the
idea of just war somewhat differently, depending on the moral
perspective and method of the author; how just war is defined and its
components; its purpose and proper use; the relative emphasis given to
the decision to use armed force (jus ad bellum) and conduct in the use
of such force (jus in bello); the moral criteria named, the order in
which they are named, and the priorities among them; and the
contemporary implications drawn from individual criteria and from the
overall conception of just war. These differences may be taken, from one
perspective, as signs of a healthy moral debate, but from another
perspective they reveal a serious lack of common agreement as to exactly
what "just war" means in itself and what it implies for moral
reflection on the use of armed force in the contemporary context. Some
examples will illustrate this.
Sometimes the difference is over what counts as defining the idea
of just war itself: to take a sample from my shelf, recent books by Alex
Bellamy, Davis Brown, J. Daryl Charles, Robert L. Phillips, Mark Totten,
Albert L. Weeks, and Craig M. White all define just war in terms of a
list of criteria for the decision to go to war (jus ad bellum) and for
conduct during war (jus in hello). (19) The listings of Brown and Totten
are essentially the same as what I would myself give, beginning with the
classic criteria of sovereign authority, just cause, and right
intention, including the end of peace; then adding the prudential
criteria widely applied today--reasonable hope of success,
proportionality of ends, and lack of reasonable alternatives (last
resort); and finally defining right conduct in war in terms of
discrimination and proportionality of means. White offers a list with
the same headings. All the others named, though, shift the order and
priority of the criteria or combine some of them or simply do not
mention certain criteria: for example, Charles and Weeks begin with just
cause; Phillips starts with last resort; Bellamy begins with right
intention. Where they begin telegraphs the position of these authors on
what is more important or most fundamental. Several authors do not
mention the end of peace (a fault also of the U.S. Catholic
Bishops' listing of just war criteria), perhaps reflecting the
widespread contemporary view that war and peace are mutually exclusive.
All include right authority as a requirement for a just war, though
differing somewhat as to its priority. With the exception of White and
Weeks, all define war-conduct in terms of the two moral criteria of
discrimination and proportionality, which has become commonplace in
contemporary moral writing on just war. (The tradition had instead
proceeded by concrete lists of categories of persons not to be the
object of direct intended attack and by lists of means of war deemed
mala in se; the law of armed conflict follows this approach, which
benefits from its concreteness.) White's book is focused only on
the rightness of the war decision in the case of the 2003 invasion of
Iraq and does not discuss war conduct, while Weeks's discussion of
conduct in war is based not on moral argument but on the extent it
complies with the law of armed conflict.
Do these differences matter? Yes, indeed. According to the
historical tradition, which among these authors Totten renders best, the
requirement of sovereign authority holds first priority, since the
sovereign, as the one ultimately responsible for the common good of the
political community, has the responsibility for dealing with wrongdoing
in such a way (including the possible use of armed force) as to maintain
the justice and peace of that community. On this conception, the use of
armed force is just only if the one responsible for the good of the
political community uses it to serve that good: this is the classic
conception of bellum iustum. But as I have noted earlier, during the
early modern period the focus shifted to one particular kind of
injustice--armed aggression across a state's border--and the role
of the ruler was redefined as the agent of the political community. As
the moral tradition of just war was reshaped into international law,
just cause, defined narrowly as self-defense against attack, became the
primary criterion for the right to use armed force, and the authority
criterion became "proper" or "legitimate" authority,
referring to whatever person or body in a given community was charged
with organizing a response to such aggression. In this way the broader
concerns of justice were effectively bracketed out of consideration, and
peace was understood simply as the status quo before an aggressive
attack was launched or as the state of affairs between states not at
war. As the nature of war itself became increasingly totalistic and more
destructive, the growth of various forms of opposition to war hardened
the perceived divide between war and peace, so that they were conceived
as opposites: here the idea of a just war as a way to peace became an
oxymoron, whereas in classic just war thinking the just use of force was
conceived as a necessary tool in the service of peace.
The effects of such influences appear in the shifts in content and
priorities within the various lists of the criteria used to define the
just war idea by contemporary authors, including those I have singled
out above. But these authors also disagree on how just war thinking
should be used and to what purpose. For example, Charles and Phillips
are mostly concerned with influencing the moral judgment of individuals
relative to particular possible uses of armed force, while White and
Weeks employ their versions of the just war criteria in a checklist
fashion to demonstrate the wrongness of the decision to invade Iraq in
2003. Others, including the philosopher Jeff McMahan, have used
utilitarian reasoning to define the jus in bello criteria so that it is
all but impossible to satisfy them, and thus almost no use of force can
be just. In contrast, Jean Bethke Elshtain defines her version of the
just war idea within a broad discourse on politics based heavily on an
interpretation of Augustine's moral and political thought to argue
for the justified use of armed force to respond to serious injustice,
aiming specifically at justifying the war against terrorism.
A closer look at Elshtain and McMahan as well as two other
contemporary philosophers will illustrate how the perspective and
ethical methodology employed in recent just war thinking vary widely, as
well as how they differ from the historical just war tradition. First,
let us consider Elshtain, whose moral perspective and method are broadly
reminiscent of Ramsey's. (20) Elshtain anchors her understanding of
just war in an interpretation of Augustine's moral and political
thought, focused notably on The City of God. What matters for her are
certain ideas--chiefly, justice, peace, and love--as defining the
morality of the use of armed force. Armed attack is a major violation of
justice and peace, thus justifying an armed response; but other
violations, including uses of armed forces to repress segments of a
state's own population, may also, for her, justify the use of
force. Similarly, love of neighbor may justify resort to armed force
when a neighbor is threatened or harmed out of malice. The classic
conception of just war defined in the historical tradition, by contrast,
also used Augustine as a major source, but worked from a very different
set of passages, first collected by the twelfth-century canonist
Gratian. These passages provided the basis for Aquinas's discussion
of just war a bit more than a century later, and the conception of just
war defined there was still normative for Martin Luther early in the
sixteenth century. The emphasis in the historical tradition on sovereign
authority (understood as responsibility for the good of the political
community) derives from this set of passages; so do the definitions of
just cause (in terms of reparative and punitive justice but not
self-defense) and right intention (including the end of peace, but also
including avoidance of malicious intentions). All in all, this is a
somewhat different conception of just war, and a significantly different
use of Augustine in relation to it, from that found in Elshtain (or, for
that matter, Ramsey). But this historical tradition as it came together
after Augustine's time does not interest her, as it did not
interest Ramsey; she believes Augustine offers the core, and her method
is to reach back over the intervening history to what she considers
relevant from his works. By contrast, other recent writers, including
Bellamy and Totten, make a point of examining how the moral ideas have
been shaped by history; their conception of the nature, purpose, and
proper use of the just war idea varies from Elshtain's accordingly.
McMahan, like contemporary philosophers in general who have written
on just war, treats Walzer's conception of just war as the
contemporary standard, though he does so in part to criticize major
elements of it. But he also shows some awareness of the historical
tradition on just war and regards it as superior in important ways. In
his 2005 article "Just Cause for War," published in this
journal, he begins by observing that "until quite recently,
contemporary just war theory and international law recognized only one
cause for war: self-or other-defense against aggression." (21) This
characterization, of course, fits Walzer's treatment of the
question of justification for resort to war under the rubric of
"aggression" and his use of international law as defining
"the legalist paradigm." McMahan argues, to the contrary, that
"there can be various just causes for war other than defense
against aggression, that both sides in a war can have just cause, and so
on," and that this conception of just cause "has roots in an
older tradition of thought." Later in the article he cites Aquinas
and several early modern thinkers (including Grotius, Vattel, Vitoria,
Suarez, and Pufendorf) as representatives of the "older
tradition" he has in mind. While he engages these historical
thinkers as partners in dialogue, McMahan does not seek to develop the
positions of any of them in detail, but rather uses what they said on
specific issues in which he is interested to provide a springboard for
his own thought. In this connection, it is interesting that he does not
note the irony that the reduction of just cause for use of force to
defense against attack traces to Grotius and was advanced by Vattel and
Pufendorf, later thinkers on the law of nations.
In his 2009 book, Killing in War, McMahan parts ways significantly
with both the "older tradition" and with Walzer, arguing that
the justifications for killing during war are no different from what
they are in other contexts, including individual self-defense. (22) Here
he returns to certain themes treated in the 2005 article, including the
question of whether both sides in a war can be fighting justly (the
phenomenon I have called "simultaneous ostensible justice,"
first suggested by Vitoria and later taken up by Grotius). Historically,
this referred to the complexity of justifications for many, perhaps
most, armed conflicts, and the possibility that both sides might, as far
as even an objective observer could tell, have right on their side. From
it derived the idea that Walzer later called "the moral equality of
soldiers" and the development of rules for conduct in war (the laws
of armed conflict) that began with the assumption of such equality. In
short, this line of thinking, which began with reflection on the moral
complexity of war, shifted away from emphasizing the justification of
resort to war to emphasizing efforts to mitigate harm done during war.
McMahan, relying on the tools of analytic philosophy, places the stress
back on the problem of justification, rejecting the idea of simultaneous
ostensible justice, so that the cause of belligerents has to be either
just or unjust (or neither). Soldiers, then, are not morally equal,
since their liability to be attacked varies according to the cause in
which they are fighting. Of course, McMahan provides a far more nuanced
analysis of this matter than this summary characterization conveys. But
we can nonetheless see from this brief look at his argument that it is
in considerable tension with the historical tradition. However, the
point I want to make is a deeper one: that, as I have argued extensively
in my own work, the historical just war tradition reflects a complex
mixture of influences, and the idea of just war developed there is not
at all well rendered by a discrete methodology like that of analytic
philosophy. Indeed, there is some irony in that to the degree the use of
such a discrete methodology succeeds on its own terms, it distances
itself from the broader idea of just war as defined in the historical
tradition and the complex realities that produced it and that it seeks
to engage.
The conceptions of just war--its sources, what is important in it,
and what it should be understood to imply--are so different between
Elshtain and McMahan as to suggest that they are not in fact talking
about the same thing at all. Still other lines of variation appear when
other recent philosophical writing on just war is brought into focus.
Three general observations will help to set this work in context. First,
philosophical attention to the just war idea is relatively recent, with
the most important work appearing only within the last decade or a bit
earlier. Second, in accord with what I observed at the beginning of this
article, this writing on just war has come from philosophers in
English-speaking countries. And third, the philosophical work as a whole
rests heavily on the conception of just war put forward by Michael
Walzer in Just and Unjust Wars, though different scholars have used
Walzer in different ways (frequently, as we have just seen in McMahan,
to criticize and correct some element in his thinking, meanwhile
accepting his overall treatment of just war as normative). As further
examples of recent philosophical thought on just war, I will look
briefly at two other philosophers recognized as having written
importantly on this subject: David Rodin and Brian Orend.
Rodin's work dealing with just war includes articles and
edited books as well as a major authored book, War and Self-Defense,
published in 2002. (23) Like Walzer, he begins from a base in human
rights; also like Walzer, he regards the question of self-defense as
critical for the justification of the use of armed force. But unlike
Walzer, who generally follows contemporary international law in its
limiting a state's right to resort to force to self-defense, Rodin
takes a different approach. Rodin begins with the assumption that the
requirement that a state may use force only in defense is based on an
analogy with the individual's right to self-defense when attacked.
Then, after close examination, he argues that this analogy does not hold
up, so the requirement of jus ad bellum is not satisfied. But if this is
so, he concludes, then soldiers are not justified in fighting. As an
alternative to this conception of just war, which Rodin argues is
morally wrong, he sketches a normative understanding that depends on the
creation of a universal state with "a world monopoly of military
force together with a minimal judicial mechanism for the resolution of
international and internal disputes." (24) Only such a state would
be justified in resorting to the use of military means to enforce
international law.
Rodin's conclusion, if not his analysis, turns out to share
important features with the conception of just war in the historical
tradition, though he makes no effort to examine the possible connections
(and there are also important differences). In the historical tradition
the idea of just war does not rest on self-defense, but rather is
described as repairing injustice and punishing wrongdoing. But the
reason self-defense is not included among the named just causes in the
traditional conception of just war is that, while it assumes that
everyone possesses by nature the right of self-defense against attack,
just war was about something else: that is, action to set things right
after such an attack and to seek to prevent future wrongdoing. As with
Rodin's view, the historical conception of just war made a strong
distinction between public and private use of force, but unlike Rodin it
located the right of public use of force in reparative and punitive
action--arguing that the right of self-defense held by private
individuals does not extend that far, and describing the justification
of use of force for these purposes as rooted in the responsibility of
government for the common good of the community. The requirement of
sovereign authority, which held first priority in the historical
tradition, had this priority precisely because sovereignty was
understood to include responsibility for the good of the community as a
whole. This seems essentially what Rodin wants to claim about his
universal state. But of course no universal state exists; rather, there
are multiple independent states. On Rodin's analysis, these may not
wage just war; only the universal state may do so. Rodin does not take
up the matter central to the traditional conception of just war: the
responsibility of government in each state for the common good and for
maintaining relations among independent states to the same end. In
contrast, Rodin provides a contemporary example of the way others before
him used the just war idea to reason to world-order pacifism, in which
"war" (understood as conflicts between and among states) is
abolished and all use of force has the character of policing. One
wonders whether, in the world as it is, the historical model, with its
stress on the responsibility of individual governing authorities to
uphold justice and punish injustice, does not offer a path to more
serious engagement with the realities of contemporary armed conflict.
The third contemporary philosopher I want to single out is Brian
Orend. (A good summary of his understanding of the ethics of war appears
in the Stanford Encyclopedia of Philosophy, available online at
plato.stanford.edu/entries/war.) He has written two books explicitly on
the ethics of war: one on Walzer's understanding of war and
justice, and one on human rights. He is a Kantian, and as such he frames
the subject of his The Morality of War (2006) in terms of current
international law and just war theory defined as "a set of moral
rules which societies should follow during the beginning, middle, and
end of war." (24) Such a framing may lead the reader to expect a
narrowly legalistic discussion, a form of the "checklist" use
of just war categories I faulted earlier. But Orend does not fall into
this trap, producing a discussion that is more careful and nuanced. He
begins with a survey of the historical evolution of just war thinking
and then explores its application in the context of a wide range of
recent major military conflicts and the ongoing effort to deal with
terrorism. Yet there is still the matter of thinking of this whole moral
enterprise in terms of rules to be used as a checklist, as opposed to
the classical just war concern of moral wisdom.
Orend's historical survey of the development of just war
thinking is much too brief and, frankly, unfocused to explain how and
why the normative categories defining just war--as he understands the
process--came into being and developed as they did. His aim seems to be
to show that the rules in which he is interested are grounded in a deep
historical moral consciousness. As a result, he traces the origins of
just war thinking back through Augustine to Cicero and Aristotle, but
then moves rapidly to the early modern period, largely skipping over the
medieval thinkers who actually gave the idea of just war coherent form.
This gets the priorities all wrong: there may have been an idea of just
war in Aristotle, but there was no systematic just war theory in him or
in Cicero or, for that matter, in Augustine. And when modern thinkers
such as Vitoria and Grotius came along (both rightly highlighted by
Orend for their contributions), the conception of just war they received
and worked with was one deeply shaped by the historical context in which
it had taken its normative shape. Thus, the work of the medieval
thinkers needs to be looked at closely. The changed historical context
of the sixteenth and seventeenth centuries was a major reason why both
Vitoria and Grotius (along with others who wrote on war and morality
during this period) added new ideas, reconceived others, and generally
contributed to the reshaping of the just war concept. Orend's
method presents the outcomes (the rules defining just war as he
understands them), but it does not investigate or explain how and why
they came to be.
The work of each of the contemporary philosophers I have briefly
commented on here has merit in its own frame, yet in each case the frame
is limited, and the resulting conceptions of just war and their
implications turn out to be different from one another and from the idea
of just war as found in the historical tradition. In the end, these
contemporary philosophical examples are three more cases of reinventions
of the idea of just war.
Recovering the Just War Idea (for Real)
As the above discussion shows, I regard contemporary just war
thinking as plagued by a number of problems. The late John Howard Yoder,
a Mennonite pacifist, once privately complained to me that he found
efforts to debate with just war thinkers frustrating, because it seemed
to him that everyone seemed to have a different idea of just war. I am
not entirely sure what to make of Yoder's complaint, since he was
the author of a book that identified numerous distinct varieties of
religious pacifism, finding problems with most of them. (26) (How should
a just war thinker, then, debate with a religious pacifist?) Nor am I
prepared to say that the situation in just war thinking is quite as bad
as Yoder represented it; I think there is at least a family resemblance
present amid all the diversity of different accounts. Nor is diversity
itself a bad thing: it provides openings for new ideas and new
developments of old ones. This is why, when speaking of just war, it is
better to describe it as a tradition of thought rather than as a theory.
There have been many particular just war theories, but insofar as they
hang together with sufficient commonalty, they all belong to just war
tradition. At the same time, though, a tradition needs sufficient
commonalty, a coherence of basic conceptions and agreements as to
meaning and purpose. In this, a moral tradition like that of just war is
like language: speakers may differ broadly as to vocabulary,
pronunciation, syntax, intonation, and all the other features that make
it possible to speak, say, of British English and American English while
recognizing both as English. Yet at some point a local version of a
language may become so different, so unintelligible to persons from
different localities that it has to be recognized as a different
language, as in the evolution of distinct Romance languages from a
common Latin source. I suggest the same is the case with just war
tradition: at some point a new direction in just war thinking needs to
be recognized as no longer a form of just war thinking but as something
else. Take the case of the international law on armed conflicts. As I
have frequently argued (including in the discussion above), this
historically developed out of the earlier just war tradition and, during
most of the modern period, carried major elements of that tradition,
even while recasting them in the form of law rather than that of moral
discourse, refocusing them, and to some degree truncating them. But the
widespread contemporary way of thinking of this law as the positivistic
product of international agreements intentionally cuts the relationship
to the moral tradition: the law thus conceived is simply whatever is
possible for nations to agree upon. This is not a new version of the
just war tradition any longer; it is a new way of thinking entirely, a
new "language."
In the case of contemporary moral discussion about just war, the
danger of something like this happening--that the common features among
the various discussions are submerged by the differences--is twofold.
One is the separation of just war discourse among different academic or
professional contexts and disciplines. This already happened in the
definition of just war in different ways during the efforts to recover
the just war idea in the period from the 1960s through the 1980s. The
modes of discourse of Ramsey and Walzer, for example, had little in
common, and this continues to be the case for their successors. The case
of the U.S. Catholic Bishops illustrates a further kind of danger for
just war reasoning: that of reconceiving the idea of just war itself in
an effort to find reconciliation with pacifist critics.
As I have made clear, contemporary just war thought would benefit
from giving more attention to the historical tradition. Having the
historical tradition in mind as a point of reference would have a
welcome disciplining effect, frequently lacking in contemporary
understandings of just war, helping to ensure that everyone who claims
to be arguing from a position in just war reasoning is, at least on
major matters, speaking a common language. This would also tend to
insulate contemporary just war thinking from being defined as something
different: anti-war pacifism, as in the case of the U.S. Catholic
Bishops; world-order pacifism, as in the case of Rodin; or an uncritical
acceptance of the content of positive international law as providing the
moral parameters for judging the morality of the use of armed force. And
it would remind friends and critics of just war alike that there is a
core substance to the idea of just war, so that just war is not whatever
one wants to say it is for his or her own particular purposes.
The classic conception of just war was focused on the problems of
good government, not on individual morality. It developed within a set
of assumptions about such government expressed as the three ends of
politics: order, justice, and peace, with justice understood by
reference to historical precedents, context, and natural law, and peace
defined as what Augustine had called the "tranquility" of an
order ruled by the doing of justice. The three ends of politics were
conceived as interrelated and mutually dependent, though the good of
order had a lexical priority as necessary to ensure the other two. The
requisites for a just war, or more precisely a justified use of armed
force in the service of these ends, corresponded directly to them: the
necessary authority to the end of order, the requirement of just cause
to the end of justice, the requirement of right intention to the end of
peace. As noted, this conception of just war gave first priority to
restricting the authority for just war to sovereign rulers (rulers with
no temporal superiors), because only persons in such positions had final
responsibility for the common good of the community. It defined just
cause for resort to armed force in terms not of self-defense against
attack (assumed to be a right possessed by everyone in the moment of an
attack), but rather in terms of repairing wrongs done and punishing
wrongdoing. And it defined the purpose of such resort to force both in
terms of the avoidance of wrongdoing itself and in terms of the end of
restoring or establishing peace. All this is summarized by Aquinas, but
these basic terms, and this overall understanding, reflected both the
specific work of the century of canonical thought before him and, more
broadly, the influence of secular law and military and political
practice on which the canonists drew. This conception, moreover,
remained essentially intact for the next three and a half centuries. For
the canonists and Aquinas, the matter of conduct in just war was
understood to be regulated by the requirement of right intention, but
the canon law already by their time included a definition of
noncombatancy in the form of lists of classes of persons normally not to
be attacked in person or property during war and a listing of means of
war not to be used. In the period of the Hundred Years War this was
added to by drawing from the chivalric code or loi d'armes, which
rendered in Latin became jus in bello, a term subsequently used for the
whole part of just war tradition defining right conduct during war.
The world in which this classic conception of just war came
together and endured was, of course, very different from our own. Yet
the moral values expressed in this conception, while revealed in that
historical context, are not limited to it. Taking this conception of
just war seriously implies, first, that the use of armed force be
understood in the larger frame of a theory of good politics. If we do
not agree on such a theory, then the need to find a coherent frame for
talking about the use of armed force should spur efforts to find one.
These concerns bear serious implications for how sovereign
responsibility, justice, and peace should be thought of, both within
individual political communities and in the relations between and among
such communities in the world as a whole. That is, reflection on the
idea of just war is not simply about the uses and limits of use of armed
force, and present-day conceptions of just war that cast it in this mold
are mistaking what just war is about: it is about the entire frame of
life in a political community, which just war exists to serve. Second,
taking the classic conception of just war seriously puts the focus on
this service itself, that is, on the moral goods the justified use of
armed force seeks to secure. This is very different from a conception of
just war principally understood as defining limits on the use of armed
force, which is itself thought of as morally tainted--a focus all too
frequent in recent just war thinking. Third, taking the classic
conception of just war seriously implies that present-day just war
thinking should not so easily define the terms of just war as identical
to those of individual morality regarding the use of armed force. These
are different realms for the classic just war idea. The responsibilities
of government and of private individuals are different; their rights,
accordingly, are different, and their moral imperatives are different.
And, fourth, though not by any means least, reflection on the classic
idea of just war as a conception formed so as to reflect wisdom garnered
from various spheres of life and thought--including theology and
philosophy, church and secular law, professional military life, and the
practice of government--should push any contemporary just war thinker
toward probing for interaction and dialogue across the normally
differentiated spheres of contemporary life. I have sought to do this in
my own work, and the best of contemporary just war thought does so as
well. These examples show that there is no single right way to do it,
but there are great differences in the degree to which such dialogue is
pursued and in the end that is sought.
Finally, I want to demur once more from the idea found in much
recent just war thinking that one should think of just war in terms of
rules that can be applied to any and every use of armed force to tell us
whether that use was just or not. Frequently this conception is
underscored by the insistence that every one of the criteria must be
satisfied for the use of armed force to be just, a requirement that, if
taken seriously, would make unjust wars of the American Revolution, the
Civil War, and American involvement in World War II. I do not deny that
there may be some exceptionless moral rules regarding the use of armed
force, but the problem is knowing what these are and what they imply in
any given case. That requires moral judgment, and once one is in the
sphere of moral judgment, the clarity offered by the idea of an
exceptionless rule quickly becomes lost. Moreover, not all the criteria
generally recognized today as part of the just war idea have the same
character or the same priority. As traditionally understood, the ethics
of just war is a practical art, not a science; the responsible party
makes a decision, following the guidelines laid out but also attempting
to discharge the responsibility given him or her to pursue justice and
peace and thus serve the common good. This is a conception that
corresponds to the Greek notion of ethics as having to do with arete,
excellence achieved through practice (which includes the possibility of
making mistakes and learning from them). Rules are important for this
praxis, but they do not themselves yield the right and the wrong.
doi: 10.1017/S0892679412000767
NOTES
(1) The conception of just war here was substantially defined by
the canonist Gratian in his Decretum and the work of his two generations
of successors, the Decretists and the Decretalists, and summarized and
placed in a theological framework by Thomas Aquinas. This conception
reflected and incorporated the influence of Western churchly thought;
the recovery and development of Roman law, including the ideas of
natural law and ius gentium; and the practical experience of government
and warfare. The classical conception of politics as directed toward the
common good defined by three goods or ends (order, justice, and peace)
was directly reflected in the major requirements of bellum iustum, just
war: the good of order in the requirement that such uses of force be
authorized by a temporal ruler with no temporal superior, the good of
justice in the requirement that such uses of force be for regaining that
which had been wrongly taken and punishing evildoing (not self-defense
against attack, which was taken to be guaranteed to all individuals and
communities directly by natural law), and the good of peace in the
requirement that all just uses of force aim at reestablishing and
protecting peace as the result of a just order within the political
community. In these just war requirements, sovereign authority was given
priority because of the sovereign ruler's personal responsibility,
given in the natural law, to maintain order, justice, and peace; the
ability to initiate the use of armed force followed from this
responsibility. The conception thus defined endured well into the modern
period and was only finally reshaped into an importantly different idea
in the mid-seventeenth century. For detailed examinations of this
historical development, see my early books, Ideology, Reason, and the
Limitation of War (Princeton, N.J.: Princeton University Press, 1975)
and Just War Tradition and the Restraint of War (Princeton, N.J.:
Princeton University Press, 1981). For more recent summary treatments of
the framing of the idea of just war in this historical tradition, see my
Morality and Contemporary Warfare (New Haven, Conn.: Yale University
Press, 1999), pp. 44-51; and Ethics and the Use of Force (Farnham, U.K.:
Ashgate Publishing, 2011), pp. 16-20.
(2) For a detailed discussion of this transition, see my Ideology
and Just War Tradition, cited above; for more recent summary discussion,
see my Morality and Contemporary Warfare, pp. 51-57.
(3) Of the many translations and edited publications of this work,
I prefer Hugo Grotius, De lure ac Pacis Libri Tres, vol. II, in James
Brown Scott, ed., Classics of International Law (Oxford: Clarendon
Press, 1925).
(4) Johnson, Ethics and the Use of Force, pp. 75-100.
(5) Carnegie Institution of Washington, Classics of International
Law (Oxford: Clarendon Press, 1911-ongoing).
(6) Reinhold Niebuhr, The Nature and Destiny of Man (New York:
Charles Scribner's Sons, 1964), vol. II, p. 283.
(7) For important excerpts, see Gregory Reichberg, Henrik Syse, and
Endre Begby, eds., The Ethics of War (Malden, Mass.: Blackwell
Publishing, 2006), pp. 357-59. The entire work is included in the
Carnegie Institution series cited above.
(8) Niebuhr later returned a bit more positively to the idea of
just war in an article coauthored with the Episcopal bishop and
theologian Angus Dun, which made use of several of the categories drawn
from just war thinking (but without systematically engaging the
historical tradition as a whole) to argue against a pacifist
interpretation of the meaning of Christianity. Niebuhr never again
returned to this argument in later writing. See Angus Dun and Reinhold
Niebuhr, "God Wills Both Justice and Peace," Christianity and
Crisis xo (June 13, 1955), pp. 75-78.
(9) Robert E. Osgood, Ideals and Seq--Interest in America's
Foreign Relations (Chicago: The University of Chicago Press, 1953).
(10) The historical development of these two kinds of pacifism is
examined in my The Quest for Peace (Princeton, N.J.: Princeton
University Press, 1987).
(11) National Conference of Catholic Bishops, The Challenge of
Peace (Washington, D.C.: United States Catholic Conference, 1983), pp.
iii, 22 and 26.
(12) Paul Ramsey, War and the Christian Conscience (Durham, N.C.:
Duke University Press, 1961); and Paul Ramsey, The Just War (New York:
Charles Scribner's Sons, 1968).
(13) Michael Walzer, Just and Unjust Wars (New York: Basic Books,
1977), p. xiv.
(14) Ramsey makes this point numerous times, in various ways, but
the most concise and focused statement of it is in The Just War, pp.
142-47.
(15) Walzer, Just and Unjust Wars, p. xvi and elsewhere.
(16) Ibid., pp. 61-62.
(17) James F. Childress, "Just War Theories: The Bases,
Interrelations, Priorities, and Functions of Their Criteria,"
Theological Studies 39, no. 3 (1978), pp. 427-45.
(18) The Challenge of Peace, pp. 27-28, paragraphs 83-84.
(19) Alex Bellamy, Just Wars: From Cicero to Iraq (Cambridge:
Polity Press, 2006); Davis Brown, The Cross, the Sword, and the Eagle
(Lanham, Md.: Rowman & Littlefield Publishers, 2008); J. Daryl
Charles, Between Pacifism and Jihad (Downers Grove, Ill.: InterVarsity
Press, 2005); Robert L. Phillips, War and Justice (Norman, Okla.:
Oklahoma University Press, 1984); Mark Totten, First Strike (New Haven,
Conn.: Yale University Press, 2010); Albert L. Weeks, The Choice of War
(Santa Barbara, Calif.: Praeger Security International, 2010); and Craig
M. White, Iraq: The Moral Reckoning (Lanham, Md.: Lexington Books,
2010).
(20) Jean Bethke Elshtain, Just War Against Terror (New York: Basic
Books, 2003).
(21) Jeff McMahan, "Just Cause for War," Ethics &
International Affairs 19, no. 3 (Fail zoos), pp. 1-21, at p. 1.
(22) Jeff McMahan, Killing in War (Oxford: Oxford University Press,
2009).
(23) David Rodin, War and Self-Defense (Oxford: Oxford University
Press, 2003).
(24) Ibid., p. 187.
(25) Brian Orend, The Morality of War (Peterborough, ON: Broadview
Press, 2006), p. 4.
(26) John Howard Yoder, Nevertheless: The Varieties and
Shortcomings of Religious Pacifism (Scottdale, Pa.: Herald Press, 1971).