Just war thinking as a social practice.
Kelsay, John
The abstract for the International Studies Association panel that
gave rise to this special section of Ethics & International Affairs
referred to the "triumph" of just war theory. However, I think
we ought rather to speak of just war discourse as occupying a particular
niche. This is especially so with respect to discussions about policy:
when and where governments should make use of military force, what type,
and so on. In that context, appeals to the criteria of jus ad bellum and
jus in bello complement (or sometimes compete with) thinking that draws
on international law, various strategic doctrines (for example,
counterinsurgency warfare, or COIN), notions of reciprocity between
states, and a host of other considerations. The notion of
"triumph" claims too much. At the same time, for advocates of
the just war framework, the kind of recognition indicated by
presidential and other official mentions of the idea is worthy of note.
Some of these are due to constituency politics--that is, to the idea
that "institutional" advocates of just war (say, the U.S.
Conference of Catholic Bishops) may influence blocs of voters. Other
invocations are better interpreted as a recognition that the vocabulary
of just war can serve (along with other ways of speaking) in the attempt
to craft wise policy. (1)
Given the niche occupied by just war thinking in contemporary
policy discourse, it is worth asking (or perhaps, re-asking) several
basic questions about the just war vocabulary. What purposes does it (or
can it) serve? What is the nature of its authority? How does or ought
just war thinking proceed? Or, to put it another way, how does one
recognize "good" just war thinking? In this article I present
a view of just war thinking as a social practice, arguing that (1) of
the several purposes just war thinking serves, political wisdom has
pride of place; (2) the authority of the just war framework rests in its
ability to illumine policy; and (3) good just war thinking involves
continuous and complete deliberation, in the sense that one attends to
all the standard criteria at war's inception, at its end, and
throughout the course of conflict. By way of illustration I review some
of the contributions (and failures) of just war argument with respect to
NATO's post-9/11 effort in Afghanistan.
JUST WAR ARGUMENT AS A SOCIAL PRACTICE
In referring to just war thinking as a social practice, I am making
use of some ideas developed more fully by Robert Brandom and Jeffrey
Stout. In particular, Stout's analysis of ethics as a social
practice provides a model for my reflections. (2) One might put it this
way: the criteria of jus ad bellum and jus in bello provide a framework
for structured participation in a public conversation about the use of
military force. In the context of a constitutional democracy, citizens
who choose to speak in just war terms express commitments. They invite
others to respond to their assertions by joining in just war argument
(for example, by questioning the way particular criteria are interpreted
or the way that an argument comports with the facts of a case) or by
proposing alternative vocabularies (for example, those of international
law or strategic doctrines). In the process of giving and asking for
reasons for going to war, those who argue in just war terms seek to
influence policy by persuading others that their analysis provides a way
to express and fulfill the desire that military action be both wise and
just.
As a social practice, the authority of just war argument rests, in
some sense, on the habits of citizens--that is, on the readiness of at
least some people to employ its vocabulary. They may do so for a variety
of reasons, but the most important ones seem to involve the desire for
justice. The purchase of the vocabulary does not, in the first place,
require an account of one or a set of principles as a kind of foundation
for this particular way of speaking. Nor does it require a theory of
justice, beyond the simple notion that justice involves rendering to
others that which is due to them. Of course, in particular instances
some advocates of the just war framework may place it in the service of
such principles or theories. All that is needed at the start, however,
is the interest of citizens in employing this particular vocabulary with
respect to the question: Does a particular action comport with notions
of that which is right? (3)
Indeed, there is a sense in which the locution "just war
theory" seems not to fit the way much just war argument proceeds.
Michael Walzer's account in Just and Unjust Wars provides a nice
illustration:
I did not begin by thinking about war in general, but about
particular wars, above all the American intervention in Vietnam.
Nor did I begin as a philosopher, but as a political activist and a
partisan. ... It was, for example, a matter of great importance to
all of us in the American anti-war movement of the late 1960s and
early 1970s that we found a moral doctrine ready at hand. ... Our
anger and indignation were shaped by the words available to express
them, and the words were at the tips of our tongues even though we
had never before explored their meanings and connections. (4)
As a social practice, just war argument is frequently, if not
mostly, an exemplification of the type of rationality Brandom
characterizes as "historical." (5) In this, its advocates
(like Walzer) find a vocabulary "at hand." As they explore its
terms, they find themselves participating in "a certain kind of
reconstruction of a tradition." (6) As an example, consider the in
bello criterion of discrimination or noncombatant immunity. The
terminology is in the first sense an inheritance, part of the legacy of
prior generations, developed as a way of indicating that some on the
enemy side ought not to be the target of direct military attack. (7)
Specifications or lists that fill out the notion vary according to
context, as does the reasoning of those who develop them. Those adopting
this notion in a contemporary setting will argue in part about the
import of such lists and types of reasoning. One could say they serve as
precedents, in the sense of providing references for contemporary
arguments. In response to the facts of a particular case, one issue will
have to do with identifying and describing such precedents. Another will
be what to make of them--to ask whether the precedents fit with a new
context. In fashioning an argument about action that is illegitimate
(because it is indiscriminate), citizens may find that the old lists do
not quite cover the range of their concerns. They may also be aware that
the lists and reasoning they develop will have import for the future, as
others look back to the fighting in, say, post-9/11 Afghanistan and cite
particular examples as precedents. As a type of historical rationality,
just war argument proceeds with reference to the past, in an attempt to
fashion judgments about the present, with import for the future.
With respect to those judgments, or more generally to the argument,
who decides what is right? In one sense, no one; or, to put it another
way, everyone--or at least all who participate. As Stout is fond of
saying, the social practice model of discourse does not require an
umpire. (8) Citizens listen to one another, hold each other accountable,
ask questions, and advance counter-arguments. This is the nature of
democratic exchange, where such institutionalized norms as freedom of
speech and of assembly set a context for argument without dictating
outcomes. Some participants may earn a certain deference, for example,
in recognition of their knowledge of history, the acuity of their
arguments, or their reputation for morally exemplary behavior or
insight. But no participant claims infallibility, or if one does, there
is no requirement for others to accept the claim.
In this connection, presidential invocation of just war discourse
is of interest. In the United States, constitutional norms vest
authority with respect to war to the president, in consultation with the
Congress. In that sense, one might be tempted to take the view that
these officials function as umpires, at least in certain respects. And
yet, citizens may join a president and other officials in debate. They
exercise a power of review and of judgment, particularly by means of
elections. Just war argument, in other words, does not cease once
constitutionally designated officials make a decision to commit (or not
to commit) to the use of military force. The just war criteria may be
invoked at the outset of such a commitment, but also in the context of
an ongoing policy, and after war is ended. The argument is not settled
so long as some citizens remain interested in the question: Is (or was)
this war wise and just? (9)
Having characterized just war argument as a social practice, let me
provide a brief account of its main features. When citizens take up the
just war vocabulary, what are their intentions? What commitments do they
undertake?
First, I take it that the just war vocabulary expresses a desire to
tie the use of military force to policies that are both wise and just.
In this sense, I find suggestive the kind of argument associated with
such historic interpreters as Thomas Aquinas, by which an account of
political and military matters is tied to the virtues of prudence (or
practical wisdom), justice, temperance, and fortitude. In particular,
prudence and justice are associated with political leadership. As Thomas
has it, a just ruler is one whose habit of action involves taking
counsel, making judgments, and issuing commands concerning the means of
obtaining a due (that is, a just) end, in consideration of the public
good. The virtue of prudence combines intellectual and moral
characteristics. Taking counsel, Thomas's ruler listens to others,
so as to develop a true or accurate account of the facts relevant to
making policy. The verdict or judgment, as the command associated with
prudence, has to do with means--in the case before us, of whether war is
or can be an instrument of statecraft. Prudence does not determine the
due or just end --that is a matter for the virtue of justice, in the
sense that it involves a habit of acting in ways that render that which
is due by taking account of the public good. (10)
As a social practice, just war argument ultimately touches on some
of the broadest questions associated with political life. What
constitutes the public good? Speaking in general terms, Paul Ramsey
argued that wise statecraft involves consideration of the common good of
a particular state as well as of the international common good, and
seeks to increase the area of overlap between the two. Focusing on U.S.
foreign policy in particular, Ramsey supposed that its "overriding
goal" should be "to create and sustain a system of free and
independent nations." (11) Walter Russell Mead takes a somewhat
different tack. For Mead, the responsibilities of the United States
involve sustaining an international order in which trade is relatively
free and open. The United States picked up this mantle (which was
previously carried by the British, and before them by the Dutch)
following the Second World War. To that end, postwar institutions--such
as the United Nations, the International Monetary Fund, the World Bank,
and NATO and other regional organizations--represent an attempt to
provide definition to, and a structure that helps to sustain,
international exchange. Debates about the use of military force take
place in connection with this postwar order, not least in the sense that
they involve estimates of the current strengths and weaknesses of
international institutions and of the likely impact of war on their
ability to play their assigned roles. (12)
One can add to these accounts, for example by attending to those
who focus on human rights, or on countering practices that entrench the
power of some to dominate others. As a social practice, just war
argument allows for a number of ways of specifying "that which is
due." The important point is that its advocates seek to tie
prudence to justice. Separated from justice, prudence deteriorates into
cunning; separated from prudence, justice will often lend itself to
faulty estimates concerning the difficulties of a particular case.
The specific form by which just war argument seeks to effect the
connection between prudence and justice has to do with the criteria of
jus ad bellum and jus in bello. While one might speak about these as a
standard list, accounts do vary. Let me propose the following, drawn in
part from the precedents provided by Thomas Aquinas and his
interpreters, in particular the Spaniards Francisco de Vitoria and
Francisco Suarez. In Thomas's well-known formulation, the justice
of war is measured by three requirements: right authority, just cause,
and right intention. For Thomas, right authority was vested in those
assigned to care for the common good. Just cause ties war to addressing
particular behaviors for which those attacked are culpable. Quoting
Augustine, Thomas illustrates: "A just war is wont to be described
as one that avenges wrongs, when a nation or state has to be punished,
for refusing to make amends for the wrongs inflicted by its subjects, or
to restore what it has seized unjustly." Right intention has to do
with the purposes of those engaged in fighting. They must "intend
the advancement of good, or the avoidance of evil." Again, Thomas
cites Augustine's famous lines condemning "the passion for
inflicting harm, the cruel thirst for vengeance, an implacable and
relentless spirit, the fever of revolt, the Just of power, and such like
things." (13)
One problem in this formulation involves the specification of
intention by means of passions. How does one measure these? One way to
take this is as a warning against aggressive war, or against the
temptation to demonize one's enemy. This seems insufficient,
however. Evaluation of intention requires the evidence of public,
observable behaviors related to specific requirements. It is for this
reason that one might turn to Vitoria and Suarez. (14) For Suarez in
particular, right intention is connected with or even construed as a
matter of right conduct, and it is measured or expressed in terms of
adherence to a number of more specific criteria. First, there are
several that deal with the overarching question: In the case before us,
is war just? They are thus usually classified as jus ad bellum criteria.
A good-faith effort is required with respect to estimating costs and
benefits: Are they likely to be proportionate, in the sense required by
prudence and justice? Similarly with respect to reasonable hope of
success: In a given case, what is the likelihood of achieving the
desired goals? One should also consider the longer and shorter-term
import of war with respect to the common good, thus fulfilling the
criterion usually specified as the "aim of peace." And one
should make a good faith effort to resolve the issues that seem to make
war necessary by other, less costly and dangerous means. Thus, a just
war is one that may be described as a "last" (or sometimes
"timely") resort.
The two criteria usually classed as .jus in bello are of course
discrimination, that is, distinguishing civilian from military targets
(with the proscription of any direct attacks on the former); and
proportionality, in the sense of using only those tactics and weapons
necessary to achieve a legitimate military end. In one sense, it seems
appropriate to distinguish these from the jus ad bellum criteria, since
they have to do with the conduct of military action in the course of
war. On my count, however, they also are measures of right intention, so
that a good faith effort to implement them provides one way of
estimating the purposes of a particular use of force. Then, too, one
might argue that an excessively rigorous distinction between jus ad
bellum and jus in bello suggests that the first is mainly relevant at
the outset of war, whereas the second becomes relevant only once war
begins. That would seem a truncated account of just war reasoning. At
least one part of estimating whether resort to war would be just--that
is, in the run up to commitment of forces--has to do with whether
existing resources suggest that it will be possible to prosecute war in
ways that are discriminate and make use of proportionate means.
Estimates of overall proportionality, reasonable hope of success, and
the aim of peace may also be revisited as war progresses. As noted
earlier, all the just war criteria--for both jus ad bellum and jus in
bello--are relevant at every stage of argument about war: at the
approach or outset, throughout the period of fighting, and after
hostilities have ceased. As a social practice, just war argument
involves citizens of a constitutional democracy in an ongoing attempt to
evaluate a given use of force in the interests of promoting policies
that are wise and just. (15)
JUST WAR THINKING AND NATO POLICY IN AFGHANISTAN
In March 2012, Human Rights Without Frontiers International
reported on a conference it had sponsored at the European Parliament on
Afghanistan. For conference participants, it was clear that
"investing in Afghanistan's future, especially in human rights
projects, is the duty of the international community and the EU if we do
not want ten years of efforts and billions of Euro to be wasted."
(16) One need not look far to find similar views, which express one kind
of worry about the prospect of a NATO--and especially
American--withdrawal of forces from Afghanistan: withdraw too quickly,
it is said, and a return of the Taliban to power is assured. The
consequences for women, for those who have cooperated with NATO forces,
and for others would be considerable.
By contrast, consider the argument advanced by Bing West in The
Wrong War. (17) For West, coalition forces are involved in a mission
that cannot be achieved. The COIN doctrine aims too high; in doing so,
it imposes too many restrictions on men and women who are in harm's
way. According to this argument, it is better to adopt a more modest
goal: cutting the numbers of coalition troops down to about 30,000 or
40,000 and focusing on the training of Afghan forces. Progress could
then be assessed along the way, with the goal of leaving Afghan
government forces in control of some (though not all) of the country.
The Afghan leadership could then sort things out with its rivals.
Again, one need not look far to find similar views. Fueled by a
lack of clarity about the mission in Afghanistan, a sense of public
exhaustion, and reports of widespread corruption in the Afghan
government--as well as the tensions created by such incendiary incidents
as the burning of Qur'ans and the killing of sixteen Afghan
civilians in their homes by U.S. soldiers--many NATO allies are thinking
about when to get out, and this remains a major issue for the second
Obama administration.
If the just war framework is to make a contribution, it ought to
prove useful in thinking through these issues. Of course, it is true
that the framework has a role in other connections--the training of
fighting forces in military ethics, for example. But it ought to shed
light on the practice of statecraft as well, perhaps by providing clear
recommendations, but more likely by pointing to matters that
policy-makers and citizens alike should consider as they weigh various
options. To illustrate this point, I shall proceed by asking how the
NATO intervention in Afghanistan looked (and looks) from a just war
perspective (1) in the fall of 200l and early 2002; (2) in the latter
part of 2008-2009, when candidate and then President Barack Obama
refocused public attention on the conflict; and (3) at the end of 2012.
At the Outset: 2001-2002
In some ways, to start with the post-9/11 period is questionable.
After all, we all know that American involvement in Afghanistan began
with support for the mujahidin, who opposed the Soviets in the 1980s. It
was during that time that Osama bin Laden and others learned to fight,
and began to forge the network that people would learn to call al-Qaeda.
And certainly the lack of attention the United States gave to Pakistan
and Afghanistan in the 1990s also helped to set the stage for 9/11.
Nevertheless, one must begin at some point, and the discussion of
how to respond to the 9/11 attacks is certainly an important marker. A
few weeks after September 11, 200l, I received an email from David
Blankenhorn, President of the Institute for American Values. He and
others were working on a statement relating the just war tradition to
public discourse about 9/11. Since the draft included comments about
Muslim perspectives on the attacks, Blankenhorn wondered if I would be
willing to comment, and perhaps to join a number of other scholars in
signing the document. I agreed to do so, and the resulting document,
What We Are Fighting For, appeared in February 2002. Some sixty people
signed on. The statement suggested that the just war framework
authorized the use of military force in Afghanistan, noting:
Organized killers with global reach now threaten all of us. In the
name of universal human morality, and fully conscious of the
restrictions and requirements of a just war, we support our
government's, and our society's, decision to use force of arms
against them. (18)
The document concluded with a pledge to resist arrogance, jingoism,
and other "harmful temptations ... to which nations at war so often
seem to yield." The text also envisioned a time when this war would
end, and urged against the demonization of Muslims in particular, so
that conciliation might remain within reach.
In supporting a military response, those signing What We Are
Fighting For were in the mainstream. Public support for such an effort
was strong and, with some exceptions, scholars familiar with
international law thought military action would be permissible. The main
contribution of What We Are Fighting For was its direct reference to the
vocabulary of just war. In particular, the text focused on just cause,
right authority, and the in bello criterion requiring discrimination
between civilian and military targets.
What the document did not take up had to do with the precise kind
of military response best suited to the problem. In a New York Times
editorial on September 21, 2001, Michael Walzer provided a brief
discussion of these issues. (19) At that point, Walzer preferred a focus
on "intensive police work across national borders, an ideological
campaign to engage all the arguments and excuses for terrorism and
reject them, and a serious and sustained diplomatic effort." Should
it come to military action, though, two conditions must be met: "We
have to find legitimate targets--people actually engaged in organizing,
supporting or carrying out terrorist activities. And we must be able to
hit those targets without killing large numbers of innocent
people."
Interestingly, Walzer did not seem troubled by the distinction
between "targeted" killings of single individuals and more
general attacks. So long as those targeted were guilty, and one could
honor the in bello criterion of proportionality, either approach could
be justified. The article concluded with some observations on the
relationship between the goals of war and the selection of appropriate
means. If the point was to stop people involved in terrorist activities,
then commando raids would be better than bombs, because they were more
discriminate. If, by contrast, the stated aims included disruption of
terrorist networks, including the support for them provided by
governments, then the use of military force might be less effective. In
this case, for Waher, police work, propaganda, and diplomacy would be
preferable.
Deliberation regarding the precise aims of military action and the
weighing of options seems to have been largely missing from public
discourse in the aftermath of 9/11. (20) One can understand, I think,
why this was so, at least in connection with a text like What We Are
Fighting For. Those who signed the document were mostly academics
specializing in religion, philosophy, international affairs, and other
fields. While many were involved in politics, say, in connection with
various think tanks, only a few, such as Daniel Moynihan, had extensive
policy experience. Moreover, many advocates of just war thinking have
tended to follow the late Paul Ramsey's oft-repeated counsel
against "moralists" substituting their judgment for those
holding offices authorizing them as decision-makers, on the grounds that
it is difficult for ordinary citizens to know all the options available
to (or the constraints confronting) those responsible for policy.
And yet this seems an important point that just war analysts ought
to have pressed. If the goal of military action was to inhibit the
capacity of bin Laden and others to plan operations and train operatives
in Afghanistan, one might have argued for a limited strike against bases
located there. If the goals included capturing or killing bin Laden and
other terrorist leaders, that would have been-and certainly proved to
be!--more difficult, though Walzer's comments about commando raids
suggested one possible course of operation, and such a course was
implemented in the raid on Abbottabad, Pakistan, in May 2011.
As it turned out, though, the goals of the operation begun in fall
2001 became expansive, including regime change and nation building. It
is easy to see why this was so. The international standing of the
Taliban, which was never high, degenerated following Mullah Omar's
refusal to turn bin Laden over for trial. The international community
would soon sponsor a collection of Afghan leaders who formed a loya
jirga in order to forge consensus on matters related to a new regime.
Having moved in this direction, allied governments and forces were now
committed to that goal.
Looking back, the lack of attention to matters that a just war
thinker would be concerned with--reasonable hope of success, overall
proportionality, and the aim of peace--seems striking. And, given my own
view, by which a conscientious attempt to develop and craft policy in
accord with such estimates is a measure of right intention, one would
need to think seriously about the justice of the intervention in
Afghanistan. Certainly there were reasons to judge military action as
just, in the sense of providing an apt means of statecraft in response
to certain challenges. But the emphasis on these reasons elided a more
precise discussion of goals, of an estimate of capacities to attain
them, and of the means most suited to the task.
In Medias Res: 2008-2009
In 2002 and 2003 discussion of the U.S.-led war to depose Saddam
Hussein pushed the matter of Afghanistan into the background. There is
much to say about the ways just war discourse did and did not illumine
that conflict, but I will leave that for another day. (21)
In the U.S. presidential election of 2008, Barack Obama made a
point of saying that, if elected, he would begin to draw down the
numbers of U.S. troops in Iraq. Part of his rationale was that doing so
would restore focus on the war that mattered, that is, Afghanistan.
Iraq, Obama said, was a war of choice. Afghanistan was a matter of
necessity. Soon after taking office, President Obama ordered an
evaluation of the Afghan conflict. By June 2009 the verdict was in.
General Stanley McChrystal's report indicated the NATO mission was
in trouble: corruption was pervasive in the Afghan government; the
Taliban insurgency, with some support from groups in Pakistan, had
recovered from setbacks suffered in 20012002 and was now stronger than
ever; and every valley and village in the country posed distinctive
challenges, as did Afghanistan's "patchwork" of ethnic
groups. Overall, said McChrystal, "the environment is so complex
that there is no overarching solution." For his part, McChrystal
recommended a large increase of U.S. forces and a renewed focus on the
COIN strategy, which General David Petraeus had deployed with
considerable success in Iraq beginning in 2007. (22)
During the summer and fall of 2009, President Obama weighed his
choices. Alongside McChrystal's recommendations, some of
Obama's advisers argued a different line, which was deemed a
"counterterrorism" approach. The focus would be to build on
the success of the Bush administration's use of drone technology in
a program of targeted killings of al-Qaeda leaders. Most associated at
the time with Vice President Joe Biden, this argument downplayed
American interests in Afghanistan. For Biden and others, the post-9/11
war was really about al-Qaeda and its capacity to mount or sponsor
attacks, and the use of targeted killings and drones seemed to be the
best method to decrease their capacity to do so. Moreover, such attacks
did not require a large number of troops or efforts associated with
nation building. Finally, a more narrow focus on al-Qaeda would allow
the administration to turn resources toward Pakistan, where the presence
of nuclear weapons near the Indian border did represent an important
strategic interest. (23)
In December 2009 the president announced his decision. In effect,
he split the difference by increasing troops available to McChrystal for
the implementation of COIN in Afghanistan, albeit not in the numbers the
general recommended. Less publicly, the administration decided to focus
more energy on the program of targeted killings, in hopes of breaking
down the al-Qaeda command and control structure.
Where was the just war discussion in all this? The announcement of
an increase in troops was accompanied by two much-discussed speeches.
The first, given by Obama at West Point on December 1, 2009, laid out
reasons for refocusing on Afghanistan. The president reminded everyone
why the United States became involved there after 9/11. Citing General
McChrystal's review, he indicated the need for a change in
strategy, one specifically involving more troops. Overall, he argued
that success in Afghanistan was critical to the security of the United
States:
I make this decision because I am convinced that our security is at
stake in Afghanistan and Pakistan. This is the epicenter of violent
extremism practiced by al-Qaeda. It is from here that we were
attacked on 9/11, and it is from here that new attacks are being
plotted as I speak. This is no idle danger; no hypothetical threat.
In the last few months alone, we have apprehended extremists within
our borders that were sent here from the border region of
Afghanistan and Pakistan to commit new acts of terror. And this
danger will only grow if the region slides backwards, and al-Qaeda
can operate with impunity. We must keep the pressure on al-Qaeda,
and to do that we must increase the stability and capacity of our
partners in the region.
Given this, the goal of U.S. involvement would be to "deny
al-Qaeda a safe haven ... to reverse the Taliban's momentum and
deny it the ability to overthrow the government ... and to strengthen
the capacity of Afghanistan's security forces and government so
that they can take lead responsibility for Afghanistan's
future."
Obama's speech affirmed that U.S. policy on Afghanistan would
reflect American values. It did not, however, appeal to the framework of
just war thinking. Rather, the leading motif seemed to be the
"responsible statecraft" associated with President Dwight
Eisenhower, that "each proposal [regarding national security] must
be weighed in the light of a broader consideration: the need to maintain
balance in and among national programs." (24)
The West Point speech could have been analyzed in just war terms,
but it was not, or at least not to any great extent. That seems odd,
given the speech Obama delivered upon acceptance of the Nobel Peace
Prize, which did invoke the just war idea:
War, in one form or another, appeared with the first man. At the
dawn of history, its morality was not questioned; it was simply a
fact, like drought or disease--the manner in which tribes and then
civilizations sought power and settled their differences. ... And
over time, as codes of law sought to control violence within
groups, so did philosophers and clerics and statesmen seek to
regulate the destructive power of war. The concept of a "just war"
emerged, suggesting that war is justified only when certain
conditions were met: if it is waged as a last resort or in
self-defense; if the force used is proportional; and if, whenever
possible, civilians are spared from violence. (25)
Obama went on to say that while the concept of just war had rarely
been observed, it was nevertheless important that war be regulated by
moral and legal norms. In delineating these norms, he did not make use
of just war criteria, however. The examples he cited were from
international law. Again, one can make an argument that the Nobel speech
should have received more attention from advocates of the just war
tradition. But it didn't. (26) In fact, when I made some mention of
the 2009 debate over counterterror and counterinsurgency policies at a
September 2010 conference in Washington, D.C., several participants
commented on how difficult it was to find just war analyses of
Afghanistan.
I am not sure why this is the case. In 2009, I gave a number of
talks to groups interested in the Afghan question. My usual tack
involved tying NATO policy in Afghanistan to questions about Pakistan. I
would then present a brief history of the region, with attention to the
impressive diversity of linguistic, ethnic, and other groups; comments
about the stability (or lack thereof) of the political regimes in these
two countries; and some PowerPoint slides intended to indicate the
challenging geography of the area. Outlining the COIN and counterterror
strategies, I would point to the way the former focused, among other
things, on matters that a just war thinker would identify with the aim
of peace and in hello discrimination, while the latter raised questions
related to in bello proportionality. Indeed, given the way that the
discourse in Pakistan had already identified the use of drones as
problematic because of collateral damage, one could have also argued
that the targeted killings favored by counterterror advocates posed a
problem with respect to the aim of peace criterion. As I spoke to these
audiences, which sometimes included people familiar with the just war
vocabulary, it seemed clear that most favored COIN, and worried that
counterterrorism involved tactics that had at least the color of
injustice. As one colleague commented at the time, should the Biden
proposal carry the day, so that the United States leaned more on
targeted killings than on the "clear, hold, and build" program
associated with COIN, the results would be "awful."
Coming Up to the Present: 2012
Of course, the United States did lean a great deal on targeted
killings in the years following Obama's announcement of troop
increases for Afghanistan. By May 2010 the policy advanced far enough
that Philip Alston felt it necessary (in his role as the UN Special
Rapporteur on extrajudicial killings) to submit a report to the
UN's Human Rights Council. (27) In part, Alston's report
responded to the Obama administration's argument that the policy
was consistent with international law. (28) In any case, Alston worried
that drone technology was making (or would eventually make) targeted
killings too easy for governments able to afford the technology. Lacking
any impartial reviewer, these states might well resort to such
executions without due attention to questions of process (that is, does
the target really deserve death? Is the right person being targeted?),
questions of measures related to proportionality, or questions about the
sovereignty of states. Alston's worries aside, the program
continued with proponents claiming success sufficient for Secretary of
Defense Leon Panetta to claim in July 2011 that the defeat of al-Qaeda
was "within reach." (29)
Recent comments by American political figures, not least the
candidates during the Republican presidential primaries, lead one to the
judgment that public discourse about Afghanistan has moved very little
since 2009. Thus, Mitt Romney's criticisms of the Obama plan to
draw down the numbers of U.S. troops in Afghanistan by 2014 suggest that
the best policy involves "doubling down" in an effort to
secure victory. (30) By contrast, other figures, such as Illinois
Senator Richard Durbin, seem to want us to withdraw troops immediately.
At the time of this writing, in fall 2012, there is much to suggest that
the effort in Afghanistan is falling apart. NATO partners have begun to
announce new restrictions on their involvement; problems with the Karzai
administration continue; and American troops, many of them on their
third or fourth deployment since 2001, are under great stress. The
judgment that al-Qaeda is now defeated, whether accurate or not,
suggests that one of the U.S. war aims has been achieved. Economic
issues at home demand our attention, and U.S. policy-makers should
adjust our Afghan commitments accordingly.
In this context, perhaps those of us interested in the just war
framework can provide a more thorough analysis than we have to date. The
symposium published in the summer 2011 issue of Ethics &
International Affairs seems promising in this regard. In the lead
article, "The Ethics of America's Afghan War," Richard W.
Miller argues that the pursuit of "relentless
counterinsurgency" imposes "moral costs" that are too
great--particularly the "deaths and wrecked lives wrongfully caused
by the United States." (31) Miller argues that policy-makers should
draw down the numbers of foreign troops in Afghanistan, and instead
focus on the training of and support for indigenous Afghan forces. At
the same time, he says, the United States and its allies should broker
negotiations between insurgents and the Karzai regime, with the ultimate
goal of having the two sides form a coalition government. The symposium
includes a number of responses to Miller. Fernando Teson argues that
Miller's approach constitutes "enabling monsters," in the
sense that the record of the earlier Taliban regime ought to preclude
their participation in any future coalition. Jeff McMahan's essay
focuses on proportionality, and suggests that Miller's concern
about "moral costs" might actually suggest a different course
than the one he recommends, since it may ultimately be the case that
COIN's "clear, hold, and build" strategy allows for
greater delivery of public health and other services than would be the
case under a new Afghan regime. (32)
Interestingly, Miller complains of certain shortcomings in just war
thinking, even as he makes use of portions of its framework. (33)
Consequently, in their respective contributions to the symposium, both
Darrel Moellendorf and George Lucas argue that all of Miller's
points can be articulated through the standard just war criteria. (34)
Lucas, in particular, draws attention to a point I would stress, which
is that Miller's focus on "moral costs" seems to imply a
more narrowly moral view of the just war framework. On Lucas's
account, as on mine, the framework is designed to foster wise
statecraft. This probably points to a very fundamental difference
between Miller and some others regarding the so-called
"presumption" on which just war thinking builds. Is it a
presumption against war, or perhaps against killing, or is it rather a
presumption against injustice, or perhaps in favor of justice? (35)
It seems to me that an evaluation of NATO policy in Afghanistan
stands in need of a just war analysis, along the following lines. At
present, the question of right authority is probably not an issue. For
most observers, that has been settled since 2001. Similarly, there
remains a consensus that a just cause for military intervention existed
at least with respect to the objective of delimiting the ability of
al-Qaeda to make use of Afghanistan as a safe haven. Whether the NATO
presence was justified for the more expansive program that began to take
shape following the demise of the Taliban regime depends, I think, on an
estimation of the relation between the goal of establishing a secure and
stable Afghan government and the aforementioned attempt to weaken
al-Qaeda. Since I judge that the evidence indicates (as it probably did
at several points along the way) that achieving this goal in any strong
sense is unlikely, it seems to me that the criteria of overall
proportionality and reasonable hope of success suggest a revision in the
coalition approach. If one is examining the criterion of the aim of
peace, one aspect of which must involve consideration of the continuing
impact of the involvement of the United States and others on the
regional and more broadly the international order, one might well argue,
as George Lucas does, that some other, more pressing problems (say,
related to nuclear proliferation) are going wanting. It is also unclear
that the continuation of NATO operations in Afghanistan does much good
with respect to U.S. relations with Pakistan, which are badly in need of
repair.
Given such an assessment, one might well argue that, while military
action was justified for certain purposes following the 9/11 attacks,
the mission expanded in ways that were probably inappropriate, and that
policy-makers should seek an alternative. Perhaps that would look like
Miller's negotiations aimed at a coalition government, though one
has to think that the moment it becomes clear that the United States is
drawing down its numbers, the incentives for the Taliban to compromise
become less compelling. (36) In any case, the judgment that war in
Afghanistan is not at present an apt means of statecraft seems
plausible. Indeed, since on my count the initial expansion of the
mission in 2002 actually seems to have proceeded without the kind of
good faith attempts to estimate proportionality, probability of success,
and the aim of peace required by the criterion of right intention,
NATO's role in Afghanistan may also involve injustice in that
regard. (37)
CONCLUSION
If we construe just war argument as a social practice, what should
we say about the case of Afghanistan? As presented here, the evidence is
mixed. Just war argument helped some to make a case for the justice of a
NATO initiative. In the post-9/11 environment, this was not a difficult
case to make, though the role of the just war vocabulary in helping
citizens to articulate their views is worth noting.
At the same time, advocates of just war thinking missed the
opportunity to press questions about the precise aim of the NATO
intervention and, with it, the chance to encourage a debate regarding
overall proportionality, reasonable hope of success, and the aim of
peace. Initially, it seems that the overwhelming consensus regarding the
response to terrorists, coupled with the early success of the allied
forces, enabled a kind of drift into the large-scale mission associated
with nation building. The sense that the estimates required by just war
criteria required details available only to a select few also probably
contributed, in this case as in others, to a practice of deference
toward policy-makers. In retrospect, those making decisions did not
deserve such deference.
It is often said, in keeping with Ramsey's observation, that
citizens ought not to substitute their judgment for that exercised by
officeholders. After all, constitutional provisions invest those in
positions of authority with power to make decisions with respect to war.
Moreover, the just war framework assigns the right of war to those
charged to care for the common good. In this sense, decisions about the
precise goals of a particular use of military force belong to office
holders, as do assessments of proportionality and the other
"prudential" criteria. Then, too, it is simply a fact that the
kinds of estimations required on my account of just war thinking are
tricky. They involve probabilities. In the current security environment,
where an enemy such as al-Qaeda is difficult to categorize--is it an
insurgency? a terrorist group? a hybrid of the two?--and thus where it
is difficult to craft a consistent strategy, how does one define
success? How does one estimate the impact of fighting with respect to a
balance between stability and justice in Afghanistan, in the region, and
in the world?
Nevertheless, as a social practice, the just war argument frames a
debate among citizens. While it is true, at least in many cases, that
policy-makers have access to information not available to ordinary
citizens, and that judgments are difficult, it is nevertheless proper
for citizens to press the concerns associated with all of the just war
criteria. Officials who say that their presentation of evidence must be
restricted for security reasons have a point, but it only goes so far.
It is the right and duty of citizens to press office holders in ways
that encourage accountability. To give and to ask for reasons regarding
policies is a necessary part of democratic practice.
In the case of Afghanistan, it now seems clear that the mission
should be redefined. It also seems that those speaking in just war terms
ought to revisit the place of the criteria that are sometimes called
"prudential." If one takes, as I do, the position that these
are actually measures of right intention, and if one takes the entire
list of just war criteria as an attempt to encourage policies that are
both wise and just, then one lesson from Afghanistan seems to be that a
greater willingness to press these criteria can be an important
contribution of just war argument as a social practice.
doi:10.1017/S0892679412000780
NOTES
(1) I develop the points mentioned in this paragraph at greater
length in John Kelsay, "The 'Triumph' of Just War
Tradition and the Possibility of 'Imperial Overstretch,'"
in Anthony Lang, Cian O'Driscoll, and John Williams, eds., Just
War: Authority, Tradition, Practice (Washington, D.C.: Georgetown
University Press, 2013, forthcoming), n.p.
(2) See Jeffrey Stout, Democracy and Tradition (Princeton, N.J.:
Princeton University Press, 2004), esp. pp. 270-86. For Brandom, the
main text is Robert Brandom, Making It Explicit: Reasoning,
Representing, and Discursive Commitment (Cambridge, Mass.: Harvard
University Press, 1994), in which pp. 623-50 provide a succinct account;
as well, see Robert Brandom, Tales of the Mighty Dead: Historical Essays
in the Metaphysics of Intentionality (Cambridge, Mass.: Harvard
University Press, 2002), esp. pp. 1-21 and 210-34.
(3) Stout and Brandom connect the notion of social practice to an
expressive account of normative discourse. In this, they follow some
aspects of Hegel's account. I do not think this means that other
accounts or theories of ethics are ruled out. Here, I wish to stress the
idea that speaking of just war argument as a social practice connects it
with the practice of citizenship in a constitutional democracy. As
individuals or as members of groups that operate at the level of civil
society, citizens may explain the nature and purchase of just war
discourse in a variety of ways--for example, in connection with an
account of the Christian life, or of concern for human rights. And I do
not see any reason why, in principle, such citizens ought not to mention
such matters when they participate in public debate. As a matter of
democratic practice, one ought to expect many inputs into an argument
about a use of military force. One will recognize just war argument with
reference to a particular vocabulary, which many may utilize--viz., the
criteria of jus ad bellum and jus in bello.
(4) Michael Walzer, Just and Unjust Wars: A Moral Argument with
Historical Illustrations (New York: Basic Books, 2000 [1979]), p. xvii.
(5) Brandom, Tales of the Mighty Dead, p. 12.
(6) Ibid.
(7) See the account in James Turner Johnson, Ideology, Reason, and
the Limitation of War: Religious and Secular Concepts (Princeton, N.J.:
Princeton University Press, 1975).
(8) Stout, Democracy and Tradition.
(9) An anonymous reviewer asks whether or not the account provided
here should raise concerns about relativism and/or historicism.
Interestingly enough, another reviewer thinks the account suggests a
universality that is not explicitly articulated. I cannot deal fully
with these issues here, given constraints of time and space. I will
simply note that something like the just war criteria seems to appear in
a number of cultural settings, connected with the need of human
communities to accomplish a regulation of armed force and to develop a
vocabulary associated with that task. The fact that such vocabularies
may come to be associated with and perhaps qualified by a variety of
religious and moral frameworks may suggest that we are dealing with
something that is "practically" universal (because
unavoidable), but "theoretically" particular or susceptible to
a plurality of justifications.
(10) See esp. the discussions in Thomas Aquinas, Summa Theologica,
IIaIIae, questions 47-56 (on prudence) and 57-122 (on justice). For a
convenient version, see the translation of the New England Dominican
Fathers at www.newadvent.org. It is usually remarked that Thomas'
famous and succinct statement of just war criteria actually occurs in
connection with his account of the virtue of charity. This is quite
true. Nevertheless, his discussions of political prudence (for example,
at 47.10 and 50) make clear that this virtue, in connection with
justice, is critical with respect to determinations of when war serves
the common good.
(11) Paul Ramsey, The Just Wan Force and Political Responsibility
(Savage, Md.: Rowman & Litflefield, 1983 [1968]), for example at p.
8.
(12) Walter Russell Mead, God and Gold (New York: Random House,
2007).
(13) Thomas Aquinas, Summa Theologica, IIalIae, question 40, art.
1, as in Gregory Reichberg, Henrik Syse and Endre Begby, eds., The
Ethics of War: Classic and Contemporary Readings (Oxford: Blackwell,
2006), in which a good selection of Aquinas' comments on war are
found in ch. 15, pp. 169-99.
(14) Ibid. A convenient selection of passages may be found at pp.
288-332 and 339-70.
(15) To clarify, my analysis of just war as a social practice
focuses on constitutional democracies, where established patterns of
action allow citizens to engage in argument regarding state policy. It
is of course true that historic interpreters such as Thomas Aquinas
developed their accounts of just war reasoning in very different social
and political contexts and, as indicated in note 9, that one may
identify analogues of the just war framework in a number of cultural
settings. In this sense, the vocabulary has relevance for settings other
than constitutional democracies. I do think, however, that it is
important to describe the ways the criteria of jus ad bellum and jus in
bello function in particular social and political contexts. Thus, a
focus on constitutional democracies seems important.
(16) Cf.www.americasradionewsnetwork.com/human-rights-improvement-in-afghanistan-since-fall-of-taliban.
(17) Bing West, The Wrong War: Grit, Strategy, and the Way Out of
Afghanistan (New York: Random House, 2011).
(18) The text is conveniently reprinted in Jean Bethke Elshtain,
Just War Against Terror: The Burden of American Power in a Violent Worm
(New York: Basic Books, 2003), pp. 182-207; the passage quoted is at p.
192.
(19) Michael Walzer, "First, Define the Battlefield," New
York Times, September 21, 200l;
www.nytimes.com/2001/09/21/opinion/first-define-the-battlefield.html.
(20) Let me make clear that What We Are Fighting For did call for
right conduct in the sense of the use of means consistent withjus in
bello norms. It did not address the kinds of questions raised in
Walzer's op-ed, however; nor did the statement press the kinds of
questions associated with overall proportionality, reasonable hope of
success, and aim of peace. In that regard, the statement issued November
14, 2001, by the U.S. Conference of Catholic Bishops is noteworthy:
"In light of the Church's teaching that the use of arms must
not produce disorders graver than the evil to be eliminated, the effect
of military action on the Afghan people must be closely monitored on an
ongoing basis." And a few lines later: "Probability of success
is particularly difficult to measure in dealing with an amorphous,
global terrorist network Therefore, special attention must be given to
developing criteria for when it is appropriate to end military action in
Afghanistan." See U.S. Conference of Catholic Bishops, "A
Pastoral Message: Living with Faith and Hope after September 11,"
November 14, 2001; www.usccb.org/issues-and-action/human-life-and-dignity/september-11/a-pastoralmessage-living-with-faith-and-hope-after-
september-11.cfm.
(21) James Turner Johnson, in The War to Oust Saddam Hussein
(Savage, Md.: Rowman & Littlefield, 2005) covers the first phase of
the conflict very well. The U.S. Conference of Catholic Bishops'
statement opposing the war emphasized the "presumption against
war" characteristic in their formulations of just war argument, and
indicated that "resort to war, under present circumstances and in
light of current public information, would not meet the strict
conditions in Catholic teaching for overriding" that presumption
(U.S. Conference of Catholic Bishops, "Statement on Iraq,
2002," November 13, 2002;
www.usccb.org/issues-and-actinn/human-life-and-dignity/global-issues/middle-east/statementon-iraq.cfm). On Johnson's account, the
Bishops' understanding of the just war framework may be
characterized as a "just war pacifism," in that there will
always be some reason to count war as unjust. However, the post-9/ll
"A Pastoral Message" did in fact support the NATO intervention
in Afghanistan (see note 20). Michael Walzer's Arguing About War
(New Haven, Conn.: Yale University Press, 2004) collects several of his
shorter pieces on Iraq. All of the foregoing contribute to the early
debate, however. There is much to say with respect to the fighting in
Iraq after the fall of Saddam through the surge of 2006 and 2007 and to
the present, and I hope to write about this in a future essay.
(22) Stanley McChrystal, "Commander's Initial Assessment:
30 August 2009";
media.washingtonpost.com/wp-srv/politics/documents/Assessment_Redacted_092109.pdf?hpid=topnews.
(23) See, among others, Peter Baker, "Biden No Longer a Lone
Voice on Afghanistan," New York Times, October 13, 2009;
www.nytimes.com/2009/10/14/world/14biden.html.
(24) See Barack Obama, "Remarks by the President in Address to
the Nation on the Way Forward in Afghanistan and Pakistan"
(remarks, United States Academy, West Point, New York, December 1,
2009); www.whitehouse.gov/the-press-office/remarks-president-address-nation-way-forward-afghanistanand-pakistan.
(25) See Barack Obama, "Remarks by the President at the
Acceptance of the Nobel Peace Prize" (remarks, Oslo Hall, Oslo,
December 10, 2009); www.whitehouse.gov/the-press-office/remarks-presidentacceptance-nobel-peace-prize.
(26) One exception to this is Cian O'Driscoll, "Talking
about Just War: Obama in Oslo, Bush at War," Politics 31, no. 2
(June 2011), pp. 82-90.
(27) See United Nations Human Rights Council (HRC),
A/HRC/x4/24/Add.6, "Report of the Special Rapporteur on
extrajudicial, summary or arbitrary executions, Philip Alston," May
28, 2010, www2.ohchr.org/enghsh/bodies/hrcouncil/docs/14session/A.HRC.x4.z4.Add6.pdf.
(28) Harold Hongju Koh, "The Obama Administration and
International Law" (speech, Annual Meeting of the American Society
of International Law, Washington, D.C., March 25, 2010);
www.state.gov/s/1/releases/remarks/x39119.htm.
(29) See, among others, Craig Whitlock, "Panetta: U.S.
'within reach' of defeating al-Qaeda," The Washington
Post, July 9, 2011; www.washingtonpost.com/world/panetta-us-within-reach-ofdefeating-al-qaeda/2011/07/09/gIQAvPpG5H_story.html. In retrospect,
one of the factors missing in my own conversations during 2009 could be
put this way: When Vice President Biden and others argued for targeted
killings and other counterterror measures, rather than for COIN and the
building of Afghanistan, they did so in part by expressing doubts that
the Afghan policy could succeed. If one likes, one could say that they
agreed with General McChrystal's assessment of the state of affairs
("The environment is so complex that there is no overarching
solution"). They did not share his faith--or perhaps his hope--that
given greater resources and stricter adherence to COIN, the situation
could be reversed.
(30) See David Sanger, "Is There a Romney Doctrine?" New
York Times, May 12, 2012;
www.nytimes.com/2012/05/13/sunday-review/is-there-a-romney-doctrine.html?pagewanted=all.
(31) Richard Miller, "The Ethics of America's Afghan
War," Ethics & International Affairs 25, no. 2 (Summer 2011),
p. l03.
(32) Fernando Teson, "Enabling Monsters: A Reply to Professor
Miller," Ethics & International Affairs 25 (November 2011), pp.
165-82; and Jeff McMahan, "Proportionality in the Afghanistan
War," Ethics & International Affairs 25 (November 2011), pp.
143-54.
(33) Miller, op cit.
(34) George R. Lucas, Jr., "The Strategy of Graceful
Decline," Ethics & International Affairs 25 (November 2011),
pp. 133-42.
(35) This allows for a brief comment on the sense in which
Miller's account of the just war framework might be characterized
as "more narrowly moral" than my own (or, as I read his essay,
that of George R. Lucas, Jr.). Miller's essay does engage in
considerable reflection on political and other realities, but seems to
refer to these in the manner of complements or supplements to just war
reasoning. If I read the essay correctly, the issue of killing, or more
broadly injury, is the heart of just war reasoning for Miller. Hence, if
one wants to render a political or policy judgment, one must refer to
things that are outside the purview of the just war tradition. On my
view, the political aims of the framework--by which I mean to highlight
its role in fostering statecraft that is both wise and just--mean that
just war reasoning involves attention to a wide range of values. This
range includes concerns about killing and injury, but also involves
reasoning about the impact on a state's ability to secure the
welfare of its own citizens, the impact of various courses of action on
international order, and military and strategic assessments related to
the probability of success. The kinds of analyses needed to assist in
judgments about such matters thus becomes part of just war reasoning,
rather than suggesting that "current just war theory does not
provide sufficient guidance in crucial tasks."
(36) On this point, see Jack Keane, "Al-Qaeda is Making a
Comeback," The Wall Street Journal, Tuesday, October 23, 2012, p.
A17.
(37) I do think the instatement of COIN helped correct one problem
that emerged during the years in which U.S. focus turned to Iraq. That
is, it appears that NATO forces prior to 2009 relied overmuch on air
strikes, perhaps in violation of the in bello requirement of
proportionality. In contrast, UN reports now consistently indicate that
most Afghan deaths are the result of actions taken by insurgents--a fact
that no doubt explains the various statements in which Mullah Omar has
urged those associated with him to take greater care regarding harm to
civilians. Insofar as Miller's reference includes deaths of U.S.
combatants, I would place this in the context of an assessment of
overall proportionality; it certainly is a factor in adjudicating the
justice of (as Miller puts it) a strategy of "relentless"
counterinsurgency.
John Kelsay *
* Thanks to Cian O'Driscoll, the editors of Ethics and
International Affairs, and three anonymous reviewers for helpful
criticisms of this article. I also wish to acknowledge the importance of
conversations with Rosemary Kellison about matters covered in this
article. Her Florida State University dissertation in progress
(Responsibility for the Just War: A Pragmatist-Feminist Approach to
Religious Ethics) is scheduled for defense during the spring 2013 term.