After the MDGs: citizen deliberation and the post-2015 development framework.
Wisor, Scott
For those concerned with and affected by global development and
human deprivation 2015 looms large, for this is the date by which the
ambitious Millennium Development Goals (MDGs), the world's biggest
promise, are to be achieved. As such, it will be a time to evaluate the
successes and failures in meeting the various specific targets
articulated by the MDGs, and a time to evaluate the adequacy and
efficacy of the MDG framework itself. Perhaps more important, it will be
the time to establish a new global framework to address the world's
most pressing development problems. Indeed, some advocates, academics,
and development practitioners have already turned their attention to
designing such a potential successor agreement. (1)
Thus far, recommendations for a post-2015 development framework
have focused largely, though not entirely, on the substance of a future
agreement. However, the procedure for developing a successor to the MDGs
deserves at least as much, if not more, attention. In this article I
will: (1) review the history and impact of the MDGs; (2) identify
several substantive flaws in the MDGs; (3) show that these shortcomings
were in part a result of the procedure by which the MDGs were developed;
and (4) recommend a new procedure that should be used to craft the
post-2015 development framework. Specifically, it should be the role of
advocates and allies of poor people to secure mechanisms for citizens,
especially those most marginalized and oppressed, to participate
meaningfully in the formation of (and subsequent adherence to) any
future global development agreement. As I will show below, citizen
assemblies offer one promising mechanism for putting poor men and women
at the heart of discussions about global development priorities, and can
potentially act as an accountability mechanism to increase the
likelihood that any final intergovernmental agreement is responsive to
the world's most deprived individuals. Citizen assemblies should
complement planned or existing processes of intergovernmental
deliberation.
THE MDGs: PROCEDURE AND IMPACT
The Millennium Development Goals are an impressive achievement. The
goals make concrete the commitments of the Millennium Declaration,
agreed to by 189 members of the United Nations and adopted in 2000 by
the General Assembly. The Millennium Declaration affirmed "certain
fundamental values to be essential to international relations in the
twenty-first century," including freedom, equality, solidarity,
tolerance, respect for nature, and shared responsibility, in addition to
calling for an end to war. The declaration included a number of
quantitative development targets that would eventually be incorporated
into the Millennium Development Goals (formally articulated in 2001),
which were to be met by 2015. (2)
A proper understanding of the development of the MDGs requires both
a long-term and a short-term perspective. On the long view, the MDGs are
best understood as the latest, and most widely endorsed, of a range of
development targets set by the international community both within and
outside the UN framework. Since at least the 1960s, various global goals
and targets have been agreed to by states and international
institutions. For example, in 1966 the United Nations set the goal of
eradicating smallpox, which was achieved by 1977. (3) At a series of
conferences in the 1990s, a number of targets were set on various
pressing issues, including poverty reduction, children's rights,
women's rights, and reproductive health. (4) Based on these world
summits, in 1996 the Development Assistance Committee of the
Organisation for Economic Co-operation and Development (OECD/DAC)
formulated the International Development Goals, which were in many ways
the predecessor to the MDGs. None of these previous agreements, however,
had the impact or endurance of the MDGs.
Over the shorter period of 1999 to 2001, the Millennium Declaration
was crafted largely by John Ruggie, a professor of international
relations and at the time a special adviser to Secretary-General Kofi
Annan. The declaration is a sweeping document, a robust call for global
and social justice, and a fundamental commitment to peaceful,
sustainable development in the twenty-first century. But it also
included development targets that were drawn almost entirely from the
OECD/DAC's 1996 list. Following the adoption of the Millennium
Declaration, Jan Vandemoortele and Michael Doyle (both at the time
high-level members of the UN Secretariat) convened a group of experts,
including staff from the United Nations, World Bank, International
Monetary Fund, and OECD/DAC, to set global development goals based on
the Millennium Declaration. This expert group designed the MDGs,
selecting key goals, targets, indicators, and the baseline year for
assessing progress. Once the MDGs were formulated, they then had to be
"released" into the UN system. Ina report from the
secretary-general to the General Assembly, the MDGs were added on as an
annex. The architects of the MDGs argued that acceptance of the report
by the General Assembly, in combination with endorsement of the
Millennium Declaration, signified assent to the MDGs, even though they
were not explicitly mentioned by name. At the time, the U.S.
administration argued that the member states of the United Nations,
including the United States, never formally endorsed the MDGs with its
full complement of targets, indicators, and commitments for action. (5)
The MDGs also received a lukewarm response from civil society
organizations, which were concerned about "how the goals would fit
with national ownership of development priorities, the reductionist
nature of the targets (and the incentives and behaviours that this would
create), the overriding focus on social and human development at the
expense of economic aspects related to employment and infrastructure,
the focus on the symptoms of poverty rather than underlying causes, and
the much weaker structure of MDG 8, which sets out what the global
community is expected to do to contribute to the goals." (6)
From this rather quiet and inauspicious start, however, emerged an
important and widely endorsed global development framework. Over time,
national governments, international institutions, and civil society
organizations began to use and promote the MDGs, making them the primary
organizing mechanism for global development. Thus, the MDGs came to be
seen as not merely the latest version of rhetorical grandstanding from
the world's leaders but as different "from all other global
promises for poverty reduction in their comprehensive nature and the
systematic efforts taken to finance, implement and monitor them."
(7) A careful accounting of the Millennium Development Goals'
impact to date is not yet complete, and further research is needed into
how the goals have positively and negatively influenced efforts at
promoting human development. Of course, the relevant
counterfactuals--what would have happened had we not had the MDGs, and,
alternatively, what would have happened if we had a different set of
MDGs--cannot be known. Nonetheless, some tentative inferences can now be
made based on a careful examination of the historical record since the
goals were adopted in 2001, a review of the scholarly literature, and
the self-reporting of development practitioners.
THE SUBSTANTIVE CRITIQUE OF THE MDGs
It is largely agreed that the MDGs have produced significant
benefits. They help to coordinate development objectives among a wide
range of actors, emphasize some important neglected aspects of
deprivation, are useful advocacy tools, maintain the political will for
foreign aid and development policy more generally, and, most important,
can be seen "as a significant step in the emergence of an
international social norm that sees extreme poverty as being morally
unacceptable in an affluent world." (8) It is difficult to
demonstrate the overall effects of the MDGs, but we can infer their
impact from several sources. During the period 2000 to 2009, official
development assistance increased from $7z billion to $128 billion, with
increasing flows to low-income countries and sub-Saharan Africa,
reversing declines that occurred during the 1990s. (9) Social sector
spending increased, while investments in economic activity or
infrastructure did not. (10) Furthermore, during this period references
in English-language books to the MDGs grew exponentially, even outpacing
references to the UN's popular Human Development Index; twenty-five
of thirty surveyed developing countries adopted the MDG framework; and
nearly every international development report referenced the MDGs. (11)
The MDGs have also increased demand for more and better data on human
deprivations, resulting in increased (though still lagging) statistical
capacity in developing countries to monitor multidimensional economic
and social development. (12)
Despite their strengths, however, there are a number of serious
weaknesses in the MDGs, and their substantive shortcomings can be
understood as failures of conception, framework, and content. At the
conceptual level, the MDGs have employed a lowest-common-denominator
approach largely focused on meeting minimal basic human needs, and have
therefore moved away from the more robust and explicitly normative
conception of human rights and social and global justice present in the
Millennium Declaration. The framework of the MDGs was distorted and
misapplied as it shifted from global development goals (at the time of
agreement) to measurement and reporting at the national level, without
ever specifying which political actors are responsible and without
including any accountability mechanisms. The content of the MDGs and
Millennium Declaration was weakened to gain global acceptance and meet
feasibility requirements, omitting key indicators of development and
human progress. These failures of conception, framework, and content are
summarized in the following list of flaws:
National-level assessment: Global development goals could be
consistent with nationally appropriate standards of assessment in one of
two ways: either global goals could be set, and then national-level
targets established such that in aggregate they attain those goals; or
national targets could be set, and then aggregated into a ser of global
commitments. The MDGs were originally designed as global goals, bur were
subsequently assessed at the national level. This had the effect of
making hard-to-reach but feasible (in the aggregate) targets, such as
the halving of poverty, unattainable for the most deprived countries.
Consequently, these countries appear as "failures" against the
MDG yardstick even when making rapid progress on poverty reduction by
historical standards. (13)
Millennium Declaration deflated: The Millennium Declaration was,
among other things, a fundamental call for social and global justice,
embracing core human values, framing development in the language of
rights, calling for an end to war, placing environmental sustainability
at the center of human development, and giving special attention to
women and children--all within a framework of strengthened global
governance. But the set of agreed goals that appeared in the MDGs lost
much of the content of the Millennium Declaration. Gone, for example,
was any target on the reduction of armed conflict or violence against
women, though both are specifically mentioned in the declaration. While
the MDGs may have kept the Millennium Declaration from being forgotten,
they certainly did not preserve its spirit in whole. (14)
Rights: Though there have been efforts since the 1990s to integrate
the human rights and human development frameworks, most notably through
rights-based approaches to human development, the recognition of rights
is absent in the MDGs. (15)
Inequality: The acknowledgment of inequality--both vertical,
between the poorest and the wealthiest, and horizontal, between
groups--is absent in the framing of the MDGs. (16) The problematic
absence of inequality is made more acute in the face of massive global
and intrastate inequality. (17) Tackling inequality should be central to
development efforts as, assuming an unchanged rate of growth, inequality
reduction by definition leads to poverty reduction. Furthermore,
vertical and horizontal inequality is causally related to conflict,
institutional corruption, economic mismanagement, and weaker social
protection programs. (18)
Accountability: The MDG framework established no accountability
mechanisms to hold states, international institutions, corporations, or
civil society organizations responsible for their success or failure in
achieving the MDGs. (19)
Misleading indicators: Some of the indicators selected for
measuring achievement are misleading. For example, the World Bank's
method of calculating the International Poverty Line (IPL), which is the
most cited indicator for MDG 1 on eradicating extreme poverty and
hunger, is not anchored in a meaningful conception of basic needs or
capabilities, relies on purchasing power conversions that are sensitive
to the prices and weights of all goods consumed in the economy rather
than those goods that are predominantly consumed by poor people, ignores
key dimensions of poverty, and takes the household rather than the
individual as the unit of analysis. (20)
Missing dimensions: There are a number of fundamentally important
issues that are absent from the MDGs. I concur with those who argue that
the most important missing goal is that of freedom from violence. (21)
The absence is striking, as it is arguably the largest obstacle to human
development, and the entire second section of the Millennium Declaration
is devoted to peace, security, and disarmament.
Insensitivity to local context: The MDGs are largely insensitive to
local context, as manifested in four distinct problems: understated
targets (the targets are too easy to attain or already attained),
overstated targets (where the speed of deprivation reduction required to
meet the target could not possibly have been achieved), the inclusion of
dimensions that are not relevant for some countries (or exclusion of
dimensions that are relevant for some countries), and the insensitivity
to domestic priorities and preferences.
Gender: Although the United Nations and many development agencies
at least nominally recognize that gender is central to meeting all of
the MDGs, and gender appears explicitly in MDGs 3 and 5, the overall
integration of gender into the MDGs is inadequate. MDG 3 seeks to
promote gender equality and empower women, but includes only a single
target of eliminating gender disparity in education and only three
indicators of gender disparity: in primary enrollment, the proportion of
wage labor by women, and the proportion of seats in parliament held by
women. MDG 5 focuses on reducing maternal mortality and, since 2005,
access to reproductive health, but this again is a narrow spectrum
through which to evaluate gender equity, omitting such potentially key
indicators as time use (reflecting differential burdens for care work
and household work), rates of physical and sexual violence, political
influence, or access to and control of assets. (22)
THE PROCEDURAL CRITIQUE
The very procedure for setting the Millennium Development Goals was
flawed in several ways. Many of the substantive flaws discussed above
can be explained at least in part by these procedural shortcomings,
including the lack of a deliberative process and the lack of inclusion
of diverse participants. For example, the striking absence of gender in
many of the development targets may be partially explained through the
absence of civil society, and women's groups in particular, in the
project of target setting. The lack of rigorous indicators for the
commitment of wealthy countries to development can be explained by the
fact that the goals were largely negotiated by wealthy country
representatives. The lack of sufficient sensitivity to country context
and the application of global goals to individual states may have also
resulted in part from the exclusion of people from poorer countries in
the process. Furthermore, because the goals, targets, and indicators
were not developed in a transparent process, and there was no period of
comment by the broader public, many of the flaws of the MDGs could not
be corrected before the goals were released. I focus here on the period
1999 to 2001, rather than the longer time frame of the 1990s, during
which various development targets were set and the OECD/DAC established
the International Development Goals, for by reflecting on this shorter
period we can begin to derive a more suitable procedure for the period
2012 to 2015.
First, there was no transparency in the process by which the goals,
indicators, targets, and baseline year were set. Certainly, the absence
of transparency is not evidence of wrongdoing on the part of the MDG
architects, but rather a reflection of the political circumstances at
the time. The architects sought to find a mechanism by which to keep the
ideas of the Millennium Declaration alive, but they had limited
political support for doing so.
Second, there was no opportunity for feedback regarding the
selected goals, targets, indicators, and baseline year. Had avenues for
feedback been available, it is less likely (though still possible) that
many of the substantive flaws would have persisted. At the very least,
transparency and feedback would have provided the opportunity for
transformative criticism.
Third, the process of selecting goals, targets, and indicators was
not, as far as can be gleaned from the history as written thus far,
particularly deliberative. (23) Deliberative decision-making requires
giving reasons to others, allowing one's own reasons and views to
be subjected to scrutiny by deliberants, listening to the views of
others and possibly revising one's own, and ultimately reaching a
decision that is justified through that deliberative process. (24)
Because the architects of the MDGs were largely seen as rescuing the
Millennium Declaration through a rearrangement of the document into
quantifiable goals and targets, their task was seen as one of applying
expertise rather than of public justification.
However, even if formal deliberation occurs, it should be noted
that not all deliberative procedures are inclusive. For example, the
Communist Party of China may deliberate regarding a particular five-year
plan--providing reasons to other members of the party elite to pursue
one policy over another, and considering the justificatory reasons given
by others. But such deliberation does not entail that deliberants be
representative of all those affected by the plan, nor will that
deliberation pay particular attention to those people who are or are
most likely to be marginalized, disadvantaged, or excluded. The MDGs
were developed in a similarly exclusive manner, allowing only a few key
civil servants and development experts to be involved in the process.
(25)
Some of these procedural flaws were in part a reflection of the
constrained political environment in which the MDGs were formed. At the
time, there was not a strong political constituency for a global
development framework with measurable targets and indicators. There was
also considerable hesitation among many countries, including the United
States, for such an agreement. The MDGs were snuck in the back door at
the United Nations, allowing their architects to sidestep normal
discussion and voting. This may have been advantageous at the time--a
procedural maneuver to gain formal political legitimacy for the goals
when they may not have succeeded in an up-or-down vote. The process will
be different in 2015, with public discussions regarding successor
agreements already under way. (26)
BETTER PROCEDURES: CITIZEN PARTICIPATION AND DELIBERATION
Outside the context of the MDGs, Amartya Sen argues that in social
evaluation we must recognize
the possible importance of public reasoning as a way of extending
the reach and reliability of valuations and making them more
robust. The necessity of scrutiny and critical assessment is not
just a demand for self-centred evaluation by secluded individuals,
but a pointer to the fruitfulness of public discussion and of
interactive public reasoning: social evaluations may be starved of
useful information and good arguments if they are entirely based on
separated and sequestered cogitation. Public discussion and
deliberation can lead to a better understanding of the role, reach,
and significance of particular functionings and their combinations.
(27)
The MDGs should be seen as one unique global exercise of social
valuation. Setting up some global problems (and not others) as
priorities for global action is an inherently evaluative exercise that
commits discrete political actors, and thus their constituents, to take
action. This act of social valuation, especially given its public and
global nature, thus lends itself to global public reasoning.
"Beyond 2015" is the umbrella organization currently
coordinating civil society engagement on the post-MDG framework. They
have, in my view, correctly called for the process of establishing the
post-2015 framework to be open and inclusive (especially of the global
South) and to be led by the United Nations. (28) The United Nations has
taken up this call and it is likely that a high-level panel will be
nominated to lead this consultative process, beginning in 2012. The
secretary-general's report to the General Assembly on the MDGs in
June 2011 raised the issue of a post-2015 framework, and argued that
the post-2015 development framework is likely to have the best
development impact if it emerges from an inclusive, open, and
transparent process with multi-stakeholder participation. Using
established global, regional, and national mechanisms and processes
is one way to ensure that such deliberations benefit from the wide
range of lessons learned and the experiences of different
stakeholders. (29)
While this initial commitment is welcome, under the umbrella of
inclusive multistakeholder participation falls a wide range of methods
and activities that vary greatly in the degree to which they foster
genuine deliberation and respect the capacity of citizens not just to
provide information but to assess key issues. (30)
Participatory exercises may be categorized as extractive or
deliberative. Extractive forms of participation seek the views of
participants, frequently poor men and women, on a preselected research
question; and extractive exercises, as opposed to deliberative
exercises, can be an important source of information and the right tool
for certain purposes. (31) But in extractive exercises the selection and
framing of the research questions and the work of analysis and
conclusion remain in the hands of the social scientists and development
practitioners. The United Nations may go the extractive route: a large
survey or multiple consultations with poor men and women might satisfy
civil society demands for engagement with the poor, and could be easily
undertaken in the next few years.
Deliberative forms of participation, on the other hand, shift the
focus from merely eliciting the existing views and preferences of
informants to critical reflection and discussion by and among
participants who have authority over the final decisions. This
deliberation calls on participants not just to speak but to listen,
reflect, learn, educate, collaborate, disagree, and then ultimately
decide upon a final agreement or set of recommendations. The essence of
deliberation is to seek reasons that can be justified to others engaged
in the discourse. Deliberation also provides the opportunities for
participants to engage in the difficult but necessary processes of
making group-based decisions that often require compromise.
Intersubjective conclusions or recommendations are thus the result of a
process of social or public reasoning rather than an expression of the
views of any particular group of analysts or policy-makers. Deliberation
treats participants not as passive informants but as active agents.
Given the above, there are at least five reasons for using
participatory citizen deliberation to develop a pro-poor post-2015
development framework:
Epistemology: Government representatives and the staff of
international institutions do not always know what the priorities are or
should be for the people who are the intended targets of any global
development framework, but the poor men and women who live with these
deprivations do. For example, freedom from violence is unlikely to be
excluded from a recommended set of development goals by those who are
subject to violence, as many of the global poor are.
Politics: Government representatives and officials of international
institutions often fail to deliver progressive political outcomes.
Official representatives may be driven by strict self-interest and
undermine multilateral support for progressive change, or they may be
constrained by domestic special interests that block their ability to
secure pro-poor international agreements. For example, the lobbying of
domestic pharmaceutical companies may constrain the ability of elected
representatives to pursue pro-poor rules regarding patents for
lifesaving medicines. Similarly, bureaucrats at international and
regional institutions may face political and professional constraints on
their ability to act.
Citizen deliberation can help to counteract the pressures placed on
international agreements. Just as political pressure brought by special
interests may undermine pro-poor change, political pressure created by
citizen deliberation may help to promote pro-poor change. Furthermore,
citizen deliberation can help to create political pressure needed to
bring about compromise from official representatives. If citizens from
diverse backgrounds reach agreement on a contentious issue, official
representatives will be properly subject to public criticism should they
fail to do the same.
Legitimacy: Development frameworks secured by governments, elite
advocacy organizations, and development experts may lack legitimacy,
particularly if all affected people are not represented in negotiating
the frameworks. Legitimacy comes in degrees. In the domestic arena,
political legitimacy may derive from the consent of the governed
(through the practice of representative democracy) or the function of
the authority (such as its ability to protect and promote basic human
rights). In the international arena, assessing the legitimacy of global
governance institutions, procedures, and agreements is more difficult.
There are two broad approaches. The state-centered approach evaluates
the international legitimacy of institutions, agreements, and policies
by the degree to which they are the product of fair interstate
relations, usually requiring state consent. The person-centered approach
makes individuals the moral unit of analysis, and assesses legitimacy
according to the degree to which the institution, procedure, or
agreement protects individual interests or rights. (32) Both approaches
can be used to evaluate the legitimacy of a global development
framework.
The legitimacy of the post-2015 framework can be assessed according
to the degree to which states (or other legitimate representatives)
ultimately agree to it through fair procedures and the extent to which
it represents the genuine interests and will of affected citizens.
Because individuals are the best (though not sole) representatives of
their own interests and preferences, a new global development framework
will gain legitimacy in so far as it is produced through procedures that
allow citizens to represent those interests and preferences directly.
Given that a global development framework is of greatest importance for
the world's most deprived, an agreement that gives greater weight
to the voices and perspectives of the global poor will be more
legitimate. A politically legitimate agreement may arise through an
intergovernmental process, but moral legitimacy can only be conferred by
the participation of the world's citizens, especially the most
marginalized and deprived, in shaping that agreement.
Ownership: Similarly, participatory mechanisms that include the
voices of poor men and women, and development frameworks that can be
seen at least in part as a product of their deliberation, will give poor
people and their allies more ownership over any final development
framework. If the next global development framework is viewed as a
product of elite negotiation, those individuals and institutions who
were not part of the negotiation will be less likely to push for its
implementation, and less likely to hold political institutions to
account for ensuring its success.
Accountability: Citizen deliberation in advance of any
intergovernmental agreement will serve as an accountability mechanism,
ensuring that official representatives are responsive to their citizens
during the process of agreeing to a new development framework. For
example, it citizen assemblies are held and produce concrete
recommendations on environmental sustainability, and this topic is then
excluded from a draft post-2015 framework, active citizens and advocacy
organizations can use those citizen-driven recommendations to hold
elected leaders to account.
CITIZEN ASSEMBLIES AND THE POST-2015 DEVELOPMENT FRAMEWORK
How can citizens participate in the crafting of a global
development framework in a manner that will be agreeable to
international organizations or member states of the United Nations? Can
we do any better than to call for greater participation by low- and
middle-income governments in the creation of the post-2015 development
framework?
Citizen assemblies offer one promising mechanism. Such assemblies
bring together a group of citizens from a defined political unit to
deliberate on a given topic and to produce concrete outputs, either in
the form of specific recommendations or by voting on key questions. They
have been used in a variety of contexts, from local to national, and
have addressed a variety of topics, from participatory budgets to
constitutional reform, serving a variety of purposes, from actually
directing government policy and resource allocation to expressing the
general will of the governed.
Citizen assemblies are well suited to developing a post-2015
development framework: there is a clear research question; there is
tangible empirical information to share with participants; and the core
concepts required for assessing the MDGs and any successor agreement can
be grasped by almost all citizens. In fact, poor men and women have
privileged epistemic access to the core deprivations whose reductions
should be at the heart of any subsequent global development framework,
and therefore are particularly well situated for this type of
evaluation. There are a variety of objectives that could be achieved
through citizen assemblies that address future development frameworks.
Citizens may deliberate about principles and values that should inform
future development frameworks; and they may deliberate about the
specific content of the framework, including the goals, targets, and
indicators.
As noted, citizen assemblies have been convened on numerous topics.
For example, a citizens' parliament was held in Australia in 2009,
bringing together 150 people to make recommendations on improving
Australian democracy. One participant was drawn from each federal
district, from an initial random invitation list of 8,000, and thus the
eventual participants represented a diverse cross- section of
Australians. After participants produced a final set of recommendations,
some went on to become politically active in their local communities,
encouraging further deliberation and citizen participation. (33)
The largest multinational deliberation to date is the World Wide
Views deliberation on climate change. Coordinated by the Danish Board of
Technology, World Wide Views carried out deliberative exercises on
global warming in thirty-eight countries--all on the same day, September
26, 2009. The deliberation brought together groups of roughly 100
citizens per country for a single day, and participants both voted on
key questions after deliberation and produced recommendations on issues
that were too complex to be captured in a simple vote. A synthesis of
these deliberations produced nine key recommendations ahead of the
Copenhagen round of climate negotiations. World Wide Views will conduct
a second multinational deliberation on biodiversity in 2012.
For the post-2015 development framework, the sites and participants
must be selected so as to best complement existing processes. If, as is
likely, UN-led consultations will engage development practitioners,
civil society organizations, and government representatives and
bureaucrats, citizen assemblies should be designed so as to ensure the
participation of the most marginalized populations while also ensuring a
diversity of participants. While in principle citizen assemblies could
be conducted in nearly any country (with a few exceptions), in practice
it is likely that advocates and facilitators will only be able to
arrange participation by a small subset of countries. This sampling
should be diverse, in terms of geographic location, domestic political
arrangements, religious orientation, as well as the key developmental
challenges facing the individual countries.
Although citizen deliberation is one key avenue to ensure that the
voices of the most marginalized and oppressed are heard, it is crucial
that citizens of developed countries also be included in the
deliberations. One of the major shortcomings of the MDGs was a lack of
strong commitments from wealthy countries regarding their development
policy. Wealthy citizens must therefore also reflect on the goals and
commitments that should bind their governments. Just as an example, if
citizen assemblies are conducted in, say, a dozen countries, we might
expect one European, one North American, two Asian, one Pacific, two
sub-Saharan African, two Latin American, one Eastern European, and two
North African or Middle Eastern. These countries should include those
with citizens living in conflict and postconflict, some with severe
deprivations and some with very few, a broad range of religious beliefs
and political backgrounds, varying levels of gender equity, a variety of
political structures, and so on.
Within a country, the sampling of participants should again reflect
a diversity of perspectives, but should be weighted toward ensuring that
the most marginalized and excluded individuais are represented. On this
view, participant selection need not focus exclusively on a proportional
representation of citizens that reflects the country's demographic
makeup. Rather, citizen selection for post-2015 assemblies should not be
designed as a statistically representative sample, but should
"stack the deck" for social justice and serve as a
counterweight to existing political processes.
At the local level, one could imagine conducting assemblies at the
level of the village or town, producing recommendations on development
frameworks for the local community or national government, while also
making recommendations for the post-2015 global development framework.
At a higher level, nationally representative assemblies could be
convened to deliberate on development goals. Such deliberation could
again focus on either national or global development frameworks (or
both). At a yet higher level, regional-level deliberation would be
possible in which citizens could produce recommendations for new global
development frameworks. Such regional negotiation would have the
advantage of including more diverse perspectives in the conversation.
Finally, global citizen assemblies could be convened. While a true
global citizens deliberative assembly has not yet been held (that is,
one drawing directly on citizens rather than through NGOs, such as was
the case in Rio in 1992), there is no theoretical or practical reason
why it could not happen; and it is possible that in the years preceding
2015, global deliberation by unelected citizens will have occurred on
other issues. A successfully designed global deliberative assembly would
draw participants from previously held regional or local citizen
assemblies, as these participants would have experience with the
deliberative process and background knowledge of the key issues.
Citizen assemblies need not eschew the important role of expertise
in making good public policy. Such assemblies on climate change, for
example, should have access to scientists who can provide information on
the latest and best thinking on the ecological impact of current and
future levels of carbon output, economists who can provide information
on the economic impact of various proposals to curb climate change and
create climate adaptation financing, political scientists who can
provide information on the governance mechanisms available for enforcing
a climate agreement, and so on. In previous citizen assemblies, experts
have been called on to present their views and answer questions.
Similarly, a citizen assembly for the MDGs could take testimony from
those who originally developed the MDGs, academics who have criticized
or suggested revisions to the existing approach, statisticians who could
provide guidance on the possibilities of data collection, and advocates
from civil society and UN agencies (for example, UNICEF, the UN
Development Progamme, and the World Health Organization) who could
provide critical commentary based on personal experience working in
development under the framework of the MDGs.
To be clear, citizen assemblies should be designed to complement
rather than entirely replace other forms of deliberation and
decision-making. Identifying the best method for choosing indicators of
food security or maternal mortality, for example, will certainly require
input from technical experts in addition to the participation of
citizens. Such assemblies must be seen not as the final arbiters of the
best post-2015 development framework, but rather as an indispensible
part of a broader deliberative system that can deliver a politically and
morally legitimate pro-poor development framework for the future.
Finally, a global deliberative process that prioritizes citizen
participation might have a series of additional benefits. It could
demonstrate the advantages of global citizen deliberation, increasing
support for a more permanent global citizen assembly. (34) If citizen
assemblies are included within the official UN post- 2015 process, it
would also challenge the widely held belief that multilateral and
international institutions are incapable of permitting democratic
influence and are hostile to democratic participation.
CHALLENGES IN REAL-WORLD DELIBERATION
There are a number of challenges for advocates of citizen
participation regarding the post-2015 framework, and in this section I
raise some of these issues and provide possible responses to them.
All deliberation inevitably reflects perceived or actual power
inequalities among participants, and between organizers and
participants. For example, men of a certain social and economic class
may be more accustomed to speaking and being heard in some contexts than
men from lower socioeconomic groups, or than their female counterparts.
More educated participants may be more likely to dominate deliberation
than their less educated counterparts. However, the fact that power
inequalities inevitably influence deliberative outcomes is not an
argument against deliberation, but an argument in favor of taking steps
to mitigate the harmful effects of power inequalities. Procedural
constraints can be put in place to ensure that all participants have
equal opportunity to deliberate--for example, by facilitators
guaranteeing that each participant has equal allotted speaking time and
that there is a mechanism in place for sanctioning those who engage in
harmful or threatening speech. Additionally, safe spaces can be created
where marginalized or disadvantaged groups may deliberate before
returning to a larger forum (for example, at local assemblies in
societies characterized by very high levels of gender inequality,
all-female deliberations could be conducted as one component of the
larger deliberations (35)). Facilitators should also provide
participants a forum to individually dissent from the broader group
consensus--by, for example, video testimonial or written complaints.
Even in the absence of significant power inequalities, diversity in
general will present challenges for citizen assemblies. Linguistic
diversity in many countries, and in a global forum, will require skilled
translators to share information. Given the diversity of the
circumstances of participants, it may be necessary to provide additional
support to some--for example, to provide clothing, shelter, and
opportunities for sanitation that will allow participants to be
respected by their peers. Psychological support may also be necessary;
and the difficulties in including some participants in deliberations,
such as child laborers or victims of sex trafficking, may require that
these groups be represented by their advocates.
Some participants will not be literate, and this will constrain the
kinds of information sharing and collection that can occur. However,
there is no reason that this cannot be overcome through other methods of
communication and information collection. Participatory research
regularly engages illiterate participants, and their lack of literacy is
no insurmountable obstacle to full participation. Furthermore, asking a
poor person to leave her home and work for some extended period of
deliberation raises distinct practical and ethical challenges. In
addition to financially compensating participants for their time, it is
necessary for organizers to ensure that each participant and her family
are not disadvantaged in the near or long term as a result of her
absence. Importantly, participants must be given the opportunity to
speak freely with certainty of confidentiality before any final
agreement is reached. For example, if a participant raises issues of
corruption, or access to justice, or violence from men during the
deliberative process, her identity must be concealed so that she does
not face reprisals from a violent husband, a corrupt government, or a
broken judicial system. Protection of participants must guide each step
of the process.
The MDGs may be entirely unfamiliar to participants in poor
countries, many of whom lack access to information and news, in addition
to formal education. But this is no different than in developed
countries, where a scant minority of citizens are familiar with the
MDGs. In any case, development frameworks are not so complex that
participants cannot become familiar with them in a relatively short
period of time. No previous knowledge of development frameworks is
needed to critically reflect on the MDGs and any successor agreement.
Participants must be provided information and education along the way.
Perhaps the biggest challenge facing citizen assemblies is securing
political uptake for them. Thus far I have argued that citizen
deliberation is needed to complement other forms of consultation and
deliberation that will fall within the UN process. If this is correct,
and states, civil society, development agencies, and international
institutions should also be a part of the post-2015 process, why would
governments and international institutions accept the input of citizens?
First, because constituents and advocates exert public pressure on
elected representatives. The effect of organizing and campaigning should
not be understated, given that the many target-setting world summits of
the 1990s, commitments on debt relief, pledges regarding foreign
assistance, and even early commitments on the post-2015 process are all
the result of effective campaigning. Second, because it will produce
good policy--that is, citizen input will produce useful insights that
will improve the next framework. Third, because it may provide political
cover for desired compromise in the face of political obstacles. After
all, many government representatives do desire pro-poor global
governance, but they must be able to point to political support for any
controversial positions they may seek to take. And, finally, because it
can help combat the view that global governance institutions are hostile
to democratic participation. As the United Nations and other
multilateral organizations seek to secure support and prove legitimacy
in the face of growing crises that inevitably require global action (for
example, issues of food, climate, and finance), their openness to
democratic public participation may strengthen their position in the
face of a world that is sometimes hostile to multilateralism.
CONCLUSION
It is commonplace for the development community to proclaim a
desire to hear the voices of poor people, and countless exercises have
indeed been undertaken to share these voices with development
professionals. But rather than providing a forum for merely making
statements, it would be far better to provide one for people to
deliberate in--to speak, be heard, listen, reflect, negotiate, analyze,
and decide. Advocates should not simply try to input the views of the
deprived and marginalized into preexisting political processes and
prefabricated development narratives. Rather, they should create
deliberative spaces where citizens, as figures of authority, actively
seek to address critical global challenges and influence the
policy-makers who will ultimately determine the post-2015 agreement.
Complementing extensive consultative processes and transparent feedback
with citizen deliberation would be a critical step in moving toward a
pro-poor development framework in 2015, and toward more democratic and
inclusive global governance in general. Furthermore, demonstrating the
feasibility and power of deliberation on a global scale over global
issues would enhance the possibility of deliberative mechanisms being
employed in global governance in the future.
doi: 10.1017/S0892679412000093
NOTES
(1) Though others have argued that focusing now on the post-2015
framework will draw attention away from achieving the MDGs, there is no
reason that the development community cannot both maintain support for
efforts to meet the existing MDGs and give considerable attention to the
next global development framework. The human and financial resources
needed to develop a pro-poor post-2015 development framework are
minuscule in comparison to the resources currently devoted to meeting
the MDGs.
(2) Although the goals were agreed to in 2001, the period for
assessing progress in achieving the goals was backdated to 1990.
(3) Richard Jolly, "The MDGs in Historical Perspective,"
IDS Bulletin 41, no. 1 (2010), pp. 48-50.
(4) For a full list, see United Nations Department of Economic and
Social Affairs, The United Nations Development Agenda: Development for
All (New York: United Nations, 2007).
(5) Jan Vandemoortele, "The MDG Story: Intention Denied,"
Development and Change 42, no. 1 (2011), p. 6. In 2005, U.S. ambassador
to the UN John Bolton attempted to eliminate any references to the MDGs
in Summit Outcome documents, but after widespread global condemnation,
the MDGs were affirmed by President Bush in his speech to the General
Assembly in September 2005. Bolton's reluctance must be understood
in light of two factors: a strong opposition to the UN and
multilateralism in general, and a strong opposition to any obligations
that might be incurred by the United States from an endorsement of the
MDG framework.
(6) Claire Melamed and Andy Sumner, "A Post-2015 Development
Framework: Why, What, Who?" Paper prepared for the ODI/UNDP Cairo
workshop on a post-2015 Global Development Agreement, October 26-27,
2011 (London: Overseas Development Institute);
http://www.odi.org.uk/resources/docs/7369. pdf, p. 4.
(7) David Hulme, "The Millennium Development Goals: A Short
History of a Big Promise," BWPI Working Paper 100, Manchester,
Brooks World Poverty Institute, 2009, p. 4. The Millennium Declaration
and MDGs "represented a hard-won consensus on how to tackle a range
of difficult issues confronting the world, not least in the matter of
how to promote sustainable development for the world's poor. Within
the Declaration, the agreement on a few measurable targets for
achievement, in most cases by 2015, was a notable step, and their
translation into a structured framework of Goals, Targets and Indicators
created a distinctive approach to encouraging development and
international support for it." Richard Manning, Using Indicators to
Encourage Development: Lessons from the Millennium Development Goals,
DIIS Report 2009:01 (Copenhagen: Danish Institute for International
Studies, 2009), p. 58
(8) David Hulme and James Scott, "The Political Economy of the
MDGs: Retrospect and Prospect for the 'World's Biggest
Promise,'" New Political Economy 15, no. 2 (2010), p. 294.
(9) Charles Kenny and Andy Sumner, "More Money or More
Development: What Have the MDGs Achieved?" Center for Global
Development Working Paper 278, p. 4.
(10) Ibid., pp. 4-5.
(11) Ibid.
(12) Manning, Using Indicators, p. 38.
(13) Michael Clemens, Charles Kenny, and Todd Moss, "The
Trouble with the MDGs: Confronting Expectations of Aid and Development
Success," World Development 35, no. 5 (2007), pp. 735-51; and
William Easterly, "How the Millennium Development Goals Are Unfair
to Africa," World Development 37, no. I (2009), pp. 26-35.
(14) Ashwani Saith, "From Universal Values to Millennium
Development Goals: Lost in Translation," Development and Change 37,
no. 6 (2006), pp. 1167-99; Nafta Kabeer, "Can the MDGs Provide a
Pathway to Social Justice?" Institute of Development Studies, 2010;
Phil Vernon and Deborrah Baksh, "Working with the Grain to Change
the Grain: Moving Beyond the Millennium Development Goals," London,
International Alert, 2010; and Manning, Using Indicators.
(15) Philip Alston, "Ships Passing in the Night: The Current
State of the Human Rights and Development Debate Seen Through the Lens
of the Millennium Development Goals," Human Rights Quarterly 27,
no. 3 (2005), pp. 755-829.
(16) Sakiko Fukuda-Parr, "Reducing Inequality--The Missing
MDG: A Content Review of PRSPs and Bilateral Donor Policy
Statements," IDS Bulletin 41, no. 1 (2010), pp. 26-35.
(17) The top decile of income earners have 57 percent of global
income, and the bottom decile of income earners had 0.6 percent of
global income. The bonuses of Goldman Sachs in 2009 equaled the total
income of the 240 million poorest individuals. Branko Milanovic,
"Global Income Inequality," INET, 2010;
siteresources.worldbank.org/INTDECINEQ/Resources/inet.pdf.
(18) See, for example, Frances Stewart, ed. Horizontal Inequalities
and Conflict: Understanding Group Violence in Multiethnic Societies
(Basingstoke: Palgrave, 2008) and United Nations Research Institute for
Social Development, Combating Poverty and Inequality: Structural Change,
Social Policy, and Politics (Geneva: UNRSID, 2010).
(19) In practice, low- and middle-income countries are subject to a
number of evaluative exercises, but even these exercises lack any
enforcement mechanism or even a procedure for addressing a lack of
progress. The lack of accountability is particularly acute in the case
of the developed countries, who are the primary duty bearers of MDG 8.
(20) On a related note, some targets for deprivation reduction have
been diluted. The primary target of the first and most prominent
Millennium Development Goal, to eradicate extreme poverty and hunger, is
to halve the proportion of people in the world living on less than $1.25
per day. This indicator represents a set of goalposts clearly moved. The
original international goal on poverty reduction set at the Rome
Declaration in 1996 was to halve the absolute number of undernourished
people by 2015. This goal was weakened first in the Millennium
Declaration and then in the MDGs by shifting the hunger and target
reductions to track the proportion of poor people in the developing
world rather than the absolute number of people in the entire world.
This has had the impact of raising by about half a billion the number of
people that would still be poor if the MDGs were met by 2015. See Thomas
W. Pogge, Politics As Usual: What Lies Behind the Pro-Poor Rhetoric
(Cambridge: Polity Press, 2010).
(21) Vernon and Baksh, "Working with the Grain."
(22) "This explicit inclusion in just two MDGs is too narrow,
and sidelines other gender-specific risks and vulnerabilities, roles and
responsibilities, and power relations. It is unlikely to lead to gender
equality and the empowerment of girls and women, or tackle the
development challenges that must be overcome for sustainable poverty
reduction. These limitations are compounded by the gender blindness of
other MDG indicators, and the fact that the gender dynamics that cut
across the goals are relatively invisible in policy dialogues."
Nicola Jones, Rebecca Holmes, and Jessica Espey, "Gender and the
MDGs" Briefing Paper 42, September (London: Overseas Development
Institute, 2008).
(23) Hulme and Scott, "The Political Economy of the
MDGs," pp. 293-306.
(24) See, among others, Amy Gutmann and Dennis Thompson, Why
Deliberative Democracy? (Princeton, NJ.: Princeton University Press,
2004).
(25) Again, this is for the period 1999 to 2001. The longer-term
process of international target setting was more participative. See
Fukuda-Parr, "Reducing Inequality."
(26) The contemporary political environment offers both
opportunities and risks for securing a post-2015 framework. Favorably,
most countries have now accepted the MDGs as a critical component of
global development work, most influential donors work from and toward
the MDGs, and most (though not all) civil society organizations have
come to seriously support the MDGs. For example, in a survey of global
civil society activists from the South, 87 percent of respondents
supported an overarching global development framework to follow the
MDGs. See Amy Pollard et al., "100 Voices: Southern NGO
Perspectives on the Millennium Development Goals and Beyond," IDS
Bulletin 42, no. 5 (2011), pp. 120-23. However, there are considerable
challenges reverberating through the international system that may make
securing agreement on a post-2015 framework more difficult. On the one
hand, following the global financial crisis of 2007-2009 and the
continuing Eurozone crisis (whose final resolution is still unknown at
the time of writing), governments may be less willing to agree to any
framework that may require additional resources for development. On the
other hand, the presence or threat of existing crises--e.g., climate,
goods, finance, resource scarcity, and so on--and the interrelated and
transnational nature of these crises may strengthen the commitment of
national governments to a meaningful and potentially binding global
development framework. On the political environment today and in 2000
when the goals were agreed to, see Melamed and Sumner, "A Post-2015
Development Framework."
(27) Amartya Sen, The Idea of Justice (Cambridge, Mass.: Harvard
University Press, 2010), pp. 241-42.
(28) See http://www.beyond 2015.org.
(29) United Nations General Assembly, Annual Report of the
Secretary-General, "Accelerating Progress Towards the Millennium
Development Goals: Options for Sustained and Inclusive Growth and Issues
for Advancing the United Nations Development Agenda Beyond 2015,"
A/66/126, 2011, p. 15.
(30) At the time of writing, the United Nations Development
Programme is planning to undertake consuhative efforts on behalf of the
UN, bur this is expected to be led largely by country- based UN offices
and will not focus primarily on engagement with poor men and women. See
Amy Pollard, "Post- MDG Update," CAFOD policy team blog,
January 16, 2012; cafodpolicy.wordpress.com/2012/01/16/post-mdg-update/.
(31) My distinction here between extractive and deliberative
participation draws heavily on Robert Chambers's work. See, among
many other sources, Robert Chambers, Revolutions in Development Inquiry
(London: Earthscan, 2008).
(32) Fabienne Peter, "Political Legitimacy," in Edward N.
Zalta, ed., Stanford Encyclopedia of Philosophy (Summer 2010 ed.);
plato.stanford.edu/archives/sum2010/entries/legitimacy/.
(33) John Dryzek, "The Australian Citizens' Parliament: A
World First," Journal of Public Deliberation 5, no. 1 (2009), pp.
1-7.
(34) For one proposal, see John Dryzek, Andre Bachtiger, and
Karolina Milewicz, "Towards a Deliberative Global Citizens'
Assembly," Global Policy 2, no. 1 (January 2011), pp. 33-42.
(35) One might think that this suggestion is unnecessarily
exclusionary. By separating men and women at some points in
deliberation, we may be reinforcing rather than challenging existing
gender inequalities. However, one has to consider the alternatives.
Considers society where women are either de jure or de facto excluded
from holding political office, suffer high rates of violence, and are
systematically vulnerable to men. We cannot assume that procedural
constraints alone will automatically make men and women deliberating
equals. Women may therefore benefit from a space of their own to
deliberate and articulate their views. After this deliberation has
happened, men's and women's views must be brought back
together in a larger deliberation. The creation of a temporary safe
space need not be seen as condoning gender inequality, but rather as a
way to promote women's agency in contexts where it is too often
denied.
Scott Wisor, I am grateful to a range of individuals for comments,
discussions, and critical thoughts on the general idea of citizen
deliberation about the post-2015 framework. Archie Law, Marc Chenery,
Thomas Pogge, Christian Barry, John Dryzek, Alison Jaggar, Robert
Chambers, Paul Ladd, Simon Burrall, Mukesh Kapila, Amy Pollard, Claire
Melamed, an audience at Australian National University, a workshop on
engaging poor people in the post-2015 period hosted by CAFOD, and many
others have provided insightful comments and thoughts on the ideas in
this article. I am also grateful to John Tessitore, Zornitsa Stoyanova,
and Zach Dorfman for excellent editorial support. AI1 mistakes remain my
own. I first considered the idea of citizen deliberation for the
post-2015 framework in Measuring Global Poverty: Toward a Pro-Poor
Approach (Basingstoke, U.K.: Palgrave Macmillan, 2012), chapter 10.