Local priorities, universal priorities, and enabling harm.
Barry, Christian
"National communities," Michael Ignatieff writes in his
thoughtful essay on the prospects for a global ethic, "have some
good reasons, as well as some not so good ones, to privilege local ahead
of universal priorities and interests." (1) And he goes on to
explain the clash of local and universal priorities as rooted in a
conflict between the values of "justice and democracy." I
would rather suggest that the conflict is an internal one--a conflict
inherent in our thinking about what justice requires. But in any case,
he is surely right that providing a compelling account of how to
distinguish good from bad reasons for privileging local priorities, and
identifying how weighty the good reasons for local priorities are, is
fundamental to developing a plausible global ethic.
When a national community privileges local over universal
priorities, it gives more weight to the interests of its members than
they would have in an impartial ordering. Only a radical nationalist
affirms the absolute privileging of local priorities, and only the most
radical cosmopolitan denies that local priorities can ever be
privileged. At present, there is little agreement about just how local
and universal priorities should be balanced as a matter of policy, even
though (as I will discuss below) there seems to be substantial agreement
on some very clear-cut cases.
Before turning to questions of substance, however, it is important
to note that there is just as much heated philosophical disagreement
over the best method for determining the appropriate balance between
local and universal priorities. Some philosophers, as Ignatieff notes,
require that privileging the local be justified from an impartial point
of view--the view from nowhere in particular. It may seem puzzling that
any meaningful local priority could be justified in this way. If we
really recognize that we are but one among many, and that our well-being
and that of those close to us is of no greater intrinsic importance than
the well-being of others, how can we hope to justify the moral weight we
ascribe to the interests of our co-nationals, especially to our near and
dear, who may be already pretty well off? With this starting point, it
may seem obvious that one will arrive at the radical conclusions reached
by such theorists as Peter Singer and Peter Unger, who maintain that we
act seriously immorally if we fail to give away most of our financially
valuable assets to reduce the severe deprivations of others. (2)
However, this impression may be misleading. Perhaps allowing certain
forms of local priority--to family, close friends, and so on--is
required if people are to live lives that they can recognize as having
any value, given certain facts about human nature that cannot be easily
changed, if they can be changed at all. (3) And perhaps privileging the
local is the best administrative device we currently have for protecting
the interests of people throughout the world. (4) To take an example
from trade policy, having a global order in which each government makes
trade policies that enhance the well-being of its citizens without
taking into account its effects on noncitizens may be better at
promoting universal interests than any feasible alternatives. Some have
gone so far as to claim that (under current conditions, at least)
functioning liberal democracies with welfare systems can only be
sustained by national communities--collectives that are constituted
first and foremost by their members' beliefs that they
"belong" together and that they must give priority to one
another's interests over the interests of outsiders. (5)
There is, however, a great deal of resistance to the claim that
prioritizing the local is permissible only if it can be justified
impartially. And this resistance comes not only from the "political
drivers of state action" that Ignatieff mentions, but from rival
camps within philosophy. For many, the problem with any approach to
global ethics that demands such justification is not that it fails to
motivate or gain traction in the world of politics, but that it fails to
take other values sufficiently into account. Bernard Williams, for
example, famously mocked the idea that we needed to invoke impartial
justification in order to permit us to save our spouse from harm in an
instance when we are forced to choose between saving our spouse or
saving a stranger. (6) For Williams, the reasons we give priority to
those who are near to us in such cases are not derived from impartial
concerns; and even to try to justify them in these terms would be a
distortion of practical reasoning. Philosophers such as Susan Wolf have
argued that it is a serious mistake to view the reasons that we have for
pursuing particular goals, including those that involve giving priority
to certain favored individuals, as excuses for not living lives that are
maximally morally good from an impartial perspective. (7) Some critics
of impartial justification also stress that we prioritize the local for
positive noninstrumental reasons, and stress the centrality of these
reasons to moral thinking, emphasizing the situated nature of practical
reasoning. As Samuel Scheffler puts it, "the willingness to make
sacrifices for one's family, one's community, one's
friends is seen as one of the marks of a good or virtuous person, and
the demands of morality, as ordinarily interpreted, have less to do with
abstractions like the overall good than with the specific web of roles
and relationships that serve to situate a person in social space."
(8) These critics acknowledge that our well-being and that of those
close to us is of no greater intrinsic importance than the well-being of
others, but they nevertheless claim that we unobjectionably view the
world from within a web of our own interests, identifications, and
commitments, which are given special weight in our practical
deliberations.
Whatever side one takes in this methodological dispute, it seems
important to come to grips with the content of common moral thinking
about the nature, scope, and limits of local priority. In referring to
common moral thinking, I do not mean to suggest that these are
universally held ideas--no ideas are, except empty generalizations.
Rather, they are ideas that are shared by a great many people, including
a great many readers of this journal, and which are implicit in
international practice in some measure. Ignatieff is right when he says
that we already have a global ethics. But this ethics is embedded not
only in such instruments as the UN Charter and the various human rights
conventions, but in international practice and the beliefs of a great
many people. Starting (though not necessarily ending) with such ideas
seems crucial if we are to achieve "buy- in," as he puts it,
to any alternative modes of thinking about the appropriate balance of
local and universal priorities.
The first thing to notice about common moral thinking regarding
local priority is that it is complex, and that it resists reduction to
any easy formula. There is no fixed exchange rate between the interests
of locals and nonlocals. Indeed, when faced with a particular political
choice, the degree to which local priorities are privileged seems to
depend very much on the context. If, for instance, the issue concerns
the mere expenditure of resources, a great deal of permissible local
priority is assumed in common moral thinking. A slight but costly
improvement of a stretch of road, resulting in a small reduction in the
likelihood of serious automobile accidents, is routinely carried out by
relatively wealthy nations, even though the funds employed for this
purpose could save many hundreds of lives were they instead spent on
improving basic sanitation or access to clean water in some poorer
nation. The relatively wealthy nation is ordinarily thought to be
morally permitted to act in this manner, and arguably even required to
do so. In other contexts, however, local priority seems much more
sharply limited. For example, it is not commonly thought to be
permissible for a national community to dump toxic waste in the water
supply of the territory of some other state, even if doing so is
necessary to prevent much larger health problems from afflicting its own
members.
What explains the dramatic difference in the weight granted to
local priorities in these two cases? How were the actions of the wealthy
nation that spent its resources on road repairs relevant to the
suffering of the people in the poorer nation in the first place? The
question itself appears odd, since it may seem inappropriate to say that
it was relevant in any way whatsoever. A sensible answer, however, would
be that the actions of the wealthy nation were relevant because they
could have but failed to use those same funds to address or prevent
suffering in the poorer nation. Of course, this answer does not refer to
any one thing in particular that the wealthy nation did--improving a
road is just one of countless examples--but to what this nation did not
do, which was not providing those resources to the poorer one. In the
case of toxic waste, on the other hand, the relevance of the actions of
one nation to the suffering of people in a neighboring state is more
straightforward and relates to a particular thing that it did. That is,
it initiated a complete causal process by dumping the waste that linked
it with the resultant harms. The toxic waste case is a clear-cut
instance of doing harm, while the road repair case is a clear-cut case
of failing to prevent harm. So one way of characterizing common moral
thinking about local priority is to follow Thomas Pogge, who has argued
that moral reasons for local priority can be weighty when what is at
stake is failing to prevent harm, but not nearly so weighty when what is
at stake is doing harm. (9)
This characterization seems correct as far as it goes, but it is
nevertheless incomplete. It is incomplete because there are many
instances in which one national community is connected to harms suffered
by nonnationals without it being the case that they have done harm in a
clear-cut manner, nor that they have merely failed to prevent it. That
is, in many cases, nations become relevant to the harms suffered by
non-nationals because of things that they do, but without it being the
case that they have initiated a continuous causal process that results
in these harms, as in the example of dumping toxic waste into a
neighboring state's water supply. Elsewhere I have argued that
these are cases that are most aptly described as instances of enabling
harm. (10) The international scene is replete with such cases. For
example, the drug enforcement policy of one nation may, through its
incentive effects, enable substantial human rights violations in
neighboring states. Or the implementation of an import tariff or export
subsidies by one nation may reduce the export prospects of other states.
Or a skills-based migration policy may lead to the flight of much-needed
health professionals from other states.
Significantly, it is with respect to these kinds of issues where
thinking about the balance between local and universal priorities seems
most shaky. Some think of the manipulation of trade regulations for
national benefit as the legitimate prerogative of national communities,
while others view such policies as egregious wrongs. For instance, as
the New York Times columnist Nicholas Kristof has written: "By
inflating farm subsidies even more, Congress [is] impoverishing and
occasionally killing Africans whom we claim to be trying to help."
(11) Kristof is implicitly treating enabling harm through trade policy
as morally equivalent to a clear-cut case of doing harm. And this seems
to be Pogge's view as well. Some philosophers who have written on
this topic, on the other hand, consider enabling harm to be morally
equivalent with clear-cut cases of failing to prevent harm. (12)
My own view, which I think coincides with the intuitions of many,
is that the permissibility of prioritizing local interests seems
somewhat more limited with respect to enabling harm than with respect to
failing to prevent harm, but broader than with respect to doing harm.
But I cannot argue for this position here. In any case, a plausible
global ethic will need to develop norms for balancing priorities in
these ubiquitous and under-theorized cases. And the norms that we
develop will likely have significant implications for practice. If we
conclude that it is not permissible for states to enable significant
harms for others in order to avoid relatively minor costs to themselves,
then this provides a strong prima facie case for international
regulation of the policy areas where they are most likely to enable
harm. If, on the other hand, we conclude that it is permissible for
states to enable significant harms for others to avoid relatively minor
costs to themselves, then this provides an equally strong prima facie
case for leaving the policy area to purely domestic regulation. Indeed,
this debate may itself help constitute the idea of a global ethic: one
in which, as Ignatieff puts it, "the particular is called to the
bar of justification before the universal ... creating the possibility
of a process of recurrent adversarial justification."
doi:10.1017/S0892679412000214
NOTES
(1) See Michael Ignatieff, "Reimagining a Global Ethic,"
in this issue.
(2) See Peter Singer, The Life You Can Save (Melbourne: Text
Publishing, 2009), p. 19; and Peter Unger, Living High and Letting Die:
Our Illusion of Innocence (New York: Oxford University Press, 1996), p.
134.
(3) See Peter Singer, One World, 2nd ed. (New Haven, Conn.: Yale
University Press, 2003).
(4) See Robert Goodin, "What Is So Special about Our Fellow
Countrymen?" Ethics 98 (1988), pp. 663-86.
(5) See David Miller, On Nationality (Oxford: Oxford University
Press, 1995).
(6) See Bernard Williams, "Persons, Character, and
Morality," reprinted in his Moral Luck (Cambridge: Cambridge
University Press, 1981).
(7) See Susan Wolf, "Moral Saints," Journal of Philosophy
79 (1982), pp. 419-39.
(8) Samuel Scheffler, Boundaries and Allegiances (New York: Oxford
University Press, 2001), p. 36.
(9) See Thomas Pogge, "Bounds of Nationalism," reprinted
as chapter 5 in Thomas Pogge, World Poverty and Human Rights (Cambridge:
Polity Press, 2002).
(10) Christian Barry and Gerhard Overland, "The Feasible
Alternatives Thesis: Kicking Away the Livelihoods of the Global
Poor," Philosophy, Politics and Economics (May 10, 2011);
doi:10.1177/1470594X10387273.
(11) Nicholas D. Kristof, "Farm Subsidies That Kill," New
York Times, July 5, 2002.
(12) See Samuel C. Rickless, "The Moral Status of Enabling
Harm," Pacific
Philosophical Quarterly 92 (2011), pp. 66-86; and Matthew Hanser,
"Killing, Letting Die and Preventing People from Being Saved,"
Utilitas 11 (1998), pp. 277-95.
Christian Barry, I am grateful to the editors of Ethics &
International Affairs and Helen Taylor for comments on an earlier
version of this essay.