Justice and the convention on biological diversity.
Schroeder, Doris ; Pogge, Thomas
"Benefit-sharing" is a technical term that was
popularized by the Convention on Biological Diversity (CBD), which was
adopted at the 1992 Earth Summit in Rio de Janeiro, Brazil. This global
convention aims to achieve three objectives: the conservation of
biological diversity, the sustainable use of its components, and the
fair and equitable sharing of benefits from the use of genetic
resources. (1) The CBD, with 191 state parties as of spring 2009, was
the first international treaty to recognize that the conservation of
biodiversity is a "common concern of humankind." (2) Parties
to the convention have pledged to cooperate to stop the destruction of
biodiversity by attempting to ensure its sustainable use, and by
requiring users of this natural wealth to share the benefits with those
who provide access to nonhuman biological resources.
This paper situates the CBD within long-standing debates on
justice, and asks: (a) What type of justice does the CBD demand with its
principles? and (b) Can the CBD be regarded as just (or equitable)
legislation? First, we explain that nonhuman biological resources can be
viewed both as the common heritage of humankind and as property falling
under the sovereignty of states, groups, or individuals. Second, we
discuss whether the CBD is based on natural rights or alternative
foundations. Third, we outline the difference between distributive
justice and justice-in-exchange. Finally, we present our answers to the
two questions posited above.
COMMON HERITAGE OF HUMANKIND VS. NATIONAL SOVEREIGNTY
Who legally owns biological resources? For individual biological
specimens, such as particular trees or even whole forests, ownership
follows the usual rules. Depending on the legal system and history of
the relevant country, most nonhuman biological resources are owned by
private individuals, companies, traditional communities with secure
rights over their ancestral land, or the state. Some general
characteristics of biological species, by contrast, are considered to
belong to humanity at large. These characteristics prominently include
plant DNA.
The idea of the common heritage of humankind explicitly entered the
canon of international law in the late twentieth century with the
conclusion of two UN-brokered international treaties: the Agreement
Governing the Activities of States on the Moon and Other Celestial
Bodies (1979) and the Convention on the Law of the Sea (1982). These
treaties declare that the seabed, the ocean floor, the subsoil thereof,
as well as the surface and the subsurface of the moon shall not become
the property of any state, organization, or individual. The common
heritage idea has since been extended to certain biological resources,
such as human DNA, which are not governed by property ascriptions, (3)
and in 1995 were (along with human body parts) specifically excluded
from the CBD. (4)
But what does the common heritage principle mean? There are two
conflicting interpretations, exemplified respectively in the initial
text (1982) and subsequent revision (1994) of the Convention on the Law
of the Sea. (5) One interpretation is that our common human heritage
must be used and enjoyed on terms that benefit all. The other is that
our common heritage is available to be used and exploited at will on a
first-come, first-served basis.
The former interpretation is suggested by some of the more lofty
language of the UN agreements and also expressed by the Human Genome Project's Ethics Committee in its Statement on Benefit Sharing
(2000), which asserts that "the human genome is part of the common
heritage of humanity" and "[t] herefore, the Human Genome
Project should benefit all humanity." (6) But the legal and
practical realities are often much closer to the latter interpretation,
as has been observed by (among others) the prominent Indian
environmentalist Vandana Shiva:
The North has always used Third World germplasm as a freely
available resource and treated it as valueless. The advanced
capitalist nations wish to retain free access to the developing
world's storehouse of genetic diversity, while the South would like
to have the proprietary varieties of the North's industry declared
a similarly "public" good. (7)
Germplasm is the collection of genetic resources (DNA) of an
organism. For instance, the seeds of an artemisia plant would be called
the plant's germplasm. Through its germplasm, the plant itself can
be recreated or its properties can be used, for instance, in developing
malaria medication. Before the CBD was adopted, such genetic resources
were assumed to be part of the common heritage of humankind (8)--but in
the sense of the second interpretation: they were not protected through
any demand that all of humanity must benefit from their exploitation.
For hundreds of years Northern plant specialists traveled to the South
and took germplasm without asking permission of, or sharing potential
benefits with, states or local communities. Some botanists and
bioprospectors might have given money to local farmers for local plants
in recognition of private property boundaries, but once the plant was
obtained, its DNA was considered available for private use. As a result
of this free-for-all, those in the South today sometimes face high
barriers to access to goods based on the biodiversity of their own
territories.
It matters greatly, then, how the common heritage idea is
interpreted-specifically, whether its implementation combines privileges
and rights of access with the obligation to share benefits, or instead
simply allows private appropriation by the fastest or strongest or best
equipped, without any benefit-sharing requirements. It is conduct of
this latter kind that has led to the denunciation of open access to
biological resources, as the following pre-CBD example illustrates.
The Merck Example
After obtaining a patent in 1991, Merck Pharmaceuticals started
marketing a treatment for glaucoma derived from a bush (jaborandi) found
exclusively in the Amazon region. The plant's leaves are harvested
by Indians in Brazil and then transported to Germany, where its relevant
parts (alkaloids) are refined and transformed into eyedrops. If a
Brazilian wanted to use the eyedrops, she would have to buy them at
German-set prices, and any Brazilian company wanting to produce a
generic version of the treatment would have to pay royalties to Merck.
Holmes Rolston succinctly outlines the tension: "Northern
biotechnology companies see this as a right to earnings on their
investments. Southern nations see this as more of the all-too-familiar
exploitation." (9)
Following the adoption of the CBD, germplasm (such as that used by
Merck in the production of the glaucoma eyedrops) is no longer freely
available to all. According to the preamble of the CBD, nonhuman
biological resources fall under the national sovereignty of states. CBD
proponents argued that this move would help facilitate the
resources' sustainable use and preservation more than the common
heritage paradigm had in the past. They also claimed that this would
contribute to combating incidents of exploitation by imposing
restrictions on access and setting requirements to share benefits with
the providers of the resources.
One may take it to be obvious that the CBD promotes justice, but
this judgment is controversial. As one observer has noted, "The
international discourse on benefit sharing (even within civil society
organizations) is split into two antithetic positions: While some people
think that benefit sharing is possible and achievable, others consider
it as part of a Western paradigm of injustice--not possible and not even
desirable." More dramatically, "The most sweeping biopiracy coup occurred in 1993, when the CBD came into force and thereby
legalized 'recognition' of national sovereignty over genetic
resources." (10)
DIFFERENT CONCEPTS OF JUSTICE
To assess these criticisms, we need to situate the CBD within
current debates about justice. Justice is a property that can be
attributed to certain kinds of judicanda (11)--primarily agents,
actions, social rules/institutions, and states of affairs. Let us apply
this categorization to Merck's glaucoma treatment as an
illustrative example. It was always true that the physical plant either
belonged to the Brazilian state or to local landowners. However, the
tacit social rules prior to the adoption of the CBD allowed that wild
plants and germplasm belonged to the public domain, and the plant type
and its biochemical properties could therefore be regarded as part of
the common heritage of humankind, freely accessible to the first corner
without any benefit-sharing requirements. This rule enabled Merck (the
agent) to obtain valuable plant material in the Amazon and market a
profitable product without obtaining consent for access and without
sharing benefits (the action). At the same time, this tacit social rule
led to a state of affairs, which Shiva describes as exploitative and
unjust.
As a result of lobbying by developing countries, the tacit rule was
abandoned and an explicit international legal rule was put in its place.
Since 1992 wild plants and germplasm have fallen under the sovereignty
of individual states and are thereby subject to access and
benefit-sharing regulations. One could say that bioprospectors who today
disregard the CBD are unjust agents, committing unjust actions, insofar as they violate a legitimate social rule set up to prevent exploitation
and injustice. Before the CBD came into effect, one could not make this
claim without contention. But there is also the deeper question of
whether the CBD itself accords with justice. Should the germplasm of
biological species belong to the countries in which these species are
native? Assessing the CBD's assignment of rights requires further
reflection on the justification of social rules.
Natural Law vs. Social Utility
Human communities are organized by social rules, many of which are
today encoded in law and administered through courts. Social rules may
be understood in two main ways: they may reflect ultimate moral
requirements, whether set down by God or dictated by reason; or they may
be understood as merely serving a social purpose within human society.
The constitutional rights of individuals are typically understood in the
first way, reflecting, as John Rawls says, a person's
"inviolability founded on justice which even the welfare of society
as a whole cannot override." (12) The inviolability of these rights
applies across the globe and across time, and they are often referred to
as natural rights. (13) The right not to be killed, suitably
circumscribed (to allow for self-defense, say), is considered such a
right. (14) Traffic rules, on the other hand, are typically understood
in the second way, in terms of their social utility as facilitators of
efficient travel. Such social rules are taken to be open to thoughtful
revision toward preserving or enhancing their usefulness under changing
conditions. By contrast, insofar as rules express natural-law
requirements, they are not thought to be revisable for the sake of
social usefulness.
With regard to some social rules, their categorization into one of
these two types is contested. Thus, some argue that the social rule
against torture is based on expediency and may therefore be revised or
abolished in changed circumstances, whereas others present this rule as
founded on a natural right. (15) The social rules that create and define
property rights are subject to similar contention: some assume that such
rights should be designed to promote the common good, specified as
economic efficiency, say, or poverty avoidance. (16) Others, following
John Locke, regard legal property rights as implementing preexisting
natural rights to acquire things and to dispose of them as one pleases.
(17) The two disputant groups may entirely agree on what the rules
should be and yet disagree sharply on their justification. They agree
then on what justice demands while disagreeing on why justice demands
it.
Intellectual Property Rights
The same disagreement exists with regard to intellectual property
rights (IPRs), which include the rights at stake in the CBD debate. Some
hold that IPRs should be shaped with an eye to the common good, striking
the optimal balance between encouraging innovations and ensuring easy
access to them. Others believe that innovators have a natural right to
control the use of their innovations. This dispute was in evidence in
the 1990s when affluent states successfully pressured less developed
states to accept the World Trade Organization's Agreement on
Trade-Related Aspects of Intellectual Property Rights (TRIPS), which
required them to legislate for very extensive IPRs. Some argued that
adopting U.S.-style IPRs would benefit poor countries by making them
more innovative. Others argued that poor countries were morally required
to adopt extensive IPRs in order to suppress within their jurisdictions
the natural-law crimes of "theft," "piracy," and
"counterfeiting" that were being committed by copycat
manufacturers.
We cannot thoroughly discuss this issue here, but we can offer
three arguments against the latter, natural-law understanding of IPRs.
First, IPRs can be shaped in myriad ways, each specifying differently
their mode of acquisition, scope, or duration. None of these
specifications is natural or obvious. And natural rights theorists of
IPRs disagree on which of these many specifications accords with natural
law.
Second, like ordinary property rights, IPRs often clash with other
important rights, such as the right to life. One of the best examples of
this tension can be found in the area of access to lifesaving
medication. The question, simply put, is whether the creator of a
lifesaving medicine should have the legal authority to deny this
medicine to those who cannot afford it, even if it is urgently needed to
halt a fast-spreading, deadly disease.
Third, IPRs are incompatible with the very natural-law
understanding of property rights adduced to support them. By asserting
an IPR in some innovation, the innovator claims not merely rights to the
products she has made out of her own materials, but also new property
rights over materials owned by other people who supposedly lose their
freedom to convert their materials into products like the one she had
made. Such a deprivation of freedom conflicts with the natural-law
understanding of property rights in material things, which render owners
immune to unilateral expropriation by others. If the rights we have to
use our material property cannot be diminished by others without the
owner's consent, then there can be no IPRs--that is, no
restrictions an innovator can unilaterally impose on what others may do
with what they own. We see here that the common natural-law
understanding of physical property rights--far from showing the way to
an analogous natural-law understanding of IPRs--actually provides
natural-law grounds against IPRs.
Could the claim that the genetic makeup of a wild plant growing in
the Brazilian Amazon belongs to the Brazilian state rather than, for
instance, humankind be based on natural law? Is there a natural right
that requires that states be assigned ownership of plant DNA? We have
seen that natural rights theorists run into serious difficulties
justifying intellectual property rights. And the claim that states hold
a natural right of sovereignty over plant genetic resources is even
harder to justify. Many governments today are corrupt, brutally
oppressive, or both. Why should governments own the resources of the
countries they rule when for a considerable number of governments today
the flourishing of their citizens seems to be the least pressing
concern? Why should human flourishing be hampered through state property
rights that potentially limit benefits for humankind? If the earth were
an island with plentiful resources for its small number of roughly
equally affluent citizens, it would not make sense to restrict access to
wild plants. Under such circumstances, no one would object to a
particularly inventive chap taking a plant and extracting its active
ingredients in order to create an anti-diabetes drink, even if he
charged for the end product. (18)
Social Utility
Neither mandated nor forbidden by natural law, the CBD framework
should be assessed by reference to the common good of humankind. In
making this assessment, one must consider the effects of the CBD
relative to those of its politically available alternatives. These
effects depend on what the world is like: on present facts about
resources and scarcity as well as on the present international economic
order and distribution of wealth. Changes in the world may affect
whether the CBD rules are justified--for example, the rule that wild
plants with their DNA and other nonhuman biological resources fall under
the sovereignty of states.
It is difficult to estimate the relative effects of a set of social
rules--that is, how various relevant groups of people fare differently
under these rules than they would fare if other rules, or none, existed.
Moreover, decisions about the design of social rules are rarely such
that one option is unambiguously worse than another--that is, worse for
some and better for none. In such cases, when no option clearly
dominates all others, a judgment of justice is required about which
option best serves social utility on the whole.
Distributive Justice and Justice-in-Exchange
Distributive justice concerns the assessment of social rules and
procedures that regulate access to valued goods. Insofar as such rules
and procedures are not preempted by natural law, they ought to be
designed to promote social utility, or "the common good." Such
judgments, and the balancing of relative gains and losses incurred by
various affected groups, are controversial. Robin Hood might say that a
rule permitting involuntary redistribution of wealth from the rich to
the starving has high social utility: the protection it affords a
disadvantaged group outweighs the cost it imposes on the affluent. He
might add that the rich are already exploiting the poor as serfs on
their land and therefore have contributed to their starvation. By
contrast, the Sheriff of Nottingham and English law impose the same
rules against theft upon poor and rich alike. In defense of his claim,
the sheriff would argue that human beings have a natural right to
property, which must not be violated. Or he would argue that a blanket
prohibition on theft is for the best even if it leads to the starvation
of some.
This example illuminates two potential justice considerations.
First, should anybody ever starve while others have enough to avoid such
starvation? This is a distributive justice issue in a world of scarce
resources that is characterized by vast inequalities in wealth. Second,
should serfs ever starve when they are working on a landlord's
property? Do they not deserve rewards for their labor that suffice at
least to lift them to the level of subsistence? This, then, is a
justice-in-exchange issue. Essentially, justice-in-exchange regulates
the justice of giving one thing and receiving an appropriate return,
while distributive justice deals with the division of a jointly
generated social product among qualifying participants. (19)
Justice-in-exchange mainly establishes the fairness of
transactions. For instance, is the rent charged for a particular flat in
central London appropriate--in other words, is it just? We are not using
here the understanding of justice-in-exchange based on Roman law, which
only requires that two competent adults have voluntarily agreed to a
price. Rather, we are referring to the Aristotelian notion of
justice-in-exchange, which requires that a price and a good are
proportionate requitals--that is, that the intrinsic worth of a good is
mirrored in a monetary sum. (20) On this understanding, a landlord can
violate justice-in-exchange by overcharging a tenant even if the tenant
agrees to the charge.
Distributive justice, on the other hand, deals with access to
scarce resources--from the division of an apple pie among friends to the
structure of an economic order that regulates access to raw materials
and the distribution of the jointly created social product. The further
one moves away from individual actions (such as sharing an apple pie)
toward actions affecting large groups (all those requiring tuberculosis
treatment, for example), the more complex are the social rules that come
into play.
In the mid-twentieth century it appeared that there was some
consensus, at least within the West, on the essential question in
distributive justice, namely: Who deserves what from whom? European
welfare-focused politicians and theorists (henceforth "welfare
liberals") agreed that (simply put) citizens and legitimate
residents (the who) qualify for income support at a subsistence level
plus various other basic social services (the what) from the state in
which they reside (the from whom). (21) However, later in the century
the proviso that the distributive justice realm should align with
national borders was questioned, and it is now increasingly argued that
distributive justice demands a universal, cosmopolitan response. (22)
This understanding also seems to align with Article 25(1) of the
Universal Declaration of Human Rights, which reads:
Everyone [the who] has the right to a standard of living adequate
for the health and wellbeing of himself and of his family,
including food, clothing, housing and medical care and necessary
social services, and the right to security in the event of
unemployment, sickness, disability, widowhood, old age or other
lack of livelihood in circumstances beyond his control [the what] .
(23)
There may seem to be no practical disagreement about distributive
justice between the welfare liberal and the cosmopolitan. In response to
the who question, the cosmopolitan ascribes certain entitlements to
everyone, while the welfare liberal ascribes them to everyone who lives
within a state. In the twenty-first century, everyone is born into a
state. Hence, the answers to the who question are identical, for all
practical purposes. There is also no difference in regard to the what
question, as welfare liberals and cosmopolitans tend to answer it with
reference to basic needs fulfillment, demanding that no human being
should suffer violent aggression for lack of protection (legal rights,
police support, and so on) or die prematurely from hunger, lack of
shelter, or easily curable diseases. (24)
But the two approaches to distributive justice diverge with respect
to the from whom question. Welfare liberals require each state to be
concerned with the basic needs of its citizens only, while cosmopolitans
typically argue that national borders make no significant difference to
questions of distributive justice and that any state and its citizens
should therefore be concerned with the needs of all human beings
worldwide.
CBD BENEFIT-SHARING: DISTRIBUTIVE JUSTICE OR JUSTICE-IN-EXCHANGE?
Let us recall the main principles of the CBD. First, the convention
aims to improve the conservation of biological diversity. It is one
thing to look after a resource for the benefit of humankind, and quite
another to do so when one stands to gain the lion's share of the
benefits oneself. By giving a large stake in the benefits that flow from
natural resources to their custodians, one may hope better to preserve
our planet's biodiversity--for the benefit of human beings
everywhere, present and future. Second, the CBD aims to enable access to
biodiversity for sustainable use, with the emphasis on use. In the
context of increasing criticism from developing countries regarding the
exploitation of their biological resources, it is much more likely that
access for use will be granted if developing countries' concerns
are satisfactorily addressed through access and benefit-sharing
agreements. Consequently, the third principle of the CBD--the fair and
equitable sharing of benefits from the use of genetic resources--is
instrumental in achieving the first two principles.
Drawing on our discussion of common heritage, national sovereignty,
social utility, and natural rights, as well as of distributive justice
and justice-in-exchange, we can now situate the CBD within two justice
frameworks.
The famous neem tree case illustrates how the CBD relates to
justice-in-exchange. The neem tree's medicinal properties have been
known for thousands of years in India, Sri Lanka, Burma, and elsewhere.
Nonetheless, a patent was taken out by an international agrochemical
business (Monsanto) ignoring this prior art and aiming for monopoly
control. (25) Led by Vandana Shiva, an international lobbying movement
managed to have the patent revoked after a legal battle of nearly ten
years. (26)
The CBD generalizes this result by creating justice-in-exchange
requirements that forbid conduct such as Monsanto's use of a
resource from a foreign country for shareholder profit without rewarding
local people for their contributions of knowledge and husbandry. The CBD
makes it illegal for outsiders unilaterally to appropriate plants,
animals, microorganisms, or traditional knowledge without obtaining the
consent of, and offering compensation to, the state from which these
resources are taken. (27)
By creating property rights where there were none before (in plant
DNA, for example), has the CBD been a significant step toward justice?
One might deny this by saying that humans should be ready to share their
local knowledge and biodiversity free of charge for the greater health
and well-being of people everywhere. To appreciate this attitude,
consider an analogous case involving the authors of this paper (well-off
academics in permanent posts) or many of our readers. If we were asked
by medical researchers for a blood sample that might lead to some new
(possibly patented) medical product or service, we would probably comply
and think no more of it. Though our contribution brings benefits to
others, we would not think ourselves unjustly treated if we were offered
no opportunity for benefit-sharing. This apparent altruism may be
sustained in part by our appreciation that we would have access to any
benefits of the research, and that we and our fellow citizens also
derive indirect economic benefits from a thriving high-tech industry
focused on human health. (28)
But the issue looks very different when the medical research
involves illiterate participants from a poor country who naively show
the same common-spiritedness while perhaps even laboring under the
misconception that they stand to benefit from the study through new
products that would be available and affordable to them. Such research
may well be exploitative. (29) This is especially likely when the
intended product will be unavailable in, or unsuitable for, the country
where the research took place and when the research brings no
significant indirect economic benefits in that country. Under such
circumstances, a compelling case can be made for benefit-sharing as a
requirement of justice. This analogy shows how context matters. It
matters for justice-in-exchange, as when the future availability of the
research products is reward enough for an affluent research
participant--yet not for a poor one, because these products will not be
affordable to her or to her friends, relatives, or most of her
compatriots.
Context matters also for distributive justice, as is brought out by
Brain de Jonge and Michiel Korthals, who maintain that benefit-sharing
should not merely be seen as an instrument of compensation....
Instead, and in the face of the harsh reality that more than 800
million people are undernourished, benefit sharing should also ...
be a tool to improve food security. (30)
In this passage, de Jonge and Korthals invoke a harsh reality that
is not restricted to food security. While distributive justice as basic
needs fulfillment has almost been achieved in European-style welfare
states, the situation in other parts of the world is desperate.
According to official statistics, of the world's 6.7 billion people
over one billion are chronically undernourished, 884 million lack access
to safe water, and about 2 billion lack access to essential medicines.
(31) People living with such severe deprivations are particularly
vulnerable to infectious diseases and often unable to overcome them.
Today, a third of all human deaths are from poverty-related causes,
including over 9 million deaths each year of children under the age of
five. (32) This is the context in which developing country activists,
such as Shiva, Gurdial Singh Nijar, and Pat Mooney, have raised their
concerns about the unilateral and uncompensated appropriation by rich
and powerful foreign corporations of biological resources from poor
areas of the globe. (33) A requirement to share some of the benefits of
biodiversity is much more compelling in contexts where it contributes to
the fulfillment of basic needs and, hence, to the promotion of
distributive justice.
It is possible that the CBD will promote the fulfillment of basic
needs and thereby mitigate the great distributive injustice of existing
global institutional arrangements. But it affords at best a very partial
remedy. Imagine two communities, in different countries, whose members
are undernourished and lack safe drinking water, adequate sanitation,
and access to essential medicines. One community resides amid
considerable biodiversity that is being used by a pharmaceutical company
and leads to a patent; the other does not. Pursuant to the CBD, the
company must compensate the first of the two communities for its
contribution to any patented product--thereby helping to meet its
members' basic needs. But the other community, gaining nothing from
the CBD, would remain in crisis. Thus, the CBD is no substitute for a
more ambitious reform of our global economic order that would realize
social and economic human rights worldwide. With such a reform in place,
the CBD might well become obsolete.
CONCLUSION
When it comes to biological resources, be they blood samples or
plants, the ideal scenario would let them be freely accessible to be
used for the benefit of humankind without any inherent exploitation.
Those who access resources would share the resulting benefits equitably
with others. Bureaucratic barriers to the use of resources (other than
for reasons of achieving sustainability) and requirements of
benefit-sharing would be counterproductive in a benign context
resembling the previously described island of affluent citizens who
would have real access to the fruits of innovation through the market.
(34) Free access to biological resources would facilitate innovation
enjoyed by all, much in the spirit of the common heritage idea.
Free access to biological diversity cannot be justified, however,
in a context of extreme economic inequality where appropriation by some
(on a first-come, first-served basis) will lead to innovations
unavailable to the global poor. In such a context, the CBD rightly
favors national sovereignty over the common heritage principle with
regard to nonhuman biological resources. The CBD can be justified as a
contextual decision made at the end of the twentieth century, when
biodiversity was being rapidly depleted and developing countries were
justifiably concerned about the exploitation of their resources. While
we agree that ideally the common heritage principle is to be preferred
over fencing in resources with bureaucratic procedures, implementing
this principle in the context of our severely unjust international
economic order would be excessively detrimental to the poor. (35) The
CBD therefore represents just legislation at the beginning of the
twenty-first century. (36)
Doris Schroeder and Thomas Pogge *
* Thanks to Julie Cook Lucas, Armin Schmidt, Rachel Wynberg, Roger
Chennells, Matt Peterson, four anonymous reviewers, and the editors of
Ethics & International Affairs for helpful comments on earlier
drafts. NOTES
(1) Convention on Biological Diversity (CBD), 1992, Article 1:
Objectives; available at www.cbd.int/convention/convention.shtml
(accessed April 14, 2008). The resources covered by the CBD are animals,
plants, microorganisms, and traditional knowledge. All examples used in
this paper refer to plants. As a result, we shall refer to the
protection of germplasm regularly, although this term does not,
obviously, apply to traditional knowledge.
(2) Ibid., Preamble.
(3) Doris Schroeder, "Benefit Sharing: It's Time for a
Definition," Journal of Medical Ethics 33 (2007), pp. 205-09.
(4) Convention on Biological Diversity, 1995 Decision II/11, Access
to Genetic Resources; available at
www.cbd.int/decisions/?m=COP--02&id=7084&1g=0 (accessed June 18,
2009).
(5) This revision and the Clinton administration's role in
imposing it are discussed in Thomas Pogge, World Poverty and Human
Rights, 2nd ed. (Cambridge: Polity Press, 2008), pp. 131-32.
(6) HUGO Ethics Committee, Statement on Benefit Sharing (2000);
available at www.eubios.info/BENSHARE.htm (accessed June 18, 2009).
(7) Vandana Shiva, The Violence of the Green Revolution: Third
World Agriculture, Ecology and Politics (London: Zed Books, 1991), p.
257. Other activist academics and politicians who have highlighted the
exploitative nature or unfairness of the first-come, first-served
principle are Gurdial Singh Nijar, In Defence of Local Community
Knowledge and Biodiversity: A Conceptual Framework and the Essential
Elements of a Rights Regime (Penang, Malaysia: Third World Network,
1996); Pat R. Mooney, Seeds of the Earth: A Private or Public Resource?
(London: International Coalition for Development Action, 1969); and
Tewolde Berhan Gebre Egziabher, "The Convention on Biological
Diversity, Intellectual Property Rights and the Interests of the
South," in Vandana Shiva, ed., Biodiversity Conservation: Whose
Resources? Whose Knowledge? (New Delhi: Indian National Trust for Art
and Cultural Heritage, 1994), pp. 198-215.
(8) Krishna Ravi Srinivas, "Traditional Knowledge and
Intellectual Property Rights: A Note on Some Issues, Some Solutions and
Some Suggestions," Asian Journal of WTO & International Health
Law and Policy 3 (2008), p. 88.
(9) Holmes Rolston III, "Environmental Protection and an
Equitable International Order: Ethics after the Earth Summit,"
Business Ethics Quarterly 5, no. 4 (1995), p. 746.
(10) R. Sridhar and Usha S. Karsten Wolff, "Commodification of
Nature and Knowledge" (paper presented at the National Conference
on Traditional Knowledge Systems, Intellectual Property Rights and Their
Relevance for Sustainable Development, Delhi, November 24-26, 2008), p.
2; and Silvia Ribeiro, "The Traps of 'Benefit
Sharing'," in Beth Burrows, ed., The Catch: Perspectives in
Benefit Sharing (Washington, D.C.: Edmonds Institute, 2005), p. 49.
(11) The word "judicandum" is from the Latin: that which
is to be judged. Compare Thomas Pogge, "Justice," in Donald M.
Borchert, ed., Encyclopedia of Philosophy, vol. 4, 2nd ed. (Detroit:
Macmillan Reference, 2006), pp. 862-70.
(12) John Rawls, A Theory of Justice (Cambridge, Mass.: Harvard
University Press, 1999 [1971]), pp. 3, 513, and back cover.
(13) Brendan F. Brown, ed., The Natural Law Reader (New York:
Oceana Publications, 1960).
(14) John Finnis, Natural Law and Natural Rights (Oxford: Clarendon
Press, 1980), p. 281.
(15) Bob Brecher, Torture and the Ticking Bomb (Oxford: Blackwell
Publishers, 2007).
(16) Rawls, Theory of Justice.
(17) Robert Nozick, Anarchy, State, and Utopia (New York: Basic
Books, 1974).
(18) Of course, people might object if he simultaneously demanded
monopoly powers over his anti-diabetes drink for more than a decade.
(19) It would go beyond the scope of this paper to explain the
other two main concepts of justice--namely, corrective and retributive
justice. But see Pogge, "Justice."
(20) See Aristotle, Nicomachean Ethics, trans. Harris Rackham
(Cambridge, Mass.: Harvard University Press, 1934), pp. 279-82.
(21) William Beveridge, Social Insurance and Allied Services
(London: H.M. Stationery Office, 1942).
(22) Pogge, World Poverty and Human Rights; and Phillip Cole,
Philosophies of Exclusion: Liberal Political Theory and Immigration (Edinburgh: Edinburgh University Press, 200l).
(23) General Assembly of the United Nations, Universal Declaration
of Human Rights, 1948; available at www.un.org/Overview/rights.html
(accessed April 15, 2008).
(24) Harry Frankfurt, "Equality as a Moral Ideal," Ethics
98, no. 1 (1987), pp. 21-43; and Joseph Raz, The Morality of Freedom
(Oxford: Clarendon Press, 1986), pp. 217-44.
(25) "Prior art" is an expression used in patent law to
describe all information in the public domain, which would be relevant
to an applicant's claim of originality.
(26) "EPO Neem Patent Revocation Revives Biopiracy
Debate," Nature Biotechnology 23, no. 5 (2005), pp. 511-12.
(27) See Schroeder, "Benefit Sharing."
(28) The issue of alleged excessive profits is a different matter
outside the scope of this paper.
(29) Doris Schroeder and Carolina Lasen-Diaz, "Sharing the
Benefit of Genetic Resources: From Biodiversity to Human Genetics,"
Developing Worm Bioethics 6, no. 3 (2006), pp. 135-43; and Thomas Pogge,
"Testing Our Drugs on the Poor Abroad," in Jennifer S. Hawkins
and Ezekiel J. Emanuel, eds., Exploitation and Developing Countries: The
Ethics of Clinical Research (Princeton, N.J.: Princeton University
Press, 2008), pp. l05-41.
(30) Bram de Jonge and Michiel Korthals, "Vicissitudes of
Benefit Sharing of Crop Genetic Resources: Downstream and
Upstream," Developing World Bioethics 6, no. 3 (2006), p. 152.
(31) FAO (Food and Agriculture Organization of the United Nations),
"l.02 Billion People Hungry," news release, June 19, 2009;
available at www.fao.org/news/story/en/item/20568/icode/; World Health
Organization (WHO) and United Nations Children's Fund (UNICEF),
Progress on Drinking Water and Sanitation: Special Focus on Sanitation
(New York and Geneva: UNICEF and WHO, 2008); available at
www.wssinfo.org/en/40_MDG2008.html; and Fogarty International Center for
Advanced Study in the Health Sciences, "'Strategic Plan:
Fiscal Years 2000-2003" (Bethesda, Md.: National Institutes of
Health, n.d.); available at www.fic.nih.gov/about/plan/exec_summary.htm.
(32) Roshni Karwal, "Policy Advocacy and Partnerships for
Children's Rights," 2008; available at
www.unicef.org/policyanalysis/index_45740.html.
(33) See note 7.
(34) We are assuming here that the products derived from nonhuman
biological resources would not be priced out of the range of some
islanders through a system that gives monopoly powers to their inventors
for a considerable interval of time.
(35) It is beyond the scope of this paper to outline why
today's international economic order is unjust. For a detailed
justification of this claim, see Pogge, Worm Poverty and Human Rights.
(36) While we argue that the CBD promotes justice, we do not
maintain that it cannot give rise to new cases of injustice. For
instance, a local community may be the originator of traditional
knowledge, but an autocratic government could retain funds paid on
behalf of the community to use for its own purposes. Or CBD funds could
serve as window dressing for national governments unwilling to invest in
essential services. See also Doris Schroeder and Roger Chennells,
"Benefit Sharing and Access to Essential Health Care: A Happy
Marriage," Medicine and Law 27, no. 1 (2008), pp. 53-69.