Preserving dignity: rethinking voting rights for U.S. prisoners, lessons from South Africa.
Spates, Kamesha ; Mathis, Carlton
Introduction
The purpose of this article is to demonstrate how voting
restrictions have impacted people of African descent in the United
States and throughout the Diaspora. We begin with a discussion of
Critical Race Theory (CRT). Taking a critical perspective, we illustrate
how through the guise of legal neutrality, mass incarceration has
largely resulted in the silencing of entire segments of the population.
This in-depth analysis describes the laws and policies that have created
structural barriers for an ever-increasing population of individuals
with a history of incarceration.
We then proceed to review felon disenfranchisement laws in South
Africa. Although there are similarities between some of the structural
barriers encountered by individuals in both countries, one drastic
difference is the successful revision of policy that allows incarcerated
South Africans to vote. In this article we draw on the discourse on
dignity as it is applied in the constitution of South Africa. We seek to
highlight how, in light of the history of apartheid, this spirit of
dignity and the inclusiveness it implies helps maintain the value of the
incarcerated population. Ultimately, it is time to apply these lessons
learned from the South African context to reevaluate voting restrictions
in the U.S.
Critical Race Theory
Critical Race Theory emerged in the mid-1980s in response to
discontent of legal scholars of color with the neglect of Critical Legal
Studies to bring about progressive racial reform. Fundamental principles
of CRT stem from the legal scholarship of Derrick Bell. Bell's
work, among others, argues that the "White experience," by way
of the dominant narratives, gets circulated as truthfulness, which is
not only erroneous but oppressive to non-Whites (Bell, 2000).
They lack people of color's voices and perspectives, causing
scholars of color to question the intent and accuracy of the narrative.
CRT scholars advocate for the importance of revealing multiple
viewpoints, to emphasize the side of the story that rarely gets told.
Although the narrative of minorities is and will be different from that
of the dominant narrative, in order to ensure that the presentation is
comprehensive people of color should be at the center of contemporary
racial discourse (West, Crenshaw, Gotanda, Peller, & Thomas, 1995).
Central arguments of CRT posit that: intersecting notions of race,
power, and law contribute to widespread marginalization of people of
color; racism is a fundamental aspect of U.S. society that generates
psychological and material privileges for Whites, and because racism
benefits elite Whites materially and working class Whites
psychologically, large segments of the White population have no desire
to eradicate it; and notions of rationality, objective truth, and
judicial neutrality serve as yet another medium for Whites to spread
dominant narratives (Delgado & Stefancic, 2013; West et al., 1995).
Accordingly, CRT provides scholars with trans-disciplinary
theoretical and methodological approaches to challenge notions of White
privilege and racial hierarchies, while focusing particularly on the
ways in which laws serve to maintain existing social order.
CRT contributes an additional take on the ways in which we define
race. Theorists claim not only that race is socially constructed, by
also legally constructed. Ian Haney Lopez, in White by Law, recounts the
ways in which race and legality merged several centuries ago
(Haney-Lopez, 1996). In Dred Scott v. Sandford, the United States
Supreme Court (USSC) decided that African Americans, enslaved or free,
could not be granted U.S. citizenship. It was not until the
Naturalization Act of 1870 that African Americans were granted
birthright citizenship ("Dred Scott v. Sandford," 1856).
Racial prerequisite cases (e.g., Dred Scott, Ozawa) set the stage
for naturalization guidelines ("Dred Scott v. Sandford," 1856;
"Ozawa v. United States," 1922). Prerequisite cases were cases
whereby the judicial system determined citizenship eligibility. These
decisions were primarily based on skin color (i.e., race) and cultural
and intellectual fitness. Consequently, prerequisite cases set the stage
for the legal construction of race. The courts relied on four different
legal rationales to substantiate who was White or who was Black: common
knowledge; scientific rationale; Congressional intent; and legal
precedent (Haney-Lopez, 1994). Each of the aforementioned rationales was
based exclusively on White men's opinion of non-Whites. They turned
to scientific claims to validate their opinions and when science or
previous legal decisions failed to protect the boundaries of Whiteness
they would then rely on notions of "common knowledge" (i.e.,
whatever White men thought) (Haney-Lopez, 1996).
Naturalization rights for Hispanics, Asians, and other groups of
color were not bestowed until much later. It was not until the
Immigration and Nationality Act of 1952 (also known as the
McCarran-Walter Act) that the U.S. rescinded racial restrictions on
immigrant populations. Lopez's work brings attention to the role
that legal actors played in the fabrication of the races. Additionally,
prerequisite cases operationalized meanings of non-White, yet
deliberately failed to establish meanings of Whiteness. On the whole,
Lopez establishes that race, racism, and American law emerged
concurrently (Haney-Lopez, 1994; 1996).
A Critique of "Justice"
For much of the twentieth century, equal protection under the law
was nothing more than an ideal. For centuries, people of color faced a
justice system that included harsher sentences for people of color,
all-White juries, and excessive cruelty at the hands of law enforcement.
And so, non-Whites faced a different reality within the legal system
compared to Whites (Fukurai, Butler, & Krooth, 1993).
Gunnar Mydral's examination of the southern White court system
revealed that African American offenders who victimized Whites received
the strictest penalties (Mydral, 1944). This can particularly be seen in
Pre-Civil War statutes on sexual assault. The courts employed
race-specific doctrines for Black defendants accused of raping White
women. For instance, the Virginia Code of 1819 instituted a penalty of
death for the rape or attempted rape of a White woman by an enslaved
person; whereas if the offender was White, he faced 10-21 year sentence.
On the other hand, the penalty for the rape or attempted rape of a Black
woman by a White man was 1-7 years in prison. Similarly, in accordance
to with Kansas Compilation of 1855, a Black man convicted of raping a
White woman was to be castrated, while a White man convicted of raping a
White woman could receive a maximum penalty of 5 years in prison
(Walker, Spohn, & Delone, 2012).
The legacy of disparate penalties for Blacks and Whites remains
well intact. Scholars Gary LaFree and Anthony Walsh offer up evidence
that suggests African American men convicted of sexually assaulting
White women are more likely to serve prison time than any other
offenders in Indianapolis and in a metropolitan Ohio county (Kansal,
2005; LaFree, 1989; Walsh, 1987). Research suggests that, even though
African Americans make up about 13 percent of the general population,
they have been sentenced to death and executed at disproportionately
higher rates than other racial groups (Baldus, Pulaski, & Woodworth,
1983; Death Penalty Information Center, 2014; Ogletree Jr, 2002). A
closer look at the 2014 racial composition of death row inmates shows
that 1,284 (41.8 percent) were African American, 388 (12.6 percent) were
Hispanic, and 1,323 (43.1 percent) were White. In all, 467 African
Americans (34.4 percent) have been executed in the United States since
1976. There have been 290 persons executed in the United States for
interracial murders since 1976; 270 of these cases consisted of a Black
defendant and a White victim (NAACP Legal Defense Fund, Winter 2014).
Although overt discrimination in the U.S. legal system has
declined, Blacks and Whites continue to hold vastly different viewpoints
regarding the fairness of the U.S. justice system. In a 2013 Washington
Post interview, authors' John Hurwitz and Mark Peffley discussed
differences in how Blacks and Whites perceive the criminal justice
system. They conclude because Blacks and Whites have had two vastly
different sets of experiences with the criminal justice system, they
interpret the legal system differently (Sides, 2013).
According to a 2013 Gallup poll, almost one in four Black men
between the ages of 18 and 35 believe that they have been treated
unfairly by the police within the last 30 days (Newport, 2013).
Similarly, Chaney and Robertson (2013) examine public perception of
police officers alongside the ways in which race and racism shape these
conversations. They found that public perceptions of the police remain
largely negative. Consequently, a large number of participants
articulated notions of suspicion, mistrust, and concerns over police
brutality as worthy of discussion (Chaney & Robertson, 2013).
Research continues to validate African Americans' perceptions
of an unjust justice system. To this point, Ronald Weitzer finds that
the two main issues troubling African Americans today are
"under-policing and abusive policing" (Weitzer, 2005).
Additionally, studies continue to show that African Americans, when
compared to their White counterparts, are more likely to be stopped,
arrested, and questioned, and they are also more likely to be searched
and frisked. A large body of research assesses the effects of race at
virtually every stage of the criminal justice system (Cole, 2000;
Joseph, 2003; Rosich, 2007; Walker et al., 2012).
Contemporary discourse claims that the application of law is
objective and race-neutral. While matters have improved, African
Americans disproportionately continue to face contemporary challenges.
CRT scholars argue that we must pay close attention to the multiple
areas built into the law where discretion is not only encouraged but
expected (Smith & Levinson, 2011). For example, decisions made by
officers of whom to ticket or give verbal warnings, the role of
prosecutorial discretion, and peremptory challenges used during the jury
selection process are all seemingly made within the context of a legally
colorblind framework.
Although the primary objective of the U.S. legal system is
objectivity and colorblindness, CRT has long established that this
objective is merely a myth. CRT proves that we have yet to reach a place
where all Americans have an equal chance of experiencing colorblind
justice. Instead, CRT scholars argue that our existing legal structure
plays a central role in perpetuating and maintaining racial hierarchies.
And thus, every stage of this process is deeply embedded with racial,
gender, and class-based assumptions about individuals. Though legal
discourse calls for colorblindness, we instead find a trail of policies
and practices with racist outcomes.
Blacks in the U.S.
We have established thus far that people of color are
disproportionately sentenced more harshly than their White counterparts.
Let us take a closer look at the demographic breakdown of Black
Americans today. According to Census reports for the year 2010, 12.9
percent of the U.S. population identified as African American. Within
this demographic population, African American males represented 6.1
percent of the total African American population (August, 2005; McKinnon
& Bennett, 2005; Rastogi, Johnson, Hoeffel, & Drewery, 2011).
Figure 1 summarizes the percentage distribution of those that identified
as Black or African American by region (Rastogi et al., 2011). The
Census 2010 reports that the majority (55 percent) of Blacks resided in
the south (Rastogi et al., 2011), whereas the least (9.8 percent) number
of Blacks resided in the western region of the country.
State-level estimates in Census 2010 show that the least number of
Blacks resided in South Dakota, where Blacks accounted for 1.8 percent
of the total population; New Hampshire, where Blacks accounted for 1.7
percent of the total population; Maine, Utah, and North Dakota, where
Blacks accounted for 1.6 percent of the total population; Vermont, where
Blacks accounted for 1.5 percent of the total population; Wyoming, where
Blacks accounted for 1.3 percent of the total population; Idaho, where
Blacks accounted for 1.0 percent of the total population; and Montana,
with the smallest population of Blacks in the U.S., where Blacks
accounted for only 0.8 percent of the total population.
Figure 2 highlights the states with the largest distribution of
Blacks (Rastogi et al., 2011).
In 2010, 7.9 percent lived in New York (3.5 million); 7.6 percent
lived in Florida (3.2 million); 7.5 percent lived in Texas (3.2
million); 7.3 percent lived in Georgia (3.1 million); 6.4 percent lived
in California (2.7 million); followed by North Carolina (2.2 million),
Illinois (2.0 million), Maryland (1.8 million), Virginia (1.7 million),
and Ohio (1.5 million).
Racial Disparities within the Criminal Justice System
Since 1980, the U.S. prison population has increased by some 300
percent. While Blacks constitute only 13 percent of the overall US
population, estimates reveal that African Americans account for nearly 1
million of the nearly 2.3 million total prison population (NAACP, 2014).
Likewise, by the end of 2010, Black men were incarcerated at a rate
seven times higher than their White counterparts (Guerino, Harrison,
& Sabol, 2011).
In recent years, policy makers have taken notice of the substantial
number of African American men serving time behind bars. In this manner,
law professor David Cole examines widespread race and class
discrepancies that exist within the national criminal justice system
(Cole, 1999). In his book, No Equal Justice (1999), he states:
These double standards are not, of course, explicit; on the face of
it, the criminal law is color-blind and class-blind. But in a
sense, this only makes the problem worse. The rhetoric of the
criminal justice system sends the message that our society
carefully protects everyone's constitutional rights, but in
practice the rules assure that law enforcement prerogatives will
generally prevail over the rights of minorities and the poor. By
affording criminal suspects substantial constitutional rights in
theory, the Supreme Court validates the results of the criminal
justice system as fair. That formal fairness obscures the systemic
concerns that ought to be raised by the fact that the prison
population is overwhelmingly poor and disproportionately black (pp.
8-9).
To make matters worse, statistics divulge a stark reality for young
black males. One in three Black males born today can expect to serve
prison time in their lifetimes, compared to one in six Latinos, and one
and seventeen White males (Bonczar, 2003; Clear, Reisig, & Cole,
2012). Based on research conducted by Bruce Western and Becky Petit,
approximately 1 in 28 U.S. children had a parent in jail or prison (The
Pew Charitable Trusts, 2010). Further breakdowns by race suggest that
almost one in nine (11.4 percent) Black children had a mother or father
in jail or prison, in comparison to 1 in 28 (3.5 percent) Hispanic
children, and 1 in 57 (1.8 percent) White children (The Pew Charitable
Trusts, 2010).
Policy makers have taken note of the effects of incarceration
beyond the adult offender. In 2009, U.S. Attorney General Eric Holder
acknowledged the need to address intergenerational effects of having a
parent in jail or prison. At the Fatherhood Town Hall meeting held at
Morehouse College, he stated, "People sometimes make bad choices.
As a result, they end up in prison or jail. But we can't permit
incarceration of a parent to punish an entire family" (Holder,
2009). Additionally, we now know that children who have a parent serving
time in prison are more likely to be suspended, expelled, or drop out
from school; more likely to partake in delinquent behaviors; and
subsequently more likely to serve prison time themselves (Schirmer,
Nellis, & Mauer, 2009).
The United States "get tough on crime" philosophy has
resulted in the most sizable prison population in the world. Although
over 2 million people are currently serving time behind bars, estimates
show that over 90 percent of offenders will be released from prison at
some point (Schmitt & warner, 2010). Upon their release,
ex-offenders encounter restrictions that are nearly as harsh as those of
their prison-serving counterparts. For an example, we turn to a blog
discussion posted on Professor's Chris Uggen's website. In
response to Dr. Uggen's post on ex-felon employment and expungement
blogger, ex-con Pete C. describes the challenges of life after
incarceration:
Dear Dr. Uggen: I am a 48 yr old with a felony conviction (escape)
in GA. I have a substantial criminal record (drug and property crimes)
dating back to the 1970's due to a drug addiction that began as a
teenager. Despite my addiction I was able to complete undergraduate
school and attended law school before my disease overtook my life
entirely. I entered treatment at age 30 and, with the help of support
groups, was able to earn an MBA by age 32. I was able to find a good job
at IBM but was laid off due to corporate down-sizing in 1998. I was
convicted of felony escape in GA as a result of leaving a half-way house
type of institution. I was sentenced to this institution for a
misdemeanor theft conviction resulting from my having relapsed into my
addiction. I served 20 months in a GA prison and have not been able to
find sustainable (above-poverty level) employment since my release. In
many ways my sentence (5 yrs.) has become a de facto "life
sentence" due to the stigma of my conviction. It will probably
shorten my life due to the fact that I cannot obtain affordable health
insurance from an employer. One could even say that, in that respect, I
have been given a "death sentence" of sorts. I have tried in
vain to secure employment here in Augusta, GA but even the most menial
positions in the labor market have rejected me. It is a very difficult
existence (Pete C, 2005) (Pete C, 2005).
Pete C.'s depiction of his life mirrors that of other former
felons. Ex-offenders in the U.S. are sentenced to a life of second-class
citizenship. They face structural discrimination in employment and
housing, while drug felons are also ineligible for food stamps and
public housing, and in some cases lose their driving privileges (Brewer
& Heitzag, 2008).
Given that we incarcerate more people than any other country, the
U.S. is home to the largest number of disenfranchised felons (both
incarcerated and non-incarcerated) and ex-felons in the world (Jeff
Manza & Uggen, 2004). As a result, disenfranchisement laws have
received worldwide attention. Researchers acknowledge that voting bans
placed upon individuals with felony convictions prove troubling for any
democratic society (Uggen, Manza, & Thompson, 2006). Now some 50
years after the passing of sweeping civil rights legislation, many are
beginning to question the harmful impact of voting bans on our society.
In a recent nationwide poll, conducted to gauge public attitudes about
felon disenfranchisement laws in the U.S., findings reveal that between
60 and 68 percent of respondents believed that individuals under
correctional supervision (i.e., probation or parole) should be allowed
to vote. Additionally, almost one-third of respondents believed that
incarcerated individuals should have their voting privileges reinstated
(Jeff Manza, Brooks, & Uggen, 2004). Perhaps it is time to revisit
the driving notions behind these policies.
Disenfranchisement Among African American Men
The idea that certain classes of people are not morally fit or
morally worthy to vote and to participate in the law-making process is
ancient and obsolete.
--Chief Justice Beverly McLachlin ("Sauve v. Canada,"
2002)
A felony conviction in the U.S. results in an immediate forfeiture
of civil rights. Many of these individuals lose the right to serve on
juries, hold public office, obtain and hold state licenses for certain
jobs, and vote. Voting differentiates insiders from outsiders, the
voiced from the voiceless. From the start of our country's history,
participation in a democratic society has been coveted. Inalienable
rights allow individuals to feel a sense of responsibly not only to
self, but also to the collective community. Ultimately, the ability to
partake in the decision making process results in a political agenda
that may or may not speak to the greater good of the people. Although in
theory the democratic process was created to allow everyone in the
country an outlet to voice their concerns, in practice we face a very
different reality (Jeff Manza & Uggen, 2004; Uggen et al., 2006).
Because the U.S. Constitution did not explicitly state which
"citizen" could vote, states were allowed to institute
policies based on their interpretation of one's Constitutional
rights. What was clear was that our American forefathers did not intend
to grant African Americans citizenship. When the Constitution was first
drafted, African Americans were considered three-fifths of a person
(Feagin, 2014). Early on in our history, White males--particularly those
who were land owners and/or reported taxable income--were the only
individuals eligible to participate in the democratic process.
Consequently, poor White men, White women, and non-Whites were excluded
from participating in the democratic process.
The U.S. attempted to rectify its exclusive voting policies at
varying points in its history. In 1868, the 14th Amendment granted
voting rights to all naturalized citizens. In 1870, the 15th Amendment
granted voting rights to individuals regardless of "race, color, or
previous conditions of servitude." Several decades later, in 1920,
the 19th Amendment solidified women's right to vote by stating
"the right of citizens of the United States to vote shall not be
denied or abridged by the United States or by any State on account of
sex"(U.S. Constitution Amendment XIX, 1920).
In spite of the aforementioned Constitutional amendments, many
southern states established literacy tests (1890s-1960s), religious
tests, poll taxes (1870s-1960s), and grandfather clauses (1898-1915) to
disenfranchise entire groups of people. These policies overtly targeted
non-White citizens, Native Americans, and other "undesirable"
individuals. It was not until the passage of the federal
government's Voting Rights Act of 1965 that these policies were
formally outlawed (Feagin, 2014).
We have established that minority groups' voting rights were
not equally protected under the law until the 1960s. In view of that,
only during the last 50 years have African Americans been given the
opportunity to fully contribute within the democratic process. With that
said, contemporary felon disenfranchisement laws have produced similar
social consequences to that of their racist predecessors. Yet the
Constitutional rights of incarcerated and formerly incarcerated
populations have gone largely neglected (Spates & Royster, 2011).
Michelle Alexander suggests that the "death of Jim Crow"
was immediately followed by the "Birth of Mass Incarceration"
(Alexander, 2010). Alexander expounds on this point, as she states:
For more than a decade--from the mid-1950's and late
1960's--conservatives systematically and strategically linked
opposition to civil rights legislation to calls for law and order,
arguing that Martin Luther King Jr.'s philosophy of civil
disobedience was a leading cause of crime. Civil rights protests
were frequently depicted as criminal rather than political in
nature, and federal courts were accused of excessive 'lenience'
toward lawlessness, thereby contributing to the spread of crime....
Some segregationists went further, insisting that integrating
causes crime, citing lower crime rates in Southern states as
evidence that segregation was necessary. (pp. 40-41)
Alexander (2010) highlights the fact that after the passage of the
Civil Rights Act segregationists deliberately detached from their
overtly racist discourse by embracing a more colorblind rhetoric
approach referred to as "get tough on crime." Alexander goes
on to say:
After the passage of the Civil Rights Act, the public debate
shifted focus from segregation to crime. The battle lines, however,
remained largely the same. Positions taken on crime policies
typically cohered along lines of racial ideology. (p. 42)
In essence, Alexander's (2010) analysis substantiates the
claim that the U.S. criminal justice system has recreated the racial
caste system that was allegedly eradicated through the passing of civil
rights legislation.
Voting Bans on Americans with Felony Convictions
According to state-level Constitutional provisions, and voting laws
in all but two states, incarcerated felons are not allowed to vote (The
Sentencing Project, 2014). Similar laws apply in varying degrees to
convicted felons on probation, parole, and after release from prison.
Laws permanently disenfranchise felons in at least 13 states. Though yet
again, these laws disproportionately impact the Black community, which
feels the impact of disenfranchisement. The statistics are indeed
disturbing. Fourteen percent of African American men are ineligible to
vote because of criminal convictions (Manza & Uggen, 2004). In seven
states, one in four Black men is permanently barred from voting because
of criminal records (Pager, 2007).
Table 1 summarizes disenfranchisement laws by state. Maine and
Vermont are the only states that allow incarcerated felons to vote,
while the remaining 48 states ban voting among incarcerated felons. Four
states permanently disenfranchise all of those with felony convictions
(Iowa, Kentucky, Virginia, and Florida); whereas eight other states
disenfranchise those with certain types of felony convictions and/or
accept applications to reinstate rights following the specified waiting
period for certain offenses, such as 5 years in Wyoming and 2 years in
Nebraska (The Sentencing Project, 2014).
Failure to satisfy obligations associated with convictions may
result in post-sentence loss of voting rights. Source: The Sentencing
Project, April 2014 (Felony Disenfranchisement in the United States).
In 1976, there were 1.2 million people living in the U.S. that had
lost their voting privileges due to felony convictions. As of April of
2014, nearly 6 million Americans have lost their voting privileges as a
consequence of these laws (The Sentencing Project, 2014). The majority
of felons and ex-cons blocked from voting reside in one of six southern
states--Florida, Alabama, Mississippi, Kentucky, Virginia, and
Tennessee. For example, there are more than 3 million persons barred
from the voting rolls in these states. The end result is that people of
color are disproportionately affected by these laws. Nationwide
estimates reveal that 1 in 13 African American males of voting age are
unable to vote due to their ex-con status.
In a recent Huffington Post article, ex-felon Eric Bates expresses
his discontent with the widespread lasting effects of his felony
conviction (Lee, 2012). Bates, a 53-year-old unemployed engineer, served
a 14-month prison sentence for driving with a suspended license on
multiple occasions during the late 1990s. He was released from prison in
2008. Bates returned home hoping to put an end to his legal issues only
to find out that many of his rights had not been reinstated. In
reference to this matter he states:
I owned up to my crime. I served my time and I just want my rights
back. I want to participate. But it's just as well as if I murdered
somebody. It's a life sentence.. ..not being able to vote on top of
everything else, it makes me kind of feel like a second-class citizen.
I'm not the only one either. There are thousands and thousands of
people just like me (Lee, 2012, para. 4).
Eric Bates' story highlights a pervasive issue among felons
and ex-felons. Although each state has a formal restoration process,
relatively few ex-offenders ever have their rights reinstated due to
burdensome processes. This means that despite significant efforts to
overcome racial discrimination, we have maintained an underclass in our
society. This continuous stigmatization of felons silences them
indefinitely. Rather than being active participants in society they
exist on the margins, as if they are not part of the societal landscape.
Disqualifying them from choosing whether or not to vote communicates the
idea that they are not needed in our democracy.
Felon Disenfranchisement Laws in the U.S.: A Legal Overview
While U.S. disenfranchisement laws are the harshest in the world,
U.S. courts have consistently rejected appeals to overturn the legal
statues that disenfranchise felons and ex-felons. Perhaps the most
noteworthy case on the subject is Richardson v. Ramirez, in which
plaintiffs fought to have their voting rights restored after they
completed the terms of their felony sentences ("Richardson v.
Ramirez," 1974).
Initially California electoral officials reinstated voting rights
of Abran Ramirez, Albert Lee, and Larry Gill but due to the fact that
the decision would have affected a significant portion of the
state's felons, the case was then sent to the California Supreme
Court--who sided with electoral officials. Ultimately the United States
Supreme Court heard the case and overturned the previous local and state
level rulings, deciding in 1974 that California's
disenfranchisement clause was Constitutional.
Scholars have argued that the USSC misinterpreted Section 2 of the
14th Amendment as it relates to disenfranchised felons (Schrader, 2009).
First, it has been declared that Section 2 of the 14th Amendment never
intended for states to disenfranchise felons, especially to the extent
that we see today. Succeeding Constitutional amendments have essentially
annulled Section 2 of the 14th Amendment as it relates to
disenfranchised felons. Accordingly, Schrader (2009) states, "Taken
together, these arguments suggest that the Court ought to revisit its
application of the Fourteenth Amendment in the context of felon
disenfranchisement" (p. 1287).
Others have challenged the disparate impact that disenfranchisement
laws have on African Americans. In the case of the City of Mobile,
Alabama v. Bolden, Bolden and others filed a class action lawsuit in
federal court against city electorates claiming that the city's
practices for establishing electoral districts unjustly diminished the
"Negro" vote ("City of Mobile, Alabama v. Bolden,"
1980). The USSC ruled that these practices were in violation of the 14th
and 15th Amendments. Ultimately, this case set legal precedence for
forthcoming cases when challenging disenfranchisement laws on the basis
of racial intent.
In the case of Hunter v. Underwood, two appellees filed suit
alleging that Section 182 (felon disenfranchisement laws) of
Alabama's constitution was a violation of the equal protection
clause ("Hunter v. Underwood," 1985). Victor Underwood, a
White man, and Carmen Edwards, an African American woman, were barred
from voting for "presenting a worthless check ... a crime involving
moral turpitude," which was deemed a misdemeanor at the time. The
premise of their argument was that the law adopted in 1901 was initially
implemented as a sanction for crimes most frequently committed by
Blacks. In 1985, the USSC ruled that this law was in fact passed with
the intent to target and disenfranchise African Americans and it was
thus a violation of the equal protection clause.
Farrakhan v. Washington is yet another example of the discontent
for contemporary disenfranchisement laws. Six convicted felons residing
in the state of Washington filed suit arguing that the felon
disenfranchisement laws have had racially disparate consequences, which
are in and of themselves unconstitutional as they relate to Section 2 of
the Voting Rights Act ("Farrakhan v. Washington," 2003).
The 9th Circuit U.S. Court of Appeals decided that their voting
rights had not been restored because they had yet to fulfill the
conditions of their sentence, and thus the case was sent back to the
district court to decide. Before doing so, the 9th Circuit U.S. Court of
Appeals did establish that Section 2 of the Voting Rights Act was
applicable to felons, but went on to say that "the district court
misconstrued the causation requirement of a Section 2 analysis" (p.
7).
The vast majority of the discourse surrounding disenfranchised
felons focuses exclusively on the rights of felons following their
release. Yet there are two states that permit voting among currently
incarcerated individuals. Both Maine and Vermont allow incarcerated
felons to vote by way of absentee ballot, and ex-felons are allowed to
vote while under correctional supervision (i.e., parole, probation,
etc.). Although Maine and Vermont have been praised for their
progressive policies on voting, very few African Americans reside in
these states to begin with. For instance, African Americans constitute
over a third of the 5.85 million banned from voting, yet they account
for only 1.6 percent (21,764) of Maine's total population and 1.5
percent (9,343) of Vermont's total population (Rastogi et al.,
2011).
Despite the courts' failures to reverse previous rulings, the
damaging effects of felon disenfranchisement laws are undeniable. Could
our forefathers have anticipated the extent of the damage these policies
have on people of color and the poor? A closer look at history yields a
daunting answer. We see that middle and upper class citizens, which for
much of the last two centuries meant White males, were deliberate about
constructing notions of a "citizen," of "Whiteness,"
and of "Blackness." Law makers of the past targeted the Black
vote through a series of facetious policies, at times offering up
overtly racist rationales or a more colorblind rationale (Keyssar, 2009;
Shapiro, 1993). Either way, people of color feel disregard and
frustration with these current legal procedures.
Felon Disenfranchisement Laws in South Africa: A Legal Overview
The transition to a democratic, post-apartheid South Africa was
undertaken with great anticipation. The first democratic election held
in 1994 was followed by a series of legal challenges that included the
adoption of a new constitution. While reforms are being made to the
criminal justice system, post-apartheid South Africans with criminal
records encounter many of the reentry barriers faced by African
Americans in the U.S. The most significant of these barriers are
restrictions to their employment (Pinard, 2010). Despite significant
reentry barriers, which correspond with high rates of recidivism, South
Africans with criminal records maintain the ability to vote. More
importantly, that right is understood to be a human right.
The discourse on dignity is a clear response to centuries of
colonial rule and racial discrimination. Chief Justice Arthur Chaskalson
describes the values set forth in the first section of the new South
African constitution, which include "human dignity, the achievement
of equality, and the advancement of human rights and freedoms"
(Chaskalson 2010, p. 1377). While this document represented a positive
step toward undoing years of social, political, and economic domination
there were still obstacles to be overcome.
Leading up to the first democratic election, the South African
Prisoners' Organization for Human Rights (SAPHOR) faced a pivotal
decision. They were charged with raising the issue of whether prisoners
would be allowed to vote. Initially, prisoners were to be excluded from
the vote. However, SAPHOR took advantage of the opportunity to mobilize
current prisoners and align them with major political parties. This
resulted in a series of protests known as "rolling mass
action" and eventually led to a change in the law (Van Zyl Smit,
1998). The initial amendment to the Electoral Act of 1993 conditionally
allowed prisoners to vote. Under this ruling, prisoners convicted of
murder, robbery with aggravated circumstances, and rape were excluded.
In 2004, the Constitutional Court, in the Minister of Home Affairs
v. National Institute for Crime Prevention and the Re-Integration of
Offenders (NICRO) and two convicted offenders who were incarcerated at
the time, issued a further provision to the law. The court found it to
be unconstitutional to deprive prisoners serving a sentence of
imprisonment without the option of paying a fine the right to register
and vote in upcoming elections (Pinard, 2010). In his statement
representing the majority, Chief Justice Chaskalson (The Sentencing
Project, 2014) describes the importance of such a ruling for the
functioning of a democracy. He states:
Given the history of disenfranchisement in our country, the right
to vote occupies a special place in our democracy. Any limitation
of this right must be supported by clear and convincing reasons. If
the government seeks to disenfranchise a group of its citizens it
must place sufficient information before the Court demonstrating
what purpose the disenfranchisement is intended to serve and to
evaluate the policy considerations on which such decision was based
(p. 1).
This statement demonstrates a drastic departure from how democracy
is understood in the United States. The right to vote is understood as a
basic right of all citizens, rather than a privilege afforded those
without criminal convictions. This distinction has important
ramifications for how prisoners view their role in a society.
Lessons from South Africa
The relationship between race and collateral consequences is made
more apparent when rates of incarceration in the United States are
compared to those of South Africa. Similar to the United States, South
Africa has a history of employing criminal justice policies that
disproportionately impact racial minorities and indigenous peoples.
Unlike the United States, South Africa recognizes the historic and
contemporary discrimination of its criminal justice system and actively
seeks to lessen the disparity. This is most apparent in the realm of
voting rights.
The United States adopts a much more narrow interpretation of the
dignity interests of currently and formerly incarcerated persons.
Perhaps it is time to follow the example of South Africa, where a more
encompassing interpretation of the dignity of incarcerated persons is
adopted. Framing voting rights as a basic human right protects the
maintenance of dignity. This exposes a basic dichotomy in the United
States between privileges and basic rights. Were the United States to
follow suit and absolve this distinction it would lessen the sting of
mass incarceration by lifting one of the many barriers that continues to
differentiate those with criminal records from those without.
Discussion
Critical Race Theory is an appropriate theoretical lens by which to
examine the social and political implications of felon
disenfranchisement laws. With the exception of Maine and Vermont, states
restrict the voting rights of felons in some capacity or another. We use
CRT to call attention to the deliberate ways in which dominant groups
have used the legal system to maintain racial hierarchies through
political domination. West et al. (1995) state that "the law is
central in constructing the rules of the game, selecting eligible
players, and choosing the playing field" (p. xxv). Therefore,
dominant groups solely police eligibility requirements of Whiteness,
citizenship, and basic human rights.
Many scholars suggest that felon disenfranchisement laws were a
mere extension of Jim Crow laws that targeted African Americans for
centuries (Alexander, 2010; (Bentele & O'Brien, 2013; Jeff
Manza & Uggen, 2006). After the 15th Amendment granted Blacks the
right to vote, disenfranchisement laws were created to suppress African
American voting in the south, where the vast majority of Black Americans
have always resided. The American Civil Liberties Union voting rights
program director, Laughlin McDonald, expressed to the Huffington Post
that "There's no question this has a basis in race
discrimination.... It's part of the history of the racial
minorities in the South. The Southern states adopted a whole variety of
measures to take away the right to vote after Reconstruction"
(McLaughlin, 2012).
Our forefathers wrote the U.S. Constitution with a narrow scope of
whom they deemed "worthy" of having rights. We argue that it
is time for the U.S. to revisit felon disenfranchisement laws. This will
require policy makers to address the disparate impacts that these laws
have had on communities of color. A look at the challenges that felons
face in obtaining employment, transportation, and housing are
significant. These barriers coupled with voting bans make it difficult
for ex-offenders to reintegrate back into society.
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(i) Post-sentence voting bans for certain offenses in Alabama &
Tennessee; Post-sentence voting bans in Arizona for 2nd felony offenses;
Post-sentence voting bans in Delaware and Wyoming for certain offenses
for a period of 5 years; Post-sentence in Nebraska for a period of 2
years; Post-sentence voting bans in Nevada, except for first time
offenders.
Table 1. Disenfranchisement Categories under State Laws
No Inmates & Inmates,
Restrictions Inmates Only Parolees Parolees,
Probationers
Maine Hawaii California Alabama (i)
Vermont Illinois Colorado Alaska
Indiana Connecticut Arizona (1)
Massachusetts New York Arkansas *
Michigan Delaware (1)
Montana Georgia
New Idaho
Hampshire Kansas
North Dakota Kentucky
Ohio Louisiana
Oregon Maryland
Pennsylvania Minnesota
Rhode Island Mississippi
Utah Missouri
Nebraska (1)
Nevada (1)
New Jersey
New Mexico
North Carolina
Oklahoma
South Carolina
South Dakota
Tennessee (1)
Texas
Washington
West Virginia
Wisconsin
Wyoming (1)
Inmates,
No Parolees,
Restrictions Probationers,
& Ex-felons
Maine Florida
Vermont Iowa
Kentucky
Virginia
Figure 1. 2010 Percentage Distribution of the Black
or African American Population by Region.
Region
Northeast 17%
Midwest 18.1%
South 55.0%
West 9.8%
Note: Percentages may not add to 100.0 due to rounding.
Source: U.S. Census Bureau, 2010 Census Redistricting
Data (Public Law 94-171)
Note: Table made from bar graph.
Figure 2. 2010 Percentage Distribution of the Black
or African American Population by State.
States
NY 7.9%
FL 7.6%
TX 7.5%
GA 7.3%
CA 6.4%
All 63.3%
other
states
Note: Percentages may not add to 100.0 due to rounding.
Source: U.S. Census Bureau, 2010 Census Redistricting
Data (Public Law 94-171)
Note: Table made from bar graph.