The Decline of Iranshahr: Irrigation and Environments in the History of the Middle East, 500 B.C. to A.D. 1500.
Daniel, Elton L.
Most modern accounts of Middle Eastern history are constructed around
the rise and fall of dynasties or states. The paradigm they employ,
implicitly or explicitly, for the history of the Islamic Middle East, in
particular, is familiar enough. There is the decisive watershed of the
Arab conquests and the rise of Islam, followed by the golden age of the
high caliphate, and then by a period of political fragmentation,
decadence, and disruption of sedentary civilization culminating in the
catastrophe of the Mongol invasions. This innovative and stimulating
book by Peter Christensen, clearly written from the perspective of a
modern "macro historian" rather than the traditional
Orientalist, challenges virtually every comfortable convention of this
received wisdom.
At first glance, the title of the book may seem somewhat cryptic or
its subject arbitrarily defined, but it is in fact quite appropriate
once one understands the author's basic assumptions and concerns as
outlined in his introduction and first three chapters. The geographical
focus of the book is Iran-shahr, the term which Christensen uses to
refer to the area from the Euphrates to the Amu Darya. This region,
which he considers a more valid unit of historical inquiry than one such
as the "Middle East," gains its coherence primarily from the
environmental factors of aridity and the need for extensive irrigation in agriculture rather than political and cultural elements. The theme of
the book is indeed the question of the widely perceived
"decline" of this region from its classical glories to the sad
shadow of itself in post-Mongol times - but in a much more disciplined
and precise way than one usually finds in the historical literature.
Christensen does not link the concept of "decline" to the
fortunes of specific states or empires in Iranshahr but to the basic and
fundamental index of agricultural production, the most important
economic activity in all pre-industrial societies. This relegation of
political history to a subsidiary, indeed almost negligible, role
explains what might otherwise seem the peculiar methodological,
thematic, geographic, and chronological boundaries of Christensen's
study.
Although Christensen scrutinizes a rich selection of classical and
Muslim textual sources, he makes it clear that he is not interested in
"philological arguments." He relies most heavily on medieval
records of tax assessments, but recognizes the limited availability and
questionable reliability of such reports. Along with textual sources,
Christensen gives substantial weight to archaeological data and
miscellaneous forms of scientific evidence. He discusses three distinct
geographical components of Iranshahr - the Mesopotamian flood-plain
(covered in chapters four to nine), the oases of the Iranian plateau
(chapters ten to seventeen), and Sistan (chapters eighteen to twenty).
He does not discuss areas such as the Caspian littoral, which he notes
does not meet the environmental criteria he uses for defining Iranshahr.
He begins his study in the sixth century B.C., since it was then that
the whole of Iranshahr was first united under the Achaemenids, and ends
it in the sixteenth century A.D., since the Ottoman conquests led to the
detachment of the Mesopotamian floodplain from the rest of Iranshahr. He
attempts to describe the general pattern of agricultural production for
each of the three divisions of Iranshahr over this period of time,
including in the process an immense amount of information about geology,
hydrography, irrigation techniques, ecology and political conditions. It
is difficult to summarize Christensen's conclusions without the
risk of over-generalizing them, but in brief he shows that (1) the
historical evolution of the Mesopotamian floodplain was fundamentally
different from the two other areas of Iranshahr; (2) there was
considerable local variation in economic development with some areas in
"decline" well before the Mongol period and others not in
"decline" until much later; and (3) when "decline"
occurs it can more frequently be attributed to factors such as the
environment, disease, natural disasters, localized social disorders, or
mismanagement of resources than to grand political and cultural
upheavals such as wars, nomadic invasions, and the increasing
"bedouinization" of society. Worked into all this as a subtext is a sobering moral lesson obviously aimed at a modern audience: states
should be wary of straining the environment to its limit simply to
maximize the economic resources available to them, especially when the
surplus revenue is intended for excessive military expenditures.
In a sense, Christensen's study is highly derivative. For
example, he relies quite heavily on the work and conclusions of scholars
such as R. McC. Adams, Charles Melville, and Michael Dols. It thus might
not be regarded as radically new in its content. Nonetheless,
Christensen has provided a great service by synthesizing numerous
independent lines of research and presenting them in a way fully
conversant with the techniques and concerns of contemporary
historiography. Although Christensen himself does not fully explore the
implications of his findings, their potential impact, especially in
terms of their importance for presentations of early Islamic history, is
considerable. Essentially, Christensen accepts and expands upon the idea
developed in Adams' Land behind Baghdad that agricultural
productivity in the Mesopotamian floodplain reached its zenith in the
late Sassanian period. In the seventh century, the complex and sensitive
hydraulic system built up by the Sassanians Was devastated by floods,
plague pandemics, and wars which decimated the population base needed
for maintaining it, and it never fully recovered. The Arab conquest was
just one more factor in the "crisis of the seventh century"
and probably one of less importance than disease and natural disasters.
In addition, Christensen rejects A. M. Watson's notion of an
Islamic "green revolution," at least in the most important
part of Iranshahr. He argues that the Arabs brought no significant
technological change, disseminated few if any new crops, and did little
to repair the agricultural infrastructure. The caliphs, thanks to their
diversion of funds to meet military expenses and their rapacious
taxation policies, actually contributed to its further deterioration.
From the ninth century onwards, it was in precipitous decline. For the
Mesopotamian floodplain, then, the early Islamic era thus "did not
usher in an era of growth and prosperity, but one of contraction and
decline" (p. 73). In other parts of Iranshahr, the Sassanians also
stimulated settlement and economic development, but in contrast to the
Mesopotamian floodplain there was no extensive, overall crisis in the
seventh century in those regions. Under local rulers and conditions,
many areas continued to develop and enjoyed periods of prosperity which
did not peak until the tenth or twelfth century or even later. Viewed
from this perspective, it is difficult to see the Arab conquests and
rise of Islam as a key event - the golden age of Iranshahr was the
Sassanian period, and its silver age was not under the Abbasid caliphate
but in the era of the regional dynasties.
While Christensen's approach has many virtues, it also has some
conspicuous weaknesses. One is in his handling of primary sources, where
he makes extensive use of translations or secondary citations without
checking them against the original text or more recent editions. For
example, in his discussion of Qumm he uses only Lambton's article
about the Tarikh-i Qumm rather than the text itself. For the kinds of
agronomical and hydrological questions at the heart of
Christensen's study, the Tarikh-i Qumm is one of the most detailed
and interesting sources available, and it ought to have been consulted
directly - the author's professed lack of interest in problems of
"transliteration" and "philological arguments"
should not excuse such oversights. There are also some surprising
omissions in his survey of the secondary literature. He notes the
importance of the floods of 628 and bursting of the dikes along the
Tigris and Euphrates, but does not mention W. Nutzel's related
article on "The End of the South Mesopotamian Civilizations."
He gives much emphasis to reports of plagues and epidemics, but makes no
reference to L. I. Conrad's important observations on "Arabic
Plague Chronologies and Treatises." He discusses questions
surrounding the construction of the defensive wail in Gurgan but does
not refer to M. Y. Kiani's report on "Excavations on the
Defensive Wall of the Gurgan Plain." There is also minimal
discussion of the literature which would help put his findings in a
better comparative context - no indications of familiarity, for example,
with B. Z. Kedar's work on "The Arab Conquests and
Agriculture" (for a different part of the Middle East) or Joseph
Tainter's highly relevant Collapse of Complex Societies (for a
theoretical and global perspective). Finally, there are possible
questions about the argumentation itself. Are tax revenues an index of
agricultural production or simply of the ability of a government to
collect them? Even if Christensen's characterization of
agricultural productivity levels is correct, does it give a full picture
of the economic vitality or weakness of an area if it ignores
non-agricultural economic activities? Particularly in the case of
Mesopotamia, how much were declines in agriculture offset by increases
in trade and commerce? Can the continued process of urbanization there
be explained only by the flight of peasants from the troubles of the
countryside?
It is safe to say that not all readers, especially traditional
political and cultural historians, will be convinced by
Christensen's thesis. For this reviewer, however, The Decline of
Iranshahr is a refreshing, provocative example of what might be called
post-Orientalist scholarship. It provides a welcome and long-overdue
corrective to the pro-caliphal and Iraq-centered bias so pervasive in
both the textual sources and traditional accounts of early Islamic
history.
ELTON L. DANIEL UNIVERSITY OF HAWAII