Urban fringes: squatter and slum settlements in the Kathmandu Valley (Nepal).
Toffin, Gerard
Introduction
Over the last decades, migrations and population displacements have
produced new peripheral spaces throughout the world, on the margins of
national states and of urban territories. Among these Sites are refugee
camps, slums, squatter settlements, resettled enclaves, and so forth. At
best, migrants live in buildings or camps provided by their employers.
Yet the key features of most of these spaces are the non-permanent and
transitory conditions, the vulnerability, and the poverty of the
populations. For the sake of analysis, they can be called outplaces,
i.e. neither belonging to the urban territory nor to its outside space.
Their uncertainty has a serious impact on education, economic
conditions, and the exercise of citizenship rights (Agier 2008). More
often than not the people settled there are hardly integrated into
global all-encompassing society and are considered urban or national
pariahs. They are implicated in national conflictual causes, and are
easily manipulated by political leaders and organisations. In South
Asia,, these spaces are principally multicaste, multiethnic and
multilingual. They mix people from different geographical origins and
stand in sharp contrast to the previous pre-industrial territories based
mainly on kinship, ethnic group and caste hierarchy. A new social fabric
is emerging from these settlements, characterised by: new collective
identities; an achieved status as far as leaders are concerned; social
bonds based on a common neighbourhood and shared impoverished economic
conditions; and lastly a vital role played by associative life. This
article intends to provide a case study of such outplaces in the urban
geography of the Kathmandu Valley, Nepal. I will focus on slum
settlements along riverbanks, and address the various political and
sociological issues which are central to the populations of these urban
fringes. The data were collected over the last years in Kathmandu
Metropolitan City, amidst growing traffic jams and thick clouds of car
exhaust fumes. (1)
The Anarchic Urbanization of the Kathmandu Valley (1970-2010)
The Kathmandu valley, which encompasses a surface area of only
about 600 [km.sup.2], has undergone unprecedented and dramatic changes
over the last tour decades. The massive increase in its population (from
500,000 in 1970 to above 3 million in 2010) and its subsequent overall
urbanization have to a large extent reduced the open spaces available
and agricultural fields which formerly surrounded the three major
historic cities in the basin: Kathmandu, Lalitpur, and Bhaktapur.
Similarly, the cities' urban fabric has become denser. The height
of new buildings is continually on the rise. It has been estimated that
within the next twenty years, the entire Valley will be covered with
constructions, leaving far behind the former traditional divide between
cities and clustered villages which prevailed in the area for centuries
(Toffin 2007). The growth of settlements has been (and still is)
generally spontaneous. Little planning intervention has been enforced by
the government and municipal authorities. Urban areas continue to grow
haphazardly, with no appropriate infrastructure such as water supply and
sewerage systems, despite warnings by environmentalists. (2)
Such steady urbanization has produced a considerably negative
impact, including traffic congestion, atmospheric pollution, and a total
collapse of the former fragile ecological equilibrium between man and
his environment. The situation is aggravated by the high elevation of
the Valley (1350 m), which accentuates vehicle emissions, and its
bowl-shaped topography, which restricts air movement. The rivers have
also undergone tremendous pressure from the increase in demographic
growth and in economic activities. They are now highly polluted by the
discharge of untreated sewage and the widespread dumping of solid waste.
They often resemble open sewers. For those who were there in the late
1960s or early 1970s, the Valley has changed beyond any recognition. Its
local architecture of dazzling beauty and its exceptional landscape made
up of green rice-fields covering rural areas have nearly disappeared or
are on the wane. Even the view of the Himalayan peaks in the foreground
is now hardly visible due to a haze of pollution. The overall state of
deterioration is so serious that UNESCO is threatening to declassify
some sites, especially the Pashupatinath area along the Bagmati river,
which were designated as major items on the World Heritage List in 1979.
Demographic growth (more than four per cent per year) includes both
natural growth and immigration from different regions of Nepal, and even
from Northern India. The Kathmandu Valley, which is Nepal's
political, cultural, industrial, and hospital centre, has become the
favourite destination for rural people migrating from the hills. The
concentration of political and economic power, as well as of tourist
centres, with their employment activities and numerous opportunities,
has favoured urbanization. Due to the Maoist insurgency (1996-2005),
there has been a huge influx of internally displaced people in recent
years in search of security, employment, government aid, and shelter.
The population of Kathmandu, which in 1971 amounted to 150,000
inhabitants (105,000 in 1952), had already reached 671,000 in 2001, and
is most probably more than one million today (admittedly within a larger
administrative territory) (Kathmandu Valley Environment Outlook 2007).
The rate of growth between 1991 and 2002 was 4,67 per cent per year. The
density of inner city areas is high compare to the Valley as a whole. In
2001, they were 11,099 persons per [km.sup.2] in Kathmandu City, 6,808
in Lalitpur City and 5,700 in Bhaktapur City (Kathmandu Valley 2007). In
2001, the Valley's average population density was 1,837 persons per
[km.sup.2].
This random urbanization began to gain ground in the Kathmandu
Valley in the late 1950s. However, the main turning point in this
process came from the 1970s onwards. Even in the 1970s, approximately 90
per cent of the entire population lived in rural areas. The economy was
dominated by the agricultural sector, which accounted for 71 per cent of
the gross national product. The mushrooming of house constructions from
this time onwards has resulted in the conversion of a large section of
prime agricultural land. Between 1984 and 2000, the amount of
agricultural land in the region dropped from 64 per cent to 42 per cent,
an annual decline of 7.4 per cent (idem 2007). If this trend continues,
by 2025, there will be no agricultural fields left in this once fertile
Valley. The national urban population is 12 per cent, yet the
Valley's share of this urban population is 54 per cent.
Economic and human pressure on territory has brought about an
incredible increase in land prices. Between 1990 and 2000, these prices
shot up 40 times in most sectors of Kathmandu Metropolitan City. Within
the immediate suburbs of Kathmandu, near the Ring Road, plots of land
suitable for building are now sold for 15 to 30 lakh of Nepalese rupees
per ana (1/16 of ropani = 31.75 metres2), that is 2.4 to 4.5 crore a
ropani, or 19.2 to 36 crore per acre. (3) In the new suburb of
Koteshwar, a short distance from the airport, the price is 320 lakh (=
3.2 crore) of Nepalese rupees a ropani. In central areas of the capital,
it fluctuates between 5 and 6 crores a ropani, and can even reach higher
prices in exclusive and much sought after places. There seems to be no
stopping the upward surge, even if the recent (1995-1996) introduction
of a 10 to 1 per cent by government tax on land sales has slightly
curbed the boom. The growing scarcity of land in sought-after places
tends to lead to a steady price increase. Interestingly enough, the
soaring of property prices in Kathmandu Valley is quite similar to the
one in large Indian cities, such as Calcutta or Delhi (Toffin
2007:18-20).
The price of land has also increased tremendously in rural areas:
in Pyangaon village (Lalitpur District), the cost of one ropani of
irrigated land with no access to any roads or pathways amounts to: 3
lakh NPR (Nepalese rupees) per ropani (2007). This corresponds to 24
lakh NPR per acre (0.4 hectare), whereas in the same locality, three
years earlier the price was 1 to 2 1akh a ropani. In the more central
villages of Harisiddhi and Sunakuthi, a plot of land bordering a pathway
costs around 5 lakh a ropani. The price increases considerably when the
field is situated along a road: 8 to 12 lakh a ropani (2005). In Sainbu
Bhainsepati (Khokana), the price of well situated building land is 9
lakh of Nepalese rupees per find (2010).
The three major towns in the Valley were founded on Hindu
city-kingdoms which existed during the late Malla period (l 6th-18th
centuries). In terms of urbanism, they still lag far behind the modern
megacities of SouthEast Asia, such as Bangkok or Singapore. Yet they are
becoming more and more cosmopolitan in character, with their
multi-faith, multi-ethnic and transnational inhabitants. A Westernized
educated middle class has emerged, easily identifiable by their
activities and expenditures, new dress code, and specific values
oriented toward modernity (Liechty 2008). In addition, the traditional
territories have been dramatically transformed and reconfigured. Let us
take for example two major trends involving new social and spatial
hierarchies within urban areas. 1.) Migration towards the periphery by
people formerly living in the heart of cities, which maps a new social
geography of the region, is very different from that of the past. The
houses built in these suburbs are of a different type, made of a mixture
of concrete and bricks, with a flat roof, and giving onto a garden. 2.)
The traditional opposition between village and city is in the process of
becoming blurred. Villages are gradually being swallowed up by cities
and the construction of houses in the peri-urban areas along new and old
roads has already joined up with former separate settlements. Wealthier
peasants are progressively abandoning farming to take up other
non-manual activities, for instance trade or government employment. All
these changes have prompted major sociological breaks and a major
decline in the local rural economy.
No effective policy has been implemented to regulate such
urbanization. A number of plans and reports have been drafted by various
foreign agencies, such as the "Physical Development Plan for
Kathmandu Valley" conducted in 1969. Experts proposed several
recommendations and devices. Yet none have been seriously implemented.
The future outlook seems even gloomier than it has been over recent
decades. Two mega-projects, which are presently under discussion in
government offices and local bodies, will obviously further accelerate
this unrestrained urbanization. The first one of these projects, run by
the Ministry for Physical Planning and Works, intends to found a new
town south of the Kathmandu Valley, to provide full shelter facilities
for around 150,000 to 200,000 people. The project, called
"Harisiddhi New City Project" (HNCP), is located around
Harisiddhi and concerns the Village Development Committee of Harisiddhi,
Imadol, Thaiba and Siddhipur, south of the Ring Road, in Lalitpur
district. It aims at turning 12,240 ropanfs of land, mostly devoted to
agriculture, into a residential town, with its own markets and central
business district. To quote their own terms, "the population
problem of the capital city will thus be solved for several
decades" (The Himalayan, Sept. 2005). According to the proposal,
the city area is expected to have a cumulative road network of 195 kin.
The cost of its completion is estimated at 3.6 billion Nepalese rupees.
The second project concerns another Ring Road, much longer (72 kin) than
the first one, encircling a larger zone. This Outer Ring Road, as it is
called, is expected to regulate the flow of traffic and to provide
better access to rural settlements. It is heartily supported by the
rural areas concerned. However, it will increase mass housing (in an
area prone to major earthquakes), air pollution due to vehicle exhaust
fumes and it will cause a general degradation of the environment, as was
the case with the first circular highway built thanks to a Chinese
cooperation. Some people are already lobbying to bring the road
alignment closer to their settlement to reap the benefits from the
expected rise in land prices (Shrestha & Shrestha 2008: 53). The
preliminary estimate shows a cost of eight billion Nepalese Rupees,
excluding the cost of land. Both projects will probably worsen the
already .degraded situation.
Squatter Communities (slums) in Kathmandu Metropolitan City
The growth of the urban population has contributed to a surge in
squatter communities. Such settlements have emerged--in various parts of
the Kathmandu Valley (Hada 2001). About 75-settlements have been:
identified so tar, 65 of which are located in Kathmandu Metropolitan
City. The majority are established along riverbanks, which traditionally
.formed. the borderline between cities. The rivers concerned are mainly
the Vishnumati, which flows from north to south to the west of Kathmandu
city., and the Bagmati which borders Kathmandu to the south. These two
waterways converge in the heart of the capital. A smaller group of
squatter settlements are located in a non-riparian environment, in the
Kathmandu suburbs, often on the periphery of former independent
settlements. This is the case near Bauddha (Bodnath), Chabahil,
Maharajganj, and Guhyeshvari. In Nepali, all these areas, riparian and
inland, are called sukumbasi basti, and the squatters living there
suicumbasi, a word applied to any displaced and landless persons, as
well as to families illegally occupying land or a recently deforested
area. As a matter of fact, this word has become synonymous in Nepal with
an excluded person, with no means of subsistence. (4) Legally, a
sukumbasi is a person who can prove that nobody in his family over the
last three generations held any land title, lal purja.
For the whole Kathmandu Metropolitan City, which covers an area of
50 [km.sup.2] and concentrates nine per cent of these shelters within
the Kathmandu Valley, sukumbasi represent a population of about 15,000
persons (New Beginnings 2005, Lumanti NGO). The figure is relatively low
(between 1 and 2 per cent of the city's urban population) compared
to mega-cities of India, such as Mumbai, Delhi or Kolkata. It is
probably due to the lack of wasteland in the Kathmandu municipality.
Nevertheless, the number of squatters is growing steadily. In 1985,
their population represented 2,134 persons for the municipality of
Kathmandu. For the same area, the figure reached 4,295 in 1990, 11,862
in 2000 and about 15,000 in 2005 (New Beginnings 2005). It is therefore
an acute problem that municipal authorities have to face and deal with
accordingly. This rise in numbers has not slowed its pace since the end
of the civil war and the abolition of the monarchy. Since the winter of
200708 and spring 2008, two large basti have appeared (or rather
reappeared in one case): the first, made up of about 300 households, in
Thapathali, near the bridge linking Kathmandu to Lalitpur, and the
second, larger (about 500 households), in Balkhu. Both these riparian
settlements have been set up on the banks of the Bagmati river. The
first, which has taken the name of Naya Paurakhi Gaon (from paurakhi:
"valorous people"), already existed--though to a lesser
extent- in the 1990s, but was razed in 2001 at the time of a SAARC
Conference. It is located in an area given over to the United Nation to
commemorate the fiftieth anniversary of the Organization, and scheduled
to be transformed into a UN Riverside Park.
The oldest of these settlements dates back to the 1950s. However,
most of them have sprung up over the last two decades. Some of the
better known areas are Sankhamul, on the right bank of the Bagmati, near
Naya Baneswar, Sinamangal near the Airport, on the Bagmati, Balaju, in
the north, along the Vishnumati, Khadi Pakha (KMC, no. 5), Tripureshwar
(Bansighat), Tankeshwar (KMC, no. 13), Ramhity (KMC, no. 6), Kumaristhan
(KMC, no.16), etc. In 2008, a significant percentage of Kathmandu's
riparian corridor was lined with permanent sukurnbasi housing. The banks
of these rivers do not belong to the Municipality but to the State. This
is one of the reasons for the concentration of squatters in these areas.
Each cluster is made up of 50 to 300 families (dhuri), each household
living in a shelter.
These new territories, seldom studied up to now, are inhabited
mostly by Nepalese families who come from various districts of Nepal in
search of employment, better facilities than in their native places, and
safety. The Nepalese living there form a very composite group of people,
reflecting the diversity of the country's population. Most
residents (48%) come from the hills and belong to various ethnic groups,
janajati, of Nepal: the Rais, Limbus, Tamangs, etc. However, 28 per cent
of them also belong to Hindu high castes--a figure which is not in
keeping with the discourse of the janajati organizations and their
common rhetoric on social exclusion in Nepal, and 13 per cent to the
Newars. Some squatters also come from the Tarai plains. As far as most
clusters are concerned, it is said that they migrated from the 75
districts of Nepal. Nepali is the language for communication. Leadership
roles tend to reflect a person's length of stay in the community,
as well as age, respectability and financial prosperity. Interestingly
enough, six per cent of these squatters are Christians, a high
percentage compared to the mean national figure. Some dwellers (between
15 per cent and 20 per cent) are also transient Indian workers from
Northern India (Uttar Pradesh and Bihar for the most part), very often
in the Valley on a seasonal basis. In addition, these Indian people
establish temporary camps on riverbeds during the dry season, from
November until May.
The squatter areas represent a new form of urban periphery
inhabited by marginalized people driven out to the city's
traditional limits by their impoverished economic conditions and
displaced status, just as the untouchables were (and still are to a
large extent) relegated to the outskirts of the city by caste rules
(Tanako 1997). These two forms of exclusion cumulate their effects and
accentuate social and economic marginalization. Their shanties are
merely one-storey dwellings with very limited space (only one or two
rooms). The lanes separating the long rows of shelters are very narrow.
Corrugated iron sheets and sometimes even plastic tarpaulins are held
down by stones to cover the roof. The walls are generally made of poor
quality brick. Among the very poorest dwellers, the walls are made of
bamboo and mud. (5) Nearly 10 per cent of the shelters also house
grocery shops or teashops. Most dwelling-places have electricity,
sometimes even television. However, a third of them only have private
latrines. Water facilities are extremely shoddy: water comes from public
taps or hand pumps connected to tube wells and dug wells. There is no
solid waste management. Besides, these riverbanks are prone to natural
disasters such as seasonal landslides and flooding. Squatters pile up
sandbags to protect them from the rising level of the river. This is one
of the reasons why inland camps are much sought after. The people
settled there benefit from better living conditions and their houses are
of a more solid structure than in riparian settlements. Yet in both
cases, from a legal point of view, the future of the inhabitants'
tenure is under constant threat.
These squatter communities are often inhabited by permanent
residents, with second and even third generations sharing the same
shelter. Some shanties are partly or totally rented to newcomers or
fresh immigrants deprived of all belongings. (6) Interestingly enough, a
common process of creating a new basti is to move one part of a
settlement (in particular those living in a more precarious way, newly
arrived relatives and tenants) and establish a new bastu some distance
from the first one. A camp, in other terms, foretells the possibility of
new squatter beginnings in other parts of the town. More often than not,
this move is made in a coordinated manner by several families. Such an
internal development process contributes to the mushrooming of
encroachments.
Except for inland squatter settlements, which are often scattered
among nearby permanent dwellings possessing land titles, these camps are
unequivocally place-hound. Although there is no common place of worship
or common religious processions during festivals (as is the case
elsewhere in Nepalese local communities), riparian sukumbasi camps tend
to generate a new sense of belonging among its habitants. Setting up a
school specifically in the basti and having a committee to represent its
migrant and refugee population before the urban municipality help to
build an identity based on local ties. The site itself has its own
collective memory based on the recollections of the first settlers. In
spite of their multicultural and multiethnic character, these spaces
thus pave the way for new common ground and new forms of commonality. In
many ways, these outplaces have been reterritorialized.
The squatter population comprises a large number of unemployed
persons: 41.9 per cent (New Beginnings 2005, Lumanti). (7) Those who
have a job often work as servants or have their own small business. Some
women are engaged in spinning wool. Significantly, 50 per cent of this
Nepalese squatter population have no citizenship card and 60 per cent no
electoral card either. This situation reflects low citizenship
consciousness and profound marginalization. Similarly, the small size of
households (approximately 5 members) reveals a break up of extended
families into small nuclear units.
These settlements contribute--though only partly--to the general
degradation of rivers, full of plastic, excrement, sewage and refuse.
(8) One of the consequences is the sharp decline in the use of the river
for ritual and daily activities. It must be remembered that in the Hindu
religion rivers are deified and considered sacred. They are viewed as a
means of purification and liberation. They have the power to give
progeny or to cure disease, and they are the focus of important
pilgrimage practices. "River banks are by tradition a particularly
appropriate place to practice alms giving, make ancestor offerings, and
perform Vedic sacrifices" (Feldhaus 1995: 72). As far as Kathmandu
is concerned, the Vishnumati was traditionally the sacred river for the
original inhabitants of the city, the Newars. Depending on the exact
place where they lived, the location of their ward, and of their caste,
people used to bum their dead at riversides and perform a number of
rituals on these spots, including bathing (Toffin 2007): These days,
dead bodies are generally burnt elsewhere, in particular in a place
called Teku, while funeral parties bathe at nearby taps and merely
sprinkle a little river water on their heads, instead of bathing. Ashes
are still sprinkled over the river but the thin trickle of water running
through mounds of refuse and building debris no longer seems to be
powerful enough to send the souls to heaven. In addition, few ailing
people are brought to the river, to breathe their last breath on a
carved stone, their feet dangling in the flowing river water, while the
last rites are performed.
The Politics of Slum and Squatter Settlements: sukumbasi, svabasi,
hukumbasi
Squatters are the object of fear, anxiety, suspicion and
misconceptions among most of the population. The word sukumbasi itself
carries negative connotations. The Nepalese belonging to the urban
middle-class in particular view them as dangerous social outsiders, even
invaders, and river polluters. Their shanty-encroachments on rivers are
seen as obstacles to restoring the original riparian landscape and
ecology. It is also said that these illegal settlers are puppets in the
hands of Maoists, communists and other leftist parties. They supposedly
represent a 'clientele' ready to be summoned at any time to
participate in demonstrations and rallies organised by these activists.
It is thus believed that sukumbasis formed the backbone of the huge
demonstrations that succeeded in overthrowing King Gyanendra's
direct rule and in abolishing the monarchy in April 2006. In addition,
the idea prevails that these people are fake indigents and are helped
unjustifiably by local bodies and foreign agencies. A word has been
coined, hukumbasi (probably derived from the term hukum, meaning
'order'), to designate this category of person. A hukumbasi is
someone who pretends to be a sukumbasi in order to obtain a land title,
lal purja, as well as other advantages granted to the underprivileged
(Yamamoto 2007: 141). The term is used outside the Kathmandu Valley as
well as in other squatter settlement contexts. This discourse renders
illegitimate the squatters' claim to be relocated and arouses
strong suspicion about them.
The hukumbasi issue has even poisoned relations between squatters
themselves. To take just one example, the newly established sukumbasi
mentioned above (Thapathali and Balkhu) are. seen by older squatters as
an operation launched by fake sukumbasi. In 2008, I met the leaders of
several internal squatter organizations who openly consider the people
living there as hukumbasi. They stressed that most of the people living
in squatter settlements are not "genuine sukumbasi", bastabik
sukumbasi, but in fact possess some family land documents in their home
district. Some settlers, it is said, are actually tenants who sublet the
shelter (or a part of it) where they live. As we saw above, this is
indeed often the case. Such internal conflict provokes distrust among
squatters and a tack of solidarity.
For their part, advocates of housing rights and the landless poor,
such as the Lumanti (9) Support Group for Shelter NGO set up in 1993 to
fight against urban poverty and marginalized housing, and other
non-government associations, play down these issues and lay emphasis on
the poverty and the marginalization of most squatters. These agencies
point out that river restoration projects threaten the security of
thousand of landless migrants settled in riparian zones. They assert
that a solution to their problems is needed before any action can be
taken on the urban riverscape. Members of the Lumanti association also
underline the fact that sukambasi play a relatively minor role in the
river degradation process. They quite justly maintain that sand
extraction from the riverbed, used to make cement for construction
projects, has much more damaging effects on river morphology and the
riverbanks than any squatter intervention. On the whole, housing rights
activists are fighting for better sanitary conditions and schooling, but
most of all against eviction. They propose to inscribe housing rights in
the future constitution, in the same manner as other fundamental rights
of citizen are recognized. Their credo is that political parties are not
seriously interested in solving sukambasi problems. That is why, so they
argue, urgent action is needed by civil society organisations. However,
they recognize the difficulty of their undertaking and are embarrassed
when accused of indirectly encouraging more squatting in the Kathmandu
Valley as in other regions of Nepal.
Environmental and squatter issues are therefore the subject of
conflict and of political issues. Anne Rademacher (2005: 128-133) has
rightly demonstrated in her work how these urban fringes are embedded in
three competing "narratives": the one of the State and the
squatter, plus what she calls the "cultural heritage
narrative". Whatever the case may be, the urban fringes are the
object of vehement political debates. Two local squatter associations
founded in the year 2000 play an important role in mobilizing people and
fighting for better living conditions: Nepal Basobas Basti Samrakchan
Samaj ("Squatters' Federation") and Nepal Mahila Ekata
Samaj ("The Nepal Women's Unity Society"). Both try to
provide adequate schooling for children and to facilitate a micro-credit
programme in the squatter settlements in favour of local initiatives and
entrepreneurism. These associations were formed mainly to prevent any
possible evictions and to develop mutual cooperation. When asked
specifically about the aim of her women's group, Bimala Lama, the
president of Mahila Samaj, explained: "The work of women at home
and in domestic affairs is not recognized by men. Women need their own
association to fight against the administration". Both were founded
in the year 2000 and cover the entire Nepalese territory. Besides, a
number of sukambasis in the Kathmandu Valley belong to various left-wing
political parties and to the NEFIN Federation of "autochthonous
people", adivasi/janajati, which encompasses all the ethnic groups
of Nepal, including the Tarai plains.
NGOs and local bodies (Nagar Palika) in charge of these much
discussed and politicized areas make a distinction between squatter
settlements and slums (A Situation analysis 2001: 12-13). The people
ascribed to the first category of settlement live on marginal
government-owned land and, for the most part, come from outside the
Kathmandu Valley. They do not possess any property title (lal purja) for
their shelter. Those living in slums, the second settlement category,
have been in the Valley for a long period of time and are sometimes even
considered the original dwellers in the region. They mostly belong to
low Newar castes, such as the Dyola fishermen or Shahi butchers. These
castes, among the lowest of Newar society, used to dwell in rudimentary
houses on the outskirts of historic cities. Slum dwellers are not
sukumbasi per se: some have land documents, others do not. Their houses
are small, dilapidated, and have poor sanitary conditions. Whole sectors
of the overpopulated centre of old Kathmandu City belong or could belong
to this category of housing. (10)
To differentiate themselves from squatters, a new category of
persons emerged in the early 2000s: the svabasi, which can be translated
as "self-settlement dwellers". As opposed to sukambasi, which
refers to families that have moved from one place to another and are
economic or political refugees, with no local roots, the svabasis are
poor people, mainly belonging to low castes and having lived in the
Kathmandu valley for a very long time. They are assimilated more or less
to "autochthonous people", that is adivasis. Dinesh Shahi, the
president of Jhigu Manka Samaj organization, set up in 2000, explained
to me that his aim is to provide property titles to all
"self-settlement dwellers" who, for one reason or another,
have no lal purja. "We don't consider economic criteria, he
asserted, we help all Newars, Tamangs or Parbatiyas". (11) By the
same token, Dinesh expressed his enmity towards sukumbasi, who are
outsiders and do not show any ijjat (honour) by illegally occupying land
belonging to the government. A conflict seems to be emerging here
between the old code of honour, very much attached to hierarchy, and new
values enhancing the concept of dignity, which is based on egalitarian
premises.
The Vishnumati Link Road and the Kirtipur Relocation Project
In 1980, a government programme was instigated to build a 2.8-km
long road following the course of the River Vishnumati through the heart
of the capital, to link Kalimati in the south to Sorakhkutte in the
north, thus joining two sections of the Ring Road. This project aimed at
improving the traffic flow in Kathmandu City. In 1992, the Norwegian
Institute of Technology conducted a study at the request of His
Majesty's Government. In order to build this new road (Vishnumati
Link Road), 142 houses and shelters illegally built along the right bank
of the river were to be demolished. They were scattered over five wards
(to/): Dhukhal, Chagal, Kushibahil, Tankeshwar and Dhaukel, and were
inhabited mostly by Newar low castes, butchers, Pode fishermen, and Hala
Hulu, formerly classified as impure castes according to the old Hindu
national legal code, involved as they were in occupation considered low
and ritually defiling. This population originally came from the other
side of the River Vishnumati, where these low-status groups
traditionally settled, at the boundary with the historic core of
Kathmandu City (due to successive divisions of fathers' houses by
the sons). A small number of Tamangs also lived in this area. The oldest
squat dates back to 1952 (Tankeshwar), and the most recent (Chagal) to
2000. None of these squatters are formal title holders (lal purja).
The families concerned did not oppose the construction of the road.
It was clear that the banks of the river were a filthy place to live and
that the sewage-filled Vishnumati needed to be rehabilitated. The
squatters merely demanded compensation for the loss of their homes and
in many cases, their work space. The Lumanti NGO took action among the
squatters to defend their rights and mediate with the government and
municipalities. Lumanti members at that time mostly came from the Newar
community of the Kathmandu Valley and chiefly operated in the region. At
the time of the Vishnumati Project, this non-government association
helped people to submit applications for compensation and organised
meetings with the municipality's ward offices. The squatter
associations also played an important role in mobilizing people against
eviction.
In January 2002, the government published notices warning residents
about the move. Lumanti worked with residents, the Mayor of Kathmandu,
Keshab Sthapit, and various government departments to try to delay the
eviction and secure an agreement. A Memorandum of Understanding (MOU)
was finally signed. According to this agreement, residents who were
identified as sukambasi, "genuine squatters", i.e. residents
possessing no land elsewhere, and who could not afford housing on their
own income, would be paid 2,000 Nepalese rupees a month for three
months' rent once they had moved. Alter three months, they would be
provided with alternative housing. After extensive discussions among
community members, a list of about 50 households, the most vulnerable
among the people concerned, was drawn up. In April 2002, bulldozers
moved into the area and demolished any structure still left standing.
People resettled wherever they could find shelter, mostly in the
nearby area. The money for the three months' rent was paid.
However, in June 2002, the national government dissolved all elected
local government bodies. The Mayor was forced to stand down. For more
than a year, nothing happened. The situation became difficult for those
who had been displaced. Rent payments had ceased, with no alternatives
being offered. Lumanti decided to seek help for buying land and building
houses, which could then be sold to the families on a low-cost credit
system. Action Aid, a United Kingdom development charity organization
working in Nepal since 1982, expressed its interest and started to
explore options for funding. In September 2003, Sthapit was reinstated
as Mayor of Kathmandu and new negotiations took place. Finally, Lumanti
and the Kathmandu Metropolitan City succeeded in establishing an
"Urban Community Support Fund" with several national and
international development agencies. The objective was to buy land and to
provide low-interest loans to the families concerned. The municipality,
which at first was reluctant to launch a relocation programme, played a
very positive role in this affair. In 2003, six ropanis of farm land
(3000 m2) were purchased for 30 lakhs rupees by the Fund at Paliphal,
beneath the hill-top settlement of Kirtipur, about 45 minutes by bus
from Kathmandu City. In collaboration with the displaced community, a
total of 44 low-cost two-storey houses (of a total surface area of about
70 [m.sup.2] for each house) made of bricks and concrete with corrugated
iron for the roof, were built on the site, with an adjacent open space
and water facilities.
The Kirtipur Housing Project was inaugurated on 24th December 2005
in the presence of the Mayor of Kathmandu. The houses were immediately
occupied. The respective families will have to pay about 350,000 or 320,
000 rupees (depending on where their house is located, at the front or
back of the settlement) over the next 15 years to the Fund to obtain
full ownership of their houses. They actually pay between 500-100
Nepalese rupees per month. This rehabilitation and resettlement project,
based on a partnership between the urban poor and local government, was
the first of its kind in Kathmandu and probably in the whole of Nepal.
It proved to be a complete success and can be taken as an example for
the future. Unfortunately, the price of land is so high at present,
especially in the Kathmandu Valley, that it is difficult to launch a new
project of this kind. Incidentally, the road on the bank of the
Vishnumati was opened in 2009.
I made several visits to Paliphal between 2007 and 2008 and
conducted interviews with resettled people. All together, 43 houses are
currently occupied, with one used as a common building for meetings.
Noticeably, a kind of community solidarity has been forged through the
squatters' common struggle against the state to establish their
right to live on public land or to be relocated. In spite of some
internal dissensions which occurs at some stage, such committed cohesion
has been substituted for older forms of attachments (caste and kinship
networks) that prevailed in their father or forefathers' days. The
majority of the population is made up of Newar butchers and Parbatiya
Vishvokarma blacksmiths, two low castes. Besides, the dwellers of the
settlement comprise four Newar Dyala (musician of temple), two Tamang
families, two Newar Napit barbers, two Dalits from the Tarai (Pariyar),
two Newar Maharjan farmers, one Rai, one Parbatiya Brahman, etc. Three
houses have been sold to poor Newar farming families from Kiripur, to
maintain good relations with the Newar community of the neighbouring
city. The same credit advantages have been granted to these families.
Contrary to what is sometimes said and casually asserted, all the
resettled families still live in their Paliphal houses. Nobody has
sublet their house to tenants. Most male inhabitants have found jobs
outside Paliphal, mainly in Kathmandu, or have set up a small business.
The people I interviewed all expressed their satisfaction at having been
resettled in such good conditions and are perfectly aware of the luck
they had. Everybody has private toilets, though water has to be fetched
from a common tap operated by a motor pomp. Relations between families
seem excellent and the local committee has established a series of rules
regarding the consumption of alcohol, quarrels, and the noise level
which seems to be respected by most inhabitants. House-dwellers feel
totally at home. There is even a sense of pride in having been relocated
there. The beneficiaries of the programme will receive their house
property titles when the leasing has been totally reimbursed.
Conclusion
The frenzied urbanisation of the Kathmandu Valley has thus created
zones of uncertainty, poverty, and unemployment that are the subject of
delicate political issues. For instance, in these shanty-enclaves there
is a growing concentration of people that can be easily mobilized by
populist and skilled politicians to rally their causes. They also
provide a convenient source of "vote banks" for political
parties which encourage settlers to enrol on the electoral lists. That
is why, so it is said, they are not evicted. For a large part of the
urbanite population, sukambasi squatters have become a figure of
otherness, localised on riparian urban margins, an image of a
"social other" who does not share the same values as other
urbanites, and is a threat to urban sites, cultural integrity and
ecology. They are looked upon as an undesirable population. In other
words, a study of these urban fringes sheds light on the broader
political context and reveals a nascent class conflict between, on the
one hand, the poor, and, on the other hand, a middle-class that has
taken advantage of the economic changes and which does not recognize the
rights of these illegal settlers. In many ways, it is a valuable key to
understanding the urban contemporary entities.
Furthermore, the building boom over the last decades has
considerably degraded the environment and has produced a highly
dangerous situation given the seismology of the region. The probability
of a major earthquake occurring in the near future is unfortunately very
high, with an expected loss of thousands of lives. Obviously, the
failure of the state and municipalities to manage these problems is
related to the political crisis that Nepal has been undergoing for two
decades. State-development bodies are notoriously incapable of enforcing
any regulations, despite the plethora of proposals circulated in
reports, conferences and housing policy statements, and they are
well-known for their ineffectiveness. The Kathmandu Municipality is even
incapable of banning existing practices of sand extraction from rivers
which is causing serious damage. Interestingly enough, any attempt at
addressing to these ongoing problems is passed on to NGOs, which in turn
tend to despise politicians for their inefficiency. Such overall
degradation of the ecological environment and of the cityscape seriously
challenges current methods to develop the former Himalayan Kingdom.
In addition, it must be borne in mind that slums and squatter
settlements are not a specific phenomenon restricted to the Kathmandu
valley. It concerns many other regions of Nepal situated in the
lowlands. In 1998, the National Planning Commission estimated that seven
per cent of city dwellers throughout the country live in squatter
settlements (Pradhan & Perera 2005). This figure is constantly on
the rise. The eviction of illegal residents had already taken place
before 2008 in places such as Nepalgung and Dangadhi. Since the end of
the civil war and the promulgation of a democratic and federal republic
in the country (May 2008), the marginal squatter population has
continued to grow. As a matter of fact, peace has not yet totally been
restored in several parts of Nepal, and a large number of hill people
long settled in the Tarai plains are migrating to the Valley for safety
reasons. For an increasingly large number of Nepalese, the Kathmandu
Valley is not seen only as a source of employment, but also as a refuge
from outside threats and the uncertainties of the current political
regime. Today, the fate of many Nepalese people seems either to migrate
abroad, or to settle in the Valley which, for most, is still seen as a
desirable place to live.
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Notes
(1.) I am grateful to Sama Vajra, a leading member of Lumanti NGO
(Tahachai, Kathmandu), who acquainted me with these slums and their
politics in contemporary Nepal. Sama introduced me to some leaders of
the local federations concerned, with whom Lumanti is currently working.
I am particularly indebted to Bimla Lama, Krishna Pariyar, Nani Hera,
Dinesh Shahi, and Arya Ram Kumari, for their help and the interviews
they granted me. I would also like to express my thanks to Anuj Ritual,
who accompanied me to these settlements during his spare time, to Amita
Baviskar for her comments and bibliographical advise on a draft paper
presented at the Villejuif CNRS workshop ("Territorial Changes and
Territorial Restructings in the Himalayas", 17-19 December 2007,
organized by J. Smadja), to Tristan Brusle for his remarks on an earlier
version of this chapter, and to Rajendra Pradhan.
(2.) For the Pokhara Valley, see Adhikari (2007).
(3.) One lakh : 100,000. One crore : 100 lakh.
(4.) Slums are sometimes referred to aspichard basti, meaning that
they are backward in terms of housing, water facilities, schooling and
so on.
(5.) The shacks belonging to Indian migrants are much more
rudimentary than Nepalese ones.
(6.) It is difficult to make an estimate of the number of fully or
partly rented shelters. It varies from one settlement to another. Yet in
most cases, the percentage does not seem to exceed 25 per cent.
(7.) This figure needs to be viewed with caution, as most squatters
work in the informal sector of the economy.
(8.) Noticeably, rich and large private houses have also been built
on public land close to a temple and sometimes on an exposed riverbed.
These wealthy riverbank encroachments are yet again evidence of the
blatant failure of the "democratic" days between 1990 and
2001.
(9.) Lumanti means "memory" in Newari.
(10.) The distinction between slums and squatter settlements also
exists in India (Dupont 2007).
(11.) The office issuing such documents is the Malpot Karyalaya.