A Nepali anthropologist in America: reflections on fieldwork among friends.
Dahal, Dilli R.
Introduction
Ill-defined as it may be, "fieldwork" is the hallmark of
cultural anthropology. Within that discipline, nobody is regarded as
having quite made the grade without some experience of fieldwork. The
tradition is not new in anthropology, having begun with--or at least
become institutionalized at the time of British colonial expansions in
Africa and Asia. One can even find important strains of it in the
American work of Lewis Henry Morgan in the mid-19th century United
States, though he is often regarded as a precursor who preferred to
remain at home (White 1959; Trautmann 1987). Nevertheless, the tradition
of long residence in the midst of the people of study, sharing their
lives to varying extents but with methodological rigor and theoretical
sophistication began only with the work of W. H.R. Rivers and others in
the Torres Straits expedition of the Pacific around 1900. This tradition
of fieldwork was followed and elaborated by the leading anthropologists
of the 20th century, among them Bronislaw Malinowski with the Trobriand
Islanders in the Pacific (1914-18), E.R. Radcliffe-Brown with the Onge
of Andaman Island (1910-11), and Franz Boas with the Inuit of Baffin
Island (1920-22).
From the beginning, many anthropologists have carried on a cottage
industry of writing about their fieldwork experiences as a way of
passing on accumulated "tricks of the trade" to the next
generation of scholars (Becket 1998). Most of these writings, however,
are focused on developing societies in Asia, Latin America, and Africa
(for example, Chagnon 1968; Evans-Pritchard 1940). The situation is
this: although there is an enormous amount of writing on the
anthropological fieldwork experiences of westerners within developing
countries, relatively little focuses on experience within developed
countries such as the United States of America. If one looks for
accounts by non-westerners in such settings, the scarcity is especially
striking.
There are many good reasons for this. They run from the history of
anthropology itself, an imperial encounter in which non-westerners were
always the studied rather than the studier. But there are also the
cultural and institutional peculiarities of western societies and
research environments that find themselves expressed in such issues as
the notable preference for privacy among American families, the academic
obstructions of university Internal Review Boards (IRB) carefully
evaluating "human subject concerns," and the serious financial
constraints to doing long term ethnographic research in some of the
costliest places in the world.
In this essay, I want to provide an informal balance to this
scarcity with brief reflections based on my own contrasting field
experiences in the United States and Nepal. The American fieldwork
experiences were gathered in connection with my involvement in a larger
research project, "Work and Family Life in the Industrial
Midwest," carried out through the Center for the Ethnography of
Everyday Life (CEEL), University of Michigan, during 2000 to 2001. The
Nepali experiences, which I use mainly as a background to bring the
American comments into relief, are recollected from my own fieldwork
done in different parts of Nepal since 1973.
I want to describe my own cross-cultural experiences as a way of
reflecting more generally on the issues that emerge and the problems
encountered when a non-western anthropologist from a "developing
country" conducts fieldwork in one of the most developed countries
of the world. While doing ethnographic research in America, one must be
prepared for problems that are both structural and cultural. At the same
time, I have observed that even for Americans themselves, the
difficulties of doing ethnographic research at home are increasing
through the well-intentioned but crippling rigors of new human-subject
research reviews and IRB requirements coupled with the changing values
of American families over the last 40 years. It is interesting to
contrast these institutional difficulties in American settings with the
relative ease of conducting ethnographic work in developing countries
such as Nepal and to speculate on how this imbalance resembles a
continuation of the old imperial imbalances. Finally, I argue that a
comparative perspective is ultimately the best way to understand social
currents in any setting, especially where those issues have to do with
household, family, and individual change.
Although I am mindful of making too grandiose a claim, I see my
brief essay as a part of the lineage established by that early
fieldworker in America, the Frenchman Alexis de Tocqueville, who
travelled the country in the 1830s and whose reflections on the American
character from that era still hold their truths for today. It's
hard to find, for example, a pithier comment on the American character
than that which appeared in his chapter entitled "Why the Americans
Are So Restless in the Midst of Their Prosperity":</p>
<pre> In America I saw the freest and most enlightened men
placed in the happiest circumstances that the world affords; it
seemed to me as if a cloud habitually hung on their brow, and I
thought them, serious and almost sad, even in their pleasures.... It
is strange to see with what feverish ardor the Americans pursue
their own welfare, and to watch the vague dread that constantly
torments them lest they should not have chosen the shortest path
which may lead to it.... A native of the United States clings to this
world's goods as if he were certain to never die; and he is so
hasty in grasping at all within his reach that one would suppose he
was constantly afraid of not living long enough to enjoy them. He
clutches everything, he holds nothing fast, but soon loosens his
grasp to pursue fresh gratifications (de Tocqueville 2003).
</pre> <p>My aims are less ambitious than de
Tocqueville's, but I hope to provide the same informal mix of
thoughtful comment and primary data. And I also hope to show that an
outsider's point of view can open a new window onto the
commonplace.
Ultimately, my aim is to begin a discussion of the cultural
differences between the United States and Nepal as they impinge on the
research process itself. But I don't intend this as an integrated
and final analysis. Rather, I want to recreate the process of my own
discovery of difference. This will mean dipping into some of the
research material I gathered as a way of highlighting some of what I
consider to be key and what I believe Tocqueville considered vital over
150 years ago. These are differences in character, in the very notion of
person, and the idealised relationship between individual and group--in
short, an entire cultural orientation that is part and parcel of
everyday life and the research process for studying that life.
Context of Research
A large and growing number of Nepali students, teachers, and
researchers travel to the United States every year. According to USEF/N
figures (2001), for example, over the past 40 years(1961-2001) some 540
students and teachers have visited the USA for numerous different
academic and scholarly purposes. It's safe to say that additional
hundreds of students and teachers visit the USA under the sponsorship of
other programs, either related directly to universities or to other
private organisations. The vast majority of these Nepali students and
teachers do one of three things in the USA:
a) go to their respective school or university, complete their
degree requirements, and return home;
b) become involved in collaborative research, often with back and
forth visits, on Nepali subjects with American professors who have their
own Nepal-related research programs;
c) look for a job, whether legal or illegal, that will allow them
to stay in America as long as possible and in a way that quite often
cuts them off from a serious contribution to the well-being of Nepali
society itself.
Much more rare are cases of a Nepali student or teacher becoming
involved in the study of American culture itself. It is even less likely
to see that involvement extend to ethnographic field research of the
sort that promises the most intimate understanding of American families,
society, and culture. This is that rare kind of knowledge that may be
most relevant to Nepal's achieving full membership in the world
community of countries that stands as an international version of the
"civil society" each hopes to attain domestically. It
certainly offers a more explicit possibility of self-understanding
through a comparative lens as we "achieve" a middle-class
identity (cf. Liechty 2003).
Again, the contrast with those Americans who come to Nepal is
striking. A tidal wave of foreign students and teachers, mostly
Americans, wash across our landscape every year, often sponsored by one
of several programs (such as the Peace Corps or the Fulbright
programmes). They come perhaps just slightly less often on their own
resources, able to do so because of the vastly cheaper living
circumstances they encounter here. Even those who come first with one
programme, such as the Peace Corps, will often extend and deepen their
familiarity with our country by parlaying that initial encounter into
anthropological research in Nepal. The western fascination with Nepal
dates from the earliest encounters (Hamilton 1811 ; Buchanan 1819;
Hodgson 1874) and robustly continues to the present. Charmed by its
diverse culture and landscape, those who come to understand the Nepali
language and society through one venue are often more highly motivated
and better prepared than others to pursue anthropological research in
our country.
My mention of those 19th century British historians and
proto-ethnographers--Hamilton, Buchanan, and Hodgson--is intended to
draw attention to the important fact that the western encounter with
Nepal has always been fieldwork-based even though its formalisation in
the sense of academic anthropology only began with the work of British
anthropologist Christoph von Furer-Haimendorf in the mid-1950s. This
draws attention to the imperial roots of the fieldwork tradition and
forces us to ask how those roots colour the contemporary imbalance in
true fieldwork exchanges between Nepal and the west. Of course, it might
be argued that the American tradition of anthropological fieldwork in
Nepal, beginning as early as 1962 with John Hitchcock (see Hitchcock
1966) and expanding rapidly since then to include dozens of American
anthropologists, originates from more benign sources. But whatever the
histories, the process has resulted in a vast array of field data
collection along with the publication of books and articles that lend
their own momentum for yet more of the same.
For the anthropologist from a developing country like Nepal, on the
other hand, it is indeed a far more difficult task to turn the tables by
doing fieldwork in today's most developed country, the United
States. There are, first, two clear-cut structural reasons in (a) the
financial constraints which must afflict anyone hoping to go from an
economically weaker setting to one vastly richer and (b) the
difficulties of obtaining proper affiliation with respective
universities, to say nothing of the more recent necessity of obtaining
research clearance letters from the Internal Review Boards (IRB) of
those universities. Second, there are a set of cultural difficulties. I
will try to develop them throughout the essay, but will say here that
they have to do with the sharp contrast between the Nepali approach to
the person and an American individualism identified by Tocqueville and
developed later by Robert Bellah and his colleagues (1996).
I should note that I find research clearance procedures to be a
valuable tool in protecting anthropological informants from harm and it
is true that these same boards must approve the research of those
American-based scholars who work in Nepal. At the same time, I want to
draw attention to an inherent inequality. While American researchers are
approved by American IRB committees to conduct fieldwork in Nepal,
Nepali scholars must also be approved by American IRB committees to
conduct fieldwork in the United States. There are many imbalances worth
pointing out. Nepali institutions merely accept the American process.
But there is no comparable acceptance of Nepali institutional procedures
by Americans. And there is the aided imbalance of Americans obtaining
research approval in a cultural context that is entirely their own,
while Nepalis seek approval in that same American context, foreign and
potentially difficult to understand.
This notion of context is, of course, very important to any social
science enterprise, both at the theoretical level where we know how
context is key to interpreting any behaviour and also at the practical
level of actually conducting research on the ground. For cultural
anthropology this is especially important since few other disciplines
require the total immersion in "context" that so pointedly
defines fieldwork. Let me begin my story, then, by describing in
personal terms how I became involved in ethnographic research onworking
families in the United States of America.
Considering the two structural difficulties for a developing
country anthropologist in America, I was lucky enough in both areas. Not
only did I receive a grant for doing ethnographic research but along
with that grant came proper affiliation with the University of Michigan,
itself one of the most prestigious universities in the USA. It would
have been an ironclad impossibility for a Nepali anthropologist to do
ethnographic research on American soil using his own resources. A full
professor at Tribhuvan University earns the equivalent of about US $200
per month. Nor could the financial support one might expect for
"outside home country research" from the government of Nepal
come close to funding a research venture in America.
Linked to finances is the other serious problem of obtaining an
American visa with the aim of of doing ethnographic research in the USA
without a prior American university affiliation. Although it is easier
to obtain an American visa in Nepal if a person is a student or teacher,
the practice of a Nepali researcher going to American to study Americans
is so rare that American consular officials in Kathmandu took more than
the usual convincing about the truth of my own research plans.
Fortunately, both of these hurdles could be overcome in my case because
of my long collaboration with Dr. Tom Fricke, with whom I have worked in
active collaboration over the last two decades on issues related to
social change, demography and kinship in a number of Nepali communities.
We have focused mainly on the Tamang ethnic group and have published in
both Nepali and American journals. This long and firm collegial relationship, begun in the 1980s, built a foundation of familiarity with
American institutions and scholarly practice through our joint analyses
of Nepali material and my frequent trips to the University of Michigan
in that collaboration.
In 1998 because of his long interest in comparative research, Dr.
Fricke received a large grant from the Alfred P. Sloan Foundation to
establish a centre focusing on social and cultural change among American
middle class working families. The programme is housed within the newly
established Center for the Ethnography of Everyday Life (CEEL), a part
of the Institute for Social Research, University of Michigan.
CEEL's mandate is to explore contemporary transformations in work
and family life using the tools of anthropologists (Fricke 1998).
Because of our long collaboration and mutual interests, Dr. Fricke
invited me to join his American project, thinking that my perspective
would add to his own understanding of American families just as his
discussions with me in Nepal affected my own thinking about my home
society. This new project has given me an opportunity to work as an
anthropologist exploring in field research among Americans themes very
similar to those I have addressed in my Nepali research.
Field Research in the United States of America
My American research gave me the opportunity to explore facets of
everyday life in both rural and urban settings. The urban research work
was part of a larger joint collaborative programme with a
multi-investigator research team exploring the work and family lives of
autoworkers from a single factory in Southeast Michigan. The rural
fieldwork, on the other hand, was shared with Tom Fricke who invited me
to accompany him to his field site in North Dakota, where I joined him
in sharing the life and work of a single farm family. The fully
ethnographic and fieldwork based nature of our work on farm families
contrasted with the methods employed in the urban area. At the outset,
let me confess that by general ethnographic standards my fieldwork,
however intense, was limited. For the actual field study of these
American families I spent about a month or so with the North Dakotan farm families and little more than three months with the urban families
in Southeast Michigan. Of course, this is the period of actual field
contact. My research residence in the United States was much longer and
I should point out, too, that even de Tocqueville's pioneering
research in America was confined to a total of nine months with frequent
travel and little in the way of long-term residence with single families
(de Tocqueville 2003).
Research in the Urban Setting
I joined CEEL on October 1, 2000 to take up a one year position as
Senior Research Fellow. The Director advised me to join a research team
composed of six persons who were preparing with CEEL funding to carry
out a research project on industrial autoworkers in Southeast Michigan.
The initial goal of this large project was aimed at understanding basic
questions about work, career, and satisfaction among autoworkers and
their families. It also hoped to explore how autoworkers prepare their
children, directly and indirectly, for careers both within and beyond
the auto industry. However, from that initial set of issues, the nature
of the project gradually expanded to include other questions.
Almost from the very start, my enthusiasm for jumping into data
collection ran into frustration. Because the research project took a
long time to obtain clearance from both the University of
Michigan's Internal Review Board and also from the plant management
and Union Local at the factory, a process that took almost six months,
my initial dream of doing a detailed ethnographic study on urban
American working families within my given time frame gradually dwindled.
Throughout that period I was not sure whether my research time would be
extended. Also, since I was living alone and without my family in the
USA, I was a little homesick as well. In other words, I had come to
Michigan prepared to return home after completing my intended one year
project, a period that seemed adequate to the ethnographic work I had in
mind.
Faced with the impossibility of going immediately into data
collection, I had to use my allocated research time in the best way
possible. Our research team began to organise meetings directed toward
developing a rigorous research design for deciding appropriate data and
methods for gathering it. I considered this a valuable opportunity for
me to learn more about American research techniques and their
"sensitivity" toward the goals of the research project as a
whole. As I result, I continuously participated in these meetings:
today, when I review my notes, I see that over a six month period I
attended more than 30 of them and that they each lasted from one to
three hours. Each meeting focused on the topic of how to conduct our
fieldwork among the working families of industrial autoworkers. Although
interesting, I regarded our discussions as somewhat abstract because we
never actually tested our thoughts with real people throughout this
period.
Considering the increasingly limited time available for my own
research, I decided to pursue some independent data collection within
the framework of IRB approval for the overall project. After some
discussion, one of my colleagues on the project and I decided to do some
more open-ended interviews with a small sample of retired autoworkers
from the same Southeast Michigan plant. This was both for the
satisfaction of active field data collection and also to prepare us for
the ongoing research project by gaming familiarity with our research
population. My colleague and I thought that retirees would be exactly
the right people to tell us something of the inside story of the plant
and the changing nature of work within the auto industry. We also
thought it would be interesting for its own sake to observe their work
and family life after retirement. Finally, we believed that an
understanding of the lives of retirees could serve as a way of opening
us up to the success story of auto industry workers more generally, in
particular how their story was a kind of symbol for the rise of an
American "middle class" tradition through labour.
We began tape recording interviews in January 2001 and conducted
the last interview for this sub-project on June 14, 2001. Most of the
interviews took place in the office of the Union Local. A few interviews
were carried out at the homes of retirees as well. Out of a total of 15
tape-recorded interviews conducted with the autoworkers, 12 focused on
retired workers. All of these retirees worked in the same Southeast
Michigan plant between 1959-2001.
Some Themes Emerging in Research Among Retired Autoworkers
Work, work ethics and family life. In America a visitor from Nepal
gets the impression that people spend their whole days in the name of
"work". Since ethnographic questions are always fundamentally
questions of meaning and interpretation (Taylor 1985; Fricke 2004), it
is worth asking how autoworkers (and by extension, any human being) find
meaning and achieve an identity within the terms of an existence that
leaves so little time for anything other than work. It turns out that
retired autoworkers are not very different in their ideas about work
from people in American society as a whole. Let me demonstrate with
quotes from both taped interviews and reconstructions from my field
notes.
I asked these questions regarding the nature of work to a white
male retiree and former supervisor on the shop floor. He pointed out
that "auto work is physical work, machinery work, and some work of
a repetitive nature," and insisted that in the context of the
plant, communal values pervaded his approach to the work ethic. As he
put it, " helping other people at work, you become happy in your
own job." Nevertheless, he also expected some kind of respect from
those who worked under him. Overall, he had a feeling of accomplishment
that came from going out to do something and achieving it. He pointed
out, for example, that in the past, workers who were often the sons of
immigrants or recent migrants to the city from rural areas worked very
hard because they desired a new life and the betterment of their family.
But with more recent changes in American society, he shared his sense of
decline in these values:</p> <pre> Now, a lot of young
folks really don't like to work. It is because parents have
given them too much. In the past, a man had a job to do. Today, a son
won't help his father voluntarily for any kind of work. In the
old days, there was motivation for work. These days young people do
not respect work. </pre> <p>This sense of change was
repeated in conversations with other retired workers. For example,
another white male retired autoworker commented:</p> <pre>
The work ethics of young people are very much different today
than they were in the past. People of my generation [at least 35
years ago] used to work hard in the plant. Workers used to show
up to work on time. In my time workers adhered to a single job for
their whole lives. But there is no work ethic like that for young
workers today. These days young people change jobs frequently.
</pre> <p>Because America is often seen as a racially
divided society, it is interesting to see if these feelings of change
are shared by members of other groups. I asked similar questions to
black and white retirees and found great similarity in their feelings.
One of my respondents, a black male retiree had much to say not only
about the change in values across generations, but the reasons why such
changes occurred:</p>
<pre> There are a lot of changes in work ethics across
generations and in methods of approach. In my time an employee was
expected
to be at work everyday and on time. But the job doesn't mean
so much to the average young person these days. Today, because so
many benefits are given by the government, young people started
drinking. In the past people used to go to church every Sunday
whether they liked it or not. These days the young people attend
church at their choice. In the past parents used to take children to
church along with them. The father used to take his son to baseball
and football games. In my time we used to feel pride when the family
had a good name; families weren't looking for material benefits
so much. Parents used to teach social values to children and this was
the greatest wealth for them. Parents used to teach them to treat all
women like one's own sisters. Today, a lot of parents do not
guide their children properly. For example, the issue of sex among
youngsters is left to the school. Whatever you learn at home is
better than what you learn from the school. </pre> <p>As
these three statements indicate, there seems to be a real sense of
change in the values that surround work in America. It is worth asking
ourselves if a similar change may be in the offing for our own middle
class in Nepal since many of the conditions of shared hardship and
achievement in the older generation seem to be similar in the experience
of these American retiree and our Nepali middle class. It is
interesting, too, that the diagnosis for change presented by the last
retiree is similar to the argument of the sociologist David Halle
(1987). He notes that the American family has lost many of its material
functions today. Where once the responsibility for educating the
children lay mostly with parents, now it lies with school. Once the care
of the very sick took place within the family, now it is the domain of
the hospital and nursing home.
Although the diagnosis of American ills and changed work ethic are
similar for my respondents, one finds more variety in the stories of
family life among these retirees. As with many in Nepal, most of these
retired autoworkers grew up in large families of 8-10 members. In some
cases, conjugal relations would break down and lead to divorce' and
remarriage. Of the 12 retirees, 4 couples had divorced and their
children grew up with one parent or the other in a single mother or
father household. Many of the reasons for marital stress and eventual
breakdown had to do with the difficulty of balancing work and family
obligations. In other words, the devotion of one spouse to work could be
so absolute that the family would be forgotten.
Some of the complexity of family structure among these American
workers is due to movement. One white male retiree, for example, was
born and brought up in a 7 member family, but his own parents were from
very different parts of the USA. His father was originally from Detroit
and the mother was from Arkansas, and they moved to the Detroit area of
Southeast Michigan in 1944-45 because of work opportunities. *
Another retiree gave a more elaborate narrative for his family
life. He married for the first time with his high school sweetheart when
he was just 25 years old. He had twin sons, now 35 years old, from this
wife. His first wife was a home-maker, and for short time she also
worked as a part-time sheriff. But both sons had a learning disability
that may have been caused by their premature birth; because they were
underweight, they were placed in an incubator for 6-8 weeks. The couple
divorced in 1979. The man remarried a woman who already had a daughter,
now 26 years old, from her first husband. He does not have any children
from his second wife, who has three M.A. degrees and teaches in the
local school.
These two cases suggest not only a change in family size comparable
to the Nepali demographic transition, but also the extreme mobility of
American society in both geographic and social terms. Work takes a
central role not only in bringing people together from widely separate
parts of the country, but also in bringing people together from what
appear to be different class backgrounds, as in the case of the divorced
man who remarried a more highly educated spouse. To speak of family
complexity in America is to speak of more than family structure itself.
It also includes different traditions and backgrounds, regionally and in
the class system. This makes the family not only a creator of stability
in America, but also an engine of change. But underlying this is its
interaction with work.
Many retired male workers also said that working in factories as in
the auto industry demands physical strength. They would argue that the
domain of work for females should be at home and not in the factory. But
some retired women autoworkers challenged this traditional notion by
proving themselves capable of doing any kind of work within the auto
industry or elsewhere.
Life of Retirees and the Concept of the Good Life. Retired
autoworkers lead their lives in various ways after the uniformity of
work before retirement. Most of them spend their time either going to
church regularly or meeting their own relatives, either within or
outside the local area. Nevertheless, a few retirees are quite active
after retirement; some give training to autoworkers and some run their
own businesses. I noticed, however, that female retirees had more
problems than their male counterparts. This is because they were either
living alone or physically disabled and thus finding difficulties in
adjusting to the new retiree situation.
Take the life of one female black retiree. Here is how she
responded to my question about how she spent her time:</p>
<pre> I go to the church everyday.... I pray a lot and read the
Bible, travel where I can, and try to read a lot. </pre>
<p>Because she lived alone, I wondered if she felt lonely after a
long work life in the company of others:</p> <pre> No,
I am not lonely. As I said be[ore, I read the Bible and go to church
and I trust in God for strength and help. But my body hurts me day
and night as I have a lot of pain in my arm and shoulder [this is
because of her hard work in the plant]. Sometimes ... it hurts so
much I don't get sleep all night. </pre> <p>As the
above statements suggest, she is living as a single person and retired
because of her physical disabilities. But it was while visiting church
that she found she could share her feelings about the joys and
sufferings of everyday life with her fellows. In fact, church has become
the common ground for retirees to spend their time, replacing daily
workplace meetings.
For the generations of autoworkers who have spent their lives in
this Southeast Michigan plant since 1932, the workplace itself is more
than a place of livelihood. It is also the concrete symbol of their
cultural identity as blue-collar workers. One might wonder if this
symbol provides resources beyond the working years by underwriting security and the good life after retirement.
In the American cultural context, the pursuit of the good life is
directly related to a person's job, both in terms of its type and
in terms of the money earned through it. There is no doubt that
autoworkers, even though classified as "blue-collar" or
working class, earn very good money through their hard work thanks to
historically strong labour unions. Still, their savings often amount to
little once they retire. After retirement, too, such benefits as
government social security and worker pensions can amount to less than
expected, making it hard to sustain a relatively good life even for two
people after their children have left home. I noticed how some retirees
had sold the big houses they once owned, moving into small houses as a
way of saving money for their unpredictable future. Many retirees today
are on the fringes of the economy and find very little financial
contentment in their lives. Retirees seeking post-retirement jobs are
few, yet most families face difficult survival today without two people
pulling in wages. Their lock-step career paths offer little job security
these days and even in the past most of the now retired autoworkers
worked overtime for better money. This need for more fuelled a working
ethos without leisure that could rebound in unpredictable ways on their
personal lives, leading in some cases to the break-up of families
through divorce.
In reality, money, morals, and manners are overlapping themes in
American culture--as they must be for virtually any culture in the world
today. Economic concerns are exacerbated by a perceived decline in
family values which until recently included an expectation of care for
the aged or the retiree within the family home. The process of
socialisation for American children is such that they are taught how to
leave home from the earliest years. The stress is on their autonomy and
independence in their own lives. By leaving home, people not only leave
their own families, but also their own communities, friends, churches,
and so on. In other words, Americans are nearly programmed for
departure. They depart from their families and the values of those
families in their quest for self and the autonomous betterment of their
individual lives. De Tocqueville (2003) already saw this at least 150
years ago when he labelled Americans as the "restless" people.
And so it is that even today, in the name of autonomy and freedom, old
retirees are debarred from the social and economic security that might
be provided by their own family members. The only alternative forms of
care available to them are in the culturally devalued programmes that
come under the heading of "welfare". Welfare is a notion that
contradicts the motivations for pursuing money and the autonomous self
of American culture. It implies dependence and few Americans want to
live on "welfare". But those retirees who have saved little in
their life are faced with the eventuality of landing in such welfare
programmes.
In brief, the idea of the "good life" in America,
particularly in the context of blue-collar autoworkers, is a
fascinatingly deceptive one. That is why Halle (1987: xii)) notes the
ambiguity of the claim that blue-collar workers are middle class or
bourgeois. There is a perceived overlap between the lives and beliefs of
blue-collar workers and those of the middle class, yet there are
important differences in the structure of social resources and, perhaps
more importantly, the personal and family histories by which claims to
economic self-sufficiency and the good life may be made.
In Nepal the concept of a retiree is an important and emerging, but
not yet crystallized, reality in urban areas. One finds it especially
relevant for those who retire from jobs in the government, academia, and
a few of the new corporations. In rural areas, on the other hand, where
more than 85% of Nepal's people live today, "retirement"
can only be said to occur with an ageing process that links the notion
to familial processes. Thus, the elderly hand their farms in equal
distribution to their sons, choosing to live with one of these sons in a
state that approaches the definition of retirement in a wage-labour
focused society such as the United States. It is considered an ethical
and moral requirement in Nepali culture that a son (or sons) look after
parents who are old or otherwise unable to make an independent living,
whether the setting is rural or urban. That requirement extends to
having at least one son remaining with elderly parents to provide daily
support for them during old age. Thus it is common for parents to live
with at least one child until the parent's death. These parents, of
course, reciprocate with childcare and advice in the larger family
interest. In other words, the ideology of family support for the elderly
dominates in Nepal. Those who more formally retire after career-style
employment receive an additional financial benefit in the form of a
monthly pension, but this is not a replacement for familial support.
Nepali retirees, or the elderly more generally, don't suffer the
loneliness of their American counterparts. They constantly interact with
family members in various social and economic contexts. Indeed, one
worships parents and ancestors all one's life, a practice and
culture of respect that binds the generations through time in Nepal.
If I were to make more general claims, I would make two. First, the
basic difference between the two societies has to do with a difference
between a continuing basis in kin, which stresses continuity, and a
basis in the market, which celebrates discontinuity. Second, and this
follows de Tocqueville again, there are fundamentally different notions
of personhood at stake here. In America, commodities and cash become
modes of objectifying personal identity. The autonomous person is
highlighted at the expense of kinship in personal identity in everyday
life. In Nepal, personal identity finds its location within the web of
kinship and family. It is imbibed daily and concretely as a family
matter in everyday social order and relationships.
Research in a Rural Setting: The Farm Families of North Dakota
Because I was myself born and brought up in an agricultural family
in Eastern Nepal, I thought that fieldwork among American farm families
would be interesting beyond its purely scholarly potential. With my own
personal experience, I could compare American and Nepali cultures of
family and farming life. I was able to do exactly this kind of
comparative study when Tom Fricke invited me to join him at his research
site in North Dakota. In this section I provide a brief account of that
fieldwork based on the field diary in which I made daily entries during
the month or so I lived with an American farm family. Although
incomplete in some respects, these notes provide a broad view of
everyday life--landscape, work, and family--on the American farm as seen
through the lens of North Dakota. Wherever possible, I have compared
American farm life with the farm life of Nepali families.
Though American farmers currently produce 40% of the world's
corn, 45% of its soybeans and 10% of its wheat, they represent less than
2% of the total population of that country. The average American farm
size was 432 acres in 2000. This is equivalent to 3,456 ropani in Nepal,
yet the farming population as a whole is considered relatively poor in
America. The mid-western states of America (including Michigan,
Wisconsin, Minnesota, North and South Dakota, Nebraska, Iowa, and
others) are considered the breadbasket of the world.
North Dakota, where I did my fieldwork, is thought of by the
majority of Americans as one of the most remote and poor states within
the mid-western region. In the American mind, it occupies a position
similar to Humla district in Nepal. It is a part of America's
region of prairies, fields, and meadows where annual precipitation averages just 15-20 inches per year. The whole area is basically a dry
farming area with irrigation used very sparingly. This dry land farming
is a system of producing crops in semi-arid regions, usually with less
than 20 inches of annual rainfall without irrigation. Frequently, part
of the land will he follow in alternate years to conserve moisture. Like
the monsoon in Nepal, farmers here expect rain in certain months of the
year. But because of the uncertainties of farming in the face of drought
and the like, the US government has introduced an act to provide
security to American farmers. This act is known as the Food,
Agriculture, Conservation and Trade Act of 1990 and includes the Food
Security Act of 1985. This act pays farmers the production value of land
in a given year in cases where the government tells the farmer not to
cultivate his farm land because of an over-supply of certain crops in
the market.
This part of America was considered to be a virtually barren land
in the past. The American government encouraged its settlement by
providing free land to those willing to live and work on the soil. Thus,
the American Homestead Act of 1862 offered settlers to the Great Plains,
which includes North Dakota, 160 acres of free land if they remained on
it for five years. Still, life on these treeless plains was never easy
and it remains one of the most thinly populated parts of the United
States. Tom Fricke (2003: 58) wrote about it like this:</p>
<pre>
The Great Plains' difference comes from contrast, something
not quite right to a person from further east. You try to contain the
country by scaling it against what you already know. All those exits
along the interstate with their no services signs. The gaps between
towns. The gray boards of abandoned homesteads like so many tattered rags on a barbed-wire fence. At night you can drive for an hour and
not see a light. In the morning you can search the whole horizon and
not see a shack. The wind whips the grasses. The meadowlarks call.
And you'll remember some article you read a long time ago about
how the small towns are dying, the farmers moving on, and the prairie
returning to its past. </pre> <p>Historically, a similar
kind of underpopulation prevailed in the Nepal Tarai as well. Though the
Nepal Tarai was highly fertile agriculturally, it was a deadly malarial area before 1960. To attract farmers for farming and resettlement, the
Nepali government introduced an Act around 1932 saying that a farmer who
cultivated land in this area would be entitled to receive two bighas of
land (about 3.5 acres) at no cost. Today, the land of the Nepal Tarai is
so valuable that nobody would even begin to think of parting with a
square foot of that same land for free.
The average farm size in North Dakota was 1290 acres (10,320
ropani) in 1997. This is much higher than the national average, but the
land is correspondingly less productive. More than XX [????] per cent of
the people in this state depend on agriculture. The density of
population was only 9 people per square mile in 2000 and the population
size has been declining over the years. The population size, which was
680,845 in 1930, came down to 637,808 in 1998. The ethnic composition
was 94.6% white, followed by 4.1% native American and smaller numbers of
other groups. The white population is dominated by people whose
ancestors migrated to the plains from Germany and Scandinavia and most
of this wave of immigration occurred between 1880 and 1910.
Within North Dakota, our research focused on Stark County in the
western and driest part of the state. The population of this county was
also declining. There were 22,832 people in 1990 and 22,707 in 1998.
Within Stark County a town was selected for detailed research. Its
population had been more or less stable over the last 90 years with 647
people in 1910 and 652 in 2000. This town today is 118 years old and the
original settlers of this area were German people whose ancestors left
Germany first for Russia or Hungary and later migrated to the United
States.
The decline in population, especially given the formerly large
family sizes, suggests that very few people are interested in staying in
farming or in the general area. People in the younger generations are
especially likely to find little attraction to farming. They constantly
move towards the bigger cities for jobs and education. Interestingly,
most of these young people who move choose to live in the state of North
Dakota (about 70%): the rest scatter to larger American cities such as
Minneapolis.
Some Themes Emerging in Research Among Rural Farm Families
Culture and Work of Farming families. Much of the daily life of
American farm families revolves around gardening, planting, weeding,
cutting grasses for animals, storing grains in the bins and hauling
grains in large grain trucks to the appropriate market centres for cash
or payment. Life looks relatively hard as there is little free time
except for occasional family gatherings and those cases of a death in
the family or community. It is hard to calculate the working hours but
normally a member of the farm family spends 12-14 hours a day at hard
work during the planting and harvesting seasons. Most of what they eat
does not come from their own farming: this is a highly market oriented
economy and all goods required for domestic consumption come directly
from the market, much as is true for urban Americans.
The American style of settlement in farming areas differs from what
one finds in many parts of the world. Rather than a clustered village of
many separate houses, settlements are organised around a set of
buildings, including family houses and utility buildings. Normally 4-6
buildings are grouped together by a farm family: a body shop for
repairing heavy machinery, a cattle shed, bins for storing grains, and
of course a separate residential house for members of the family.
The family is basically nuclear and includes a husband, wife and
unmarried children below about 18 years old. At least one generation
before now , a farming family used to have 4-6 children. These days,
single men or women may be found running farms because of divorce or a
person remaining unmarried. In American culture it is an accepted fact
that a man and woman can live together for years without getting
married--marriage is considered primarily a public and ritual event. A
person in Nepal cannot begin to imagine this way of forming a conjugal
unit without a public declaration of commitment. But this seems to be a
logical outgrowth of the American emphasis on the individual as opposed
to membership in larger groupings, such as the family.
As in Nepal, farming is largely a family enterprise in which the
work is performed by members of one's own family. For example, in
A's farm area where Tom Fricke and I stayed for about a month with
the family members (in this family, there were four members but the
20-year-old daughter had recently married and stayed with her husband in
the city area), more than 3000 acres is farmed by three members: the man
(husband), woman (wife) and the son. But the son is already in the first
year of college and helps his parents in farming activities only during
his vacation period. Obviously, farming with this low labour force
requires high investment in labour-saving machinery.
A grown-up son normally runs tractors for seeding and spraying
herbicide on weeds during the summer. Herbicides are chosen to kill only
weeds and not the planted crops. Two major seasons dominate the annual
cycle of farming: winter and spring. For services in his parents'
house during the summer and winter (when he is free to work) the son is
paid a monthly salary. During the winter (November through March), he
helps parents in the daily task of feeding cattle. The wife is the
homemaker. She does all the domestic chores, cooking, cleaning the house
and courtyard, washing clothes, kitchen gardening, taking care of young
calves and cutting grass around the courtyard. When the need arises, she
picks up the van to help her husband on the farm as well. In addition,
she does the work of bookkeeping (that is, keeping records of their
income and expenditure). The man works on the farm, tilling, seeding,
applying herbicide, harvesting, baling the hay and taking care of
livestock. During the summer, the livestock (the family owns 100 cows
with their calves and four bulls) are left in their own pasturage areas.
The pasturage area is fenced by barbed wire to prevent animals from
moving to another person's land. During the winter, the man feeds
the cattle, transports grains to the market and checks his books to
decide which crops to plant in the coming year.
Much like the family we lived with, a neighbouring couple also
cultivated a large farm area by themselves. Their grown-up daughter who
had just finished her high school that year used to help her parents at
farm work, looking after cattle, and other chores. Occasionally, a
farmer will employ labourers during the seeding and harvesting seasons
if there is an emergency, if bad weather narrows the time in which the
work must be finished, or if other work needs doing at the same time.
Normally, three types of crops are cultivated in this area: wheat,
legumes and oil seeds, with the percentage of a single farmer's
total production breaking down as follows:
Wheat : 50 %
Legumes : 25%
Oil seeds : 25% (normally crambe, sunflower or canola)
Single cropping, or mono-cropping, on a single field or plot is the
standard pattern of farming for the whole area. That is, one
doesn't find multiple crops in the same fields. Normally cropping
starts from April-May and most of the crops are harvested by
August-September. The growing season in this area is among the shortest
in the United States south of Canada and places severe constraints on
the types of crops that can be grown.
As in Nepal, a successful American farmer is one who not only farms
but also raises cattle at the same time. Cattle raised in this area are
mostly females (normally one bull is raised for breeding purposes for
each 25 cows). Cows are raised for their calves, which are sold in the
market when they become about 9 months old. Farmers here say that a cow
gives birth to 20-22 calves in her lifetime. A barren cow is generally
quickly sold for meat in the market.
During the winter (December to March), when there is heavy snow and
bitter cold, cattle are kept in sheds or corrals close to the farmstead
and fed regularly by family members. Feed basically consists of grasses
from the farm such as alfalfa and others. In addition, grains, legumes,
and oil seeds are "transported to market in large trucks. Machines
are repaired or fixed during the wintertime as there is little farming
done during this period. (It is not unusual in the winter months to have
the temperature stay below zero degrees Fahrenheit for days at a time.
Daytime temperatures stay below freezing for nearly the whole period.
Appendix I provides more details for how farming is done in this part of
America.
Culture of American farming. Weather and technology play a very
important role in American farming. Because the whole area is a dry
farming area, farmers take a great interest here in conserving moisture
in the soil. Even tilling itself can lead to evaporation of moisture
according to local farmers. Wind is another important factor in the
local climate, where the landscape seems constantly to endure heavy
winds because of its grassland character. As it blows, wind causes water
to evaporate and thereby exacerbates the already arid conditions of the
area. Nature and life go together in this part of North Dakota.
Cutting grasses and storing them in the form of hay bundles (as in
Nepal) is another essential feature of American farming. Heavy machines
and relatively dry days are required for cutting grass. At the same
time, farmers do not bale the grass during overly hot and sunny days for
fear that the grass will become dry and lose its protein content. So
baling is done when the day is overcast but not damp. Weather conditions
for baling are so specific that I have seen farmers bale hay after
midnight ii the moisture conditions are right. For spraying herbicides
they need low wind speed (not more than ten miles per hour) or the
herbicides could blow onto somebody else's farm and damage their
crops. When the sunflower and wheat become tall enough to move in the
wind, they need the seasonal rains at a rate of about one inch each
week. Less than this runs the risk of heat destroying crops. In a very
wet year, a second harvest of alfalfa may be possible, leading to
plentiful hay.
In keeping with the overarching American concern with private
property and the sanctity of the individual over the community, there
are no common or community pastures in this region. Farmers must have
their own pasturage for raising their animals. The only alternative is
to make arrangements to pasture animals with another private
landowner's herd, generally for payment. In this semi-arid region,
one animal requires in the range of 7-10 acres of pasture. Thus, if a
farmer owns 100 heads of cattle, it is desirable that he should have
about 700 acres of pasture.
All of these things are in contrast with the situation in Nepal.
For example, the concern in Nepal is not to preserve moisture in the
soil by reducing the tillage. In fact, here one finds that more and more
tilling is required for cultivation because of the hardness of the soil.
And it is generally only in a few areas of the Nepal Tarai where
tractors can be used for tilling. Otherwise, all farming work is done
manually. Also contrasting with the American situation are Nepali
practices of pasturing animals. While the pasture area is also
one's own farm, no special area is allocated for animals only as in
America. In the highland mountain areas, there are still common lands
for pasturage where shepherds bring their animals for a couple of months
out of every year.
The other striking feature of farming in America is the
capital-intensive use of machines for nearly every kind of activity. I
was surprised to see that only two to three persons could cultivate
nearly 3000 acres (24,000 ropanis) of land, something made possible
solely by the heavy use of machinery. With their 3000 acres of land and
100 cows (plus four bulls and 100 calves), it was impossible not to
notice the almost 16 different kinds of heavy machinery that were in use
(see Appendix 2 for a list of the agricultural machinery owned and used
by this particular family). In brief, modern American farming is highly
dependent on technology. The larger and more sophisticated the machines
are, the larger is the farm size of the farmer.
The other most important factor in American farming is the
operating loans that nearly all farmers need to take out. Again, this
seems to connect to the American culture of private ownership and
extreme individualism. American farmers purchase most of their own
machinery, seeds, herbicides, and fertiliser through loans. The farmer
whose house I lived in had loans amounting to nearly $500,000. Because
of the heavy cost involved in fanning, some farmers who would otherwise
like to continue or take up this life are prevented from so doing simply
because of the high capital start-up costs. One farmer told me that a
farmer who wishes to cultivate 2000 acres of land must be prepared to
spend about half million dollars beyond the price of the land itself.
Work and the Work Ethic. A and his family members think of work as
no less than a necessary part of their life. Their work ethic is
systematically embedded within family values that emphasise hard work,
both for the individual and for the good of the family. A's parents
and grandparents were farmers. A himself has spent nearly all of his
life in farming with short breaks in the local oil industry and as a
railroad worker. His own son wants very much to spend his time in
farming as well. If A and his son's generation are taken into
account, then we have five generations in which this family has farmed
this region of North Dakota. As an agricultural family, A grew up in a
family of ten members. He has five brothers and three sisters along with
his parents. A was the eldest son. But even this large American family
represents a shrinking: A's mother told me that she grew up in a
15- member family. It was easy for me to see that the American farm
family of the not too distant past must have looked very much like the
Nepali farm family, at least in terms of size.
Narrating his family history, A's father told me that he was
drafted in the army for two years and continued with the army for
another six, before returning to North Dakota, where his parents and
other relatives were still living as farmers. There, he and his brother
started farming together for 27 years. They pooled their labour and
machinery to farm two large sections of land that they owned separately.
One was 1280 acres and the other 1300 acres. In those days, he said,
they used to do everything by themselves and their agricultural machines
were much smaller than they are now. They could produce enough to make a
relatively good living.
In the past, the farmers of this area used to butcher their own
animals to supply their own family meat. This domestic butchering
parallels what is still found in Nepal. But these days young men do not
like to do this kind work and, moreover, the proper equipment for
butchering if the meat is to be sold is expensive for the needs of a
single family. Because of this, they invite a butcher from the town when
they need to butcher an animal for their family needs. A butcher
normally charges $200 to butcher a 1100 lb. cow. A's father also
mentioned that butchering is best done in this area during the winter or
the cool season.
For pork and pork sausages, A's father would go to buy a pig
from a farmer who raised them and then take it to the slaughterhouse for
butchering. Normally, farmers of this area store meat of different
animals in big refrigerators for periods of more than six months. I
noticed that A's house had two such big freezers. They no longer
raise pigs and chickens on their farm. In the past, they would also make
their own cream, butter, ice cream and so on but they no longer make
these things these days. The problem is both that raising dairy cattle
is very time-consuming and that these products are available very
cheaply in the market.
Problems in Conducting Research in the United States of America and
Nepal
It will seem to some that I have made a detour from my opening
themes. In fact, I have in some sense done just that. But I have done so
to hint at some differences between Nepal and the United States that
prove to be important in the research process itself. Let me return now
to the discussion I began this essay with.
Structural Problem: IRB in the American Universities
In the United States, any research--whether in the areas of natural
science, social science or humanities--that concerns what are called
"human subjects" must be passed through the Internal Review
Board of the university with which the researcher is affiliated. In
other words, before starting any kind of research a researcher or team
must get a clearance paper. In 1974, the American Congress passed the
National Research Act and the Department of Health, Education and
Welfare designed the federal guidelines for human subject research.
These regulations were updated in 1981 with the name of "45 CFR 46" rules (shorthand for Title 45, Code of Federal Regulations,
Part 46, Protection of Human Rights). Technically, research that is not
federally funded is not subject to the 45 CFR 46 rules but most
universities hold all research to the federal standard, reasoning that
it makes no sense to have two moral yardsticks (Shea 2000: 28).
The IRB is a committee formed by the university to carefully check
research involving human subjects. This board checks the research
proposal, particularly the objectives and the methodology (how the human
subjects are treated in the research, the types of questions asked of
informants, how the privacy of an informant is maintained, and related
matters). All researchers must conform to the rules of the IRB review or
face serious consequences. In the strict sense, this means no questions
other than those approved may be asked. Failure to conform can even lead
to expulsion from one's job.
There is no IRB, formally constituted as such, nor "human
subject guidelines" for approving research in Nepal. There are no
doubt rules from particular departments or institutes that researchers
need to be familiar with in the conduct of their research and
affiliation with a department or institute is a formal requirement of
foreigners for obtaining research visas in Nepal. The researcher has to
fill out an application form (along with submitting the research
proposal, a proof of student/teacher status from his or her institution,
and a sufficient funds guarantee paper) through the Centre for
International Relations of the university. The Centre forwards this
application to the appropriate department or research centre at the
university for evaluation. After getting a clearance paper from these
bodies, a researcher is affiliated either with the research centre (such
as CNAS) or department (such as the Department of
Sociology-Anthropology) of the university.
A student or teacher who has the proper documentation described
here has no problem at all with obtaining affiliation with the
university. There is only the question of timing since unexpected
delays, often without a specific reason, are normal in Nepal. For this
reason a foreign student, teacher, or researcher is advised to apply at
least one or two months in advance of the expected research start time
in Nepal. Normally, research permission is given for the period of one
year or the time specified by the researcher in the proposal itself. If
the researcher is not able to finish the research in the stipulated
time, permission can be extended in consideration of the progress of the
researcher.
In Nepal, a foreign researcher is actually required to send a
progress report to the concerned department every six months. The truth
of the matter is that this rule is barely followed unless there is a
request for time extension. Neither the department nor the Centre for
International Relations at the university do much in the way of
supervising and confirming the researcher's activities performed in
the name of research. There is no check to discover whether they are
doing research as specified in the proposal or something else.
Similarly, nobody bothers about questions being asked of respondents. It
is not uncommon at all to have foreign researchers return to their own
countries without even reporting to the concerned department of the
Nepal host university. Once they've gone, nobody knows where the
student or researcher has published an article, report, or book, in what
language it was published, and so on. Very few foreign researchers have
shown their concern for "human subjects" in those
publications. They publish their material as they wish and without
follow-up or penalty. With such lack of restraint, it is hardly
surprising that so many anthropological articles and books have been
written from work in developing countries like Nepal over the last few
decades.
The situation is so loose in Nepal, that many foreign scholars even
come on a tourist visa, which can permit visits of up to five months,
and carry out their short-term research programmes without affiliation
to any university department whatsoever. There is no agency that checks
into this kind of underground or shadow research, even though it is
assuredly being carried out in our country. Of course, many of these
foreign funded projects in Nepal follow the IRB rules from their
respective countries, particularly the United States. The issue here is
the lack of concern on the part of the Nepal government or the concerned
university about the type of research, its specific conduct, how human
subjects are treated and protected, and so on.
Of Ethnography and Ethnographic Content: My American Experience
Structural and methodological problems in the urban area. Because
the urban project I was involved with was sponsored by the Center for
Ethnography of Everyday Life (CEEL) at the University of Michigan, I
expected that the primary method for collecting data would be
ethnographic in nature. When I say ethnography here, I mean that the
focus should be on "what people are doing rather than what they say
they are doing." In other words, my expectation was that I would be
watching and observing people while participating in their day-to-day
lives. This proved to be impossible for me for a number of reasons. Some
of these problems of doing field work in urban areas have already been
narrated by other anthropologists who have worked in the United States
and became applicable to my case as well. They include such things as
concerns with the appropriateness of the sample size and the inability
to draw a boundary of the field (Ortner 1993) and the danger that a lack
of participant observation will cause an exclusive reliance on
field-based interviews (Sanjek 2000).
Ethnographic research in an urban setting, like that of the
Southeast Michigan auto plant, raises several problems of
contextualisation in terms of the ability to come up with a manageable
research unit in temporal and spatial terms. One can't follow
enough people with a level of intensity that allows a knowledge of the
whole community. Eventually, I ended up choosing a methodology that was
less ethnographic and more on the order of detailed case studies of
available retired autoworkers. The research became interview-based, not
the best circumstance for an ethnographer, and the questions following
IRB restrictions had to be based on the topic list designed for the
larger project. I am using the term "available" here because
many retirees live quite far from the present plant or in states other
than Michigan.
Neither of these strategies is a good thing for ethnographic
representation. I feel strongly that ethnography as practice is not a
technique that one learns in the classroom. It is practice through years
of actual field contact that perfects the ethnographer. Most basic to
the doing of ethnography is the need to live closely in contact with the
people of study. Nevertheless, this opportunity was not to be for me in
the urban setting because of the inbuilt structural problems that were
part of the larger project design. One problem, for example, was that my
interviews were confined to retired autoworkers and to places mutually
agreed upon by both parties in advance. Because of this, there was
little' opportunity for me to talk with other family members, to
have the experience of a first-hand look at their houses, or to develop
a firsthand understanding of closely observed family life, and so on. In
other words, the American cultural focus on the individual rather than
the group was replicated in the very terms of my research process
itself. My relations were always with single individuals, never in
context, and usually apart from their group memberships.
Like most ethnographers in natural settings, I have the habit of
asking questions in a straightforward manner and as they arise in
conversation. Many times I wanted to know more closely about the family
life of workers as a way of making comparisons among different families.
I wanted to put more questions to the autoworkers outside of the
pre-established set of interview questions, but I was restricted by the
principal investigator of this urban project to an agreement not to ask
a single question beyond those already approved by the IRB. This already
seems to me to be a violation of the natural flow of ethnography where
questions arise in the situation itself. Similarly, as a researcher I
was not allowed to stay in the house of any autoworkers since that might
jeopardise larger research goals. I began to feel that the
project's principal investigator was worried about me as a
researcher, thinking that I might ask "nonsense" questions not
relevant to the project and that these might jeopardise not only the
research project but, it seemed to me, his job within the university. I
felt that the research had lost its heart. Its whole intention appeared
to be driven by the need to ask questions as they were approved by the
IRB and strictly to maintain the privacy of individuals.
And yet, for me, fieldwork--especially what we call
"participant observation"--is the heart of cultural
anthropology. It is through that that I believe we are able more
profoundly to understand the day-to-day life of even these urban
autoworkers. And it is that which should have been conducted, even among
those retirees, in addition to formal interviews. I have always believed
in relationships of reciprocity with people. It seems to me now that
this is an approach to human research that grows out of my cultural
identity as a Nepali rather than an American with his stress on the
individual. I believed that fieldwork in its ethnographic sense would
provide me with an immediate and uncensored sense of people in their
factory surroundings and their everyday life. This fieldwork should have
been central, but it became for me an ad-hoc and impulsive exercise
without legitimacy in the eyes of the larger project. For me, earning
research legitimacy also became a big issue because English is my second
language. I felt a need to leave many anthropologically pertinent
research questions unasked out of the simple fear that I must follow the
rules of the Internal Review Board or face the unknown, but potentially
serious, consequences of carrying out research outside their bounds (see
Shea 2000; Vidich and Bensman 2000).
There were, of course other problems of a more practical sort.
Trying to do participant observation with people who are scattered over
large distances and constantly on the move is frustrating. One of my
collaborators, however, was himself a retired autoworker living in
Southeast Michigan. Thanks to his deep and personal knowledge of the
day-to-day life of autoworkers, I was able to salvage some experience of
participant observation in my research. In that spirit I attended
churches along with workers, observed local elections and union
meetings, and attended the Labor Day parade in Detroit where a large
number of retirees had gathered. I also had a few opportunities to
participate in the potluck lunches of retirees. I nevertheless feel that
the cost of creating a ethnography entirely from decontextualised
narratives alone is the risk that their meaning is taken for granted so
that questions vital for anthropological understanding are left unasked.
My experience in the United States refreshes my realisation that
doing fieldwork is so easy and simple in Nepal. An anthropologist or
researcher, native or foreigner, has easy access to anybody's house
and can talk to anybody in the house (assuming adequate language
ability) who is home to talk with. Local people are invariably happy to
welcome an outsider, who always has the status of a guest in Nepali
culture. If a householder does not treat a guest properly he could ruin
the credit obtained for all the virtues he has earned in life. There is
no Internal Review Board as such within the University system that
checks on the activities of a researcher in the field. In other words,
nobody bothers as to what a researcher is doing in the field in Nepal.
This may be an exaggeration of what is desirable, but it certainly
reduces the strangling sense of fear that seems so much a part of the
current situation of human research in the USA.
Cultural problems in the rural area. In many ways, but for somewhat
different reasons, doing ethnography with farm families was also complex
and difficult for me. Again, in this project site, individual families
were very scattered; families might live 5-10 miles apart. It becomes
virtually impossible to do a field study, even in a rural setting,
without driving a car. As a contrast, in rural Nepal (mostly in the hill
and mountain areas), many houses are clustered in a relatively small
space. It's only in a small number of cases that a researcher needs
to walk 1-2 hours to find a house after he's finished at another.
Moreover, a researcher needs approval from a family before visiting the
house to engage in conversation. This is because, first, they may have
no time to talk for long periods when they are constantly busy at their
own work. Secondly, Americans are very generally reluctant to share
information about their families, their work, or their income with any
outsider on short notice or acquaintance. This is a part of the culture
of possession and privacy that is so important to Americans.
Since few American farmers have spare time for conversations in
rural areas, an ethnographer must be prepared to do just about anything
if he wants to talk with an informant. My own interests were in American
family life in the rural areas, especially in husband and wife relations
and their feelings about their grown-up children. I had to talk with
A's wife for a significant period of time for this but she was free
only while also painting woodwork in her house and courtyard. So I
joined her in this work, doing some of the enamel painting myself, for
nearly four hours. I had never done this kind of enamel painting in my
life so the cost of my efforts was a ruined T-shirt as enamel spilled
over the different parts of my body. Yet, the product of this small
sacrifice was a deeper understanding of her and the values she held
about her family life.
I noticed that even in the rural setting American farmers are like
other Americans in that they are very sensitive about their property and
the privacy of their way of life. Once I innocently put a very
straightforward question to a farmer: "How much land (in acreage)
do you own as a farmer"? This straightforward and direct way of
asking made this a quite sensitive question. The farmer was a little
embarrassed, uncomfortable, and reluctant in replying to my question.
Tom Fricke told me this was not the right way of asking such a question
in this setting and I later realised that no farmer would answer if the
query was put in this way since it violated the American sense of
individual privacy and the sacredness of the relation between property
and the self.
Tom Fricke also told me that it is not possible to get data on the
landholdings of individual farmers from the county courthouse in
Dickinson (where land records for this area are available). The records
are organised by location rather than by individual or family. One could
fairly easily get average landholding data for the area but an office,
whether government or commercial, has no right to expose the
individual's ownership of property rights. In other words,
information about household economies may be inaccessible to researchers
who do not first get to know the families themselves. This is again due
to attitudes toward privacy coupled by the widespread fears of farmers
about government intrusion into their lives. I was also told that the
county recorder would not pass on this type of personal data to an
outsider or a researcher. With every turn, I began to realise the
sacredness of privacy throughout American life, whether rural or urban,
and to see that these strictly cultural concerns are built into the very
conduct and definition of legitimate research methods.
In Nepal, of course, ownership of land is systematically linked to
the economic status of the family. The higher the amount of land owned
by a family, the higher its socio-economic status. There is a natural
tendency here, too, for a farmer to conceal this kind of information in
the first conversation with an outsider (even to a Nepali researcher).
Yet his motivation is not so much to maintain privacy per se, but to
avoid showing himself to be either rich or poor in the local context.
Nevertheless, family ownership of land can be easily verified, either by
asking neighbours (who both know it and are happy to share it, in
contrast to American farmers who may know it but be equally reluctant to
share it) or from the District Land Record Revenue Office (Mal) where
the land record of an individual farmer can be found.
Compared to Nepal, I found doing research in America to be
difficult and time consuming for many reasons relating to a different
sense of individual boundaries and to the sheer availability of
information. In America, no informant will provide personal data on
property, family relations, and other details without a high level of
intimate familiarity because all of these things are symbolic of the
self-contained individual. At the same time, no office (government or
private) will provide data at an individual level, even in the name of
research, because protection of individual privacy dominates American
culture and law. In cases like this, and unlike in Nepal, a simple
letter of identification held by the researcher has little meaning to
the subject of study.
If a researcher is engaged in study anywhere in Nepal, his or her
office will write a letter to the concerned authority in the area (for
example, the Chief District Officer, CDO, or the chairman of the Village
Development Committee, VDC) asking them to help in the field site. The
CDO even writes to the chairman of the concerned VDC to help the
researcher in whatever way possible. At the district level, the Land
Reform Office or Revenue Office will help an individual researcher by
providing an individual landholding record, if asked.
Finally, I was also interested in identifying rich and poor farmers
as they were perceived in the local context. My own host family (A),
although they cultivated a little more than 3000 acres of land, would
only say that they "are okay economically within the terms of the
local setting". It was indeed a difficult question to ask and I
found it impossible to have anybody answer this question in a clear way.
I spoke with my colleague, Tom Fricke, about ways of getting at an
answer to this problem. At one point he suggested that I go with a
farmer who enjoyed company and was taking his very large freight truck
to transport seed to the market in another area.
This farmer happened to be taking crambe seed to a place to the
west known as Belfield where it would be transferred to large bins for
storage. I was delighted to join him since this was the first time in my
life that I had ridden in a truck of such size, much larger than the
biggest trucks on our Nepali roads. I ended up joining him in the cab of
his truck for the round-trip journey of some 7-8 hours, a very pleasant
trip with an unusually talkative farmer.
This man considered himself a middle-class farmer. When I asked him
my question on how to separate the rich and poor among American farmers,
he told me that it is not only landownership that determines the
farmer's economic status. Added to this, one must know about the
machinery and the number and quality of the pick-up trucks if one wants
a good indicator of status in this western North Dakota farm country.
The ownership of these together with farm size determines the
farmer's economic status in the eyes of his neighbours. A rich
farmer will always use new and big machines compared to poorer farmers.
Ownership of big machines suggests the presence of a large chunk of land
to cultivate. And in order to give the impression of economic status, a
poor farmer is tempted to drive himself deeper into debt by the purchase
of machinery he can't afford.
My travel companion also confessed to me that a farmer like him
also plays golf, a game that he is willing to pay $50 at a time to play
in a private country club. Not every farmer of this area could afford
this kind of luxury. True or not, and I must admit this farmer enjoyed a
good joke, it was the long contact and the working together at a
task--in other words, participant observation--that opened new lines of
communication for me.
In brief, ownership of land and the size and design of the house
are not the most important criteria for identifying rich and poor
farmers in the area as they would be in Nepal. It is the size and
condition of the machinery that are the most important criteria in
identifying the rich and poor farmers in the area.
The truth of Ortner's point hit home for me. She writes that
in American social and cultural life there is "personal
embarrassment about talking about money--about personal income, family
resources or both. It has been said that most Americans would sooner
discuss their sex lives than their incomes" (2003: 10). And this
seems clearly to relate to the connection between property and the inner
self in American cultural meaning. And yet, as my farmer friend showed
me, one can also look for signs and indexes that are external to a
person and come up with an answer to these questions. The point is that
they can only be discovered through the reciprocity of fieldwork itself.
In rural Nepal visitors are an attraction. Local people want to see
them, talk to them, or invite them to their houses during their stay in
the village area. Except for a very few restricted areas, an
anthropologist can travel anywhere and work freely in the place they
have proposed to do research. Not only in rural areas, but also in urban
places like Kathmandu, researchers have easy access to the houses of
their research site. The people welcome any foreigner to their homes,
even an anthropologist. Depending on the economic condition of the
family, the visitor is entertained with a cup of tea or some food. There
is no problem in talking with people and, while talking, many
researchers will find that they are not confined to what they have
written in their research proposal. Nobody bothers as to what they have
written or where they going to publish their report or article or book.
The concern of the local people about researchers is in their
relationship with them, the manner of their behaviour, and the
reciprocity that they bring to their dealings with people.
Conclusion
As I mention above, doing ethnographic field research in the United
States of America is difficult for the people of developing counties for
reasons such as lack of research money, lack of proper affiliation with
a university, and the problems of getting clearance from the IRB. These
are structural or infrastructural. Added to these are the more cultural
difficulties such as those relating to obtaining access to households
and family members, obtaining answers to straightforward questions, and
other matters that connect to the ethos of individualism and privacy
that prevails in American society.
As a whole, although American society is largely governed by
democratic values and egalitarian principles, Americans see these values
as being carried at the level of individuals out of any context. The
result is largely individualistic and self-motivated practice in a
person's day-to-day life. Each person is very much concerned about
his or her own work. Personal boundaries, whether of the person as a
physical being or as symbolised by property, are nearly sacred so that
privacy is strictly maintained, it is extremely hard to know what others
are thinking and doing within or outside the family. This kind of
uncertainty about the attitude and behaviour of others, it seems to me,
emphasises an inward direction and distrust of others. Thus one finds
difficult it to talk with people unless one stays in the area for a good
period of time.
In spite of all the difficulties and frustrations, I discovered
that this kind of cross-cultural study is quite relevant to me as both
an anthropologist and a Nepali citizen. It is hard to be more than
suggestive in explaining why, but I have a few thoughts.
First, a research-based understanding of middle-class cultural
currents in the United States of America may be a useful way of
providing new insights on transformations within the growing middle
class in Nepal itself (see Liechty 2003). In effect, my studies of
American middle class culture place me in a position to think in terms
of new large scale-patterns of globalisation, some of which we may
expect to become increasingly germane to our own futures.
Another area of personal intellectual development is in the area of
expanding methodology. The ethnographic frameworks and techniques that I
have used in my American research are largely those which I apply in my
research in Nepal. I expect to be able to develop a greater
understanding of these methods through their application to a quite
different context by understanding what modifications become necessary
and what continuities might be considered as universal in social science
research. These are important to my work in Nepal as our own society
continues on its path of rapid social change. But they also raise the
issue of how research methods are themselves structured by the culture
in which they originate. It may well be that the "legitimacy"
of particular approaches or methods has as much to do with the political
dominance of the country of their origin as to universally valid
standards. It is at least a question worth asking, how much the concern
with the individual outside of context in some social science grows from
the cultural stress on individuals and privacy in American culture
itself.
In a sense, I have conducted fieldwork in America from a distinctly
Nepali perspective. Many of the frustrations I encountered were a
product of that perspective coming up against another that was foreign
to it. I believe that understanding and making the Nepali perspective
explicit is essential to our ability to make American studies work in
our own context. It will also prepare our own students in their
understanding of the United States of America and help to forge an
empirically based critique of trends of that country.
Appendix 1. Brief Notes on American Land Tenure System and Farming
Practices
Land rent per acre:
It is both in cash and grains. Cash is normally $23.0 and above per
acre (depending upon the quality of land) and half to one third to the
landowner from the total production of grains, according to my informant
R. According to R, a landowner is better off if he leases his land for
grains. However, most of the cultivated lands in this are area are
rented out for cash. According to A, the land rent in grain is only one
third of the total production and this goes to the owner of land.
Crop rotation:
This is the basic feature of farming in this area. The ideal crop
rotation has the same crop rotated into a given field every three years.
But the crop rotation in this area usually follows a two-year cycle with
the same crop rotated in each second year.
Crop cycle:
Single crop or mono-copping pattern in the whole area. Normally
cropping starts from April- May and most of the crops are harvested by
August-September.
Typical Percentage of Total Crops Cultivated in the Area:
50 percent wheat
25 percent legumes
25 percent oil seeds (Normally, crambe, sunflower and canola are
grown in this area as oil seeds. Soybeans are not grown in this area.)
Tilling:
The tractor is exclusively used for tilling and fertilizing the
land. A good-sized tractor can till the land for seeding at the rate of
up to 200 acres per day. Average tilling by a tractor is 170 acres a
day. Thus, a farmer who owns 2000 acres of land needs at least 10 to 15
days of tilling, depending upon his size of the tractor.
Labor in Farm:
Sometimes, a farmer has to employ a laborer during the seeding and
harvesting seasons of peak labor demand. At that time, a farmer pays up
to $10.0 an hour for the laborer. A laborer works up to 10 hours a day.
Nevertheless, the farming is usually done exclusively by one's own
family members. For example, A's farm, which is more than 3000
acres, is farmed by three family members: man, wife, son. They hire
laborers only in an emergency. Likewise, the farm of B (the farm size is
not known) is worked by both husband and wife. Their grown-up daughter
who has finished her high school this year used to help in all work but
has now gone away to college.
Division of Labor:
A grown-up son of the farmer A (the son is now in the first year of
a nearby college) runs tractors for seeding and herbicide spraying on
weeds. During the winter (November through March), he helps parents to
feed cattle everyday. The woman is the home-maker. She does all the
domestic chores including cooking, cleaning the house and courtyard,
washing clothes, and kitchen-gardening. She also takes care of young
calves (feeding them with bottled milk two times a day; there were three
such calves who needed milk) and cutting grasses around the court- yard.
When the need arises, she picks up a van to help her husband in the farm
as well. In addition, she does the work of book-keeping, (keeping the
record of everything of their income and expenses). The father works on
the farm: tilling, seeding, applying herbicide, harvesting, baling the
hay, and taking care of animals. During the summer, animals (the family
has 100 cows with calves and four bulls) are left in their own pasturage
areas . In one pasturage area, cattle are left about two weeks and then
they are taken again to another pasturage area. During the winter, he
feeds animals, hauls grain to the marketplaces and keeps up on
book-keeping. The bookkeeping gives the farmer an idea of which crops
make or lose money. Normally, a farmer does not grow a crop in the
following year if he has lost money on it.
Feeding the cattle during the summer:
Cattle are left in the pasturage area without any kind of shelter.
A pond is dug out for drinking water if necessary. Otherwise, small
ditches around the pasturage area keep enough water to feed the cattle.
One bag of minerals is left in a container in the middle of the
pasturage area with a big cone of hard salt (it looks brown in color; I
believe the salt is mixed with iron and iodine minerals). According to
farmer A, the bag of minerals and the cone of salt last for 15 days for
100 head of cattle. The whole pasture area is fenced with a barbed wire
to control the movement of cattle. In some areas, the wire is charged
with electricity so that animals do not touch the wire so that fence is
protected.
Feeding the cattle during the winter:
All the livestock are fed with hay during the winter (November
through March). So a farmer needs a lot of hay to feed their animals
during the winter.
Number of bulls in the ranch area
According to farmer A, a person can easily find out the number of
cows owned by a farmer family if he asks how many bulls he owns.
Normally, one bull is kept for 25 cows. The main purpose of keeping the
bull is for mating the cow. No doubt, a young bull could mate 30-32 cows
a year but the average is only 25.
Cropping
According to farmer A, cropping (seeding) started a little late
this year; it started during the last week of April because of snow,
rain and cool temperatures up to the first three weeks of April.
Top-soils need adequate moisture for seeding.
Crops:
Only two types of wheat are grown in this area: spring wheat and
winter wheat. Durum wheat is not grown in this area. Other crops grown
are: Sorghum, barley, oats and corn. However, corn is little grown in
this area. In addition to cereal crops farmers grow legumes, oil seeds,
vegetables and alfalfa grass. The alfalfa grass is grown for feeding the
cattle. According to A, it contains a good amount of protein (about
14%), which is considered good for cattle.
Market of grains
The ND farmers quote the grain market from three big cities of the
Midwest: Chicago, Minneapolis and Kansas City. The everyday market price
of grains of these big cities is hooked into their computer and they
check the price of grains everyday.
Appendix 2: Machinery and other Items owned and used by a farm
family
i) Tractors
ii) Skid steer and loaders
iii) Harvest equipment
iv) Row crop equipment
v) Tillage equipment (Planters, Plows)
vi) Sprayers
vii) Trucks
viii) Trailers
ix) Balers (New Holland Model 688 Roll Belt-for uniform bales
weighing up to 2200 lbs)
x) Rakers
xi) Vehicles
xii) Grain handling equipment
xiii) Elevator and bin equipment
xiv) Livestock and hay equipment(including the manure spreaders).
xv) Mower (Grass Cutters)
xvi) Scathes
Machinery is considered the real wealth of American farm families.
The newer and the larger in size they are, the economically better off a
farmer is considered over other farmers.</p> <pre> Other
Possessions owned by the Family Total land (in acre) :3198 Owned
(see below)
:127 Rented :3071 Pasture land(out of
the total land) :about 700 acres from the rented
land. Livestock cows
:100 Calves :100 Bulls
:4 Television :Two Computer
:1 Other (computer cum radar) :l(for checking weather and
market). Vehicles Car : 1 Pick-up van
: 3 </pre> <p>All other agricultural machineries
as mentioned above are kept by the family (size and how old they are is
not known).</p>
<pre> House (for Residence) Basement with bathroom and toilet
First floor with bathroom, toilet, drawing room, bedroom and kitchen
Second floor with two bedrooms and toilet The floor of the house is
carpeted. Two refrigerators Two fridges Woven, microwave Washers and
Dryers </pre> <p>In addition, the family has many barns,
bodyshop (for repairing machineries), and grain bins located at various
places of the farm.
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Note
(1.) Fieldwork and research for this paper was supported by a
generous grant from the Center for the Ethnography of Everyday Life, an
Alfred P. Sloan Center for the Study of American Working Families. I
especially want to thank Larry Root and Bob Bowen for their wise counsel
and friendship in leading me into the initial experiences with American
autoworkers in Michigan. I would also like to give my great thanks to
Ms. Jana Bruce and Ms. Judy Baughn for all their administrative help
over the years of my association with the Institute for Social Research
at the University of Michigan. Thanks to my home institution, the Centre
for Nepal and Asian Studies, for approving the leave periods that
allowed my visits to the United States. And, of course, I want to thank
Tom Fricke for over 20 years of exhilarating intellectual debate,
productive collaboration, and the best of friendships. All opinions
expressed in this paper are my own, but nothing would have been written
without each of these people.